The Sentencing Reform Act of 1984 (Reform Act) eliminated
special parole, supervised by the United States Parole Commission,
for drug offenders after incarceration and established conditions
for a new system of supervised release to be overseen by the
sentencing court. However, the supervised release provisions'
effective date was delayed until November 1, 1987. In October,
1986, the Anti-Drug Abuse Act of 1986 (ADAA) was enacted, which, in
§ 1002, sets minimum and maximum sentences and mandates terms
of supervised release for certain drug offenses. Some ADAA
sections, but not § 1002, specified a November 1, 1987,
effective date. Petitioner was convicted of,
inter alia,
offenses to which § 1002 applies that occurred after the
ADAA's enactment but before the effective date of the Reform Act's
supervised release provisions. The District Court sentenced him to
concurrent prison terms and imposed concurrent 5-year terms of
special parole for each offense, ruling that Congress intended that
parole be imposed in cases where the offenses were committed in the
interim between the ADAA's enactment and November 1, 1987, and
rejecting petitioner's argument that no post-confinement
supervision was appropriate for offenses committed during that
time. The Court of Appeals vacated the sentence, holding that
§ 1002's plain language required that petitioner be sentenced
to terms of supervised release, rather than special parole.
Held: Supervised release applies for all drug offenses
in the categories specified by ADAA § 1002 that were committed
after the ADAA was enacted but before November 1, 1987. Pp.
498 U. S.
404-410.
(a) Section 1002 contains no provision for its effective date,
and therefore took effect on its date of enactment. There is no
clear direction to the contrary by Congress, whose silence here
contrasts with its expression of effective dates for other ADAA
sections. Nothing about Congress' apparent purpose in enacting
§ 1002 -- to rectify an error in the Controlled Substances Act
that would have required supervised release for small- but not
big-time drug offenders -- rebuts this presumption. In arguing that
Congress must have intended to postpone all of § 1002's
penalty provisions in order to avoid creating a conflict with
§§ 1007(a) and 10O9(a) -- which, effective November 1,
1987, authorize shorter sentences for certain offenders who
cooperate with the Government -- since
Page 498 U. S. 396
§ 1002's mandatory minimum sentence requirements otherwise
would eliminate the possibility of such shorter sentences for
offenses committed during the interim period, petitioner is
mistaken. Congress corrected these problems in December, 1987, by
permitting departures from mandatory minimum sentences for
cooperating defendants whose offenses were committed before
November 1, 1987, a move that can be explained only if Congress
believed that the mandatory penalties had gone into effect as of
the ADAA's date of enactment. Also rejected is petitioner's
argument that the delayed implementation of § 1004, which
provides that all references to "special parole" in the Controlled
Substances Act were to be changed to "supervised release," delayed
the effect of § 1002's supervised release provisions. Since a
specific provision controls over one of a more general application
and § 1002 made the change from special parole to supervised
release independent of § 1004, § 1004's general
change-over provision does not apply. Moreover, it is unlikely that
Congress intended to delay some, but not all, of § 1002's
provisions. Pp.
498 U. S.
404-407.
(b) That the term "supervised release" was defined in the
enacted, but not yet effective, Reform Act, rather than in the
ADAA, does not mean that the term as used in the ADAA had no
significance before November 1, 1987. It is not uncommon to refer
to other, related legislative enactments when interpreting
specialized statutory terms, a device whose utility is not defeated
by the fact that the Act referred to is not yet effective. At the
time the ADAA was enacted, the Reform Act had all of the weight and
dignity of a deliberate, considered enactment of Congress,
presented to and approved by the President, and it is reasonable to
assume that Congress, when it passed the ADAA, knew that the full
definition of supervised release existed in the Reform Act and
legislated with reference to it. It is also possible that Congress,
knowing that it was unlikely that anyone committing a drug offense
during the interim period would be released from custody before
November 1 1987, concluded that, in all such cases, the Reform Act
would be effective at the time a district court began its duties
under the supervised release program. Section 1002's plain language
also forecloses the possibility that the rules governing special
parole should apply to crimes committed in .the interim period. Pp.
498 U. S.
407-409.
(c) The absence of an effective date provision in § 1002
does not create an ambiguity calling for the invocation of the rule
of lenity. While § 1002 may have created some minor
inconsistencies with other statutory provisions, its
post-confinement supervision provisions are not ambiguous. Pp.
498 U. S.
409-410.
894 F.2d 1402 (CA3 1990), affirmed.
KENNEDY, J., delivered the opinion for a unanimous Court.
Page 498 U. S. 397
Justice KENNEDY delivered the opinion of the Court.
This case presents a problem in the interpretation of the
federal drug enforcement laws and their reference to the method of
post-confinement monitoring known as "supervised release." Before
1984, drug offenders sentenced to prison were required to serve
terms of special parole following their incarceration. The
Sentencing Reform Act of 1984 eliminated special parole and, in its
place, established conditions for the new system of supervised
release. To ensure the orderly implementation of this change,
Congress delayed the effective date of the Sentencing Reform Act's
supervised release provisions until November 1, 1987. A year before
that date, however, Congress enacted the Anti-Drug Abuse Act of
1986 (ADAA), which mandates terms of supervised release for certain
drug offenses. In this case, we consider whether the ADAA's
supervised release requirements apply to offenses committed during
the interim period after the ADAA was enacted but before the
Sentencing Reform Act's provisions for supervised release became
effective.
I
Petitioner Moshe Gozlon-Peretz was convicted under 21 U.S.C.
§ 846 on one count of participation in a conspiracy to
distribute in excess of a kilogram of heroin, and under 21 U.S.C.
§ 841(a)(1) and 18 U.S.C. § 2 on counts of distributing
240 grams of heroin and of possession with intent to distribute in
excess of one kilogram of heroin. The substantive offenses occurred
on February 26, 1987, nearly four months after the ADAA's enactment
but eight months before the
Page 498 U. S. 398
November 1, 1987, effective date of the Sentencing Reform Act's
provisions for supervised release. Following a remand by the Third
Circuit for reasons not at issue here,
see United States v.
Levy, 865 F.2d 551, 559-560 (1989) (en banc), the District
Court sentenced petitioner to 20 years on the conspiracy count, and
to concurrent 15-year sentences for the substantive offenses.
At the sentencing hearing, the Government and petitioner
disagreed as to whether some form of post-confinement supervision
was required for petitioner's substantive offenses. At issue then,
and at issue in the case before us, was the interpretation of
§ 1002 of the ADAA, codified at 21 U.S.C. § 841(b)(1)(A)
(1982 ed., Supp. IV). Although ADAA § 1002 specifies a term of
"supervised release," the Government argued in the District Court
that a term of special parole was required. According to the
Government, because § 1002 directs that drug offenders receive
post-confinement supervision, and because drug offenders were
sentenced to special parole before the ADAA was enacted, Congress
intended that special parole be imposed during the interim before
the effective date of the Sentencing Reform Act, November 1, 1987.
Petitioner, contending that Congress intended to delay the
effective date of the ADAA's supervised release provisions, argued
that no form of post-confinement supervision was appropriate under
the ADAA for offenses committed prior to November 1, 1987. The
District Court accepted the Government's position and imposed
concurrent 5-year terms of special parole for each of petitioner's
substantive offenses.
The Third Circuit vacated the sentence and remanded, holding
that, under the plain language.of § 1002, petitioner should
have been sentenced to two 5-year terms of supervised release
rather than special parole. 894 F.2d 1402 (CA3 1990). According to
the Third Circuit, the supervised release provisions in § 1002
became effective on the ADAA's date of enactment, October 27, 1986,
and apply to all offenses
Page 498 U. S. 399
committed after that date. Because of a split among the Courts
of Appeals as to the appropriate form of post-confinement
supervision for the interim period in question, we granted
certiorari. 496 U.S. 935 (1990). We now affirm.
II
A
We first trace in more detail the relevant statutory history of
the federal drug enforcement penalty scheme and of federal
sentencing in general. We begin with the Controlled Substances Act,
Pub.L. 91-513, Tit. II, § 401(b), 84 Stat. 1260,
codified
at 21 U.S.C. § 841(b). When first enacted, § 841(b)
subjected offenders involved in the manufacture or distribution of
schedule I and II narcotic substances, including heroin, to a
maximum of 15 years' imprisonment and, if a prison sentence was
imposed, to a mandatory 3-year term of special parole. 21 U.S.C.
§ 841(b)(1)(A) (1982 ed.). [
Footnote 1] Special parole was "a period of supervision
served upon completion of a prison term" and administered by the
United States Parole Commission.
Bifulco v. United States,
447 U. S. 381,
447 U. S. 388
(1980).
See 21 U.S.C. § 841(c) (1982 ed.),
repealed, Pub.L. 98-473, Tit. II, § 224(a)(6), 98
Stat. 2030.
In 1984, as part of a larger bill, Congress enacted two statutes
that altered the penalty schemes for federal drug offenders: the
Controlled Substances Penalties Amendments Act, Pub.L. 98-473, Tit.
II, ch. V, 98 Stat. 2068, and the Sentencing Reform Act, Pub.L.
98-473, Tit. II, ch. II, 98 Stat.
Page 498 U. S. 400
1987. [
Footnote 2] The
Controlled Substances Penalties Amendments Act increased the
maximum prison terms available under the Controlled Substances Act
for offenses involving large quantities of narcotic substances to
20 years, but did not provide any term of special parole for such
offenses. 21 U.S.C. § 841(b)(1)(A) (1982 ed., Supp. II).
[
Footnote 3] Persons convicted
of crimes involving lesser amounts of narcotic and nonnarcotic
substances remained subject to the penalties applicable to offenses
committed before the 1984 amendments, including special parole. 21
U.S.C. §§ 841(b)(1)(B) and (C) (1982 ed., Supp. II).
Thus, while increasing the maximum terms of imprisonment for
large-scale narcotics offenses, the 1984 amendments created a
peculiar situation in which small-time offenders were subject to
special parole, while big-time offenders were not.
Concurrent with the increases in maximum penalties for
large-scale narcotics offenses, the Sentencing Reform Act of 1984
modified the penalty scheme for federal drug offenders by deleting
all remaining references to special parole in the pre-1984 version
of the Controlled Substances Act, but this modification did not
become effective until November 1, 1987. [
Footnote 4] The change reflected Congress' desire to
eliminate most forms of parole, and to replace them with the new
system of supervised release. Under the Sentencing Reform
Page 498 U. S. 401
Act's provisions for supervised release, the sentencing court,
rather than the Parole Commission, would oversee the defendant's
post-confinement monitoring.
See 18 U.S.C. §§
3583, 3601. The court could terminate, extend, or alter the
conditions of the term of supervised release prior to its
expiration. 18 U.S.C. § 3583(e). In the event of a violation
of the supervised release order, the court could hold a defendant
in contempt. 18 U.S.C. § 3583(e)(3).
Having decided upon supervised release as its preferred means of
post-confinement monitoring, Congress nevertheless decided to defer
its application to drug offenses. Although the Sentencing Reform
Act established conditions for supervised release, and although the
Act took the further step of eliminating references to special
parole for most drug offenses, Congress did not take the final step
of requiring supervised release for persons sentenced under the
Controlled Substances Act. That step was taken two years later,
when Congress enacted the ADAA, Pub.L. 99-570, 100 Stat. 3207,
3207-2 to 3207-4.
The ADAA again redefined and expanded the offense categories
codified in 21 U.S.C. § 841(b) and, in so doing, increased the
maximum penalties and set minimum penalties for many offenders.
ADAA § 1002 created a new drug penalty classification for
large-scale offenses involving certain narcotics, such as
petitioner's trafficking in more than one kilogram of heroin. For
first-time, offenders in these high-volume narcotics crimes,
Congress authorized sentences of 10 years to life imprisonment. 21
U.S.C. § 841(b)(1)(A) (1982 ed., Supp. IV). [
Footnote 5] For mid-range violations, such as
those involving between 100 grams and one kilogram of heroin,
Congress authorized sentences of between 5 and 40 years'
Page 498 U. S. 402
imprisonment.
Id. § 841(b)(1)(B). [
Footnote 6] Other violations involving
schedule I or II substances were subject to a maximum of 20 years'
imprisonment.
Id. § 841(b)(1)(C). The penalties for
other drug offenses remained mostly unchanged, including mandatory
special parole for offenses involving relatively small amounts of
marijuana and hashish.
See id., §§ 841(b)(1)(D),
(b)(2) and (b)(3).
The House and Senate versions of the ADAA, in their original
forms, also required that special parole terms be imposed as part
of the package of penalties for major narcotics offenses under 21
U.S.C. §§ 841(b)(1)(A), (B) and (C).
See H.R.
5484, 99th Cong., 2d Sess. (1986); S. 2878, 99th Cong., 2d Sess.
(1986). Under both bills, the special parole provisions were to
become effective immediately, and to apply until the effective date
of the new federal sentencing system, November 1, 1987. As of that
date, the House bill provided for the repeal of the special parole
provisions, while the Senate bill provided that all references to
special parole be changed to supervised release.
See
H.R.Rep. No. 99-845, p. 20 (1986); 132 Cong.Rec. H6630 (Sept. 11,
1986) (§ 608(b) of House bill);
id. at 26101 (§
1007 of Senate bill). Neither of these alternatives was adopted,
however. Instead, in the final stages of the legislative process,
and without explanation, Congress substituted the words "supervised
release" for the words "special parole" whenever the latter term
appeared in § 1002.
See id. at 32728-32745. As
enacted by Congress, § 1002 of the ADAA, 21 U.S.C. §
841(b)(1)(A), provides in relevant part:
"Any sentence under this subparagraph shall, in the absence of .
. . a prior conviction,
Page 498 U. S. 403
impose a term of supervised release of at least 5 years in
addition to such term of imprisonment and shall, if there was . . .
a prior conviction, impose a term of supervised release of at least
10 years in addition to such term of imprisonment. . . . No person
sentenced under this subparagraph shall be eligible for parole
during the term of imprisonment imposed therein."
In similarly worded passages, Congress also required sentencing
courts to impose supervised release terms of at least four and
three years for first-time offenders sentenced under §§
841(b)(1)(B) and (C), respectively, and to double those terms for
repeat offenders. In contrast to other sections in the ADAA for
which Congress specified November 1, 1987, as the effective date,
ADAA § 1002 gave no such direction.
B
The absence of an express deferral of ADAA § 1002's
effective date, coupled with the delayed effective date of the
Sentencing Reform Act's provisions governing supervised release,
has created a conflict of interpretation among the courts of
appeals. The persons affected by the interpretive problem are those
whose offenses occurred between October 27, 1986, the date on which
ADAA was signed into law, and November 1, 1987, the effective date
of the Sentencing Reform Act's provisions for supervised release. A
majority of the courts of appeals hold, as did the District Court
in this case, that sentencing courts may not impose supervised
release for crimes committed before November 1, 1987, and instead
require imposition of terms of special parole. [
Footnote 7] The Third Circuit, in reversing the
District Court below, held that supervised release applies to
offenses that occurred after
Page 498 U. S. 404
October 27, 1986, and four other circuits accept its position,
at least in part. [
Footnote 8]
In this Court, the Government now supports the Third Circuit's
view, while petitioner still insists that Congress intended no form
of post-confinement supervision for offenses committed before
November 1, 1987. We now consider which of these interpretations
accords with congressional intent.
III
A
It is well established that, absent a clear direction by
Congress to the contrary, a law takes effect on the date of its
enactment.
See Robertson v. Bradbury, 132 U.
S. 491,
132 U. S. 493
(1889);
Arnold v. United
States, 9 Cranch 104,
13 U. S.
119-120 (1815);
see also 2 N. Singer,
Sutherland on Statutory Construction § 33.06, p. 12 (C. Sands
4th rev. ed. 1986). We find no such contrary direction in the
language of § 1002, or in its evident purpose. Turning first
to the text of the statute, we note that § 1002, like many
other congressional enactments, contains no provision for its
effective date. Nor is there an effective date specified for the
ADAA as a whole. Congress' silence in this regard contrasts with
the express effective date provisions for other discrete sections
of the ADAA.
See Pub.L. 99-570, §§ 1004(b),
1006(a)(4), 1007(b) and 10O9(b).
"[W]here Congress includes particular language in one section of
a statute but omits it in another section of the same Act, it is
generally presumed that Congress acts intentionally and purposely
in the disparate inclusion or exclusion."
Russello v. United States, 464 U. S.
16,
464 U. S. 23
(1983)
Page 498 U. S. 405
(internal quotations omitted);
see General Motors Corp. v.
United States, 496 U. S. 530,
496 U. S. 541
(1990).
Nor does anything we can discern about Congress' purpose in
enacting § 1002 rebut the presumption that it became effective
at once. As discussed above, the Controlled Substances Penalties
Amendments Act of 1984 inexplicably mandated post-confinement
supervision for many small-time drug offenders, but exempted
big-time narcotics offenders.
See supra at
498 U. S. 400.
Section 1002 removed that disparity and mandated post-confinement
supervision for all Schedule I and II drug offenders. Given the
apparent purpose of the legislation to rectify an earlier mistake,
it seems unlikely that Congress intended the effective date to be
any time other than the date of enactment.
Petitioner asks us to look to other provisions in the ADAA to
find Congress' intent. He first contends that Congress must have
intended to postpone all the penalty provisions of § 1002 --
not just its supervised release provisions -- until November 1,
1987, because to have done otherwise would have created anomalies
with §§ 1007(a) and 10O9(a). These sections, each
specifying an effective date of November 1, 1987, authorize shorter
sentences for certain offenders who cooperate with the Government.
According to petitioner, if § 1002 became effective upon
enactment, there would have been no possibility of sentences below
the mandatory minimum for offenses committed during the period
between October 27, 1986, and November 1, 1987, even though a
defendant otherwise would have been qualified for the
exception.
Petitioner's argument has been rejected by every Court of
Appeals to consider it, [
Footnote
9] and we likewise reject it here.
Page 498 U. S. 406
While petitioner is correct that § 1002 created minor
anomalies with §§ 1007 and 1009, Congress recognized
these potential problems and fixed them. In December, 1987,
Congress enacted legislation ensuring that the provisions
permitting departures from mandatory minimum sentences for
cooperating defendants would apply to offenses committed before
November 1, 1987.
See Sentencing Act of 1987, Pub.L.
100-182, § 24, 101 Stat. 1271. This corrective statute can be
explained only if Congress believed that the mandatory minimum
penalties had gone into effect as of the ADAA's date of enactment,
October 27, 1986.
"Of course, the view of a later Congress does not establish
definitively the meaning of an earlier enactment, but it does have
persuasive value."
Bell v. New Jersey, 461 U. S. 773,
461 U. S. 784
(1983). We believe that Congress' later enactment weighs against
petitioner's favored reading of the statute.
Petitioner next argues that, even if ADAA § 1002 generally
became effective on its date of enactment, we should read the
delayed effective date provision in ADAA § 1004 as delaying
the effective date of the supervised release provisions in ADAA
§ 1002 as well. ADAA § 1004(b) provides that all
remaining references to "special parole" in the Controlled
Substances Act were to be changed to "supervised release," but that
the amendments made by "this section" were not to take effect until
November 1, 1987. By its plain meaning, "this section" refers not
to the entire ADAA, nor even to one title or chapter in that
enactment. Rather, it refers only to the general change-over
provision in § 1004, which was intended to amend those
provisions in the Controlled Substances Act that retained the term
"special parole" as of November 1, 1987. [
Footnote 10] Because § 1002 made the change from
special parole to supervised release independent of § 1004,
the ADAA's
Page 498 U. S. 407
general change-over provision, including that section's delayed
effective date, does not apply here. A specific provision controls
over one of more general application.
Crawford Fitting Co. v.
J.T. Gibbons, Inc., 482 U. S. 437,
482 U. S. 445
(1987).
We doubt, moreover, that Congress would intend to delay §
1002's provisions for supervised release and make its other
provisions effective at once.
"In determining the meaning of the statute, we look not only to
the particular statutory language, but to the design of the statute
as a whole and to its object and policy."
Crandon v. United States, 494 U.
S. 152,
494 U. S. 158
(1990). Section 1002 grouped the ADAA's penalty provisions --
imprisonment, fines, and supervised release -- into a single
paragraph for each of the new offense levels established in 21
U.S.C. § 841(b)(1). It is unlikely that the third part of the
three-part penalty scheme was postponed for a year while the first
two took effect at once. Based on our review of the ADAA, we cannot
say that Congress gave a clear direction to delay the effective
date of § 1002's supervised release provisions.
B
Having reviewed the language and structure of the ADAA itself,
we now consider the effect of the Sentencing Reform Act's
provisions for imposing and revoking supervised release. Petitioner
argues that, because these provisions did not become effective
until November 1, 1987, the term "supervised release" as used in
the ADAA had no significance before that date, and courts had no
power to impose it. We do not agree. Supervised release is a unique
method of post-confinement supervision invented by the Congress for
a series of sentencing reforms, including those for drug offenders.
The power, and the duty, to impose supervised release is explicit
in the ADAA itself as enacted in 1986. While the definition of the
term "supervised release" is not set forth in the ADAA, it was set
forth in the enacted, though not yet effective, Sentencing Reform
Act as early as 1984. It is not
Page 498 U. S. 408
uncommon to refer to other, related legislative enactments when
interpreting specialized statutory terms.
See, e.g., Oscar
Mayer & Co. v. Evans, 441 U. S. 750,
441 U. S. 756
(1979);
Kokoszka v. Belford, 417 U.
S. 642,
417 U. S. 650
(1974);
Northcross v. Memphis Bd of Education,
412 U. S. 427,
412 U. S. 428
(1973). That the Act referred to has its own, later effective date
does not defeat the utility of this interpretational device. Courts
may refer to enacted but not yet effective legislation to interpret
statutory terms if the legislature intends the reference. At the
time the ADAA was enacted, the Sentencing Reform Act, though its
own scheme was not yet operational, had all the weight and dignity
of a deliberate, considered enactment of the Congress, presented
to, and approved by, the President. The Sentencing Reform Act was
the origin of the specialized term "supervised release," and the
ADAA used the term in legislating upon the same subject matter. The
reasonable assumption is that, when Congress adopted the ADAA and
used the term "supervised release," it knew of the full definition
in the existing Sentencing Reform Act and legislated with reference
to it.
See Morissette v. United States, 342 U.
S. 246,
342 U. S. 263
(1952).
Further, there is a plausible explanation for the disjunction in
the statutes. The class of defendants here involved are those who
committed drug offenses between October 27, 1986, and November 1,
1987. In the great majority of those cases, including the case now
under review, it was not likely that an offender would be released
from custody before the November 1, 1987 date. The draftsman might
well have concluded that, in all such cases, the Sentencing Reform
Act would be effective at the time the district court would begin
to exercise its duties under the supervised release procedures.
See Slawsky, Looking at the Law, 52 Fed. Probation 86
(June 1988).
In reaching this conclusion, we also reject the holdings of the
District Court and some courts of appeals that, because the
statutory provision for imposing and revoking supervised
Page 498 U. S. 409
release did not go into effect until November 1, 1987, the rules
governing special parole should apply to crimes committed in the
interim period before that date. The plain language of § 1002
forecloses such a result.
See Hallstrom v. Tillamook
County, 493 U. S. 20,
493 U. S. 25-26
(1990). Admittedly, the statutory scheme might have appeared more
logical had Congress not made the last minute switch from special
parole to supervised release. [
Footnote 11] That, however, does not justify ignoring
Congress' mandate. The term "supervised release" has specific
meaning, and we have no reason to doubt that Congress used the term
knowing that it differs from the term "special parole," and with
the intent that sentencing courts follow the direction of the
statute. We hold that, for offenses committed in the interim period
between October 27, 1986, and November 1, 1987, supervised release
applies for all drug offenses in the categories specified by ADAA
§ 1002.
C
Finally, petitioner invokes the "rule of lenity", contending
that the absence of an effective date provision in ADAA § 1002
creates an ambiguity that must be construed in his
Page 498 U. S. 410
favor.
See Bifulco v. United States, 447 U.S. at
447 U. S. 387;
Lewis v. United States, 445 U. S. 55,
445 U. S. 65
(1980). We do not believe, however, that the rule of lenity applies
here.
"The rule comes into operation at the end of the process of
construing what Congress has expressed, not at the beginning as an
overriding consideration of being lenient to wrongdoers."
Callanan v. United States, 364 U.
S. 587,
364 U. S. 596
(1961). Applying well established principles of statutory
construction, we have concluded that Congress, through its use of
plain language, intended narcotics offenders to receive supervised
release for crimes committed between October 27, 1986, and November
1, 1987. While § 1002 may have created some minor
inconsistencies with other statutory provisions, its provisions for
post-confinement supervision are not ambiguous. This case involves
no ambiguity for the rule of lenity to resolve.
For the reasons set forth above, the judgment of the Court of
Appeals is affirmed.
It is so ordered.
[
Footnote 1]
The Controlled Substances Act established five "schedules" of
narcotic and nonnarcotic substances subject to federal drug laws,
codified at 21 U.S.C. § 812. Prior to 1984, 21 U.S.C. §
841(b)(1)(A) applied to offenses involving narcotics listed in
schedules I and II, those considered by Congress to present the
highest potential for abuse.
See 21 U.S.C. §§
812(b)(1) and (b)(2) (1982 ed.). Persons convicted of offenses
involving other illicit drugs were subject to various, lesser
penalties.
See 21 U.S.C. § 841(b)(1)(B), (b)(2) and
(b)(3) (1982 ed.).
[
Footnote 2]
Both statutes were enacted as part of the Comprehensive Crime
Control Act of 1984, Pub.L. 98-473, Tit. II, 98 Stat.1976, a
lengthy piece of legislation that brought about significant
revisions to many other aspects of the federal criminal justice
system, including forfeiture, bail, and procedures for the
treatment of juvenile and mentally ill defendants.
[
Footnote 3]
Large-scale drug offenses under the Controlled Substances
Penalties Amendments Act included those involving 100 grams or more
of heroin, one kilogram or more of cocaine, and 5 grams or more of
LSD.
See 21 U.S.C. § 841(b)(1)(A) (1982 ed., Supp.
II).
[
Footnote 4]
As enacted, the Sentencing Reform Act provided that the
elimination of special parole terms would take place on November 1,
1986. The effective date of these amendments, however, with many of
the Sentencing Reform Act's other key provisions, was delayed until
November 1, 1987.
See Sentencing Reform Amendments Act of
1985, Pub.L. 99-217, § 4, 99 Stat. 1728.
[
Footnote 5]
ADAA § 1002 prescribed equivalent thresholds for
"mixture[s] or substance[s] containing a detectable amount" of
other illicit narcotics at 5 kilograms for cocaine, 50 grams for
cocaine base, 100 grams for phencyclidine (PCP), 10 grams for LSD,
400 grams for propanamide, and 1,000 kilograms for marijuana.
See 21 U.S.C. § 841(b)(1)(A) (1982 ed., Supp.
IV).
[
Footnote 6]
The equivalent thresholds under ADAA § 1002 for other
mixtures or substances were 500 grams for cocaine, 5 grams for
cocaine base, 100 grams for PCP (10 grams if pure), 1 gram for LSD,
40 grams for propanamide, and 100 kilograms for marijuana.
See 21 U.S.C. § 841(b)(1)(B) (1982 ed., Supp.
IV).
[
Footnote 7]
See Mercado v. United States, 898 F.2d 291 (CA2 1990)
(per curiam );
United States v. Whitehead, 849 F.2d 849,
860 (CA4),
cert. denied, 488 U.S. 983 (1988);
United
States v. Byrd, 837 F.2d 179, 181, n. 8 (CA5 1988);
United
States v. Paiz, 905 F.2d 1014, 1031 (CA7 1990);
United
States v. Portillo, 863 F.2d 25, 26 (CA8 1988) (per curiam);
United States v. Levario, 877 F.2d 1483, 1487-1489 (CA10
1989);
United States v. Smith, 840 F.2d 886, 889-890
(CA11),
cert. denied, 488 U.S. 859 (1988).
[
Footnote 8]
See United States v. Brundage, 284 U.S.App. D.C. 219,
225, 903 F.2d 837, 843 (1990);
United States v. Figueroa,
898 F.2d 825, 828 (CA1 1990);
United States v. Blackmon,
914 F.2d 786, 789-790 (CA6 1990);
United States v. Torres,
880 F.2d 113 (CA9 1989) (per curiam ),
cert. denied, 493
U.S. 1060 (1990);
cf. United States v. Ferryman, 897 F.2d
584 (CA1 1990) (persons sentenced under 21 U.S.C. §
841(b)(1)(B) should receive special parole for offenses committed
prior to November 1, 1987).
[
Footnote 9]
See United States v. Brundage, supra, 284 U.S.App.D.C.
at 223, 903 F.2d 841;
United States v. Charleus, 871 F.2d
265, 269 (CA2 1989),
United States v. Levy, 865 F.2d 551,
559, n. 4 (CA3 1989);
United States v. Duprey, 895 F.2d
303, 311 (CA7 1989),
cert. denied, 495 U.S. 906 (1990);
United States v. Padilla, 869 F.2d 372, 381-382 (CA8),
cert. denied, sub nom. Percheitte v. United States, 492
U.S. 909 (1989);
United States v. Meyers, 847 F.2d 1408,
1415 (CA9 1988);
United States v. Garcia, 879 F.2d 803,
804 (CA10 1989).
[
Footnote 10]
These sections were 21 U.S.C. §§ 841(b)(1)(D),
841(b)(2), 845(a), 845(b), 845a(a), 960(b)(4), and 962(a) (1982
ed., Supp. IV).
[
Footnote 11]
For example, petitioner contends that Congress' last-minute
switch from special parole to supervised release created
inconsistencies with other penalty provisions in the Controlled
Substances Act, specifically 21 U.S.C. § 845, which prohibits
distribution of drugs to minors, and 21 U.S.C. § 845a, which
prohibits the distribution of drugs within 1,000 feet of a school.
For offenses committed prior to November 1, 1987, §§
845(a) and 845a(a) provide special parole terms in multiples of
those authorized by Section 841(b)(1) for the same type and
quantity of drug. Petitioner notes that, if defendants charged with
crimes committed between October 27, 1986, and November 1, 1987,
are to receive terms of supervised release, not special parole, the
enhancement provisions in sections 845(a) and 845a(a) might not
apply. Assuming without deciding that petitioner is correct, these
minor inconsistencies nevertheless are not sufficient to overcome
the strong presumption in favor of October 27, 1986, being the
effective date for § 1002. Congress' possible lack of
attention to some of the collateral effects of the change from
special parole to supervised release does not justify our disregard
of the change itself.