SUPREME COURT OF THE UNITED STATES
_________________
No. 22–138
_________________
BILLY RAYMOND COUNTERMAN, PETITIONER
v.
COLORADO
on writ of certiorari to the court of appeals
of colorado
[June 27, 2023]
Justice Sotomayor, with whom Justice Gorsuch
joins as to Parts I, II, III–A, and III–B, concurring in part and
concurring in the judgment.
When the government seeks to punish speech based
on its content, the First Amendment typically imposes stringent
requirements. This ensures that the government, even when pursuing
compelling objectives, does not unduly burden our Nation’s
commitment to free expression. “From 1791 to the present, however,
the First Amendment has permitted restrictions upon the content of
speech in a few limited areas.”
United States v.
Stevens,
559 U.S.
460, 468 (2010) (internal quotation marks omitted). These
categories must be “well-defined and narrowly limited” in light of
the serious consequences that flow from carving out speech from
ordinary First Amendment protections.
Chaplinsky v.
New
Hampshire,
315 U.S.
568, 571 (1942).
“True threats” are one such category, and there
is a tradition of criminalizing threats stretching back centuries.
This includes punishing single utterances based on the message
conveyed. One paradigmatic example of this would be writing and
mailing a letter threatening to assassinate the President. Such
laws are plainly important. There is no longstanding tradition,
however, of punishing speech merely because it is unintentionally
threatening. Instead, this Court’s precedent, along with historical
statutes and cases, reflect a commonsense understanding that
threatening someone is an intentional act. As to what intent is
needed, “[t]raditionally, one intends certain consequences when he
desires that his acts cause those consequences or knows that those
consequences are substantially certain to result from his acts.”
Tison v.
Arizona,
481 U.S.
137, 150 (1987) (internal quotation marks omitted). This does
not require showing that an individual intends to carry through
with the threat. But it does require showing that an individual
desires to threaten or is substantially certain that her statements
will be understood as threatening.
Today, unfortunately, the Court unnecessarily
departs from this traditional understanding. That is not to say
that I disagree with the Court on everything. Far from it. I join
the Court’s conclusion that some subjective
mens rea is
required in true-threats cases. I also agree that in this
particular case, where petitioner was prosecuted for stalking that
involved threatening statements, a
mens rea of recklessness
is amply sufficient. Where I part ways with the Court is that I
would not reach the distinct and more complex question whether a
mens rea of recklessness is sufficient for true-threats
prosecutions generally. Further, requiring nothing more than a
mens rea of recklessness is inconsistent with precedent,
history, and the commitment to even harmful speech that the First
Amendment enshrines. I therefore respectfully concur only in part
and in the judgment.
I
As an initial matter, I do not believe that
this Court should reach the question whether recklessness is
sufficient for true-threats prosecutions. A key conceptual
distinction is helpful for explaining why. On the one hand, there
are statements that are objectively threatening. In some cases,
such statements can be punished because they fall into the
unprotected category of “true threats.” Yet such statements can
also be punished if they fall into another category of unprotected
speech, such as speech integral to criminal conduct. Or they might
warrant less First Amendment protection for other reasons. On the
other hand, there is the question of what constitutes the
well-defined and longstanding category of unprotected true threats.
It is with this latter question that I do not see the need to
address whether a
mens rea of recklessness is sufficient
across the board.
First, the courts below did not address whether
recklessness was sufficient to prosecute true threats and neither
of the actual parties have advocated a recklessness standard.
Colorado disclaimed the idea that recklessness was required, and
petitioner asserted, correctly, that recklessness had not been
raised under traditional principles of party presentation. The
briefing on recklessness consists almost entirely of a few pages of
an argument in the alternative at the tail end of an
amicus
brief filed by the United States.
Second, because petitioner was prosecuted for
stalking involving threatening speech, this case does not require
resort to the true-threats exemption to the First Amendment.
True-threats doctrine covers content-based
prosecutions for single utterances of “pure speech,” which need not
even be communicated to the subject of the threat.
Watts v.
United States,
394 U.S.
705, 707 (1969) (
per curiam). The First Amendment
would normally place strict limits on such prosecutions. So there
is typically a need to determine whether the speech in question
falls within the traditionally unprotected category of true
threats.
This is not such a case, however. Petitioner was
convicted for “stalking [causing] serious emotional distress” for a
combination of threatening statements and repeated, unwanted,
direct contact with C. W. 497 P.3d 1039, 1043 (Colo. App.
2021).[
1] This kind of
prosecution raises fewer First Amendment concerns for a variety of
reasons. Stalking can be carried out through speech but need not
be, which requires less First Amendment scrutiny when speech is
swept in. See,
e.g.,
Rumsfeld v.
Forum for
Academic and Institutional Rights, Inc.,
547 U.S.
47, 62 (2006). The content of the repeated communications can
sometimes be irrelevant, such as persistently calling someone and
hanging up, or a stream of “utterly prosaic” communications.
Ante, at 1. Repeatedly forcing intrusive communications
directly into the personal life of “an unwilling recipient” also
enjoys less protection.
Rowan v.
Post Office Dept.,
397 U.S.
728, 738 (1970). Finally, while there is considerable risk with
a single intemperate utterance that a speaker will “accidentally or
erroneously incur liability,”
ante, at 7 (internal quotation
marks and alterations omitted), that risk is far reduced with a
course of repeated unwanted contact. Take, for example, petitioner
continuously contacting C. W. despite her blocking him.
Given this, prosecuting threatening statements
made as part of a course of stalking does not squarely present the
hardest questions about the
mens rea required to prosecute
isolated utterances based solely on their content.[
2] True-threats doctrine came up below only
because of the lower courts’ doubtful assumption that petitioner
could be prosecuted only if his actions fell under the true-threats
exception. I do not think that is accurate, given the lessened
First Amendment concerns at issue. In such cases, recklessness is
amply sufficient. And I would stop there. There is simply no need
to reach out in this stalking case to determine whether anything
more than recklessness is needed for punishing true threats
generally.
II
Lest there be any doubt, the First Amendment
stakes around the definition of “true threats” are high indeed. The
First Amendment’s mantle covers speech that is “vituperative,
abusive and inexact.”
Watts, 394 U. S., at 708. “It
might be tempting to dismiss” seemingly low-value speech “as
unworthy of . . . robust First Amendment protections.”
Mahanoy Area School Dist. v.
B. L., 594 U. S.
___, ___ (2021) (slip op., at 11). Yet “[m]ost of what we say to
one another lacks ‘religious, political, scientific, educational,
journalistic, historical, or artistic value’ (let alone serious
value), but it is still sheltered from Government regulation.”
Stevens, 559 U. S., at 479 (emphasis deleted). First
Amendment vigilance is especially important when speech is
disturbing, frightening, or painful, because the undesirability of
such speech will place a heavy thumb in favor of silencing it. In
response, the Court has upheld First Amendment rights in the
context of gruesome animal cruelty videos,
id., at 472;
cross burning,
Virginia v.
Black,
538
U.S. 343, 347–348 (2003); hateful rhetoric in protests of the
funerals of fallen soldiers,
Snyder v.
Phelps,
562 U.S.
443, 448–449, 458 (2011); and computer-generated images of
child pornography,
Ashcroft v.
Free Speech Coalition,
535 U.S.
234, 239–240, 258 (2002).
The risk of overcriminalizing upsetting or
frightening speech has only been increased by the internet. Our
society’s discourse occurs more and more in “the ‘vast democratic
forums of the Internet’ in general, and social media in
particular.”
Packingham v.
North Carolina, 582 U.S.
98, 104 (2017) (citation omitted). “Rapid changes in the dynamics
of communication and information transmission” have led to equally
rapid and ever-evolving changes “in what society accepts as proper
behavior.”
Ontario v.
Quon,
560
U.S. 746, 759 (2010). Different corners of the internet have
considerably different norms around appropriate speech. Online
communication can also lack many normal contextual clues, such as
who is speaking, tone of voice, and expression. Moreover, it is
easy for speech made in a one context to inadvertently reach a
larger audience.
Without sufficient protection for
unintentionally threatening speech, a high school student who is
still learning norms around appropriate language could easily go to
prison for sending another student violent music lyrics, or for
unreflectingly using language he read in an online forum. “[A]
drunken joke” in bad taste can lead to criminal prosecution.
Perez v.
Florida, 580 U.S. 1187 (2016) (Sotomayor,
J., concurring in denial of certiorari). In the heat of the moment,
someone may post an enraged comment under a news story about a
controversial topic. Another person might reply equally heatedly.
In a Nation that has never been timid about its opinions, political
or otherwise, this is commonplace.
Many of this Court’s true-threats cases involve
such charged political speech. See
Black, 538 U. S., at
348–349 (Ku Klux Klan rally);
Watts, 394 U. S., at 707
(antiwar protest);
Rogers v.
United States,
422 U.S.
35, 41–42, 47–48 (1975) (Marshall, J., concurring) (opposition
to Nixon’s policies toward China).
Amici give further
contemporary examples of such speech from across the political
spectrum. See,
e.g., Brief for American Civil Liberties
Union et al. as
Amici Curiae 24–29. Much of this speech
exists in a gray area where it will be quite hard to predict
whether a jury would find it threatening. And the ubiquity of such
speech raises the possibility of highly discretionary
enforcement.
The burdens of overcriminalization will fall
hardest on certain groups. A jury’s determination of when angry
hyperbole crosses the line will depend on amorphous norms around
language, which will vary greatly from one discursive community to
another. Juries’ decisions will reflect their “background knowledge
and media consumption.”
Minnesota Voters Alliance v.
Mansky, 585 U. S. ___, ___ (2018) (slip op., at 17).
“[S]peakers whose ideas or views occupy the fringes of our society
have more to fear, for their violent and extreme rhetoric, even if
intended simply to convey an idea or express displeasure, is more
likely to strike a reasonable person as threatening.”
United
States v.
White, 670 F.3d 498, 525 (CA4 2012) (Floyd,
J., concurring in part and dissenting in part). Members of certain
groups, including religious and cultural minorities, can also use
language that is more susceptible to being misinterpreted by
outsiders. And unfortunately yet predictably, racial and cultural
stereotypes can also influence whether speech is perceived as
dangerous. See,
e.g., A. Dunbar, C. Kubrin, & N.
Scurich, The Threatening Nature of “Rap” Music, 22 J. Psychol. Pub.
Pol’y & L. 281, 281–282, 288–290 (2016).
On the other hand, the internet has also made
stalking and harassment even easier. Stalking can be devastating
and dangerous. See Brief for First Amendment Scholars as
Amici
Curiae 7–8. Lives can be ruined, and in the most tragic
instances, lives are lost.
Ibid. Harassers can hide behind
online anonymity while tormenting others. This happens in the
context of intimate relationships and it happens with strangers.
Overly constraining our society’s ability to respond to stalking
would come at a real cost. For the reasons given, however, a
mens rea standard for true threats would not hinder stalking
prosecutions. See
supra, at 3–5.
Even isolated threatening speech can do real
harm. Such speech not only disrupts lives, it can silence the
speech of others who become afraid to speak out. A
mens rea
require- ment would not, however, present an uncommon or
insurmountable barrier to true-threats prosecutions.[
3] Nonetheless, under such a standard, there
will be some speech that some find threatening that will not and
should not land anyone in prison.
III
These high First Amendment stakes are further
reason for caution when delineating the boundaries of what
constitutes a true threat. In undertaking that analysis, the Court
and I part ways on the order of operations. The Court begins by
defining true threats as all objectively threatening speech,
entirely independent of whether the speaker intended to be
threatening,
ante, at 6, and the lead dissent agrees,
post, at 2–3 (opinion of Barrett, J.). The Court gets there
by relying on this Court’s interpretation of the word “threat” in a
federal statute.
Ante, at 6 (citing
Elonis v.
United States, 575 U.S. 723, 733 (2015)). The Court declares
all such speech categorically unprotected, and then asks what
“buffer zone” is needed in order to protect other, unthreatening
speech. See
ante, at 4–7.
Respectfully, I see the analysis differently.
The first step in the analysis should instead be to ask about the
scope of the well-defined and narrow category of “true threats” as
a constitutional matter. This Court has already warned about the
danger of creating new categories of “unprotected speech” exempt
from the ordinary First Amendment framework for balancing our
society’s commitment to free expression with other interests.
Stevens, 559 U. S., at 470. If courts were at liberty
to redefine what counts as a “threat” or “defamation” at will, this
would achieve the same results as creating new categories of
unprotected speech.
Thus, the Court must first ask whether there is
a long-standing tradition of punishing inadvertent threats as “true
threats.” This Court’s prior definition of the word “threat” in a
federal statute, looking primarily to dictionaries,
Elonis,
575 U. S., at 733, does not tell us the scope of “true
threats” for First Amendment purposes.
Elonis itself made
clear that it did “not . . . consider any First Amendment
issues.”
Id., at 740. Instead, a careful examination of this
Court’s true-threats precedent and the history of threat crimes
does not support a long-settled tradition of punishing
inadvertently threatening speech.
A
A natural place to begin, one might think,
would be with this Court’s most recent decision involving the First
Amendment,
mens rea, and true threats. Yet to read the
Court’s decision, one would have little idea that in a seminal 2003
decision, this Court held that a threat conviction could not stand
because of an insufficient
mens rea requirement. See
Black,
538
U.S. 343.
Black plainly sets out a conception of true
threats as including a
mens rea requirement.
In
Black, the Court confronted the
constitutionality of a Virginia statute that prohibited burning a
cross with intent to intimidate. Only part of the decision in
Black is contained in a five-Justice majority opinion. The
other relevant parts of the decision were written by the Members of
that majority, who split into a four-Justice plurality and Justice
Scalia’s partial concurrence in judgment.
The majority explained why a prohibition on
cross burning with intent to threaten was constitutional, beginning
by defining the category of true threats. “ ‘True
threats,’ ” the majority explained “encompass those statements
where the speaker
means to communicate a serious expression
of an intent to commit an act of unlawful violence.”
Id., at
359 (emphasis added). However, “[t]he speaker need not actually
intend to carry out the threat,” as true threats also include
intimidation alone.
Id., at 359–360. And “[i]ntimidation in
the constitutionally proscribable sense of the word is a type of
true threat, where a speaker directs a threat to a person or group
of persons
with the intent of placing the victim in fear of
bodily harm or death.”
Id., at 360 (emphasis added).
To the extent the Virginia statute covered
intentionally threatening cross burning, it was thus tailored to
cover only true threats. Critically, however, the statute also
provided that “ ‘[a]ny such burning of a cross shall be prima
facie evidence of an intent to intimidate.’ ”
Id., at
348. In other words, the all-important intent requirement could be
satisfied by the mere conduct itself.
Consistent with the majority’s definition of
true threats, both the plurality and Justice Scalia agreed that the
lack of a sufficient intent requirement meant that a conviction
under the statute could not stand.
Id., at 367, 379. For the
plurality, the intent requirement was “the very reason why a State
may ban cross burning” because it “distinguish[ed]” between the
constitutionally unprotected true threat of burning a cross with
intent to intimidate and “cross burning [as] a statement of
ideology.”
Id., at 365–366.[
4] For Justice Scalia, the “plurality [was] correct in all
of this.”
Id., at 372 (opinion concurring in part,
concurring in judgment in part, and dissenting in part). There was
a constitutional need for a distinction between cross burning
“ ‘intended to intimidate’ ” and cross burning as
“ ‘a statement of ideology.’ ”
Ibid. The plurality
and Justice Scalia only parted ways as to whether to hold that the
statute was “facially invalid,”
id., at 367 (plurality
opinion), or just that the jury instructions made it unclear
“whether the jury has rendered its verdict (
as it must)”
with sufficient consideration of “intent to intimidate,”
id., at 380 (opinion of Scalia, J.) (emphasis added).
The through-line is not hard to discern. First,
unprotected true threats include a subjective
mens rea
requirement.
Id., at 360 (majority opinion). Second, as a
result, “Virginia’s statute does not run afoul of the First
Amendment insofar as it bans cross burning with intent to
intimidate.”
Id., at 362 (majority opinion). Third, a
conviction could not stand if it had categorically dispensed with
that intent requirement,
id., at 365–366 (plurality
opinion), or if the jury had insufficiently considered “intent to
intimidate,”
id., at 380 (opinion of Scalia, J.).
In sum, all five Justices in the
Black
majority agreed that a true-threats prosecution could not stand
under the First Amendment without a sufficient subjective
mens
rea requirement.[
5]
B
In defining true threats as “statements where
the speaker means to communicate a serious expression of an intent
to commit an act of unlawful violence,”
id., at 359, the
Court in
Black echoed the traditional understanding of
threats. Historically, threat crimes covered the same kind of
subjectively threatening speech
Black invoked.
In reviewing this history, it is also vital to
keep in mind the nature of the inquiry. Removing speech from normal
First Amendment scrutiny is a major shift in the balance of
expression and public interest that our Constitution generally
strikes. The inquiry is therefore whether there is a “long-settled
tradition” of prohibiting inadvertently threatening speech.
Stevens, 559 U. S., at 469. None of the other opinions,
however, identify a historical case that expressly raised the
question whether a subjective
mens rea is required and held
that it is not. That is a remarkable thing when one considers that
the sample size consists of decisions from both sides of the
Atlantic across centuries.
There was a long tradition of crimes for
threatening another person in order to extort them. See,
e.g., 1796 N. J. Laws §57, p. 108. Colorado and the
United States admit that this core category of threat crimes
required intent.
Even beyond that, a subjective
mens rea
remained a key component of threat offenses. An 18th-century
English statute made it a capital offense to “knowingly send any
letter . . . threatening to kill or murder any of his
Majesty’s subject or subjects” or to threaten arson. 27 Geo. II, c.
15, in 21 Eng. Stat. at Large 184 (1754). A leading treatise
explained that the statute was “levelled against such whose
intention it was [to] obtain their object by creating terror
in [the victim’s] mind.” 2 W. Russell & D. Davis, Crimes &
Misdemeanors *1845 (emphasis added).
Consistent with this, defendants were convicted
of “knowingly, wilfully, and feloniously” sending threatening
letters.
Rex v.
Tyler, 1 Mood. 428, 168 Eng. Rep.
1330 (1835);
Rex v.
Paddle, Russ. & Ry. 484, 168
Eng. Rep. 910 (1822) (indictment for “knowingly, unlawfully,
wickedly, and feloniously” sending a threatening letter); see also
King v.
Girdwood, 1 Leach 142, 168 Eng. Rep. 173
(1776) (indictment for “feloniously” sending a threatening letter).
“ ‘[K]nowingly and wilfully’ effecting any result applies to
those who know that the acts performed will have that effect, and
perform them with the intention that such shall be their
operation.” 12 American and English Encyclopaedia of Law 522–524
(J. Merrill ed. 1890); see also J. Boag, Imperial Lexicon of the
English Language 530 (1850) (defining “felonious” as “with the
deliberate purpose to commit a crime”).
The necessary
mens rea could sometimes be
inferred from the content of the letter, but could be rebutted by
other evidence. See
King v.
Philipps, 6 East 464,
475, 102 Eng. Rep. 1365, 1369 (1805). Courts thus considered “the
threat intended to be made by the prisoner” and “what he meant by
what he had written” in determining whether he had violated the
statute.
Regina v.
Hill, 5 Cox 233, 235 (Crim. Cas.
1851); see also
King v.
John and Mary Hammond, 1
Leach 444, 446, 168 Eng. Rep. 324, 325 (1787) (describing the
offense of sending a threatening letter “to the party whose fears
the threat it contains was calculated to alarm”).
Threat laws in the United States were of a
piece. Some state laws about threats expressly required
maliciousness. See Me. Rev. Stat., Tit. 12, ch. 154, §26 (1840);
1884 La. Acts No. 64, §1, p. 86. Courts more generally emphasized
the importance of a
mens rea requirement. See,
e.g.,
State v.
Benedict, 11 Vt. 236, 239 (1839). The North
Carolina Su- preme Court, for example, singled out threats as
quintessential examples of offenses where it is “necessary” to
prove the “
intent of the particular letter.”
State v.
Murphy, 84 N. C. 742, 743–744 (1881). And where state
statutes may have been silent on intent to threaten, courts read
such requirements in. See
Commonwealth v.
Morton, 140
Ky. 628, 631, 131 S.W. 506, 507–508 (1910) (letter must be
“calculated to alarm, disturb, intimidate, or injure”); see also
State v.
Stewart, 90 Mo. 507, 512, 2 S.W. 790, 792
(1887) (jury instruction requiring that “ ‘defendant intended
to threaten’ ”).
Leading treatises also explained the importance
of
mens rea. See 25 American and English Encyclopaedia of
Law 1071 (C. Williams ed. 1894) (when there is a question as to
“whether or not the letter contains the threat alleged, the intent
is a question for the jury”); see also 2 R. Anderson, Wharton’s
Criminal Law and Procedure §803, pp. 659–660 (1957) (threats must
be “intended to put the person threatened in fear of bodily harm”);
2 J. Bishop, Commentaries on the Criminal Law §1201, p. 664 (6th
ed. 1877) (“The intent, both under the unwritten law and under the
statutes, must be evil”).
Against that backdrop, I return to the inquiry
at hand: whether there is a “long-settled” or “well-established”
history of prosecuting inadvertently threatening speech. There is
no line of cases or pattern of statutes affirmatively stating that
an objective standard is sufficient.
C
Put together,
Black and the history
point to an intent requirement. When
Black defined and
analyzed true threats in terms of intent, there is no reason to
think the Court used intent to mean anything less than its
traditional definition of purpose or knowledge. See,
e.g.,
Tison, 481 U. S., at 150. Nor would a recklessness
standard play the necessary role of distinguishing between cross
burning that is “ ‘intended to intimidate’ . . . and
nonintimidating cross burning [that] cannot be prohibited.” 538
U. S., at 372 (opinion of Scalia, J.). Given the violent
history of the symbol, it is hard to imagine that any politically
motivated cross burning done within view of the public could be
carried out without awareness of some risk a reasonable spectator
would feel threatened. See
id., at 388–391 (Thomas, J.,
dissenting). Recklessness, which turns so heavily on an objective
person standard, would not have been enough.
As to the history, it is true that over time
courts have often used a wide variety of terms to describe mental
states. See,
e.g.,
Morissette v.
United
States,
342 U.S.
246, 252 (1952). Yet “[t]he element of intent in the criminal
law has traditionally been viewed as a bifurcated concept embracing
either the specific requirement of purpose or the more general one
of knowledge or awareness.”
United States v.
United
States Gypsum Co.,
438 U.S.
422, 445 (1978); see also
Tison, 481 U. S., at 150;
Carter v.
United States,
530
U.S. 255, 270 (2000) (describing “feloniously” as equivalent to
“ ‘intent’ ”). And at the very least, there is no
well-settled history showing that it is enough for a defendant to
be merely aware of some risk that their statements could be
threatening. See,
e.g.,
Borden v.
United
States, 593 U. S. ___, ___ (2021) (plurality opinion)
(slip op., at 5) (recklessness requires awareness of a level of
risk that “need not come anywhere close to a likelihood”). The
history is, instead, replete with the enduring and commonsense
pairing of threats and intent.
D
The Court, eschewing
Black and history,
instead reaches its result based on the need for a “buffer zone”
drawn by analogy to other categories of unprotected speech.
Ante, at 4. For the reasons above, I do not think we can
leap ahead to this question. With that caveat, I agree with the
Court that precedent in other areas of unprotected speech and
concerns about chilling support a subjective
mens rea
requirement for true threats. Yet these same chilling concerns only
further buttress the conclusion that true threats should be limited
to intentionally threatening speech. Indeed, in the concurrence by
Justice Marshall that the Court invokes,
ante, at 9–10, he
advocated “requir[ing] proof that the speaker intended his
statement to be taken as a threat,” based on concerns about
punishing “pure speech.”
Rogers, 422 U. S., at 47–48.
In determining the appropriate
mens rea, the Court
analogizes to three categories of traditionally unprotected speech:
incitement, obscenity, and defamation. None of these warrants
expanding the narrow boundaries of true threats.
1
Speech inciting harm is the closest cousin to
speech threatening harm. Both incitement and threats put other
people at risk, and both “sprin[g] from [Justice] Holmes’s ‘clear
and present danger’ test.” G. Blakey & B. Murray, Threats, Free
Speech, and the Jurisprudence of the Federal Criminal Law, 2002 B.
Y. U. L. Rev. 829, 1069 (2002). Like true threats, incitement’s
scope is defined in terms of both intention and effect, covering
speech “[1] intended to produce, and [2] likely to produce,
imminent disorder.”
Hess v.
Indiana,
414 U.S.
105, 109 (1973) (
per curiam).
Despite their similar nature and source, the
Court today draws a hard line between the two. Incitement requires
“ ‘inten[t].’ ”
Ante, at 8. While for threats, the
speaker need only be “aware that others could regard his statements
as threatening violence and delive[r] them anyway.”
Ante, at
11 (internal quotation marks omitted). The Court justifies this
asymmetry by the idea “that incitement to disorder is commonly a
hair’s-breadth away from political ‘advocacy,’ ”
ante,
at 13, and the lead dissent says much the same,
post, at 7
(opinion of Barrett, J.). These opinions offer little basis for
distinguishing threats on this ground, as this Court’s own cases
show time and again how true-threats prosecutions sweep in
political speech. See
Black, 538 U. S., at 348–349;
Watts, 394 U. S., at 707 (antiwar protest);
Rogers, 422 U. S., at 41–42 (Marshall, J., concurring)
(opposition to Nixon’s policies toward China).[
6] Not only that, but incitement itself is often
only a hair’s-breadth away from threats.
Take the seminal incitement case
NAACP v.
Claiborne Hardware Co.,
458 U.S.
886 (1982). During a civil rights boycott, NAACP leader Charles
Evers, brother of the murdered civil rights hero Medgar Evers, gave
a series of heated speeches. See
id., at 898–902. He intoned
that “boycott violators would be ‘disciplined’ ” and that
“ ‘[i]f we catch any of you going in any of them racist
stores, we’re gonna break your damn neck.’ ”
Id., at
902. The Court acknowledged that in this charged context, these
speeches “might have been understood as inviting an unlawful form
of discipline or, at least, as intending to create a fear of
violence.”
Id., at 927. Yet inflammatory and threatening as
these speeches were, they did not constitute incitement. That was
because “there [was] no evidence—apart from the speeches
themselves—that Evers authorized, ratified, or directly threatened
acts of violence.”
Id., at 929. His speeches were thus not
“ ‘directed to inciting or producing imminent lawless
action’ ” and he had not “specifically intended to further an
unlawful goal.”
Id., at 925, n. 68, 928.
Under a recklessness rule,
Claiborne
would have come out the other way. So long as Evers had some
subjective awareness of some risk that a reasonable person could
re- gard his statements as threatening, that would be sufficient.
It would be quite troubling indeed to adopt a rule rendering this
Court’s admirable defense of the First Amendment wrongly decided.
Nor is
Claiborne the only example. The foundational
incitement case,
Brandenburg v.
Ohio,
395 U.S.
444 (1969) (
per curiam), extended First Amendment
protections to armed Klan members uttering racial slurs, a warning
that “there might have to be some revengeance taken,” and plans for
a “ ‘four hundred thousand strong’ ” march in two cities.
Id., at 446. Then, as now, there would be at least some risk
that a reasonable resident of those cities could feel
threatened.
These concrete examples illustrate a more
general principle. Speech inciting imminent and dangerous unlawful
activity will reasonably be threatening to those who would be
harmed by that illegality. In all such cases, whether seminal
decisions by this Court or guilty pleas that barely see the inside
of a courtroom, the Court’s decision effectively downgrades to
recklessness the
mens rea required for incitement of
unlawful force; prosecutors could now simply charge such offenses
as true threats. This is particularly worrisome because the
standard for recklessness decreases the lower the “social utility”
of the conduct. 1 W. LaFave, Substantive Criminal Law §5.4(f )
(3d ed. 2018). That is a troubling standard for juries in a
polarized nation to apply in cases involving heated political
speech. This collateral damage can be avoided, however, if intent
to threaten is understood as part of a true threat, just like
intent to incite is part of incitement.
2
While obscenity is a step further afield of
true threats and incitement, examination of this Court’s obscenity
case law further supports an intent requirement for prosecutions of
true threats.
The Constitution “ ‘requires proof of
scienter’ ” in part “ ‘to compensate for the ambiguities
inherent in the definition of obscenity.’ ”
Hamling v.
United States,
418 U.S.
87, 123 (1974). This is in line with this Court’s more general
observation that “vagueness” of “content-based regulation of
speech” is of “special concern” when it comes to “criminal
statute[s].”
Reno v.
American Civil Liberties Union,
521 U.S.
844, 871–872 (1997).[
7]
Specifically, the Court has held that a
“knowledge”
mens rea is sufficient for obscenity: “It is
constitutionally sufficient that the prosecution show that a
defendant had knowledge of the contents of the materials he
distributed, and that he knew the character and nature of the
materials.”
Hamling, 418 U. S., at 123. This ensures
that “not innocent but
calculated purveyance of filth
. . . is exorcised.”
Id., at 122 (internal
quotation marks omitted). While the Court today asserts that this
Court has “never determined the precise
mens rea” for
obscenity,
ante, at 13, n. 6, the Court has cited a
knowledge standard approvingly for half a century, see
Hamling, 418 U. S., at 123;
Elonis, 575
U. S., at 739.[
8] Applying
that standard to threats, the “ ‘calculated purveyance’ of a
threat would require that [a defendant] know the threatening nature
of his communication.”
Id., at 739.
The considerations that drove this Court to
approve a higher
mens rea for obscenity apply here as well.
With obscenity, the ambiguity comes partly from the reliance on
“ ‘contemporary community standards’ ” to define what is
obscene.
Hamling, 418 U. S., at 129. Such a standard is
notoriously amorphous, and will change a great deal between
communities and over time. The same chilling concerns apply to true
threats. A recklessness standard based on what a reasonable person
could find threatening will depend on ever-shifting community norms
around language and when heated speech crosses the line from overly
aggressive to criminal. See
supra, at 5–7.[
9]
3
Finally, the Court relies heavily upon this
Court’s framework for defamation. Specifically, the Court
analogizes to the “reckless disregard” standard for defamation of
public figures or punitive damages for certain claims involving
private figures.
New York Times Co. v.
Sullivan,
376 U.S.
254, 279–280 (1964).
Yet while civil defamation may be “the best
known and best theorized example” of unprotected speech,
ante, at 8, the same does not go for criminal prosecution of
defamation. It is true that this Court in 1964 invalidated a
prosecution for criminal libel for failing to apply the
Sullivan standard, which covers “only those false statements
made with a high degree of awareness of their probable falsity.”
Garrison v.
Louisiana,
379 U.S.
64, 75 (1964). Yet the Court expressed strong skepticism of the
very concept of criminal prosecutions for libel and noted the
salutary trend of its “virtual disappearance.”
Id., at
69–70
. The Court approvingly cited the Model Penal Code’s
recommendation that criminal libel be limited to speech likely to
cause a breach of the peace and “calculated” to do so.
Id.,
at 70. This is not a promising theoretical springboard for
determining the
mens rea required to criminalize other
speech.
If the Court were correct that the
Sullivan standard is the appropriate analogy, however, then
this standard should guide how to analyze recklessness in
true-threats prosecutions. The generic formulation of recklessness
requires that an individual disregard a relatively unspecified
level of risk that the harm in question will occur. See
Borden, 593 U. S., at ___ (plurality opinion) (slip
op., at 5). Within that potentially broad range,
Sullivan
provides a more definite and demanding level of risk, reflecting
the First Amendment concerns at stake. The Court has “made clear
that the defendant must have made the false publication with a high
degree of awareness of probable falsity or must have entertained
serious doubts as to the truth.”
Harte-Hanks Communications,
Inc. v.
Connaughton,
491 U.S.
657, 667 (1989) (internal quotation marks and ellipsis
omitted). This makes sense. Allowing liability for awareness of a
small chance that a story may be false would undermine the very
shield
Sullivan erects.
For similar reasons, after today’s ruling,
future courts grappling with how to articulate the appropriate
level of recklessness in true-threats cases would be well served to
consult the
Sullivan standard. The equivalent to
Sullivan for true threats would require a high degree of
awareness that a statement was probably threatening or serious
doubts as to the threatening nature of the statement. This could
avoid the chilling that would arise from a more amorphous and
easily satisfied standard.
4
This Court’s various frameworks for
unprotected speech do not speak with one voice, as perhaps befits
the First Amendment. The above survey does not, however, give
reason to depart from the traditional understanding of true
threats. To the contrary, this case law supports keeping true
threats within their traditional bounds. Incitement similarly
requires intent. The same chilling concerns that have led this
Court to approve a knowledge requirement for obscenity are present
with true threats. And to the extent the civil defamation context
is relevant, at the very least, it points to a precise and
demanding form of recklessness.[
10]
IV
Maintaining true threats doctrine within its
traditional boundaries will guard against the overcriminalization
of a wide range of political, artistic, and everyday speech based
on its content alone. This does not mean that unintentionally
threatening communications are exempt from regulation, far from it.
As explained above, there are far fewer First Amendment concerns
with stalking laws that punish repeated, targeted, unwanted conduct
and accompanying speech. For that reason, recklessness is quite
sufficient. As to true threats, intent is neither an unusual nor an
insurmountable bar. “[C]ourts and juries every day pass upon
knowledge, belief and intent . . . having before them no
more than evidence of . . . words and conduct, from
which, in ordinary human experience, mental condition can be
inferred.”
American Communications Assn. v.
Douds,
339 U.S.
382, 411 (1950).
* * *
I agree with the Court’s conclusion that the
First Amendment requires a subjective
mens rea in
true-threats cases, and I also agree that recklessness is amply
sufficient for this case. Yet I would stop there, leaving for
another day the question of the specific
mens rea required
to prosecute true threats generally. If that question is reached,
however, the answer is that true threats encompass a narrow band of
intentional threats. Especially in a climate of intense
polarization, it is dangerous to allow criminal prosecutions for
heated words based solely on an amorphous recklessness standard.
Our society has often concluded that an intent standard sets a
proper balance between safety and the need for a guilty mind, even
in cases that do not involve the First Amendment. Surely when the
power of the State is called upon to imprison someone based on the
content of their words alone, this standard cannot be considered
excessive. Because I part ways with the Court on this score, I
respectfully concur only in part and in the judgment.