Petitioner Wilson, an Ohio prison inmate, filed suit under 42
U.S.C. § 1983 against respondents, state prison officials,
alleging that certain conditions of his confinement constituted
cruel and unusual punishment in violation of the Eighth and
Fourteenth Amendments. His affidavits described the challenged
conditions and charged that the authorities, after notification,
had failed to take remedial action. The District Court granted
summary judgment for respondents, and the Court of Appeals affirmed
on the ground,
inter alia, that the affidavits failed to
establish the requisite culpable state of mind on the part of
respondents.
Held:
1. A prisoner claiming that the conditions of his confinement
violate the Eighth Amendment must show a culpable state of mind on
the part of prison officials.
See, e.g., Whitley v.
Albers, 475 U. S. 312,
475 U. S. 319.
Rhodes v. Chapman, 452 U. S. 337,
distinguished. An intent requirement is implicit in that
Amendment's ban on cruel and unusual punishment. Wilson's suggested
distinction between "short-term" or "one-time" prison conditions
(in which a state of mind requirement would apply) and "continuing"
or "systemic" conditions (where official state of mind would be
irrelevant) is rejected. Pp.
501 U. S.
296-302.
2. The "deliberate indifference" standard applied in
Estelle
v. Gamble, 429 U. S. 97,
429 U. S. 106,
to claims involving medical care applies generally to prisoner
challenges to conditions of confinement. There is no merit to
respondents' contention that that standard should be applied only
in cases involving personal, physical injury, and that a malice
standard is appropriate in cases challenging conditions. As
Whitley teaches, the "wantonness" of conduct depends not
on its effect on the prisoner, but on the constraints facing the
official. Pp.
501 U. S.
302-304.
3. The Court of Appeals erred in failing to consider Wilson's
claims under the "deliberate indifference" standard and applying
instead a standard of "behavior marked by persistent malicious
cruelty." It is possible that the error was harmless, since the
court said that Wilson's affidavits established "[a]t best . . .
negligence." Conceivably, however, the court would have reached a
different disposition under the correct
Page 501 U. S. 295
standard, and so the case is remanded for reconsideration on
that basis. Pp.
501 U. S.
304-306.
893 F.2d 861 (CA6 1990), vacated and remanded.
SCALIA, J., delivered the opinion of the Court, in which
REHNQUIST, C.J., and O'CONNOR, KENNEDY, and SOUTER, JJ., joined.
WHITE, J., filed an opinion concurring in the judgment, in which
MARSHALL, BLACKMUN, and STEVENS, JJ., joined,
post, p.
501 U. S.
306.
Page 501 U. S. 296
JUSTICE SCALIA delivered the opinion of the Court.
This case presents the questions whether a prisoner claiming
that conditions of confinement constitute cruel and unusual
punishment must show a culpable state of mind on the part of prison
officials and, if so, what state of mind is required.
Petitioner Pearly L. Wilson is a felon incarcerated at the
Hocking Correctional Facility (HCF) in Nelsonville, Ohio. Alleging
that a number of the conditions of his confinement constituted
cruel and unusual punishment in violation of the Eighth and
Fourteenth Amendments, he brought this action under 42 U.S.C.
§ 1983 against respondents Richard P. Seiter, then Director of
the Ohio Department of Rehabilitation and Correction, and Carl
Humphreys, then warden of HCF. The complaint alleged overcrowding,
excessive noise, insufficient locker storage space, inadequate
heating and cooling, improper ventilation, unclean and inadequate
restrooms, unsanitary dining facilities and food preparation, and
housing with mentally and physically ill inmates. Petitioner sought
declaratory and injunctive relief, as well as $900,000 in
compensatory and punitive damages. App. 2-9, 53-54, 62-63.
The parties filed cross-motions for summary judgment with
supporting affidavits. Petitioner's affidavits described the
challenged conditions and charged that the authorities, after
notification, had failed to take remedial action. Respondents'
affidavits denied that some of the alleged conditions existed, and
described efforts by prison officials to improve the others.
The District Court granted summary judgment for respondents. The
Court of Appeals for the Sixth Circuit affirmed, 893 F.2d 861
(1990), and we granted certiorari 498 U.S. 808 (1990).
I
The Eighth Amendment, which applies to the States through the
Due Process Clause of the Fourteenth Amendment,
Page 501 U. S. 297
Robinson v. California, 370 U.
S. 660,
370 U. S. 666
(1962), prohibits the infliction of "cruel and unusual punishments"
on those convicted of crimes. In
Estelle v. Gamble,
429 U. S. 97
(1976), we first acknowledged that the provision could be applied
to some deprivations that were not specifically part of the
sentence but were suffered during imprisonment. We rejected,
however, the inmate's claim in that case that prison doctors had
inflicted cruel and unusual punishment by inadequately attending to
his medical needs -- because he had failed to establish that they
possessed a sufficiently culpable state of mind. Since, we said,
only the "
unnecessary and wanton infliction of pain'"
implicates the Eighth Amendment, id. at 429 U. S. 104
(quoting Gregg v. Georgia, 428 U.
S. 153, 428 U. S. 173
(1976) (joint opinion) (emphasis added)), a prisoner advancing such
a claim must, at a minimum, allege "deliberate indifference" to his
"serious" medical needs. 429 U.S. at 429 U. S. 106.
"It is only such indifference" that can violate the Eighth
Amendment, ibid. (emphasis added); allegations of
"inadvertent failure to provide adequate medical care,"
id. at 429 U. S. 105,
or of a "negligent . . . diagnos[is]," id. at 429 U. S. 106,
simply fail to establish the requisite culpable state of
mind.
Estelle relied in large measure on an earlier case,
Louisiana ex rel. Francis v. Resweber, 329 U.
S. 459 (1947), which involved not a prison deprivation
but an effort to subject a prisoner to a second electrocution after
the first attempt failed by reason of a malfunction in the electric
chair. There Justice Reed, writing for a plurality of the Court,
emphasized that the Eighth Amendment prohibited "the
wanton infliction of pain,"
id. at
329 U. S. 463
(emphasis added). Because the first attempt had been thwarted by an
"unforeseeable accident," the officials lacked the culpable state
of mind necessary for the punishment to be regarded as "cruel,"
regardless of the actual suffering inflicted.
"The situation of the unfortunate victim of this accident is
just as though he had suffered the identical amount of mental
anguish and physical pain in any other occurrence, such as, for
example, a fire in the cell
Page 501 U. S. 298
block."
Id. at
329 U. S. 464.
Justice Frankfurter, concurring solely on the basis of the Due
Process Clause of the Fourteenth Amendment, emphasized that the
first attempt had failed because of "an innocent misadventure,"
id. at
329 U. S. 470,
and suggested that he might reach a different conclusion in "a
hypothetical situation, which assumes a series of abortive attempts
at electrocution or even a single, cruelly willful attempt,"
id. at
329 U. S.
471.
After
Estelle, we next confronted an Eighth Amendment
challenge to a prison deprivation in
Rhodes v. Chapman,
452 U. S. 337
(1981). In that case, inmates at the Southern Ohio Correctional
Facility contended that the lodging of two inmates in a single cell
("double celling") constituted cruel and unusual punishment. We
rejected that contention, concluding that it amounts "[a]t most . .
. to a theory that double celling inflicts pain,"
id. at
452 U. S.
348-349, but not that it constitutes the "unnecessary
and wanton infliction of pain" that violates the Eighth Amendment,
id. at
452 U.S.
346. The Constitution, we said, "does not mandate
comfortable prisons,"
id. at
452 U. S. 349,
and only those deprivations denying "the minimal civilized measure
of life's necessities,"
id. at
452 U. S. 347,
are sufficiently grave to form the basis of an Eighth Amendment
violation.
Our holding in
Rhodes turned on the objective component
of an Eighth Amendment prison claim (was the deprivation
sufficiently serious?), and we did not consider the subjective
component (did the officials act with a sufficiently culpable state
of mind?). That
Rhodes had not eliminated the subjective
component was made clear by our next relevant case,
Whitley v.
Albers, 475 U. S. 312
(1986). There an inmate shot by a guard during an attempt to quell
a prison disturbance contended that he had been subjected to cruel
and unusual punishment. We stated:
"After incarceration, only the unnecessary and wanton infliction
of pain . . . constitutes cruel and unusual punishment forbidden by
the Eighth Amendment. To be cruel and unusual punishment, conduct
that does not
Page 501 U. S. 299
purport to be punishment at all must involve more than ordinary
lack of due care for the prisoner's interests or safety. . . . It
is
obduracy and wantonness, not inadvertence or error in good
faith, that characterize the conduct prohibited by the Cruel
and Unusual Punishments Clause, whether that conduct occurs in
connection with establishing conditions of confinement, supplying
medical needs, or restoring official control over a tumultuous
cellblock."
Id. at
475 U. S. 319
(emphasis added; citations omitted; internal quotations
omitted).
These cases mandate inquiry into a prison official's state of
mind when it is claimed that the official has inflicted cruel and
unusual punishment. [
Footnote
1]
See also Graham v. Connor, 490 U.
S. 386,
490 U. S. 398
(1989). Petitioner concedes that this is so with respect to
some claims of cruel and unusual prison conditions.
Page 501 U. S. 300
He acknowledges, for instance, that, if a prison boiler
malfunctions accidentally during a cold winter, an inmate would
have no basis for an Eighth Amendment claim, even if he suffers
objectively significant harm. Reply Brief for Petitioner 12-14.
Petitioner, and the United States as
amicus curiae in
support of petitioner, suggests that we should draw a distinction
between "short-term" or "one-time" conditions (in which a state of
mind requirement would apply) and "continuing" or "systemic"
conditions (where official state of mind would be irrelevant). We
perceive neither a logical nor a practical basis for that
distinction. The source of the intent requirement is not the
predilections of this Court, but the Eighth Amendment itself, which
bans only cruel and unusual
punishment. If the pain
inflicted is not formally meted out as
punishment by the
statute or the sentencing judge, some mental element must be
attributed to the inflicting officer before it can qualify. As
Judge Posner has observed:
"The infliction of punishment is a deliberate act intended to
chastise or deter. This is what the word means today; it is what it
meant in the eighteenth century. . . . [I]f [a] guard accidentally
stepped on [a] prisoner's toe and broke it, this would not be
punishment in anything remotely like the accepted meaning of the
word, whether we consult the usage of 1791, or 1868, or 1985."
Duckworth v. Franzen, 780 F.2d 645, 652 (CA7 1985),
cert. denied, 479 U.S. 816 (1986).
See also Johnson v.
Glick, 481 F.2d 1028, 1032 (CA2) (Friendly, J.), ("The thread
common to all [Eighth Amendment prison cases] is that
punishment' has been deliberately administered for a penal or
disciplinary purpose"), cert. denied sub nom. John v.
Johnson, 414 U.S. 1033 (1973). Cf. Block v.
Rutherford, 468 U. S. 576,
468 U. S. 584
(1984); Bell v. Wolfish, 441 U. S. 520,
441 U. S.
537-539 (1979). The long duration of a cruel prison
condition may make it easier to establish knowledge, and
hence some form of intent, cf. Canton v. Harris,
489 U. S. 378,
489 U. S. 390,
n. 10 (1989); but there is no logical reason
Page 501 U. S. 301
why it should cause the
requirement of intent to
evaporate. The proposed short-term/long-term distinction also
defies rational implementation. Apart from the difficulty of
determining the day or hour that divides the two categories (is it
the same for all conditions?), the violations alleged in specific
cases often consist of composite conditions that do not lend
themselves to such pigeonholing.
Cf. McCarthy v. Bronson,
500 U. S. 136,
500 U. S.
143-144 (1991). [
Footnote 2]
The United States suggests that a state of mind inquiry might
allow officials to interpose the defense that, despite good faith
efforts to obtain funding, fiscal constraints beyond their control
prevent the elimination of inhumane conditions. Even if that were
so, it is hard to understand how it could control the meaning of
"cruel and unusual punishment" in the Eighth Amendment. An intent
requirement is either implicit in the word "punishment" or is not;
it cannot be alternately
Page 501 U. S. 302
required and ignored as policy considerations might dictate. At
any rate, the validity of a "cost" defense as negating the
requisite intent is not at issue in this case, since respondents
have never advanced it. Nor, we might note, is there any indication
that other officials have sought to use such a defense to avoid the
holding of
Estelle v. Gamble, 429 U. S.
97 (1976).
II
Having determined that Eighth Amendment claims based on official
conduct that does not purport to be the penalty formally imposed
for a crime require inquiry into state of mind, it remains for us
to consider what state of mind applies in cases challenging prison
conditions. As described above, our cases say that the offending
conduct must be
wanton. Whitley makes clear,
however, that, in this context, wantonness does not have a fixed
meaning, but must be determined with "due regard for differences in
the kind of conduct against which an Eighth Amendment objection is
lodged." 475 U.S. at
475 U. S. 320.
Where (as in
Whitley) officials act in response to a
prison disturbance, their actions are necessarily taken "in haste,
under pressure," and balanced against "competing institutional
concerns for the safety of prison staff or other inmates."
Ibid. In such an emergency situation, we found that
wantonness consisted of acting "
maliciously and sadistically
for the very purpose of causing harm.'" Id. at
475 U. S.
320-321 (quoting Johnson, 481 F.2d at 1033).
See also Dudley v. Stubbs, 489 U.
S. 1034, 1037-1038 (1989) (O'CONNOR, J., dissenting from
denial of certiorari). In contrast,
"the State's responsibility to attend to the medical needs of
prisoners does not ordinarily clash with other equally important
governmental responsibilities,"
Whitley, 475 U.S. at
475 U. S. 320,
so that, in that context, as
Estelle held, "deliberate
indifference" would constitute wantonness.
The parties agree (and the lower courts have consistently held,
see, e.g., LaFaut v. Smith, 834 F.2d 389, 391-392 (CA4
1987)) that the very high state of mind prescribed by
Page 501 U. S. 303
Whitley does not apply to prison conditions cases.
Petitioner argues that, to the extent officials' state of mind is
relevant at all, there is no justification for a standard more
demanding than
Estelle's "deliberate indifference."
Respondents counter that "deliberate indifference" is appropriate
only in "cases involving personal injury of a physical nature," and
that a malice standard should be applied in cases such as this,
which "do not involve . . . detriment to bodily integrity, pain,
injury, or loss of life." Brief for Respondents 28-29.
We do not agree with respondents' suggestion that the
"wantonness" of conduct depends upon its effect upon the prisoner.
Whitley teaches that, assuming the conduct is harmful
enough to satisfy the objective component of an Eighth Amendment
claim,
see Rhodes v. Chapman, 452 U.
S. 337 (1981), whether it can be characterized as
"wanton" depends upon the constraints facing the
official.
From that standpoint, we see no significant distinction between
claims alleging inadequate medical care and those alleging
inadequate "conditions of confinement." Indeed, the medical care a
prisoner receives is just as much a "condition" of his confinement
as the food he is fed, the clothes he is issued, the temperature he
is subjected to in his cell, and the protection he is afforded
against other inmates. There is no indication that, as a general
matter, the actions of prison officials with respect to these
nonmedical conditions are taken under materially different
constraints than their actions with respect to medical conditions.
Thus, as retired Justice Powell has concluded:
"Whether one characterizes the treatment received by [the
prisoner] as inhumane conditions of confinement, failure to attend
to his medical needs, or a combination of both, it is appropriate
to apply the 'deliberate indifference' standard articulated in
Estelle."
LaFaut, 834 F.2d at 391-392.
See also Lopez v.
Robinson, 914 F.2d 486, 492 (CA4 1990);
Givens v.
Jones, 900 F.2d 1229, 1234 (CA8 1990);
Cortes-Quinones v.
Jimenez-Nettleship, 842 F.2d 556,
Page 501 U. S. 304
558 (CA1),
cert. denied, 488 U.S. 823 (1988);
Morgan v. District of Columbia, 263 U.S.App.D.C. 69,
77-78, 824 F.2d 1049, 1057-1058 (1987).
III
We now consider whether, in light of the foregoing analysis, the
Sixth Circuit erred in affirming the District Court's grant of
summary judgment in respondents' favor.
As a preliminary matter, we must address petitioner's contention
that the Court of Appeals erred in dismissing, before it reached
the state-of-mind issue, a number of claims (inadequate cooling,
housing with mentally ill inmates, and overcrowding) on the ground
that, even if proved, they did not involve the serious deprivation
required by
Rhodes. A court cannot dismiss any challenged
condition, petitioner contends, as long as other conditions remain
in dispute, for each condition must be "considered as part of the
overall conditions challenged," Brief for Petitioner 36. Petitioner
bases this contention upon our observation in
Rhodes that
conditions of confinement, "alone or in combination," may deprive
prisoners of the minimal civilized measure of life's necessities.
452 U.S. at
452 U. S.
347.
As other courts besides the Court of Appeals here have
understood,
see Wellman v. Faulkner, 715 F.2d 269, 275
(CA7 1983),
cert. denied, 468 U.
S. 1217 (1984);
Hoptowit v. Ray, 682 F.2d 1237,
1247 (CA9 1982);
Wright v. Rushen, 642 F.2d 1129, 1133
(CA9 1981), our statement in Rhodes was not meant to establish the
broad proposition that petitioner asserts. Some conditions of
confinement may establish an Eighth Amendment violation "in
combination" when each would not do so alone, but only when they
have a mutually enforcing effect that produces the deprivation of a
single, identifiable human need such as food, warmth, or exercise
-- for example, a low cell temperature at night combined with a
failure to issue blankets.
Compare Spain v. Procunier, 600
F.2d 189, 199 (CA9 1979) (outdoor exercise required when prisoners
otherwise confined in small cells almost 24 hours
Page 501 U. S. 305
per day)
with Clay v. Miller, 626 F.2d 345, 347 (CA4
1980) (outdoor exercise not required when prisoners otherwise had
access to day room 18 hours per day). To say that some prison
conditions may interact in this fashion is a far cry from saying
that all prison conditions are a seamless web for Eighth Amendment
purposes. Nothing so amorphous as "overall conditions" can rise to
the level of cruel and unusual punishment when no specific
deprivation of a single human need exists. While we express no
opinion on the relative gravity of the various claims that the
Sixth Circuit found to pass and fail the threshold test of serious
deprivation, we reject the contention made here that no claim can
be found to fail that test in isolation.
After disposing of the three claims on the basis of
Rhodes, the Court of Appeals proceeded to uphold the
District Court's dismissal of petitioner's remaining claims on the
ground that his affidavits failed to establish the requisite
culpable state of mind. The critical portion of its opinion reads
as follows:
"[T]he
Whitley standard of obduracy and wantonness
requires behavior marked by persistent malicious cruelty. The
record before us simply fails to assert facts suggesting such
behavior. At best, appellants' claim evidences negligence on
appellees' parts in implementing standards for maintaining
conditions. Negligence, clearly, is inadequate to support an eighth
amendment claim. 893 F.2d at 867."
It appears from this, and from the consistent reference to "the
Whitley standard" elsewhere in the opinion, that the court
believed that the criterion of liability was whether the
respondents acted "maliciously and sadistically for the very
purpose of causing harm,"
Whitley, 475 U.S. at
475 U. S.
320-321. To be sure, mere negligence would satisfy
neither that nor the more lenient "deliberate indifference"
standard, so that any error on the point may have been harmless.
Conceivably, however, the court would have given further thought
to
Page 501 U. S. 306
its finding of "[a]t best . . . negligence" if it realized that
that was not merely an argument
a fortiori, but a
determination almost essential to the judgment. Out of an abundance
of caution, we vacate the judgment of the Sixth Circuit and remand
the case for reconsideration under the appropriate standard.
It is so ordered.
[
Footnote 1]
The concurrence would distinguish these cases on the ground that
they did not involve "conditions of confinement," but rather
"specific acts or omissions directed at individual prisoners."
Post at
501 U. S. 309.
It seems to us, however, that, if an individual prisoner is
deprived of needed medical treatment, that is a condition of
his confinement, whether or not the deprivation is
inflicted upon everyone else. Undoubtedly deprivations inflicted
upon all prisoners are, as a policy matter, of greater concern than
deprivations inflicted upon particular prisoners, but we see no
basis whatever for saying that the one is a "condition of
confinement" and the other is not -- much less that the one
constitutes "punishment" and the other does not. The concurrence's
imaginative interpretation of
Estelle v. Gamble,
429 U. S. 97
(1976), has not been imagined by the Courts of Appeals -- or, as
far as we are aware, even litigants before the Courts of Appeals --
which have routinely applied the "deliberate indifference"
requirement to claims of prison-wide deprivation of medical
treatment.
See, e.g., Toussaint v. McCarthy, 801 F.2d
1080, 1111-1113 (CA9 1986);
French v. Owens, 777 F.2d
1250, 1254-1255 (CA7 1985).
Of course, the concurrence does not say that the deprivation
must be imposed upon
all prisoners to rise to the level of
a "condition of confinement" and of "punishment" -- only that it
does not suffice if directed at "individual prisoners." One wonders
whether depriving all the individual prisoners who are murderers
would suffice; or all the individual prisoners in Cellblock B. The
concurrence's distinction seems to us not only unsupportable in
principle, but unworkable in practice.
[
Footnote 2]
The concurrence, going beyond what both the petitioner and the
United States have argued here, takes the position that
all conditions that exist in prison, even though prison
officials neither know nor have reason to know about them,
constitute "punishment." For the reasons we have described, there
is no basis for that position in principle, and it is contradicted
by our cases. The concurrence purports to find support for it in
two cases,
Hutto v. Finney, 437 U.
S. 678 (1978), and
Rhodes v. Chapman,
452 U. S. 337
(1981). In
Hutto, as the concurrence's description makes
clear, the question whether the conditions remedied by the District
Court's order constituted cruel and unusual punishment was not at
issue. Indeed, apart from attorney's fees, the only element of the
order at issue in
any respect pertained to "punitive
isolation,"
post at
501 U. S. 307.
Even if one were to think that we passed upon the "cruel and
unusual punishment" point uninvited and
sub silentio,
punitive isolation is self-evidently inflicted with punitive
intent. As for
Rhodes, the concurrence describes that as
addressing "for the first time a
disputed contention that
the conditions of confinement at a particular prison constituted
cruel and unusual punishment."
Post at
501 U. S. 307
(emphasis in original). What it does not mention is that the only
element disputed (as well as the only element decided,
see
ante at
501 U. S. 298)
was whether the conditions were a sufficiently serious deprivation
to violate the constitutional standard. When that is borne in mind,
it is evident that the lengthy quotation from that case set forth
in the concurrence,
post at
501 U. S.
307-309, provides no support, even by way of dictum, for
the concurrence's position.
JUSTICE WHITE, with whom JUSTICE MARSHALL, JUSTICE BLACKMUN, and
JUSTICE STEVENS join, concurring in the judgment.
The majority holds that prisoners challenging the conditions of
their confinement under the Eighth Amendment must show "deliberate
indifference" by the responsible officials. Because that
requirement is inconsistent with our prior decisions, I concur only
in the judgment.
It is well established, and the majority does not dispute, that
pain or other suffering that is part of the punishment imposed on
convicted criminals is subject to Eighth Amendment scrutiny without
regard to an intent requirement. The linchpin of the majority's
analysis therefore is its assertion that
"[i]f the pain inflicted is not formally meted out
as
punishment by the statute or the sentencing judge, some mental
element must be attributed to the inflicting officer before it can
qualify."
Ante at
501 U. S. 300
(emphasis added). That reasoning disregards our prior decisions
that have involved challenges to conditions of confinement, where
we have made it clear that the conditions are themselves
part
of the punishment, even though not specifically "meted out" by
a statute or judge.
We first considered the relationship between the Eighth
Amendment and conditions of confinement in
Hutto v.
Finney, 437 U. S. 678
(1978). There, the District Court had entered a series of remedial
orders after determining that the conditions in the Arkansas prison
system violated the Eighth Amendment. The prison officials, while
conceding that the conditions were cruel and unusual, challenged
two aspects of
Page 501 U. S. 307
the District Court's relief: (1) an order limiting punitive
isolation to 30 days; and (2) an award of attorney's fees.
In upholding the District Court's limitation on punitive
isolation, we first made clear that the conditions of confinement
are part of the punishment that is subject to Eighth Amendment
scrutiny:
"The Eighth Amendment's ban on inflicting cruel and unusual
punishments, made applicable to the States by the Fourteenth
Amendment, "proscribe[s] more than physically barbarous
punishments."
Estelle v. Gamble, 429 U. S.
97,
429 U. S. 102
[(1976)]. It prohibits penalties that are grossly disproportionate
to the offense,
Weems v. United States, 217 U.
S. 349,
217 U. S. 367
[(1910)], as well as those that transgress today's "
broad and
idealistic concepts of dignity, civilized standards, humanity, and
decency.'" Estelle v. Gamble, supra, [429 U.S.] at
429 U. S. 102,
quoting Jackson v. Bishop, 404 F.2d 571, 579 (CA8 1968).
Confinement in a prison or in an isolation cell is a form of
punishment subject to scrutiny under Eighth Amendment
standards."
Id. [437 U.S.] at
437 U. S. 685
(emphasis added). Focusing only on the objective conditions of
confinement, we then explained that we found
"no error in the [district] court's conclusion that, taken as a
whole, conditions in the isolation cells continued to violate the
prohibition against cruel and unusual punishment."
Id. at
437 U. S.
687.
In
Rhodes v. Chapman, 452 U. S. 337
(1981), we addressed for the first time a disputed contention that
the conditions of confinement at a particular prison constituted
cruel and unusual punishment.
See id. at
452 U. S.
344-345. There, prisoners challenged the "double
celling" of inmates at an Ohio prison. In addressing that claim, we
began by reiterating the various bases for an Eighth Amendment
challenge:
"Today the Eighth Amendment prohibits punishments which,
although not physically barbarous, 'involve the unnecessary and
wanton infliction of pain,'
Gregg v.
Page 501 U. S. 308
Georgia, [
428 U.S.
153,]
428 U. S. 173 [(1976)], or
are grossly disproportionate to the severity of the crime,
Coker v. Georgia, 433 U. S. 584,
433 U. S.
592 (1977) (plurality opinion);
Weems v. United
States, 217 U. S. 349 (1910). Among
'unnecessary and wanton' inflictions of pain are those that are
'totally without penological justification.'
Gregg v. Georgia,
supra, [428 U.S.] at
428 U. S. 183;
Estelle
v. Gamble, 429 U. S. 97,
429 U. S.
103 (1976)."
"No static 'test' can exist by which courts determine whether
conditions of confinement are cruel and unusual, for the Eighth
Amendment 'must draw its meaning from the evolving standards of
decency that mark the progress of a maturing society.'
Trop v.
Dulles, 356 U. S. 86,
356 U. S.
101 (1958) (plurality opinion)."
Id. 452 U.S. at
452
U.S. 346 (footnote omitted).
We then explained how those principles operate in the context of
a challenge to conditions of confinement:
"
These principles apply when the conditions of confinement
compose the punishment at issue. Conditions must not involve
the wanton and unnecessary infliction of pain, nor may they be
grossly disproportionate to the severity of the crime warranting
imprisonment. In
Estelle v. Gamble, supra, we held that
the denial of medical care is cruel and unusual because, in the
worst case, it can result in physical torture, and, even in less
serious cases, it can result in pain without any penological
purpose. 429 U.S. at
429 U. S. 103. In
Hutto
v. Finney, supra, the conditions of confinement in two
Arkansas prisons constituted cruel and unusual punishment because
they resulted in unquestioned and serious deprivations of basic
human needs. Conditions other than those in
Gamble and
Hutto, alone or in combination, may deprive inmates of the
minimal civilized measure of life's necessities. Such conditions
could be cruel and unusual under the contemporary standard of
decency that we recognized
Page 501 U. S. 309
in
Gamble, supra, at
429 U. S.
103-104."
Id. 452 U.S. at
452 U. S. 347
(emphasis added).
Finally, we applied those principles to the conditions at issue,
and found that
"there is no evidence that double celling under these
circumstances either inflicts unnecessary or wanton pain or is
grossly disproportionate to the severity of crimes warranting
imprisonment."
Id. at
452 U. S. 348.
Rhodes makes it crystal clear, therefore, that Eighth
Amendment challenges to conditions of confinement are to be treated
like Eighth Amendment challenges to punishment that is "formally
meted out
as punishment by the statute or the sentencing
judge,"
ante at
501 U. S. 300
-- we examine only the objective severity, not the subjective
intent of government officials.
The majority relies upon our decisions in
Louisiana ex rel. Francis v. Resweber, 329 U.
S. 459 (1947);
Estelle v. Gamble, 429 U. S.
97 (1976); and
Whitley v. Albers, 475 U.
S. 312 (1986), but none of those cases involved a
challenge to conditions of confinement. Instead, they involved
challenges to specific acts or omissions directed at individual
prisoners. In
Gamble, for example, the challenge was not
to a general lack of access to medical care at the prison, but to
the allegedly inadequate delivery of that treatment to the
plaintiff. Similarly, in
Whitley, the challenge was to the
action of a prison guard in shooting the plaintiff during a riot,
not to any condition in the prison. The distinction is crucial
because,
"unlike 'conduct that does not purport to be punishment at all,'
as was involved in
Gamble and
Whitley, the Court
has not made intent an element of a cause of action alleging
unconstitutional conditions of confinement."
Gillespie v. Crawford, 833 F.2d 47, 50 (CA5 1987) (per
curiam),
reinstated in part en banc, 858 F.2d 1101, 1103
(CA5 1988).
Moreover,
Whitley expressly supports an objective
standard for challenges to conditions of confinement. There, in
discussing the Eighth Amendment, we stated:
"An express intent to inflict unnecessary pain is not required,
Estelle v. Gamble, 429 U. S. 97,
429 U. S.
104 (1976) ('deliberate
Page 501 U. S. 310
indifference' to a prisoner's serious medical needs is cruel and
unusual punishment), and
harsh 'conditions of confinement' may
constitute cruel and unusual punishment unless such conditions
'are part of the penalty that criminal offenders pay for their
offenses against society.'
Rhodes v. Chapman, 452 U. S.
337,
452 U. S. 347 (1981). "
475 U.S. at
475 U. S. 319
(emphasis added).
The majority places great weight on the subsequent dictum in
Whitley that
"[i]t is obduracy and wantonness, not inadvertence or error in
good faith, that characterize the conduct prohibited by the Cruel
and Unusual Punishments Clause, whether that conduct occurs in
connection with establishing conditions of confinement, supplying
medical needs, or restoring official control over a tumultuous
cellblock."
Ibid. See ante at
501 U. S.
298-299. The word "conduct" in that statement, however,
is referring to "conduct that does not purport to be punishment at
all," 475 U.S. at
475 U. S. 319,
rather than to the "harsh
conditions of confinement'" referred
to earlier in the opinion.
Not only is the majority's intent requirement a departure from
precedent, it likely will prove impossible to apply in many cases.
Inhumane prison conditions often are the result of cumulative
actions and inactions by numerous officials inside and outside a
prison, sometimes over a long period of time. In those
circumstances, it is far from clear whose intent should be
examined, and the majority offers no real guidance on this issue.
In truth, intent simply is not very meaningful when considering a
challenge to an institution, such as a prison system. [
Footnote 2/1]
Page 501 U. S. 311
The majority's approach also is unwise. It leaves open the
possibility, for example, that prison officials will be able to
defeat a § 1983 action challenging inhumane prison conditions
simply by showing that the conditions are caused by insufficient
funding from the state legislature, rather than by any deliberate
indifference on the part of the prison officials.
See ante
at
501 U. S.
301-302. [
Footnote 2/2]
In my view, having chosen to use imprisonment as a form of
punishment, a state must ensure that the conditions in its prisons
comport with the "contemporary standard of decency" required by the
Eighth Amendment.
See DeShaney v. Winnebago Cty. Dept. of
Social Services, 489 U. S. 189,
489 U. S.
198-200 (1989). As the United States argues:
"[S]eriously inhumane, pervasive conditions should not be
insulated from constitutional challenge because the officials
managing the institution have exhibited a conscientious concern for
ameliorating its problems, and have made efforts (albeit
unsuccessful) to that end."
Brief for United States as
Amicus Curiae 19. The
ultimate result of today's decision, I fear, is that "serious
deprivations of basic human needs,"
Rhodes, supra, 452
U.S. at
452 U. S. 347,
will go unredressed due to an unnecessary and meaningless search
for "deliberate indifference."
[
Footnote 2/1]
It is telling that the lower courts often have examined only the
objective conditions, and not the subjective intent of government
officials, when considering Eighth Amendment challenges to
conditions of confinement.
See, e.g., Tillery v. Owens,
907 F.2d 418, 426-428 (CA3 1990);
Foulds v. Corley, 833
F.2d 52, 54-55 (CA5 1987);
French v. Owens, 777 F.2d 1250,
1252-1254 (CA7 1985),
cert. denied, 479 U.S. 817 (1986);
Hoptowit v. Spellman, 753 F.2d 779, 784 (CA9 1985).
[
Footnote 2/2]
Among the lower courts, "[i]t is well established that
inadequate funding will not excuse the perpetuation of
unconstitutional conditions of confinement."
Smith v.
Sullivan, 611 F.2d 1039, 1043-1044 (CA5 1980).
See also
e.g., Wellman v. Faulkner, 715 F.2d 269, 274 (CA7 1983),
cert. denied, 468 U. S. 1217
(1984);
Ramos v. Lamm, 639 F.2d 559, 573, n.19 (CA10
1980),
cert. denied, 450 U.S. 1041 (1981);
Battle v.
Anderson, 564 F.2d 388, 396 (CA10 1977);
Gates v.
Collier, 501 F.2d 1291, 1319 (CA5 1974).