Under the tenth article of the treaty of 1842 between the United
States and Great Britain, a warrant was issued by a commissioner,
at the instance of the British Consul for the apprehension of a
person who, it was alleged, had committed an assault with intent to
murder in Ireland.
The person being arrested, the commissioner ordered him to be
committed, for the purpose of abiding the order of the President of
the United States.
A habeas corpus was then issued by the circuit court of the
United States, the district Judge presiding, when, after a hearing,
the writ was dismissed, and the prisoner remanded to custody.
A petition was then presented to the circuit judge at his
chambers, addressed to the Justices of the Supreme Court and
praying for a writ of habeas corpus, which was referred by the
circuit judge, after a hearing, to the Justices of the Supreme
Court, in bank, at the commencement of the next term thereof.
At the meeting of the Court, a motion was made, with the papers
and proceedings presented to the circuit judge annexed to the
petition, for writs of habeas corpus and certiorari to bring up the
defendant and the record from the circuit court for the purpose of
having the decision of that court examined.
The motion was refused; the writs prayed for denied, and the
petition dismissed.
On the 14th of June, 1852, Anthony Barclay, the British Consul
at New York, addressed to Samuel R. Betts, Judge of the District
Court of the United States for the Southern District of New York,
and to any commissioners authorized to perform judicial duties in
the matter, a requisition and complaint. It set forth that it had
been represented to Mr. Barclay and was believed by him, that one
Thomas Kane, or Kaine, or Cain, then of Cooleen, in Ireland, did,
on or about the 5th of April, 1851, fire a pistol at one James
Balfe, with intent to murder him; that a warrant to apprehend him
was issued by a justice of the peace, but that said Kaine had
absconded and fled to the United States. The requisition further
stated that the crime of which he had been guilty would have
justified his apprehension and commitment if it had been committed
within the United States. It then asked that a warrant for his
apprehension might be issued to the end that the evidence of
criminality may be heard and considered, and if, on such hearing,
the evidence should be deemed sufficient, that it should be
certified to the proper executive authority in order that a warrant
might issue for the surrender of such fugitive under the treaty
between the United States and Great Britain.
Page 55 U. S. 104
The truth of this complaint was sworn to by Mr. Barclay.
Kaine was arrested and brought before Joseph Bridgham, a
commissioner of the United States, at New York.
The case was heard before the commissioner, who decided, on the
23d of June, that the evidence was sufficient in law to justify the
commitment of Kaine upon the charge of assault with intent to
commit murder, and ordered that the prisoner should be committed,
to abide the order of the President of the United States.
A writ of habeas corpus was sued out, and allowed by Judge
Betts. The writ was returnable to the circuit court of the United
States, and on the 3d of July, Judge Betts, the district judge,
then sitting alone in the circuit court, decided that the writ
should be dismissed and the prisoner be remanded to the custody of
the marshal.
On the 17th of July, the Acting Secretary of State issued a
warrant, directing the marshal to deliver up Kaine to the British
Consul.
On the 22d of July, Kaine presented a petition to MR. JUSTICE
NELSON at his chambers praying for a writ of habeas corpus. The
petition, although handed to MR. JUSTICE NELSON, was addressed to
the Justices of the Supreme Court of the United States, which was
not then in session.
On the 3d of August, MR. JUSTICE NELSON allowed the writ, and
made it returnable on the 11th.
The marshal, in his return, stated the above facts, when, on the
same day, MR. JUSTICE NELSON ordered as follows:
"The marshal having made the within return, Ordered that, in
consequence of the difficult and important questions involved in
the case, it be heard before all the Justices of the Supreme Court
in bank at the commencement of the next term thereof, and that in
the meantime the prisoner remain in the custody of the said
marshal."
A motion was made in this Court for a certiorari, to bring up
the proceedings of the circuit court, when holden by Judge Betts,
which were printed, and ready to be used if the writ should be
ordered.
In this condition of the case, the Court passed the following
order.
"On consideration of the petition filed in this cause yesterday
and of the arguments of counsel thereupon had, as well in support
of the application as against it, it is now here ordered by the
Court that counsel have leave to argue the following questions,
to-wit: "
"1. Has this Court jurisdiction upon the case, as certified by
Judge Nelson? "
Page 55 U. S. 105
"2. Can a certiorari issue to bring up the proceedings in the
circuit court?"
"3. Assuming the Court to have jurisdiction and the proceedings
in the circuit court to be legally before this Court, is the party
entitled to be discharged?"
"And it is further ordered by the Court that the same be and
hereby are set down for argument on the first Monday of January
next. "
Page 55 U. S. 107
The following opinion was delivered by MR. JUSTICE CATRON, in
which MR. JUSTICE McLEAN, MR. JUSTICE WAYNE, and MR. JUSTICE GRIER,
coincided. MR. JUSTICE CURTIS delivered a separate opinion, and MR.
CHIEF JUSTICE TANEY, MR. JUSTICE DANIEL, and MR. JUSTICE NELSON,
dissented.
Page 55 U. S. 108
MR. JUSTICE CATRON.
The facts adduced on the part of Kaine, the applicant for our
interference, show that a complaint was made out in due form by
counsel at the instance of the British government, through its
agents, to secure the surrender of the fugitive and that Mr.
Barclay, the British Consul at New York, was specially employed, by
direct authority of the British Minister, accredited to this
government, to take the proper steps, according to the tenth
article of the treaty of 1842, and furthermore, an officer of the
Irish constabulary, who was able to identify Kaine, had been sent
to Mr. Barclay with letters from the British Home Department to
assist in the prosecution.
In pursuance of this authority, Mr. Barclay made the necessary
affidavit and caused Kaine to be arrested and brought before Joseph
Bridgham, Esquire, a commissioner appointed by the Circuit Court of
the United States for the Southern District of New York, who
reports the principal facts presented to him, as having occurred in
Ireland as follows:
"The original warrant in this case was issued by James
Featherstonhaugh, Esq., a justice of the peace of the County of
Westmeath, Ireland, in which county the alleged crime was
committed. The warrant was produced before me, together with a copy
of the information or affidavit upon which said warrant was issued,
said copy being certified according to the act of Congress, by the
justice of the peace, who issued the warrant, and attested by the
oath of the witness to be a true copy. James Balfe, the witness who
made the information or affidavit, states, among other things,"
"That on the 5th day of April, 1851, he was ploughing some land
in the County of Westmeath, when Thomas Kaine came up to him, armed
with a case of pistols, and after some conversation respecting some
land, of which a man named Stone had lately been dispossessed, and
respecting which the witness had been threatened, said that he came
to warn the witness Balfe about it, and asked if he, witness, had a
prayer-book; witness said that he had not; Kaine then said that he
had one himself, and threw it on the ground before the witness, who
stooped to pick it up; that while stooping, Kaine fired one of the
pistols at him, and that on examining his person he found marks of
a bullet and twenty-seven shot in his side, just under his left
arm; that he then fled, and that Kaine pursued him some distance,
but finally turned back, and witness saw no more of him."
"Upon this information the said Featherstonhaugh, justice of the
peace for the County of Westmeath, granted his warrant for the
apprehension of Thomas Kaine, the prisoner, upon complaint on oath
made before him that the prisoner had feloniously and maliciously
fired a pistol loaded with powder and
Page 55 U. S. 109
lead at the said James Balfe, with intent to murder him. This
warrant, dated April 5, 1851, was immediately put into the hands of
one Martin Meagher, constable of Westmeath, who made search for the
prisoner and was unable to find him or to execute the warrant. The
said Meagher was produced before me as a witness, and testified,
among other things, that he was acting constable of the Irish
constabulary of the County of Westmeath, in Ireland, and had been
such constable for several years; that he knew Thomas Kaine, the
prisoner, and had known him for three years and upwards; that he
had received, as such constable, the warrant before mentioned, to
execute against the prisoner; that it was the original warrant;
that he saw James Featherstonhaugh, the magistrate, execute it, and
that he knew said Featherstonhaugh to be a justice of the peace of
the County of Westmeath in Ireland."
The case presented to us shows that the facts here stated are
correctly made. Nothing is found in the proceedings before us from
which it appears that our government took any step to aid the
British authorities in arresting and committing Kaine. And the
Attorney General declined to appear on the part of the United
States in this Court in opposition to this motion, nor did counsel
appear on behalf of the British government, the argument before us
being on behalf of the fugitive only.
On the foregoing state of facts, the question arises whether the
United States commissioner had power and jurisdiction to proceed
without the previous authority of his own government.
Several obscurities in our extradition treaties with Great
Britain and France were supposed to require legislation on the part
of Congress to secure their due execution, and accordingly the Act
of August 12, 1848, was passed. By its provisions, the judges of
the Supreme Court and those of the district courts of the United
States, the judges of the several state courts, and also
commissioners appointed for the purpose by any of the courts of the
United States, are severally vested with power and jurisdiction to
act on complaint made under oath charging a person with having
committed any of the crimes enumerated within the foreign
jurisdiction, and to issue a warrant for the apprehension of the
person charged so that he may be brought before such judge or
commissioner, to the end that the evidence of criminality may be
heard and considered, and if it be deemed sufficient to sustain the
charge, under the provisions of the treaty, then it is made the
duty of the judge or commissioner to certify the fact of
sufficiency, together with a copy of all the testimony taken before
him, to the Secretary of State so that a warrant may issue by the
Executive, on the requisition of the foreign government through its
proper authorities,
Page 55 U. S. 110
for the surrender of the fugitives. And the person charged shall
be committed to jail, and there remain under the warrant of the
judge or commissioner until the surrender shall be made.
That an executive order of surrender to a foreign government is
purely a national act is not open to controversy; nor can it be
doubted that this executive act must be performed through the
Secretary of State by order of our Chief Magistrate representing
this nation. But it does not follow that Congress is excluded from
vesting authority in judicial magistrates to arrest and commit,
preparatory to a surrender.
The treaty with Great Britain is equally binding on us as the
act of Congress, and it likewise confers jurisdiction and authority
on the judges and magistrates of the respective governments to
issue warrants for the apprehension of fugitives and for hearing
and considering the evidence produced against them, and also
provides that the committing magistrate shall certify as to the
sufficiency of the evidence to the executive authority so that a
warrant of surrender may issue. But we are here more particularly
considering the first and third sections of the statute; they are
merely explanatory of the treaty, and altogether consistent with
it. Congress was scrupulously careful neither to limit or extend
the treaty stipulations. According to the terms of the statute, no
doubt is entertained by me that the judicial magistrates of the
United States designated by the act are required to issue warrants
and cause arrests to be made at the instance of the foreign
government on proof of criminality, as in ordinary cases when
crimes are committed within our own jurisdiction and punishable by
the laws of the United States.
But it is insisted that as these acts, in cases of fugitives,
must be done in conformity to a treaty of one nation with another,
and as a nation can only act through the supreme executive
authority, representing the nation, the judges and commissioners
have no power to take the first step without being authorized to do
so by the President, who represents the nation, and that the agents
of the foreign nation have no right to call on our judicial
officers to act in advance of authority from the President.
On the other hand, it is supposed that the judicial magistrate
proceeds in obedience to the treaty and act of Congress by which he
is invested with power to determine, independent of the President's
commands, on the authority of those who apply to prosecute the
fugitive, and that he must decide for himself, before the warrant
issues, whether the prosecutor has the authority of his nation to
demand the warrant either from official
Page 55 U. S. 111
station or by special deputation in some satisfactory form, so
that oppression of the party accused will be avoided.
That the British Consul in this instance had the authority of
his government to demand the arrest and commitment cannot be
doubted, nor that the British government was and now is seeking the
surrender.
Two acts of Parliament have been passed to carry the treaty of
1842 into effect in the British dominions -- one in 1843 and the
other in 1845 -- the authority of which is invoked as expressing
the true construction of the treaty. They require one of the
principal secretaries of state in England, if the fugitive is found
in England, or the chief secretary of the Lord-Lieutenant of
Ireland, if the fugitive is found there or if found in a colony
abroad, the officer administering the government of the colony, to
signify that the requisition has been made, and to require all
magistrates and officers of justice within the jurisdiction where
the requisition is made, to aid in apprehending the person accused,
and committing him for the purpose of being delivered according to
the provisions of the treaty.
The British acts confer authority to arrest and commit on judges
of courts, and also on justices of the peace and inferior police
magistrates. Our act of Congress excluded justices of the peace and
inferior magistrates and limits the power to the judges of the
United States courts, and to commissioners appointed for the
purpose by them, and to the respective state judges. And these, as
already declared, are, in my opinion, authorized to proceed without
a previous mandate from the Executive Department. Nor can I see any
good reason why it should be otherwise. The judicial magistrate is
bound to decide on the sufficiency of the affidavits on which the
warrant of arrest is founded, and compelled to determine on the
right to further prosecute in every step of the proceeding, and why
he should not have power to decide on the prosecutor's authority to
institute the proceeding it is difficult to perceive.
The people of this country could hardly be brought to allow an
interference of the President with the judges in any degree. The
experiment was made during Mr. Adams' administration in 1799, and
signally failed. Jonathan or Nathan Robbins had been arrested as a
fugitive under the 27th article of Jay's Treaty for murder in the
British fleet. He was imprisoned at Charleston under a warrant of
the District Judge of South Carolina, and had been confined six
months when the Secretary of State addressed a letter to the judge
mentioning that application had been made by the British Minister
to the President for the delivery of Robbins according to the
treaty. The letter said "The President advises and requests you to
deliver him
Page 55 U. S. 112
up." On this authority, the prisoner was brought before the
district court on habeas corpus, and his case fairly enough heard,
to all appearance from the accounts we now have of it, and the
judge ordered the surrender in the following terms:
"I do therefore order and command the marshal in whose custody
the prisoner now is to deliver the body of said Nathan Robbins,
alias Thomas Nash, to the British Consul or such person or persons
as he shall appoint to receive him."
The prisoner was accordingly delivered to a detachment of
federal troops stationed there to aid in the surrender, and they
delivered him to an officer of the British navy, who was ready to
receive him on board of a vessel of war, in which he was carried
away.
That the judge acted by order of the President and in aid of the
Executive Department was never disputed, and the then
administration was defended on the ground that the treaty was a
compact between nations, and might be executed by the President
throughout, and must be thus executed by him until Congress vested
the courts or judges with power to act in the matter, which had not
been done in that instance. 5 Pet.App. 19; 7 Am.Law Jour. 13.
The subject was brought to the notice of the House of
Representatives in Congress by resolutions impeaching the
President's conduct in
Robbins' Case, and where Mr.
Marshall (afterwards Chief Justice of this Court) made a speech in
defense of the President's course, having much celebrity then and
since for its ability and astuteness. But a great majority of the
people of this country were opposed to the doctrine that the
President could arrest, imprison, and surrender a fugitive and
thereby execute the treaty himself, and they were still more
opposed to an assumption that he could order the courts of justice
to execute his mandate, as this would destroy the independence of
the judiciary in cases of extradition, and which example might be
made a precedent for similar invasions in other cases, and from
that day to this, the judicial power has acted in cases of
extradition, and all others, independent of executive control.
That the eventful history of
Robbins' Case had a
controlling influence on our distinguished negotiator when the
treaty of 1842 was made, and especially on Congress when it passed
the act of 1848, is, as I suppose, free from doubt. The assumption
of power to arrest, imprison, and extrude, on executive warrants,
and the employment of a judicial magistrate to act in obedience to
the President's commands, where no independence existed, or could
exist, had most materially aided to overthrow the administration of
a distinguished revolutionary patriot,
Page 55 U. S. 113
whose honesty of purpose no fair-minded man at this day doubts.
Public opinion had settled down to a firm resolve, long before the
treaty of 1842 was made, that so dangerous an engine of oppression
as secret proceedings before the executive and the issuing of
secret warrants of arrest founded on them, and long imprisonments
inflicted under such warrants, and then an extradition without an
unbiased hearing before an independent judiciary were highly
dangerous to liberty, and ought never to be allowed in this
country. Congress obviously proceeded on this public opinion when
the act of 1848 was passed, and therefore referred foreign powers
to the judiciary when seeking to obtain the warrant and secure the
commitment of the fugitive, and which judicial proceeding was
intended to be independent of executive control and in advance of
executive action on the case. And such has been the construction
and consequent practice under the act of Congress and treaty by our
Executive Department, as we are informed, on application to that
department. What aid the Executive will afford to a foreign
government through its prosecuting attorneys in cases arising under
treaties rests with itself, and not with us, as it acts altogether
independent of the judiciary.
In my judgment, the law is as it should be. The treaty of 1842
settled the dividing line of jurisdiction between the United States
and the British possessions in America, from the Atlantic ocean to
the Rocky Mountains. On either side of the line, in great part,
there is an extensive population; escapes of criminals from the
jurisdiction where the crime was committed to the other must often
occur, and if criminals are taken at all, they must be arrested in
hot pursuit when fleeing from justice. To do so, a magistrate must
be at hand to issue the warrant, cause the arrest, and adjudge the
criminality. If Congress had declared that the President should
first be applied to through the British Minister, and then issue
his mandate to the judges to proceed in each case, the treaty would
become nugatory in most instances, and in the entire range of
country west of the Rocky Mountains and for more than five hundred
miles on this side of it, throughout the great western plains, no
arrests could be made, nor would they be attempted.
What Great Britain has done by its legislation cannot control
our decision; we must abide by our own laws. If theirs are
inconvenient or supposed to violate the spirit of the treaty, it is
the duty of our government to complain and ask that they be
reformed.
There is another striking consideration that must have had
weight with our government when the act of 1848 was passed. Judges
and state magistrates arrest and commit our own citizens,
Page 55 U. S. 114
without exception, in all instances, and for every grade of
crime and offense against our state and federal laws; they
determine on the rights of the prosecutor to commence the
proceeding; on the sufficiency of the affidavit on which the
warrant of arrest is founded; on the evidence of criminality after
the arrest is made; and imprison or take bail preparatory to a
trial in court. Of this there is no complaint, nor any supposed
danger of oppression, as the writ of habeas corpus promptly
corrects all irregularities. Why, then, should a foreign criminal
be more tenderly dealt by? He too has every benefit of the writ of
habeas corpus, and furthermore can only be arrested by the
authority of his own government, whereas, our citizens can be
arrested at the instance of any person making the proper affidavit
that the crime had been committed within our jurisdiction.
This country is open to all men who wish to come to it. No
question, or demand of a passport meets them at the border. He who
flees from crimes committed in other countries, like all others, is
admitted; nor can the common thief be reclaimed by any foreign
power. To this effect we have no treaty. But it is certainly due to
our own citizens that they should be protected against murderers
and those who attempt to murder, and against pirates,
house-burners, robbers, and forgers. That these should be extruded
on the demands of a foreign government where the crime was
committed and there punished is due to humanity. Such wicked and
dangerous men ought not to remain here. The case before us
furnishes a striking instance of our dangerous condition in this
respect. The prisoner successfully resisted and evaded execution of
process on him by the civil authority in England, to which he fled
from Ireland, for nearly a year and in various instances, as the
official returns on the original warrant show. And when the circuit
court heard his case, the judge tells us that it was to be deplored
that during the argument, the manifestations by the crowd thronging
the court to resist the detention of the prisoner should be such
that the marshal reported to the court he could not venture to
remove him from the prison in obedience to the writ without an
armed force, and therefore his case was heard, from necessity, in
the prisoner's absence, for fear "that he would be rescued from the
custody of the law by a mob."
It also appears that when the warrant of the Secretary of State
was delivered to the British consul and agent, he had to delay, and
could not ship the prisoner,
"on account of the expressed belief of the marshal of the
necessity of an armed, or powerful police force to counteract
outward excitement and threats of rescue."
This case is embarrassed with some other considerations. It
Page 55 U. S. 115
is urged that the commissioner who committed Kaine had no power,
because he had not been specially appointed for that purpose. The
circuit court held that the order of appointment covered the case
of fugitives. That the order conferred on this special magistrate
authority to commit in all other criminal cases to the full extent
that the United States judges have authority is admitted, and that
he was a magistrate of the United States government within the
direct term of the treaty cannot be denied, as I think. If there
was a doubt, however, as to the meaning of the order of
appointment, it was quite easy to remedy the defect in several
ways. The order might have been amended and a new commitment made,
as one of the clerks of the federal court at New York was acting as
commissioner, or either of the judges might have committed the
defendant in the exercise of the original jurisdiction. But the
circuit court has construed its own order; nor will I interfere
with that construction.
It is proper, however, to say that commissioners, acting under
orders of appointment couched in general terms, as this is in its
concluding part, have executed the act of 1848 without anyone
supposing they wanted power until now; nor has any special
appointment been made to the mere end of executing the act by any
court of the United States, so far as I know. I feel quite safe in
saying that it has not been done in any judicial circuit in the
United States.
The proof that Kaine shot Balfe with an intent to commit murder
is conclusive, beyond controversy, if competent, and the only
question that can arise on the merit is whether the copy of Balfe's
deposition, received by commissioner Bridgham, was admissible.
It is objected
"that there was no evidence what the authority of the foreign
magistrate was; whether to issue warrants, or to take cognizance of
offenses, and of what grade of offenses."
The commissioner held that it was not necessary to produce the
commission under which the Irish magistrate held office and acted,
nor to prove its contents, proof that he publicly discharged the
duties being
prima facie evidence of his official
character, the presumption being that if a man regularly acts in a
public office, he has been rightfully appointed. Meagher proves
that the Irish magistrate thus acted, and his proof is fortified by
the original warrant produced by him. It is official and authentic
on its face.
There was sufficient evidence, in my opinion, before the
commissioner to establish the official character of the magistrate,
before whom Balfe's deposition was taken, and that the copy proved
to be a true copy, by Meagher, was properly received
Page 55 U. S. 116
under the 2d section of the act of 1848. It requires that copies
shall be certified under the hand of the person issuing the warrant
and proved to be true copies by the oath of the party producing
them. And I think it is doubtful whether Congress did not mean to
say that the official character of the magistrate should be
prima facie established by the deposition and certificate,
without further proof of his authority.
After Kaine had been committed by the commissioner, the circuit
court was applied to by petition for writs of habeas corpus and
certiorari to bring up the prisoner and proceedings before that
court. The writs were issued, and a very thorough examination had
of the law and the facts. The court decided that the commitment was
in all respects legal and proper, concurred with the commissioner's
decision, and ordered the prisoner to be remanded to the custody of
the marshal under the commitment of the commissioner.
The opinion and judgment of the district judge who presided are
before us, and form part of the proceedings presented here, and it
is due to that able jurist to say that he brought to the
consideration of the case a degree of patience, learning, and
capacity rarely met with, and which no other judge can disregard
without incurring the risk of error.
After this careful consideration of the case in open court, the
circuit judge granted a second writ of habeas corpus, and thereby
stayed the warrant for Kaine's extradition, awarded by the
Secretary of State and which had been delivered to the British
authorities, and the matter was again brought before that judge at
chambers, but not deeming it proper to act, he adjourned the
proceeding as presented to him into this Court, and of the case
thus presented we are called on to take jurisdiction. Cognizance
could only be taken of the matter on the assumption that original
jurisdiction existed in the circuit judge to act, but on which he
did not act, and the case comes here as one of original
jurisdiction, which we are called on to exercise, and as the
Constitution declares that this Court shall only have appellate
powers in cases like this, it follows that the transfer made by the
circuit judge is of no validity, and must be rejected. Foreseeing
that we might thus hold, the counsel for the prisoner Kaine also
moved this Court, on petition with the papers and proceedings
presented to the circuit judge annexed thereto, for writs of habeas
corpus and certiorari to bring up the defendant and the record from
the circuit court to the end of having the decision of that court
examined here.
The case has been carefully and ably argued before us on behalf
of the prisoner and anxiously considered by this Court
Page 55 U. S. 117
on every ground presented and especially on its merits, and I am
authorized to say that JUDGES McLEAN, WAYNE, AND GRIER agree with
the views above given, and that we refuse the motion for the writ
on the merits. We are not disposed under the circumstances to
exercise the jurisdiction of this Court in the case.
MR. JUSTICE CURTIS.
To state intelligibly the grounds on which I rest my judgment in
this case, it is necessary to advert to the proceedings by means of
which it comes before us.
On the 14th day of June, 1852, a complaint, on oath, was
presented to Joseph Bridgham, Esq., one of the commissioners to
take affidavits &c., appointed by the Circuit Court of the
United States in the Southern District of New York, charging that
Thomas Kaine, in that part of the dominions of Her Britannic
Majesty called Ireland, had feloniously assaulted one John Balfe
and inflicted upon him a wound with a pistol with intent to murder
him; that a warrant to arrest Kaine for this felony was issued by a
justice of the peace, duly authorized for this purpose, but Kaine,
having fled from justice, took refuge in the United States and was
then in the Southern District of New York, and the complainant, who
describes himself as the Consul of Her Britannic Majesty in New
York, prays that a warrant may be issued to apprehend Kaine to the
end that such proceedings may take place for his surrender to the
authorities of Great Britain, as are required by the treaty between
the United States and Great Britain and the act of Congress passed
to carry that treaty into effect.
A warrant did issue, Kaine was arrested, and a hearing took
place, the result of which was that the commissioner ordered Kaine
to be committed, pursuant to the treaty to abide the order of the
President of the United States, in the premises.
In this stage of the proceedings, a writ of habeas corpus was
issued by the Circuit Court of the United States for the Southern
District of New York. Kaine was brought before that court, in which
the district judge then presided, and after a hearing, upon all the
objections raised by the Prisoner, the writ of habeas corpus was
dismissed and Kaine was remanded and continued in the custody of
the marshal under his arrest and commitment by the process of the
commissioner. On the 22d day of July, 1852, Kaine presented to MR.
JUSTICE NELSON at chambers a petition addressed to the Justices of
the Supreme Court of the United States in which he sets forth that
he is detained in custody by an order made by judge Betts, on the
9th day of July, 1852, that his detention is illegal, and
praying
Page 55 U. S. 118
for a writ of habeas corpus to inquire into the cause of his
commitment.
Upon this petition, MR. JUSTICE NELSON made an order, under
which a writ issued, which is as follows:
"{Seal of the Circuit Court of the Southern District of New
York}"
"The President of the United States of America, to the United
States Marshal for the Southern District of the State of New York,
or to any other person, or persons, having the custody of Thomas
Kaine, greeting:"
"We command you that you have the body of Thomas Kaine, by you
imprisoned and detained, as it is said, together with the cause of
such imprisonment and detention, by whatsoever name the said Kaine
may be called or charged, before our Justices of our Supreme Court
of the United States, at his chambers, in Cooperstown, New York, on
the 11th day of August, instant, to do and receive what shall then
and there be considered, concerning the said Thomas Kaine."
"Witness, SAMUEL NELSON, Esq., one of our Justices of our said
Court, this third day of July, eighteen hundred and fifty-two."
"RICHARD BUSTEED,
Attorney for petitioner"
Upon the return of the marshal to this writ, a hearing was had
which resulted in the following order, made by MR. JUSTICE
NELSON:
"COOPERSTOWN, August 11, 1852.
At Chambers."
"The marshal having made the within return, Ordered that in
consequence of the difficult and important questions involved in
the case, it be heard before all the Justices of the Supreme Court
in bank at the commencement of the next term thereof, and that in
the meantime, the prisoner remain in the custody of the said
marshal."
"S. NELSON"
These are the proceedings which have brought this case here, and
the first question which arises is whether, under these
proceedings, we have any power to act.
In my opinion, we have not. Passing over the question, whether
the Court itself could rightfully issue a writ of habeas corpus
upon the case made before MR. JUSTICE NELSON, which I shall
consider hereafter, I think a Judge of the Court in vacation, at
his chambers, has no power to grant a writ of habeas corpus out of
this Court, or to make such a writ returnable before himself and
then adjourn it into term, and that if he had such power, it has
not been exerted in this case, the writ actually issued not being a
writ out of this Court or upon which, as process, this Court can
take any action.
It is not to be doubted that whatever jurisdiction belongs to
the Supreme Court under any writ of habeas corpus
ad
subjiciendum
Page 55 U. S. 119
is appellate. It is equally clear that no part of the appellate
jurisdiction of this Court can be exercised by a single judge at
his chambers. It is also well settled that the question whether
such a writ of habeas corpus shall issue from this Court is one
upon which the Court ought to pass before the writ issues, the
allowance of the writ being an exercise of its limited appellate
jurisdiction, which only the Court itself has the power to exert.
Ex Parte
Milburn, 9 Pet. 704.
From these premises it also follows that if such a writ be
issued from this Court, it cannot be made returnable before a Judge
at chambers for the reason that he cannot there exercise any
appellate power under it. And, finally, this writ does not bear the
seal of the Supreme Court, is not tested by THE CHIEF JUSTICE or
signed by the Clerk, as is required by the act of Congress, 1 Stat.
93, but bears the seal of the Circuit Court of the Southern
District of New York, is tested by MR. JUSTICE NELSON, is not
signed by any clerk, and therefore cannot be considered process
issuing out of this Court or upon which we can take
jurisdiction.
I concur with my brethren in the opinion that under this writ,
the Court can pass no order whatever.
It remains to consider the application made by the counsel of
Kaine to have another writ of habeas corpus allowed by this
Court.
The first question is whether we have jurisdiction to act under
the writ if allowed in the case shown by the petitioner. There are
some principles, bearing on this question which are settled. That
this Court has no original jurisdiction to issue a writ of habeas
corpus
ad subjiciendum, and can grant such a writ only in
the exercise of its appellate jurisdiction, and consequently, by
means of it, can revise only the proceedings of those tribunals
over which and in respect to which it has an appellate control have
been so repeatedly and uniformly decided here that they must be
considered as finally settled.
Marbury v.
Madison, 1 Cranch 175;
Ex Parte
Bollman, 4 Cranch 100,
8 U. S. 101;
Ex Parte
Kearney, 7 Wheat. 38;
Ex Parte
Watkins, 3 Pet. 193,
S.C., 32 U. S. 7 Pet.
568;
Cohens v. State of
Virginia, 6 Wheat. 264;
Osborn v.
Bank of the United States, 9 Wheat. 738;
Ex Parte
Madraza, 7 Pet. 627;
Ex Parte
Barry, 2 How. 65. That no such control, by means of
an appeal, writ of error, or other proceeding, can be exercised by
this Court over a commissioner, acting under the authority of an
act of Congress or under color of such an authority, and that this
Court has no power in any way to revise his proceedings I consider
equally clear. In
Ex Parte
Metzger, 5 How. 176, it was determined that a writ
of habeas corpus could not be allowed to examine a commitment
Page 55 U. S. 120
by a district judge at chambers under the treaty between the
United States and France for the reason that the judge, in ordering
the commitment, exercised a special authority, and the law had made
no provision for the revision of his judgment. The same reason
applies to the action of this commissioner. Not only has the law
made no provision for the revision of his acts by this Court, but,
strictly speaking, he does not exercise any part of the judicial
power of the United States. That power can be exerted only by
judges appointed by the President with the consent of the Senate,
holding their offices during good behavior, and receiving fixed
salaries. Constitution, Art. 3, sec. 1. The language of MR. CHIEF
JUSTICE TANEY in
United States v.
Ferreira, 13 How. 48, in speaking of the powers
exercised by a district judge and the Secretary of the Treasury
under the Treaty with Spain of 1819, describes correctly the nature
of the authority of such a commissioner as acted in the case before
us.
"The powers conferred by Congress upon the judge, as well as the
Secretary, are, it is true, judicial in their nature. For judgment
and discretion must be exercised by both of them. But it is not
judicial in either case in the sense in which judicial power is
granted by the Constitution to the courts of the United
States."
Since, then, the commissioner did not, in this case, exercise
any part of the judicial power of the United States, and no mode
has been provided by law to transfer the case on which he acted
into any court of the United States, and thus bring that case under
the judicial power, this Court can have no appellate control over
it, because its appellate power cannot extend beyond the action of
the inferior courts established by Congress to take original
jurisdiction under the Constitution and which exercise judicial
power therein conferred. As it is plain, then, that to revise the
proceedings of the commissioner by a writ of habeas corpus would be
an exercise of original and not of appellate jurisdiction, the
inquiry recurs whether we can grant the writ for the purpose of
revising the decision of the circuit court made upon the writ of
habeas corpus issued by that court.
This Court has appellate power only in the cases provided for by
Congress.
United States v.
Moore, 3 Cranch 159;
Durousseau
v. United States, 6 Cranch 307.
We must therefore find in some act of Congress power to review
the decision of a circuit court simply remanding a prisoner on a
writ of habeas corpus; otherwise this writ cannot be allowed. The
only grant of power supposed to be applicable to such a case is
contained in the fourteenth section of the Judiciary Act, 1 Stat.
81, which authorizes this
Page 55 U. S. 121
Court to issue writs of habeas corpus, and the question is
whether a grant of power to issue a writ of habeas corpus "to
examine into the cause of commitment" is a grant of power to review
this particular decision of the circuit court.
As the only jurisdiction conferred arises from the authority to
issue the writ and the consequent authority to proceed under it,
the exigency of the writ must necessarily limit the jurisdiction.
So far as the subject matter involved in this writ extends, the
jurisdiction exists, and no further.
That subject matter is "the cause of the commitment." So that we
must ascertain whether the decision of the circuit court is the
cause of the commitment. If it is, we have jurisdiction to inquire
into it; if it is not, then that decision is not within the
exigency of this writ, forms no part of its subject matter, and is
not within our appellate control.
To determine whether the decision of the circuit court is the
cause of the commitment in this case, it is necessary to have
distinctly before us the precise acts which have been done, and
then to consider their legal effect.
On the 29th day of June, 1852, the commissioner, after the
previous proceedings which have been mentioned, made the following
warrant to the Marshal of the Southern District of New York:
"
UNITED STATES OF AMERICA"
"
Southern District of New York, ss."
"
In the matter of Thomas Kaine"
"This case having been heard before me, on requisition, through
Anthony Barclay, Esquire, Her Britannic Majesty's Consul at the
Port of New York, that the said Kaine be committed for the purpose
of being delivered up as a fugitive from justice pursuant to the
provisions of the treaty made between the United States and Great
Britain, August 9, 1842, I find and adjudge that the evidence
produced against the said Kaine is insufficient in law to justify
his commitment on the charge of assault with intent to commit
murder had the crime been committed within the United States.
Wherefore I order that the said Thomas Kaine be committed, pursuant
to the provisions of the said treaty, to abide the order of the
President of the United States in the premises."
"Given under my hand and seal, at the City of New York, this
29th day of June, 1852."
"[Signed] JOSEPH BRIDGHAM [L.S.]"
"
United States commissioner for the Southern District of New
York"
"Directed to the Marshal of the Southern District of New York.
"
Page 55 U. S. 122
Under this warrant Kaine was held by the marshal at the time the
writ of habeas corpus was issued by the circuit court, and upon the
return of that writ, several questions of law were raised and
argued touching the jurisdiction of the commissioner and the
regularity and validity of his proceedings, and on the 9th day of
July, 1852, the circuit court gave its decision to the effect that
the commissioner had jurisdiction, and had proceeded regularly, and
concluded by passing the following order:
"The court accordingly adjudges that the commitment and
imprisonment of the prisoner for the causes in the return to the
habeas corpus in the case set forth, are sufficient cause and
warrant in law for his detention by the marshal."
"Therefore, it is ordered by the court that the writ of habeas
corpus allowed in this case be dismissed and that the prisoner be
remanded and continued in the custody of the marshal, under such
his arrest and commitment by the aforesaid process."
Is this order "the cause of the commitment" of Kaine within the
meaning of a writ of habeas corpus? With the utmost respect for the
opinions of those of my brethren who have so considered it, I
cannot come to that conclusion. It seems to me that it is not the
cause of the commitment, either in substance or in form.
In substance it is merely a refusal to discharge the prisoner
from an existing commitment, because the cause of that existing
commitment is found sufficient in law. It creates no new cause; it
simply declares the existing cause to be sufficient. It makes no
new commitment and issues no new process as an instrument for it,
but only pronounces the old process valid, and consequently the
continuance of the commitment under it legal. The custody was at no
time changed. Certainly when a prisoner is brought into court upon
the return of a habeas corpus
ad subjiciendum, he is then
in the power and under the control of the court, but until the
court makes some order changing the custody, it remains. The court
may in some cases admit to bail, and may also take order for the
future production of the prisoner without bail, but in all cases,
until the court makes some order changing the custody either for
the care or security of the prisoner or founded on the illegality
of his commitment, the original custody continues. In this case, no
such order was made.
If, then, this order of the circuit court created no new cause
of commitment, made no new commitment, and only
Page 55 U. S. 123
pronounced the existing cause sufficient, and the existing
custody lawful, I cannot perceive how that order can in substance
be treated as the cause of the commitment of Kaine.
Nor in my apprehension is it so even in form. In form, the court
first adjudges that the causes set forth in the return are
sufficient, and
"therefore, it is ordered by the court that the writ of habeas
corpus allowed in this case be dismissed and that the prisoner be
remanded and continued in the custody of the marshal under such his
arrest and commitment by the aforesaid process."
This clearly expresses in words precisely what would be the
legal effect of dismissing the writ of habeas corpus without those
words. And I do not perceive how it can be more plainly expressed
than by the language of this order that the process of the
commissioner being found sufficient, the commitment by that process
is not interfered with.
It is true, the order contained the word "remanded," but in the
context where it stands, it means only that the command of the writ
is no longer operative, and that the court would exercise no
further control over the body of the prisoner, and not that, being
out of the custody of the marshal, he is recommitted to him anew,
for the words are "remanded and continued in the custody of the
marshal, under such his arrest and commitment by the aforesaid
process."
In point of form, the same order would have been passed if it
had been found by the circuit court on the return of the writ that
the prisoner was not held under or by color of the authority of the
United States, and therefore that under the Judiciary Act, the
court had no power to relieve him by habeas corpus. It could not be
contended that after such an order, the prisoner was confined by
order of the circuit court and that its order was the cause of his
commitment, yet in such a case the writ must have been dismissed
and the prisoner remanded.
But whatever literal interpretation might be put upon the
precise words employed in the order, I should be unable to find
"the cause of the commitment" in an act of the court dismissing a
writ of habeas corpus, because the cause of the commitment shown by
the return is found sufficient. The cause of the commitment is to
be looked for in the warrant under which it began, and has been
continued, and not in the decision of a court pronouncing that
warrant valid.
I have thus far considered this question of jurisdiction upon
those principles which seem to me applicable to it. It remains to
examine the former decisions of this Court to ascertain whether the
question is determined by authority.
Page 55 U. S. 124
There are two cases which have been chiefly relied on at the
bar. The first is
Ex Parte
Burford, 3 Cranch 448. As this case has many facts
in common with the case at bar, it is necessary carefully to
examine it. Without detailing the preliminary proceedings, it will
be sufficient to say that Burford was committed to the jail of the
County of Washington, in the District of Columbia, by a warrant of
certain justices of the peace which was defective because it did
not state "some good cause certain, supported by oath." That he was
brought before the Circuit Court for the District of Columbia upon
a writ of habeas corpus, and after a hearing that court passed the
following order, which, as it is not given in the report of the
case by Judge Cranch and as its terms seem to me to be important, I
have procured from the original record in this Court.
"January 8th, 1806. John A. Burford was brought into Court by
the Marshal of the District of Columbia, agreeably to the habeas
corpus issued by this Court, on the 4th instant, with the cause of
his commitment annexed thereto, which habeas corpus and cause of
commitment are hereunto annexed, whereupon, all and singular the
premises being heard, and by the Court have been fully understood,
the Court orders that the said John A. Burford enter into a
recognizance, himself in $1,000, and one or more sureties in the
like sum, for his good behavior for one year from this day, and
that he be remanded to jail, there to remain until such
recognizance be entered into."
This case is relied upon as a decision to show that although
this Court cannot, as was held in
Metzger's Case, issue a
writ of habeas corpus to examine the validity of the warrant of the
commissioner, yet if the circuit court has by such a writ examined
its validity, pronounced it valid, and therefore dismissed the writ
and ordered the prisoner to be continued in the custody of the
marshal, this Court may, upon a writ of habeas corpus, examine that
decision and reverse it if found erroneous
Before considering whether the decision in
Burford's
Case goes this length, I think it consistent with the
profoundest respect for the very eminent judges who sat in that
case to say that it does not appear that the question now made was
by them examined and considered, or that they themselves would have
deemed it foreclosed by that decision. Indeed, that they would not
have so considered seems to me from the fact that at the term of
the Court following this decision, when a writ of habeas corpus was
moved for, to bring up the body of James Alexander, Marshall, C.J.,
said:
"The whole subject will be taken up
de novo, without
reference to precedents. It is the wish of this Court to have the
motion made in a more solemn manner tomorrow, when you may come
prepared to take up
Page 55 U. S. 125
the whole ground."
4 Cranch
8 U. S. 75, note.
Further proceedings upon this motion became unnecessary in
consequence of the discharge of the prisoner by another tribunal,
but a few days after, upon motions in behalf of Bollman and
Swartwout, committed by the circuit court under a charge of
treason, the Court proceeded to hear arguments upon its
jurisdiction to issue the writs, and in an elaborate judgment
affirmed the jurisdiction to examine a cause of commitment by the
circuit court. I cannot doubt, therefore, that if at that time the
further question had arisen whether the Court had also jurisdiction
to examine a cause of commitment by a commissioner after the
circuit court had reviewed that cause and pronounced it sufficient,
the Court would have thought it necessary to consider that question
also
de novo, upon all its grounds, and would not have
treated
Burford's Case as a sufficient basis on which to
rest their decision. But as I understand
Burford's Case,
it is clearly distinguishable from the case at bar. The circuit
court in that case did not dismiss the writ of habeas corpus; they
made an order under it to imprison Burford. That order was that he
be remanded to jail, there to remain until he should enter into a
recognizance, with surety, in the sum of $1,000 for his good
behavior for one year. This order was the cause of commitment, and
under this order he was held when the writ of habeas corpus issued
from this Court. It necessarily superseded the order made by the
justices of the peace, which was that Burford should be imprisoned
until he should recognize in the sum of $4,000, with surety, to be
of good behavior indefinitely.
It is true the circuit court did not proceed
de novo,
and that for this reason their order was held invalid. But the
question of jurisdiction did not depend upon the validity of the
order or the causes of its invalidity, but simply upon the fact
that the circuit court caused the commitment, and when it issued an
order, complete in itself, that Burford should be imprisoned, and
by that order superseded the former order of the Justices, the
circuit court did an act which caused his commitment, and this
Court might inquire, by a writ of habeas corpus, into its validity.
The distinction between such a case and one where the circuit court
merely dismissed the writ of habeas corpus is to my mind clear.
And it must be observed that the question now is not whether
this Court treated the act of the circuit court as the cause of
commitment. I have no doubt they did so treat it, and it seems to
have been so considered in subsequent cases. In
Ex
Parte Watkins, 7 Pet. 573, Mr. Justice Story in
reviewing the cases on the subject of habeas corpus, says:
"In
Ex Parte Burford, the prisoner was in custody under
a commitment by the
Page 55 U. S. 126
circuit court, for want of giving a recognizance for his good
behavior as awarded by the court."
So in
Metzger's
Case, 5 How. 189, MR. JUSTICE McLEAN says:
"
Ex Parte Burford was a habeas corpus on which the
prisoner, who had been committed by the circuit court in this
district, was discharged, there being no sufficient cause for the
commitment."
It is undoubtedly true that the imprisonment of Burford was
considered to be under a commitment by the circuit court, and the
case is an authority to prove that when a writ of habeas corpus is
returned in the circuit court, and that court makes an order
imprisoning the party, this Court may review that order. But it is
not, in my judgment, an authority to show that the Circuit Court of
the Southern District of New York did make an order imprisoning
Kaine. In
Burford's Case, the Court did not dismiss the
writ nor refuse to discharge the prisoner from the commitment by
the Justices, but made an order which constituted a new cause of
commitment, and superseded the existing cause. In
Kaine's
Case, the circuit court held the existing cause to be
sufficient, and refused to interfere with it. In my judgment, these
cases are not parallel.
Nor do I consider the case
Ex Parte
Watkins, 7 Pet. 572, to be an authority that
jurisdiction exists in this case. It is only necessary to quote a
single passage from the opinion of the Court to show that it cannot
aid in solving the question which I am now considering.
"The award of the
capias ad satisfaciendum must be
considered as the act of the circuit court, it being judicial
process issuing under the authority of the court. The party is in
custody under that process. He is then in custody in contemplation
of law under the award of process by the court."
It is upon this ground the decision is rested, and I can find
nothing in it tending to show that in the case at bar the act of
the circuit court is the cause of Commitment.
I shall not particularly examine the other decisions of this
Court, which are still more remote from the case at bar.
My opinion is that the cause of commitment of Kaine is not the
act of the circuit court, but of the commissioner, and for this
reason the writ must be refused.
But there is another ground, on which this refusal may be
rested. The decision of the circuit court was made on the 9th day
of July. On the 17th day of July, a warrant was issued from the
Department of State which was in the following words:
"
DEPARTMENT OF STATE, Washington, July 17, 1852"
"
To all whom these presents shall come, greeting:"
"Whereas, John F. Crampton, Envoy Extraordinary and
Page 55 U. S. 127
Minister Plenipotentiary to Her Majesty the Queen of Great
Britain and Ireland, hath made requisition, in conformity with the
10th article of the treaty between the United States and Great
Britain for the mutual surrender of fugitive criminals, concluded
at Washington, the 9th day of August, 1842, for the delivery up to
justice of Thomas Kaine, charged with the crime of assault with an
intent to commit murder, in the County of Westmeath, Ireland."
"And whereas the said Thomas Kaine hath been found in the State
of New York within the jurisdiction of the United States and has,
by proper affidavit and in due form been brought before Joseph
Bridgham, a commissioner duly appointed by the United States
Circuit Court for the Southern District of New York in the Second
Circuit, for examination of said charge of assault with intent to
commit murder."
"And whereas the said commissioner hath deemed the evidence
sufficient to authorize the commitment of said Thomas Kaine and has
accordingly committed him. All of which appears by a copy of the
proceedings transmitted to this department."
"Now these presents are to require of the United States Marshal
for the Southern District of New York, or of any other public
officer or person having charge or custody of said Thomas Kaine, to
surrender and deliver him up to Anthony Barclay, Her Britannic
Majesty's Consul at the Port of New York, or to any other person or
persons duly authorized to receive said fugitive, and conduct him
to Great Britain for trial."
"In testimony whereof I have hereunto signed my name and caused
the seal of this department to be affixed, at Washington, this 17th
day of July, A.D. 1852, and of the independence of the United
States the seventy-seventh."
"[SEAL] Signed, W. HUNTER"
"
Acting Secretary of State"
Upon its face this warrant is perfectly regular. Its recitals
set forth every fact necessary to warrant the act of extradition,
according to the treaty and the act of Congress. It appears, by the
return of the marshal upon the writ issued by MR. JUSTICE NELSON,
that before he received that writ, this warrant had come to his
hands and he had, in obedience to it, tendered Kaine to Anthony
Barclay, who expressed his readiness to receive him, and while
arrangements were about to be made to put Kaine on shipboard, the
writ of habeas corpus, issued by MR. JUSTICE NELSON, suspended the
further execution of the warrant of extradition.
This warrant of extradition is the final process under the
treaty and act of Congress. When it comes to the hands of
Page 55 U. S. 128
the marshal, he holds the prisoner for the purpose of executing
it. Upon this process, therefore, Kaine is now held.
The act of Congress requires the judge or commissioner to
certify to the Secretary of State his finding, together with a copy
of all the testimony taken before him, that a warrant may issue
upon the requisition of the proper authorities of the foreign
government for the surrender of the fugitive according to the
stipulations of the treaty. Such a warrant having issued and its
validity not having been considered by any court of original
jurisdiction, in my judgment it is not the exercise of an appellate
power to examine its validity by a writ of habeas corpus. It may be
true that if the proceedings before the commissioner were to be
held void, this warrant must also be invalid. But the question is
not whether this warrant is valid, but whether we have jurisdiction
to examine its validity. It may also be true that if this warrant
were final process issued by the circuit court and we had power to
examine the legality of a judgment or order of that court pursuant
to which it issued, we should also have jurisdiction upon a habeas
corpus to examine the validity of such a warrant and of the
proceedings of executive officers under it. But this warrant did
not emanate from the circuit court, nor does it depend in any way
upon its authority, nor is it a legal consequence of the action of
the circuit court on the writ of habeas corpus or in any other
proceeding. It emanates from a department of the executive, which
rests its action upon the proceedings of the commissioner, and over
neither can this Court have, under the Constitution, nor has it
under the laws, any appellate jurisdiction or control.
Marbury v.
Madison, 1 Cranch 137.
For the reason, then, that if a writ of habeas corpus were
allowed in this case, the validity of the warrant of extradition
could not be examined here, I think the writ should be refused.
In considering the question whether the Supreme Court of the
United States has jurisdiction under the Constitution and laws of
the United States to entertain this application, I have not felt at
liberty to allow my judgment to be pressed upon by the great value
of the particular writ applied for, or the propriety and expediency
of a power in this Court to review the judgments of the circuit
courts in cases affecting the liberty of the citizen. To all that
has been said concerning the preeminent utility of the writ of
habeas corpus I readily assent. But it must be remembered that the
real question here is not whether this great writ shall be freely
and efficiently used, but whether our appellate power is large
enough to extend to this case. The circuit court has power, upon
its own views of the law, to inflict not only imprisonment, but
even the punishment
Page 55 U. S. 129
of death without appellate control by this Court. Even when it
is alleged that the proceedings of a circuit court by which a
citizen is imprisoned are
coram non judice and void, its
judgment is final, and no relief can be had here, by writ of error
or appeal or by habeas corpus.
Ex Parte
Watkins, 3 Pet. 193;
Ex Parte
Kearney, 7 Wheat. 38.
Undoubtedly it would be competent for Congress to do, in cases
like this, what it has done in a class of cases somewhat analogous.
By the Act of August 29, 1842, 5 Stat. 539, when the subject of a
foreign government is imprisoned for an act done under the
authority of that government and a writ of habeas corpus is issued
by a Judge of this Court or by a district judge, an appeal to the
circuit court, and from its order to this Court, is expressly
given.
It is for Congress to determine whether this class of cases
requires the same privileges. Until it so determines, I must give
my decision upon our jurisdiction, as, according to my judgment, it
exists, unaffected by the consideration that it might be expedient
to enlarge it. My opinion is that if the writ prayed for were
issued, we should not have jurisdiction to inquire into the cause
of commitment shown by the petition, and consequently the writ
should be refused. I give no opinion upon the sufficiency of the
cause of the commitment, not deeming it to be judicially before
us.
MR. JUSTICE NELSON.
The application for the arrest and delivery of Thomas Kaine was
originally made on the requisition of the British Consul, resident
at the port of New York, before Joseph Bridgham, Esq., a United
States Commissioner for the Southern District of New York. A
warrant was issued and the arrest made, and, on the return before
this officer, an examination took place upon a charge that the
fugitive had committed an assault with intent to murder upon one
James Balfe, in Ireland, on 5 April, 1851. The commissioner, upon
hearing the allegation and proofs, adjudged the prisoner guilty and
ordered that he be committed, in pursuance of the treaty, to abide
the order of the President of the United States. A petition was
then presented to the Circuit Court for the Southern District of
New York, holden by the district judge, for a writ of habeas
corpus, directed to the marshal to bring up the body of the
prisoner, and also a certiorari to the commissioner to bring up the
proceedings that had taken place before him; and upon a full review
of all these proceedings, on the 9th July, 1852, adjudged that the
commitment and detention were for sufficient cause, and ordered
that the writ of habeas corpus be dismissed and the prisoner be
Page 55 U. S. 130
remanded and continued in the custody of the marshal under said
commitment. On 17 July, copies of these proceedings having been
forwarded to the Department of State at Washington, the Acting
Secretary issued his warrant to the marshal having the custody of
the prisoner directing that he be surrendered to Mr. Barclay, the
British Consul, or to any other person or persons duly authorized
to receive the fugitive and transport him to Great Britain for
trial. On 22 July, a petition was presented to me at my chambers in
Cooperstown on behalf of the prisoner for a writ of habeas corpus,
which I declined allowing until the whole of the proceedings that
had already taken place in the matter were laid before me. Copies
of them were subsequently furnished, and upon an examination, being
satisfied that the commissioner had no jurisdiction over the case,
I allowed the writ on the 3d of August, returnable before me at my
chambers on the 11th of the same month, and which return was made
accordingly. As the case was one in which I entertained a different
opinion from that of the tribunals before whom the proceedings had
taken place, not only as to the jurisdiction of the commissioner
but also in respect to their interpretation of the treaty and act
of Congress passed to carry it into effect, and as the questions
involved were of considerable interest of themselves, and concerned
deeply the two nations who were parties to the treaty, on the
return to the writ I entered an order directing that the case be
heard before all the Judges at the commencement of the next term of
this Court. The case has now been heard in full bench, and I am
inclined to concur with my brethren, that we cannot entertain
jurisdiction of it upon my allowance of the writ and adjournment of
the proceedings to be heard in this Court. The practice is a
familiar one, in the proceedings under this writ before the King's
Bench, in England. 1 Burr. 460, 542, 606; Comyn's Digest Habeas
Corpus, 3d ed.; Bl.Com. 131; 9 Ad. & Ell. 731,
Leonard
Watson's Case, and which furnished the precedent for that
adopted by me in this case. That, however, is an original
proceeding, and in cases where the Court has original jurisdiction
to hear and determine the matters upon the return and where the
hearing may be had either before one of the Justices at chambers or
in full bench. But according to the settled course of decisions in
this Court, we can only issue the writ and entertain jurisdiction
of the matters set forth on the return in the exercise of our
appellate power.
United States v.
Hamilton, 3 Dall. 17;
Ex Parte
Burford, 3 Cranch 448;
Ex Parte
Bollman and Swartwout, 4 Cranch 100;
Ex Parte
Kearney, 7 Wheat. 38;
Ex Parte
Watkins, 3 Pet. 193;
32 U. S. 7 Pet.
568;
Ex Parte
Metzger, 5 How. 189. And as the power cannot be
exercised by one of the
Page 55 U. S. 131
Justices at chambers, there may be ground for a distinction
between the proceedings under the writ in this Court and in the
King's Bench. The issuing of the writ and proceedings before me at
chambers under it must undoubtedly be regarded as an original
proceeding, and not in the exercise of an appellate power.
If this conclusion be a sound one, the remedy for the defect in
the law must be sought in Congress, who can make provision for the
issuing of the writ in vacation as well as in term in all cases
where this Court possesses jurisdiction to entertain proceedings
under it. The right of the citizen to appeal to the Court for the
benefit of this great writ in case of an illegal restraint of his
liberty ought not to be restricted to the time of its sitting, but,
as in all other cases where its jurisdiction may be exercised,
provision should be made for instituting the proceeding in
vacation. The prisoner has now presented to this Court a petition
praying for a writ of habeas corpus to be directed to the marshal
that he may be brought up, together with the ground of his
commitment, and also for a certiorari to the circuit court to bring
up the proceedings that have taken place in that court, which
disembarrasses the case of all exceptions to the form of the
application, and the return of the marshal and the proceedings
before the circuit court being now before us on this preliminary
motion by the agreement of the counsel, the case is in a situation
to enable us to express an opinion upon the merits.
It is objected that this Court cannot entertain jurisdiction of
the case, even upon the petition, return of the marshal, and of the
proceedings before the circuit court to the certiorari for the
reason, it appears, as supposed, that the prisoner is held in
confinement under the warrant of the commissioner, and not under
the decision and order of the circuit court; that this Court cannot
reach and review the proceedings before the commissioner, by virtue
of this writ, in the exercise of its appellate power, but can only
reach and review the proceedings and order of the circuit court,
and as the confinement of the prisoner is not under or in pursuance
of the order of that court, the proceedings under the writ here
would be a nullity.
The first case in which this question was discussed at large by
counsel and by the Court was that of
Ex Parte Bollman and
Swartwout. They were in confinement in this district under a
warrant from the circuit court upon a charge of treason against the
United States. Two objections were taken to the power of this Court
to issue the writ to bring up the prisoners: 1st, that it involved
the exercise of an original jurisdiction not given by the
Constitution, and 2d that if it was the exercise of an appellate
power, it was not within the 14th section of the Judiciary Act,
Page 55 U. S. 132
which alone conferred the authority to issue this writ. Chief
Justice Marshall, who delivered the opinion in that case, admitted
the power could not be exercised as a part of the original
jurisdiction of the Court, but held that it possessed jurisdiction
as an appellate power under this 14th section. After answering the
argument that the power to award the writ was limited by that
section to causes pending in this Court in which it was necessary
in order to enable it to make a final decision in the case, he
observed that the proviso to the section extended to the whole of
it; that proviso is as follows:
"That writs of habeas corpus shall in no case extend to
prisoners in jail unless where they are in custody under or by
color of the authority of the United States or are committed for
trial before some court of the same, or are necessary to be brought
into court to testify."
And that, construing the section with reference to this proviso,
the power of the Court to issue the writ extended to all cases
where the prisoner was restrained of his liberty under the
authority of the federal government. The same principle is derived
from that section, as stated by MR. JUSTICE McLEAN in
Ex Parte Dorr,
3 How. 103-105. "The power given to the courts," he observes,
"in this section to issue writs of
scire facias, habeas
corpus &c.; as regards the writ of habeas corpus, is restricted
by the proviso to cases where a prisoner is in custody under or by
color of the authority of the United States or has been committed
for trial before some court of the same or is necessary to be
brought into court to testify. This is so clear [he observes] from
the language of the section that any illustration of it would seem
to be unnecessary. The words of the proviso are unambiguous. They
admit of but one construction."
If this construction of the section is to be maintained, and the
case
Ex Parte Bollman and Swartwout was very fully and
deliberately considered, then it is manifest the power to issue
this great writ for the security of the liberty of the citizen is
much broader than has been contended for on behalf of the prisoner
in the case before us.
Hamilton's Case, decided in 1795,
led the way to the decision in
Bollman and Swartwout. That
case repudiates the idea that the power to issue the writ is
limited to instances where the proceeding is ancillary to the
determination of a suit pending. Hamilton was in jail on a warrant
issued by the district judge, at chambers, upon a charge of
treason. Chief Justice Marshall, in
Ex
Parte Tobias Watkins, 3 Pet. 208, observes that in
the case of
Bollman and Swartwout, the habeas corpus was
awarded on the same principle on which it was awarded in
Hamilton's Case, and in
Ex Parte Kearney, Mr.
Justice Story, in stating the points in the case, observes,
"The first is whether or not
Page 55 U. S. 133
this Court has authority to issue a habeas corpus where a person
is in jail under the warrant or order of any other court of the
United States."
And then says,
"that it is unnecessary to say more than that the point has
already passed
in rem judicatam in this Court. In the case
of
Bollman and Swartwout, it was expressly decided upon
full argument that this Court possessed such authority, and the
question has ever since been considered at rest."
In the case of
Ex Parte
Watkins, reported in 7 Pet. 568, there is a still
stronger exercise of the power to issue this writ. In that case,
the prisoner was in custody of the marshal under three executions
regularly issued out of the circuit court, but their efficacy had
expired by the neglect of the marshal to bring in the body on the
return day. The error or wrongful detention lay wholly with the
marshal, and yet this Court issued the habeas corpus, and
discharged the prisoner. The case stands upon the principle decided
in
Hamilton's Case and in
Bollman and Swartwout
that the writ may issue in all cases where the prisoner is in
custody under and by color of the authority of the United States.
In the case
Ex Parte Metzger, the prisoner was committed
to the custody of the marshal by the district judge, at his
chambers, under the French treaty of extradition. This Court held
that they possessed no power to issue the writ of habeas corpus
inasmuch as the order of commitment had been made at chambers, and
not in court. This case undoubtedly stands alone, and has very much
narrowed the power of the Court in issuing this great writ in favor
of the liberty of the citizen from that repeatedly asserted in
previous cases. But I do not propose to disturb it. For the case
before us is within the doctrine of this case and of every other
that has heretofore been passed upon by the Court, as I shall
proceed briefly to show. The habeas corpus which was issued in the
case before us by the court below to the marshal brought up the
body of the prisoner and also the warrant of commitment into that
court, and the certiorari to the commissioner brought up the
record, or tenor of the record of the proceedings before him upon
which the warrant had issued. The whole case, therefore, was in
that court. And pending the examination or hearing, the prisoner,
in all cases, on the return of the writ is detained not on the
original warrant, but under the authority of the writ of habeas
corpus. He may be bailed on the return
de die in diem or
be remanded to the same jail whence he came or to any other place
of safekeeping under the control of the court or officer issuing
the writ, and by its order brought up from time to time till the
court or officer determines whether it is proper to discharge or
remand him absolutely. The King's Bench may, pending the hearing,
remand to the same prison or to their own,
Page 55 U. S. 134
the Marshalsea. The efficacy of the original commitment is
superseded by this writ while the proceedings under it are pending,
and the safekeeping of the prisoner is entirely under the authority
and direction of the court issuing it or to which the return is
made. Bacon, title Habeas Corpus, B. 12; 5 Mod. 22,
The King v.
Bethel; Comyn, title Habeas Corpus; 1 Vent. 330, 346; 3 East
156; 1 B. & Cranch 358; 4 B. & A. 295. Holt, Chief Justice,
observed, in
The King v. Bethel, when a man comes in by
habeas corpus by the power of the court, he may be bailed to appear
de die in diem till the case is determined, and then he
may be remanded to the same prison. "By the petition of right," he
again remarks,
"we are to bail or discharge in three days, but when we bail
(that is,
de die in diem) and afterwards remand him, it is
no escape, for the entry is
'remittitur,' and that is a
commitment grounded on the old one."
The circuit court in the case before us, after reviewing the
proceedings on the return of the writ and also to the certiorari,
arrived at the conclusion that they were regular and legal, and, to
use its own words --
"Accordingly adjudges that the commitment and imprisonment of
the prisoner, for the causes in the return to the habeas corpus in
the case set forth, are sufficient cause and warrant in law for his
detention by the marshal. Therefore, it is ordered by the court
that the writ &c., be dismissed, and that the prisoner be
remanded, and continued in the custody of the marshal under such
his arrest and commitment by the aforesaid process,"
meaning the original warrant of the commissioner.
The question here is whether, upon the law governing the writ of
habeas corpus, and to which I have referred, and upon this judgment
of the court, the prisoner is or is not held in confinement under
the order of the circuit court. If he is, it is admitted by all
that this Court has jurisdiction of the case, and is bound to
revise that decision. That court not only adjudges the commitment
and imprisonment lawful, but directs the prisoner to be remanded,
which, says Holt, Chief Justice, is a commitment grounded on the
old one, and further, which was superfluous, the order directs that
he shall be continued in the custody, of the marshal, under the old
commitment. How it can be said, in view of the law governing this
writ and of the form of the judgment of the court below, that the
prisoner is not in confinement under that judgment, but simply
under the process of the commissioner, without dependence upon that
judgment, I admit I am incapable of comprehending. But if any
further authority is wanting upon this question, I will refer to an
early case in this Court,
Ex Parte
Burford, 3 Cranch 448. That was a commitment by
magistrates in this district. The
Page 55 U. S. 135
case was reviewed on writ of habeas corpus by the circuit court,
and the prisoner remanded; afterwards, a writ issued from this
Court bringing up the prisoner and also the proceedings which were
before the court below. This Court discharged the prisoner, saying
that the warrant of commitment by the magistrates was illegal for
not stating the cause of commitment -- that the circuit court had
revised the proceedings and corrected two of the errors of the
magistrates and left the rest. The case, in principle, is not
distinguishable from the one before us. Here, the circuit court has
corrected none of the errors of the commissioner, if any, but
confirmed all of them and recommitted the prisoner to the custody
of the marshal.
It has been argued that great inconvenience would arise if the
writ of habeas corpus could issue from this Court into any part of
the Union to bring up a prisoner on a petition that he was
illegally restrained of his liberty under the authority of the
United States, as the proceeding must be attended with delay and
expense by reason of the great extent of our territory. But it must
be remembered that in the case of a right of property involved
dependent upon the laws of the Union, and a decision against it,
the party against whom a decision has been made in a state court,
however small the amount in controversy, is entitled to a writ of
error to this Court to bring up the case for review by the 25th
section of the same act in which this 14th section is found. And I
am yet to learn that the right of the liberty of the citizen is not
as dear to him and entitled to be guarded with equal care by the
Constitution and laws as the right of property, notwithstanding the
supposed inconvenience. Such has heretofore been, as we have seen,
the opinion in this Court when dealing with the writ in question,
and I will simply add, in the language of Chief Justice Denman in
the
Case of the Canadian Prisoners,
"that it seems to me that we would be tampering with this great
remedy of the subject, the writ of habeas corpus, if we did not say
that we would abide by the practice we find and deal with this as
it has been formerly dealt with."
I am satisfied, therefore, that this Court has jurisdiction to
issue the writ of habeas corpus to inquire into the legality of the
commitment below, and as the whole case is before us on this motion
by the stipulations of the parties, shall proceed to an examination
of the questions raised upon the merits.
It may, I think, be assumed at this day as an undoubted
principle of this government that its judicial tribunals possess no
power to arrest and surrender to a foreign country fugitives from
justice except as authorized by treaty stipulations and acts of
Congress passed in pursuance thereof. Whether Congress could confer
the power independently of a
Page 55 U. S. 136
treaty is a question not necessarily involved in this case, and
need not be examined. If it was, as at present advised, I am free
to say that I have found no such power in any article or clause of
the Constitution delegated to that body by the people of the
states. It belongs to the treatymaking power, and to that alone,
and its exercise is dependent upon the Executive Department, with
the concurrence of two-thirds of the Senators, and such I think has
been the practical construction given to the Constitution since the
foundation of the government. We must look, therefore, to the
provisions of the treaty with Great Britain and the act of Congress
passed in pursuance thereof for the authority to be exercised by
the judiciary in the surrender of the alleged fugitive in question,
and by these provisions and act ascertain and determine whether or
not the proceedings in the tribunals below who have ordered a
surrender are in conformity with them and warranted by law. By the
treaty,
"It is agreed that the United States and Her Britannic Majesty
shall, upon mutual requisitions by them or their ministers,
officers, or authorities, respectively made, deliver up to justice
all persons who, being charged with the crime of murder, . . . and
the respective judges and other magistrates of the two governments
shall have power, jurisdiction, and authority, upon complaint, made
under oath, to issue a warrant for the apprehension of the
fugitive,"
&c.
In the case before us, Her Britannic Majesty's Consul at the
port of New York made a requisition and complaint before one of the
United States commissioners, against the fugitive in question --
upon which a warrant was issued and the arrest made and, after an
examination into the charge, committed for the purpose of being
surrendered. No demand was made upon this government by the
government of Great Britain claiming the surrender. This government
was passed by, and the requisition made by the Consul directly upon
the magistrate on the ground, as contended for -- namely that the
consent or authority of the Executive is unnecessary to warrant the
institution of the proceedings, and in support of their propriety
and regularity the position is broadly taken, and without which the
proceedings cannot be upheld, that according to the true
interpretation of the treaty, any officer of Great Britain, however
inferior, properly represents the sovereign of that country, who
may choose to prosecute the alleged fugitive in making the
requisition, and is entitled to the obedience of the judicial
tribunals for that purpose, and if sufficient evidence is produced
before them, to arrest and commit, that a surrender may be made,
and that in this respect such officer is put on the footing of any
of the prosecuting officers of this government, who are
Page 55 U. S. 137
authorized to institute criminal proceedings for a violation of
its laws; that the country is open to him, throughout the limits of
the Union, and the judicial tribunals bound to obedience on his
requisition and proofs, to make the arrest and commitment. This is
the argument.
Now upon recurring to the terms of the treaty, it will be seen,
I think, that no such stipulations were entered into or intended to
be entered into by either government, or any authority conferred to
justify such a proceeding. The two nations agree that upon "mutual
requisition by them, or their officers or authorities respectively
made" -- that is, on a requisition made by the one government, or
by its ministers or officers properly authorized, upon the other --
the government, upon whom the demand is thus made, shall deliver up
to justice all persons charged with the crimes, as provided in the
treaty, who shall have sought an asylum within her territories. In
other words, on a demand made by the authority of Great Britain
upon this government, it shall deliver up the fugitive, and so in
respect to a demand by the authority of this government upon her.
This is the exact stipulation entered into, when plainly
interpreted. It is a compact between the two nations in respect to
a matter of national concern -- the punishment of criminal
offenders against their laws -- and where the guilty party could be
tried and punished only within the jurisdiction whose laws have
been violated. The duty or obligation entered into is the duty or
obligation of the respective nations, and each is bound to see that
it is fulfilled, and each is responsible to the other in case of a
violation. When the
casus faederis occurs, the requisition
or demand must be made by the one nation upon the other. And upon
our system of government, a demand upon the nation must be made
upon the President, who has charge of all its foreign relations,
and with whom only foreign governments are authorized, or even
permitted, to hold any communication of a national concern. He
alone is authorized by the Constitution to negotiate with foreign
governments and enter into treaty obligations binding upon the
nation, and in respect to all questions arising out of these
obligations or relating to our foreign relations in which other
governments are interested, application must be made to him. A
requisition or demand, therefore, upon this government must, under
any treaty stipulation, be made upon the Executive, and cannot be
made through any other department or in any other way. Judge
Marshall, in his celebrated argument in the
Case of Jonathan
Robbins, who was demanded by Great Britain under the Treaty of
1795, and from which this part of the Treaty of 1842 was taken
almost
verbatim, speaking of the requisition in that case,
observes:
Page 55 U. S. 138
"That the case was, in its nature, a national demand, made upon
the nation. The parties were the two nations. They cannot come into
court to litigate their claims, nor can a court decide on them. Of
consequence, the demand is not a case of judicial cognizance."
He further observes, that
"the President is the sole organ of the nation in its external
relations, and its sole representative with foreign nations. Of
consequence, the demand of a foreign nation can only be made on
him."
Again he says:
"The department, which is entrusted with the whole foreign
intercourse of the nation, with the negotiations of all treaties,
with the power of demanding a reciprocal performance of the
article, which is accountable to the nation for the violation of
its engagements with foreign nations and for the consequences
resulting from such violation, seems the proper department to be
entrusted with the execution of a national contract like that under
consideration."
The idea of a requisition of a foreign nation upon the judiciary
of another, much more upon the humble magistrate of another,
demanding as of right the fulfillment of treaty obligations, is
certainly novel, and one that I would not willingly attribute to
the distinguished men who negotiated this one, nor to the
governments that ratified it. So extraordinary an interpretation
ought not to be given to the instrument unless upon the plainest
and most imperative terms. It does great injustice to both nations.
The proceedings consequent upon it compromit the character and
dignity of the one making the demand and are disrespectful to the
other, and may be dangerous to the liberty of the citizen. The
record before us shows that a requisition, with due solemnity, was
made upon the commissioner in this case by Her Britannic Majesty's
government through her Consul, and seems to imply that the
magistrate is to act under the power and authority of that
government, rather than in obedience to the laws of his own, and
that a refusal to act would be a contempt of that authority and of
the
casus faederis of a treaty obligation. If any further
argument was wanting for the interpretation of the treaty for which
I am contending, I might refer to that given by the authority of
Great Britain in providing by act of Parliament for carrying it
into execution on her part.
By the 6th and 7th Victoria, chapter 76, it is enacted
"That in case a requisition shall at any time be made by the
authority of the United States in pursuance of and according to the
said treaty for the delivery of any person charged with the crime
of murder &c., it shall be lawful for one of Her Majesty's
principal Secretaries of State, or, in Ireland, for the Chief
Secretary of the Lord-Lieutenant of Ireland, and in any
Page 55 U. S. 139
of Her Majesty's colonies or possessions abroad, for the officer
administering the government of any such colony or possession, by
warrant under his hand and seal, to signify that such requisition
has been so made, and to require all justices of the peace, and
magistrates and officers of justice within the several
jurisdictions to govern themselves accordingly &c., and
thereupon it shall be lawful for any justice of the peace &c.,
to examine upon oath any person or persons, touching the
charge,"
&c.
Now it will be seen that according to the interpretation given
to the treaty by Great Britain, the requisition for the delivery of
the fugitive must be made by the President upon that government,
and its warrant obtained, before any magistrate within her dominion
is authorized to act in the matter. The act of Parliament deals
with the treaty as regulating a matter of national concern, and in
respect to which both nations must act in carrying into execution
its stipulations, and it is only after both have acted, and an
authority obtained for the surrender that the power of the
judiciary can be called into requisition. I am satisfied this is a
sound interpretation of its provisions, and is one, while it
secures the punishment of the offender, guards the citizens and
subjects of the respective countries against any abuse of the
power. While its exercise is thus kept under the supervision and
control of the two governments, there can be no danger of its being
perverted to the purposes of private malice and revenge which might
justly be apprehended if left to the unrestrained discretion of the
subordinate officers of either. The construction against which I am
contending would refer the execution of the treaty to the
subordinate and inferior agents of both governments so far as the
surrender of the fugitive on our part is concerned, for, as I
understand that construction, any subordinate officer of Great
Britain may make the requisition directly upon the magistrate for
the apprehension and committal, and upon such commitment's being
communicated to the government, the Secretary of State issues his
warrant that the prisoner be delivered to the British authorities.
And, as I am advised, that department decided in the case before
us, that the government would not go behind the decision of the
commissioner adjudging the prisoner guilty. Thus the whole of the
proceeding in the exercise of this high and delicate power, if the
requisition of the President in the first place is dispensed with,
would pass out of the hands and beyond the control of the
government. This seems to be the result of the American
interpretation of the treaty sought to be established. It has been
argued that in
Metzger's Case, in which demand was made by
the French government, under the Treaty of November 9, 1843,
the
Page 55 U. S. 140
Executive declined to act until an application had been made to
the judiciary, and that this construction was sanctioned by the
court in that case.
The treaty in express terms requires the requisition to be made
through the diplomatic agents of the respective governments, but
that the surrender shall not be made until the crime is established
according to the laws of the country in which the fugitive is
found. In that case, the requisition was made upon the Executive by
the diplomatic agent of France, who was referred to the judiciary.
The application to the judiciary, therefore, was with the
approbation of this government. How formal it was given does not
appear in the case. The same practice was adopted by the Executive
in the
Case of Jonathan Robbins. There, on the requisition
made by Great Britain upon the President, he referred the case to a
judge of the district court of the United States to inquire into
the facts and determine whether or not he was guilty of the offense
charged against him.
And it is upon this construction, given to the Treaty of 1795,
upon which all our subsequent treaties of extradition seem to have
been drafted. The power to surrender is not confided exclusively to
the Executive under the treaty in question, nor was it under the
Treaty of 1795. On the requisition's being made, if the President
is satisfied, upon the evidence accompanying it, that a proper case
is presented for an inquiry into the crime charged, the authorities
claiming the fugitive are referred to the judiciary; and then it is
the duty of the courts or judges to act and to take the proper
steps for the arrest and inquiry. The Executive alone possesses no
authority under the Constitution and laws to deliver up to a
foreign power any person found within the states of this Union,
without the intervention of the judiciary. The surrender is founded
upon an alleged crime, and the judiciary is the appropriate
tribunal to enquire into the charge. It has also been urged that
great inconvenience may exist in the pursuit and apprehension of
fugitives upon the construction contended for in consequence of the
extended frontier line between the two countries, as much time will
be consumed in making the requisition upon the President. This may
be so, but I cannot agree that a sound construction of the treaty,
and one which affords nothing more than a just protection to the
personal liberty of the citizen against the abuse of power, shall
be made to yield to the suggestions of convenience, for although
the prisoner before us may be a foreigner, and even may be a fit
subject to be given up to the subordinate and irresponsible agents
of the government claiming him, still it is not to be denied that
the same power thus attempted to be exercised by them in this
instance is equally applicable to any citizen of
Page 55 U. S. 141
the country upon a like complaint, and besides, under our system
of laws and principles of government, so far as respects personal
security and personal freedom, I know of no distinction between the
citizen and the alien who has sought an asylum under them. I will
simply add that, according to the act of 6th and 7th Victoria
already referred to, carrying into effect this treaty, the
indulgence of any such convenience in its execution is regarded as
too dangerous to the subjects of that government residing within
its dominions on the other side of this extended boundary.
The treaty, after providing for the requisition of the one
government upon the other, for the surrender then provides that the
respective judges and other magistrates of the two governments
shall have power, jurisdiction, and authority, upon complaint made
under oath, to issue a warrant for the apprehension of the
fugitive. After the requisition has been made upon the President,
the organ of the government as regards our foreign relations, and
his authority obtained, the means are thus provided for procuring
the surrender. An application is then made to the judiciary of the
country, not upon the requisition of the foreign government, but,
as in all other cases, upon the authority of its own -- and the
warrant issued in pursuance of such application runs in the name of
the President of the United States. The act of Congress, passed to
carry our treaties of extradition into effect, and of course this
one among others, takes up the subject at this stage of the
proceedings and designates the judicial officers who are authorized
to act, and prescribes in general terms the steps to be pursued in
the arrest, the examination of the criminal charge, and final
commitment for the surrender, if evidence of the criminality is
found sufficient. There is no necessary discrepancy between the
provisions of this act and the treaty, as the requisition of the
one government upon the other is not attempted to be regulated or
defined, but is left as regulated by the terms of that instrument.
The provisions of the treaty must therefore be resorted to for the
purpose of ascertaining how that requisition shall be made. I have
already explained my interpretation of them, and need not repeat
it. The judicial officers designated in the treaty, and upon whom
jurisdiction is conferred, are "the respective judges and other
magistrates of the two governments." The act of Congress, in
carrying out this provision, designates the Justices of the Supreme
Court, the judges of the several district courts of the United
States, the judges of the several state courts, and commissioners
specially authorized so to do by any of the courts of the United
States. The terms "other magistrates of the two governments" are
quite indefinite and difficult in their application by judicial
construction. In an enlarged sense,
Page 55 U. S. 142
they might embrace all the United States commissioners appointed
by the circuit court, who, under the Act of Congress of the 23d of
August, 1842, are authorized to arrest persons for crimes against
the United States and imprison or bail the same, and also all the
justices of the peace of the several states, upon whom like power
is conferred by the 33d section of the Judiciary Act of 1789. I can
hardly suppose that the distinguished citizen who represented this
government in the negotiation of the treaty, or the President,
under whose supervision it was entered into, contemplated the
exercise of so high and delicate a power over the rights and
liberty of the citizen by so numerous a body of the magistracy of
the country. But be this as it may, Congress, in providing for the
execution of the treaty, has declared who shall constitute those
"other magistrates" before whom the application may be made for the
arrest and examination, and have confined the jurisdiction in this
respect to the judges of the several state courts and commissioners
specially authorized by the courts of the United States for the
performance of that duty. The provision necessarily excludes the
great body of the state magistrates and of United States
commissioners, possessing general power to arrest and commit for
offenses against the United States, and is in no respect in
conflict with any clause in the treaty, but in harmony with it and
in furtherance of a proper and discreet execution of its
stipulations.
It has been argued that, admitting the state magistrates to
possess no power under the act of Congress passed to carry the
treaty into effect, yet that act confers the power upon the body of
United States commissioners, authorized to arrest and commit for
crimes against the United States, under the act of 1842. A slight
attention to the provisions of the act, I think, will refute any
such conclusion. The 1st section confers the exercise of the power
under the treaty upon the judges of the federal courts and of the
state courts, and upon "commissioners authorized so to do by any of
the courts of the United States," and the 6th section provides
"That it shall be lawful for the courts of the United States or
any of them to authorize any person or persons to act as a
commissioner or commissioners under the provisions of this act, and
the doings of such person or persons so authorized in pursuance of
any of the provisions aforesaid shall be good and available to all
intents and purposes whatever."
Taking these two provisions together and construing them as part
of a regulation prescribed by law for carrying the treaty into
effect, I think it plain that a commissioner competent to act in
the matter must be specially appointed or authorized by
Page 55 U. S. 143
the federal courts for that purpose. The first section confines
the exercise of the power to commissioners thus specially
authorized to perform this duty, and the sixth provides for the
appointment of them and declares that their doings in the premises
in conformity with law shall be good and valid. How it can be said
that the exercise of a power thus guarded and restricted, both in
the grant and in the appointment, is conferred, also, upon a body
of officers appointed under a different act, and for other special
and limited duties, I admit is beyond my comprehension. But it is
urged that if the act of Congress cannot be construed as conferring
the power, it may be derived from the appointment of this
commissioner under a rule of the circuit court of the United States
adopted in January, 1851. That rule provides that the clerk of the
circuit court and of the district court, and their deputies, the
commissioner in question being a deputy of the clerk of the
district court, shall be
ex officio commissioner of the
circuit court and shall be authorized to execute all the powers,
and perform all the duties conferred by several acts of Congress,
enumerating them, but of which the act of 1848, the one in
question, is not included, "or of any act of Congress having
relation to such commissioners, and their duties or powers." These
officers, thus appointed by the circuit court, are authorized by
the several acts enumerated to take affidavits and bail in civil
cases and to arrest and commit for offenses against the United
States, and the latter clause of the rule provides for the
performance of any other duties that may be conferred upon them by
any other acts of Congress.
Now it is apparent, unless it can be shown that the act of 1848
confers the power to act under the treaty in the extradition of
fugitives upon these officers, this clause in the rule has no
application to the case, and that no such power has been conferred
by that act, if I am not greatly mistaken, has been already
demonstrated. The rule of the Court adds nothing to the argument in
favor of the power, as that depends upon the act of Congress which
provides for carrying the treaty into effect, and which confers the
power only upon commissioners specially appointed by the federal
courts for this purpose. The treaty provides that the arrest of the
alleged fugitive and commitment for the purpose of a surrender
shall be made
"upon such evidence of criminality as, according to the laws of
the place where the fugitive or person so charged shall be found,
would justify his apprehension and commitment for trial if the
crime or offense had there been committed."
The act of Congress makes no provision on this subject except as
it respects the admissibility of a species of evidence
Page 55 U. S. 144
which will be noticed hereafter. The laws of New York therefore
are to govern and regulate the judge or commissioner in hearing and
determining the criminality of the prisoner, as he was found in
that jurisdiction. This would be so even without the specific
provision of the treaty, as the only mode of proceeding in summary
criminal proceedings before the federal magistrates is according to
the practice before the state magistrates in analogous cases. The
thirty-third section of the Judiciary Act of 1789 expressly
provides that summary proceedings against persons for crimes
committed against the United States shall be agreeably to the usual
mode of process against offenders in the state in which he may be
found. I am not aware of any other act of Congress on the subject.
This accords with the construction given to the treaty in the act
of Parliament, 6th and 7th Victoria, which requires the production
of such evidence as, according to the laws of that part of her
Majesty's dominions where the prisoner is found, would justify his
apprehension and committal for trial if the crime had been there
committed. According to the laws of New York regulating these
summary proceedings in criminal cases, evidence is heard as well on
behalf of the accused as against him, and should have been so heard
in this case. The 2d section of the act of Congress to carry into
effect the treaty provides that on the hearing upon the return of
the warrant of arrest,
"copies of the depositions upon which an original warrant in any
such foreign country may have been granted under the hand of the
person or persons issuing such warrant and attested upon the oath
of the party producing them to be true copies of the original
depositions may be received in evidence of the criminality of the
person so apprehended."
This species of evidence is exceedingly loose and unsatisfactory
in any aspect in which it can be viewed, but certainly it cannot be
characterized as evidence of any description unless it appears that
the magistrate in the foreign country taking the depositions and
issuing the warrant had jurisdiction of the case and was competent
to perform these acts. Unless the authority exists, the acts are
coram non judice and void. And the rule is universal that
in the case of magistrates or other persons of limited or special
jurisdiction, any party setting up a right or title under and by
virtue of their acts or proceedings must first show affirmatively
that they possessed jurisdiction or authority to act in the matter.
The jurisdiction is never presumed. These are principles too
familiar to require a reference to authorities. It was proved in
this case that the person taking the depositions in Ireland and
issuing the warrant acted as a justice of the peace, and it has
been contended that affords
Page 55 U. S. 145
evidence not only of his appointment to that office, but also of
the competency of his jurisdiction. I cannot assent to this
doctrine. I admit that evidence of a person exercising the duties
of a public officer, and even reputation of the fact, may dispense
with the proof of a regular appointment, and if there is no
question as to the extent of his power or authority, the proof will
be sufficient. But if in addition to the appointment it becomes
necessary to give evidence of his jurisdiction, neither his acting
in the office or reputation furnishes any evidence of the fact. 1
Phillips, Ev. 432, 433, 450; C. & Hill's Notes, 280, 281; 3
Wend. 267. If a contrary principle can be found in the law, it is a
little remarkable that the rule should ever have obtained that in
an action founded upon the adjudication or decision of a magistrate
or any other officer of special and limited jurisdiction, the party
claiming a right under it must aver and prove jurisdiction in the
particular case, for the very adjudication or decision would afford
all the necessary evidence of the officer acting as such within the
principle contended for. In other words, the judgment would afford
evidence
per se of the jurisdiction, and in all case
dispense with further proof, and thus every inferior magistrate
would be placed upon the footing of courts of general jurisdiction.
I do not think it necessary to pursue this branch of the argument
further, and am satisfied that the commissioner acted, in the
arrest and commitment of the prisoner, without any competent
evidence of his guilt of the crime alleged against him.
To permit the copies as evidence without proof of the
jurisdiction of the magistrate would be against all principle, and
might lead to the most scandalous abuses in carrying into execution
the stipulations of the treaty. This species of evidence is very
differently guarded in the act 6th and 7th Victoria. There, copies
of the depositions laid before the government, and upon which the
proper officer issued his warrant to the magistrates authorizing
them to institute proceedings to arrest and commit the fugitive,
are those only permitted to be given in evidence. In other words,
copies of the depositions upon which the government acted in the
matter are admissible as evidence of the criminality. The original
of these are those upon which our government make the requisition,
and of course the good faith of the nation is pledged that they
were taken before competent officers, and that the facts stated in
them were true. But in the case before us, the copy was taken by a
police officer of the foreign country and produced here before the
commissioners without the sanction of either government and without
any competent evidence of the authority of the person before whom
it was taken. There was no evidence of the authority of this
magistrate, or of any
Page 55 U. S. 146
authority under the treaty, for the arrest of the accused before
the commissioner, but what depended upon the oral testimony of this
officer and the statement of the Consul of what had been
represented to him in the matter. The Consul does not aver that any
of the facts stated by him, in what he calls his requisition upon
the commissioner, were within his own knowledge. Even the authority
attempted to be derived from the Under Secretary of State in
Ireland depends upon the oral statement of this police witness, and
I assert, and do so upon the responsibility that I know belongs to
my place and the occasion, that there is not one word or scintilla
of evidence in the record of the commissioner upon which the
accused in this case has been tried and adjudged guilty but depends
entirely and exclusively upon the oral examination of this foreign
police officer, who does not pretend that he had any personal
knowledge of the commission of the crime. His knowledge only
extends to the verification of the copy of the deposition taken
before a person in Ireland, of whose authority to take it we know
nothing. To those familiar with the criminal laws of this country I
need not say that such evidence, against any person charged with an
offense against our laws, would be inadmissible and utterly
worthless, and especially so under the laws of the State of New
York, which must govern in this case unless otherwise regulated by
act of Congress, and equally so, in my judgment, within a sound
construction of the act providing for the admissibility of these
copies of a deposition taken before the foreign magistrate.
I have thus gone over the case much more at large than I should
have deemed it necessary were it not for the very great diversity
of opinion in respect to it among my brethren. I have regarded it
as a case of considerable importance, not only from the delicacy of
the power involved in the treaty, the provisions of which we are
called upon to interpret, but also from the principles lying at the
foundation, which concern the rights and liberty of every citizen
of the United States. I cannot but think the denial of the power to
grant the writ of habeas corpus in this case is calculated to shake
the authority of a long line of decisions in this Court, from
Hamilton's Case, decided in 1795, down to the present one.
That case, as understood and expounded in the case of
Bollman
and Swartwout in 1807, which received the most deliberate
consideration of the Court and to which the doctrine in
Hamilton's Case was applied, held that this great writ was
within the cognizance of the Court under the 14th section of the
Judiciary Act in all cases where the prisoner was restrained of his
liberty "under or by color of the authority of the United States,"
and no case has held the contrary since that
Page 55 U. S. 147
decision, with the exception of that of
Metzger,
decided in 1847, which, I have already stated, stands alone, but
which distinctly admits the power and jurisdiction of the Court in
the case before us. This writ has always been justly regarded as
the stable bulwark of civil liberty, and undoubtedly, in the hands
of a firm and independent judiciary, no person, be he citizen or
alien, can be subjected to illegal restraint or be deprived of his
liberty except according to the law of the land. So essential to
the security of the personal rights of the citizen was the
uninterrupted operation and effect of this writ, regarded by the
founders of the Republic, that even Congress cannot suspend it
except when, in cases of rebellion or invasion, the public safety
may require it. I cannot therefore consent to cripple or limit the
authority conferred upon this Court by the Constitution and laws to
issue it by technical and narrow construction, but on the contrary
prefer to follow the free and enlarged interpretation always given
when dealing with it by the courts of England, from which country
it has been derived. They expound the exercise of the power
benignly and liberally in favor of the deliverance of the subject
from all unlawful imprisonment, and when restrained of his liberty,
he may appeal to the highest common law court in the Kingdom to
inquire into the cause of it. So liberally do the courts of England
deal with this writ, and so unrestricted is its operation in favor
of the security of the personal rights of the subject, that the
decision of one court or magistrate upon the return to it refusing
to discharge the prisoner is no bar to the issuing of a second or
third or more by any other court or magistrate having jurisdiction
of the case, and it may remand or discharge, according to its
judgment, upon the same matters. 13 M. & Welsby 679; 9 Ad.
& Ellis 731; 1 East 314; 14
id. 91; 2 Salk. 503; 5 M.
& Welsby 47. Upon the whole, I am satisfied, that the prisoner
is in confinement under the treaty and act of Congress without any
lawful authority. I am of opinion, therefore, that the writ of
habeas corpus should issue in the case to bring up the
prisoner:
1. On the ground that the judiciary possesses no jurisdiction to
entertain the proceedings under the treaty for the apprehension and
committal of the alleged fugitive without a previous requisition,
made under the authority of Great Britain, upon the President of
the United States and his authority obtained for the purpose.
2. That the United States commissioner in this case is not an
officer within the treaty or act of Congress upon whom the power is
conferred to hear and determine the question of criminality upon
which the surrender is to be made.
Page 55 U. S. 148
3. That there was no competent evidence before the commissioner,
if he possessed that power, to issue the warrant. And
4. Upon these grounds, the circuit court ought to have
discharged the prisoner instead of remanding him into custody, and
its decision in the case is a proper subject of review by this
Court by virtue of the writ of habeas corpus.
MR. CHIEF JUSTICE TANEY.
I concur in opinion with my brother NELSON. The questions
involved in this application are very grave ones, and I should have
felt it to be my duty to state the grounds on which my opinion has
been formed had not the whole subject been so fully and, to my
mind, satisfactorily discussed by him. But concurring as I do in
all that he has said, I shall forbear any discussion on my part and
content myself with expressing my entire assent to the opinion he
has just delivered.
MR. JUSTICE DANIEL.
The question just disposed of by the Court, involving the lives
and liberties not only of those who from abroad may seek protection
under our laws, but the lives and liberties of our own citizens, is
undoubtedly one of the most important which can claim the vigilance
of our government in every department. Having deliberately compared
my own views of this vital question with what has been so well
expressed by my brother NELSON and concurring as I do in all that
he has said upon it, I deem it unnecessary to do more than thus
solemnly to attest my adherence to the great principles of law,
justice, and liberty vindicated by him.
Order
On consideration of the petitions for writs of habeas corpus and
of certiorari filed in this case and of the arguments of counsel
thereupon had, it is now here considered, ordered, and adjudged by
this Court that the writs prayed for be, and the same are hereby,
denied, and that the said petitions be and the same are hereby
dismissed.