NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
_________________
No. 19–5807
_________________
THEDRICK EDWARDS, PETITIONER
v. DARREL VANNOY, WARDEN
on writ of certiorari to the united states court of appeals for the fifth circuit
[May 17, 2021]
Justice Kavanaugh delivered the opinion of the Court.
Last Term in
Ramos v.
Louisiana, 590 U. S. ___ (2020), this Court held that a state jury must be unanimous to convict a criminal defendant of a serious offense.
Ramos repudiated this Court’s 1972 decision in
Apodaca v.
Oregon,
406 U. S. 404, which had allowed non-unanimous juries in state criminal trials. The question in this case is whether the new rule of criminal procedure announced in
Ramos applies retroactively to overturn final convictions on federal collateral review. Under this Court’s retroactivity precedents, the answer is no.
This Court has repeatedly stated that a decision announcing a new rule of criminal procedure ordinarily does not apply retroactively on federal collateral review. See
Teague v.
Lane,
489 U. S. 288, 310 (1989) (plurality opinion); see also
Linkletter v.
Walker,
381 U. S. 618, 639–640, and n. 20 (1965)
. Indeed, in the 32 years since
Teague underscored that principle, this Court has announced many important new rules of criminal procedure. But the Court has not applied
any of those new rules retroactively on federal collateral review. See,
e.g., Whorton v.
Bockting, 549 U. S. 406, 421 (2007) (Confrontation Clause rule recognized in
Crawford v.
Washington,
541 U. S. 36 (2004), does not apply retroactively). And for decades before
Teague, the Court also regularly declined to apply new rules retroactively, including on federal collateral review. See,
e.g., DeStefano v.
Woods,
392 U. S. 631, 635 (1968) (
per curiam) (jury-trial rule recognized in
Duncan v.
Louisiana,
391 U. S. 145 (1968), does not apply retroactively).
In light of the Court’s well-settled retroactivity doctrine, we conclude that the
Ramos jury-unanimity rule likewise does not apply retroactively on federal collateral review. We therefore affirm the judgment of the U. S. Court of Appeals for the Fifth Circuit.
I
On the night of May 13, 2006, in Baton Rouge, Louisiana, Thedrick Edwards and an accomplice kidnapped Ryan Eaton, a student at LSU. As Eaton was getting out of his car, Edwards and his accomplice confronted Eaton at gunpoint and forced him back into the car. Edwards and his accomplice then jumped into the car with Eaton. They drove with Eaton to an ATM where they hoped to withdraw money using Eaton’s card. When they discovered that Eaton did not have any money in his account, they drove to Eaton’s apartment. Once there, they bound and blindfolded Eaton, rummaged through his apartment, and took some of his belongings to Eaton’s car.
After they were back in the car, Edwards and his accomplice coerced Eaton into arranging a meeting with Eaton’s girlfriend. They then drove to the girlfriend’s apartment and, at gunpoint, forced Eaton to knock on the door. When Eaton’s girlfriend opened the door, Edwards and his accomplice rushed inside. Both Edwards and his accomplice were armed, and Edwards’s accomplice had his gun drawn. Edwards and his accomplice instructed Eaton, Eaton’s girlfriend, and two other women in the apartment to lie on the floor. Edwards then raped one of the women. His accomplice raped another woman. As they left, they grabbed some personal property from the apartment. Edwards and his accomplice hurried back into Eaton’s car and drove around the corner. They then abandoned the car and fled.
Two days later, Edwards and his accomplice confronted another man at gunpoint and forced him to withdraw money from an ATM.
Within a day of the second incident, the police collected substantial evidence implicating Edwards in both episodes. The police obtained warrants to search his residence and to arrest him. The day after the police executed the search warrant but before an arrest, Edwards turned himself in to the police and confessed to his crimes. The police videotaped Edwards’s confession. (The video is part of the joint appendix. See supremecourt.gov/media/media.aspx.)
Edwards was indicted in Louisiana state court for armed robbery, kidnapping, and rape. Edwards pled not guilty and went to trial. Before trial, Edwards moved to suppress the videotaped confession on the ground that the confession was involuntary. The trial court denied the suppression motion.
At trial, the jury heard Edwards’s confession and other evidence against him, including the testimony of eyewitnesses. The jury convicted Edwards of five counts of armed robbery, two counts of kidnapping, and one count of rape. At the time, Louisiana law permitted guilty verdicts if at least 10 of the 12 jurors found the defendant guilty. The jury convicted Edwards by an 11-to-1 vote on one of the armed robbery counts, the two kidnapping counts, and the rape count. The jury convicted Edwards by a 10-to-2 vote on the four remaining armed robbery counts.
At sentencing, the trial judge stated: “I can say without hesitation that this is the most egregious case that I’ve had before me.” Record 1113. The judge sentenced Edwards to life imprisonment without parole. The Louisiana First Circuit Court of Appeal affirmed the conviction and sentence. In March 2011, Edwards’s conviction became final on direct review.
After his conviction became final, Edwards applied for state post-conviction relief in the Louisiana courts. The Louisiana courts denied relief.
In 2015, Edwards filed a petition for a writ of habeas corpus in the U. S. District Court for the Middle District of Louisiana. He argued that the non-unanimous jury verdict violated his constitutional right to a unanimous jury. The District Court rejected that claim as foreclosed by this Court’s 1972 decision in
Apodaca v.
Oregon,
406 U. S. 404.
In
Apodaca,
this Court ruled that the Constitution does not require unanimous jury verdicts in state criminal trials. The
Apodaca majority consisted of a plurality opinion by four Justices and an opinion concurring in the judgment by Justice Powell. In his opinion, Justice Powell acknowledged that the
Sixth Amendment requires a unanimous jury in
federal criminal trials. 406 U. S., at 371. But in his view, the
Fourteenth Amendment did not incorporate that right against the States, meaning that a unanimous jury was not constitutionally required in
state criminal trials.
Id., at 373, 376–377. In subsequent years, many federal and state courts viewed Justice Powell’s opinion as the controlling opinion from
Apodaca. See,
e.g., Timbs v.
Indiana, 586 U. S. ___, ___, n. 1 (2019) (slip op., at 3, n. 1);
McDonald v.
Chicago,
561 U. S. 742, 766, n. 14 (2010).
In Edwards’s case, the District Court likewise followed Justice Powell’s opinion from
Apodaca and concluded that a unanimous jury is not constitutionally required in state criminal trials. The U. S. Court of Appeals for the Fifth Circuit denied a certificate of appealability. 2019 WL 8643258 (May 20, 2019). Edwards then petitioned for a writ of certiorari in this Court, arguing that the Constitution requires a unanimous jury in state criminal trials.
II
While Edwards’s petition for certiorari was pending, this Court decided
Ramos and rejected Justice Powell’s opinion in
Apodaca. See
Ramos v.
Louisiana,
590 U. S. ___ (2020);
Apodaca v.
Oregon,
406 U. S. 404 (1972). The Court held
that the
Fourteenth Amendment incorporates the
Sixth Amendment right to a unanimous jury against the States. Therefore, in state court as well as federal court, a jury must be unanimous to convict a defendant of a serious offense.[
1]
The Court’s decision in
Ramos directly affected Louisiana and Oregon, which were the only two States that still allowed non-unanimous juries. For those States, this Court’s decision in
Ramos immediately triggered a pressing question: Does
Ramos apply retroactively to overturn final convictions on federal collateral review? We granted certiorari in Edwards’s case to decide that question. 590 U. S. ___ (2020). We conclude that
Ramos does not apply retroactively on federal collateral review.
A
A new rule of criminal procedure applies to cases on
direct review, even if the defendant’s trial has already concluded. See
Griffith v.
Kentucky,
479 U. S. 314, 328 (1987). But under the habeas corpus statute as interpreted by this Court, a new rule of criminal procedure ordinarily does not apply retroactively to overturn final convictions on federal
collateral review. See
Teague v.
Lane,
489 U. S. 288, 310 (1989) (plurality opinion);
Penry v.
Lynaugh,
492 U. S. 302,
313–314 (1989).[
2]
In stating that new procedural rules ordinarily do not apply retroactively on federal collateral review,
Teague reinforced what had already been the Court’s regular practice for several decades under the retroactivity standard articulated in
Linkletter v.
Walker,
381 U. S. 618 (1965).
Linkletter set forth a balancing test for determining retroactivity. But even under
Linkletter, “new rules that constituted clear breaks with the past generally were not given retroactive effect,” including on federal collateral review.
Teague, 489 U. S., at 304 (plurality opinion).
As the Court has explained, applying “constitutional rules not in existence at the time a conviction became final seriously undermines the principle of finality which is essential to the operation of our criminal justice system.”
Id., at 309. Here, for example, applying
Ramos retroactively would potentially overturn decades of convictions obtained in reliance on
Apodaca. Moreover, conducting scores of retrials years after the crimes occurred would require significant state resources. See
Teague, 489 U. S., at 310 (plurality opinion). And a State may not be able to retry some defendants at all because of “lost evidence, faulty memory, and missing witnesses.”
Allen v.
Hardy,
478 U. S. 255, 260 (1986) (
per curiam) (internal quotation marks omitted). When previously convicted perpetrators of violent crimes go free merely because the evidence needed to conduct a retrial has become stale or is no longer available, the public suffers, as do the victims. See
United States v.
Mechanik, 475 U. S. 66, 72 (1986). Even when the evidence can be reassembled, conducting retrials years later inflicts substantial pain on crime victims who must testify again and endure new trials. In this case, the victims of the robberies, kidnappings, and rapes would have to relive their trauma and testify again, 15 years after the crimes occurred.
Put simply, the “costs imposed upon the States by retroactive application of new rules of constitutional law on habeas corpus thus generally far outweigh the benefits of this application.”
Sawyer v.
Smith,
497 U. S. 227, 242 (1990) (internal quotation marks and alteration omitted). For that reason, the Court has repeatedly stated that new rules of criminal procedure ordinarily do not apply retroactively on federal collateral review.
The Court has identified only one possible exception to that principle. The Court has stated that a new procedural rule will apply retroactively on federal collateral review only if it constitutes a “watershed” rule of criminal procedure.
Teague, 489 U. S., at 311 (plurality opinion). But the
Teague Court stated that it was “unlikely” that such watershed “components of basic due process have yet to emerge.”
Id., at 313; see also
Whorton v.
Bockting,
549 U. S. 406, 417 (2007);
Schriro v.
Summerlin,
542 U. S. 348, 352 (2004);
Tyler v.
Cain,
533 U. S. 656, 667, n. 7 (2001). And in the 32 years since
Teague,
as we will explain, the Court has
never found that any new procedural rule actually satisfies that purported exception.[
3]
B
To determine whether
Ramos applies retroactively on federal collateral review, we must answer two questions.
First, did
Ramos announce a new rule of criminal procedure, as opposed to applying a settled rule? A new rule ordinarily does not apply retroactively on federal collateral review.
Second, if
Ramos announced a new rule, does it fall within an exception for watershed rules of criminal procedure that apply retroactively on federal collateral review?
1
Ramos held that a state jury must be unanimous to convict a defendant of a serious offense. In so holding,
Ramos announced a new rule.
A rule is new unless it was “
dictated by precedent existing at the time the defendant’s conviction became final.”
Teague, 489 U. S., at 301 (plurality opinion). In other words, a rule is new unless, at the time the conviction became final, the rule was already “apparent to all reasonable jurists.”
Lambrix v.
Singletary,
520 U. S. 518, 528 (1997). The starkest example of a decision announcing a new rule is a decision that overrules an earlier case. See
Whorton, 549 U. S., at 416.
The jury-unanimity requirement announced in
Ramos was not dictated by precedent or apparent to all reasonable jurists when Edwards’s conviction became final in 2011. On the contrary, before
Ramos, many courts interpreted
Apodaca to allow for non-unanimous jury verdicts in state criminal trials.[
4] In addition, in
Ramos itself, six Members of the Court acknowledged that
Apodaca allowed non-unanimous jury verdicts in state criminal trials. See 590 U. S., at ___ (Sotomayor, J., concurring in part) (slip op., at 2);
id., at ___ (Kavanaugh, J., concurring in part) (slip op., at 1);
id., at ___–___ (Thomas, J., concurring in judgment) (slip op., at 7–8);
id., at ___ (Alito, J., joined by Roberts, C. J., and Kagan, J., dissenting) (slip op., at 1). And other Members of the Court recognized that
Apodaca at least muddied the waters of the Court’s
Sixth Amendment jurisprudence.
Id., at ___, and n. 36 (plurality opinion) (slip op., at 10, and n. 36). In short,
even in
Ramos itself, the Court indicated that the decision was not dictated by precedent or apparent to all reasonable jurists.
Edwards responds that the Court’s decision in
Ramos must have applied a settled rule, not a new rule, because the decision adhered to the original meaning of the
Sixth Amendment’s right to a jury trial and the
Fourteenth Amendment’s incorporation of that right (and others) against the States. That argument conflates the merits question presented in
Ramos with the retroactivity question presented here. On the merits question, the critical point, as the Court thoroughly explained in
Ramos, is that the Constitution’s text and history require a unanimous jury in state criminal trials. On the retroactivity question, the critical point is that reasonable jurists who considered the question before
Ramos interpreted
Apodaca to allow non-unanimous jury verdicts in state criminal trials.
By renouncing
Apodaca and expressly requiring unanimous jury verdicts in state criminal trials,
Ramos plainly announced a new rule for purposes of this Court’s retroactivity doctrine. And new rules of criminal procedure ordinarily do not apply retroactively on federal collateral review.
2
Having determined that
Ramos announced a new rule requiring jury unanimity, we must consider whether that new rule falls within an exception for watershed rules of criminal procedure that apply retroactively on federal collateral review.
This Court has stated that the watershed exception is “extremely narrow” and applies only when, among other things, the new rule alters “our understanding of the bedrock procedural elements essential to the fairness of a proceeding.”
Whorton, 549 U. S., at 417–418 (internal quotation marks omitted).
In the abstract, those various adjectives—watershed, narrow, bedrock, essential—do not tell us much about whether a particular decision of this Court qualifies for the watershed exception. In practice, the exception has been theoretical, not real. The Court has identified only one pre-
Teague procedural rule as watershed: the right to counsel recognized in the Court’s landmark decision in
Gideon v.
Wainwright,
372 U. S. 335, 344–345 (1963). See
Whorton, 549 U. S., at 419, 421. The Court has never identified any other pre-
Teague or post-
Teague rule as watershed. None.
Moreover, the Court has flatly proclaimed on multiple occasions that the watershed exception is unlikely to cover any more new rules. Even 32 years ago in
Teague itself, the Court stated that it was “unlikely” that additional watershed rules would “emerge.” 489 U. S., at 313 (plurality opinion). And since
Teague, the Court has often reiterated that “it is unlikely that any such rules have yet to emerge.”
Whorton, 549 U. S., at 417 (internal quotation marks and alteration omitted); see also
Beard v.
Banks,
542 U. S. 406, 417 (2004);
Summerlin, 542 U. S., at 352;
Tyler, 533 U. S., at 667, n. 7;
Graham v.
Collins,
506 U. S. 461, 478 (1993);
Sawyer, 497 U. S., at 243;
Butler v.
McKellar,
494 U. S. 407, 416 (1990).
Consistent with those many emphatic pronouncements, the Court since
Teague has rejected
every claim that a new procedural rule qualifies as a watershed rule. For example, in
Beard v.
Banks, 542 U. S., at 408, the Court declined to retroactively apply the rule announced in
Mills v.
Maryland,
486 U. S. 367, 384 (1988), that capital juries may not be required to disregard certain mitigating factors. In
O’Dell v.
Netherland,
521 U. S. 151, 153 (1997), the Court refused to retroactively apply the rule announced in
Simmons v.
South Carolina,
512 U. S. 154, 156 (1994), that a capital defendant must be able, in certain circumstances, to inform the sentencing jury that he is parole ineligible. In
Lambrix v.
Singletary, 520 U. S., at 539–540, the Court declined to retroactively apply the rule announced in
Espinosa v.
Florida,
505 U. S. 1079, 1082 (1992) (
per curiam), that sentencers may not weigh invalid aggravating circumstances before recommending or imposing the death penalty. In
Sawyer v.
Smith, 497 U. S., at 229, the Court refused to retroactively apply the rule announced in
Caldwell v.
Mississippi,
472 U. S. 320, 323 (1985), which prohibited a death sentence by a jury led to the false belief that responsibility for the sentence rested elsewhere.
The list of cases declining to retroactively apply a new rule of criminal procedure extends back long before
Teague to some of this Court’s most historic criminal procedure decisions. For example, in
Johnson v.
New Jersey, 384 U. S. 719, 721 (1966), the Court declined to retroactively apply
Miranda v.
Arizona,
384 U. S. 436, 444–445 (1966), which required that police inform individuals in custody of certain constitutional rights before questioning them. And in
Linkletter v.
Walker, 381 U. S., at 639–640, the Court refused to retroactively apply
Mapp v.
Ohio,
367 U. S. 643, 655 (1961), which incorporated the
Fourth Amendment exclusionary rule against the States.
Edwards seeks to distinguish
Ramos from the long line of cases where the Court has declined to retroactively apply new procedural rules. Edwards emphasizes three aspects of
Ramos: (i) the significance of the jury-unanimity right; (ii)
Ramos’s reliance on the original meaning of the Constitution; and (iii) the effect of
Ramos in preventing racial discrimination in the jury process.
But Edwards’s attempts to distinguish
Ramos are unavailing because the Court has already considered and rejected those kinds of arguments in prior retroactivity cases.
First, Edwards emphasizes the significance of the jury-unanimity right for criminal defendants. But that argument for retroactivity cannot be squared with the Court’s decisions in
Duncan v.
Louisiana,
391 U. S. 145 (1968), and
DeStefano v.
Woods,
392 U. S. 631 (1968) (
per curiam). In
Duncan, the Court repudiated several precedents and ruled that a defendant has a constitutional right to a jury trial in a state criminal case. 391 U. S., at 149–150, 154–155. Notwithstanding the extraordinary significance of
Duncan in guaranteeing a jury trial and expanding the rights of criminal defendants, the Court in
DeStefano declined to retroactively apply the jury right. 392 U. S., at 633; see also
Summerlin, 542 U. S., at 356–358 (relying on
DeStefano and rejecting retroactivity of jury right recognized in
Ring v.
Arizona,
536 U. S. 584, 589 (2002)). We cannot discern a principled basis for retroactively applying the subsidiary
Ramos jury-unanimity right when the Court in
DeStefano declined to retroactively apply the broader jury right itself.[
5]
Second, Edwards stresses that
Ramos relied on the original meaning of the
Sixth Amendment. But that argument for retroactivity is inconsistent with
Crawford v.
Washington,
541 U. S. 36 (2004), and
Whorton v.
Bockting,
549 U. S. 406 (2007). In
Crawford, the Court relied on the original meaning of the
Sixth Amendment’s Confrontation Clause to overrule precedent and restrict the use of hearsay evidence against criminal defendants. 541 U. S., at 60–69. Notwithstanding
Crawford’s reliance on the original meaning of the
Sixth Amendment, the Court in
Whorton declined to retroactively apply
Crawford. 549 U. S., at 421.
Third, Edwards says that
Ramos prevents racial discrimination by ensuring that the votes of all jurors, regardless of race, matter in the jury room. But that argument for retroactivity cannot prevail in light of
Batson v.
Kentucky,
476 U. S. 79 (1986), and
Allen v.
Hardy,
478 U. S. 255 (1986) (
per curiam). In
Batson, the Court overruled precedent and revolutionized day-to-day jury selection by holding that state prosecutors may not discriminate on the basis of race when exercising individual peremptory challenges. 476 U. S., at 92–93, 96–98. Nonetheless, the Court in
Allen declined to retroactively apply
Batson. 478 U. S., at 261; see also
Teague, 489 U. S., at 295–296 (reaffirming
Allen).
The Court’s decisions in
Duncan,
Crawford, and
Batson were momentous and consequential. All three decisions fundamentally reshaped criminal procedure throughout the United States and significantly expanded the constitutional rights of criminal defendants. One involved the jury-trial right, one involved the original meaning of the
Sixth Amendment’s Confrontation Clause, and one involved racial discrimination in jury selection. Yet the Court did not apply any of those decisions retroactively on federal collateral review.
Ramos is likewise momentous and consequential. But we see no good rationale for treating
Ramos differently from
Duncan,
Crawford, and
Batson. Consistent with the Court’s long line of retroactivity precedents, we hold that the
Ramos jury-unanimity rule does not apply retroactively on federal collateral review.[
6]
In so concluding, we recognize that the Court’s many retroactivity precedents taken together raise a legitimate question: If landmark and historic criminal procedure decisions—including
Mapp,
Miranda,
Duncan,
Crawford,
Batson, and now
Ramos—do not apply retroactively on federal collateral review, how can any additional new rules of criminal procedure apply retroactively on federal collateral review? At this point, some 32 years after
Teague,
we think the only candid answer is that none can—that is, no new rules of criminal procedure can satisfy the watershed exception. We cannot responsibly continue to suggest otherwise to litigants and courts. In
Teague itself, the Court recognized that the purported exception was unlikely to apply in practice, because it was “unlikely” that such watershed “components of basic due process have yet to emerge.” 489 U. S., at 313 (plurality opinion).
The Court has often repeated that “it is unlikely that any of these watershed rules has yet to emerge.”
Tyler, 533 U. S., at 667, n. 7 (alteration and internal quotation marks omitted); see also,
e.g., Whorton, 549 U. S., at 417;
Summerlin, 542 U. S., at 352. And for decades, the Court has rejected watershed status for new procedural rule after new procedural rule, amply demonstrating that the purported exception has become an empty promise.
Continuing to articulate a theoretical exception that never actually applies in practice offers false hope to defendants, distorts the law, misleads judges, and wastes the resources of defense counsel, prosecutors, and courts. Moreover, no one can reasonably rely on an exception that is non-existent in practice, so no reliance interests can be affected by forthrightly acknowledging reality. It is time—probably long past time—to make explicit what has become increasingly apparent to bench and bar over the last 32 years: New procedural rules do not apply retroactively on federal collateral review. The watershed exception is moribund. It must “be regarded as retaining no vitality.”
Herrera v.
Wyoming, 587 U. S. ___, ___ (2019) (slip op., at 11) (internal quotation marks omitted).
3
We respectfully offer four responses to the dissent.
First, in the dissent’s view, if a right is important enough to justify overruling or repudiating precedent (as in
Ramos), then it often is important enough to apply retroactively as a watershed rule of criminal procedure. But the Court’s precedents say the opposite and demonstrate that the dissent’s position erroneously inverts
stare decisis and
Teague.
Teague recognized that the Court would occasionally announce new rules of criminal procedure by overruling or repudiating existing precedents.
Teague further explained, however, that it was “unlikely” that such new procedural rules would apply retroactively on federal collateral review. 489 U. S., at 313 (plurality opinion). In other words, under this Court’s longstanding case law, it is easier to overrule or repudiate a precedent—as the Court did in
Mapp,
Miranda,
Duncan,
Batson, and
Crawford,
for example—than it is to apply the new procedural rule retroactively on federal collateral review—as demonstrated by the Court’s corresponding non-retroactivity decisions in
Linkletter,
Johnson,
DeStefano,
Allen, and
Whorton.
The
Ramos Court fully understood all of this. Although
Ramos stopped short of expressly deciding this retroactivity question (because it was not squarely presented),
Ramos discussed retroactivity and plainly foreshadowed today’s decision. The lead opinion in
Ramos—which was joined in relevant part by two of today’s dissenters, Justice Breyer and Justice Sotomayor—explained that overruling or repudiating
Apodaca was not likely to significantly affect Louisiana’s and Oregon’s reliance interests in preserving final convictions because
Ramos was not likely to apply retroactively on federal collateral review. In particular, the lead opinion said that the States’ “worries” about
Ramos applying retroactively and overturning hundreds of final convictions outstripped “the facts” because “
Teague’s test is a demanding one, so much so that this Court has yet to announce a new rule of criminal procedure capable of meeting it.”
Ramos, 590 U. S., at ___ (opinion of Gorsuch, J.) (slip op., at 24); see also
id., at ___–___ (Kavanaugh, J., concurring in part) (slip op., at 16–17). The lead opinion added that
Teague is “demanding by design, expressly calibrated to address the reliance interests States have in the finality of their criminal judgments.”
Id., at ___ (opinion of Gorsuch, J.) (slip op., at 24). In light of that explicit language in
Ramos, the Court’s decision today can hardly come as a surprise.
In short, the Court’s holding today—namely, that
Ramos does not apply retroactively on federal collateral review—carefully adheres to
Ramos and tracks the Court’s many longstanding precedents on retroactivity.
Second, the dissent suggests that the Court knows that
Ramos should apply retroactively under the watershed exception, but wants to avoid applying
Ramos retroactively, and for that reason has decided to just eliminate the watershed exception altogether. That suggestion is unfounded.
Ramos was a momentous decision, and those of us who joined it continue to agree with it. But as we have explained,
Ramos itself analyzed the Court’s retroactivity precedents and foretold today’s decision on retroactivity. We are simply following through on what
Ramos (as well as the Court’s many other precedents) already said about retroactivity to now squarely hold that
Ramos does not apply retroactively on federal collateral review. If we thought otherwise and believed that
Ramos qualified under the Court’s precedents as a rule that applies retroactively, we would certainly say so. But applying our retroactivity precedents, we have concluded that
Ramos does not apply retroactively—just as the Court has previously held that other historic cases like
Mapp,
Miranda,
Duncan,
Batson, and
Crawford did not apply retroactively. After reaching that conclusion, we then took account of the overall jurisprudential landscape of the last several decades in
Teague cases and acknowledged what has become unmistakably clear: The purported watershed exception is moribund.
Third, on that last point, the dissent responds that
Teague nominally identified a retroactivity exception for watershed procedural rules and that we should do so as well. But the problem, as we see it, is that
Teague simultaneously said that it was “unlikely” that new procedural rules would qualify as watershed. 489 U. S., at 313 (plurality opinion). So
Teague took with one hand what it seemingly gave with the other. And in the 32 years since
Teague, this Court has never once held that a new procedural rule qualifies for the purported watershed exception. What is more, the Court has regularly repeated that
Teague’s watershed exception would likely never be satisfied. The Court today need not and does not overrule any post-
Teague cases that held the watershed exception satisfied because there are no post-
Teague cases that held the watershed exception satisfied.
As noted above, no
stare decisis values would be served by continuing to indulge the fiction that
Teague’s purported watershed exception endures. No one can reasonably rely on a supposed exception that has never operated in practice. And perpetuating what has become an illusory exception misleads litigants and judges, and needlessly expends the scarce resources of defense counsel, prosecutors, and courts. At this point, given that landmark cases like
Mapp,
Miranda,
Duncan,
Batson,
Crawford, and now
Ramos have not applied retroactively,
we are simply acknowledging reality and stating the obvious: The purported watershed exception retains no vitality.
Fourth, the dissent asserts that the Court is not living up to the promise of
Ramos for criminal defendants. To begin with, the dissent cannot reasonably charge the Court with failing to live up to
Ramos given that
Ramos itself explicitly forecast today’s decision on retroactivity. Moreover, with respect, Justice Kagan dissented in
Ramos. To be sure, the dissent’s position on the jury-unanimity rule in
Ramos was perfectly legitimate, as is the dissent’s position on retroactivity in today’s case. And it is of course fair for a dissent to vigorously critique the Court’s analysis. But it is another thing altogether to dissent in
Ramos and then to turn around and impugn today’s majority for supposedly shortchanging criminal defendants. To properly assess the implications for criminal defendants, one should assess the implications of
Ramos and today’s ruling
together. And criminal defendants as a group are better off under
Ramos and today’s decision, taken together, than they would have been if Justice Kagan’s dissenting view had prevailed in
Ramos. If the dissent’s view had prevailed in
Ramos, no defendant would ever
be entitled to the jury-unanimity right—not on collateral review, not on direct review, and not in the future. By contrast, under the Court’s holdings in
Ramos and this case, criminal defendants whose cases are still on direct review or whose cases arise in the future will have the benefit of the jury-unanimity right announced in
Ramos. The rhetoric in today’s dissent is misdirected. Different Members of the Court have reached different conclusions in
Ramos and in this case, but each Member of the Court has acted in good faith in deciding the difficult questions before us.
* * *
To summarize the Court’s retroactivity principles: New substantive rules alter “the range of conduct or the class of persons that the law punishes.”
Summerlin, 542 U. S., at 353. Those new substantive rules apply to cases pending in trial courts and on direct review, and they also apply retroactively on federal collateral review. New procedural rules alter “only the manner of determining the defendant’s culpability.”
Ibid. (emphasis deleted). Those new procedural rules apply to cases pending in trial courts and on direct review. But new procedural rules do not apply retroactively on federal collateral review.
Ramos announced a new rule of criminal procedure. It does not apply retroactively on federal collateral review. We affirm the judgment of the U. S. Court of Appeals for the Fifth Circuit.
It is so ordered.