NOTICE: This opinion is subject to
formal revision before publication in the United States Reports.
Readers are requested to notify the Reporter of Decisions, Supreme
Court of the United States, Washington, D. C. 20543,
pio@supremecourt.gov, of any typographical or other formal
errors.
SUPREME COURT OF THE UNITED STATES
_________________
No. 21–1168
_________________
ROBERT MALLORY, PETITIONER
v. NORFOLK
SOUTHERN RAILWAY CO.
on writ of certiorari to the supreme court of
pennsylvania, eastern district
[June 27, 2023]
Justice Gorsuch announced the judgment of the
Court and delivered the opinion of the Court with respect to Parts
I and III–B, and an opinion with respect to Parts II, III–A, and
IV, in which Justice Thomas, Justice Sotomayor, and Justice Jackson
join.
Imagine a lawsuit based on recent events. A few
months ago, a Norfolk Southern train derailed in Ohio near the
Pennsylvania border. Its cargo? Hazardous chemicals. Some poured
into a nearby creek; some burst into flames. In the aftermath, many
residents reported unusual symptoms.[
1] Suppose an Ohio resident sued the train conductor
seeking compensation for an illness attributed to the accident.
Suppose, too, that the plaintiff served his complaint on the
conductor across the border in Pennsylvania. Everyone before us
agrees a Pennsylvania court could hear that lawsuit consistent with
the Due Process Clause of the Fourteenth Amendment. The court could
do so even if the conductor was a Virginia resident who just
happened to be passing through Pennsylvania when the process server
caught up with him.
Now, change the hypothetical slightly. Imagine
the same Ohio resident brought the same suit in the same
Pennsylvania state court, but this time against Norfolk Southern.
Assume, too, the company has filed paperwork consenting to appear
in Pennsylvania courts as a condition of registering to do business
in the Commonwealth. Could a Pennsylvania court hear that case too?
You might think so. But today, Norfolk Southern argues that the Due
Process Clause entitles it to a more favorable rule, one shielding
it from suits even its employees must answer. We reject the
company’s argument. Nothing in the Due Process Clause requires such
an incongruous result.
I
Robert Mallory worked for Norfolk Southern as
a freight-car mechanic for nearly 20 years, first in Ohio, then in
Virginia. During his time with the company, Mr. Mallory contends,
he was responsible for spraying boxcar pipes with asbestos and
handling chemicals in the railroad’s paint shop. He also demolished
car interiors that, he alleges, contained carcinogens.
After Mr. Mallory left the company, he moved to
Pennsylvania for a period before returning to Virginia. Along the
way, he was diagnosed with cancer. Attributing his illness to his
work for Norfolk Southern, Mr. Mallory hired Pennsylvania lawyers
and sued his former employer in Pennsylvania state court under the
Federal Employers’ Liability Act, 35 Stat. 65, as amended, 45
U. S. C. §§51–60. That law creates a workers’
compensation scheme permitting railroad employees to recover
damages for their employers’ negligence. See
Norfolk Southern R.
Co. v.
Sorrell,
549 U.S.
158, 165–166 (2007).
Norfolk Southern resisted Mr. Mallory’s suit on
constitutional grounds. By the time he filed his complaint, the
company observed, Mr. Mallory resided in Virginia. His complaint
alleged that he was exposed to carcinogens in Ohio and Virginia.
Meanwhile, the company itself was incorporated in Virginia and had
its headquarters there too.[
2]
On these facts, Norfolk Southern submitted, any effort by a
Pennsylvania court to exercise personal jurisdiction over it would
offend the Due Process Clause of the Fourteenth Amendment.
Mr. Mallory saw things differently. He noted
that Norfolk Southern manages over 2,000 miles of track, operates
11 rail yards, and runs 3 locomotive repair shops in Pennsylvania.
He also pointed out that Norfolk Southern has registered to do
business in Pennsylvania in light of its “ ‘regular,
systematic, [and] extensive’ ” operations there. 266 A.3d 542,
562 (Pa. 2021); see 15 Pa. Cons. Stat. §411(a) (2014). That is
significant, Mr. Mallory argued, because Pennsylvania requires
out-of-state companies that register to do business in the
Commonwealth to agree to appear in its courts on “any cause of
action” against them. 42 Pa. Cons. Stat. §5301(a)(2)(i), (b)
(2019); see 266 A. 3d, at 564. By complying with this
statutory scheme, Mr. Mallory contended, Norfolk Southern had
consented to suit in Pennsylvania on claims just like his.
Ultimately, the Pennsylvania Supreme Court sided
with Norfolk Southern. Yes, Mr. Mallory correctly read Pennsylvania
law. It requires an out-of-state firm to answer any suits against
it in exchange for status as a registered foreign corporation and
the benefits that entails. 266 A. 3d, at 561–563. But, no, the
court held, Mr. Mallory could not invoke that law because it
violates the Due Process Clause.
Id., at 564–568. In
reaching this conclusion, the Pennsylvania Supreme Court
acknowledged its disagreement with the Georgia Supreme Court, which
had recently rejected a similar due process argument from a
corporate defendant.
Id., at 560, n. 13 (citing
Cooper Tire & Rubber Co. v.
McCall, 312 Ga. 422,
863 S.E.2d 81 (2021)).
In light of this split of authority, we agreed
to hear this case and decide whether the Due Process Clause of the
Fourteenth Amendment prohibits a State from requiring an
out-of-state corporation to consent to personal jurisdiction to do
business there. 596 U. S. ___ (2022).[
3]
II
The question before us is not a new one. In
truth, it is a very old question—and one this Court resolved in
Pennsylvania Fire Ins. Co. of Philadelphia v.
Gold Issue
Mining & Milling Co.,
243 U.S.
93 (1917). There, the Court unanimously held that laws like
Pennsylvania’s comport with the Due Process Clause. Some background
helps explain why the Court reached the result it did.
Both at the time of the founding and the
Fourteenth Amendment’s adoption, the Anglo-American legal tradition
recognized that a tribunal’s competence was generally constrained
only by the “territorial limits” of the sovereign that created it.
J. Story, Commentaries on the Conflict of Laws §539,
pp.
450–451 (1834) (Story); see also
United
States v.
Union Pacific R. Co.,
98 U.S.
569, 602–603 (1879). That principle applied to all kinds of
actions, but cashed out differently based on the object of the
court’s attention. So, for example, an action
in rem
that claimed an interest in immovable property was usually treated
as a “
local” action that could be brought only in the
jurisdiction where the property was located. 3 W. Blackstone,
Commentaries on the Laws of England 117–118, 294 (1768). Meanwhile,
an
in personam suit against an individual “for injuries that
might have happened any where” was generally considered a
“
transitory” action that followed the individual.
Id., at 294. All of which meant that a suit could be
maintained by anyone on any claim in any place the defendant could
be found. Story §538, at 450.
American courts routinely followed these rules.
Chief Justice Marshall, for one, was careful to distinguish between
local and transitory actions in a case brought by a Virginia
plaintiff against a Kentucky defendant based on a fraud perpetrated
in Ohio.
Massie v.
Watts, 6 Cranch 148, 162–163
(1810). Because the action was a transitory one that followed the
individual, he held, the suit could be maintained “wherever the
[defendant] may be found.”
Id., at 158, 161–163; see also,
e.g.,
Livingston v.
Jefferson, 15 F. Cas. 660,
663–664 (No. 8,411) (CC Va. 1811) (opinion of Marshall,
C. J.);
Peabody v.
Hamilton, 106 Mass. 217,
220–221 (1870);
Bissell v.
Briggs, 9 Mass. 462,
468–470 (1813).
This rule governing transitory actions still
applies to natural persons today. Some call it “tag” jurisdiction.
And our leading case applying the rule is not so old. See
Burnham v.
Superior Court of Cal.,
County of
Marin,
495 U.S.
604 (1990). The case began with Dennis Burnham’s business trip
to California.
Id., at 608 (plurality opinion). During his
short visit, Mr. Burnham’s estranged wife served him with a summons
to appear in California state court for divorce proceedings.
Ibid. This Court unanimously approved the state court’s
exercise of personal jurisdiction over Mr. Burnham as consistent
with the Due Process Clause—and did so even though the Burnhams had
spent nearly all their married life in New Jersey and Mr. Burnham
still resided there. See
id., at 607–608, 616–619;
id., at 628 (White, J., concurring in part and concurring in
judgment);
id., at 635–639 (Brennan, J., concurring in
judgment);
id., at 640 (Stevens, J., concurring in
judgment).
As the use of the corporate form proliferated in
the 19th century, the question arose how to adapt the traditional
rule about transitory actions for individuals to artificial persons
created by law. Unsurprisingly, corporations did not relish the
prospect of being haled into court for any claim anywhere they
conducted business. “No one, after all, has ever liked greeting the
process server.”
Ford Motor Co. v.
Montana Eighth
Judicial Dist. Court, 592 U. S. ___, ___ (2021) (Gorsuch,
J., concurring in judgment) (slip op., at 7). Corporations
chartered in one State sought the right to send their sales agents
and products freely into other States. At the same time, when
confronted with lawsuits in those other States, some firms sought
to hide behind their foreign character and deny their presence to
defeat the court’s jurisdiction.
Ibid.; see Brief for
Petitioner 13–15; see also R. Jackson, What Price “Due Process”?, 5
N. Y. L. Rev. 435, 438 (1927) (describing this as the
asserted right to “both be and not be”).
Lawmakers across the country soon responded to
these stratagems. Relevant here, both before and after the
Fourteenth Amendment’s ratification, they adopted statutes
requiring out-of-state corporations to consent to in-state suits in
exchange for the rights to exploit the local market and to receive
the full range of benefits enjoyed by in-state corporations. These
statutes varied. In some States, out-of-state corporate defendants
were required to agree to answer suits brought by in-state
plaintiffs. See,
e.g., N. Y. Code Proc. §427 (1849);
1866 Wis. Laws ch. 1, §86.1; Md. Ann. Code, Art. 26, §211 (1868);
N. C. Gen. Stat., ch. 17, §82 (1873). In other States,
corporations were required to consent to suit if the
plaintiff ’s cause of action arose within the State, even if
the plaintiff happened to reside elsewhere. See,
e.g., Iowa
Code, ch. 101, §1705 (1851); 1874 Tex. Gen. Laws p. 107; 1881 Mich.
Pub. Acts p. 348. Still other States (and the federal government)
omitted both of these limitations. They required all out-of-state
corporations that registered to do business in the forum to agree
to defend themselves there against any manner of suit. See,
e.g., Act of Feb. 22, 1867, 14 Stat. 404; 1889 Nev. Stats.
p. 47; S. C. Rev. Stat., Tit. 7, ch. 45, §1466 (1894); Conn.
Gen. Stat. §3931 (1895). Yet another group of States applied this
all-purpose-jurisdiction rule to a subset of corporate defendants,
like railroads and insurance companies. See,
e.g., 1827 Va.
Acts ch. 74, p. 77; 1841 Pa. Laws p. 29; 1854 Ohio Laws p. 91; Ill.
Comp. Stat., ch. 112, §68 (1855); Ark. Stat., ch. 76, §3561 (1873);
Mo. Rev. Stat., ch. 119, Art. 4, §6013 (1879). Mr. Mallory has
collected an array of these statutes, enacted between 1835 and
1915, in his statutory appendix. See App. to Brief for Petitioner
1a–274a.[
4]
III
A
Unsurprisingly, some corporations challenged
statutes like these on various grounds, due process included. And,
ultimately, one of these disputes reached this Court in
Pennsylvania Fire.
That case arose this way. Pennsylvania Fire was
an insurance company incorporated under the laws of Pennsylvania.
In 1909, the company executed a contract in Colorado to insure a
smelter located near the town of Cripple Creek owned by the Gold
Issue Mining & Milling Company, an Arizona corporation.
Gold
Issue Min. & Milling Co. v.
Pennsylvania Fire Ins. Co.
of Phila., 267 Mo. 524, 537, 184 S.W. 999, 1001 (1916). Less
than a year later, lightning struck and a fire destroyed the
insured facility.
Ibid. When Gold Issue Mining sought to
collect on its policy, Pennsylvania Fire refused to pay. So, Gold
Issue Mining sued. But it did not sue where the contract was formed
(Colorado), or in its home State (Arizona), or even in the
insurer’s home State (Pennsylvania). Instead, Gold Issue Mining
brought its claim in a Missouri state court.
Id., at 534,
184 S. W., at 1000. Pennsylvania Fire objected to this choice
of forum. It said the Due Process Clause spared it from having to
answer in Missouri’s courts a suit with no connection to the State.
Id., at 541, 184 S. W., at 1002.
The Missouri Supreme Court disagreed. It first
observed that Missouri law required any out-of-state insurance
company “desiring to transact any business” in the State to file
paperwork agreeing to (1) appoint a state official to serve as the
company’s agent for service of process, and (2) accept service on
that official as valid in any suit.
Id., at 543, 184
S. W., at 1003 (internal quotation marks omitted). For more
than a decade, Pennsylvania Fire had complied with the law, as it
had “desir[ed] to transact business” in Missouri “pursuant to the
laws thereof.”
Id., at 545, 184 S. W., at 1003. And
Gold Issue Mining had served process on the appropriate state
official, just as the law required. See
id., at 535, 184
S. W., at 1000.
As to the law’s constitutionality, the Missouri
Supreme Court carefully reviewed this Court’s precedents and found
they “clearly” supported “sustain[ing] the proceeding.”
Id.,
at 569, 576, 184 S. W., at 1010, 1013; see
id., at
552–576, 601, 184 S. W., at 1005–1013, 1020–1021. The Missouri
Supreme Court explained that its decision was also supported by
“the origin, growth, and history of transitory actions in England,
and their importation, adoption, and expansion” in America.
Id., at 578–586, 184 S. W., at 1013–1016. It stressed,
too, that the law had long permitted suits against individuals in
any jurisdiction where they could be found, no matter where the
underlying cause of action happened to arise. What sense would it
make to treat a fictitious corporate person differently? See
id., at 588–592, 600, 184 S. W., at 1016–1018, 1020.
For all these reasons, the court concluded, Pennsylvania Fire
“ha[d] due process of law, regardless of the place, state or nation
where the cause of action arose.”
Id., at 576, 184
S. W., at 1013.
Dissatisfied with this answer, Pennsylvania Fire
turned here. Writing for a unanimous Court, Justice Holmes had
little trouble dispatching the company’s due process argument.
Under this Court’s precedents, there was “no doubt” Pennsylvania
Fire could be sued in Missouri by an out-of-state plaintiff on an
out-of-state contract because it had agreed to accept service of
process in Missouri on any suit as a condition of doing business
there.
Pennsylvania Fire, 243 U. S., at 95. Indeed, the
Court thought the matter so settled by existing law that the case
“hardly” presented an “open” question.
Ibid. The Court
acknowledged that the outcome might have been different if the
corporation had never appointed an agent for service of process in
Missouri, given this Court’s earlier decision in
Old Wayne Mut.
Life Assn. of Indianapolis v.
McDonough,
204 U.S. 8
(1907). But the Court thought that
Old Wayne had “left
untouched” the principle that due process allows a corporation to
be sued on any claim in a State where it has appointed an agent to
receive whatever suits may come. 243 U. S., at 95–96. The
Court found it unnecessary to say more because the company’s
objections had been resolved “at length in the judgment of the
court below.”
Id., at 95.
That assessment was understandable. Not only had
the Missouri Supreme Court issued a thoughtful opinion. Not only
did a similar rule apply to transitory actions against individuals.
Other leading judges, including Learned Hand and Benjamin Cardozo,
had reached similar conclusions in similar cases in the years
leading up to
Pennsylvania Fire. See
Smolik v.
Philadelphia & Reading Coal & Iron Co., 222 F. 148,
150–151 (SDNY 1915) (Hand, J.);
Bagdon v.
Philadelphia
& Reading Coal & Iron Co., 217 N.Y. 432, 436–437, 111
N.E. 1075, 1076–1077 (1916) (Cardozo, J.). In the years following
Pennsylvania Fire, too, this Court reaffirmed its holding as
often as the issue arose. See,
e.g.,
Louisville &
Nashville R. Co. v.
Chatters,
279 U.S.
320, 325–326 (1929);
Neirbo Co. v.
Bethlehem
Shipbuilding Corp.,
308 U.S.
165, 175 (1939); see also
Robert Mitchell Furniture Co.
v.
Selden Breck Constr. Co.,
257 U.S.
213, 215–216 (1921);
Wuchter v.
Pizzutti,
276 U.S.
13, 20 (1928).
B
Pennsylvania Fire controls this case.
Much like the Missouri law at issue there, the Pennsylvania law at
issue here provides that an out-of-state corporation “may not do
business in this Commonwealth until it registers with” the
Department of State. 15 Pa. Cons. Stat. §411(a). As part of the
registration process, a corporation must identify an “office” it
will “continuously maintain” in the Commonwealth. §411(f );
see also §412(a)(5). Upon completing these requirements, the
corporation “shall enjoy the same rights and privileges as a
domestic entity and shall be subject to the same liabilities,
restrictions, duties and penalties . . . imposed on
domestic entities.” §402(d). Among other things, Pennsylvania law
is explicit that “qualification as a foreign corporation” shall
permit state courts to “exercise general personal jurisdiction”
over a registered foreign corporation, just as they can over
domestic corporations. 42 Pa. Cons. Stat. §5301(a)(2)(i).
Norfolk Southern has complied with this law for
many years. In 1998, the company registered to do business in
Pennsylvania. Acting through its Corporate Secretary as a “duly
authorized officer,” the company completed an “Application for
Certificate of Authority” from the Commonwealth “[i]n compliance
with” state law. App. 1–2. As part of that process, the company
named a “Commercial Registered Office Provider” in Philadelphia
County, agreeing that this was where it “shall be deemed
. . . located.”
Ibid. The Secretary of the
Commonwealth approved the application, conferring on Norfolk
Southern both the benefits and burdens shared by domestic
corporations—including amenability to suit in state court on any
claim.
Id., at 1. Since 1998, Norfolk Southern has regularly
updated its information on file with the Secretary. In 2009, for
example, the company advised that it had changed its Registered
Office Provider and would now be deemed located in Dauphin County.
Id., at 6; see 15 Pa. Cons. Stat. §4144(b) (1988). All told,
then, Norfolk Southern has agreed to be found in Pennsylvania and
answer any suit there for more than 20 years.
Pennsylvania Fire held that suits
premised on these grounds do not deny a defendant due process of
law. Even Norfolk Southern does not seriously dispute that much. It
concedes that it registered to do business in Pennsylvania, that it
established an office there to receive service of process, and that
in doing so it understood it would be amenable to suit on any
claim. Tr. of Oral Arg. 62;
post, at 2 (Alito, J.,
concurring in part and concurring in judgment);
post, at 2–3
(Jackson, J., concurring). Of course, Mr. Mallory no longer lives
in Pennsylvania and his cause of action did not accrue there. But
none of that makes any more difference than the fact that Gold
Issue Mining was not from Missouri (but from Arizona) and its claim
did not arise there (but in Colorado). See
Pennsylvania
Fire, 267 Mo., at 537, 184 S. W., at 1001. To decide this
case, we need not speculate whether any other statutory scheme and
set of facts would suffice to establish consent to suit. It is
enough to acknowledge that the state law and facts before us fall
squarely within
Pennsylvania Fire’s rule. See
post,
at 2–4 (opinion of Alito, J.).
In the proceedings below, the Pennsylvania
Supreme Court seemed to recognize that
Pennsylvania Fire
dictated an answer in Mr. Mallory’s favor. Still, it ruled for
Norfolk Southern anyway. It did so because, in its view,
intervening decisions from this Court had “implicitly overruled”
Pennsylvania Fire. See 266 A. 3d, at 559, 567. But in
following that course, the Pennsylvania Supreme Court clearly
erred. As this Court has explained: “If a precedent of this Court
has direct application in a case,” as
Pennsylvania Fire does
here, a lower court “should follow the case which directly
controls, leaving to this Court the prerogative of overruling its
own decisions.”
Rodriguez de Quijas v.
Shearson/American
Express,
Inc.,
490 U.S.
477, 484 (1989). This is true even if the lower court thinks
the precedent is in tension with “some other line of decisions.”
Ibid.[
5]
IV
Now before us, Norfolk Southern candidly asks
us to do what the Pennsylvania Supreme Court could not—overrule
Pennsylvania Fire. Brief for Respondent 36–38. To smooth the
way, Norfolk Southern suggests that this Court’s decision in
International Shoe Co. v.
Washington,
326 U.S.
310 (1945), has already done much of the hard work for us. That
decision, the company insists, seriously undermined
Pennsylvania
Fire’s foundations. Brief for Respondent 34–36. We disagree.
The two precedents sit comfortably side by side. See
post,
at 4 (opinion of Alito, J.).
A
Start with how Norfolk Southern sees things.
On the company’s telling, echoed by the dissent,
International
Shoe held that the Due Process Clause tolerates two (and only
two) types of personal jurisdiction over a corporate defendant.
First, “specific jurisdiction” permits suits that “ ‘arise out
of or relate to’ ” a corporate defendant’s activities in the
forum State.
Ford Motor Co., 592 U. S., at ___–___
(slip op., at 5–6). Second, “general jurisdiction” allows all kinds
of suits against a corporation, but only in States where the
corporation is incorporated or has its “principal place of
business.”
Id., at ___ (slip op., at 5). After
International Shoe, Norfolk Southern insists, no other bases
for personal jurisdiction over a corporate defendant are
permissible. Brief for Respondent 13–15; see
post, at 2–4
(Barrett, J., dissenting).
But if this account might seem a plausible
summary of some of our
International Shoe jurisprudence, it
oversimplifies matters. Here is what really happened in
International Shoe. The State of Washington sued a corporate
defendant in state court for claims based on its in-state
activities even though the defendant had
not registered to
do business in Washington and had
not agreed to be present
and accept service of process there. 326 U. S., at 312–313.
Despite this, the Court held that the suit against the company
comported with due process. In doing so, the Court reasoned that
the Fourteenth Amendment “permit[s]” suits against a corporate
defendant that has not agreed to be “presen[t] within the
territorial jurisdiction of a court,” so long as “the quality and
nature of the [company’s] activity” in the State “make it
reasonable and just” to maintain suit there.
Id., at 316,
319–320. Put simply, even without agreeing to be present, the
out-of-state corporation was still amenable to suit in Washington
consistent with “ ‘fair play and substantial
justice’ ”—terms the Court borrowed from Justice Holmes, the
author of
Pennsylvania Fire.
International Shoe, 326
U. S., at 316 (citing
McDonald v.
Mabee,
243 U.S.
90, 91–92 (1917)).
In reality, then, all
International Shoe
did was stake out an
additional road to jurisdiction over
out-of-state corporations.
Pennsylvania Fire held that an
out-of-state corporation that
has consented to in-state
suits in order to do business in the forum is susceptible to suit
there.
International Shoe held that an out-of-state
corporation that
has not consented to in-state suits may
also be susceptible to claims in the forum State based on “the
quality and nature of [its] activity” in the forum. 326 U. S.,
at 319. Consistent with all this, our precedents applying
International Shoe have long spoken of the decision as
asking whether a state court may exercise jurisdiction over a
corporate defendant “ ‘that
has not consented to suit
in the forum.’ ”
Goodyear Dunlop Tires Operations,
S. A. v.
Brown,
564 U.S.
915, 927–928 (2011) (emphasis added); see also
Daimler
AG v.
Bauman,
571 U.S.
117, 129 (2014). Our precedents have recognized, too, that
“express or implied consent” can continue to ground personal
jurisdiction—and consent may be manifested in various ways by word
or deed. See,
e.g.,
Insurance Corp. of Ireland v.
Compagnie des Bauxites de Guinee,
456
U.S. 694, 703 (1982);
BNSF R. Co. v.
Tyrrell, 581
U.S. 402, 415 (2017)
. See also
post, at 4 (opinion of
Alito, J.).[
6]
That Norfolk Southern overreads
International
Shoe finds confirmation in that decision’s emphasis on
“ ‘fair play and substantial justice.’ ” 326 U. S.,
at 316. Sometimes,
International Shoe said, the nature of a
company’s in-state activities will support jurisdiction over a
nonconsenting corporation when those activities “give rise to the
liabilities sued on.”
Id., at 317. Other times, it added,
suits “on causes of action arising from dealings entirely distinct
from [the company’s] activities” in the forum State may be
appropriate.
Id., at 318. These passages may have pointed
the way to what (much) later cases would label “specific
jurisdiction” over claims related to in-forum activities and
“general jurisdiction” in places where a corporation is
incorporated or headquartered. See,
e.g.,
Helicopteros
Nacionales de Colombia, S. A. v.
Hall,
466 U.S.
408, 414–415, and nn. 8–9 (1984). But the fact remains
that
International Shoe itself eschewed any “mechanical or
quantitative” test and instead endorsed a flexible approach focused
on “the fair and orderly administration of the laws which it was
the purpose of the due process clause to insure.” 326 U. S.,
at 319. Unquestionably, too,
International Shoe saw this
flexible standard as expanding—not contracting—state court
jurisdiction. See
Daimler, 571 U. S., at 128, and
n. 6. As we later put the point: “The immediate effect of
[
International Shoe] was to increase the ability of the
state courts to obtain personal jurisdiction over nonresident
defendants.”
Shaffer v.
Heitner,
433 U.S.
186, 204 (1977).
Given all this, it is no wonder that we have
already turned aside arguments very much like Norfolk Southern’s.
In
Burnham, the defendant contended that
International
Shoe implicitly overruled the traditional tag rule holding that
individuals physically served in a State are subject to suit there
for claims of any kind. 495 U. S., at 616 (plurality opinion).
This Court rejected that submission. Instead, as Justice Scalia
explained,
International Shoe simply provided a “novel” way
to secure personal jurisdiction that did nothing to displace other
“traditional ones.”
Id., at 619. What held true there must
hold true here. Indeed, seven years
after deciding
International Shoe, the Court cited
Pennsylvania Fire
approvingly.
Perkins v.
Benguet Consol. Mining Co.,
342
U.S. 437, 446, n. 6 (1952).[
7]
B
Norfolk Southern offers several replies, but
none persuades. The company begins by pointing to this Court’s
decision in
Shaffer. There, as the company stresses, the
Court indicated that “ ‘prior decisions . . .
inconsistent with’ ”
International Shoe “ ‘are
overruled.’ ” Brief for Respondent 35 (quoting
Shaffer,
433 U. S., at 212, n. 39);
post, at 15 (opinion of
Barrett, J.). True as that statement may be, however, it only poses
the question whether
Pennsylvania Fire is “inconsistent
with”
International Shoe. And, as we have seen, it is not.
Instead, the latter decision expanded upon the traditional grounds
of personal jurisdiction recognized by the former. This Court has
previously cautioned litigants and lower courts against
(mis)reading
Shaffer as suggesting that
International
Shoe discarded every traditional method for securing personal
jurisdiction that came before. See
Burnham, 495 U. S.,
at 620–622 (plurality opinion); cf.
Daimler, 571 U. S.,
at 126, 132–133. We find ourselves repeating the admonition
today.[
8]
Next, Norfolk Southern appeals to the spirit of
our age. After
International Shoe, it says, the “primary
concern” of the personal jurisdiction analysis is “[t]reating
defendants fairly.” Brief for Respondent 19 (internal quotation
marks omitted). And on the company’s telling, it would be “unfair”
to allow Mr. Mallory’s suit to proceed in Pennsylvania because
doing so would risk unleashing “ ‘local prejudice’ ”
against a company that is “not ‘local’ in the eyes of the
community.”
Id., at 19–21.
But if fairness is what Norfolk Southern seeks,
pause for a moment to measure this suit against that standard. When
Mr. Mallory brought his claim in 2017, Norfolk Southern had
registered to do business in Pennsylvania for many years. It had
established an office for receiving service of process. It had done
so pursuant to a statute that gave the company the right to do
business in-state in return for agreeing to answer any suit against
it. And the company had taken full advantage of its opportunity to
do business in the Commonwealth, boasting of its presence this
way:
Norfolk Southern Corp., State Fact
Sheets–Pennsylvania (2018),
https://nscorp.com/content/dam/nscorp/get-to-know-ns/about-ns/state-fact-sheets/pa-state-fact-sheet.pdf.
All told, when Mr. Mallory sued, Norfolk
Southern employed nearly 5,000 people in Pennsylvania. It
maintained more than 2,400 miles of track across the Commonwealth.
Its 70-acre locomotive shop there was the largest in North America.
Contrary to what it says in its brief here, the company even
proclaimed itself a proud part of “the Pennsylvania Community.”
Ibid. By 2020, too, Norfolk Southern managed more miles of
track in Pennsylvania than in any other State. Brief for Public
Citizen as
Amicus Curiae 21. And it employed more people in
Pennsylvania than it did in Virginia, where its headquarters was
located.
Ibid. Nor are we conjuring these statistics out of
thin air. The company
itself highlighted its “intrastate
activities” in the proceedings below. 266 A. 3d, at 560, 563
(discussing the firm’s “extensive operations in Pennsylvania,”
including “2,278 miles of track,” “eleven rail yards,” and “three
locomotive repair shops”). Given all this, on what plausible
account could
International Shoe’s concerns with “fair play
and substantial justice” require a Pennsylvania court to turn aside
Mr. Mallory’s suit? See
post, at 4–5 (opinion of Alito,
J.).[
9]
Perhaps sensing its arguments from fairness meet
a dead end, Norfolk Southern ultimately heads in another direction
altogether. It suggests the Due Process Clause separately prohibits
one State from infringing on the sovereignty of another State
through exorbitant claims of personal jurisdiction. Brief for
Respondent 16–19; see
post, at 6–8 (opinion of Barrett, J.).
And, in candor, the company is half right. Some of our personal
jurisdiction cases have discussed the federalism implications of
one State’s assertion of jurisdiction over the corporate residents
of another. See,
e.g.,
Bristol-Myers Squibb Co. v.
Superior Court of Cal., San Francisco Cty., 582 U.S. 255,
263 (2017). But that neglects an important part of the story. To
date, our personal jurisdiction cases have never found a Due
Process Clause problem sounding in federalism when an out-of-state
defendant submits to suit in the forum State. After all, personal
jurisdiction is a
personal defense that may be waived or
forfeited. See
Insurance Corp. of Ireland, 456 U. S.,
at 704–705; see also
post, at 8 (opinion of Alito, J.);
post, at 1–2 (opinion of Jackson, J.).
That leaves Norfolk Southern one final stand. It
argues that it has not
really submitted to proceedings in
Pennsylvania. Brief for Respondent 11–13; see
post, at 5–6,
8 (opinion of Barrett, J.). The company does not dispute that it
has filed paperwork with Pennsylvania seeking the right to do
business there. It does not dispute that it has established an
office in the Commonwealth to receive service of process on any
claim. It does not dispute that it appreciated the jurisdictional
consequences attending these actions and proceeded anyway,
presumably because it thought the benefits outweighed the costs.
But, in the name of the Due Process Clause, Norfolk Southern
insists we should dismiss all
that as a raft of meaningless
formalities.[
10]
Taken seriously, this argument would have us
undo not just
Pennsylvania Fire but a legion of precedents
that attach jurisdictional consequences to what some might dismiss
as mere formalities. Consider some examples we have already
encountered. In a typical general jurisdiction case under
International Shoe, a company is subject to suit on any
claim in a forum State only because of its decision to file a piece
of paper there (a certificate of incorporation). The firm is
amenable to suit even if all of its operations are located
elsewhere and even if its certificate only sits collecting dust on
an office shelf for years thereafter. See,
e.g.,
Goodyear, 564 U. S., at 924. Then there is the tag
rule. The invisible state line might seem a trivial thing. But when
an individual takes one step off a plane after flying from New
Jersey to California, the jurisdictional consequences are immediate
and serious. See
Burnham, 495 U. S., at 619 (plurality
opinion).
Consider, too, just a few other examples. A
defendant who appears “specially” to contest jurisdiction preserves
his defense, but one who forgets can lose his. See
York v.
Texas,
137 U.S.
15, 19–21 (1890). Failing to comply with certain pre-trial
court orders, signing a contract with a forum selection clause,
accepting an in-state benefit with jurisdictional strings
attached—all these actions as well can carry with them profound
consequences for personal jurisdiction. See
Insurance Corp. of
Ireland, 456 U. S., at 703–706 (collecting cases); see
also
post, at 2 (opinion of Jackson, J.).
The truth is, under our precedents a variety of
“actions of the defendant” that may seem like technicalities
nonetheless can “amount to a legal submission to the jurisdiction
of a court.”
Insurance Corp. of Ireland, 456 U. S., at
704–705; see also Brief for Stephen E. Sachs as
Amicus
Curiae 10. That was so before
International Shoe, and it
remains so today. Should we overrule them all? Taking Norfolk
Southern’s argument seriously would require just that. But,
tellingly, the company does not follow where its argument leads or
even acknowledge its implications. Instead, Norfolk Southern asks
us to pluck out and overrule just one longstanding precedent that
it happens to dislike. We decline the invitation.
Post, at 4
(opinion of Alito, J.). There is no fair play or substantial
justice in that.[
11]
*
Not every case poses a new question. This case
poses a very old question indeed—one this Court resolved more than
a century ago in
Pennsylvania Fire. Because that decision
remains the law, the judgment of the Supreme Court of Pennsylvania
is vacated, and the case is remanded.
It is so ordered.