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SUPREME COURT OF THE UNITED STATES
_________________
No. 10–1150
_________________
MAYO COLLABORATIVE SERVICES, dba MAYO MEDICAL
LABORATORIES, et al., PETITION- ERS
v. PROMETHEUS
LABORATORIES, INC.
on writ of certiorari to the united states
court of appeals for the federal circuit
[March 20, 2012]
Justice Breyer delivered the opinion of the
Court.
Section 101 of the Patent Act defines patentable
subject matter. It says:
“Whoever invents or discovers any
new and useful process, machine, manufacture, or composition of
matter, or any new and useful improvement thereof, may obtain a
patent therefor, subject to the conditions and requirements of this
title.” 35 U. S. C. §101.
The Court has long held that this provision
contains an important implicit exception. “[L]aws of nature,
natural phenomena, and abstract ideas” are not patentable.
Diamond v.
Diehr,
450 U.S.
175, 185 (1981); see also
Bilski v.
Kappos, 561
U. S. ___, ___ (2010) (slip op., at 5);
Diamond v.
Chakrabarty,
447 U.S.
303, 309 (1980);
Le Roy v.
Tatham, 14 How. 156,
175 (1853);
O’Reilly v.
Morse, 15 How. 62,
112–120 (1854); cf.
Neilson v.
Harford,
Webster’s Patent Cases 295, 371 (1841) (English case
discussing same). Thus, the Court has written that “a new
mineral discovered in the earth or a new plant found in the wild is
not patentable subject matter. Likewise, Einstein could not patent
his celebrated law that E=mc2; nor could Newton have patented the
law of gravity. Such discoveries are ‘manifestations of
. . . nature, free to all men and reserved exclusively to
none.’ ”
Chakrabarty,
supra, at 309
(quoting
Funk Brothers Seed Co. v.
Kalo Inoculant
Co.,
333 U.S.
127, 130 (1948)).
“Phenomena of nature, though just
discovered, mental processes, and abstract intellectual concepts
are not patentable, as they are the basic tools of scientific and
technological work.”
Gottschalk v.
Benson,
409 U.S.
63, 67 (1972). And monopolization of those tools through the
grant of a patent might tend to impede innovation more than it
would tend to promote it.
The Court has recognized, however, that too
broad an interpretation of this exclusionary principle could
eviscerate patent law. For all inventions at some level embody,
use, reflect, rest upon, or apply laws of nature, natural
phenomena, or abstract ideas. Thus, in
Diehr the Court
pointed out that “ ‘a process is not unpatentable
simply because it contains a law of nature or a mathematical
algorithm.’ ” 450 U. S., at 187 (quoting
Parker v.
Flook,
437
U.S. 584, 590 (1978)). It added that “an
application of a law of nature or mathematical formula to a
known structure or process may well be deserving of patent
protection.”
Diehr,
supra, at 187. And it
emphasized Justice Stone’s similar observation in
Mackay
Radio & Telegraph Co. v.
Radio Corp. of America,
306 U.S.
86 (1939):
“ ‘While a scientific
truth, or the mathematical expression of it, is not a patentable
invention, a novel and useful structure created with the aid of
knowledge of scientific truth may be.’ ” 450
U. S., at 188 (quoting
Mackay Radio,
supra, at
94).
See also
Funk Brothers,
supra, at
130 (“If there is to be invention from [a discovery of a law
of nature], it must come from the application of the law of nature
to a new and useful end”).
Still, as the Court has also made clear, to
transform an unpatentable law of nature into a patent-eligible
application of such a law, one must do more than simply
state the law of nature while adding the words “apply
it.” See,
e.g., Benson,
supra, at
71–72
.
The case before us lies at the intersection of
these basic principles. It concerns patent claims covering
processes that help doctors who use thiopurine drugs to treat
patients with autoimmune diseases determine whether a given dosage
level is too low or too high. The claims purport to apply natural
laws describing the relationships between the concentration in the
blood of certain thiopurine metabolites and the likelihood that the
drug dosage will be ineffective or induce harmful side-effects. We
must determine whether the claimed processes have transformed these
unpatentable natural laws into patent-eligible applications of
those laws. We conclude that they have not done so and that
therefore the processes are not patentable.
Our conclusion rests upon an examination of the
particular claims before us in light of the Court’s
precedents. Those cases warn us against interpreting patent
statutes in ways that make patent eligibility “depend simply
on the draftsman’s art” without reference to the
“principles underlying the prohibition against patents for
[natural laws].”
Flook,
supra, at 593. They
warn us against upholding patents that claim processes that too
broadly preempt the use of a natural law.
Morse,
supra, at 112–120;
Benson,
supra, at
71–72
. And they insist that a process that focuses
upon the use of a natural law also contain other elements or a
combination of elements, sometimes referred to as an
“inventive concept,” sufficient to ensure that the
patent in practice amounts to significantly more than a patent upon
the natural law itself.
Flook,
supra, at 594; see
also
Bilski,
supra, at ___ (slip op., at 14)
(“[T]he prohibition against patenting abstract ideas
‘cannot be circumvented by attempting to limit the use of the
formula to a particular technological environment’ or adding
‘insignificant postsolution activity’ ”
(quoting
Diehr,
supra, at 191–192)).
We find that the process claims at issue here do
not satisfy these conditions. In particular, the steps in the
claimed processes (apart from the natural laws themselves) involve
well-understood, routine, conventional activity previously engaged
in by researchers in the field. At the same time, upholding the
patents would risk disproportionately tying up the use of the
underlying nat- ural laws, inhibiting their use in the making of
further discoveries.
I
A
The patents before us concern the use of
thiopurine drugs in the treatment of autoimmune diseases, such as
Crohn’s disease and ulcerative colitis. When a patient
ingests a thiopurine compound, his body metabolizes the drug,
causing metabolites to form in his bloodstream. Because the way in
which people metabolize thiopurine compounds varies, the same dose
of a thiopurine drug affects different people differently, and it
has been difficult for doctors to determine whether for a
particular patient a given dose is too high, risking harmful side
effects, or too low, and so likely ineffective.
At the time the discoveries embodied in the
patents were made, scientists already understood that the levels in
a patient’s blood of certain metabolites, including, in
particular, 6-thioguanine and its nucleotides (6–TG) and
6-methyl-mercaptopurine (6–MMP), were correlated with the
likelihood that a particular dosage of a thiopurine drug could
cause harm or prove ineffective. See U. S. Patent
No. 6,355,623, col. 8, ll. 37–40, 2 App. 10.
(“Previous studies suggested that measurement of 6–MP
metabolite levels can be used to predict clinical efficacy and tol-
erance to azathioprine or 6–MP” (citing Cuffari,
Théorêt, Latour, & Seidman, 6-Mercaptopurine
Metabolism in Crohn’s Disease: Correlation with Efficacy and
Toxicity, 39 Gut 401 (1996))). But those in the field did not know
the precise correlations between metabolite levels and likely harm
or ineffectiveness. The patent claims at issue here set forth
processes embodying researchers’ findings that identified
these correlations with some precision.
More specifically, the patents—U. S.
Patent No. 6,355,623 (’623 patent) and U. S. Patent No.
6,680,302 (’302 patent)—embody findings that
concentrations in a patient’s blood of 6–TG or of
6–MMP metabolite beyond a certain level (400 and 7000
picomoles per 8x108 red blood cells, respectively) indicate that
the dosage is likely too high for the patient, while concentrations
in the blood of 6–TG metabolite lower than a certain level
(about 230 picomoles per 8x108 red blood cells) indicate that the
dosage is likely too low to be effective.
The patent claims seek to embody this research
in a set of processes. Like the Federal Circuit we take as typical
claim 1 of the ’623 Patent, which describes one of the
claimed processes as follows:
“A method of optimizing therapeutic
efficacy for treatment of an immune-mediated gastrointestinal
disorder, comprising:
“(a) administering a drug providing
6-thioguanine to a subject having said immune-mediated
gastrointestinal disorder; and
“(b) determining the level of
6-thioguanine in said subject having said immune-mediated
gastrointestinal disorder,
“wherein the level of 6-thioguanine less
than about 230 pmol per 8x108 red blood cells indicates a need to
increase the amount of said drug subsequently administered to said
subject and
“wherein the level of 6-thioguanine
greater than about 400 pmol per 8x108 red blood cells indicates a
need to decrease the amount of said drug subsequently administered
to said subject.” ’623 patent, col. 20, ll.
10–20, 2 App. 16.
For present purposes we may assume that the
other claims in the patents do not differ significantly from
claim 1.
B
Respondent, Prometheus Laboratories, Inc.
(Prometheus), is the sole and exclusive licensee of the ’623
and ’302 patents. It sells diagnostic tests that embody the
processes the patents describe. For some time petitioners, Mayo
Clinic Rochester and Mayo Collaborative Services (collectively
Mayo), bought and used those tests. But in 2004 Mayo announced that
it intended to begin using and selling its own test—a test
using somewhat higher metabolite levels to determine toxicity (450
pmol per 8x108 for 6–TG and 5700 pmol per 8x108 for
6–MMP). Prometheus then brought this action claiming patent
infringement.
The District Court found that Mayo’s test
infringed claim 7 of the ’623 patent. App. to Pet. for Cert.
110a–115a. In interpreting the claim, the court accepted
Prometheus’ view that the toxicity-risk level numbers in
Mayo’s test and the claim were too similar to render the
tests significantly different. The number Mayo used (450) was too
close to the number the claim used (400) to matter given
appropriate margins of error.
Id., at 98a–107a. The
District Court also accepted Prometheus’ view that a doctor
using Mayo’s test could violate the patent even if he did not
actually alter his treatment decision in the light of the test. In
doing so, the court construed the claim’s language,
“indicates a need to decrease” (or “to
increase”), as not limited to instances in which the doctor
actually decreases (or increases) the dosage level where the test
results suggest that such an adjustment is advisable.
Id.,
at 107a–109a; see also Brief for Respondent i (describing
claimed processes as methods “for improving . . .
treatment . . . by using individualized metabolite
measurements
to inform the calibration of . . .
dosages of . . . thiopurines” (emphasis
added)).
Nonetheless the District Court ultimately
granted summary judgment in Mayo’s favor. The court reasoned
that the patents effectively claim natural laws or natural
phenomena—namely the correlations between thiopurine
metabolite levels and the toxicity and efficacy of thiopurine drug
dosages—and so are not patentable. App. to Pet. for Cert.
50a–83a.
On appeal, the Federal Circuit reversed. It
pointed out that in addition to these natural correlations, the
claimed processes specify the steps of (1) “administering a
[thiopurine] drug” to a patient and (2) “determining
the [resulting metabolite] level.” These steps, it explained,
involve the transformation of the human body or of blood taken from
the body. Thus, the patents satisfied the Circuit’s
“machine or transformation test,” which the court
thought sufficient to “confine the patent monopoly within
rather definite bounds,” thereby bringing the claims into
compliance with §101. 581 F.3d 1336, 1345, 1346–1347
(2009) (internal quotation marks omitted).
Mayo filed a petition for certiorari. We granted
the petition, vacated the judgment, and remanded the case for
reconsideration in light of
Bilski, 561 U. S. ___,
which clarified that the “machine or transformation
test” is not a definitive test of patent eligibility, but
only an important and useful clue.
Id., at ___–___
(slip op., at 7–8). On remand the Federal Circuit reaffirmed
its earlier conclusion. It thought that the
“machine-or-transformation test,” understood merely as
an important and useful clue, nonetheless led to the “clear
and compelling conclusion . . . that the . . .
claims . . . do not encompass laws of nature or preempt
natural correlations.” 628 F.3d 1347, 1355 (2010). Mayo again
filed a petition for certiorari, which we granted.
II
Prometheus’ patents set forth laws of
nature—namely, relationships between concentrations of
certain metabolites in the blood and the likelihood that a dosage
of a thiopurine drug will prove ineffective or cause harm. Claim 1,
for example, states that
if the levels of 6–TG in the
blood (of a patient who has taken a dose of a thiopurine drug)
exceed about 400 pmol per 8x108 red blood cells,
then the
administered dose is likely to produce toxic side effects. While it
takes a human action (the administration of a thiopurine drug) to
trigger a manifestation of this relation in a particular person,
the relation itself exists in principle apart from any human
action. The relation is a consequence of the ways in which
thiopurine compounds are metabolized by the body—entirely
natural processes. And so a patent that simply describes that
relation sets forth a natural law.
The question before us is whether the claims do
significantly more than simply describe these natural relations. To
put the matter more precisely, do the patent claims add
enough to their statements of the correlations to allow the
processes they describe to qualify as patent-eligible processes
that
apply natural laws? We believe that the answer to this
question is no.
A
If a law of nature is not patentable, then
neither is a process reciting a law of nature, unless that process
has additional features that provide practical assurance that the
process is more than a drafting effort designed to monopolize the
law of nature itself. A patent, for example, could not simply
recite a law of nature and then add the instruction “apply
the law.” Einstein, we assume, could not have patented his
famous law by claiming a process consisting of simply telling
linear accelerator operators to refer to the law to determine how
much energy an amount of mass has produced (or vice versa). Nor
could Archimedes have secured a patent for his famous principle of
flotation by claiming a process consisting of simply telling boat
builders to refer to that principle in order to determine whether
an object will float.
What else is there in the claims before us? The
process that each claim recites tells doctors interested in the
subject about the correlations that the researchers discovered. In
doing so, it recites an “administering” step, a
“determining” step, and a “wherein” step.
These additional steps are not themselves natural laws but neither
are they sufficient to transform the nature of the claim.
First, the “administering” step
simply refers to the relevant audience, namely doctors who treat
patients with certain diseases with thiopurine drugs. That audience
is a pre-existing audience; doctors used thiopurine drugs to treat
patients suffering from autoimmune disorders long before anyone
asserted these claims. In any event, the “prohibition against
patenting abstract ideas ‘cannot be circumvented by
attempting to limit the use of the formula to a particular
technological environment.’ ”
Bilski,
supra, at ___ (slip op., at 14) (quoting
Diehr, 450
U. S., at 191–192).
Second, the “wherein” clauses simply
tell a doctor about the relevant natural laws, at most adding a
suggestion that he should take those laws into account when
treating his patient. That is to say, these clauses tell the
relevant audience about the laws while trusting them to use those
laws appropriately where they are relevant to their decisionmaking
(rather like Einstein telling linear accelerator operators about
his basic law and then trusting them to use it where relevant).
Third, the “determining” step tells
the doctor to determine the level of the relevant metabolites in
the blood, through whatever process the doctor or the laboratory
wishes to use. As the patents state, methods for determining
metabolite levels were well known in the art. ’623 patent,
col. 9, ll. 12–65, 2 App. 11. Indeed, scientists routinely
measured metabolites as part of their investigations into the
relationships between metabolite levels and efficacy and toxicity
of thiopurine compounds. ’623 patent, col. 8, ll.
37–40,
id., at 10. Thus, this step tells doctors to
engage in well-understood, routine, conventional activity
previously engaged in by scientists who work in the field. Purely
“conventional or obvious” “[pre]-solution
activity” is normally not sufficient to transform an
unpatentable law of nature into a patent-eligible application of
such a law.
Flook, 437 U. S., at 590; see also
Bilski, 561 U. S., at ___ (slip op., at 14)
(“[T]he prohibition against patenting abstract ideas
‘cannot be circumvented by’ . . . adding
‘insignificant post-solution activity’ ”
(quoting
Diehr,
supra, at 191–192)).
Fourth, to consider the three steps as an
ordered combination adds nothing to the laws of nature that is not
already present when the steps are considered separately. See
Diehr,
supra, at 188 (“[A] new combination of
steps in a process may be patentable even though all the
constituents of the combination were well known and in common use
before the combination was made”). Anyone who wants to make
use of these laws must first administer a thiopurine drug and
measure the resulting metabolite concentrations, and so the
combination amounts to nothing significantly more than an
instruction to doctors to apply the applicable laws when treating
their patients.
The upshot is that the three steps simply tell
doctors to gather data from which they may draw an inference in
light of the correlations. To put the matter more suc- cinctly, the
claims inform a relevant audience about certain laws of nature; any
additional steps consist of well-understood, routine, conventional
activity already engaged in by the scientific community; and those
steps, when viewed as a whole, add nothing significant beyond the
sum of their parts taken separately. For these reasons we believe
that the steps are not sufficient to transform unpatentable natural
correlations into patentable applications of those
regularities.
B
1
A more detailed consideration of the
controlling precedents reinforces our conclusion. The cases most
directly on point are
Diehr and
Flook, two cases in
which the Court reached opposite conclusions about the patent
eligibility of processes that embodied the equivalent of natural
laws. The
Diehr process (held patent eligible) set forth a
method for molding raw, uncured rubber into various cured, molded
products. The process used a known mathematical equation, the
Arrhenius equation, to determine when (depending upon the
temperature inside the mold, the time the rubber had been in the
mold, and the thickness of the rubber) to open the press. It
consisted in effect of the steps of: (1) continuously monitoring
the temperature on the inside of the mold, (2) feeding the
resulting numbers into a computer, which would use the Arrhenius
equation to continuously recalculate the mold-opening time, and (3)
configuring the computer so that at the appropriate moment it would
signal “a device” to open the press.
Diehr, 450
U. S., at 177–179.
The Court pointed out that the basic
mathematical equation, like a law of nature, was not patentable.
But it found the overall process patent eligible because of the way
the additional steps of the process integrated the equation into
the process as a whole. Those steps included “installing
rubber in a press, closing the mold, constantly determining the
temperature of the mold, constantly re- calculating the appropriate
cure time through the use of the formula and a digital computer,
and automatically opening the press at the proper time.”
Id., at 187. It nowhere suggested that all these steps, or
at least the combination of those steps, were in context obvious,
already in use, or purely conventional. And so the patentees did
not “seek to pre-empt the use of [the] equation,” but
sought “only to foreclose from others the use of that
equation in conjunction with all of the other steps in their
claimed process.”
Ibid. These other steps apparently
added to the formula something that in terms of patent law’s
objectives had significance—they transformed the process into
an inventive application of the formula.
The process in
Flook (held not
patentable) provided a method for adjusting “alarm
limits” in the catalytic conversion of hydrocarbons. Certain
operating conditions (such as temperature, pressure, and flow
rates), which are continuously monitored during the conversion
process, signal inefficiency or danger when they exceed certain
“alarm limits.” The claimed process amounted to an
improved system for updating those alarm limits through the steps
of: (1) measuring the current level of the variable,
e.g.,
the temperature; (2) using an apparently novel mathematical
algorithm to calculate the current alarm limits; and (3) adjusting
the system to reflect the new alarm-limit values. 437 U. S.,
at 585–587.
The Court, as in
Diehr, pointed out that
the basic mathematical equation, like a law of nature, was not
patentable. But it characterized the claimed process as doing
nothing other than “provid[ing] a[n unpatentable] formula for
computing an updated alarm limit.”
Flook,
supra, at 586. Unlike the process in
Diehr, it did
not “explain how the variables used in the formula were to be
selected, nor did the [claim] contain any disclosure relating to
chemical processes at work or the means of setting off an alarm or
adjusting the alarm limit.”
Diehr,
supra, at
192, n. 14; see also
Flook, 437 U. S., at 586. And
so the other steps in the process did not limit the claim to a
particular application. Moreover, “[t]he chemical processes
involved in catalytic conversion of hydrocarbons[,] . . .
the practice of monitoring the chemical process variables, the use
of alarm limits to trigger alarms, the notion that alarm limit
values must be recomputed and readjusted, and the use of comput-
ers for ‘automatic monitoring-alarming’ ”
were all “well known,” to the point where, putting the
formula to the side, there was no “inventive concept”
in the claimed application of the formula.
Id., at 594.
“[P]ost-solution activity” that is purely
“conventional or obvious,” the Court wrote,
“can[not] transform an unpatentable principle into a
patentable process.”
Id., at 589, 590.
The claim before us presents a case for
patentability that is weaker than the (patent-eligible) claim in
Diehr and no stronger than the (unpatentable) claim in
Flook. Beyond picking out the relevant audience, namely
those who administer doses of thiopurine drugs, the claim sim- ply
tells doctors to: (1) measure (somehow) the current level of the
relevant metabolite, (2) use particular (unpatentable) laws of
nature (which the claim sets forth) to calculate the current
toxicity/inefficacy limits, and (3) reconsider the drug dosage in
light of the law. These instructions add nothing specific to the
laws of nature other than what is well-understood, routine,
conventional activity, previously engaged in by those in the field.
And since they are steps that must be taken in order to apply the
laws in question, the effect is simply to tell doctors to apply the
law somehow when treating their patients. The process in
Diehr was not so characterized; that in
Flook was
characterized in roughly this way.
2
Other cases offer further support for the view
that simply appending conventional steps, specified at a high level
of generality, to laws of nature, natural phenomena, and abstract
ideas cannot make those laws, phenomena, and ideas patentable. This
Court has previously discussed in detail an English case,
Neilson, which involved a patent claim that posed a legal
problem very similar to the problem now before us. The patent
applicant there asserted a claim
“for the improved application of air
to produce heat in fires, forges, and furnaces, where a blowing
apparatus is required. [The invention] was to be applied as
follows: The blast or current of air produced by the blowing
apparatus was to be passed from it into an air-vessel or receptacle
made sufficiently strong to endure the blast; and through or from
that vessel or receptacle by means of a tube, pipe, or aperture
into the fire, the receptacle be kept artificially heated to a
considerable temperature by heat externally applied.”
Morse, 15 How., at 114–115.
The English court concluded that the claimed
process did more than simply instruct users to use the principle
that hot air promotes ignition better than cold air, since it
explained how the principle could be implemented in an inventive
way. Baron Parke wrote (for the court):
“It is very difficult to distinguish
[Neilson’s claim] from the specification of a patent for a
principle, and this at first created in the minds of some of the
court much difficulty; but after full consideration, we think that
the plaintiff does not merely claim a principle, but a machine
embodying a principle, and a very valuable one. We think the case
must be considered as if the principle being well known, the
plaintiff had first invented a mode of applying it by a mechanical
apparatus to furnaces; and his invention then consists in
this—by interposing a receptacle for heated air between the
blowing apparatus and the furnace. In this receptacle he directs
the air to be heated by the application of heat externally to the
receptacle, and thus he accomplishes the object of applying the
blast, which was before of cold air, in a heated state to the
furnace.”
Neilson v.
Harford, Webster’s
Patent Cases, at 371.
Thus, the claimed process included not only a
law of nature but also several unconventional steps (such as
inserting the receptacle, applying heat to the receptacle
externally, and blowing the air into the furnace) that confined the
claims to a particular, useful application of the principle.
In
Bilski the Court considered claims
covering a process for hedging risks of price changes by, for
example, contracting to purchase commodities from sellers at a
fixed price, reflecting the desire of sellers to hedge against a
drop in prices, while selling commodities to consumers at a fixed
price, reflecting the desire of consumers to hedge against a price
increase. One claim described the process; another reduced the
process to a mathematical formula. 561 U. S., at ___–___
(slip op., at 2–3). The Court held that the described
“concept of hedging” was “an unpatentable
abstract idea.”
Id., at ___ (slip op., at 15). The
fact that some of the claims limited hedging to use in commodities
and energy markets and specified that “well-known random
analysis techniques [could be used] to help establish some of the
inputs into the equation” did not undermine this conclusion,
for “
Flook established that limiting an abstract idea
to one field of use or adding token postsolution components did not
make the concept patentable.”
Id., at ___, ___ (slip
op., at 16, 15).
Finally, in
Benson the Court considered
the patentability of a mathematical process for converting
binary-coded decimal numerals into pure binary numbers on a general
purpose digital computer. The claims “purported to cover any
use of the claimed method in a general-purpose digital computer of
any type.” 409 U. S., at 64, 65. The Court recognized
that “ ‘a novel and useful structure created with
the aid of knowledge of scientific truth’ ” might
be patentable.
Id., at 67 (quoting
Mackay Radio, 306
U. S., at 94). But it held that simply implementing a
mathematical principle on a physical machine, namely a computer,
was not a patentable application of that principle. For the
mathematical formula had “no substantial practical
application except in connection with a digital computer.”
Benson,
supra, at 71. Hence the claim (like the
claims before us) was overly broad; it did not differ significantly
from a claim that just said “apply the algorithm.”
3
The Court has repeatedly emphasized this last
mentioned concern, a concern that patent law not inhibit further
discovery by improperly tying up the future use of laws of nature.
Thus, in
Morse the Court set aside as unpatentable Samuel
Morse’s general claim for “ ‘the use of the
motive power of the electric or galvanic current . . .
however developed, for making or printing intelligible characters,
letters, or signs, at any distances,’ ” 15 How.,
at 86. The Court explained:
“For aught that we now know some
future inventor, in the onward march of science, may discover a
mode of writing or printing at a distance by means of the electric
or galvanic current, without using any part of the process or
combination set forth in the plaintiff’s specification. His
invention may be less complicated—less liable to get out of
order—less expensive in construction, and in its operation.
But yet if it is covered by this patent the inventor could not use
it, nor the public have the benefit of it without the permission of
this patentee.”
Id., at 113.
Similarly, in
Benson the Court said that
the claims before it were “so abstract and sweeping as to
cover both known and unknown uses of the [mathematical
formula].” 409 U. S., at 67, 68. In
Bilski the
Court pointed out that to allow “petitioners to patent risk
hedging would pre-empt use of this approach in all fields.”
561 U. S., at ___ (slip op., at 15). And in
Flook the
Court expressed concern that the claimed process was simply
“a formula for computing an updated alarm limit,” which
might “cover a broad range of potential uses.” 437
U. S., at 586.
These statements reflect the fact that, even
though rewarding with patents those who discover new laws of nature
and the like might well encourage their discovery, those laws and
principles, considered generally, are “the basic tools of
scientific and technological work.”
Benson,
supra, at 67. And so there is a danger that the grant of
patents that tie up their use will inhibit future innovation
premised upon them, a danger that becomes acute when a patented
process amounts to no more than an instruction to “apply the
natural law,” or otherwise forecloses more future invention
than the underlying discovery could reasonably justify. See
generally Lemley, Risch, Sichelman, & Wagner, Life After
Bilski, 63 Stan. L. Rev. 1315 (2011) (hereinafter
Lemley) (arguing that §101 reflects this kind of concern); see
also C. Bohannan & H. Hovenkamp, Creation without Restraint:
Promoting Liberty and Rivalry in Innovation 112 (2012) (“One
problem with [process] patents is that the more abstractly their
claims are stated, the more difficult it is to determine precisely
what they cover. They risk being applied to a wide range of
situations that were not anticipated by the patentee”); W.
Landes & R. Posner, The Economic Structure of Intellectual
Property Law 305–306 (2003) (The exclusion from patent law of
basic truths reflects “both . . . the enormous
potential for rent seeking that would be created if property rights
could be obtained in them and . . . the enormous
transaction costs that would be imposed on would-be users [of those
truths]”).
The laws of nature at issue here are narrow laws
that may have limited applications, but the patent claims that
embody them nonetheless implicate this concern. They tell a
treating doctor to measure metabolite levels and to consider the
resulting measurements in light of the statistical relationships
they describe. In doing so, they tie up the doctor’s
subsequent treatment decision whether that treatment does, or does
not, change in light of the inference he has drawn using the
correlations. And they threaten to inhibit the development of more
refined treatment recommendations (like that embodied in
Mayo’s test), that combine Prometheus’ correlations
with later discovered features of metabolites, human physiology or
individual patient characteristics. The “determining”
step too is set forth in highly general language covering all
processes that make use of the correlations after measuring
metabolites, including later discovered processes that measure
metabolite levels in new ways.
We need not, and do not, now decide whether were
the steps at issue here less conventional, these features of the
claims would prove sufficient to invalidate them. For here, as we
have said, the steps add nothing of significance to the natural
laws themselves. Unlike, say, a typical patent on a new drug or a
new way of using an existing drug, the patent claims do not confine
their reach to particular applications of those laws. The presence
here of the basic underlying concern that these patents tie up too
much future use of laws of nature simply reinforces our conclusion
that the processes described in the patents are not patent
eligible, while eliminating any temptation to depart from case law
precedent.
III
We have considered several further arguments
in support of Prometheus’ position. But they do not lead us
to adopt a different conclusion. First, the Federal Circuit, in
upholding the patent eligibility of the claims before us, relied on
this Court’s determination that “[t]ransformation and
reduction of an article ‘to a different state or thing’
is
the clue to the patentability of a process claim that
does not include particular machines.”
Benson,
supra, at 70–71 (emphasis added); see also
Bilski,
supra, at ___ (slip op., at 6–7);
Diehr, 450 U. S., at 184;
Flook,
supra,
at 588, n. 9;
Cochrane v.
Deener,
94 U.S.
780, 788 (1877). It reasoned that the claimed processes are
therefore patent eligible, since they involve transforming the
human body by administering a thiopurine drug and transforming the
blood by analyzing it to determine metabolite levels. 628
F. 3d, at 1356–1357.
The first of these transformations, however, is
irrelevant. As we have pointed out, the “administering”
step simply helps to pick out the group of individuals who are
likely interested in applying the law of nature. See
supra,
at 9
. And the second step could be satisfied without
transforming the blood, should science develop a totally different
system for determining metabolite levels that did not involve such
a transformation. See
supra, at 18. Regardless, in stating
that the “machine-or-transformation” test is an
“
important and useful clue” to patentability, we
have neither said nor implied that the test trumps the “law
of nature” exclusion.
Bilski,
supra, at ___
(slip op., at 6–7) (emphasis added). That being so, the test
fails here.
Second, Prometheus argues that, because the
particular laws of nature that its patent claims embody are narrow
and specific, the patents should be upheld. Thus, it encourages us
to draw distinctions among laws of nature based on whether or not
they will interfere significantly with innovation in other fields
now or in the future. Brief for Respondent 42–46; see also
Lemley 1342–1344 (making similar argument).
But the underlying functional concern here is a
relative one: how much future innovation is foreclosed
relative to the contribution of the inventor. See
supra, at
17. A patent upon a narrow law of nature may not inhibit future
research as seriously as would a patent upon Einstein’s law
of relativity, but the creative value of the discovery is also
considerably smaller. And, as we have previously pointed out, even
a narrow law of nature (such as the one before us) can inhibit
future research. See s
upra, at 17–18.
In any event, our cases have not distinguished
among different laws of nature according to whether or not the
principles they embody are sufficiently narrow. See,
e.g.,
Flook,
437 U.S.
584 (holding narrow mathematical formula unpatentable). And
this is understandable. Courts and judges are not institutionally
well suited to making the kinds of judgments needed to distinguish
among differ- ent laws of nature. And so the cases have endorsed a
bright-line prohibition against patenting laws of nature,
mathematical formulas and the like, which serves as a somewhat more
easily administered proxy for the underlying
“building-block” concern.
Third, the Government argues that virtually any
step beyond a statement of a law of nature itself should transform
an unpatentable law of nature into a potentially patentable
application sufficient to satisfy §101’s demands. Brief
for United States as
Amicus Curiae. The Government does not
necessarily believe that claims that (like the claims before us)
extend just minimally beyond a law of nature should receive
patents. But in its view, other statutory provisions—those
that insist that a claimed process be novel, 35 U. S. C.
§102, that it not be “obvious in light of prior
art,” §103, and that it be “full[y], clear[ly],
concise[ly], and exact[ly]” described, §112—can
perform this screening function. In particular, it argues that
these claims likely fail for lack of novelty under §102.
This approach, however, would make the
“law of nature” exception to §101 patentability a
dead letter. The approach is therefore not consistent with prior
law. The relevant cases rest their holdings upon section 101, not
later sections.
Bilski, 561 U. S. ___;
Diehr,
supra;
Flook,
supra;
Benson,
409 U.S.
63. See also H. R. Rep. No. 1923, 82d Cong., 2d
Sess., 6 (1952) (“A person may have ‘invented’ a
machine or a manufacture, which may include anything under the sun
that is made by man,
but it is not necessarily patentable under
section 101 unless the conditions of the title are
fulfilled” (emphasis added)).
We recognize that, in evaluating the
significance of additional steps, the §101 patent-eligibility
inquiry and, say, the §102 novelty inquiry might sometimes
overlap. But that need not always be so. And to shift the
patent-eligibility inquiry entirely to these later sections risks
creating significantly greater legal uncertainty, while assuming
that those sections can do work that they are not equipped to
do.
What role would laws of nature, including newly
discovered (and “novel”) laws of nature, play in the
Government’s suggested “novelty” inquiry?
Intuitively, one would suppose that a newly discovered law of
nature is novel. The Government, however, suggests in effect that
the novelty of a component law of nature may be disregarded when
evaluating the novelty of the whole. See Brief for United States as
Amicus Curiae 27. But §§102 and 103 say nothing
about treating laws of nature as if they were part of the prior art
when applying those sections. Cf.
Diehr, 450 U. S., at
188 (patent claims “must be considered as a whole”).
And studiously ignoring
all laws of nature when evaluating a
patent application under §§102 and 103 would “make
all inventions unpatentable because all inventions can be reduced
to underlying principles of nature which, once known, make their
implementation obvious.”
Id., at 189, n. 12. See
also Eisenberg, Wisdom of the Ages or Dead-Hand Control? Patentable
Subject Matter for Diagnostic Methods After
In re
Bilski, 3 Case W. Res. J. L. Tech. & Internet 1, ___
(forthcoming, 2012) (manuscript, at 85–86, online at
http://www.patentlyo.com/
files/eisenberg.wisdomordeadhand.patentlyo.pdf (as vis- ited Mar.
16, 2012, and available in Clerk of Court’s case file)); 2 D.
Chisum, Patents §5.03[3] (2005).
Section 112 requires only a “written
description of the invention . . . in such full, clear,
concise, and exact terms as to enable any person skilled in the art
. . . to make and use the same.” It does not focus
on the possibility that a law of nature (or its equivalent) that
meets these conditions will nonetheless create the kind of risk
that underlies the law of nature exception, namely the risk that a
patent on the law would significantly impede future in- novation.
See Lemley 1329–1332 (outlining differences between
§§101 and 112); Eisenberg,
supra, at ___
(manuscript, at 92–96) (similar). Compare Risch, Everything
is Patentable, 75 Tenn. L. Rev. 591 (2008) (defending a minimalist
approach to §101) with Lemley (reflecting Risch’s change
of mind).
These considerations lead us to decline the
Government’s invitation to substitute §§102, 103,
and 112 inquiries for the better established inquiry under
§101.
Fourth, Prometheus, supported by several
amici, argues that a principle of law denying patent
coverage here will interfere significantly with the ability of
medical researchers to make valuable discoveries, particularly in
the area of diagnostic research. That research, which includes
research leading to the discovery of laws of nature, is expensive;
it “ha[s] made the United States the world leader in this
field”; and it requires protection. Brief for Respondent
52.
Other medical experts, however, argue strongly
against a legal rule that would make the present claims patent
eligible, invoking policy considerations that point in the opposite
direction. The American Medical Association, the American College
of Medical Genetics, the American Hospital Association, the
American Society of Human Genetics, the Association of American
Medical Colleges, the Association for Molecular Pathology, and
other medical organizations tell us that if “claims to
exclusive rights over the body’s natural responses to illness
and medical treatment are permitted to stand, the result will be a
vast thicket of exclusive rights over the use of critical
scientific data that must remain widely available if physicians are
to provide sound medical care.” Brief for American College of
Medical Genetics et al. as
Amici Curiae 7; see also
App. to Brief for Association Internationale pour la Protection de
la Propriété Intellectuelle et al. as
Amici
Curiae A6, A16 (methods of medical treatment are not patentable
in most of Western Europe).
We do not find this kind of difference of
opinion surprising. Patent protection is, after all, a two-edged
sword. On the one hand, the promise of exclusive rights provides
monetary incentives that lead to creation, invention, and
discovery. On the other hand, that very exclusivity can impede the
flow of information that might permit, indeed spur, invention, by,
for example, raising the price of using the patented ideas once
created, requiring potential users to conduct costly and
time-consuming searches of existing patents and pending patent
applications, and requiring the negotiation of complex licensing
arrangements. At the same time, patent law’s general rules
must govern inventive activity in many different fields of human
endeavor, with the result that the practical effects of rules that
reflect a general effort to balance these considerations may differ
from one field to another. See Bohannan & Hovenkamp, Creation
without Restraint, at 98–100.
In consequence, we must hesitate before
departing from established general legal rules lest a new
protective rule that seems to suit the needs of one field produce
unforeseen results in another. And we must recognize the role of
Congress in crafting more finely tailored rules where necessary.
Cf. 35 U. S. C. §§161–164 (special rules
for plant patents). We need not determine here whether, from a
policy perspective, increased protection for discoveries of
diagnostic laws of nature is desirable.
* * *
For these reasons, we conclude that the patent
claims at issue here effectively claim the underlying laws of
nature themselves. The claims are consequently invalid. And the
Federal Circuit’s judgment is reversed
.
It is so ordered.