Petitioner Boureslan, a naturalized United States citizen born
in Lebanon and working in Saudi Arabia, was discharged by his
employer, respondent Arabian American Oil Company, a Delaware
corporation. After filing a charge with petitioner Equal Employment
Opportunity Commission (EEOC), he instituted suit in the District
Court, seeking relief under,
inter alia, Title VII of the
Civil Rights Act of 1964, on the ground that he had been
discriminated against because of his race, religion, and national
origin. In dismissing this claim, the court ruled that it lacked
subject matter jurisdiction because Title VII's protections do not
extend to United States citizens employed abroad by American
employers. The Court of Appeals affirmed.
Held: Title VII does not apply extraterritorially to
regulate the employment practices of United States firms that
employ American citizens abroad. Petitioners' evidence, while not
totally lacking in probative value, falls short of demonstrating
the clearly expressed affirmative congressional intent that is
required to overcome the well-established presumption against
statutory extraterritoriality. Pp.
499 U. S.
249-259.
(a) Petitioners argue unpersuasively that Title VII's "broad
jurisdictional language" -- which extends the Act's protections to
commerce "between a State and any place outside thereof" -- evinces
a clear intent to legislate extraterritorially. The language relied
on is ambiguous, does not speak directly to the question presented
here, and constitutes boilerplate language found in any number of
congressional Acts, none of which have been held to apply overseas.
Petitioners' argument also finds no support in this Court's
decisions, which have repeatedly held that even statutes containing
broad language in their definitions of "commerce" that expressly
refer to "
foreign commerce" do not apply abroad.
See,
e.g., McCulloch v. Sociedad Nacional de Marineros de Honduras,
372 U. S. 10,
372 U. S. 15,
372 U. S. 19.
Steele v. Bulova Watch Co., 344 U.
S. 280,
344 U. S. 286,
distinguished. Pp.
499 U. S.
249-253.
Page 499 U. S. 245
(b) Petitioners also argue unpersuasively that Title VII's
"alien exemption" clause -- which renders the statute inapplicable
"to an employer with respect to the employment of aliens outside
any State" -- clearly manifests the necessary congressional intent
to cover employers of United States
citizens working
abroad. If petitioners were correct, there would be no statutory
basis for distinguishing between American employers and foreign
employers. Absent clearer evidence of congressional intent, this
Court is unwilling to ascribe to Congress a policy which would
raise difficult international law issues by imposing this country's
employment discrimination regime upon foreign corporations
operating in foreign commerce. This conclusion is fortified by
other factors suggesting a purely domestic focus, including Title
VII's failure even to mention foreign nations or proceedings,
despite a number of provisions indicating a concern that the
sovereignty and laws of States not be unduly interfered with, and
the Act's failure to provide any mechanisms for its overseas
enforcement. It is also reasonable to conclude that, had Congress
intended Title VII to apply overseas, it would have addressed the
subject of conflicts with foreign laws and procedures, as it did in
amending the Age Discrimination in Employment Act of 1967 (ADEA) to
apply abroad. Pp.
499 U. S.
253-256.
(c) Petitioners' contention that this Court should defer to the
EEOC's position that Title VII applies abroad is rejected. The
EEOC's interpretation does not fare well under the deference
standards set forth in
General Electric Co. v. Gilbert,
429 U. S. 125,
429 U. S.
140-146, since the interpretation has been neither
contemporaneous with Title VII's enactment nor consistent with an
earlier contrary position enunciated by the EEOC closer to the date
the statute came into law, since the EEOC offers no basis in its
experience for the change, and since the interpretation lacks
support in the statute's plain language. Although this Court does
not wholly discount the interpretation, it is of insufficient
weight, even when considered in combination with petitioners' other
arguments, to overcome the presumption against extraterritorial
application. Pp.
499 U. S.
256-258.
(d) Congress' awareness of the need to make a clear statement
that a statute applies overseas is amply demonstrated by the
numerous occasions on which it has legislated extraterritoriality,
including its amendment of the ADEA. Congress may similarly amend
Title VII, and, in doing so, will be able to calibrate its
provisions in a way that this Court cannot. Pp.
499 U. S.
258-259.
892 F.2d 1271 (CA 5 1990), affirmed.
REHNQUIST, C.J., delivered the opinion of the Court, in which
WHITE, O'CONNOR, KENNEDY, and SOUTER, JJ., joined. SCALIA, J.,
filed an opinion
Page 499 U. S. 246
concurring in part and concurring in the judgment,
post
at
499 U. S. 259.
MARSHALL, J., filed a dissenting opinion, in which BLACKMUN and
STEVENS, JJ., joined
post at
499 U.S. 260.
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
These cases present the issue whether Title VII applies
extraterritorially to regulate the employment practices of United
States employers who employ United States citizens abroad. The
United States Court of Appeals for the Fifth
Page 499 U. S. 247
Circuit held that it does not, and we agree with that
conclusion.
Petitioner Boureslan is a naturalized United States citizen who
was born in Lebanon. The respondents are two Delaware corporations,
Arabian. American Oil Company (Aramco), and its subsidiary, Aramco
Service Company (ASC). Aramco's principal place of business is
Dhahran, Saudi Arabia, and it is licensed to do business in Texas.
ASC's principal place of business is Houston, Texas.
In 1979, Boureslan was hired by ASC as a cost engineer in
Houston. A year later, he was transferred, at his request, to work
for Aramco in Saudi Arabia. Boureslan remained with Aramco in Saudi
Arabia until he was discharged in 1984. After filing a charge of
discrimination with the Equal Employment Opportunity Commission
(EEOC), he instituted this suit in the United States District Court
for the Southern District of Texas against Aramco and ASC. He
sought relief under both state law and Title VII of the Civil
Rights Act of 1964, 78 Stat. 243, as amended, 42 U.S.C.
§§ 2000a-2000h-6, on the ground that he was harassed and
ultimately discharged by respondents on account of his race,
religion, and national origin.
Respondents filed a motion for summary judgment on the ground
that the District Court lacked subject matter jurisdiction over
Boureslan's claim because the protections of Title VII do not
extend to United States citizens employed abroad by American
employers. The District Court agreed, and dismissed Boureslan's
Title VII claim; it also dismissed his state law claims for lack of
pendent jurisdiction, and entered final judgment in favor of
respondents. A panel for the Fifth Circuit affirmed. After vacating
the panel's decision and rehearing the case en banc, the court
affirmed the District Court's dismissal of Boureslan's complaint.
Both Boureslan and the EEOC petitioned for certiorari. We granted
both petitions for certiorari to resolve this important issue of
statutory interpretation.
Page 499 U. S. 248
Both parties concede, as they must, that Congress has the
authority to enforce its laws beyond the territorial boundaries of
the United States.
Cf. Foley Bros., Inc. v. Filardo,
336 U. S. 281,
336 U. S.
284-285 (1949);
Benz v. Compania Naviera Hidalgo,
S.A., 353 U. S. 138,
353 U. S. 147
(1957). Whether Congress has in fact exercised that authority in
this case is a matter of statutory construction. It is our task to
determine whether Congress intended the protections of Title VII to
apply to United States citizens employed by American employers
outside of the United States.
It is a longstanding principle of American law "that legislation
of Congress, unless a contrary intent appears, is meant to apply
only within the territorial jurisdiction of the United States."
Foley Bros., 336 U.S. at
336 U. S. 285.
This "canon of construction . . . is a valid approach whereby
unexpressed congressional intent may be ascertained."
Ibid. It serves to protect against unintended clashes
between our laws and those of other nations which could result in
international discord.
See McCulloch v. Sociedad Nacional de
Marineros de Honduras, 372 U. S. 10,
372 U. S. 20-22
(1963).
In applying this rule of construction, we look to see
whether
"language in the [relevant act] gives any indication of a
congressional purpose to extend its coverage beyond places over
which the United States has sovereignty or has some measure of
legislative control."
Foley Bros., supra, 336 U.S. at
336 U. S. 285.
We assume that Congress legislates against the backdrop of the
presumption against extraterritoriality. Therefore, unless there is
"the affirmative intention of the Congress clearly expressed,"
Benz, supra, 353 U.S. at
353 U. S. 147,
we must presume it "is primarily concerned with domestic
conditions."
Foley Bros., supra, 336 U.S. at
336 U. S.
285.
Boureslan and the EEOC contend that the language of Title VII
evinces a clearly expressed intent on behalf of Congress to
legislate extraterritorially. They rely principally on two
provisions of the statute. First, petitioners argue that the
statute's definitions of the jurisdictional terms "employer"
Page 499 U. S. 249
and "commerce" are sufficiently broad to include U.S. firms that
employ American citizens overseas. Second, they maintain that the
statute's "alien exemption" clause, 42 U.S.C. § 2000e-1,
necessarily implies that Congress intended to protect American
citizens from employment discrimination abroad. Petitioners also
contend that we should defer to the EEOC's consistently held
position that Title VII applies abroad. We conclude that
petitioners' evidence, while not totally lacking in probative
value, falls short of demonstrating the affirmative congressional
intent required to extend the protections of the Title VII beyond
our territorial borders.
Title VII prohibits various discriminatory employment practices
based on an individual's race, color, religion, sex, or national
origin.
See §§ 2000e-2, 2000e-3. An employer is
subject to Title VII if it has employed 15 or more employees for a
specified period and is "engaged in an industry affecting
commerce." An industry affecting commerce is
"any activity, business, or industry in commerce or in which a
labor dispute would hinder or obstruct commerce or the free flow of
commerce and includes any activity or industry 'affecting commerce'
within the meaning of the Labor-Management Reporting and Disclosure
Act of 1959 [(LMRDA)] [29 U.S.C. § 401
et seq.]."
§ 2000e(h). "Commerce," in turn, is defined as
"trade, traffic, commerce, transportation, transmission, or
communication among the several States; or between a State and any
place outside thereof; or within the District of Columbia, or a
possession of the United States; or between points in the same
State but through a point outside thereof."
§ 2000e(g).
Petitioners argue that, by its plain language, Title VII's
"broad jurisdictional language" reveals Congress's intent to extend
the statute's protections to employment discrimination anywhere in
the world by a U.S. employer who affects trade "between a State and
any place outside thereof." More precisely, they assert that, since
Title VII
Page 499 U. S. 250
defines "States" to include States, the District of Columbia,
and specified territories, the clause "between a State and any
place outside thereof" must be referring to areas beyond the
territorial limit of the United States. Reply Brief for Petitioner
3.
Respondents offer several alternative explanations for the
statute's expansive language. They contend that the "or between a
State and any place outside thereof" clause
"provide[s] the jurisdictional nexus required to regulate
commerce that is not wholly within a single state, presumably as it
affects both interstate and foreign commerce,"
but not to "regulate conduct exclusively
within a
foreign country." Brief for Respondents 21, n. 14. They also argue
that, since the definitions of the terms "employer," "commerce,"
and "industry affecting commerce" make no mention of "commerce with
foreign nations," Congress cannot be said to have intended that the
statute apply overseas. In support of this argument, petitioners
point to Title II of the Civil Rights Act of 1964, governing public
accommodation, which specifically defines commerce as it applies to
foreign nations. Finally, respondents argue that, while language
present in the first bill considered by the House of
Representatives contained the terms "foreign commerce" and "foreign
nations," those terms were deleted by the Senate before the Civil
Rights Act of 1964 was passed. They conclude that these deletions
"[are] inconsistent with the notion of a clearly expressed
congressional intent to apply Title VII extraterritorially." Brief
for Respondents 7.
We need not choose between these competing interpretations, as
we would be required to do in the absence of the presumption
against extraterritorial application discussed above. Each is
plausible, but no more persuasive than that. The language relied
upon by petitioners -- and it is they who must make the affirmative
showing -- is ambiguous, and does not speak directly to the
question presented here. The intent of Congress as to the
extraterritorial application of this
Page 499 U. S. 251
statute must be deduced by inference from boilerplate language
which can be found in any number of congressional acts, none of
which have ever been held to apply overseas.
See, e.g.,
Consumer Product Safety Act, 15 U.S.C. § 2052(a)(12); Federal
Food, Drug, and Cosmetic Act, 21 U.S.C. § 321(b);
Transportation Safety Act of 1974, 49 U.S.C.App. § 1802(1);
Labor-Management Reporting and Disclosure Act of 1959, 29 U.S.C.
§ 401
et seq.; Americans with Disabilities Act of
1990, 42 U.S.C. § 12101,
et seq.
Petitioners' reliance on Title VII's jurisdictional provisions
also finds no support in our case law; we have repeatedly held that
even statutes that contain broad language in their definitions of
"commerce" that expressly refer to "
foreign commerce" do
not apply abroad. For example, in
New York Central R. Co. v.
Chisholm, 268 U. S. 29
(1925), we addressed the extraterritorial application of the
Federal Employers Liability Act (FELA), 45 U.S.C. § 51
et
seq. FELA provides that common carriers by railroad, while
engaging in "interstate or foreign commerce" or commerce between
"any of the States or territories and any foreign nation or
nations," shall be liable in damages to its employees who suffer
injuries resulting from their employment. 45 U.S.C. § 51.
Despite this broad jurisdictional language, we found that the Act
"contains no words which definitely disclose an intention to give
it extraterritorial effect,"
Chisholm, supra, at
268 U. S. 31,
and therefore there was no jurisdiction under FELA for a damages
action by a U.S. citizen employed on a U.S. railroad who suffered
fatal injuries at a point 30 miles north of the U.S. border into
Canada.
Similarly, in
McCulloch v. Sociedad Nacional de Marineros de
Honduras, 372 U. S. 10
(1963), we addressed whether Congress intended the National Labor
Relations Act (NLRA), 29 U.S.C. §§ 151-168, to apply
overseas. Even though the NLRA contained broad language that
referred by its terms to foreign commerce, 29 U.S.C. § 152(6),
this Court refused to find a congressional intent to apply the
statute abroad,
Page 499 U. S. 252
because there was not "any specific language" in the Act
reflecting congressional intent to do so.
McCulloch,
supra, at
372 U. S.
19.
The EEOC places great weight on an assertedly similar "broad
jurisdictional grant in the Lanham Act" that this Court held
applied extraterritorially in
Steele v. Bulova Watch Co.,
344 U. S. 280,
344 U. S. 286
(1952). Brief for Petitioner in No. 89-1838, p. 12. In
Steele, we addressed whether the Lanham Act, designed to
prevent deceptive and misleading use of trademarks, applied to acts
of a U.S. citizen consummated in Mexico. The Act defined commerce
as "all commerce which may lawfully be regulated by Congress." 15
U.S.C. § 1127. The stated intent of the statute was "to
regulate commerce within the control of Congress by making
actionable the deceptive and misleading use of marks in such
commerce."
Ibid. While recognizing that "the legislation
of Congress will not extend beyond the boundaries of the United
States unless a contrary legislative intent appears," the Court
concluded that, in light of the fact that the allegedly unlawful
conduct had some effects within the United States, coupled with the
Act's "broad jurisdictional grant" and its "sweeping reach into
all commerce which may lawfully be regulated by Congress,'" the
statute was properly interpreted as applying abroad. Steele,
supra, 344 U.S. at 344 U. S. 285,
344 U. S.
287.
The EEOC's attempt to analogize this case to
Steele is
unpersuasive. The Lanham Act, by terms, applies to "all commerce
which may lawfully be regulated by Congress." The Constitution
gives Congress the power "[t]o regulate Commerce with foreign
Nations, and among the several States, and with the Indian Tribes."
U.S.Const., Art. I, § 8, cl. 3. Since the Act expressly stated
that it applied to the extent of Congress's power over commerce,
the Court in
Steele concluded that Congress intended that
the statute apply abroad. By contrast, Title VII's more limited
boilerplate "commerce" language does not support such an expansive
construction of congressional intent. Moreover, unlike
Page 499 U. S. 253
the language in the Lanham Act, Title VII's definition of
"commerce" was derived expressly from the LMRDA, a statute that
this Court had held, prior to the enactment of Title VII, did not
apply abroad.
McCulloch, supra, 372 U.S. at
372 U. S.
15.
Thus, petitioner's argument based on the jurisdictional language
of Title VII fails both as a matter of statutory language and of
our previous case law. Many acts of Congress are based on the
authority of that body to regulate commerce among the several
States, and the parts of these acts setting forth the basis for
legislative jurisdiction will obviously refer to such commerce in
one way or another. If we were to permit possible, or even
plausible interpretations of language such as that involved here to
override the presumption against extraterritorial application,
there would be little left of the presumption.
Petitioners argue that Title VII's "alien exemption provision,"
42 U.S.C. § 2000e-1, "clearly manifests an intention" by
Congress to protect U.S. citizens with respect to their employment
outside of the United States. The alien exemption provision says
that the statute "shall not apply to an employer with respect to
the employment of aliens outside any State." § 2000e-1.
Petitioners contend that, from this language, a negative inference
should be drawn that Congress intended Title VII to cover United
States
citizens working abroad for United States
employers. There is "[no] other plausible explanation [that] the
alien exemption exists," they argue, because,
"[i]f Congress believed that the statute did not apply
extraterritorially, it would have had no reason to include an
exemption for a certain category of individuals employed outside
the United States."
Brief for Petitioner in No. 89-1838, pp. 12-13. Since "[t]he
statute's jurisdictional provisions cannot possibly be read to
confer coverage only upon aliens employed outside the United
States," petitioners conclude that
"Congress could not rationally have enacted an exemption for the
employment of aliens abroad if it intended to foreclose
Page 499 U. S. 254
all potential extraterritorial applications of the
statute."
Id. at 13.
Respondents resist petitioners' interpretation of the alien
exemption provision, and assert two alternative
raisons
d'etre for that language. First, they contend that, since
aliens are included in the statute's definition of employee, and
the definition of commerce includes possessions as well as
"States," the purpose of the exemption is to provide that employers
of aliens in the possessions of the United States are not covered
by the statute. Thus, the "outside any State" clause means outside
any State, but within the control of the United States. Respondents
argue that "[t]his reading of the alien exemption provision is
consistent with and supported by the historical development of the
provision" because Congress's inclusion of the provision was a
direct response to this Court's interpretation of the term
"possessions" in the Fair Labor Standards Act in
Vermilya-Brown
Co. v. Connell, 335 U. S. 377
(1948), to include leased bases in foreign nations that were within
the control of the United States. Brief for Respondents 27. They
conclude that the alien exemption provision was included "to limit
the impact of
Vermilya-Brown by excluding from coverage
employers of aliens in areas under U.S. control that" were not
encompassed within Title VII's definition of the term "State."
Id. at 29.
Second, respondents assert that, by negative implication, the
exemption "confirm[s] the coverage of aliens in the United States."
Id. at 26. They contend that this interpretation
Page 499 U. S. 255
is consistent with our conclusion in
Espinoza v. Farah Mfg.
Co., 414 U. S. 86
(1973), that aliens within the United States are protected from
discrimination both because Title VII uses the term "individual,"
rather than "citizen," and because of the alien exemption
provision.
If petitioners are correct that the alien exemption clause means
that the statute applies to employers overseas, we see no way of
distinguishing in its application between United States employers
and foreign employers. Thus, a French employer of a United States
citizen in France would be subject to Title VII -- a result at
which even petitioners balk. The EEOC assures us that, in its view,
the term "employer" means only "American employer," but there is no
such distinction in this statute, and no indication that EEOC, in
the normal course of its administration, had produced a reasoned
basis for such a distinction. Without clearer evidence of
congressional intent to do so than is contained in the alien
exemption clause, we are unwilling to ascribe to that body a policy
which would raise difficult issues of international law by imposing
this country's employment discrimination regime upon foreign
corporations operating in foreign commerce.
This conclusion is fortified by the other elements in the
statute suggesting a purely domestic focus. The statute as a whole
indicates a concern that it not unduly interfere with the
sovereignty and laws of the States.
See, e.g., 42 U.S.C.
§ 2000h-4 (stating that Title VII should not be construed to
exclude the operation of state law or invalidate any state law
unless inconsistent with the purposes of the act); § 2000e-5
(requiring the EEOC to accord substantial weight to findings of
state or local authorities in proceedings under state or local
law); § 2000e-7 (providing that nothing in Title VII shall
affect the application of state or local law unless such law
requires or permits practices that would be unlawful under Title
VII); §§ 2000e-5(c), (d), and (e) (provisions addressing
deferral to state discrimination proceedings).
Page 499 U. S. 256
While Title VII consistently speaks in terms of "States" and
state proceedings, it fails even to mention foreign nations or
foreign proceedings.
Similarly, Congress failed to provide any mechanisms for
overseas enforcement of Title VII. For instance, the statute's
venue provisions, § 2000e-5(f)(3), are ill-suited for
extraterritorial application, as they provide for venue only in a
judicial district in the state where certain matters related to the
employer occurred or were located. And the limited investigative
authority provided for the EEOC, permitting the Commission only to
issue subpoenas for witnesses and documents from "anyplace in the
United States or any Territory or possession thereof," §
2000e-9, suggests that Congress did not intend for the statute to
apply abroad.
It is also reasonable to conclude that, had Congress intended
Title VII to apply overseas, it would have addressed the subject of
conflicts with foreign laws and procedures. In amending the Age
Discrimination in Employment Act of 1967, 81 Stat. 602, as amended,
29 U.S.C. § 621
et seq. (ADEA), to apply abroad,
Congress specifically addressed potential conflicts with foreign
law by providing that it is not unlawful for an employer to take
any action prohibited by the ADEA
"where such practices involve an employee in a workplace in a
foreign country, and compliance with [the ADEA] would cause such
employer . . . to violate the laws of the country in which such
workplace is located."
29 U.S.C. § 623(f)(1). Title VII, by contrast, fails to
address conflicts with the laws of other nations.
Finally, the EEOC, as one of the two federal agencies with
primary responsibility for enforcing Title VII, argues that we
should defer to its "consistent" construction of Title VII, first
formally expressed in a statement issued after oral argument but
before the Fifth Circuit's initial decision in this case, Policy
Statement No. N-915.033, EEOC Compl.Man. (BNA) § 605:0055
(Apr.1989), "to apply to discrimination against
Page 499 U. S. 257
American citizens outside the United States." Brief for
Petitioner in No. 891838, p. 22. Citing a 1975 letter from the
EEOC's General Counsel, 1983 testimony by its Chairman, and a 1985
decision by the Commission, it argues that its consistent
administrative interpretations "reinforce" the conclusion that
Congress intended Title VII to apply abroad.
In
General Electric Co. v. Gilbert, 429 U.
S. 125,
429 U. S.
140-146 (1976), we addressed the proper deference to be
afforded the EEOC's guidelines. Recognizing that "Congress, in
enacting Title VII, did not confer upon the EEOC authority to
promulgate rules or regulations," we held that the level of
deference afforded
"'will depend upon the thoroughness evident in its
consideration, the validity of its reasoning, its consistency with
earlier and later pronouncements, and all those factors which give
it power to persuade, if lacking power to control.'"
Id. at
429 U. S. 141,
429 U. S. 142
(quoting
Skidmore v. Swift & Co., 323 U.
S. 134,
323 U. S. 140
(1944)).
The EEOC's interpretation does not fare well under these
standards. As an initial matter, the position taken by the
Commission "contradicts the position which [it] had enunciated at
an earlier date, closer to the enactment of the governing statute."
General Electric Co., supra, 429 U.S. at
429 U. S. 142.
The Commission's early pronouncements on the issue supported the
conclusion that the statute was limited to domestic application.
See 29 CFR § 1606.1(c) (1971) ("Title VII . . .
protects all individuals, both citizen and noncitizens, domiciled
or residing in the United States, against discrimination on the
basis of race, color, religion, sex, or national origin.") While
the Commission later intimated that the statute applied abroad,
this position was not expressly reflected in its policy guidelines
until some 24 years after the passage of the statute.
Page 499 U. S. 258
The EEOC offers no basis in its experience for the change. The
EEOC's interpretation of the statute here thus has been neither
contemporaneous with its enactment nor consistent since the statute
came into law. As discussed above, it also lacks support in the
plain language of the statute. While we do not wholly discount the
weight to be given to the 1988 guideline, its persuasive value is
limited when judged by the standards set forth in
Skidmore. Accord: Southeastern Community College v.
Davis, 442 U. S. 397,
442 U. S.
411-412 (1979);
SEC v. Sloan, 436 U.
S. 103,
436 U. S.
117-118 (1978);
Espinoza v. Farah Mfg. Co., 414
U.S. at
414 U. S. 93-94.
We are of the view that, even when considered in combination with
petitioners' other arguments, the EEOC's interpretation is
insufficiently weighty to overcome the presumption against
extraterritorial application.
Our conclusion today is buttressed by the fact that "[w]hen it
desires to do so, Congress knows how to place the high seas within
the jurisdictional reach of a statute."
Argentine Republic v.
Amerada Hess Shipping Corp., 488 U. S. 428,
488 U. S. 440
(1989). Congress's awareness of the need to make a clear statement
that a statute applies overseas is amply demonstrated by the
numerous occasions on which it has expressly legislated the
extraterritorial application of a statute.
See, e.g., the
Export Administration Act of 1979, 50 U.S.C.App. §§
2401-2420 (1982, and Supp. III ed.) (defining "United States
person" to include "any domestic concern (including any permanent
domestic establishment of any foreign concern) and any foreign
subsidiary or affiliate (including any permanent foreign
establishment) of any domestic concern which is controlled in fact
by such domestic concern") § 2415(2); Coast Guard Act, 14
U.S.C. § 89(a) (Coast Guard searches and seizures upon the
high seas); 18 U.S.C. § 7 (Criminal code extends to high
seas); 19 U.S.C. § 1701 (Customs enforcement on the high
seas); Comprehensive Anti-Apartheid Act of 1986, 22 U.S.C.
§§ 5001-5116 (1982 ed. Supp. V) (definition of "national
of the United States" as "a natural person who is a citizen of the
United States . . .") § 5001(5)(A); the Logan Act, 18 U.S.C.
§ 953 (applying act to "[a]ny citizen . . . wherever he may be
. . ."). Indeed, after several courts had held that the ADEA did
not apply overseas, Congress amended § 11(f) to provide,
"[t]he term 'employee' includes any individual who is a citizen
of the United States employed
Page 499 U. S. 259
by an employer in a workplace in a foreign country."
29 U.S.C. § 630(f). Congress also amended § 4(g)(1),
which states,
"[i]f an employer controls a corporation whose place of
incorporation is in a foreign country, any practice by such
corporation prohibited under this section shall be presumed to be
such practice by such employer."
29 U.S.C. § 623(h)(1). The expressed purpose of these
changes was to
"mak[e] provisions of the Act apply to citizens of the United
States employed in foreign countries by United States corporations
or their subsidiaries."
S.Rep. No. 98-467, p. 2 (1984), U.S. Code Cong. & Admin.News
1984, pp. 2974, 2975. Congress, should it wish to do so, may
similarly amend Title VII and in doing so will be able to calibrate
its provisions in a way that we cannot.
Petitioners have failed to present sufficient affirmative
evidence that Congress intended Title VII to apply abroad.
Accordingly, the judgment of the Court of Appeals is
Affirmed.
* Title VII defines "employee" as:
"an individual employed by an employer, except that the term
'employee' shall not include any person elected to public office in
any State or political subdivision of any State by the qualified
voters thereof, or any person chosen by such officer to be on such
officer's personal staff, or an appointee on the policy making
level or an immediate adviser with respect to the exercise of the
constitutional or legal powers of the office. The exemption set
forth in the preceding sentence shall not include employees subject
to the civil service laws of a State government, government agency
or political subdivision."
42 U.S.C. § 2000e(f).
JUSTICE SCALIA, concurring in part and concurring in the
judgment.
I join the judgment of the Court, and its opinion except that
portion,
ante at
499 U. S.
256-258, asserting that the views of the Equal
Employment Opportunity Commission -- not only with respect to the
particular point at issue here but apparently as a general matter
-- are not entitled to the deference normally accorded
administrative agencies under
Chevron U.S.A. Inc. v.
Natural Resources Defense Council, Inc.,
467 U. S. 837
(1984). The case relied upon for the proposition that the EEOC's
interpretations have only the force derived from their "power to
persuade" was decided in an era when we were disposed to give
deference (as opposed to "persuasive force") only to so-called
"legislative regulations." The reasoning of
General Electric
Co. v. Gilbert, 429 U. S. 125
(1976) was not that the EEOC (singled out from other agencies) was
not entitled to deference, but that the EEOC's
guidelines,
like the guidelines of all agencies without explicit rulemaking
Page 499 U. S. 260
power, could not be considered legislative rules, and therefore
could not be accorded deference.
See id. at
429 U. S.
141.
In an era when our treatment of agency positions is governed by
Chevron, the "legislative rules vs. other action"
dichotomy of
Gilbert is an anachronism; and it is not even
a correct description of that anachronism to say that
Gilbert held that the EEOC (as opposed to all agency
action other than legislative rules) is not entitled to deference.
We recognized that only three years ago, in
EEOC v. Commercial
Office Products Co., 486 U. S. 107
(1988) -- which case, rather than
Gilbert, was our last
word on deference to the EEOC. We said, in language quite familiar
from our cases following
Chevron, that "the EEOC's
interpretation of ambiguous language need only be reasonable to be
entitled to deference."
Id. 486 U.S. at
486 U. S. 115.
Commercial Office Products has not been overruled (or even
mentioned) in today's opinion, so that the state of the law
regarding deference to the EEOC is left unsettled.
I would resolve these cases by assuming, without deciding, that
the EEOC was entitled to deference on the particular point in
question. But deference is not abdication, and it requires us to
accept only those agency interpretations that are reasonable in
light of the principles of construction courts normally employ.
Given the presumption against extraterritoriality that the Court
accurately describes, and the requirement that the intent to
overcome it be "clearly expressed," it is, in my view, not
reasonable to give effect to mere implications from the statutory
language, as the EEOC has done.
Cf. Sunstein, Law and
Administration after
Chevron, 90 Colum.L.Rev. 2071, 2114
(1990).
On all other points, I join the opinion of the Court.
JUSTICE MARSHALL, with whom JUSTICE BLACKMUN and JUSTICE STEVENS
join, dissenting.
Like any issue of statutory construction, the question whether
Title VII protects United States citizens from discrimination by
United States employers abroad turns solely on congressional
intent. As the majority recognizes, our inquiry
Page 499 U. S. 261
into congressional intent in this setting is informed by the
traditional
"canon of construction which teaches that legislation of
Congress, unless a contrary intent appears, is meant to apply only
within the territorial jurisdiction of the United States."
Foley Bros., Inc. v. Filardo, 336 U.
S. 281,
336 U. S. 285
(1949). But contrary to what one would conclude from the majority's
analysis, this canon is
not a "clear statement" rule, the
application of which relieves a court of the duty to give effect to
all available indicia of the legislative will. Rather, as our case
law applying the presumption against extraterritoriality well
illustrates, a court may properly rely on this presumption only
after exhausting all of the traditional tools "whereby unexpressed
congressional intent may be ascertained."
Ibid. When these
tools are brought to bear on the issue in this case, the conclusion
is inescapable that Congress did intend Title VII to protect United
States citizens from discrimination by United States employers
operating overseas. Consequently, I dissent.
I
Because it supplies the driving force of the majority's
analysis, I start with
"[t]he canon . . . that legislation of Congress, unless a
contrary intent appears, is meant to apply only within the
territorial jurisdiction of the United States."
Ibid. The majority recasts this principle as "the need
to make
a clear statement that a statute applies
overseas."
Ante at
499 U. S. 258
(emphasis added). So conceived, the presumption against
extraterritoriality allows the majority to derive meaning from
various instances of statutory silence -- from Congress' failure,
for instance, "to mention foreign nations or foreign proceedings,"
ante at
499 U. S. 256,
"to provide any mechanisms for overseas enforcement,"
ibid., or to "addres[s] the subject of conflicts with
foreign laws and procedures,"
ante at
499 U. S. 256.
At other points, the majority relies on its reformulation of the
presumption to avoid the "need [to] choose between . . . competing
interpretations" of affirmative
Page 499 U. S. 262
statutory language that the majority concludes "does not speak
directly to the question" of extraterritoriality.
Ante at
499 U. S. 250
(emphasis added). In my view, the majority grossly distorts the
effect of this rule of construction upon conventional techniques of
statutory interpretation.
Our most extensive discussion of the presumption against
extraterritoriality can be found in
Foley Brothers, supra.
The issue in that case was whether the Eight Hour Law -- a statute
regulating the length of the workday of employees hired to perform
contractual work for the United States -- applied to construction
projects in foreign nations. After noting "the assumption that
Congress is primarily concerned with domestic conditions," the
Court concluded that there was
"nothing in the Act itself, as amended, nor in the legislative
history, which would lead to the belief that Congress entertained
any intention other than the normal one in this case."
336 U.S. at
336 U. S. 285.
The Court put particular emphasis on "[t]he scheme of the Act,"
including Congress' failure to draw a "distinction . . . therein
between laborers who are aliens and those who are citizens of the
United States."
Id. at
336 U. S. 286.
"The absence of any [such] distinction," the Court explained,
"indicates . . . that the statute was intended to apply only to
those places where the labor conditions of both citizen and alien
employees are a probable concern of Congress."
Ibid. The Court also engaged in extended analyses of
the legislative history of the statute,
see id. at
336 U. S.
286-288, and of pertinent administrative
interpretations,
see id. at
336 U. S.
288-290.
The range of factors that the Court considered in
Foley
Brothers demonstrates that the presumption against
extraterritoriality is
not a "clear statement" rule.
Clear-statement rules operate less to reveal
actual
congressional intent than to shield important values from an
insufficiently strong legislative intent to displace them.
See, e.g., Webster v. Doe, 486 U.
S. 592,
486 U. S. 601,
486 U. S. 603
(1988);
Atascadero State Hospital v. Scanlon, 473 U.
S. 234,
473 U. S.
242-243 (1985);
Kent v. Dulles, 357 U.
S. 116,
Page 499 U. S. 263
357 U. S. 130
(1958). When they apply, such rules foreclose inquiry into
extrinsic guides to interpretation,
see, e.g., Dellmuth v.
Muth, 491 U. S. 223,
491 U. S. 230
(1989), and even compel courts to select less plausible candidates
from within the range of permissible constructions,
see, e.g.,
Edward J. DeBartolo Corp. v. Florida Gulf Coast Building &
Construction Trades Council, 485 U. S. 568,
485 U. S. 575
(1988). The Court's analysis in
Foley Brothers was by no
means so narrowly constrained. Indeed, the Court considered the
entire range of conventional sources "whereby
unexpressed
congressional intent may be ascertained," 336 U.S. at
336 U. S. 285
(emphasis added), [
Footnote 1]
including legislative history, statutory structure, and
administrative interpretations. Subsequent applications of the
presumption against extraterritoriality confirm that we have not
imposed the drastic clear statement burden upon Congress before
giving effect to its intention that a particular enactment apply
beyond the national boundaries.
See, e.g., Steele v. Bulova
Watch Co., 344 U. S. 280,
344 U. S.
286-287 (1952) (relying on "broad jurisdictional grant"
to find intention that Lanham Act applies abroad).
The majority converts the presumption against
extraterritoriality into a clear statement rule in part through
selective quotation. Thus, the majority reports that the Court in
New York Central R. Co. v. Chisholm, 268 U. S.
29 (1925), declined to construe the Federal Employers
Liability Act to apply extraterritorially because it concluded that
the statute "
contains no words which definitely disclose an
intention to give it extraterritorial effect,'" ante at
499 U. S. 251,
quoting 268 U.S. at 268 U. S. 31.
The majority omits the remainder of the quoted sentence, which
states, "nor do the circumstances require an inference of
such purpose." 268 U.S. at
268 U. S. 31 (emphasis added). Similarly, the majority
notes that the Court, in McCulloch v. Sociedad Nacional de
Marineros de Honduras, 372 U. S. 10
(1963), did not find "`any specific language'" in the
National
Page 499 U. S. 264
Labor Relations Act indicating that Congress expected the
statute to apply to foreign-flag ships.
Ante at
499 U. S. 251,
quoting 372 U.S. at
372 U. S. 19.
The full sentence states:
"But, as in
Benz [v. Compania Naviera Hidalgo, S.A.,
353 U. S.
138 (1957)], [petitioners] have been unable to point to
any specific language in the Act itself
or in its extensive
legislative history that reflects such a congressional
intent."
372 U.S. at
372 U. S. 19
(emphasis added).
The majority also overstates the strength of the presumption by
drawing on language from cases involving a wholly independent rule
of construction: "that
an act of congress ought never to be
construed to violate the law of nations if any other possible
construction remains. . . .'" McCulloch v. Sociedad Nacional,
supra, 372 U.S. at 372 U. S. 21,
quoting The Charming
Betsy, 2 Cranch 64, 6 U. S. 118
(1804) (Marshall, C.J.); see Benz v. Compania Naviera Hidalgo,
S.A., 353 U. S. 138,
353 U. S.
146-147 (1957). At issue in Benz was whether
the Labor Management Relations Act of 1947
"applie[d] to a controversy involving damages resulting from the
picketing of a foreign ship operated entirely by foreign seamen
under foreign articles while the vessel is temporarily in an
American port."
Id. at
353 U. S. 138-139.
Construing the statute to apply under such circumstances would have
displaced labor regulations that were founded on the law of another
nation and that were applicable solely to foreign nationals.
Id. at
353 U. S. 139,
353 U. S. 142,
353 U. S. 146.
In language quoted in the majority's opinion,
see ante at
499 U. S. 248,
the Court stated that "there must be present the affirmative
intention of the Congress clearly expressed" before it would infer
that Congress intended courts to enter "such a delicate field of
international relations."
Benz, supra, at
353 U. S. 147.
Similarly, in
McCulloch, the Court focused on the absence
of "
the affirmative intention of the Congress clearly
expressed,'" in declining to apply the National Labor Relations Act
to foreign-flag vessels with foreign crews. 372 U.S. at
372 U. S. 22,
quoting Benz, supra, 353 U.S. at 353 U. S. 147.
Extraterritorial application in McCulloch would have
violated not only "the
Page 499 U. S. 265
well-established rule of international law that the law of the
flag state ordinarily governs the internal affairs of a ship," 372
U.S. at
372 U. S. 21,
but also regulations issued by the State Department,
see
id. at
372 U. S. 20,
and n. 11.
Far from equating
Benz and
McCulloch's clear
statement rule with
Foley's presumption against
extraterritoriality, the Court has, until now, recognized that
Benz and
McCulloch are reserved for settings in
which the extraterritorial application of a statute would
"implicat[e] sensitive issues of the authority of the Executive
over relations with foreign nations."
NLRB v. Catholic Bishop
of Chicago, 440 U. S. 490,
440 U. S. 500
(1979); see
Weinberger v. Rossi, 456 U. S.
25,
456 U. S. 32
(1982) (
McCulloch rule designed to avoid constructions
that raise "foreign policy implications");
Longshoremen v.
Ariadne Shipping Co., 397 U. S. 195,
397 U. S.
198-199 (1970) (declining to follow
Benz and
McCulloch in setting in which United States citizens were
employed by foreign vessels). The strictness of the
McCulloch and
Benz presumption permits the Court
to avoid, if possible, the separation of powers and international
comity questions associated with construing a statute to displace
the domestic law of another nation.
See NLRB v. Catholic Bishop
of Chicago, supra, 440 U.S. at
440 U. S. 500.
Nothing nearly so dramatic is at stake when Congress merely seeks
to regulate the conduct of United States nationals abroad.
See
Steele v. Bulova Watch Co., supra, 344 U.S. at
344 U. S.
285-286;
Skiriotes v. Florida, 313 U. S.
69,
313 U. S. 73-74
(1941). [
Footnote 2]
Because petitioners advance a construction of Title VII that
would extend its extraterritorial reach only to United States
nationals, it is the weak presumption of
Foley Brothers,
not the strict clear statement rule of
Benz and
McCulloch,
Page 499 U. S. 266
that should govern our inquiry here. Under
Foley
Brothers, a court is not free to invoke the presumption
against extraterritoriality until it has exhausted all available
indicia of Congress' intent on this subject. Once these indicia are
consulted and given effect in this case, I believe there can be no
question that Congress intended Title VII to protect United States
citizens from discrimination by United States employers abroad.
II
A
Title VII states:
"It shall be an unlawful employment practice for an employer . .
. to fail or refuse to hire or to discharge any individual, or
otherwise to discriminate against any individual with respect to
his compensation, terms, conditions, or privileges of employment,
because of such individual's race, color, religion, sex, or
national origin."
42 U.S.C. § 2000e-2(a)(1). Under the statute, "[t]he term
employer' means a person engaged in an industry affecting
commerce who has fifteen or more employees," §
2000e(b);
"[t]he term 'commerce' means trade, traffic, commerce,
transportation, transmission, or communication among the several
States; or between a State and any place outside thereof. . .
."
§ 2000e(g).
These terms are broad enough to encompass discrimination by
United States employers abroad. Nothing in the text of the statute
indicates that the protection of an "individual" from employment
discrimination depends on the location of that individual's
workplace; nor does anything in the statute indicate that employers
whose businesses affect commerce "between a State and any other
place outside thereof" are exempted when their discriminatory
conduct occurs beyond the Nation's borders. While conceding that it
is "plausible" to infer from the breadth of the statute's central
prohibition that Congress intended Title VII to apply
extraterritorially,
Page 499 U. S. 267
ante at
499 U. S. 250,
the majority goes to considerable lengths to show that this
language is not sufficient to overcome the majority's clear
statement conception of the presumption against
extraterritoriality. However, petitioners claim no more -- and need
claim no more, given additional textual evidence of Congress'
intent -- than that this language is
consistent with a
legislative expectation that Title VII apply extraterritorially, a
proposition that the majority does not dispute.
Confirmation that Congress did,
in fact, expect Title
VII's central prohibition to have an extraterritorial reach is
supplied by the so-called "alien exemption" provision. The alien
exemption provision states that Title VII "shall not apply to an
employer with respect to the employment of aliens
outside any
State." 42 U.S.C. § 2000e-1 (emphasis added). [
Footnote 3] Absent an intention that
Title VII
apply "outside any State," Congress would have
had no reason to craft this extraterritorial exemption. And because
only discrimination against aliens is exempted, employers remain
accountable for discrimination against United States citizens
abroad.
The inference arising from the alien exemption provision is more
than sufficient to rebut the presumption against
extraterritoriality.
Compare Pennsylvania v. Union Gas
Co., 491 U. S. 1 (1989).
In
Union Gas, we considered the question whether Congress
had stated with sufficient clarity its intention to abrogate the
States' Eleventh Amendment immunity under the Comprehensive
Environmental Response, Compensation, and Liability Act of 1980.
Based on a limited exemption provision directed at the States, we
concluded that Congress had spoken with sufficient clarity; absent
"a background understanding" that the general terms of the statute
had made the States amenable to suit, we explained,
Page 499 U. S. 268
the limited exemption "would [have] be[en] unnecessary."
Id. at
491 U. S. 8. If
this logic is sufficiently sharp to pierce the dense armor afforded
the States by the clear statement abrogation rule of
Atascadero
State Hospital v. Scanlon, 473 U.S. at
473 U. S.
242-243;
accord, Dellmuth v. Muth, 491 U.S. at
491 U. S. 230,
then the same logic necessarily overcomes the much weaker
presumption against extraterritoriality recognized in
Foley
Brothers.
The history of the alien exemption provision confirms the
inference that Congress expected Title VII to have extraterritorial
application. As I have explained the Court, in
Foley
Brothers declined to construe the Eight Hour Law to apply
extraterritorially in large part because of "[t]he absence of any
distinction between citizen and alien labor" under the Law:
"Unless we were to read such a distinction into the statute, we
should be forced to conclude . . . that Congress intended to
regulate the working hours of a citizen of Iran who chanced to be
employed on a public work of the United States in that foreign
land. . . . An intention so to regulate labor conditions which are
the primary concern of a foreign country should not be attributed
to Congress in the absence of a clearly expressed purpose."
336 U.S. at
336 U. S. 286.
The language comprising the alien exemption provision first
appeared in an employment discrimination bill introduced only seven
weeks after the Court decided
Foley Brothers, see H.R.
4453, 81st Cong., 1st Sess. (1949), and was clearly aimed at
insulating that legislation from the concern that prevented the
Court from adopting an extraterritorial construction of the Eight
Hour Law. The legislative history surrounding Title VII leaves no
doubt that Congress had extraterritorial application in mind when
it revived the alien exemption provision from the earlier
antidiscrimination bill:
Page 499 U. S. 269
"In section 4 of the Act, a limited exception is provided for
employers with respect to employment of aliens outside of any
State. . . .
The intent of [this] exemption is to remove
conflicts of law which might otherwise exist between the United
States and a foreign nation in the employment of aliens outside the
United States by an American enterprise."
H.R.Rep. No. 570, 88th Cong., 1st Sess. 4 (1963) (emphasis
added), reprinted in Civil Rights, Hearings on H.R. 7152, as
amended, before Subcommittee No. 5 of the Committee on the
Judiciary, 88th Cong., 1st Sess. 2303 (Civil Rights Hearings).
[
Footnote 4]
See also
S.Rep. No. 867, 88th Cong., 2d Sess., 11 (1964) ("Exempted from the
bill are . . . U.S. employers employing citizens of foreign
countries in
foreign lands" (emphasis added)).
Notwithstanding the basic rule of construction requiring courts
to give effect to all of the statutory language,
see Reiter v.
Sonotone Corp., 442 U. S. 330,
442 U. S. 339
(1979), the majority never advances an alternative explanation of
the alien exemption provision that is consistent with the
majority's own conclusion that Congress intended Title VII to have
a purely domestic focus. The closest that the majority comes to
attempting to give meaning to the alien exemption provision is to
identify without endorsement "two alternative
raisons
d'etre for that language" offered by respondents.
Ante at
499 U. S. 254.
Neither of these explanations is even minimally persuasive.
Page 499 U. S. 270
The first is the suggestion that the alien exemption provision
indicates, by negative implication, merely that aliens are covered
by Title VII if they are employed
in the United States.
This construction hardly makes sense of the statutory language as a
whole; indeed, it hardly makes sense. Under respondent's
construction of the statute, no one -- neither citizen nor alien --
is protected from discrimination abroad. Thus, in order to credit
respondent's interpretation of the alien exemption provision, we
must attribute to Congress a decision to enact a completely
superfluous exemption solely as a means of signaling its intent
that aliens be protected from employment discrimination in this
Nation. In addition to being extremely improbable, such a
legislative subterfuge would have been completely unnecessary, for
as we indicated in
Espinoza v. Farah Mfg. Co.,
414 U. S. 86
(1973), Congress clearly communicated its intent to cover aliens
working in this country by prohibiting discrimination against "any
individual."
See id. at
414 U. S.
95.
Respondent's second explanation is that Congress included the
alien exemption provision in anticipation that courts would
otherwise construe Title VII to apply to companies employing aliens
in United States "possessions," an outcome supposedly dictated by
this Court's decision in
Vermilya-Brown Co. v. Connell,
335 U. S. 377
(1948). This explanation may very well be true, but it only
corroborates the conclusion that Congress expected Title VII to
apply extraterritorially. Although there is no fixed legal meaning
for the term "possession,"
see id. at
335 U. S. 386,
it is clear that possessions, like foreign nations, are
extraterritorial jurisdictions to which the presumption against
extraterritorial application of a statute attaches.
See Foley
Bros., supra, 336 U.S. at
336 U. S. 285.
[
Footnote 5] Because only one
rule of construction applies to both types of jurisdiction, a
Page 499 U. S. 271
court following
Vermilya-Brown and
Foley
Brothers would have reached the
same conclusion about
the applicability of Title VII to companies employing aliens in
possessions and to companies employing aliens in foreign nations.
Consequently, if Congress believed that the alien exemption
provision was necessary to protect employers in the former class,
it would have had just as much reason to believe that the provision
was necessary to protect employers in the latter. In any case, the
specific history surrounding the alien exemption provision makes
clear that Congress had the situation of "U.S. employers employing
citizens of foreign countries
in foreign lands" firmly in
mind when it enacted that provision. S.Rep. No. 867,
supra, at 11 (emphasis added).
B
Rather than attempting to reconcile its interpretation of Title
VII with the language and legislative history of the alien
exemption provision, the majority contents itself with pointing out
various legislative silences that, in the majority's view,
communicate a congressional intent to limit Title VII to instances
of domestic employment discrimination. In particular, the majority
claims that, had Congress intended to give Title VII an
extraterritorial reach, it "would have addressed the subject of
conflicts with foreign laws and procedures,"
ante at
499 U. S. 256,
and would have "provide[d] . . . mechanisms for overseas
enforcement," including special venue provisions and
extraterritorial investigatory powers for the Equal Employment
Opportunity Commission (EEOC),
see ibid. The majority also
emphasizes Congress' failure to draw an express distinction between
extraterritorial application of Title VII to United States
employers and extraterritorial application of Title VII to foreign
employers.
See ante at
499 U. S. 255.
In my view, none of these supposed omissions detracts from the
conclusion that Congress intended Title VII to apply
extraterritorially.
Page 499 U. S. 272
The majority is simply incorrect in its claim that Congress
disregarded the subject of conflicts with foreign law. Congress
addressed this concern by enacting the alien exemption provision,
the announced purpose of which was
"
to remove conflicts of law which might otherwise exist
between the United States and a foreign nation in the employment of
aliens outside the United States by an American enterprise."
H.R.Rep. No. 570, at 4, reprinted in Civil Rights Hearings, at
2303 (emphasis added). As I have explained, the alien exemption
provision is tailored to avert the very type of potential conflict
that prevented the Court from construing the Eight Hour Law to
apply extraterritorially in Foley Brothers. Congress could have
gone further in addressing the topic of conflicts, but it is not
our position to second-guess the balance struck by Congress in this
respect.
The majority also misrepresents the character of Title VII's
venue provisions. Title VII provides that venue is proper in
various districts related to the underlying charge of
discrimination, but also states that
"if the [employer] is not found within any such district, such
an action may be brought within the judicial district in which the
[employer] has his principal office."
42 U.S.C. § 2000e-5(f)(3). "Principal office" venue would
extend to any United States employer doing business abroad.
Identical language is found in the venue provision of the Jones
Act, 46 U.S.C.App. § 688(a), which, under appropriate
circumstances, applies to injuries occurring outside the
territorial jurisdiction of the United States,
see generally
Hellenic Lines Ltd. v. Rhoditis, 398 U.
S. 306,
398 U. S.
308-309 (1970). [
Footnote 6]
Page 499 U. S. 273
Nor can any inference be drawn from the scope of the EEOC's
investigatory powers under the statute. Title VII directs the EEOC
to conduct an investigation "[w]henever a charge is filed" under
the statute, 42 U.S.C. § 2000e-5(b); it also states that the
EEOC is to "have access to, for the purposes of examination, and
the right to copy any evidence of any person being investigated,"
§ 2000e-8(a). Far from imposing a geographic limitation on
either of these powers, Title VII states that the EEOC may
"exercise any or all its powers" in the District of Columbia (the
site of the EEOC's principal office) or "
at any other
place." § 2000e-4(f) (emphasis added).
Title VII does limit the reach of the subpoena power of the
EEOC,
see § 2000e-9; 29 U.S.C. § 161(1), but
this limitation does not detract from the potential
extraterritorial reach of the agency's investigatory powers.
See FTC v. Compagnie De Saint-Gobain-Pont-A-Mousson, 205
U.S. App.D.C. 172, 194, 636 F.2d 1300, 1322 (1980) (territorial
limitation on subpoena power does not prevent extraterritorial
investigations). Moreover, Congress has also declined to give
extraterritorial subpoena power to either the EEOC under the Age
Discrimination in Employment Act (ADEA), 29 U.S.C. § 626(a);
29 U.S.C. § 209, 15 U.S.C. § 49, or to the Securities and
Exchange Commission under the Securities Exchange Act of 1934, 15
U.S.C. § 78u(b), even though the former statute expressly
applies abroad, 29 U.S.C. §§ 623(h)(1), 630(f), [
Footnote 7] and the latter is widely
recognized as doing so,
see
Page 499 U. S. 274
Turley, "When in Rome": Multinational Misconduct and the
Presumption against Extraterritoriality, 84 Nw.U.L.Rev. 598,
613-617 (1990). In short, there simply is no correlation between
the scope of an agency's subpoena power and the extraterritorial
reach of the statute that the agency is charged with enforcing.
Finally, the majority overstates the importance of Congress'
failure expressly to disclaim extraterritorial application of Title
VII to foreign employers. As I have discussed, our cases recognize
that application of United States law to United States nationals
abroad ordinarily raises considerably less serious questions of
international comity than does the application of United States law
to
foreign nationals abroad.
See Steele v. Bulova
Watch Co., 344 U.S. at
344 U. S.
285-286;
Skiriotes v. Florida, 313 U.S. at
313 U. S. 73-74.
It is the latter situation that typically presents the foreign
policy and conflicts of law concerns that underlie the clear
statement rule of
McCulloch and
Benz. Because two
different rules of construction apply depending on the national
identity of the regulated parties, the
same statute might
be construed to apply extraterritorially to United States nationals
but not to foreign nationals.
Compare Steele v. Bulova Watch
Co., supra, 344 U.S. at
344 U. S.
285-287 (applying Lanham Act to United States national
for conduct abroad)
with Vanity Fair Mills, Inc. v. T. Eaton
Co., 234 F.2d 633, 642-643 (CA2) (declining to apply Lanham
Act to foreign national for conduct abroad),
cert. denied,
352 U.S. 871 (1956).
Cf. Webster v. Doe, 486 U.S. at
486 U. S.
599-601,
486 U. S. 603
(finding language in judicial-review statute to have different
meanings depending on applicability of different rules of
construction).
The legislative history of Title VII, moreover, furnishes direct
support for such a construction.
See H.R.Rep. No. 570, at
4 (explaining that alien exemption provision applies to "employment
of aliens outside the United States by
an
Page 499 U. S. 275
American enterprise" (emphasis added)), reprinted in
Civil Rights Hearings, at 2303; S.Rep. No. 867, at 11 (alien
exemption provision directed at "U.S.
employers employing
citizens of foreign countries in foreign lands" (emphasis added));
see also EEOC Policy Statement No. 125, BNA EEOC
Compliance Manual 605:0061 (April, 1989) (construing nationality of
employer abroad to be "significant" under Title VII). Thus,
although the issue is not before us in this case, we would not be
at a loss for interpretive resources for narrowing Title VII's
extraterritorial reach to United States employers should such a
construction be necessary in order to avoid conflicts with foreign
law.
III
The extraterritorial application of Title VII is supported not
only by its language and legislative history, but also by pertinent
administrative interpretations.
See Foley Bros, 336 U.S.
at
336 U. S. 288,
the EEOC has been on record as construing Title VII to apply to
United States companies employing United States citizens
abroad:
"Section [2000e-2(a)(1)] provides that it is unlawful to
discriminate against 'any individual' with respect to his
employment. . . . The only exception to 'any individual' appears to
be that contained in Section [2000e-1],
i.e., aliens
working outside the U.S. and to employees of certain religious and
educational institutions."
"Giving Section [2000e-1] its normal meaning would indicate a
Congressional intent to exclude from the coverage of the statute
aliens employed by covered employers working in the employers'
operations outside of the United States."
"The reason for such exclusions is obvious; employment
conditions in foreign countries are beyond the control of Congress.
The section does not similarly exempt from the provisions of the
Act U.S. Citizens employed abroad by U.S. employers. If Section
[2000e-1] is to
Page 499 U. S. 276
have any meaning at all, therefore, it is necessary to construe
it as expressing a Congressional intent to extend the coverage of
Title VII to include employment conditions of citizens in overseas
operations of domestic corporations at the same time it excludes
aliens of the domestic corporation from the operation of the
statute."
Letter from W. Carey, EEOC General Counsel, to Senator Frank
Church (Mar. 14, 1975), reprinted in App. 48-49.
The agency has reiterated this interpretation in various
decisions and policy pronouncements since then.
See, e.g.,
EEOC Dec. No. 85-16 (Sept. 16, 1985), 38 FEP Cases 1889, 1891-1892;
EEOC Policy Statement No. 125,
supra, at 605:005 to
605:0057.
"[I]t is axiomatic that the EEOC's interpretation of Title VII,
for which it has primary enforcement responsibility, need not be
the best one by grammatical or any other standards. Rather, the
EEOC's interpretation of ambiguous language need only be reasonable
to be entitled to deference."
EEOC v. Commercial Office Products Co., 486 U.
S. 107,
486 U. S. 115
(1988). In this case, moreover, the EEOC's interpretation is
reinforced by the longstanding interpretation of the Department of
JUSTICE, the agency with secondary enforcement responsibility under
Title VII.
See Sheet Metal Workers v. EEOC, 478 U.
S. 421,
478 U. S.
465-466 (1986) (plurality opinion) (deference owed
Department of Justice interpretation of Title VII). Stating the
position of the Department, then-Assistant Attorney General Scalia
testified before Congress:
"With respect to discrimination in employment by private
companies and individuals, Title VII of the 1964 Civil Rights Act,
as amended, prohibits a broad range of 'unlawful employment
practices' by any private employer 'engaged in any industry
affecting commerce who has fifteen or more employees.' . . . Once
again the [statute] contains an exemption 'with respect to the
employment of aliens outside any State,' which implies that it
is
Page 499 U. S. 277
applicable to the employment of United States citizens by
covered employers anywhere in the world."
Foreign Investment and Arab Boycott Legislation, Hearings before
the Subcommittee on International Finance of the Senate Committee
on Banking, Housing and Urban Affairs, 94th Cong., 1st Sess., 165
(1975). The majority offers no response to the view of the
Department of Justice. It discounts the force of the EEOC's views
on the ground that the EEOC has been inconsistent. The majority
points to a 1970 EEOC regulation in which the agency declared
that
"Title VII of the Civil Rights Act of 1964 protects all
individuals, both citizen and noncitizens, domiciled or residing in
the United States, against discrimination on the basis of race,
color, religion, sex, or national origin."
29 CFR § 1606.1(c) (1971). According to the majority, the
inconsistency between § 1606.1(c) and the EEOC's 1975
pronouncement deprives the latter of persuasive force.
See
ante at
499 U. S.
257.
This conclusion is based on a misreading of § 1606.1(c).
Obviously, it does not follow from the EEOC's recognition that
Title VII applies to "both citizens and noncitizens, domiciled or
residing in the United States" that the agency understood Title VII
to apply
to no one outside the United States. The context
of the regulation confirms that the EEOC meant no such thing. The
agency promulgated § 1606.1 in order to announce its
interpretation of Title VII's ban on national-origin
discrimination.
See §§ 1606.1(a) (b), (d). The
agency emphasized that Title VII "protects all individuals, both
citizens and noncitizens, domiciled or residing in the United
States" only to underscore that neither the citizenship nor the
residency status of an individual affects this statutory
prohibition. Indeed, the EEOC could not have stated that Title VII
protects "both citizens
and noncitizens" from
national-origin discrimination
outside the United States,
because such an interpretation would have been inconsistent with
the alien exemption provision. At the very time that
Page 499 U. S. 278
§ 1606.1 was in effect, the EEOC was representing to
Congress that Title VII did protect United States citizens from
discrimination by United States employers abroad.
See
Letter from William A. Carey, EEOC General Counsel,
supra,
at 16. The majority's insistence that the EEOC was contradicting
itself fails to give the agency the deference that it is due on the
interpretation of its own regulations.
See Udall v.
Tallman, 380 U. S. 1,
380 U. S. 16-17
(1965).
In sum, there is no reason not to give effect to the considered
and consistently expressed views of the two agencies assigned to
enforce Title VII.
IV
In the hands of the majority, the presumption against
extraterritoriality is transformed from a "valid approach whereby
unexpressed congressional intent may be ascertained,"
Foley
Bros., 336 U.S. at
336 U. S. 285,
into a barrier to any genuine inquiry into the sources that reveal
Congress' actual intentions. Because the language, history, and
administrative interpretations of the statute all support
application of Title VII to United States companies employing
United States citizens abroad, I dissent.
[
Footnote 1]
The majority quotes this language,
see ante at
499 U. S. 248,
but then proceeds to disregard it completely in the course of its
analysis.
[
Footnote 2]
It is also worth noting that, although we have construed
McCulloch and
Benz as embodying a clear statement
rule,
see NLRB v. Catholic Bishop of Chicago, 440 U.
S. 490,
440 U. S. 500
(1979), the Court in both
Benz, see 353 U.S. at
353 U. S.
142-146, and
McCulloch, see 372 U.S. at
372 U. S. 19,
consulted the legislative history of the statutes at issue in those
cases before concluding that neither applied to the facts before
the Court.
[
Footnote 3]
For purposes of Title VII,
"[t]he term 'state' includes a State of the United States, the
District of Columbia, Puerto Rico, the Virgin Islands, American
Samoa, Guam, Wake Island, the Canal Zone, and Outer Continental
Shelf lands defined in the Outer Continental Shelf Lands Act [43
U.S.C. 1331
et seq.]."
42 U.S.C. § 2000e(i).
[
Footnote 4]
The alien exemption provision was originally part of H.R. 405,
88th Cong., 1st Sess. (1963), reprinted in Civil Rights Hearings,
at 2330. This bill, along with others, was incorporated (with
amendments immaterial to the alien exemption provision) into H.R.
7152, the bill that became the Civil Rights Act of 1964.
See H.R. Rep. No. 914, 88th Cong. 1st Sess., 57 (1963),
U.S.Code Cong. & Admin.News 1964, p. 2355 (additional views of
Rep. Meader). The Committee Report accompanying H.R. 405 was
likewise incorporated into the record of committee hearings held on
the various bills from which H.R. 7152 derived.
See Civil
Rights Hearings at 2300.
[
Footnote 5]
The presumption was overcome in
Vermilya-Brown because
the legislation at issue in that case expressly applied to United
States "possessions."
See 335 U.S. at
335 U. S. 379,
335 U. S. 386;
see also Foley Bros., 336 U. S. 281,
336 U. S. 285
(1949).
[
Footnote 6]
In addition, a United States citizen who suffers employment
discrimination abroad may bring a Title VII action against the
United States employer in state court,
see Yellow Freight
System, Inc. v. Donnelly, 494 U. S. 820
(1990), to which the venue provisions of Title VII clearly would
not apply,
see Rainbridge v. Merchants & Miners Transp.
Co., 287 U. S. 278,
287 U. S.
280-281 (1932).
[
Footnote 7]
Congress' amendment of the ADEA to give it extraterritorial
application does not reflect a congressional intent that Title VII
be confined to domestic application. Congress amended the ADEA in
response to lower court decisions construing the ADEA to apply only
domestically. These decisions
distinguished the ADEA from
Title VII in this respect, noting that the former did not contain a
provision analogous to the alien exemption provision.
See
Cleary v. United States Lines, Inc., 728 F.2d 607, 609 (CA3
1984);
see also Pfeiffer v. Wm. Wrigley Jr. Co., 755 F.2d
554, 559 (CA7 1985). Sponsors of the ADEA amendment explained that
it would make ADEA and Title VII coextensive in their
extraterritorial reach.
See 129 Cong.Rec. 34499 (1983)
(statement of Sen. Grassley).