The Occupational Safety and Health Act of 1970 assigns distinct
regulatory tasks to two independent administrative actors:
petitioner Secretary of Labor is charged with setting and enforcing
workplace health and safety standards, and respondent Occupational
Safety and Health Review Commission is responsible for carrying out
adjudicatory functions. The Act also requires a court of appeals
reviewing a Commission order to treat as "conclusive" Commission
findings of fact that are "supported by substantial evidence." In
this case, having found that respondent CF & I Steel
Corporation had equipped some of its employees with loose-fitting
respirators that exposed them to impermissible coke oven emission
levels, the Secretary issued a citation to CF & I and assessed
a monetary penalty against it for violating a regulation
promulgated by the Secretary requiring an employer to institute a
respiratory protection program. The Commission vacated the
citation, ruling that the facts did not establish a violation of
that regulation, which was the sole asserted basis for liability,
since the regulation expressly requires only that an employer train
employees in the proper use of respirators, whereas another
regulation expressly states the employer's obligation to assure a
proper fit. The Court of Appeals affirmed, holding that where, as
here, the relevant regulations are ambiguous, a reviewing court
must defer to the Commission's reasonable interpretation rather
than the Secretary's interpretation, since Congress intended to
delegate to the Commission the normal complement of adjudicative
powers possessed by traditional administrative agencies, including
the power to "
declare' the law." Concluding that the
Commission's interpretation was a reasonable one, the court did not
assess the reasonableness of the Secretary's competing
view.
Held: A reviewing court should defer to the Secretary
when the Secretary and the Commission furnish reasonable but
conflicting interpretations of an ambiguous regulation promulgated
by the Secretary under the Act. Pp.
499 U. S.
150-159.
(a) It must be inferred from the Act's unusual "split
enforcement" structure and from its legislative history that the
power to render authoritative interpretations of the Secretary's
regulations is a necessary adjunct of the Secretary's rulemaking
and enforcement powers. The
Page 499 U. S. 145
Secretary, as the promulgator of standards, is in a better
position than the Commission to reconstruct the purpose of
particular regulations. Moreover, since the Secretary, as enforcer,
comes into contact with a much greater number of regulatory
problems than does the Commission, the Secretary is more likely to
develop the expertise relevant to assessing the effect of a
particular regulatory interpretation. Furthermore, dividing the
power to make and enforce standards from the power to make law by
interpreting them would make two administrative actors ultimately
responsible for implementing the Act's policy objectives, an
outcome inconsistent with Congress' intent in combining legislative
and enforcement powers in the Secretary. It must also be concluded
that Congress did not intend to endow the Commission with the
normal adjudicative powers possessed by a traditional, unitary
agency. Such an agency permissibly uses adjudication to engage in
lawmaking and policymaking only because it also has been delegated
the power to make law and policy through rulemaking, and
necessarily interprets regulations that it has promulgated. The
more plausible inference is that the Commission was meant to have
the type of nonpolicymaking adjudicatory powers typically exercised
by a court in the agency-review context, such that the Commission
is authorized to review the Secretary's interpretations only for
consistency with the regulatory language and for reasonableness,
and possesses no more power than is necessary to make authoritative
findings of fact and to apply the Secretary's standards to those
facts in making a decision. Although the Commission was established
in response to concerns that combining rulemaking, enforcement, and
adjudicatory power in the Secretary would leave employers
unprotected from prosecutorial bias, such concerns are dispelled by
the vesting of authoritative factfinding and review powers in a
body wholly independent of the administrative enforcer; regulated
parties are protected from biased interpretations when the
Commission and ultimately the court of appeals review the
Secretary's interpretation for reasonableness. Nor is such an
interpretation, when furnished in the course of an administrative
adjudication, a mere "litigating position" undeserving of judicial
deference under this Court's precedents. Since such an
interpretation is agency action, not a
post hoc
rationalization of it, and assumes a form expressly provided for by
Congress when embodied in a citation, the Secretary's litigating
position before the Commission is as much an exercise of delegated
lawmaking powers as is the Secretary's promulgation of health and
safety standards. Pp.
499 U. S.
150-157.
(b) The reviewing court should defer to the Secretary only if
the Secretary's interpretation of an ambiguous regulation
is reasonable. That interpretation is subject to the same
Administrative Procedure Act standard of substantive review that
applies to any other exercise of delegated
Page 499 U. S. 146
lawmaking power. Moreover, the decision to use a citation as the
initial means for announcing a particular interpretation may bear
on the adequacy of notice to regulated parties, the quality of the
Secretary's elaboration of pertinent policy considerations, and
other factors relevant to the reasonableness of the Secretary's
exercise of delegated lawmaking powers. Since the Court of Appeals
did not address the reasonableness of the Secretary's
interpretation, it, rather than this Court, must do so in the first
instance on remand. Pp.
499 U. S.
157-159.
891 F.2d 1495 (CA10 1989), reversed and remanded.
MARSHALL, J., delivered the opinion for a unanimous Court.
Justice MARSHALL delivered the opinion of the Court.
In this case, we consider the question to whom should a
reviewing court defer when the Secretary of Labor and the
Occupational Safety and Health Review Commission furnish reasonable
but conflicting interpretations of an ambiguous regulation
promulgated by the Secretary under the Occupational Safety and
Health Act of 1970, 84 Stat. 1590,
as amended, 29 U.S.C.
§ 651
et seq. The Court of Appeals
Page 499 U. S. 147
concluded that it should defer to the Commission's
interpretation under such circumstances. We reverse.
I
A
The Occupational Safety and Health Act of 1970 (OSH Act or Act)
establishes a comprehensive regulatory scheme designed "to assure
so far as possible . . . safe and healthful working conditions" for
"every working man and woman in the Nation." 29 U.S.C. §
651(b).
See generally Atlas Roofing Co. v. Occupational Safety
and Health Review Comm'n, 430 U. S. 442,
430 U. S.
444-445 (1977). To achieve this objective, the Act
assigns distinct regulatory tasks to two independent administrative
actors: the Secretary of Labor (Secretary); and the Occupational
Safety and Health Review Commission (Commission), a three-member
board appointed by the President with the advice and consent of the
Senate. 29 U.S.C. §§ 651(b)(3), 661.
The Act charges the Secretary with responsibility for setting
and enforcing workplace health and safety standards.
See
Cuyahoga Valley R. Co. v. United Transp. Union, 474 U. S.
3,
474 U. S. 6-7
(1985) (per curiam ). The Secretary establishes these standards
through the exercise of rulemaking powers.
See 29 U.S.C.
§ 665. If the Secretary (or the Secretary's designate)
determines upon investigation that an employer is failing to comply
with such a standard, the Secretary is authorized to issue a
citation and to assess the employer a monetary penalty.
§§ 658-659, 666. [
Footnote 1]
The Commission is assigned to "carr[y] out adjudicatory
functions" under the Act. § 651(b)(3). If an employer
Page 499 U. S. 148
wishes to contest a citation, the Commission must afford the
employer an evidentiary hearing and "thereafter issue an order,
based on findings of fact, affirming, modifying, or vacating the
Secretary's citation or proposed penalty." § 659(c). Initial
decisions are made by an administrative law judge (ALJ), whose
ruling becomes the order of the Commission unless the Commission
grants discretionary review. § 661(j). Both the employer and
the Secretary have the right to seek review of an adverse
Commission order in the court of appeals, which must treat as
"conclusive" Commission findings of fact that are "supported by
substantial evidence." § 660(a) (b).
B
This case arises from the Secretary's effort to enforce
compliance with OSH Act standards relating to coke oven emissions.
Promulgated pursuant to the Secretary's rulemaking powers, these
standards establish maximum permissible emissions levels and
require the use of employee respirators in certain circumstances.
See 29 CFR § 1910.1029 (1990). An investigation by
one of the Secretary's compliance officers revealed that respondent
CF & I Steel Corporation (CF & I) had equipped 28 of its
employees with respirators that failed an "atmospheric test"
designed to determine whether a respirator provides a sufficiently
tight fit to protect its wearer from carcinogenic emissions. As a
result of being equipped with these loose-fitting respirators, some
employees were exposed to coke oven emissions exceeding the
regulatory limit. Based on these findings, the compliance officer
issued a citation to CF & I and assessed it a $10,000 penalty
for violating 29 CFR § 1910.1029(g)(3) (1990), which requires
an employer to "institute a respiratory protection program in
accordance with [29 CFR] § 1910.134." CF & I contested the
citation.
The ALJ sided with the Secretary, but the full Commission
subsequently granted review and vacated the citation.
See CF
& I, 12 OSHC 2067 (1986). In the Commission's view, the
"respiratory protection program" referred to in
Page 499 U. S. 149
§ 1910.1029(g)(3) expressly requires only that an employer
train employees in the proper use of respirators; [
Footnote 2] the obligation to assure proper
fit of an individual employee's respirator, the Commission noted,
was expressly stated in another regulation, namely, §
1910.1029(g)(4)(i). [
Footnote
3]
See 12 OSHC at 2077-2078. Reasoning,
inter
alia, that the Secretary's interpretation of §
1910.1029(g)(3) would render § 1910.1029(g)(4) superfluous,
the Commission concluded that the facts alleged in the citation and
found by the ALJ did not establish a violation of §
1910.1029(g)(3).
See 12 OSHC at 2078-2079. Because §
1910.1029(g)(3) was the only asserted basis for liability, the
Commission vacated the citation.
See id. at 2079.
The Secretary petitioned for review in the Court of Appeals for
the Tenth Circuit, which affirmed the Commission's order.
See
Dole v. Occupational Safety and Health Review Commission, 891
F.2d 1495 (1989). The court concluded that the relevant regulations
were ambiguous as to the employer's obligation to assure proper fit
of an employee's respirator. The court thus framed the issue before
it as whose reasonable interpretation of the regulations, the
Secretary's or the Commission's, merited the court's deference.
See id. at 1497. The court held that the Commission's
interpretation
Page 499 U. S. 150
was entitled to deference under such circumstances, reasoning
that Congress had intended to delegate to the Commission "the
normal complement of adjudicative powers possessed by traditional
administrative agencies" and that "[s]uch an adjudicative function
necessarily encompasses the power to
declare' the law."
Id. at 1498. Although the court determined that it would
"certainly [be] possible to reach an alternate interpretation of
the ambiguous regulatory language," the court nonetheless concluded
that the Commission's interpretation was a reasonable one.
Id. at 1500. The court therefore deferred to the
Commission's interpretation without assessing the reasonableness of
the Secretary's competing view. See ibid.
The Secretary thereafter petitioned this Court for a writ of
certiorari. We granted the petition in order to resolve a conflict
among the Circuits on the question whether a reviewing court should
defer to the Secretary or to the Commission when these actors
furnish reasonable but conflicting interpretations of an ambiguous
regulation under the OSH Act. [
Footnote 4] 497 U.S. 1002 (1990).
II
It is well established "that an agency's construction of its own
regulations is entitled to substantial deference."
Lyng v.
Payne, 476 U. S. 926,
476 U. S. 939
(1986);
accord, Udall v. Tallman, 380 U. S.
1,
380 U. S. 16-17
(1965). In situations in which "the meaning of [regulatory]
language is not free from doubt," the reviewing court should give
effect to the agency's interpretation so long as it is
"reasonable,"
Ehlert v. United States, 402 U. S.
99,
Page 499 U. S. 151
402 U. S. 105
(1971), that is, so long as the interpretation "sensibly conforms
to the purpose and wording of the regulations,"
Northern
Indiana Pub. Serv. Co. v. Porter County Chapter of Izaak Walton
League of America, Inc., 423 U. S. 12,
423 U. S. 15
(1975). Because applying an agency's regulation to complex or
changing circumstances calls upon the agency's unique expertise and
policymaking prerogatives, we presume that the power
authoritatively to interpret its own regulations is a component of
the agency's delegated lawmaking powers.
See Ford Motor Credit
Co. v. Milhollin, 444 U. S. 555,
444 U. S. 566,
568 (1980). The question before us in this case is to which
administrative actor -- the Secretary or the Commission -- did
Congress delegate this "interpretive" lawmaking power under the OSH
Act. [
Footnote 5]
To put this question in perspective, it is necessary to take
account of the unusual regulatory structure established by the Act.
Under most regulatory schemes, rulemaking, enforcement, and
adjudicative powers are combined in a single administrative
authority.
See, e.g., 15 U.S.C. § 41
et seq.
(Federal Trade Commission); 15 U.S.C. §§ 77s-77u
(Securities and Exchange Commission); 47 U.S.C. § 151
et
seq. (Federal Communications Commission). Under the OSH Act,
however, Congress separated enforcement and rulemaking powers from
adjudicative powers, assigning these respective functions to two
independent administrative authorities. The purpose of
this "split enforcement" structure was to achieve a greater
separation of functions than exists within the traditional
"unitary" agency, which under the Administrative Procedure Act
(APA) generally must divide enforcement and adjudication between
separate personnel,
see 5 U.S.C. § 554(d).
See
generally Johnson, The Split-Enforcement Model: Some
Conclusions from the OSHA and MSHA Experiences, 39 Admin.L.Rev.
315, 317-319 (1987).
Page 499 U. S. 152
This is not the first time that we have been called upon to
resolve an OSH Act "jurisdictional" dispute between the Secretary
and the Commission.
See Cuyahoga Valley R. Co. v. United
Transp. Union, 474 U.S. at
474 U. S. 3. At
issue in
Cuyahoga Valley was whether the Commission could
conduct an administrative adjudication notwithstanding the
Secretary's motion to vacate the citation. We held that the
Commission had no such power. We noted "that enforcement of the Act
is the sole responsibility of the Secretary," and concluded that
"[a] necessary adjunct of that power is the authority to withdraw a
citation and enter into settlement discussions with the employer."
Id. at
474 U. S. 6-7. The
Commission's role as "neutral arbiter," we explained, "plainly does
not extend to overturning the Secretary's decision not to issue or
to withdraw a citation."
Id. at
474 U. S. 7.
Although the Act does not expressly address the issue, we now
infer from the structure and history of the statute,
see
id. at
474 U. S. 6-7,
that the power to render authoritative interpretations of OSH Act
regulations is a "necessary adjunct" of the Secretary's powers to
promulgate and to enforce national health and safety standards. The
Secretary enjoys readily identifiable structural advantages over
the Commission in rendering authoritative interpretations of OSH
Act regulations. Because the Secretary promulgates these standards,
the Secretary is in a better position than is the Commission to
reconstruct the purpose of the regulations in question. Moreover,
by virtue of the Secretary's statutory role as enforcer, the
Secretary comes into contact with a much greater number of
regulatory problems than does the Commission, which encounters only
those regulatory episodes resulting in contested citations.
Cf. Note, Employee Participation in Occupational Safety
and Health Review Commission Proceedings, 85 Colum.L.Rev. 1317,
1331 and n. 90 (1985) (reporting small percentage of OSH Act
citations contested between 1979 and 1985). Consequently, the
Secretary is more likely to develop the expertise relevant to
assessing the effect
Page 499 U. S. 153
of a particular regulatory interpretation. Because historical
familiarity and policymaking expertise account in the first
instance for the presumption that Congress delegates interpretive
lawmaking power to the agency, rather than to the reviewing court,
see, e.g., Mullins Coal Co. v. Director, OWCP,
484 U. S. 135,
484 U. S. 159
(1987);
Ford Motor Credit Co. v. Milhollin, supra, 444
U.S. at
444 U. S. 566;
INS v. Stanisic, 395 U. S. 62,
395 U. S. 72
(1969), we presume here that Congress intended to invest
interpretive power in the administrative actor in the best position
to develop these attributes.
The legislative history of the OSH Act supports this conclusion.
The version of the Act originally passed by the House of
Representatives vested adjudicatory power in the Commission and
rulemaking power in an independent standards board, leaving the
Secretary with only enforcement power. 116 Cong.Rec. 38716 (1970),
reprinted in Legislative History of the Occupational
Safety and Health Act of 1970 (S. 2193, Pub.L. 91-596) (Committee
Print prepared by the Subcommittee on Labor of the Senate Committee
on Labor and Public Welfare), pp. 1094-1096 (1970) (Legislative
History). The Senate version dispensed with the standards board and
established the division of responsibilities that survives in the
enacted legislation. The Senate Committee Report explained that
combining legislative and enforcement powers in the Secretary would
result in "a sounder program" because it would make a single
administrative actor responsible both for "formulat[ing] rules . .
. and for seeing that they are workable and effective in their
day-to-day application," and would allow Congress to hold a single
administrative actor politically "accountable for the overall
implementation of that program." S.Rep. No. 91-1282, p. 8 (1970),
U.S.Code Cong. & Admin.News 1970, pp. 5175, 5184, 5185,
reprinted in Legislative History 148. Because dividing the
power to promulgate and enforce OSH Act standards from the power to
make law by interpreting them would make
two
administrative actors ultimately responsible for implementing
Page 499 U. S. 154
the Act's policy objectives, we conclude that Congress did not
expect the Commission to possess authoritative interpretive
powers.
For the same reason, we reject the Court of Appeals' inference
that Congress intended "to endow the Commission with the normal
complement of adjudicative powers possessed by
traditional
administrative agencies." 891 F.2d at 1498 (emphasis added). Within
traditional agencies -- that is, agencies possessing a
unitary structure -- adjudication operates as an
appropriate mechanism not only for factfinding, but also for the
exercise of delegated lawmaking powers, including lawmaking by
interpretation.
See NLRB v. Bell Aerospace Co.,
416 U. S. 267,
416 U. S.
292-294 (1974);
SEC v. Chenery Corp.,
332 U. S. 194,
332 U. S.
201-203 (1947). But in these cases, we concluded that
agency adjudication is a generally permissible mode of law- and
policymaking only because the unitary agencies in question also had
been delegated the power to make law and policy through rulemaking.
See Bell Aerospace, supra, 416 U.S. at
416 U. S.
292-294;
Chenery Corp., supra, 332 U.S. at
332 U. S.
202-203.
See generally Shapiro, The Choice of
Rulemaking or Adjudication in the Development of Administrative
Policy, 78 Harv.L.Rev. 921 (1965). Insofar as Congress did not
invest the Commission with the power to make law or policy by other
means, we cannot infer that Congress expected the Commission to use
its adjudicatory power to play a policymaking role.
Moreover, when a traditional, unitary agency uses adjudication to
engage in lawmaking by regulatory interpretation, it necessarily
interprets regulations that
it has promulgated. This, too,
cannot be said of the Commission's power to adjudicate.
Consequently, we think the more plausible inference is that
Congress intended to delegate to the Commission the type of
nonpolicymaking adjudicatory powers typically exercised by a
court in the agency-review context. Under this conception
of adjudication, the Commission is authorized to review the
Secretary's interpretations only for consistency
Page 499 U. S. 155
with the regulatory language and for reasonableness. In
addition, of course, Congress expressly charged the Commission with
making authoritative findings of fact and with applying the
Secretary's standards to those facts in making a decision.
See 29 U.S.C. § 660(a) (Commission's factual findings
"shall be conclusive" so long as "supported by substantial
evidence"). The Commission need be viewed as possessing no more
power than this in order to perform its statutory role as "neutral
arbiter."
See Cuyahoga Valley, 474 U.S. at
474 U. S. 7.
CF & I draws a different conclusion from the history and
structure of the Act. Congress, CF & I notes, established the
Commission in response to concerns that combining rulemaking,
enforcement, and adjudicatory power in the Secretary would leave
employers unprotected from regulatory bias. Construing the Act to
separate enforcement and interpretive powers is consistent with
this purpose, CF & I argues, because it protects regulated
employers from biased prosecutorial interpretations of the
Secretary's regulations. Indeed, interpretations furnished in the
course of administrative penalty actions, according to CF & I,
are mere "litigating positions," undeserving of judicial deference
under our precedents.
See, e.g., Bowen v. Georgetown University
Hospital, 488 U. S. 204,
488 U. S. 212
(1988).
Although we find these concerns to be important, we think that
they are overstated. It is clear that Congress adopted the
split-enforcement structure in the OSH Act in order to achieve a
greater separation of functions than exists in a conventional
unitary agency.
See S.Rep. No. 91-1282,
supra, at
56, U.S.Code Cong. & Admin. News 1970, p. 5220,
reprinted
in Legislative History 195 (individual views of Sen. Javits)
(noting that adjudication by independent panel goes beyond division
of functions under the APA but defending split-enforcement
structure as "more closely [in] accor[d] with traditional notions
of due process"). But the conclusion that the Act should therefore
be understood to separate enforcement powers from authoritative
interpretive powers
Page 499 U. S. 156
begs the question just how much Congress intended to depart from
the unitary model. Sponsors of the Commission purported to be
responding to the traditional objection that an agency head's
participation in or supervision of agency investigations results in
biased review of the decisions of the hearing officer,
notwithstanding internal separations within the agency.
See
ibid. See generally 3 K. Davis, Administrative Law
Treatise § 18.8, pp. 369-370 (2nd ed. 1980). Vesting
authoritative factfinding and ALJ review powers in the Commission,
an administrative body wholly independent of the administrative
enforcer, dispels this concern.
We harbor no doubt that Congress also intended to protect
regulated parties from biased interpretations of the Secretary's
regulations. But this objective is achieved when the Commission,
and ultimately the court of appeals, review the Secretary's
interpretation to assure that it is consistent with the regulatory
language and is otherwise
reasonable. Giving the
Commission the power to substitute
its reasonable
interpretations for the Secretary's might slightly increase
regulated parties' protection from overzealous interpretations. But
it would also clearly frustrate Congress' intent to make a single
administrative actor "accountable for the overall implementation"
of the Act's policy objectives by combining legislative and
enforcement powers in the Secretary. S.Rep. No. 91-1282, p. 8,
U.S.Code Cong. & Admin.News 1970, p. 5185, reprinted in
Legislative History 148.
We are likewise unpersuaded by the contention that the
Secretary's regulatory interpretations will necessarily appear in
forms undeserving of judicial deference. Our decisions indicate
that agency "litigating positions" are not entitled to deference
when they are merely appellate counsel's "
post hoc
rationalizations" for agency action, advanced for the first time in
the reviewing court.
See Bowen v. Georgetown University
Hospital, supra, at 212;
Burlington Truck Lines, Inc. v.
United States, 371 U. S. 156,
371 U. S. 168
(1962). Because statutory and regulatory interpretations furnished
in this setting occur
after agency proceedings have
terminated, they do not
Page 499 U. S. 157
constitute an exercise of the agency's delegated lawmaking
powers. The Secretary's interpretation of OSH Act regulations in an
administrative adjudication, however, is agency action, not a
post hoc rationalization of it. Moreover, when embodied in
a citation, the Secretary's interpretation assumes a form expressly
provided for by Congress.
See 29 U.S.C. § 658. Under
these circumstances, the Secretary's litigating position before the
Commission is as much an exercise of delegated lawmaking powers as
is the Secretary's promulgation of a workplace health and safety
standard.
In addition, the Secretary regularly employs less formal means
of interpreting regulations prior to issuing a citation. These
include the promulgation of interpretive rules,
see, e.g.,
Marshall v. W and W Steel Co., 604 F.2d 1322, 1325-1326 (CA10
1979);
cf. Whirlpool Corp. v. Marshall, 445 U. S.
1,
445 U. S. 11
(1980), and the publication of agency enforcement guidelines,
see United States Department of Labor, OSHA Field
Operations Manual (3d ed. 1989).
See generally S. Bokat
& H. Thompson, Occupational Safety and Health Law 658-660
(1988). Although not entitled to the same deference as norms that
derive from the exercise of the Secretary's delegated lawmaking
powers, these informal interpretations are still entitled to some
weight on judicial review.
See Batterton v. Francis,
432 U. S. 416,
432 U. S.
425-426, and n. 9 (1977);
Skidmore v. Swift &
Co., 323 U. S. 134,
323 U. S. 140
(1944);
Whirlpool, supra, 445 U.S. at
445 U. S. 11. A
reviewing court may certainly consult them to determine whether the
Secretary has consistently applied the interpretation embodied in
the citation, a factor bearing on the reasonableness of the
Secretary's position.
See Ehlert v. United States, 402
U.S. at
402 U. S.
105.
III
We emphasize the narrowness of our holding. We deal in this case
only with the division of powers between the Secretary and the
Commission under the OSH Act. We conclude from the available
indicia of legislative intent that Congress
Page 499 U. S. 158
did not intend to sever the power authoritatively to interpret
OSH Act regulations from the Secretary's power to promulgate and
enforce them. Subject only to constitutional limits, Congress is
free, of course, to divide these powers as it chooses, and we take
no position on the division of enforcement and interpretive powers
within other regulatory schemes that conform to the
split-enforcement structure. Nor should anything we say today be
understood to bear on whether particular divisions of enforcement
and adjudicative power within a unitary agency comport with §
554(d) of the APA.
In addition, although we hold that a reviewing court may not
prefer the reasonable interpretations of the Commission to the
reasonable interpretations of the Secretary, we emphasize that the
reviewing court should defer to the Secretary only if the
Secretary's interpretation is reasonable. The Secretary's
interpretation of an ambiguous regulation is subject to the same
standard of substantive review as any other exercise of delegated
lawmaking power.
See 6 U.S.C. § 706(2)(A);
Batterton v. Francis, supra, 432 U.S. at
432 U. S. 426.
As we have indicated, the Secretary's interpretation is not
undeserving of deference merely because the Secretary advances it
for the first time in an administrative adjudication. But as the
Secretary's counsel conceded in oral argument, Tr. of Oral Arg.
18-19, 20-21, the decision to use a citation as the initial means
for announcing a particular interpretation may bear on the adequacy
of notice to regulated parties,
see Bell Aerospace, 416
U.S. at
416 U. S. 295;
Bowen v. Georgetown University Hospital, 488 U.S. at
488 U. S. 220
(SCALIA, J., concurring), the quality of the Secretary's
elaboration of pertinent policy considerations,
see Motor
Vehicle Mfrs. Assn. of United States, Inc. v. State Farm Mut.
Automobile Ins Co., 463 U. S. 29,
463 U. S. 43
(1983), and other factors relevant to the reasonableness of the
Secretary's exercise of delegated lawmaking powers.
Page 499 U. S. 159
CF & I urges us to hold that the Secretary unreasonably
interpreted 29 CFR § 1910.1029(g)(3) in this case. However,
because the Court of Appeals deferred to the Commission's
interpretation, it had no occasion to address the reasonableness of
the Secretary's interpretation. Rather than consider this issue for
the first time ourselves, we leave the issue for resolution on
remand.
The judgment of the Court of Appeals is reversed, and the case
is remanded for further proceedings consistent with this
opinion.
It is so ordered.
[
Footnote 1]
The Secretary has delegated certain statutory responsibilities
to the Assistant Secretary for Occupational Safety and Health, who
heads the Occupational Safety and Health Administration.
See Secretary of Labor's Order No. 12-71, 36 Fed.Reg. 8754
(1971); Order No. 8-76, 41 Fed. Reg. 25059 (1976); Order No. 9-83,
48 Fed.Reg. 35736 (1983).
[
Footnote 2]
"For safe use of any respirator, it is essential that the user
be properly instructed in its selection, use, and maintenance. Both
supervisors and workers shall be so instructed by competent
persons. Training shall provide the men an opportunity to handle
the respirator, have it fitted properly, test its
face-piece-to-face seal, wear it in normal air for a long
familiarity period, and, finally, to wear it in a test
atmosphere."
29 CFR § 1910.134(e)(5) (199O).
[
Footnote 3]
This regulation states in pertinent part:
"
Respirator usage. (i) The employer shall assure that
the respirator issued to the employee exhibits minimum facepiece
leakage and that the respirator is fined properly."
29 CFR § 1910.1029(g)(4) (1990). According to the
Commission, the compliance officer who issued the citation
"acknowledged that [§ 1910.1029(g)(4)(i)] applied," and "that
he might have cited the wrong standard."
CF & I, 12
OSHC 2067, 2078 (1986).
[
Footnote 4]
Compare Brock v. Williams Enterprises of Georgia, Inc.,
832 F.2d 567, 569-570 (CA11 1987) (deference to Secretary);
United Steelworkers of America v. Schuylkill Metals Corp.,
828 F.2d 314, 319 (CA5 1987) (same); and
Donovan v. A. Amorello
& Sons, Inc., 761 F.2d 61, 6s-66 (CA1 1985) (same)
with Brock v. Cardinal Industries, Inc., 828 F.2d 373,
376, n. 4 (CA6 1987) (deference to Commission);
Brock v.
Bechtel Power Corp., 803 F.2d 999, 1000-1001 (CA9 1986)
(same); and
Marshall v. Western Electric, Inc., 565 F.2d
240, 244 (CA2 1977) (same).
[
Footnote 5]
The parties do not challenge the Court of Appeals' conclusion
that the regulations at issue in this case are ambiguous. We assume
that this conclusion is correct for purposes of our analysis.