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SUPREME COURT OF THE UNITED STATES
_________________
No. 22–179
_________________
UNITED STATES, PETITIONER
v. HELAMAN
HANSEN
on writ of certiorari to the united states
court of appeals for the ninth circuit
[June 23, 2023]
Justice Barrett delivered the opinion of the
Court.
A federal law prohibits “encourag[ing] or
induc[ing]” illegal immigration. 8 U. S. C.
§1324(a)(1)(A)(iv). After concluding that this statute criminalizes
immigration advocacy and other protected speech, the Ninth Circuit
held it unconstitutionally overbroad under the First Amendment.
That was error. Properly interpreted, this provision forbids only
the intentional solicitation or facilitation of certain unlawful
acts. It does not “prohibi[t] a substantial amount of protected
speech”—let alone enough to justify throwing out the law’s “plainly
legitimate sweep.”
United States v.
Williams,
553 U.S.
285, 292 (2008). We reverse.
I
In 2014, Mana Nailati, a citizen of Fiji,
heard that he could become a U. S. citizen through an “adult
adoption” program run by Helaman Hansen. Eager for citizenship,
Nailati flew to California to pursue the program. Hansen’s wife
told Nailati that adult adoption was the “quickest and easiest way
to get citizenship here in America.” App. 88. For $4,500,
Hansen’s organization would arrange Nailati’s adoption, and he
could then inherit U. S. citizenship from his new parent.
Nailati signed up.
It was too good to be true. There is no path to
citizenship through “adult adoption,” so Nailati waited for months
with nothing to show for it. Faced with the expiration of his visa,
he asked Hansen what to do. Hansen advised him to stay: “[O]nce
you’re in the program,” Hansen explained, “you’re safe. Immigration
cannot touch you.”
Id., at 92. Believing that citizenship
was around the corner, Nailati took Hansen’s advice and remained in
the country unlawfully.
Hansen peddled his scam to other noncitizens
too. After hearing about the program from their pastor, one husband
and wife met with Hansen and wrote him a check for $9,000—initially
saved for a payment on a house in Mexico—so that they could
participate. Another noncitizen paid Hansen out of savings he had
accumulated over 21 years as a housepainter. Still others borrowed
from relatives and friends. All told, Hansen lured over 450
noncitizens into his program, and he raked in nearly $2 million as
a result.
The United States charged Hansen with (among
other crimes) violations of §1324(a)(1)(A)(iv). That clause forbids
“encourag[ing] or induc[ing] an alien to come to, enter, or reside
in the United States, knowing or in reckless disregard of the fact
that such coming to, entry, or residence is or will be in violation
of law.” In addition to convicting him under clause (iv), the jury
found that Hansen had acted “for the purpose of private financial
gain,” triggering a higher maximum penalty. App. 116; see
§1324(a)(1)(B)(i).
After the verdict came in, Hansen saw a
potential way out. Another case involving §1324(a)(1)(A)(iv),
United States v.
Sineneng-Smith, was pending before
the Ninth Circuit, which had
sua sponte raised the
question whether the clause was an unconstitutionally overbroad
restriction of speech. 910 F.3d 461, 469 (2018). Taking his cue
from
Sineneng-Smith, Hansen moved to dismiss the clause (iv)
charges on First Amendment overbreadth grounds. The District Court
rejected Hansen’s argument and sentenced him.
While Hansen’s appeal was pending, the Ninth
Circuit held in
Sineneng-Smith that clause (iv) is
unconstitutionally overbroad.
Id., at 467–468. That holding
was short-lived: We vacated the judgment, explaining that the
panel’s choice to inject the overbreadth issue into the appeal and
appoint
amici to argue it “departed so drastically from the
principle of party presentation as to constitute an abuse of
discretion.” 590 U. S. ___, ___ (2020) (slip op., at 3). On
remand, limited to the arguments that Sineneng-Smith had actually
made, the Ninth Circuit affirmed her convictions. 982 F.3d 766, 770
(2020). But Hansen’s appeal was waiting in the wings, giving the
Ninth Circuit a second chance to address the overbreadth question.
It reprised its original holding in
Sineneng-Smith.
As in
Sineneng-Smith, the Ninth Circuit
focused on whether clause (iv) is a narrow prohibition covering
solicitation and facilitation of illegal conduct, or a sweeping ban
that would pull in “statements or conduct that are likely repeated
countless times across the country every day.” 25 F. 4th 1103,
1110 (2022). It adopted the latter interpretation, asserting that
clause (iv) criminalizes speech such as “encouraging an
undocumented immigrant to take shelter during a natural disaster,
advising an undocumented immigrant about available social services,
telling a tourist that she is unlikely to face serious consequences
if she overstays her tourist visa, or providing certain legal
advice to undocumented immigrants.”
Ibid. Concluding that
clause (iv) covers an “ ‘alarming’ ” amount of protected
speech relative to its narrow legitimate sweep, the Ninth Circuit
held the provision facially overbroad.
Ibid.
The Ninth Circuit denied the Government’s
petition for rehearing en banc over the dissent of nine judges.
Judge Bumatay, who wrote the principal dissent, attributed the
panel’s overbreadth concern to a misreading of the statute. See 40
F. 4th 1049, 1057–1058 (2022). Correctly interpreted, he
explained, clause (iv) reaches only criminal solicitation and
aiding and abetting.
Ibid. On that reading, the provision
raises no overbreadth problem because, “[e]ven if
§1324(a)(1)(A)(iv) somehow reaches protected speech, that reach is
far outweighed by the provision’s broad legitimate sweep.”
Id., at 1072.
We granted certiorari. 598 U. S. ___
(2022).
II
The First Amendment provides that “Congress
shall make no law . . . abridging the freedom of speech.”
Wisely, Hansen does not claim that the First Amendment protects the
communications for which he was prosecuted. Cf.
Illinois ex rel.
Madigan v.
Telemarketing Associates, Inc.,
538 U.S.
600, 612 (2003) (“[T]he First Amendment does not shield
fraud”). Instead, he raises an overbreadth challenge: He argues
that clause (iv) punishes so much protected speech that it cannot
be applied to
anyone, including him. Brief for Respondent
9–10.
An overbreadth challenge is unusual. For one
thing, litigants typically lack standing to assert the
constitutional rights of third parties. See,
e.g.,
Powers v.
Ohio,
499 U.S.
400, 410 (1991). For another, litigants mounting a facial
challenge to a statute normally “must establish that
no set of
circumstances exists under which the [statute] would be valid.”
United States v.
Salerno,
481
U.S. 739, 745 (1987) (emphasis added). Breaking from both of
these rules, the overbreadth doctrine instructs a court to hold a
statute facially unconstitutional even though it has lawful
applications, and even at the behest of someone to whom the statute
can be lawfully applied.
We have justified this doctrine on the ground
that it provides breathing room for free expression. Overbroad laws
“may deter or ‘chill’ constitutionally protected speech,” and if
would-be speakers remain silent, society will lose their
contributions to the “marketplace of ideas.”
Virginia v.
Hicks,
539 U.S.
113, 119 (2003). To guard against those harms, the overbreadth
doctrine allows a litigant (even an undeserving one) to vindicate
the rights of the silenced, as well as society’s broader interest
in hearing them speak.
Williams, 553 U. S., at 292. If
the challenger demonstrates that the statute “prohibits a
substantial amount of protected speech” relative to its “plainly
legitimate sweep,” then society’s interest in free expression
outweighs its interest in the statute’s lawful applications, and a
court will hold the law facially invalid.
Ibid.; see
Hicks, 539 U. S., at 118–119.
Because it destroys some good along with the
bad, “[i]nvalidation for overbreadth is ‘ “strong
medicine” ’ that is not to be ‘casually employed.’ ”
Williams, 553 U. S., at 293. To justify facial
invalidation, a law’s unconstitutional applications must be
realistic, not fanciful, and their number must be substantially
disproportionate to the statute’s lawful sweep.
New York State
Club Assn., Inc. v.
City of New York,
487 U.S.
1, 14 (1988);
Members of City Council of Los Angeles v.
Taxpayers for Vincent,
466 U.S.
789, 800–801 (1984). In the absence of a lopsided ratio, courts
must handle unconstitutional applications as they usually
do—case-by-case.
III
A
To judge whether a statute is overbroad, we
must first determine what it covers. Recall that §1324(a)(1)(A)(iv)
makes it unlawful to “encourag[e] or induc[e] an alien to come to,
enter, or reside in the United States, knowing or in reckless
disregard of the fact that such coming to, entry, or residence is
or will be in violation of law.”[
1] The issue is whether Congress used “encourage” and
“induce” as terms of art referring to criminal solicitation and
facilitation (thus capturing only a narrow band of speech) or
instead as those terms are used in everyday conversation (thus
encompassing a broader swath). An overbreadth challenge obviously
has better odds on the latter view.
1
We start with some background on solicitation
and facilitation. Criminal solicitation is the intentional
encouragement of an unlawful act. ALI, Model Penal Code §5.02(1),
p. 364 (1985) (MPC); 2 W. LaFave, Substantive Criminal Law
§11.1 (3d ed. 2022) (LaFave). Facilitation—also called aiding and
abetting—is the provision of assistance to a wrongdoer with the
intent to further an offense’s commission. See,
e.g.,
Twitter, Inc. v.
Taamneh, 598 U. S. ___, ___–___
(2023) (slip op., at 13–14). While the crime of solicitation is
complete as soon as the encouragement occurs, see LaFave §11.1,
liability for aiding and abetting requires that a wrongful act be
carried out, see
id., §13.2(a). Neither solicitation nor
facilitation requires lending physical aid; for both, words may be
enough.
Reves v.
Ernst & Young,
507 U.S.
170, 178 (1993) (one may aid and abet by providing
“ ‘assistance rendered by words, acts, encouragement, support,
or presence’ ”); MPC §5.02(2), at 365 (solicitation may take
place through words or conduct); LaFave §11.1(c) (same). Both
require an intent to bring about a particular unlawful act. See,
e.g.,
Hicks v.
United States,
150 U.S.
442, 449 (1893) (“[W]ords of encouragement and abetting must”
be used with “the intention as respects the effect to be
produced”). And both are longstanding criminal theories targeting
those who support the crimes of a principal wrongdoer. See
Central Bank of Denver, N. A. v.
First Interstate
Bank of Denver, N. A.,
511 U.S.
164, 181 (1994); LaFave §11.1(a).
The terms “encourage” and “induce” are among the
“most common” verbs used to denote solicitation and facilitation.
Id., §13.2(a); see also 1 J. Ohlin, Wharton’s Criminal Law
§10:1, p. 298 (16th ed. 2021) (Wharton) (“[A]dditional
language—such as
encourage, counsel, and command—usually
accompanies ‘aid’ or ‘abet’ ” (emphasis added)). In fact,
their criminal-law usage dates back hundreds of years. See 40
F. 4th, at 1062–1064 (opinion of Bumatay, J.). A prominent
early American legal dictionary, for instance, defines “abet” as
“[t]o
encourage or set another on to commit a crime.” 1 J.
Bouvier, Law Dictionary 30 (1839) (emphasis added). Other sources
agree. See,
e.g., Wharton §10:1, at 298 (“ ‘abet,’ ” at
common law, meant “to
encourage, advise, or instigate the
commission of a crime” (emphasis added)); Black’s Law Dictionary 6
(1st ed. 1891) (to “abet” “[i]n criminal law” was “[t]o
encourage, incite, or set another on to commit a crime”
(emphasis added)); cf.
id., at 667 (11th ed. 2019) (defining
“encourage” with, in part, a cross-reference to “aid and
abet”).
This pattern is on display in the federal
criminal code, which, for over a century, has punished one who
“induces” a crime as a principal. See Act of Mar. 4, 1909, §332,
35Stat. 1152 (“Whoever . . . aids, abets, counsels,
commands,
induces, or procures [the commission of an
offense] is a principal” (emphasis added)); 18 U. S. C.
§2(a) (listing the same verbs today). The Government offers other
examples as well: The ban on soliciting a crime of violence
penalizes those who “solici[t], comman[d],
induc[e], or
otherwise endeavo[r] to persuade” another person “to engage in [the
unlawful] conduct.” §373(a) (emphasis added). Federal law also
criminalizes “persuad[ing],
induc[ing], entic[ing], or
coerc[ing]” one “to engage in prostitution” or other unlawful
sexual activity involving interstate commerce. §§2422(a), (b)
(emphasis added). The Model Penal Code echoes these formulations,
defining solicitation as, in relevant part, “command[ing],
encourag[ing] or request[ing] another person to engage in
specific [unlawful] conduct.” MPC §5.02(1), at 364 (emphasis
added). And the commentary to the Model Penal Code notes that
similar prohibitions may employ other verbs, such as “induce.” See
id., Comment 3, at 372–373, n. 25 (collecting
examples).
The use of both verbs to describe solicitation
and facilitation is widespread in the States too. Nevada considers
“[e]very person” who “aided, abetted, counseled,
encouraged,
hired, commanded,
induced, or procured” an offense to be a
principal. Nev. Rev. Stat. §195.020 (2021) (emphasis added).
Arizona provides that one who “commands,
encourages,
requests, or solicits another person to engage in specific conduct”
commits the offense of solicitation. Ariz. Rev. Stat. Ann.
§13–1002(A) (2020) (emphasis added). And New Mexico imposes
criminal liability on one who “with the intent” for another to
commit a crime “solicits, commands, requests,
induces
. . . or otherwise attempts to promote or facilitate” the
offense. N. M. Stat. Ann. §30–28–3(A) (2018) (emphasis added).
These States are by no means outliers—“induce” or “encourage”
describe similar offenses in the criminal codes of
every
State. App. to Brief for State of Montana et al. as
Amici
Curiae 1–44; see,
e.g., Ala. Code §13A–2–23(1) (2015)
(“induces”); Colo. Rev. Stat. §18–1–603 (2022) (“encourages”); Fla.
Stat. §777.04(2) (2022) (“encourages”); Haw. Rev. Stat. §705–510(1)
(2014) (“encourages”); Ind. Code §35–41–2–4 (2022) (“induces”);
Kan. Stat. Ann. §21–5303(a) (2020) (“encouraging”); N. D.
Cent. Code Ann. §12.1–06–03(1) (2021) (“induces”); Tex. Penal Code
Ann. §7.02(a)(2) (West 2021) (“encourages”); W. Va. Code Ann.
§61–11–8a(b)(1) (Lexis 2020) (“inducement”); Wyo. Stat. Ann.
§6–1–302(a) (2021) (“encourages”).
In sum, the use of “encourage” and “induce” to
describe solicitation and facilitation is both longstanding and
pervasive. And if 8 U. S. C. §1324(a)(1)(A)(iv) refers to
solicitation and facilitation as they are typically understood, an
overbreadth challenge would be hard to sustain.
2
Hansen, like the Ninth Circuit, insists that
clause (iv) uses “encourages” and “induces” in their ordinary
rather than their specialized sense. While he offers definitions
from multiple dictionaries, the terms are so familiar that two
samples suffice. In ordinary parlance, “induce” means “[t]o lead
on; to influence; to prevail on; to move by persuasion or
influence.” Webster’s New International Dictionary 1269 (2d ed.
1953). And “encourage” means to “inspire with courage, spirit, or
hope.” Webster’s Third New International Dictionary 747 (1966).
In Hansen’s view, clause (iv)’s use of the bare
words “encourages” or “induces” conveys these ordinary meanings.
See Brief for Respondent 14. “[T]hat encouragement can
include aiding and abetting,” he says, “does not mean it is
restricted to aiding and abetting.”
Id., at 25. And
because clause (iv) “proscribes encouragement, full stop,”
id., at 14, it prohibits even an “op-ed or public speech
criticizing the immigration system and supporting the rights of
long-term undocumented noncitizens to remain, at least where the
author or speaker knows that, or recklessly disregards whether, any
of her readers or listeners are undocumented.”
Id., at
17–18. If the statute reaches the many examples that Hansen posits,
its applications to protected speech might swamp its lawful
applications, rendering it vulnerable to an overbreadth
challenge.
B
We hold that clause (iv) uses “encourages or
induces” in its specialized, criminal-law sense—that is, as
incorporating common-law liability for solicitation and
facilitation. In truth, the clash between definitions is not much
of a contest. “Encourage” and “induce” have well-established legal
meanings—and when Congress “borrows terms of art in which are
accumulated the legal tradition and meaning of centuries of
practice, it presumably knows and adopts the cluster of ideas that
were attached to each borrowed word.”
Morissette v.
United States,
342 U.S.
246, 263 (1952); see also,
e.g.,
United States v.
Shabani,
513 U.S.
10, 13–14 (1994).
To see how this works, consider the word
“attempts,” which appears in clause (iv)’s next-door neighbors. See
§§1324(a)(1)(A)(i)–(iii). In a criminal prohibition, we would not
understand “attempt” in its ordinary sense of “try.” Webster’s New
Universal Unabridged Dictionary 133 (2d ed. 2001). We would instead
understand it to mean taking “a substantial step” toward the
completion of a crime with the requisite
mens rea.
United
States v.
Resendiz-Ponce,
549 U.S.
102, 107 (2007). “Encourages or induces” likewise carries a
specialized meaning. After all, when a criminal-law term is used in
a criminal-law statute, that—in and of itself—is a good clue that
it takes its criminal-law meaning. And the inference is even
stronger here, because clause (iv) prohibits “encouraging” and
“inducing”
a violation of law. See §1324(a)(1)(A)(iv). That
is the focus of criminal solicitation and facilitation too.
In concluding otherwise, the Ninth Circuit
stacked the deck in favor of ordinary meaning. See 25 F. 4th,
at 1109–1110; see also
United States v.
Hernandez-Calvillo, 39 F. 4th 1297, 1304 (CA10 2022)
(“Our construction of [the verbs in clause (iv)] begins with their
ordinary meaning, not their specialized meaning in criminal law”).
But it should have given specialized meaning a fair shake. When
words have several plausible definitions, context differentiates
among them. That is just as true when the choice is between
ordinary and specialized meanings, see,
e.g.,
Corning
Glass Works v.
Brennan,
417 U.S.
188, 202 (1974) (“While a layman might well assume that time of
day worked reflects one aspect of a job’s ‘working conditions,’ the
term has a different and much more specific meaning in the language
of industrial relations”), as it is when a court must choose among
multiple ordinary meanings, see,
e.g.,
Muscarello v.
United States,
524 U.S.
125, 127–128 (1998) (choosing between ordinary meanings of
“carry”). Here, the context of these words—the water in which they
swim—indicates that Congress used them as terms of art.
Statutory history is an important part of this
context. In 1885, Congress enacted a law that would become the
template for clause (iv). That law prohibited “knowingly assisting,
encouraging or soliciting” immigration under a contract to
perform labor. Act of Feb. 26, 1885, ch. 164, §3, 23Stat. 333 (1885
Act) (emphasis added). Then, as now, “encourage” had a specialized
meaning that channeled accomplice liability. See 1 Bouvier, Law
Dictionary 30 (“abet” means “[t]o encourage or set another on to
commit a crime”); Black’s Law Dictionary 6 (1891) (to “abet” is
“[t]o encourage, incite, or set another on to commit a crime”). And
the words “assisting” and “soliciting,” which appeared alongside
“encouraging” in the 1885 Act, reinforce that Congress gave the
word “encouraging” its narrower criminal-law meaning. See
Dubin v.
United States, 599 U. S. ___, ___
(2023) (slip op., at 12) (a word capable of many meanings is
refined by its neighbors, which often “ ‘avoid[s] the giving of
unintended breadth to the Acts of Congress’ ”). Unsurprisingly,
then, when this Court upheld the 1885 Act against a constitutional
challenge, it explained that Congress “has the power to punish any
who
assist” in introducing noncitizens into the
country—without suggesting that the term “encouraging” altered the
scope of the prohibition.
Lees v.
United States,
150 U.S.
476, 480 (1893) (emphasis added).
In the ensuing decades, Congress both added to
and subtracted from the “encouraging” prohibition in the 1885 Act.
Throughout, it continued to place “encouraging” alongside
“assisting” and “soliciting.” See Act of Mar. 3, 1903, §5, 32Stat.
1214–1215; Act of Feb. 20, 1907, §5, 34Stat. 900. Then, in 1917,
Congress added “induce” to the string of verbs. Act of Feb. 5,
1917, §5, 39Stat. 879 (1917 Act) (making it a crime “to induce,
assist, encourage, or solicit, or attempt to induce, assist,
encourage, or solicit the importation or migration of any contract
laborer . . . into the United States”). Like “encourage,”
the word “induce” carried solicitation and facilitation overtones
at the time of this enactment. See Black’s Law Dictionary 617
(1891) (defining “inducement” to mean “that which leads or tempts
to the commission of crime”). In fact, Congress had just recently
used the term in a catchall prohibition on criminal facilitation.
See Act of Mar. 4, 1909, §332, 35Stat. 1152 (“Whoever
. . . aids, abets, counsels, commands,
induces, or
procures [the commission of an offense], is a principal” (emphasis
added)). And as with “encourage,” the meaning of “induce” was
clarified and narrowed by its statutory neighbors in the 1917
Act—“assist” and “solicit.”
Congress enacted the immediate forerunner of the
modern clause (iv) in 1952 and, in doing so, simplified the
language from the 1917 Act. Most notably, the 1952 version dropped
the words “assist” and “solicit,” instead making it a crime to
“willfully or knowingly encourag[e] or induc[e], or attemp[t] to
encourage or induce, either directly or indirectly, the entry into
the United States of . . . any alien . . . not
lawfully entitled to enter or reside within the United States.”
Immigration and Nationality Act, §274(a)(4), 66Stat. 229. Three
decades later, Congress brought 8 U. S. C.
§1324(a)(1)(A)(iv) into its current form—still without the words
“assist” or “solicit.” Immigration Reform and Control Act of 1986,
§112(a), 100Stat. 3382 (making it a crime to “encourag[e] or
induc[e] an alien to come to, enter, or reside in the United
States, knowing or in reckless disregard of the fact that such
coming to, entry, or residence is or will be in violation of
law”).
On Hansen’s view, these changes dramatically
broadened the scope of clause (iv)’s prohibition on encouragement.
Before 1952, he says, the words “assist” and “solicit” may have
cabined “encourage” and “induce,” but eliminating them severed any
connection the prohibition had to solicitation and facilitation.
Brief for Respondent 25–26. In other words, Hansen claims, the 1952
and 1986 revisions show that Congress opted to make “protected
speech, not conduct, a crime.”
Id., at 27.
We do not agree that the mere removal of the
words “assist” and “solicit” turned an ordinary solicitation and
facilitation offense into a novel and boundless restriction on
speech. Hansen’s argument would require us to assume that Congress
took a circuitous route to convey a sweeping—and constitutionally
dubious—message. The better understanding is that Congress simply
“streamlined” the pre-1952 statutory language—which, as any
nonlawyer who has picked up the U. S. Code can tell you, is a
commendable effort. 40 F. 4th, at 1066 (opinion of Bumatay,
J.). In fact, the streamlined formulation mirrors this Court’s own
description of the 1917 Act, which is further evidence that
Congress was engaged in a cleanup project, not a renovation. See
United States v.
Lem Hoy,
330
U.S. 724, 727 (1947) (explaining that the 1917 Act barred
“contract laborers, defined as persons
induced or encouraged
to come to this country by offers or promises of employment”
(emphasis added));
id., at 731 (describing the 1917 Act as a
“prohibition against employers
inducing laborers to enter
the country” (emphasis added)). And critically, the terms that
Congress retained (“encourage” and “induce”) substantially overlap
in meaning with the terms it omitted (“assist” and “solicit”).
LaFave §13.2(a). Clause (iv) is best understood as a continuation
of the past, not a sharp break from it.
C
Hansen’s primary counterargument is that
clause (iv) is missing the necessary
mens rea for
solicitation and facilitation. Brief for Respondent 28–31. Both, as
traditionally understood, require that the defendant specifically
intend that a particular act be carried out.
Supra, at 6.
“Encourages or induces,” however, is not modified by any express
intent requirement. Because the text of clause (iv) lacks that
essential element, Hansen protests, it cannot possibly be limited
to either solicitation or facilitation.
Once again, Hansen ignores the longstanding
history of these words. When Congress transplants a common-law
term, the “ ‘old soil’ ” comes with it.
Taggart v.
Lorenzen, 587 U. S. ___, ___–___ (2019) (slip op., at
5–6). So when Congress placed “encourages” and “induces” in clause
(iv), the traditional intent associated with solicitation and
facilitation was part of the package. That, in fact, is precisely
how the federal aiding-and-abetting statute works. It contains no
express
mens rea requirement, providing only that a person
who “aids, abets, counsels, commands, induces or procures” a
federal offense is “punishable as a principal.” 18
U. S. C. §2(a). Yet, consistent with “a centuries-old
view of culpability,” we have held that the statute implicitly
incorporates the traditional state of mind required for aiding and
abetting.
Rosemond v.
United States,
572 U.S.
65, 70–71 (2014).
Clause (iv) is situated among other provisions
that work the same way. Consider those that immediately follow it:
The first makes it a crime to “engag[e] in any conspiracy to commit
any of the preceding acts,” 8 U. S. C.
§1324(a)(1)(A)(v)(I), and the second makes it a crime to “ai[d] or
abe[t] the commission of any of the preceding acts,”
§1324(a)(1)(A)(v)(II). Neither of these clauses explicitly states
an intent requirement. Yet both conspiracy and aiding and abetting
are familiar common-law offenses that contain a particular
mens
rea. See
Rosemond, 572 U. S., at 76 (aiding and
abetting);
Ocasio v.
United States, 578 U.S. 282,
287–288 (2016) (conspiracy). Take an obvious example: If the words
“aids or abets” in clause (v)(II) were considered in a vacuum, they
could be read to cover a person who inadvertently helps another
commit a §1324(a)(1)(A) offense. But a prosecutor who tried to
bring such a case would not succeed. Why? Because aiding and
abetting implicitly carries a
mens rea requirement—the
defendant generally must
intend to facilitate the commission
of a crime. LaFave §13.2(b). Since “encourages or induces” in
clause (iv) draws on the same common-law principles, it too
incorporates them implicitly.[
2]
Still, Hansen reiterates that if Congress had
wanted to require intent, it could easily have said so—as it did
elsewhere in clause (iv). The provision requires that the defendant
encourage or induce an unlawful act
and that the defendant
“kno[w]” or “reckless[ly] disregard” the fact that the act
encouraged “is or will be in violation of law.” §1324(a)(1)(A)(iv).
Yet while Congress spelled out this requirement, it included no
express
mens rea element for “encourages or induces.”
Indeed, Hansen continues, the statute used to require that the
encouragement or inducement be committed “willfully or knowingly,”
but Congress deleted those words in 1986. Brief for Respondent 30.
Taken together, Hansen says, this evidence reflects that Congress
aimed to make a defendant liable for “encouraging or inducing”
without respect to her state of mind.
But there is a simple explanation for why
“encourages or induces” is not modified by an express
mens
rea requirement: There is no need for it. At the risk of
sounding like a broken record, “encourage” and “induce,” as terms
of art, carry the usual attributes of solicitation and
facilitation—including, once again, the traditional
mens
rea. Congress might have rightfully seen the express
mens
rea requirement as unnecessary and cut it in a further effort
to streamline clause (iv). And in any event, the omission of the
unnecessary modifier is certainly not enough to overcome the
“presumption of scienter” that typically separates wrongful acts
“from ‘otherwise innocent conduct.’ ”
Xiulu Ruan v.
United States, 597 U. S. ___, ___ (2022) (slip op., at
5); see also
Elonis v.
United States, 575 U.S. 723,
736–737 (2015).
Nor does the scienter applicable to a distinct
element within clause (iv)—that the defendant “kno[w]” or
“reckless[ly] disregard . . . the fact that” the
noncitizen’s “coming to, entry, or residence is or will be in
violation of law”—tell us anything about the
mens rea for
“encourages or induces.” Many criminal statutes do not require
knowledge of illegality, but rather only “ ‘factual knowledge
as distinguished from knowledge of the law.’ ”
Bryan v.
United States,
524 U.S.
184, 192 (1998). So Congress’s choice to specify a mental state
for this element tells us something that we might not normally
infer, whereas the inclusion of a
mens rea requirement for
“encourages or induces” would add nothing.
It bears emphasis that even if the Government’s
reading were not the best one, the interpretation is at least
“ ‘fairly possible’ ”—so the canon of constitutional
avoidance would still counsel us to adopt it.
Jennings v.
Rodriguez, 583 U. S. ___, ___ (2018) (slip op., at 12).
This canon is normally a valuable ally for criminal defendants, who
raise the prospect of unconstitutional applications to urge a
narrower construction. But Hansen presses the clause toward the
most expansive reading possible, effectively asking us to apply a
canon of “ ‘constitutional collision.’ ” 40 F. 4th,
at 1059 (opinion of Bumatay, J.). This tactic is understandable in
light of the odd incentives created by the overbreadth doctrine,
but it is also wrong. When legislation and the Constitution brush
up against each other, our task is to seek harmony, not to
manufacture conflict.[
3]
IV
Section 1324(a)(1)(A)(iv) reaches no further
than the purposeful solicitation and facilitation of specific acts
known to violate federal law. So understood, the statute does not
“prohibi[t] a substantial amount of protected speech” relative to
its “plainly legitimate sweep.”
Williams, 553 U. S., at
292.
Start with clause (iv)’s valid reach. Hansen
does not dispute that the provision encompasses a great deal of
nonexpressive conduct—which does not implicate the First Amendment
at all. Brief for Respondent 22–23. Consider just a few examples:
smuggling noncitizens into the country, see
United States v.
Okatan, 728 F.3d 111, 113–114 (CA2 2013);
United
States v.
Yoshida,
303 F.3d 1145, 1148–1151 (CA9 2002), providing counterfeit
immigration documents, see
United States v.
Tracy,
456 Fed. Appx. 267, 269–270 (CA4 2011) (
per curiam);
United States v.
Castillo- Felix, 539 F.2d 9, 11 (CA9
1976), and issuing fraudulent Social Security numbers to
noncitizens, see
Edwards v.
Prime, Inc., 602 F.3d
1276, 1295–1297 (CA11 2010). A brief survey of the Federal Reporter
confirms that these are heartland clause (iv) prosecutions. See 40
F. 4th, at 1072 (opinion of Bumatay, J.) (listing additional
examples, including arranging fraudulent marriages and transporting
noncitizens on boats). So the “plainly legitimate sweep” of the
provision is extensive.
When we turn to the other side of the ledger, we
find it pretty much blank. Hansen fails to identify a single
prosecution for ostensibly protected expression in the 70 years
since Congress enacted clause (iv)’s immediate predecessor.
Instead, he offers a string of hypotheticals, all premised on the
expansive ordinary meanings of “encourage” and “induce.” In his
view, clause (iv) would punish the author of an op-ed criticizing
the immigration system, “[a] minister who welcomes undocumented
people into the congregation and expresses the community’s love and
support,” and a government official who instructs “undocumented
members of the community to shelter in place during a natural
disaster.” Brief for Respondent 16–19. Yet none of Hansen’s
examples are filtered through the elements of solicitation or
facilitation—most importantly, the requirement (which we again
repeat) that a defendant
intend to bring about a specific
result. See,
e.g.,
Rosemond, 572 U. S., at 76.
Clause (iv) does not have the scope Hansen claims, so it does not
produce the horribles he parades.
To the extent that clause (iv) reaches
any speech, it stretches no further than speech integral to
unlawful conduct.[
4] “[I]t has
never been deemed an abridgement of freedom of speech or press to
make a course of conduct illegal merely because the conduct was in
part initiated, evidenced, or carried out by means of language,
either spoken, written, or printed.”
Giboney v.
Empire
Storage & Ice Co.,
336 U.S.
490, 502 (1949). Speech intended to bring about a particular
unlawful act has no social value; therefore, it is unprotected.
Williams, 553 U. S., at 298. We have applied this
principle many times, including to the promotion
of a particular piece of contraband,
id.,
at 299, solicitation of unlawful employment,
Pittsburgh Press
Co. v.
Pittsburgh Comm’n on Human Relations,
413 U.S.
376, 388 (1973), and picketing with the “sole, unlawful [and]
immediate objective” of “induc[ing]” a target to violate the law,
Giboney, 336 U. S., at 502. It applies to clause (iv)
too.[
5]
Hansen has no quibble with that conclusion to
the extent that clause (iv) criminalizes speech that solicits or
facilitates a
criminal violation, like crossing the border
unlawfully or remaining in the country while subject to a removal
order. See §§1253(a), 1325(a), 1326(a). He agrees that these
applications of §1324(a)(1)(A)(iv) are permissible—in fact, he
concedes that he would lose if clause (iv) covered only
solicitation and facilitation of criminal conduct. Tr. of Oral Arg.
61–62. But he resists the idea that the First Amendment permits
Congress to
criminalize speech that solicits or facilitates
a
civil violation—and some immigration violations are only
civil. Brief for Respondent 38. For instance, residing in the
United States without lawful status is subject to the hefty penalty
of removal, but it generally does not carry a criminal sentence.
See
Arizona v.
United States,
567
U.S. 387, 407 (2012).
Call this the “mismatch” theory: Congress can
impose criminal penalties on speech that solicits or facilitates a
criminal violation and civil penalties on speech that solicits or
facilitates a civil violation—but it cannot impose criminal
penalties on speech that solicits or facilitates a civil violation.
See Tr. of Oral Arg. 62–63; Brief for Eugene Volokh as
Amicus
Curiae 5–7. If this theory is sound, then clause (iv) reaches
some expression that is outside the
speech-integral-to-unlawful-conduct exception. Of course, “that
speech is not categorically unprotected does not mean it is immune
from regulation, but only that ordinary First Amendment scrutiny
would apply.” Brief for Respondent 44.
We need not address this novel theory, because
even if Hansen is right, his overbreadth challenge fails. To
succeed, he has to show that clause (iv)’s overbreadth is
“
substantial . . . relative to [its] plainly
legitimate sweep.”
Williams, 553 U. S., at 292. As we
have discussed, the provision has a wide legitimate reach insofar
as it applies to nonexpressive conduct and speech soliciting or
facilitating criminal violations of immigration law. Even assuming
that clause (iv) reaches some protected speech, and even assuming
that its application to all of that speech is unconstitutional, the
ratio of unlawful-to-lawful applications is not lopsided enough to
justify the “strong medicine” of facial invalidation for
overbreadth.
Broadrick v.
Oklahoma,
413 U.S.
601, 613 (1973). In other words, Hansen asks us to throw out
too much of the good based on a speculative shot at the bad. This
is not the stuff of overbreadth—as-applied challenges can take it
from here.
* * *
The judgment of the Ninth Circuit is reversed,
and the case is remanded for further proceedings consistent with
this opinion.
It is so ordered.