In determining whether a family's income disqualifies it from
receiving benefits under the Aid to Families With Dependent
Children (AFDC) program of Part A of Title IV of the Social
Security Act, the appropriate agency of a participating State is
required to "disregard the first $50 of any child support payments"
received by the family in any month for which benefits are sought.
42 U.S.C. § 602(a)(8)(A)(vi). Under this provision, petitioner
Secretary of Health and Human Services has declined to "disregard"
the first $50 of "child's insurance benefits" received under Title
II of the Act, reasoning that such benefits are not "child support"
because that term, as used throughout Title IV, invariably refers
to payments from absent parents. The District Court granted summary
judgment for respondents, custodial parents receiving AFDC
benefits, in their suit challenging the Secretary's interpretation
of § 602(a)(8)(A)(vi). The Court of Appeals affirmed,
reasoning that, since AFDC applicants receiving Title II benefits
are burdened by the same eligibility constraints as those receiving
payments directly from absent parents, no rational basis exists for
according one class of families the mitigating benefit of the
disregard while depriving the other of that benefit. The court
added that to construe § 602(a)(8)(A)(vi) to exclude the Title
II benefits from the disregard would raise constitutional equal
protection concerns.
Held: Title II "child's insurance benefits" do not
constitute "child support" within the meaning of §
602(a)(8)(A)(vi). The clear and unambiguous language of the statute
demonstrates that Congress used "child support" throughout Title IV
as a term of art referring exclusively to payments from absent
parents.
See, e.g., § 651, the first provision in
Part D of Title IV, which is devoted exclusively to "Child Support
and Enforcement of Paternity." Since the statute also makes plain
that Congress meant for the Part D program to work in tandem with
the Part A AFDC program to provide uniform levels of support for
children of equal need,
see §§ 602(a)(26),
602(a)(27), 654(5), the phrase "child support" as used in the two
Parts must be given the same meaning.
See, e.g., Sorenson v.
Secretary of Treasury, 475 U. S. 851,
475 U. S. 860.
Thus, although governmentally funded Title II child's insurance
benefits might be characterized as
Page 496 U. S. 479
"support" in the generic sense, they are not the sort of child
support payments from absent parents envisioned by Title IV. This
is the sort of statutory distinction that does not violate the
Equal Protection Clause "if any state of facts reasonably may be
conceived to justify it,"
Bowen v. Gilliard, 483 U.
S. 587,
483 U. S. 601,
and it is justified by Congress' intent to encourage the making of
child support payments by absent parents. Pp.
496 U. S.
481-485.
870 F.2d 969, (CA 4 1989) reversed.
REHNQUIST, C.J., delivered the opinion of the Court, in which
WHITE, O'CONNOR, SCALIA, and KENNEDY, JJ., joined. BLACKMUN, J.,
filed a dissenting opinion, in which BRENNAN and MARSHALL, JJ.,
joined,
post, p.
496 U. S. 485.
STEVENS, J., filed a dissenting opinion,
post, p.
496 U. S.
496.
Chief Justice REHNQUIST delivered the opinion of the Court.
In this case, we review a determination by petitioner, the
Secretary of Health and Human Services, that "child's insurance
benefits" paid pursuant to Title II of the Social Security Act,
see 49 Stat. 623,
as amended, 42 U.S.C. §
402(d) (1982 ed. and Supp. V), do not constitute "child support" as
that term is used in a provision in Title IV of the Act governing
eligibility for Aid to Families With Dependent Children (AFDC).
See 42 U.S.C § 602(a)(8)(A)(vi) (1982 ed., Supp. V).
We uphold the Secretary's determination and reverse
Page 496 U. S. 480
the contrary holding of the United States Court of Appeals for
the Fourth Circuit.
Title IV requires the applicable agencies of States
participating in the AFDC program to consider "other income and
resources of any child or relative claiming" AFDC benefits "in
determining need" for benefits. 42 U.S.C. § 602(a)(7)(A) (1982
ed., Supp. V). The state agencies "shall determine ineligible for
aid any family the combined value of whose resources . . . exceeds"
the level specified in the Act. § 602(a)(7)(B). Central to
this case is one of the amendments to Title IV in the Deficit
Reduction Act of 1984 (DEFRA), Pub.L. 98-369, § 2640, 98 Stat.
494, 1145-1146, affecting eligibility for AFDC benefits. This
amendment provides:
". . . with respect to any month, in making the determination
under [§ 602(a)(7)], the State agency -- "
"
* * * *"
"
shall disregard the first $50 of any child support
payments received in such month with respect to the dependent
child or children in any family applying for or receiving aid to
families with dependent children (including support payments
collected and paid to the family under section 657(b) of this
title); . . ."
42 U.S.C. § 602(a)(8)(A)(vi) (1982 ed., Supp. V) (emphasis
added). The Secretary has declined to "disregard" under this
provision the first $50 of Title II Social Security child's
insurance benefits paid on behalf of children who are members of
families applying for AFDC benefits. In the Secretary's view, the
Government funded child's insurance benefits are not "child
support" for purposes of § 602(a)(8)(A)(vi) because that term,
as used throughout Title IV, "invariably refers to payments from
absent parents." Brief for Petitioner 13.
Respondents are custodial parents receiving AFDC benefits who
are aggrieved by the implementation of the DEFRA amendments. They
sued in the United States District Court for the Eastern District
of Virginia challenging petitioner's interpretation of the
disregard on statutory and constitutional
Page 496 U. S. 481
grounds.
See Complaint, App. 31-33. The District Court
granted summary judgment for respondents on the basis of their
statutory challenge, and thereby avoided reaching the
constitutional challenge. App. to Pet. for Cert. 22a.
The United States Court of Appeals for the Fourth Circuit
affirmed the District Court.
Stroop v. Bowen, 870 F.2d
969, 975 (1989). According to the Court of Appeals, Congress
nowhere explicated its use of the term "child support" in §
602(a)(8)(A)(vi), and the only known discussion of the purpose of
the disregard provision is in our decision in
Bowen v.
Gilliard, 483 U. S. 587
(1987). As read by the Court of Appeals,
Bowen noted that
"the disregard of the first $50 paid by a father serves to mitigate
the burden of the changes wrought by the DEFRA amendments." 870
F.2d at 974 (citing 483 U.S. at
483 U. S.
594). The court reasoned that, although we had not
considered the question of Title II child's insurance payments in
Bowen, the disregarding of the first $50 of such payments,
"received in lieu of payments made by a father," would serve the
same purpose of mitigating the harshness of the DEFRA amendments.
870 F.2d at 974. Since AFDC applicants receiving Title II child's
insurance benefits are burdened by the DEFRA amendments no less
than applicants receiving payments directly from noncustodial
parents, no rational basis exists for according one class of
families the mitigating benefit of the disregard while depriving
another indistinguishable class of families of the same benefit.
The court thus rejected the Secretary's interpretation of the
disregard and added that to construe § 602(a)(8)(A)(vi) to
exclude the Title II benefits from the disregard would raise
constitutional equal protection concerns. 870 F.2d at 975. We
granted certiorari, 493 U.S. 1018 (1990), to resolve the conflict
between the decision of the Fourth Circuit and the contrary holding
of the Court of Appeals for the Eighth Circuit in
Todd v.
Norman, 840 F.2d 608 (1988).
We think the Secretary's construction is amply supported by the
text of the statute, which shows that Congress used
Page 496 U. S. 482
"child support" throughout Title IV of the Social Security Act
and its amendments as a term. of art referring exclusively to
payments from absent parents. This being the case, we need go no
further:
"If the statute is clear and unambiguous 'that is the end of the
matter, for the court, as well as the agency, must give effect to
the unambiguously expressed intent of Congress.' . . . In
ascertaining the plain meaning of the statute, the court must look
to the particular statutory language at issue, as well as the
language and design of the statute as a whole."
K Mart Corp. v. Cartier, Inc., 486 U.
S. 281,
486 U. S.
291-292 (1988) (internal citations omitted).
As an initial matter, the common usage of "child support" refers
to legally compulsory payments made by parents. Black's Law
Dictionary defines "child support" as
"[t]he legal obligation of parents to contribute to the economic
maintenance, including education, of their children; enforceable in
both civil and criminal contexts. In a dissolution or custody
action, money paid by one parent to another toward the expenses of
children of the marriage."
Black's Law Dictionary 217 (5th ed.1979). Attorneys who have
practiced in the area of domestic relations law will immediately
recognize this definition. Respondents insist, however, that we
have traditionally "turned to authorities of general reference, not
to legal dictionaries, to [give]
ordinary meaning to ordinary
words.'" Brief for Respondents 20 (citing Sullivan v.
Everhart, 494 U. S. 83,
494 U. S. 91-92
(1990)). But the general reference work upon which respondents
principally rely defines "child support" as "money paid for the
care of one's minor child, esp[ecially] payments to a
divorced spouse or a guardian under a decree of divorce."
Random House Dictionary of English Usage 358 (2d ed.1987) (emphasis
added) (cited at Brief for Respondents 20). Respondents also seek
to bolster their view
Page 496 U. S. 483
with definitions of the word "support" from other dictionaries.
Ibid. But where a phrase in a statute appears to have
become a term of art, as is the case with "child support" in Title
IV, any attempt to break down the term into its constituent words
is not apt to illuminate its meaning.
Congress' use of "child support" throughout Title IV shows no
intent to depart from common usage. As previously noted, the
provisions governing eligibility for AFDC benefits, including the
"disregard" provision in issue here, are contained in Title IV of
the Social Security Act. 42 U.S.C. §§ 601-679 (1982 ed.,
and Supp. V). Title IV, as its heading discloses, establishes a
unified program of grants "For Aid And Services To Needy Families
With Children And For Child-Welfare Services" to be implemented
through cooperative efforts of the States and the Federal
Government. Part D of Title IV is devoted exclusively to "Child
Support and Establishment of Paternity."
See 42 U.S.C.
§§ 651-667 (1982 ed., and Supp. V). The first provision
in Part D authorizes appropriations
"[f]or the purpose of enforcing the
support obligations owed
by absent parents to their children and the spouse (or former
spouse) with whom such children are living, [and] locating absent
parents. . . ."
42 U.S.C. § 651 (1982 ed., Supp. V) (emphasis added).
The remainder of Part D, §§ 652-667 (1982 ed., and
Supp. V), abounds with references to "child support" in the context
of compulsory support funds from absent parents.
See,
e.g., §§ 652(a)(1), 652(a)(7), 652(a)(10)(B),
652(a)(10)(C), 652(b), 653(c)(1), 654, 654(6), 654(19)(A),
654(19)(B), 656(b), 657(a), 659(a), 659(b), 659(d), 661(b)(3),
662(b). Section 653, indeed, creates an absent parent "Locator
Service."
The statute also makes plain that Congress meant for the Part D
Child Support program to work in tandem with the AFDC program which
constitutes Part A of Title IV, 42 U.S.C. §§ 601-615
(1982 ed., and Supp. V). Section 602(a)(27) requires State plans
for AFDC participation to
"provide that the State has in effect a
Page 496 U. S. 484
plan approved under part D . . . and operates a child support
program in substantial compliance with such plan."
Section 602(a)(26) requires State AFDC plans to
"provide that, as a condition of eligibility for [AFDC
benefits], each applicant or recipient will be required -- "
"(A) to assign the State any rights to support from any other
person such applicant may have (i) in his own behalf or in behalf
of any other family member for whom the applicant is applying for
or receiving aid, . . . [and]"
"(B) to cooperate with the State . . . (ii) in obtaining support
payments for such applicant and for a child with respect to whom
such aid is claimed. . . ."
Part D, in turn, requires state plans implementing Title IV
Child Support programs to
"provide that (A) in any case in which support payments are
collected for an individual with respect to whom an assignment
under section 602(a)(26) [in Part A] of this title is effective,
such payments shall be made to the State for distribution pursuant
to section 657 [in Part D] of this title. . . . "
Id. § 654(5).
These cross-references illustrate Congress' intent that the AFDC
and Child Support programs operate together closely to provide
uniform levels of support for children of equal need. That intent
leads to the further conclusion that Congress used the term "child
support" in § 602(a)(8)(A)(vi), and in Part A generally, in
the limited sense given the term by its repeated use in Part D. The
substantial relation between the two programs presents a classic
case for application of the
"normal rule of statutory construction that "
identical words
used in different parts of the same act are intended to have the
same meaning.'""
Sorenson v. Secretary of the Treasury, 475 U.
S. 851,
475 U. S. 860
(1986) (quoting
Helvering v. Stockholms Enskilda Bank,
293 U. S. 84,
293 U. S. 87
(1934)) (quoting
Atlantic Cleaners & Dyers, Inc. v. United
States, 286 U. S. 427,
286 U. S. 433
(1932)).
Page 496 U. S. 485
Since the Secretary's interpretation of the §
602(a)(8)(A)(vi) disregard incorporates the definition of "child
support" that we find plain on the face of the statute, our
statutory inquiry is at an end. The disregard, accordingly, does
not admit of the interpretation advanced by respondents and
accepted by both courts below. Though Title II child's insurance
benefits might be characterized as "support" in the generic sense,
they are not the sort of child support payments from absent parents
envisioned in the Title IV scheme. The Title II payments are
explicitly characterized in § 402(d) as "insurance" benefits,
and are paid out of the public treasury to all applicants meeting
the statutory criteria. Thus no portion of any § 402(d)
payments may be disregarded under § 602(a)(8)(A)(vi).
The Court of Appeals construed the statute the way it did in
part because it felt the construction we adopt would raise a
serious doubt as to its constitutionality. Pet. for Cert. 12a. We
do not share that doubt. We agree with the Secretary that Congress'
desire to encourage the making of child support payments by absent
parents,
see, e.g., 42 U.S.C. §§
602(a)(26)(B)(ii) and 654(5) (1982 ed., Supp. V) (requiring AFDC
recipients to assist in the collection of child support payments
for distribution by the States under Part D), affords a rational
basis for applying the disregard to payments from absent parents,
but not to Title II insurance payments which are funded by the
Government. This sort of statutory distinction does not violate the
Equal Protection Clause "if any state of facts reasonably may be
conceived to justify it."
Bowen v. Gilliard, 483 U.S. at
483 U. S. 601
(1987).
The judgment of the Court of Appeals is therefore
Reversed.
Justice BLACKMUN, with whom Justice BRENNAN and Justice MARSHALL
join, dissenting.
Today the Court holds that the plain language of a statute
applicable by its terms to "any child support payments" compels
Page 496 U. S. 486
the conclusion that the statute does not apply to benefits paid
to the dependent child of a disabled, retired, or deceased parent
for the express purpose of supporting that child. Because I am
persuaded that this crabbed interpretation of the statute is
neither compelled by its language nor consistent with its purpose,
and arbitrarily deprives certain families of a modest but urgently
needed welfare benefit, I dissent.
I
I begin, as does the majority, with the plain language of the
disregard provision. It refers to
"
any child support payments received . . . with respect
to the dependent child or children in any family applying for or
receiving aid to families with dependent children
(
including support payments collected and paid to the
family under section 657(b) of this title). [
Footnote 1]"
42 U.S.C. § 602(a)(8)(A)(vi) (1982 ed. Supp. V) (emphasis
added). This language does not support the majority's narrow
interpretation. The word "any" generally means all forms or types
of the thing mentioned. When coupled with the parenthetical phrase
"including . . . ," it indicates that "support payments collected
and paid" by the State constitute one type within the larger
universe of "child support payments." As the majority recognizes,
§ 602(a)(26)(A) requires all applicants for AFDC to "assign
the State any rights to support from any other person . . ." Thus,
support payments from absent parents will almost always fall within
the parenthetical clause referring to "support payments collected
and paid" by the State. The plain words of the disregard provision
indicate that such payments are only one of various types of
child-support payments; limiting the meaning of child support to an
absent
Page 496 U. S. 487
parent's payments renders the statutory language "any child
support payments . . . including . . ." meaningless.
The majority's insistence that the ordinary meaning of the term
"child support" excludes Title II payments makes little sense.
Title II is a program of mandatory wage deductions, designed to
ensure that a worker's dependents will have some income, should the
worker retire, die, or become disabled.
Califano v. Boles,
443 U. S. 282,
443 U. S. 283
(1979) (Title II "attempts to obviate, through a program of forced
savings, the economic dislocations that may otherwise accompany old
age, disability, or the death of a breadwinner"). Thus, the worker
is
legally compelled to set aside a portion of his wages
in order to earn benefits used
to support his dependent
children in the event he becomes unable to do so himself. A
child is entitled to Title II payments only if he or she lived
with, or received financial support from, the insured worker --
that is, only if the relationship between the child and the insured
worker would (or did) give rise to a legally enforceable support
obligation. 42 U.S.C. § 402(d) (1982 ed. and Supp. V). The
sole and express purpose of Title II childrens' benefits is to
support dependent children.
Jimenez v. Weinberger,
417 U. S. 628,
417 U. S. 634
(1974) ("the primary purpose of the . . . Social Security scheme is
to provide support for dependents of a disabled wage earner");
Mathews v. Lucas, 427 U. S. 495,
427 U. S. 507
(1976) ("the Secretary explains the design of the statutory scheme
. . . as a program to provide for all children of deceased [or
disabled] insureds who can demonstrate their
need' in terms of
dependency"); see also Mathews v. De Castro, 429 U.
S. 181, 429 U. S.
185-186, and n. 6 (1976). It is unlawful to use Title II
payments for any other purpose. 42 U.S.C. § 408(e). [Footnote 2]
Page 496 U. S. 488
How are Title II payments different from court-ordered payments
by an absent parent? Their source is the same: a parent's wages or
assets. [
Footnote 3] Their
purpose is the same: to provide for the needs of a dependent child,
in lieu of the support of a working parent living in the home. The
majority does not even attempt to explain why the common usage and
understanding of the term "child support" would include all the
types of payments the Secretary says the disregard provision covers
-- legally compulsory payments from absent parents, voluntary
payments, [
Footnote 4] and even
spousal support payments [
Footnote
5] -- but would exclude Title II payments.
Nonetheless, the majority insists that Title II payments do not
constitute "child support." The majority points to the use of the
term "child support" in Part D of Title IV to refer to
court-ordered support payments by absent parents. This begs the
question. Naturally, Congress was referring to compulsory support
payments in Part D, because that part of the statute is concerned
with "enforcing the support obligations owed by absent parents to
their children." 42 U.S.C. § 651 (1982 ed. Supp. V). Other
types of child support, such as payments voluntarily made by absent
parents, or payments made by the Government on behalf of dead,
disabled, or retired parents, do not involve the same problems of
enforcement. [
Footnote 6]
Page 496 U. S. 489
Nowhere in Part D did Congress actually define "child support,"
nor does Part D or any other provision of Title IV indicate that
Congress thought the term "child support" referred only to
compulsory payments, or only to payments made directly by the
absent parent.
The majority relies on the maxim of statutory construction that
identical words in two related statutes, or in different parts of
the same statute, are intended to have the same meaning.
Ante at
496 U. S. 484.
Like all such maxims, however, this is merely a general assumption,
and is not always valid or applicable. In
Erlenbaugh v. United
States, 409 U. S. 239
(1972), for example, the Court declined to follow this maxim,
because it was invoked not simply to resolve any ambiguities or
doubts in the statutory language, but, as in this case, "to
introduce an exception to the coverage of the [statute] where none
is now apparent."
Id. at
409 U. S. 245.
The Court commented:
"[T]his might be a sensible construction of the two statutes if
they were intended to serve the same function, but plainly they
were not."
Ibid. It went on to explain that the two statutes had
different purposes and the reason for the limited scope of one was
absent in the context of the other.
Id. at
409 U. S.
245-247.
See also District of Columbia v.
Carter, 409 U. S. 418,
409 U. S. 421
(1973) ("At first glance, it might seem logical simply to assume .
. . that identical words used in two related statutes were intended
to have the same effect. Nevertheless . . . the meaning well may
vary to meet the purposes of the law") (internal quotation marks
omitted);
Helvering v. Stockholms Enskilda Bank,
293 U. S. 84,
293 U. S. 87
(1934) ("since most words admit of different shades of meaning,
susceptible of being expanded or abridged to conform
Page 496 U. S. 490
to the sense in which they are used, the presumption readily
yields [when] the words, though in the same act, are found in . . .
dissimilar connections"). This Court's articulation of the limits
of the maxim in
Atlantic Cleaners & Dyers, Inc. v. United
States, 286 U. S. 427
(1932), bears repeating, for it remains true today:
"But the presumption is not rigid and readily yields whenever
there is such variation in the connection in which the words are
used as reasonably to warrant the conclusion that they were
employed in different parts of the act with different intent. . . .
[T]he meaning well may vary to meet the purposes of the law, to be
arrived at by a consideration of the language in which those
purposes are expressed, and of the circumstances under which the
language was employed. . . . "
"It is not unusual for the same word to be used with different
meanings in the same act, and there is no rule of statutory
construction which precludes the courts from giving to the word the
meaning which the legislature intended it should have in each
instance."
Id. at
286 U. S.
433.
I conclude that the plain language of the statute does not
unequivocally support the Secretary's interpretation. It is equally
consistent with the opposite conclusion, that Title II payments
fall within the broad, inclusive phrase "any child support
payments." It is therefore proper to turn to the purpose and
history of the disregard provision for aid in construing that
provision.
II
The majority, in its conservatively restrictive approach, makes
only passing reference to the hardship brought about by the DEFRA
amendments. A closer look at the effect of these amendments is
necessary to understand the function of the disregard provision.
DEFRA changed the AFDC statutes in two ways relevant here. First,
it established
Page 496 U. S. 491
the "mandatory filing unit" requirement, that a family's
application for AFDC benefits must take into account any income
received by any member of the family, including all children living
in the same household. 42 U.S.C. § 602(a)(38) (1982 ed. Supp.
V).
See Bowen v. Gilliard, 483 U.
S. 587,
483 U. S. 589
(1987).
Under prior law, parents could choose to exclude from their AFDC
applications children who received income from other sources. This
exclusion, in some circumstances, was advantageous to the family;
although the family then would not receive AFDC funds for the
excluded child, that child's income would not be considered in
determining its overall AFDC eligibility. Thus, in situations where
a child's separate income was greater than the incremental amount
of AFDC benefits the family would receive for that child, the
family was better off not counting the child in its AFDC
application.
Along with the new requirement, however, Congress enacted the
provision at issue here. The Court in
Gilliard
explained:
"Because the 1984 amendments forced families to include in the
filing unit children for whom support payments were being received,
the practical effect was that many families' total income was
reduced. The burden of the change was mitigated somewhat by a
separate amendment providing that the first $50 of child support
collected by the State must be remitted to the family and not
counted as income for the purpose of determining its benefit
level."
Id. at
483 U. S. 594.
[
Footnote 7]
Page 496 U. S. 492
The legislative history of the DEFRA amendments supports the
conclusion that the disregard provision was intended to mitigate
the harsh effects of the amendments. The mandatory filing-unit
provision was first proposed by the Secretary in 1982, but it was
dropped in Conference because of opposition in the House.
See H.R.Conf.Rep. No. 97-760, p. 446 (1982). In 1983, the
Secretary again proposed this provision, and it was approved by the
Senate. S.Rep. No. 98-300, p. 165 (1983). Again, there was
opposition in the House, and consideration of the provision was
carried over to the next session. House Committee on Ways and
Means, Description of the Administration's 1985 Budget, Comm. Print
No. 98-24, pp. 25, 29-30 (1984). In 1984, the provision was added
by the Senate amendments to H.R. 4170, the bill that became DEFRA.
The report of the House-Senate Conference Committee explains:
"The conference agreement follows the Senate amendment with the
following modification: a monthly disregard of $50 of child support
received by a family is established."
H.R.Conf.Rep. No. 98-861, p. 1407 (1984).
Neither the House bill nor the Senate bill had contained a
disregard provision prior to the Conference, nor is there any
discussion in the legislative history of such a provision. The only
plausible explanation for its sudden appearance is that it was
meant to assuage the concerns of some Members of Congress about the
harsh impact of the DEFRA amendments, and thus to facilitate the
passage of the mandatory filing-unit requirement.
The burden of the DEFRA amendments falls equally on families
with children receiving Title II benefits and on those with
children receiving court-ordered support payments. The mitigating
purpose of the disregard provision therefore applies equally to
both categories of families. The purpose and history of the
disregard provision support the Court of Appeals' interpretation of
that provision, and resolve any
Page 496 U. S. 493
ambiguity as to the meaning of the statutory words "any child
support payments."
Since the Secretary's interpretation of the disregard rule is
not compelled by the language of the statute, and is not supported
by its purpose and legislative history, it is not entitled to
deference, and should be rejected by this Court.
See NLRB v.
Food & Commercial Workers, 484 U.
S. 112,
484 U. S. 123
(1987) ("On a pure question of statutory construction, our first
job is to try to determine congressional intent, using
traditional tools of statutory construction.' If we can do so,
then that interpretation must be given effect, and the regulations
at issue must be fully consistent with it"); Chevron
U.S.A. Inc. v. Natural Resources Defense Council,
Inc., 467 U. S. 837,
467 U. S. 843,
n. 9 (1984) ("The judiciary is the final authority on issues of
statutory construction, and must reject administrative
constructions which are contrary to clear congressional intent. . .
. If a court, employing traditional tools of statutory
construction, ascertains that Congress had an intention on the
precise question at issue, that intention is the law and must be
given effect").
III
Even if the meaning of "child support" in the disregard
provision were ambiguous, however, the Secretary's interpretation
should still be rejected because it is so arbitrary as not to
reflect a "permissible construction of the statute."
Id.
at
467 U. S. 843.
The Secretary's position is that the disregard applies to legally
compulsory child-support payments, voluntary child-support
payments, and spousal-support payments by absent parents, but not
to Title II payments.
See nn.
4 and |
4 and S.
478fn5|>5,
supra.
Consider, for example, a family consisting of a mother and three
children. One of the children is of a prior marriage, and receives
support from her absent father. The father voluntarily sets aside a
portion of his wages every month and sends them to the mother for
the child's support. The disregard
Page 496 U. S. 494
provision applies.
See n 4,
supra. Then the father retires, and stops
his voluntary contributions, but the child now receives Title II
benefits each month. The disregard provision, according to the
Secretary, does not apply. But then the mother obtains a court
order obligating the father to make child-support payments each
month, and he does so. The disregard provision applies. Then the
father asks the court to amend the support order, so that the Title
II benefits are used to satisfy his support obligation.
See n 2,
supra. The disregard provision, according to the
Secretary, does not apply.
Throughout this example, the child's and her family's financial
needs remain the same. The impact of the mandatory filing-unit
requirement, forcing the family to count the child's income in its
AFDC application and thus reducing the level of its benefits,
remains the same. The source of the child's income -- her father's
earnings -- and the purpose of that income -- to fulfill his duty
to provide for the needs of his dependent child -- remain the same.
But the applicability of the disregard provision changes with the
vagaries of the Secretary's regulations.
The Secretary argues that his interpretation of the disregard
provision is rational because the disregard serves as an incentive
for absent parents to make support payments, and for custodial
parents to cooperate in enforcement efforts (since $50 of those
payments directly benefits the family, and does not merely
reimburse the State for AFDC). But there is simply no indication
that Congress intended to limit the applicability of the disregard
provision to situations in which it would serve as an incentive.
There is no mention of such a purpose in the legislative history of
the provision; moreover, the Secretary points to no discussion of
the need for such an incentive anywhere in the legislative history
of the DEFRA amendments. [
Footnote
8]
Page 496 U. S. 495
Even if the disregard rule were intended to serve as an
incentive, that does not justify applying the disregard to all
court-ordered support payments, but not to Title II benefits. Not
all court-ordered support payments depend on the voluntary
compliance of the absent parent; some are deducted directly from
the absent parent's wages -- just like Title II deductions.
See n 3,
supra. Also, insofar as the disregard serves as an
incentive for the custodial parent to help collect support
payments, that purpose applies to Title II benefits as well as to
court-ordered support payments. To qualify for Title II benefits,
the custodial parent, on behalf of the child, must complete an
application and, if necessary, establish paternity. If the
disregard does not apply to Title II benefits, so that they serve
only to reduce a family's AFDC eligibility, the custodial parent
has no financial incentive to apply for them.
Thus, I believe that the Secretary cannot provide any rational
explanation for his view that the disregard provision does not
apply to Title II payments. Even assuming that the provision is
ambiguous and that
Chevron deference is to
Page 496 U. S. 496
be considered, I cannot in good conscience defer to an
administrative interpretation that results in an arbitrary and
irrational reduction of welfare benefits to certain needy families.
I view with regret the Court's acquiescence in an administrative
effort to cut the costs of the AFDC program by any means that are
available.
I dissent.
[
Footnote 1]
42 U.S.C. § 657(b) (1982 ed. Supp. V) provides that, when a
state agency collects child or spousal support payments on behalf
of a family receiving AFDC, it shall pay to the family the first
$50 of each month's payment, and retain the rest to reimburse the
Government for AFDC benefits.
[
Footnote 2]
The overwhelming majority of state courts that have passed on
the question have concluded that a parent's court-ordered child
support obligations may be fulfilled by Title II payments,
recognizing the functional equivalence of the two types of
payments.
See, e g., Stroop v. Bowen, 870 F.2d 969,
974-975 (CA4 1989) (collecting cases);
Todd v. Norman, 840
F.2d 608, 614 and n. 4 (CA8 1988) (dissenting opinion).
[
Footnote 3]
Although Title II payments are made by a Governmental agency,
not directly by the parent, their ultimate source is the parent's
earnings.
See Califano v. Boles, 443 U.
S. 282,
443 U. S. 283
(1979). Moreover, not all court-ordered support payments are made
by the parent; under a mandatory wage assignment order, child
support is deducted automatically from the absent parent's wages
(just as Title II deductions are).
See 42 U.S.C. §
666(b) (1982 ed. Supp. V).
[
Footnote 4]
The Secretary considers voluntary payments by an absent parent
to be "child support" within the meaning of the disregard
provision. 53 Fed.Reg. 21644 (1988).
[
Footnote 5]
See id. at 21642.
[
Footnote 6]
The majority's reliance on the fact that Part D "abounds with
references to
child support' in the context of compulsory
support funds from absent parents," ante at 496 U. S. 483,
to limit the meaning of "child support" in § 602(a)(8)(A)(vi),
appears to be inconsistent with the Secretary's own interpretation
of the disregard provision as including voluntary as well as
court-ordered payments. See n 4, supra.
[
Footnote 7]
The $50 disregard, though it may seem to be a small sum, may be
a substantial part of a family's monthly income. In Virginia,
respondent's State of residence, the maximum monthly AFDC payment
for a family of three is currently $265. Brief for Respondents 1-2.
See 45 CFR § 233.20(a)(2) (1989); Virginia Code
§ 63.1-110 (Supp.1989). An additional $50 would be a 19%
increase in AFDC benefits.
[
Footnote 8]
The Secretary relies on the legislative history of a 1975
provision which allowed 40% of the first $50 of child support
collected by the state agency to be disregarded in determining the
family's income level. 42 U.S.C. § 657(a)(1). This provision,
by its express terms, however, is applicable only "during the 15
months beginning July 1, 1975." In 1975, the statutory obligation
of AFDC applicants to assign support rights and cooperate with
enforcement efforts had just been established,
see 42
U.S.C. § 602(a)(26), and Congress apparently believed that a
temporary incentive provision would help to ensure compliance with
these new requirements. Such a rule, however, was never again
proposed or enacted between 1975 and 1984.
By 1984, the assignment and cooperation requirements were
long-standing conditions of AFDC eligibility. Custodial parents who
failed to assign their support rights and cooperate in enforcement
efforts would know that they stood to lose their AFDC benefits. The
very different contexts in which the 1974 and 1984 disregard
statutes were enacted thus give an additional reason for this
Court's usual reluctance to infer the intent of one Congress from
the views expressed by another.
See Russello v. United
States, 464 U. S. 16,
464 U. S. 26
(1983);
Oscar Mayer & Co. v. Evans, 441 U.
S. 750,
441 U. S. 758
(1979).
Justice STEVENS, dissenting.
Although the answer to the question presented by this case is
not quite as clear to me as it is to Justice BLACKMUN, I believe he
has the better of the argument. If one puts aside legal terminology
and considers ordinary English usage, Social Security benefits paid
to the surviving child of a deceased wage earner are reasonably
characterized as a form of "child support payments" -- indeed, they
are quite obviously payments made to support children. Moreover,
respondents' interpretation of Title IV of the Social Security Act
effectuates congressional intent: if a $50 portion of Social
Security payments is disregarded when a family's eligibility for
aid is determined, children with equal need will be more likely to
receive equal aid. Finally, the interpretation achieves this parity
in a way that serves the disregard provision's purpose -- fairly
inferred from legislative history -- of mitigating the hardships
imposed by the 1984 amendment that required families applying for
aid to count child support payments as available income.
Thus, Title II children's benefit payments are fairly
encompassed by both the language and the purpose of the disregard
provision. It may be that Congress did not sharply focus on the
specific problem presented by this case; the statutory terminology
suggests as much. Yet this fact does not seem to me sufficient
reason for refusing to give effect to Congress' more general
intent, an intent that is expressed, albeit imperfectly, in the
language Congress chose. For these
Page 496 U. S. 497
reasons, and others stated by Justice BLACKMUN in his thorough
opinion, I would affirm the judgment of the Court of Appeals.