The treaty between the United States and the Yakima Indian
Nation (Yakima Nation or Tribe) provided that the Tribe would
retain its reservation for its "exclusive use and benefit," and
that "no white man [shall] be permitted to reside upon the said
reservation without [the Tribe's] permission." Much of the
reservation is located in Yakima County, Washington. Roughly 80 of
the reservation land is held in trust by the United States for the
Tribe or its individual members, and the remaining 20 is owned in
fee by Indian or non-Indian owners. Most of the fee land is found
in three towns, and the rest is scattered throughout the
reservation in a "checkerboard" pattern. The reservation is divided
into two parts: a "closed area," which is so named because it has
been closed to the general public, and an "open area," which is not
so restricted. Only a small portion of the closed area consists of
fee land, while almost half of the open area is fee land. The
Tribe's zoning ordinance applies to all lands within the
reservation, including fee lands owned by Indians or non-Indians,
while the county's zoning ordinance applies to all lands within its
boundaries, except for Indian trust lands. Petitioners Brendale and
Wilkinson (hereinafter petitioners), who own land in the closed and
open areas respectively, filed applications with the Yakima County
Planning Department to develop their lands in ways not permitted by
the Tribe's ordinance but permitted by the county ordinance. The
department issued declarations to both petitioners which, in
effect, authorized their developments, and the Tribe appealed the
declarations to the county board of commissioners on the ground,
inter alia, that the county had no zoning authority over
the land in question. After the board concluded that the appeals
were properly before it and issued decisions, the Tribe filed
separate actions in District Court challenging the proposed
developments and seeking declaratory judgments that the Tribe had
exclusive
Page 492 U. S. 409
authority to zone the properties at issue and injunctions
barring any county action inconsistent with the Tribe's ordinance.
The court held that the Tribe had exclusive jurisdiction over the
Brendale property but lacked authority over the Wilkinson property,
concluding that Brendale's proposed development, but not
Wilkinson's, posed a threat to the Tribe's political integrity,
economic security, and health and welfare, and therefore was
impermissible under
Montana v. United States, 450 U.
S. 544. The court also determined that the county was
preempted from exercising concurrent zoning authority over closed
area lands because its interests in regulating those lands were
minimal, while the Tribe's were substantial. The Court of Appeals
consolidated the cases and affirmed as to the Brendale property but
reversed as to the Wilkinson property. In upholding the Tribe's
zoning authority, the court concluded that, because fee land is
located throughout the reservation in a checkerboard pattern,
denying the Tribe its right under its local governmental police
power to zone fee land would destroy its capacity to engage in
comprehensive planning.
Held: The judgment is affirmed in part and reversed in
part.
828 F.2d 529: No. 87-1622, affirmed; Nos. 87-1697 and 87-1711,
reversed.
JUSTICE WHITE, joined by THE CHIEF JUSTICE, JUSTICE SCALIA, and
JUSTICE KENNEDY, announced the judgment of the Court in Nos.
87-1697 and 87-1711, concluding that:
1. The Tribe does not have authority to zone fee lands owned by
nonmembers within the reservation. Pp.
492 U. S.
421-433.
(a) Any regulatory power the Tribe might have under its treaty
with the United States cannot apply to lands held in fee by
non-Indians.
Montana, 450 U.S. at
450 U. S. 559.
The Tribe no longer retains the "exclusive use and benefit" of such
lands within the meaning of the treaty, since the Indian General
Allotment Act allotted significant portions of the reservation,
including the lands at issue, to individual members of the Tribe,
and those lands subsequently passed, through sale or inheritance,
to nonmembers such as petitioners. The Tribe's treaty rights must
be read in light of those subsequent alienations, it being unlikely
that Congress intended to subject non-Indian purchasers to tribal
jurisdiction when an avowed purpose of the allotment policy was to
destroy tribal government.
Id. at
450 U. S. 560,
n. 9,
450 U. S. 561.
The fact that the Allotment Act was repudiated in 1934 by the
Indian Reorganization Act is irrelevant, since the latter Act did
not restore exclusive use of the lands in question to the Tribe.
Id. at
450 U. S. 560,
n. 9. Pp.
492 U. S.
422-425.
(b) Nor does the Tribe derive authority from its inherent
sovereignty to impose its zoning ordinance on petitioners' lands.
Such sovereignty generally extends only to what is necessary to
protect tribal self-government
Page 492 U. S. 410
or to control internal relations, and is divested to the extent
it is inconsistent with a tribe's dependent status --
i.e., to the extent it involves the tribe's external
relations with nonmembers -- unless there has been an express
congressional delegation of tribal power to the contrary.
Montana, supra, at
450 U. S. 564.
Washington v. Confederated Tribes of Colville Indian
Reservation, 447 U. S. 134,
447 U. S. 153;
and
United States v. Wheeler, 435 U.
S. 313,
435 U. S. 326,
reconciled. There is no contention here that Congress has expressly
delegated to the Tribe the power to zone the fee lands of
nonmembers. Pp.
492 U. S.
425-428.
(c) Although
Montana, supra, at
450 U. S. 666,
recognized, as an exception to its general principle, that a tribe
"may" retain inherent power to exercise civil authority over the
conduct of non-Indians on fee lands within its reservation when
that conduct threatens or has some direct effect on the tribe's
political integrity, economic security, or health and welfare, that
exception does not create tribal authority to zone reservation
lands. The fact that the exception is prefaced by the word "may"
indicates that a tribe's authority need not extend to all conduct
having the specified effects, but, instead, depends on the
circumstances. A literal application of the exception would make
little sense in the present circumstances. To hold that the Tribe
has authority to zone fee land when the activity on that land has
the specified effects on Indian properties would mean that the
authority would last only so long as the threatened use continued,
would revert to the county when that use ceased, and, conceivably,
could switch back and forth depending on what uses the county
permitted, thereby engendering uncertainty that would further
neither the Tribe's nor the county's interests, and would be
chaotic for landowners. Accordingly,
Montana should be
understood to generally prohibit tribes from regulating the use of
fee lands by way of tribal ordinance or actions in the tribal
courts, but to recognize, in the special circumstances of
checkerboard ownership of reservation lands, a protectible tribal
interest under federal law, defined in terms of a demonstrably
serious impact by the challenged uses that imperils tribal
political integrity, economic security, or health and welfare.
Since the Supremacy Clause requires state and local governments,
including the county's zoning authorities, to recognize and respect
that interest in the course of their activities, the Tribe should
have argued in the zoning proceedings, not that the county was
without zoning authority over reservation fee land, but that its
tribal interests were imperiled. The District Court had
jurisdiction to entertain the Tribe's suit, but, given that the
county has jurisdiction to zone reservation fee lands, could enjoin
county action only if the county failed to respect the Tribe's
federal law rights. Pp.
492 U. S.
428-432.
2. In light of the District Court's findings that the county's
exercise of zoning power over the Wilkinson property would have no
direct effect on
Page 492 U. S. 411
the Tribe and would not threaten its political integrity,
economic security, or health and welfare, the judgment in No.
87-1697 and 87-1711 must be reversed. Pp.
492 U. S.
432-433.
JUSTICE STEVENS, joined by JUSTICE O'CONNOR, announced the
judgment of the Court in No. 87-1622 and concurred in the judgment
in Nos. 87-1697 and 87-1711, concluding that:
1. The Tribe's power to exclude nonmembers from its reservation
-- which derived from its aboriginal sovereignty and the express
provisions of its treaty with the United States -- necessarily
includes the lesser power to regulate land use in the interest of
protecting the tribal community. Although, at one time, the Tribe's
power to exclude was virtually absolute, the General Allotment Act
(Dawes Act) in some respects diminished tribal authority by
providing for the allotment of reservation lands in severalty to
resident Indians, who were eventually free to sell to nonmembers.
While the Indian Reorganization Act repudiated that allotment
policy, large portions of reservation lands were conveyed to
nonmembers in the interim. To the extent that large portions of
reservation land were sold in fee, such that the Tribe could no
longer determine the region's essential character by setting
conditions on entry to those parcels, the Tribe's legitimate
interest in land use regulation was also diminished. Although it is
inconceivable that Congress would have intended that the sale of a
few lots would divest the Tribe of the power to determine the
character of the region, it is equally improbable that Congress
envisioned that the Tribe would retain its interest in regulating
the use of vast ranges of land sold in fee to nonmembers who lack
any voice in setting tribal policy. Thus, the resolution of these
cases depends on the extent to which the Tribe's virtually absolute
power to exclude has been either diminished by statute or
voluntarily surrendered by the Tribe itself with respect to the
relevant areas of the reservation. Pp.
492 U. S.
433-437
2. The Tribe has the power to zone the Brendale property, which
is in the reservation's closed area. Although the presence of
logging operations, the construction of Bureau of Indian Affairs
roads, and the transfer of ownership of a relatively insignificant
amount of land in that area unquestionably have diminished the
Tribe's power to exclude non-Indians from the area, this does not
justify the conclusion that the Tribe has surrendered its historic
right to regulate land use there. To the contrary, by maintaining
the power to exclude nonmembers from entering all but a small
portion of that area, the Tribe has preserved the power to define
the area's essential character, and has, in fact, exercised that
power through its zoning ordinance. Moreover, the Tribe has
authority to prevent the few individuals who own portions of the
closed area in fee from undermining its general plan to preserve
the area's
Page 492 U. S. 412
unique character by developing their isolated parcels without
regard to an otherwise common scheme. It seems necessary to a
reasonable operation of the allotment process that Congress could
not possibly have intended in enacting the Dawes Act that tribes
would lose control over the character of their reservations upon
the sale of a few, relatively small parcels of lands.
Cf.
Superintendent of Washington State Penitentiary, 368 U.
S. 351,
368 U. S. 356;
Mattz v. Arnett, 412 U. S. 481,
412 U. S. 497.
Rather, the tribes' power to zone is like an equitable servitude in
that the burden of complying with the zoning rules runs with the
land without regard to how a particular estate is transferred.
Montana v. United States, 450 U.
S. 544, does not require a different result, since,
unlike the tribal regulation considered in that case, the Yakima
Nation's zoning rule is neutrally applied to Indians and
non-Indians alike, is necessary to protect the welfare of the
Tribe, and does not interfere with any significant state or county
interest. Pp.
492 U. S.
438-444.
3. The Tribe lacks authority to zone the Wilkinson property,
which is in the reservation's open area. Given that about half of
the open area land is owned by nonmembers, the Tribe no longer
possesses the power to determine the basic character of that area,
and allowing a nonmember to use his lands in a manner that might
not be approved by the Tribe does not upset an otherwise coherent
scheme of land use. Moreover, it is unlikely that Congress intended
to give the Tribe the power to determine the character of an area
that is predominately owned and populated by nonmembers, who
represent 80% of the population, yet lack a voice in tribal
governance. Furthermore, to the extent the open area has lost its
character as an exclusive tribal resource, and has become, as a
practical matter, an integrated portion of the county that is not
economically or culturally delimited by reservation boundaries, the
Tribe has lost any claim to an interest analogous to an equitable
servitude. Thus, the Tribe's power to zone the open area has become
outmoded. Pp.
492 U. S.
444-447.
JUSTICE BLACKMUN, joined by JUSTICE BRENNAN and JUSTICE
MARSHALL, concurred in the judgment in No. 87-1622, concluding that
an Indian tribe's power to zone reservation lands, once it chooses
to exercise that power, is exclusive. Thus, the county lacks
authority to zone the Yakima Nation's reservation lands, including
fee lands, in both the open and closed areas. Pp.
492 U. S.
448-468.
(a) Under all of the Court's decisions dealing with the inherent
sovereignty of Indian tribes, including
Montana v. United
States, 450 U. S. 544,
tribes retain the inherent authority to exercise civil jurisdiction
over non-Indian activities on reservation lands, including the
power to zone fee lands, where those non-Indian activities
implicate significant tribal interests. Moreover, this Court's
decisions and common sense
Page 492 U. S. 413
compel a finding that a tribe has zoning authority over all the
lands within it reservation, and not just those in "closed" areas.
Pp.
492 U. S.
449-465.
(b) Although the States have concurrent authority to exercise
jurisdiction over non-Indian activities on reservation lands in
some circumstances, this authority is preempted if its exercise
would do violence to the right of either sovereign. Concurrent
zoning jurisdiction, by its very nature, is unworkable, since it
has the practical effect of nullifying the efforts of both
sovereigns to establish comprehensive plans in every instance where
the two establish different permissible land uses for the same
tract. Pp.
492 U. S.
465-468.
WHITE, J., joined by REHNQUIST, C.J., and SCALIA and KENNEDY,
JJ., delivered an opinion announcing the judgment of the Court in
Nos. 87-1697 and 87-1711 and dissenting in No. 87-1622. STEVENS,
J., joined by O'CONNOR, J., delivered an opinion announcing the
judgment of the Court in No. 87-1622 and concurring in the judgment
in Nos. 87-1697 and 871711,
post, p.
492 U. S. 433.
BLACKMUN, J., joined by BRENNAN and MARSHALL, JJ., filed an opinion
concurring in the judgment in No. 87-1622 and dissenting in Nos.
87-1697 and 87-1711,
post, p.
492 U. S.
448.
Page 492 U. S. 414
JUSTICE WHITE, joined by THE CHIEF JUSTICE, JUSTICE SCALIA, and
JUSTICE KENNEDY, delivered an opinion announcing the judgment of
the Court in Nos 87-1697 and 87-1711 and dissenting in No.
87-1622.
The issue presented by these three consolidated cases is whether
the Yakima Indian Nation or the County of Yakima, a governmental
unit of the State of Washington, has the authority to zone fee
lands owned by nonmembers of the Tribe located within the
boundaries of the Yakima Reservation.
The Confederated Bands and Tribes of the Yakima Indian Nation
are composed of 14 originally distinct Indian Tribes that banded
together in the mid-1800's to negotiate with the United States. The
result of those negotiations was a treaty signed in 1855 and
ratified by the Senate in 1859. Treaty between the United States
and the Yakima Nation of Indians (Treaty with the Yakimas), 12
Stat. 951. By the terms of the treaty, the Yakima Nation ceded vast
areas of land to the
Page 492 U. S. 415
United States but retained an area, the Yakima Indian
Reservation, for its "exclusive use and benefit."
Id. at
952. [
Footnote 1]
The reservation is located in the southeastern part of the State
of Washington. Approximately 1.3 million acres of land are located
within its boundaries. Of that land, roughly 80% is held in trust
by the United States for the benefit of the Yakima Nation or
individual members of the Tribe. The remaining 20% of the land is
owned in fee by Indian or non-Indian owners. Most of the fee land
is found in Toppenish, Wapato, and Harrah, the three incorporated
towns located in the northeastern part of the reservation. The
remaining fee land is scattered throughout the reservation in a
"checkerboard" pattern.
The parties to this litigation, as well as the District Court
and the Court of Appeals, have treated the Yakima Reservation as
divided into two parts: a "closed area" and an "open area." The
closed area consists of the western two-thirds of the reservation,
and is predominantly forest land. Of the approximately 807,000
acres of land in the closed area, 740,000 acres are located in
Yakima County. Twenty-five thousand acres of the seven hundred and
forty thousand acres are fee land. The closed area is so named
because it has been closed to the general public at least since
1972, when the Bureau of Indian Affairs restricted the use of
federally maintained roads in the area to members of the Yakima
Nation and to its permittees, who must be record landowners or
associated with the Tribe. [
Footnote 2] Access to the open area, as its name
suggests,
Page 492 U. S. 416
is not likewise restricted to the general public. The open area
is primarily rangeland, agricultural land, and land used for
residential and commercial development. Almost half of the land in
the open area is fee land.
B
The Yakima Nation adopted its first zoning ordinance in 1970.
The ordinance was amended to its present form in 1972. By its
terms, the Yakima Nation ordinance applies to all lands within the
reservation boundaries, including fee lands owned by Indians or
non-Indians. Yakima County adopted its present comprehensive zoning
ordinance in 1972, although the county had regulated land use as
early as 1946. The county ordinance applies to all real property
within county boundaries, except for Indian trust lands. The
ordinance establishes a number of use districts, which generally
govern agricultural, residential, commercial, industrial, and
forest watershed uses. The particular zoning designations at issue
are "forest watershed" and "general rural."
The fee lands located in the closed area are zoned by the county
ordinance as forest watershed. That designation permits development
of single family dwellings, commercial campgrounds, small overnight
lodging facilities, restaurants, bars, general stores and souvenir
shops, service stations, marinas, and sawmills. The minimum lot
size is one-half acre. None of these uses would be permitted by the
zoning designation
Page 492 U. S. 417
"reservation restricted area," which applies to the closed area
under the Yakima Nation zoning ordinance.
The general rural zoning designation, applicable to land in the
open area, is one of three use districts governing agricultural
properties. The minimum lot size for land zoned general rural is
smaller than that specified for agricultural land in the Yakima
Nation ordinance, although the other county use districts for
agricultural properties have larger minimum lot sizes than the
Yakima Nation ordinance.
C
1
Petitioner Philip Brendale, who is part Indian but not a member
of the Yakima Nation, owns a 160-acre tract of land near the center
of the forested portion of the closed area. The parcel was
originally allotted to Brendale's great aunt, a member of the
Yakima Nation. The land passed by inheritance to Brendale's mother
and grandfather, who were issued a fee patent in 1963, and then, on
his mother's death in 1972, to Brendale. The land is zoned as
reservation restricted area by the Yakima Nation. It is zoned
forest watershed by Yakima County.
In January, 1982, Brendale filed four contiguous "short plat"
applications with the Yakima County Planning Department. After
determining that the short platting did not require an
Environmental Impact Statement (EIS), the department issued a
Declaration of Non-Significance. The department requested comments
from the Yakima Nation, and after the Tribe did not respond, the
short plats were approved.
Brendale then submitted, in April, 1983,, a "long plat"
application to divide one of his platted 20-acre parcels into ten
2-acre lots to be sold as summer cabin sites. Each lot is to have
an individual well and a septic tank. Electric generators would
provide electricity. The proposed plat is bordered on the north and
east by other lands owned by Brendale, on the
Page 492 U. S. 418
south by lands owned in fee by the St. Regis Paper Company, and
on the west by lands held in trust by the United States. The
proposed development would not have been permissible under the
Yakima Nation ordinance.
The county planning department again issued a Declaration of
Non-Significance. The Yakima Nation appealed the Declaration of
Non-Significance to the Yakima County Board of Commissioners on the
grounds that the county had no zoning authority over the land and
that an EIS was necessary. The commissioners concluded that the
appeal was properly before the Board, but reversed the planning
department and ordered that an EIS be prepared. [
Footnote 3]
2
Petitioner Stanley Wilkinson, a non-Indian and a nonmember of
the Yakima Nation, owns a 40-acre tract of land in the open area of
the reservation. The tract is located less than a mile from the
northern boundary of the reservation, and is on a slope overlooking
the Yakima Municipal Airport and the city of Yakima. The land is
bordered on the north by trust land and on the other three sides by
fee land, and is currently vacant sagebrush property. It is zoned
agricultural by the Yakima Nation and general rural by Yakima
County.
In September, 1983, Wilkinson applied to the Yakima County
Planning Department to subdivide 32 acres of his land into 20 lots.
The lots range in size from 1.1 acres to 4.5 acres. Each is to be
used for a single-family home, and will be served by individual
wells and septic systems. The proposed development would not have
been permissible under the Yakima Nation ordinance.
The planning department initially indicated that an EIS needed
to be prepared for the project, but later, after Wilkinson modified
his proposal, the department issued a Declaration of
Non-Significance. The Yakima Nation thereafter appealed
Page 492 U. S. 419
the Declaration of Non-Significance, again challenging the
county's authority to zone the land and alleging that an EIS was
necessary. The county board of commissioners concluded that the
appeal was properly before it, and affirmed the planning
department's conclusion that an EIS was not necessary.
D
The Yakima Nation then filed separate actions in United States
District Court challenging the proposed development of the Brendale
and Wilkinson properties and the county's exercise of zoning
authority over the land. [
Footnote
4] The complaints sought a declaratory judgment that the Yakima
Nation had exclusive authority to zone the properties at issue and
an injunction barring any action or the approval of any action on
the land inconsistent with the land use regulations of the Yakima
Nation.
The District Court held that the Yakima Nation had exclusive
zoning authority over the Brendale property,
Yakima Indian
Nation v. Whiteside, 617 F.
Supp. 735, 744, 747 (ED Wash.1985) (
Whiteside I), but
concluded that the Tribe lacked authority over the Wilkinson
property,
Yakima Indian Nation v.
Whiteside, 617 F.
Supp. 750, 758 (ED Wash.1985) (
Whiteside II). The
District Court looked to this Court's opinion in
Montana v.
United States, 450 U. S. 544
(1981), as controlling whether an Indian tribe has authority to
regulate activities of nonmembers of the tribe on fee lands. The
District Court determined that there was no evidence of any
"consensual relationship" between the Yakima Nation
Page 492 U. S. 420
and Wilkinson and Brendale that would extend the authority of
the Tribe to the fee lands. 617 F. Supp. at 743; 617 F. Supp. at
757. But after making detailed findings of fact, [
Footnote 5] the court concluded that
"Brendale's proposed development does indeed pose a threat to
the political integrity, the economic security and the health and
welfare of the Yakima Nation,"
and therefore the Tribe has authority to impose its zoning
regulations on that property. 617 F. Supp. at 744. The District
Court then proceeded to determine that Yakima County was preempted
from exercising concurrent zoning authority over the land in the
closed area because its interests in regulating the land were
minimal, while the Tribe's interests were substantial.
Id.
at 747. But because Wilkinson's proposed development did not impose
a similar threat, the Tribe had no authority whatsoever over that
property. 617 F. Supp. at 758.
On appeal, the Ninth Circuit consolidated the cases and affirmed
as to the Brendale property but reversed as to the Wilkinson
property.
Confederated Tribes and Bands of the Yakima Indian
Nation v. Whiteside, 828 F.2d 529 (1987). In upholding the
Yakima Nation's zoning authority, the Court of Appeals did not
disturb or rely on the findings of the District Court. Instead, it
concluded that zoning ordinances,
Page 492 U. S. 421
by their very nature, attempt "to protect against the damage
caused by uncontrolled development, which can affect all of the
residents and land of the reservation."
Id. at 534.
According to the Court of Appeals, zoning ordinances are within the
police power of local governments precisely because they promote
the health and welfare of the community. Moreover, a "major goal"
of zoning is coordinated land use planning. Because fee land is
located throughout the reservation in a checkerboard pattern,
denying the Yakima Nation the right to zone fee land "would destroy
[its] capacity to engage in comprehensive planning, so fundamental
to a zoning scheme." This the court was "unwilling" to do.
Id. at 534-535. [
Footnote
6]
Brendale, Wilkinson, and Yakima County each petitioned for writ
of certiorari. [
Footnote 7] We
granted the petitions and consolidated the cases for argument. 487
U.S. 1204 (1988).
II
The present actions were brought by the Yakima Nation to require
development occurring on property within the boundaries of its
reservation to proceed in accordance with the Yakima Nation zoning
ordinance. The Tribe is necessarily contending that it has the
exclusive authority to zone all of the property within the
reservation, including the projects at issue here. We therefore
examine whether the Yakima Nation has the authority, derived either
from its treaty with the
Page 492 U. S. 422
United States or from its status as an independent sovereign, to
zone the fee lands owned by Brendale and Wilkinson.
A
The Yakima Nation argues first that its treaty with the United
States establishes its authority to regulate fee land within the
reservation but owned by nonmembers of the Tribe. By its terms, the
Treaty with the Yakimas provides that the land retained by the
Yakima Nation "shall be set apart . . . for the exclusive use and
benefit" of the Tribe, and no
"white man, excepting those in the employment of the Indian
Department, [shall] be permitted to reside upon the said
reservation without permission of the tribe."
12 Stat. 951, 952. The Yakima Nation contends that this power to
exclude provides the source for its authority over the land at
issue here.
We disagree. The Yakima Nation no longer retains the "exclusive
use and benefit" of all the land within the reservation boundaries
established by the Treaty with the Yakimas. Under the Indian
General Allotment Act, 24 Stat. 388, significant portions of the
Yakima Reservation, including the tracts of land at issue here,
were allotted to individual members of the Tribe. The land was held
in trust for a period of years, generally 25, although the period
was subject to extension, after which fee patents were issued.
§ 5, 24 Stat. 389. Over time, through sale and inheritance,
nonmembers of the Tribe, such as petitioners Brendale and
Wilkinson, have come to own a substantial portion of the allotted
land.
We analyzed the effect of the Allotment Act on an Indian tribe's
treaty rights to regulate activities of nonmembers on fee land in
Montana v. United States. The treaty language there was
virtually identical to the language in the Treaty with the Yakimas,
450 U.S. at
450 U. S. 558,
and we concluded that "treaty rights with respect to reservation
lands must be read in light of the subsequent alienation of those
lands."
Id. at
450 U. S. 561.
See also Puyallup Tribe, Inc. v.
Washington Game
Page 492 U. S. 423
Dept., 433 U. S. 165,
433 U. S. 174
(1977). In
Montana, as in the present cases, the lands at
issue had been alienated under the Allotment Act, and the Court
concluded that
"[i]t defies common sense to suppose that Congress would intend
that non-Indians purchasing allotted lands would become subject to
tribal jurisdiction when an avowed purpose of the allotment policy
was the ultimate destruction of tribal government."
450 U.S. at
450 U. S. 560,
n. 9.
The Yakima Nation argues that we should not consider the
Allotment Act because it was repudiated in 1934 by the Indian
Reorganization Act, 48 Stat. 984. But the Court in
Montana
was well aware of the change in Indian policy engendered by the
Indian Reorganization Act, and concluded that this fact was
irrelevant. 450 U.S. at
450 U. S. 560,
n. 9. Although the Indian Reorganization Act may have ended the
allotment of further lands, it did not restore to the Indians the
exclusive use of those lands that had already passed to non-Indians
or prevent already allotted lands for which fee patents were
subsequently issued from thereafter passing to non-Indians.
JUSTICE STEVENS acknowledges that the Allotment Act eliminated
tribal authority to exclude nonmembers from fee lands they owned.
Post at
492 U. S.
436-437. Yet he concludes that Brendale and Wilkinson
are somehow subject to a tribal power to "determine the character
of the tribal community,"
post at
492 U. S. 437,
unless the Tribe has voluntarily surrendered that power. This view
of tribal zoning authority as a sort of equitable servitude,
post at
492 U. S. 442,
is wholly unsupported by precedent.
JUSTICE STEVENS begins with a tribe's power to exclude
nonmembers from its land, and from that power derives a tribal
"power to define the character of" that land,
post at
492 U. S. 434,
which he asserts as the basis for the Yakima Nation's exercise of
zoning authority over the closed area of its reservation. According
to JUSTICE STEVENS, the power to exclude "necessarily must include
the lesser power to regulate land
Page 492 U. S. 424
use in the interest of protecting the tribal community."
Post at
492 U. S. 433.
But the Yakima Nation no longer has the power to exclude fee owners
from its land within the boundaries of the reservation, as JUSTICE
STEVENS concedes.
Post at
492 U. S.
436-437. Therefore, that power can no longer serve as
the basis for tribal exercise of the lesser included power, a
result which is surely not "inconceivable,"
post at
492 U. S. 437,
but rather which is perfectly straightforward. It is irrelevant
that the Tribe had declared the closed area off limits before
Brendale obtained title to his property. Once Brendale obtained
title to his land, that land was no longer off limits to him; the
tribal authority to exclude was necessarily overcome by, as JUSTICE
STEVENS puts it, an "implici[t] grant" of access to the land.
Ibid.
Aside from the alleged inconceivability of the result, JUSTICE
STEVENS offers no support for his assertion that, in enacting the
Allotment Act, Congress intended tribes to retain the "power to
determine the character of the tribal community."
Ibid.
JUSTICE STEVENS cites only
Seymour v. Superintendent of
Washington State Penitentiary, 368 U.
S. 351 (1962), and
Mattz v. Arnett,
412 U. S. 481
(1973), in support of his position.
Post at
492 U. S.
441-442. Those cases are irrelevant to the issue at
hand, however, concluding merely that allotment is consistent with
continued reservation status. Meanwhile,
Montana is
directly to the contrary: the Court there flatly rejected the
existence of a power, derived from the power to exclude, to
regulate activities on lands from which tribes can no longer
exclude nonmembers.
See 450 U.S. at
450 U. S. 559.
JUSTICE STEVENS' attempts to distinguish
Montana are
unavailing. The distinctions on which he relies, that the
regulation there was discriminatory, posed no threat to the welfare
of the Tribe, and infringed on state interests,
post at
492 U. S.
443-444, are not even mentioned in the section of the
Montana opinion considering the power to exclude,
see 450
Page 492 U. S. 425
U.S. at
450 U. S.
557-563, and certainly were not considered by the Court
in that case as having any relevance to this issue. [
Footnote 8]
We would follow
Montana and conclude that, for the
reasons stated there, any regulatory power the Tribe might have
under the treaty "cannot apply to lands held in fee by
non-Indians."
Id. at
450 U. S.
559.
B
An Indian tribe's treaty power to exclude nonmembers of the
tribe from its lands is not the only source of Indian regulatory
authority. In
Merrion v. Jicarilla Apache Tribe,
455 U. S. 130,
455 U. S. 141
(1982), the Court held that tribes have inherent sovereignty
independent of that authority arising from their power to exclude.
Prior to the European settlement of the New World, Indian tribes
were "self-governing sovereign political communities,"
United
States v. Wheeler, 435 U. S. 313,
435 U. S.
322-323 (1978), and they still retain some
"elements of 'quasi-sovereign' authority after ceding their
lands to the United States and announcing their dependence on the
Federal Government,"
Oliphant v. Suquamish Indian Tribe, 435 U.
S. 191,
435 U. S. 208
(1978). Thus, an Indian tribe generally retains sovereignty by way
of tribal self-government and control over other aspects of its
internal affairs.
Montana, supra, at
450 U. S.
564.
A tribe's inherent sovereignty, however, is divested to the
extent it is inconsistent with the tribe's dependent status,
Page 492 U. S. 426
that is, to the extent it involves a tribe's "external
relations."
Wheeler, supra, at
435 U. S. 326.
[
Footnote 9] Those cases in
which the Court has found a tribe's sovereignty divested generally
are those "involving the relations between an Indian tribe and
nonmembers of the tribe."
Ibid. For example, Indian tribes
cannot freely alienate their lands to non-Indians,
Oneida
Indian Nation v. Oneida County, 414 U.
S. 661,
414 U. S.
667-668 (1974), cannot enter directly into commercial or
governmental relations with foreign nations,
Worcester
v. Georgia, 6 Pet. 515,
31 U. S. 559
(1832), and cannot exercise criminal jurisdiction over non-Indians
in tribal courts,
Oliphant, supra, at
435 U. S.
195.
This list is by no means exclusive, as
Montana makes
clear. In
Montana, the Crow Tribe sought to prohibit
hunting and fishing within its reservation by anyone not a member
of the Tribe. The Court held that the Tribe's inherent sovereignty
did not support extending the prohibition on hunting and fishing to
fee lands owned by non-Indians. It recognized the general principle
that the
"exercise of tribal power beyond what is necessary to protect
tribal self-government or to control internal relations is
inconsistent with the dependent status of the tribes, and so cannot
survive without express congressional delegation."
450 U.S. at
450 U. S. 564.
Because regulation of hunting and fishing on fee lands owned by
nonmembers of the Tribe did not bear any "clear relationship to
tribal self-government or internal relations,"
ibid., this
general principle precluded extension of tribal jurisdiction to the
fee lands at issue.
The Yakima Nation contends that the Court's insistence in
Montana on an express congressional delegation of tribal
power over nonmembers is inconsistent with language in
Washington v. Confederated Tribes of the Colville Indian
Reservation, 447 U. S. 134,
447 U. S. 153
(1980), that tribal powers are
Page 492 U. S. 427
divested by implication only when "the exercise of tribal
sovereignty would be inconsistent with the overriding interests of
the National Government." We do not see this language as
inconsistent with
Montana. As the opinion in
Colville made clear, that case involved "[t]he power to
tax transactions occurring on trust lands and significantly
involving a tribe or its members."
Id. at
447 U. S. 152.
It did not involve the regulation of fee lands, as did
Montana. Moreover, the Court in
Montana itself
reconciled the two cases, citing
Colville as an example of
the sort of "consensual relationship" that might even support
tribal authority over nonmembers on fee lands. 450 U.S. at
450 U. S.
565-566. [
Footnote
10]
JUSTICE BLACKMUN takes a slightly different approach, relying
particularly on
Colville and
Wheeler for the
proposition that
"tribal sovereignty is not implicitly divested except in those
limited circumstances principally involving external powers of
sovereignty where the exercise of tribal authority is necessarily
inconsistent with their dependent status."
Post at
492 U. S.
451-452. But JUSTICE BLACKMUN ignores what the Court
made clear in
Wheeler, in a passage immediately preceding
the one he cites: that regulation of "the relations between an
Indian tribe and nonmembers of the tribe" is necessarily
inconsistent with a tribe's dependent status, and therefore tribal
sovereignty over such matters of "external relations" is divested.
435 U.S. at
435 U. S. 326.
Indeed, it is precisely this discussion that the Court relied upon
in
Montana as "distinguish[ing] between those inherent
powers retained by the tribes and those divested." 450 U.S. at
450 U. S.
564.
Page 492 U. S. 428
There is no contention here that Congress has expressly
delegated to the Yakima Nation the power to zone fee lands of
nonmembers of the Tribe.
Compare 18 U.S.C. §§
1151, 1161 (1982 ed., and Supp. V); 33 U.S.C. §§ 1377(e)
and (h)(1) (1982 ed., Supp. V). Therefore under the general
principle enunciated in
Montana, the Yakima Nation has no
authority to impose its zoning ordinance on the fee lands owned by
petitioners Brendale and Wilkinson.
C
Our inquiry does not end here, because the opinion in
Montana noted two "exceptions" to its general principle.
First,
"[a] tribe may regulate, through taxation, licensing, or other
means, the activities of nonmembers who enter consensual
relationships with the tribe or its members, through commercial
dealing, contracts, leases, or other arrangements."
450 U.S. at
450 U. S. 565.
Second,
"[a] tribe may also retain inherent power to exercise civil
authority over the conduct of non-Indians on fee lands within its
reservation when that conduct threatens or has some direct effect
on the political integrity, the economic security, or the health or
welfare of the tribe."
Id. at
450 U. S.
566.
The parties agree that the first
Montana exception does
not apply in these cases. Brendale and Wilkinson do not have a
"consensual relationship" with the Yakima Nation simply by virtue
of their status as landowners within reservation boundaries, as
Montana itself necessarily decided. The Yakima Nation
instead contends that the Tribe has authority to zone under the
second
Montana exception. We disagree.
Initially, we reject as overbroad the Ninth Circuit's
categorical acceptance of tribal zoning authority over lands within
reservation boundaries. We find it significant that the so-called
second
Montana exception is prefaced by the word "may"
--
"[a] tribe
may also retain inherent power to exercise
civil authority over the conduct of non-Indians on fee lands
Page 492 U. S. 429
within its reservation."
450 U.S. at
450 U. S. 566
(emphasis added). This indicates to us that a tribe's authority
need not extend to all conduct that "threatens or has some direct
effect on the political integrity, the economic security, or the
health or welfare of the tribe," but instead depends on the
circumstances. The Ninth Circuit, however, transformed this
indication that there may be other cases in which a tribe has an
interest in activities of nonmembers on fee land into a rule
describing every case in which a tribe has such an interest.
Indeed, the Ninth Circuit equated an Indian tribe's retained
sovereignty with a local government's police power, which is
contrary to
Montana itself
Montana rejected
tribal sovereignty to regulate hunting and fishing on fee land
owned by non-Indians, which clearly is a power within the police
power of local governments. [
Footnote 11]
It is also evident that a literal application of the second
exception would make little sense in the circumstances of these
cases. To hold that the Tribe has authority to zone fee land when
the activity on that land has the specified effect on Indian
properties would mean that the authority would last
Page 492 U. S. 430
only so long as the threatening use continued. If it ceased,
zoning power would revert to the county. Under the District Court's
interpretation of
Montana, not only would regulatory
authority depend in the first instance on a factual inquiry into
how a tribe's interests are affected by a particular use of fee
land, but, as circumstances changed over time, so, too, would the
authority to zone. Conceivably, in a case like this, zoning
authority could vest variously in the county and the Tribe,
switching back and forth between the two, depending on what uses
the county permitted on the fee land at issue. Uncertainty of this
kind would not further the interests of either the Tribe or the
county government, and would be chaotic for landowners. [
Footnote 12]
Montana should therefore not be understood to vest
zoning authority in the tribe when fee land is used in certain
ways. The governing principle is that the tribe has no authority
itself, by way of tribal ordinance or actions in the tribal courts,
to regulate the use of fee land. The inquiry thus becomes whether,
and to what extent, the tribe has a protectible interest in what
activities are taking place on fee land within the reservation and,
if it has such an interest, how it may be protected. Of course,
under ordinary law, neighbors often have a protectible interest in
what is occurring on adjoining property, and may seek relief in an
appropriate forum, judicial or otherwise.
Montana suggests
that in the special circumstances of checkerboard ownership of
lands within a reservation, the tribe has an interest under federal
law, defined
Page 492 U. S. 431
in terms of the impact of the challenged uses on the political
integrity, economic security, or the health or welfare of the
tribe. But, as we have indicated above, that interest does not
entitle the tribe to complain or obtain relief against every use of
fee land that has some adverse effect on the tribe. The impact must
be demonstrably serious, and must imperil the political integrity,
the economic security, or the health and welfare of the tribe. This
standard will sufficiently protect Indian tribes while at the same
time avoiding undue interference with state sovereignty and
providing the certainty needed by property owners.
Since the tribes' protectible interest is one arising under
federal law, the Supremacy Clause requires state and local
governments, including Yakima County zoning authorities, to
recognize and respect that interest in the course of their
activities. The Tribe in this case, as it should have, first
appeared in the county zoning proceedings, but its submission
should have been not that the county was without zoning authority
over fee land within the reservation, but that its tribal interests
were imperiled. The federal courts had jurisdiction to entertain
the Tribe's suit for declaratory and injunctive relief, [
Footnote 13] but given that the
county has jurisdiction to zone fee lands on the reservation and
would be enjoinable only if it failed to respect the rights of the
Tribe under federal law, the proper course for the District Court
in the Brendale phase of this case would have been to stay its hand
until the zoning proceedings had been completed. At that time, a
judgment could be made as to whether the uses that were actually
authorized on Brendale's property imperiled the political
integrity, the economic security, or the health or welfare of the
Tribe. If due regard is given to the Tribe's protectible interest
at all stages of the proceedings, we have every confidence that the
nightmarish consequences predicted by JUSTICE BLACKMUN,
post at
492 U. S.
460-461, will be avoided. Of course,
Page 492 U. S. 432
if practice proves otherwise, Congress can take appropriate
action.
III
The District Court found that Yakima County's exercise of zoning
power over the Wilkinson property would have no direct effect on
the Tribe, and would not threaten the Tribe's political integrity,
economic security, or health and welfare.
Whiteside II,
617 F. Supp. at 755. On the basis of these findings, it is clear
that the Wilkinson development and the county's approval of that
development do not imperil any interest of the Yakima Nation.
Therefore, I would reverse the judgment of the Ninth Circuit as to
the Wilkinson property.
The Brendale property presents a different situation. At the
time the Tribe filed its suit, the county had agreed with the Tribe
that an EIS was required before Brendale's development could go
forward. The zoning proceedings had thus not been concluded, and
the District Court's judgment was that the county had no power to
go forward. That judgment was infirm under the approach outlined in
this opinion. The zoning proceedings should have been allowed to
conclude, and it may be that those proceedings would adequately
recognize tribal interests and make unnecessary further action in
the District Court. If it were otherwise, the District Court could
then decide whether the uses the State permits on the Brendale
property would do serious injury to, and clearly imperil, the
protectible tribal interests identified in this opinion. This part
of the case, in my view, should therefore be returned to District
Court. A majority of this Court, however, disagrees with this
conclusion.
Accordingly, since with respect to the Wilkinson property,
JUSTICE STEVENS and JUSTICE O'CONNOR agree that the judgment of the
Court of Appeals in Nos. 87-1697 and 87-1711 should be reversed,
that is the judgment of the Court in those cases. With respect to
the Brendale property, I would vacate the judgment of the Court of
Appeals
Page 492 U. S. 433
and remand the case to the Court of Appeals with instructions to
vacate the judgment of the District Court and to remand the case to
that Court for further proceedings. Because the Court instead
affirms the judgment of the Court of Appeals in No. 87-1622, I
dissent as to that case.
The judgment in Nos. 87-1697 and 87-1711 is
Reversed.
* Together with No. 87-1697,
Wilkinson v. Confederated
Tribes and Bands of the Yakima Indian Nation, and No. 87-1711,
County of Yakima et al. v. Confederated Tribes and Bands of the
Yakima Indian Nation, also on certiorari to the same
court.
[
Footnote 1]
The treaty further provides that no
"white man, excepting those in the employment of the Indian
Department, [shall] be permitted to reside upon the said
reservation without permission of the tribe and the superintendent
and agent."
12 Stat. 951, 952.
[
Footnote 2]
At oral argument, counsel arguing for petitioners represented
that a decision by the Bureau of Indian Affairs in April, 1988,
after the Court of Appeals issued its opinion here, has reopened
the roads in the closed area to the public. Tr. of Oral Arg. 17.
See App. to Brief for Petitioner Brendale 1a. According to
counsel, there is no longer a closed area on the reservation. Tr.
of Oral Arg. 17. Counsel for respondents agreed with this
characterization, describing what had formerly been the closed area
as the "reservation reserved area," based on the Yakima Nation's
zoning designation for the area.
Id. at 28. Despite these
developments, JUSTICE STEVENS persists in treating the two areas
differently,
post at
492 U. S.
439-440, a position that is rejected by seven Members of
the Court,
see also post at
492 U. S. 468,
n. 10 (opinion of BLACKMUN, J.), and continues to rely on the
District Court's findings of fact regarding the Brendale property,
which are undermined by the change in circumstances. This opinion
will continue to refer to the respective areas as the closed area
and the open area, but for convenience only.
[
Footnote 3]
Preparation of the EIS was underway when the Yakima Nation filed
the present action in District Court.
[
Footnote 4]
In addition to Brendale, Wilkinson, and Yakima County, the
Yakima Nation named as defendants Jim Whiteside and two other
County Commissioners of Yakima County, the Director of the Planning
Department of Yakima County, the codeveloper of the Brendale
property, and prospective purchasers of portions of the Wilkinson
property. The developer and the prospective purchasers were
dismissed as parties by order of the District Court.
See Yakima
Indian Nation v. Whiteside, 617 F.
Supp. 735, 737, n. 1 (ED Wash.1985) (
Whiteside I);
Yakima Indian Nation v. Whiteside, 617 F.
Supp. 750, 751, n. 1 (ED Wash.1985) (
Whiteside
II).
[
Footnote 5]
The District Court found that Brendale's proposed development
would disrupt soil conditions; cause a deterioration of air
quality, change drainage patterns; destroy some trees and natural
vegetation; cause a deterioration of wildlife habitat; alter the
location and density of human population in the area; increase
traffic, light, and the use of fuel wood; and require added police
and fire protection as well as new systems for waste disposal. The
Court also found that a number of places of religious and cultural
significance were located in the closed area, and that much of the
Tribe's income comes from lumber harvested from lands within the
closed area. 617 F. Supp. at 741-742. Unlike the closed area,
however, the District Court found that the open area had no unique
religious or spiritual importance to the Yakima Nation, and that
the trust land in the vicinity of the proposed Wilkinson
development did not provide a significant source of food for the
Tribe. 617 F. Supp. at 755.
[
Footnote 6]
The Court of Appeals then remanded to the District Court for
findings of fact on the respective interests of the Yakima Nation
and Yakima County in regulating the Wilkinson property, since the
District Court had made such findings only concerning the Brendale
property.
Confederated Tribes and Bands of the Yakima Indian
Nation v. Whiteside, 828 F.2d 529, 536 (CA9 1987).
[
Footnote 7]
Yakima County did not appeal the judgment of the District Court
in
Whiteside I respecting the Brendale Property, App. 7,
11, and the only issue presented in its petition for certiorari
concerned the Wilkinson property. Brendale and Wilkinson each
petitioned for certiorari concerning their own property.
[
Footnote 8]
Furthermore, the practical consequences of JUSTICE STEVENS'
approach will be severe. JUSTICE STEVENS' conception of tribal
zoning authority allows Indian tribes to obtain the power to zone
by defining areas on their reservations that contain only a "small
percentage" of fee lands.
Post at
492 U. S.
437-438, n. 2. The uncertainty that would result from
the necessarily case-by-case determination of which regulatory body
(or bodies,
see post at
492 U. S.
440-441, n. 3) has zoning jurisdiction over such land,
not to mention the uncertainty as to when a tribe will attempt to
assert such jurisdiction, would be far worse than that resulting
from the scheme discussed
infra at
492 U. S.
430-432, in which the contours of the zoning authority
are clearly defined and resort to the courts to protect tribal
interests should not often be required.
[
Footnote 9]
Given our disposition of these cases, we need not address
whether the Yakima Nation's retained sovereignty might also have
been divested by treaty or statute.
United States v.
Wheeler, 435 U. S. 313,
435 U. S. 323
(1978).
See, e.g., Rice v. Rehner, 463 U.
S. 713,
463 U. S. 724
(1983).
[
Footnote 10]
The Yakima Nation's reliance on statements about retained tribal
sovereignty in
National Farmers Union Ins. Cos. v. Crow
Tribe, 471 U. S. 845
(1985), and
Iowa Mutual Ins. Co. v. LaPlante, 480 U. S.
9 (1987), is likewise misplaced. In neither of those
cases did the Court decide whether the Indian Tribe had authority
over the nonmembers involved. Instead, the Court established an
exhaustion rule, allowing the tribal courts initially to determine
whether they have jurisdiction, and left open the possibility that
the exercise of jurisdiction could be later challenged in federal
court.
See 471 U.S. at
471 U. S.
856-857; 480 U.S. at
480 U. S. 16,
480 U. S. 19.
[
Footnote 11]
JUSTICE BLACKMUN contends that upholding zoning authority does
not necessarily "entai[l] a finding of inherent authority for all
police powers," reasoning that,
"[a]s
Montana itself demonstrates, there may be cases
in which tribes assert the power to regulate activities as to which
they have no valid interest."
Post at
492 U. S.
461-462. The errors in this reasoning are twofold.
First, JUSTICE BLACKMUN characterizes the decision in
Montana incorrectly. The Court did not hold in
Montana that the Tribe had no interest in regulating
non-Indian fishing and hunting on fee land. Instead, it held that
the Tribe lacked an interest sufficient "to justify tribal
regulation." 450 U.S. at
450 U. S. 566.
Second, JUSTICE BLACKMUN's reasoning confirms, rather than
disproves, that recognizing zoning authority here will equate
tribal retained sovereignty with the police power. Under JUSTICE
BLACKMUN's view, tribes evidently lack authority to exercise a
power within the police power only when they have no legitimate
interest in the regulation. But this is a meaningless limitation,
because, to be a valid exercise of the police power in the first
instance, a government regulation must be rationally related to a
legitimate state interest.
See, e.g., Williamson v. Lee Optical
Co., 348 U. S. 483,
348 U. S. 491
(1955).
[
Footnote 12]
JUSTICE BLACKMUN asserts that his position, that "the general
and longer term advantages of comprehensive land management"
justify tribal zoning of fee land, avoids this uncertainty.
Post at
492 U. S. 460.
But this broad position would also authorize the Yakima Nation to
zone all fee land within reservation boundaries, including that
within the incorporated towns of Toppenish, Wapato, and Harrah.
Although JUSTICE BLACKMUN purports to avoid this "difficult
question,"
post at
492 U. S. 467,
n. 9, there appears to be no principled basis on which to exclude
the incorporated towns from the Tribe's zoning authority without
leading to the very uncertainty JUSTICE BLACKMUN attempts to
dismiss as hypothetical,
post at
492 U. S.
459.
[
Footnote 13]
Cf. Oneida Indian Nation v. County of Oneida,
414 U. S. 661,
414 U. S. 677
(1974).
JUSTICE STEVENS, joined by JUSTICE O'CONNOR, delivered an
opinion announcing the judgment of the Court in No. 87-1622 and
concurring in the judgment in Nos. 87-1697 and 87-1711.
The United States has granted to many Indian tribes, including
the Yakima Nation -- "a power unknown to any other sovereignty in
this Nation: a power to exclude nonmembers entirely from territory
reserved for the tribe."
Merrion v. Jicarilla Apache
Tribe, 455 U. S. 130,
455 U. S. 160
(1982) (STEVENS, J., dissenting). That power necessarily must
include the lesser power to regulate land use in the interest of
protecting the tribal community. Thus, the proper resolution of
these cases depends on the extent to which the Tribe's virtually
absolute power to exclude has been either diminished by federal
statute or voluntarily surrendered by the Tribe itself. The facts
of record, which are summarized in JUSTICE WHITE's opinion,
ante at
492 U. S.
414-421, dictate a different answer as to-the two tracts
of land at issue.
I
Zoning is the process whereby a community defines its essential
character. Whether driven by a concern for health and safety,
esthetics, or other public values, zoning provides the mechanism by
which the polity ensures that neighboring uses of land are not
mutually -- or more often unilaterally -- destructive. As Justice
Sutherland observed for the Court in the landmark case of
Euclid v. Ambler Realty Co., 272 U.
S. 365 (1926), the power to zone closely parallels the
common law of nuisance, and thus finds guidance in "the maxim
Page 492 U. S. 434
sic utere tuo ut alienum non laedas" -- use your own
property in such a manner as not to injure that of another.
Id. at
272 U. S. 387.
Hence, a community reasonably might conclude that a factory has no
place in an otherwise exclusively residential section, or that an
amusement park does not belong in an area devoted to quiet parks,
libraries, and schools. As in nuisance law, the issue is ultimately
one of whether the proposed land use is -- "like a pig in the
parlor instead of the barnyard" -- "merely a right thing in the
wrong place."
Id. at
272 U. S.
388.
An Indian tribe's power to exclude nonmembers from a defined
geographical area obviously includes the lesser power to define the
character of that area. In
New Mexico v. Mescalero Apache
Tribe, 462 U. S. 324
(1983), a unanimous Court recognized that "[a] tribe's power to
exclude nonmembers entirely or to condition their presence on the
reservation is . . . well established."
Id. at
462 U. S. 333.
Likewise, in
Merrion, the Court wrote:
"Nonmembers who lawfully enter tribal lands remain subject to
the tribe's
power to exclude them. This power necessarily
includes the lesser power to place conditions on entry, on
continued presence, or on reservation conduct. . . . When a tribe
grants a non-Indian the right to be on Indian land, the tribe
agrees not to exercise its ultimate power to oust the non-Indian as
long as the non-Indian complies with the initial conditions of
entry. However, it does not follow that the lawful property right
to be on Indian land also immunizes the non-Indian from the tribe's
exercise of its lesser included power . . . to place . . .
conditions on the non-Indian's conduct or continued presence on the
reservation."
455 U.S. at
455 U. S.
144-145 (footnote omitted) (emphasis in original).
It is difficult to imagine a power that follows more forcefully
from the power to exclude than the power to require
Page 492 U. S. 435
that nonmembers, as a condition of entry, not disturb the
traditional character of the reserved area.
At one time, the Yakima Nation's power to exclude nonmembers
from its reservation was near absolute. This power derived from two
sources: the Tribe's aboriginal sovereignty over vast reaches of
land in the Pacific Northwest and the express provisions of its
1855 treaty with the United States. Even in the absence of a treaty
provision expressly granting such authority, Indian tribes maintain
the sovereign power of exclusion unless otherwise curtailed.
See Worcester v.
Georgia, 6 Pet. 515,
31 U. S. 561
(1832); F. Cohen, Handbook of Federal Indian Law 252 (1982)
(hereinafter Cohen); 1 Op.Atty.Gen. 465, 465-467 (1821). As is the
case with many tribes,
see, e.g., Montana v. United
States, 450 U. S. 544,
450 U. S. 548
(1981);
Puyallup Tribe, Inc. v. Washington Game Dept.,
433 U. S. 165,
433 U. S. 174
(1977), the Yakima Nation's power to exclude was confirmed through
an express treaty provision. Through the 1855 treaty, which was
ratified by the Senate and proclaimed by President Buchanan in
1859, the Yakima Nation ceded to the United States millions of
acres of land east of the main ridge of the Cascade Mountains in
exchange for the guarantee that a defined area of approximately 1.3
million acres would be reserved from the ceded lands "for the use
and occupation of the aforesaid confederated tribes and bands of
Indians." Treaty between the United States and the Yakima Nation of
Indians, 12 Stat. 951-952. The treaty provided that the entire
"tract shall be set apart . . . for the exclusive use and benefit
of said confederated tribes and bands of Indians, as an Indian
reservation," and that no
"white man, excepting those in the employment of the Indian
Department [shall] be permitted to reside upon said reservation
without permission of the tribe and the superintendent and
agent."
Id. at 952. Thus, as of 1859, the Tribe's power to
exclude was firmly established. The power to regulate land use ran
parallel to the power to exclude. Just as the Tribe had authority
to limit absolutely access to the reservation,
Page 492 U. S. 436
so it could also limit access to persons whose activities would
conform to the Tribe's general plan for land use.
In 1887, however, the Indian General Allotment Act (Dawes Act),
24 Stat. 388, as amended, 25 U.S.C. § 331
et seq., to
some extent reworked fundamental notions of Indian sovereignty.
Under the Dawes Act, the President was authorized to allot
reservation lands in severalty to resident Indians. Allotted lands
were held in trust for members of the Tribe for a period of at
least 25 years, after which the members received fee patents and
could freely transfer the land to nonmembers. "When all the lands
had been allotted and the trusts expired, the reservation could be
abolished."
Mattz v. Arnett, 412 U.
S. 481,
412 U. S. 496
(1973).
See also Moe v. Confederated Salish and Kootenai
Tribes, 425 U. S. 463,
425 U. S.
478-479 (1976). In this manner, the Dawes Act was
designed ultimately to abolish Indian reservations while attempting
to bring "security and civilization to the Indian." D. Otis, The
Dawes Act and the Allotment of Indian Lands 32 (1973). But, not
long after the Act took effect it became apparent that its
beneficent purpose had failed, and, in 1934, the Indian
Reorganization Act, 48 Stat. 984, repudiated the allotment policy.
See Cohen 614. In the interim, however, large portions of
reservation lands were conveyed to nonmembers such as petitioners
Wilkinson and Brendale. [
Footnote
2/1]
The Dawes Act did not itself transfer any regulatory power from
the Tribe to any state or local governmental authority.
See Moe
v. Confederated Salish and Kootenai Tribes, supra; Mattz v. Arnett,
supra. Nonetheless, by providing for the allotment and
ultimate alienation of reservation land, the Act in some respects
diminished tribal authority. As we recognized in
Montana v.
United States, "treaty
Page 492 U. S. 437
rights with respect to reservation lands must be read in light
of the subsequent alienation of those lands." 450 U.S. at
450 U. S. 561.
A statute that authorizes the sale of a parcel of land in a
reservation must implicitly grant the purchaser access to that
property. In addition, to the extent that large portions of
reservation land were sold in fee, such that the Tribe could no
longer determine the essential character of the region by setting
conditions on entry to those parcels, the Tribe's legitimate
interest in land use regulation was also diminished. Although it is
inconceivable that Congress would have intended that the sale of a
few lots would divest the Tribe of the power to determine the
character of the tribal community, it is equally improbable that
Congress envisioned that the Tribe would retain its interest in
regulating the use of vast ranges of land sold in fee to nonmembers
who lack any voice in setting tribal policy.
Since the Dawes Act provided that individual allotments would be
held in trust by the United States for members of the Tribe for a
period of at least 25 years, it is evident that the tribal
authority over land use within the reservation remained
undiminished during that period and at least until actual transfers
of land to nonmembers began to occur. The record does not contain a
chronology of conveyances of trust lands to nonmembers of the
Tribe, but it does disclose the extent of fee ownership of
reservation lands at the time these lawsuits began. Most
significantly, it establishes that, as early as 1954, the Tribe had
divided its reservation into two parts, which the parties and the
District Court consistently described as the "closed area" and the
"open area," and that it continues to maintain the closed area as a
separate community. That division, which was made many years before
either petitioner Brendale or petitioner Wilkinson acquired title
to reservation land, is of critical importance, and requires a
different disposition of their respective cases. [
Footnote 2/2]
Page 492 U. S. 438
II
Resolutions adopted by the Tribal Council of the Yakima Nation
have created what is known officially as the "reservation
restricted area," and commonly referred to as the "closed area."
Relying on language in the 1855 treaty assuring the Tribe
"exclusive use and benefit" of reservation lands, the Council, in a
1954 resolution, declared "that the open range and forested area of
the Yakima Indian Reservation is to
remain closed to the
general public" to protect the area's "grazing, forest, and
wildlife resources." Resolution of Yakima Tribal Council (Aug. 4,
1954) (emphasis supplied). Under the 1954 resolution, entry into
this area was "restricted to enrolled members of the Yakima Tribe,
official agency employees, persons with bona fide property or
business interests," close relatives of enrolled members, members
of certain other Tribes, and certain permittees.
Ibid. In
addition, the resolution provided that "[e]ntry into closed areas
is forbidden all persons while under the influence of liquor."
Ibid.
Although the closed area occupies about 807,000 acres,
consisting of almost two-thirds of the entire reservation, only
25,000 acres are owned in fee.
Yakima Indian Nation v.
Whiteside, 617 F.
Supp. 735, 741 (ED Wash.1985). For the most part, this area
consists of forests, which provide the major source of income to
the Tribe. Virtually all of the fee land is owned by lumber
companies whose operations are subject to regulation by the Bureau
of Indian Affairs (BIA).
Ibid. Cf. White Mountain
Apache Tribe v. Bracker, 448 U. S. 136
(1980). Excluding the land owned by these lumber companies, the
remaining fee land constitutes less than one percent of the closed
area. 617 F. Supp. at 741. There are no permanent inhabitants of
the Yakima County portion of the closed area.
Id. at 742.
One state-maintained highway
Page 492 U. S. 439
traverses a portion of the area, and several roads maintained by
the BIA provide access to the closed area's interior.
Id.
at 737-738. Apparently, however, the county does not maintain any
roads in this portion of the reservation.
Cf. Yakima Indian
Nation v. Whiteside, 617 F.
Supp. 750, 755 (ED Wash.1985).
The Tribe operates a "courtesy permit system" that allows
selected groups of visitors access to the closed area. In order to
protect the area's "
natural foods, medicines,'" and other
natural resources, the activities of visitors "are limited to
sightseeing, hiking, camping and tribal, BIA or family related
business or activity." 617 F. Supp. at 738. Visitors are expressly
"prohibited from hunting, fishing, boating, drinking, operating
vehicles off established roads, camping at other than designated
campsites and removing flora, fauna, petrified wood, other valuable
rocks or minerals or artifacts." Ibid. Tribal police and
game officers enforce the courtesy permit system by monitoring
ingress and egress at four guard stations and by patrolling the
interior of the closed area. Ibid.
Until recently, the BIA supported the Tribe's policy of denying
entry into the closed area by restricting use of BIA roads to
members of the Tribe and a narrowly defined class of permittees.
See ibid. In litigation with the Government, petitioner
Brendale eventually succeeded in establishing a right of access to
his own property over BIA roads.
See Brendale v. Olney,
No. C-78-145 (ED Wash., Mar. 3, 1981). Moreover, in 1988, the BIA
ultimately decided to allow the public to use BIA roads because
they had been constructed with public funds.
See Letter
from James S. Bergmann, Acting Assistant Secretary, Indian Affairs,
of April 8, 1988, reprinted in App. to Brief for Petitioner in No.
87-1622, p. 1a. Contrary to the suggestion in JUSTICE WHITE's
opinion,
see ante at
492 U. S.
415-416, n. 2, however, the fact that nonmembers may now
drive on these roads does not change the basic character of the
closed area or undermine the Tribe's
Page 492 U. S. 440
historic and consistent interest in preserving the pristine
character of this vast, uninhabited portion of its reservation.
Petitioner Brendale's property is located in the heart of this
closed portion of the reservation. He inherited the property in
1972 from his mother, who had been an enrolled member of the Yakima
Nation. In 1982, Brendale filed a proposal with the Yakima County
zoning authorities for the development of a 20-acre subdivision
consisting of ten 2-acre lots. BIA roads provide the only access to
the property, the nearest county road being more than 20 miles
away. The proposal contemplates the construction of recreational
summer cabins, on-site sewage disposal systems, and interior access
roads that would be maintained by a homeowners' association. 617 F.
Supp. at 741. The District Court found that the proposal would have
a number of adverse environmental consequences, and that the only
interest that Yakima County possessed in overseeing the use of the
Brendale property was that of "providing regulatory functions to
its taxpaying citizens."
Id. at 741-743. The county did
not appeal from the District Court's decision holding that the
Tribe has the exclusive authority to regulate land use in the
closed area. [
Footnote 2/3]
Page 492 U. S. 441
Although the logging operations, the construction of BIA roads,
and the transfer of ownership of a relatively insignificant amount
of land in the closed area unquestionably has diminished the
Tribe's power to exclude non-Indians from that portion of its
reservation, this does not justify the conclusion that the Tribe
has surrendered its historic right to regulate land use in the
restricted portion of the reservation. By maintaining the power to
exclude nonmembers from entering all but a small portion of the
closed area, the Tribe has preserved the power to define the
essential character of that area. In fact, the Tribe has exercised
this power, taking care that the closed area remains an undeveloped
refuge of cultural and religious significance, a place where tribal
members "may camp, hunt, fish, and gather roots and berries in the
tradition of their culture." Amended Zoning Regulations of the
Yakima Indian Nation, Resolution No. 1-98-72, § 23 (1972),
reprinted App. 64.
The question is then whether the Tribe has authority to prevent
the few individuals who own portions of the closed area in fee from
undermining its general plan to preserve the character of this
unique resource by developing their isolated parcels without regard
to an otherwise common scheme. More simply, the question is whether
the owners of the small amount of fee land may bring a pig into the
parlor. In my opinion, just as Congress could not possibly have
intended in enacting the Dawes Act that tribes would maintain the
power to exclude bona fide purchasers of reservation land from that
property, it could not have intended that tribes would lose control
over the character of their reservations upon the sale of a few,
relatively small parcels of land. Neither proposition is explicit
in the Dawes Act, yet both appear necessary to a reasonable
operation of the allotment process.
Cf. Seymour v.
Superintendent of Washington State Penitentiary, 368 U.
S. 351,
368 U. S. 356
(1962) (allotment "did no more than open
Page 492 U. S. 442
the way for non-Indian settlers to own land on the reservation
in a manner which the Federal Government, acting as guardian and
trustee for the Indians, regarded as beneficial to the development
of its wards");
Mattz v. Arnett, 412 U.S. at
412 U. S. 497
(same). In this sense, the Tribe's power to zone is like an
equitable servitude; the burden of complying with the Tribe's
zoning rules runs with the land without regard to how a particular
estate is transferred.
Cf. R. Cunningham, W. Stoebuck,
& D. Whitman,.Law of Property §§ 8.22-8.32, pp.
485-506 (1984) (hereinafter Cunningham). Indeed, there is strong
authority for the proposition that equitable servitudes fall within
the same family of property law as easements.
See C.
Clark, Real Covenants and Other Interests Which "Run with Land"
174-175 (1947); Pound, The Progress of the Law, 1918-1919, Equity,
33 Harv.L.Rev. 813 (1920). There is no basis for concluding that
the allotted property carried the benefit of one type of
"servitude" and not the burden of the other.
In the
Merrion case, a majority of this Court went a
step beyond this narrow recognition of reserved power. There, the
Court held that a tribe's power to impose an oil and gas severance
tax on non-Indian lessees of reservation land can be derived from
the power to exclude. 455 U.S. at
455 U. S.
144-148. In reaching this conclusion, the Court rejected
the lessee's contention that, in leasing the land to the
non-Indians, the Tribe relinquished the power to exclude and thus
the lesser included power to tax.
Id. at
455 U. S.
146-148. It is not necessary to go this far, however, to
decide the present case. Rather, it is enough to recognize that,
notwithstanding the transfer of a small percentage of allotted
land, the Tribe retains its legitimate interest in the preservation
of the character of the reservation. The Tribe's power to control
the use of discrete, fee parcels of the land is simply incidental
to its power to preserve the character of what remains almost
entirely a region reserved for the exclusive benefit of the
Tribe.
Page 492 U. S. 443
Nor does the Court's decision in
Montana v. United
States, 450 U. S. 544
(1981), require a different result. First, the
Montana
case involved a discriminatory land use regulation.
Id. at
450 U. S. 549.
The Tribe's regulation prohibited non-Indians from hunting or
fishing on their own property while members of the Tribe were free
to engage in those activities. In contrast, petitioners do not
suggest that a member of the Tribe would be allowed to undertake
the development Brendale proposes. It is Brendale who seeks a
special, privileged status. Second, in the
Montana case,
we were careful to point out that the conduct of the non-Indians on
their fee lands posed no threat to the welfare of the Tribe.
Id. at
450 U. S. 566.
In sharp contrast, in this case the District Court expressly found
that Brendale's
"planned development of recreational housing places critical
assets of the Closed Area in jeopardy. . . . [O]f paramount concern
to this court is the threat to the Closed Area's cultural and
spiritual values. To allow development in this unique and
undeveloped area would drastically diminish those intangible
values. That in turn would undoubtedly negatively affect the
general health and welfare of the Yakima Nation and its members.
This court must conclude therefore that the Yakima Nation may
regulate the use that Brendale makes of his fee land within the
Reservation's Closed Area."
617 F. Supp. at 744.
Finally, in holding in the
Montana case that the Tribe
could not regulate non-Indian fishing and hunting on fee land
within the reservation, we stressed that the State of Montana, and
not the Tribe, stocked the river with fish and provided a portion
of the game found on the reservation. 450 U.S. at
450 U. S. 548.
In addition, we held that the State owned the bed of the Big Horn
River, and thus rejected the Tribe's contention that it was
entitled to regulate fishing and duck hunting in the river based on
its purported ownership interest.
Page 492 U. S. 444
Id. at
450 U. S. 550,
n. 1, 556-557. No such state or county interest is asserted in this
case.
In my view, the fact that a very small proportion of the closed
area is owned in fee does not deprive the Tribe of the right to
ensure that this area maintains its unadulterated character. This
is particularly so in a case such as this, in which the zoning rule
at issue is neutrally applied, is necessary to protect the welfare
of the Tribe, and does not interfere with any significant state or
county interest. Although application of the preemption analysis
advocated by JUSTICE WHITE provides some assurance that the
reservation will not be overrun by various uses inconsistent with
important tribal interests, it does not provide a means by which
the Tribe can continue to define the character of the restricted
area. The incremental shifts in the texture and quality of the
surrounding environment occasioned by discrete land use decisions
within an expansive territory are not readily monitored or
regulated by considering
"whether the uses that were actually authorized on [the
relevant] property imperiled the political integrity, the economic
security, or the health or welfare of the Tribe."
Ante at
492 U. S.
431.
I therefore agree with JUSTICE BLACKMUN that the Tribe may zone
the Brendale property. The judgment of the Court of Appeals is
accordingly affirmed in No. 87-1622.
III
The authority of the Tribe to enact and enforce zoning
ordinances applicable in the open area -- where petitioner
Wilkinson's property is located -- requires a different analysis.
Although the Tribe originally had the power to exclude non-Indians
from the entire reservation, the "subsequent alienation" of about
half of the property in the open area has produced an integrated
community that is not economically or culturally delimited by
reservation boundaries. Because the Tribe no longer has the power
to exclude nonmembers from a large portion of this area, it also
lacks the power to
Page 492 U. S. 445
define the essential character of the territory. As a result,
the Tribe's interest in preventing inconsistent' uses is
dramatically curtailed. For this reason, I agree with JUSTICE WHITE
that the Tribe lacks authority to regulate the use of Wilkinson's
property. So long as the land is not used in a manner that is
preempted by federal law, the Tribe has no special claim to relief.
It, of course, retains authority to regulate the use of trust land,
and the county does not contend otherwise.
See Brief for
Petitioners in No. 87-1711, p. 12.
Unlike the closed area, the Tribe makes no attempt to control
access to the open area. In this respect, the District Court found
that "access to the area is not limited by the Yakima Nation, and
non-tribal members move freely throughout the area." 617 F. Supp.
at 752. The county has constructed and maintained 487 miles of
road, all of which are equally accessible to reservation residents
and the general public. App. to Pet. for Cert. in No. 87-1697, p.
87a. Although the Tribe has asserted that it has the authority to
regulate land use in the three incorporated towns, it has never
attempted to do so. In "sharp contrast to the pristine,
wilderness-like character of the
Closed Area,'" the open area
is marked by "residential and commercial developmen[t]." 617 F.
Supp. at 752.
Members of the Yakima Nation represent less than 20 percent of
the open area's total population. [
Footnote 2/4]
Id. at 755. Indians and
non-Indians alike are eligible to vote in county elections. Only
enrolled members of the Tribe, however, are entitled to participate
in tribal elections. 2 Tr. 167. Similarly, while the county
provides police protection, public education, and other social
services to both Indians and non-Indians, App. to Pet. for Cert. in
No. 87-1697, p. 88a; 4 Tr. 546-547, government services provided by
the Tribe --
Page 492 U. S. 446
although theoretically available to all residents -- are in
practice generally used only by members of the Tribe. 2 Tr.
143-144. Furthermore, the District Court found that the county has
a substantial interest in regulating land use in the open area --
and in particular in protecting "the county's valuable agricultural
land" -- and that the open area lacks "a unique religious or
spiritual significance to the members of the Yakima Nation." 617 F.
Supp. at 755.
In contrast to the closed area, almost half of the land in the
open area is owned in fee.
Id. at 752. The majority of the
fee land is located in three incorporated towns in the open area,
where approximately 10,000 of the open area's 25,000 residents
live.
Id. at 752, 755. The remaining portion of the open
area, which includes approximately 143,000 acres of irrigated farm
land, is largely devoted to agriculture. 3 Tr. 416. About 63,179
acres of this farm land are owned in fee by nonmembers.
Id. at 422. Another 67,466 acres of this land are owned by
the Yakima Nation or its members, but are leased to non-Indians.
Ibid. Only 12,355 acres are farmed by tribal members.
Petitioner "Wilkinson's property is bordered to the north by trust
land and to the east, south and west by fee land." 617 F. Supp. at
754. The 40-acre lot overlooks the Yakima Municipal Airport, and is
composed of unfarmed sagebrush land.
Ibid.
Given that a large percentage of the land in the open area is
owned in fee by nonmembers -- and that an additional portion is
leased to nonmembers -- even if the Tribe had exercised its power
to exclude nonmembers from trust land, it would have been unable
thereby to establish the essential character of the region. In such
circumstances, allowing a nonmember to use his or her land in a
manner that might not be approved by the tribal council does not
upset an otherwise coherent scheme of land use. The Tribe cannot
complain that the nonmember seeks to bring a pig into the parlor,
for, unlike the closed area, the Tribe no longer possesses the
power to determine the basic character of the area. Moreover,
Page 492 U. S. 447
it is unlikely that Congress intended to give the Tribe the
power to determine the character of an area that is predominantly
owned and populated by nonmembers, who represent 80 percent of the
population, yet lack a voice in tribal governance. Finally, to the
extent the open area has lost its character as an exclusive tribal
resource, and has become, as a practical matter, an integrated
portion of the county, the Tribe has also lost any claim to an
interest analogous to an equitable servitude. Under the "change of
neighborhood" doctrine, an equitable servitude lapses when the
restriction, as applied to "the general vicinity, and not merely a
few parcels," has "become outmoded," has "lost its usefulness," or
has become "
inequitable' to enforce." Cunningham § 8.20,
pp. 482-483. See also Restatement of Property § 564
(1944). Because the open area no longer maintains the character of
a unique tribal asset, and because the Tribe accordingly lacks a
substantial interest in governing land use, the power to zone has
"become outmoded."
I therefore agree with JUSTICE WHITE's conclusion that the Tribe
lacks authority to zone the Wilkinson property.
IV
My conclusion that the dramatically different facts of these two
cases should produce different results is subject to the obvious
criticism that it does not identify a bright-line rule. The primary
responsibility for linedrawing, however, is vested in the
legislature. Moreover, linedrawing is inherent in the continuum
that exists between those reservations that still maintain their
status as distinct social structures and those that have become
integrated in other local polities. Any difficulty courts may
encounter in drawing the line between "closed" and "open" portions
of reservations simply reflects that the factual predicate to these
cases is itself complicated. Indeed, JUSTICE WHITE's rule does
little to avoid the difficulty of drawing lines and making subtle
distinctions. Just as it is neither possible nor appropriate in
this case to set
Page 492 U. S. 448
a fixed percentage of fee ownership that will govern every case
that may arise, so is it impossible to articulate precise rules
that will govern whenever a tribe asserts that a land use approved
by a county board is preempted by federal law. And although the
rule that JUSTICE BLACKMUN proposes would provide an obvious answer
in most cases, he recognizes that
"[i]t may be that on some reservations, including the Yakima
Reservation, there are essentially self-contained, definable, areas
in which non-Indian fee lands so predominate that the tribe has no
significant interest in controlling land use."
Post at
492 U. S. 467,
n. 9. Finally, it would be fundamentally unfair to deny appropriate
relief to either party in this case, which involves no difficulty
in discerning the proper line, simply because a future case may be
more difficult.
Accordingly, in No. 87-1622, the judgment of the Court of
Appeals is affirmed. I concur in the judgment in Nos. 87-1697 and
87-1711 reversing the judgment of the Court of Appeals.
The judgment in No. 87-1622 is
Affirmed.
[
Footnote 2/1]
About 90 million acres of tribal land were alienated through
allotment and sale of surplus lands by 1934, amounting to
approximately two-thirds of the total land held by Indian tribes in
1887.
See Cohen 614 (citing Office of Indian Affairs,
Dept. of Interior, Indian Land Tenure, Economic Status, and
Population Trends (1935)).
[
Footnote 2/2]
The labels "closed area" and "open area" are, of course,
irrelevant to my analysis. What is important is that the Tribe has
maintained a defined area in which only a very small percentage of
the land is held in fee and another defined area in which
approximately half of the land is held in fee.
[
Footnote 2/3]
Because the county did not appeal, we are not presented with the
question whether the county might possess concurrent zoning
jurisdiction over the closed area. The possibility that the county
might have jurisdiction to prohibit certain land uses in the closed
area does not suggest that the Tribe lacks similar authority. This
sort of concurrent jurisdiction, if it does exist, is simply a
product of the unique overlapping of governmental authority that
characterizes much of our Indian law jurisprudence.
See, e.g.,
Cotton Petroleum Corp. v. New Mexico, 490 U.
S. 163 (1989). Moreover, overlapping land use
regulations are not inherently suspect. The developer of land in
the vicinity of an airport, for example, must comply with local
zoning laws and federal limitations on the height of buildings that
may obstruct air travel. Likewise, federal and state environmental
protection requirements may be superimposed on county or tribal
zoning ordinances. Although the potential for conflict between a
county's rules and a tribe's rules is certainly substantial, it is
neither inevitable nor incapable of resolution by a tolerant and
cooperative approach to the problems that are generated by the
continuing growth and complexity of our diverse society.
[
Footnote 2/4]
According to the 1980 Census, the total population of the
portion of the Yakima Reservation within Yakima County is 24,750,
of whom 4,308 are Indians. U.S. Dept. of Commerce, Bureau of
Census, 1980 Census of Population 49-460 (Table 192) (1983).
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN and JUSTICE MARSHALL
join, concurring in the judgment in No. 87-1622 and dissenting in
Nos. 87-1697 and 87-1711.
The Court's combined judgment in these consolidated cases --
splitting tribal zoning authority over non-Indian fee lands between
the so-called "open" and "closed" areas of the Yakima Indian
Reservation -- is Solomonic in appearance only. This compromise
result arises from two distinct approaches to tribal sovereignty,
each of which is inconsistent with this Court's past decisions and
undermines the Federal Government's longstanding commitment to the
promotion of tribal autonomy. Because the Court's judgment that the
Tribe does not have zoning authority over non-Indian fee lands in
the "open" area of its reservation is wrong, in my view, as a
matter of law and fashions a patently unworkable legal rule, I
dissent in Nos. 87-1697 and 87-1711. Because
Page 492 U. S. 449
JUSTICE STEVENS' opinion reaches the right result for the wrong
reason with respect to the Tribe's authority to zone non-Indian fee
lands in the closed portion of the reservation, I concur in the
judgment in No. 87-1662. I shall discuss JUSTICE WHITE's and
JUSTICE STEVENS' opinions
seriatim.
I
Eight years ago, this Court decided
Montana v. United
States, 450 U. S. 544
(1981). In that case, it was ruled that an Indian Tribe did not
have the inherent authority to prohibit non-Indian hunting and
fishing on fee lands located on a reservation and owned by a
non-Indian, where the Tribe did not assert that any right or
interest was infringed or affected by the non-Indian conduct.
Today, with what seems to me to be no more than a perfunctory
discussion of this Court's decisions both before and after
Montana, JUSTICE WHITE's opinion reads that case as
establishing a general rule, modified only by two narrow
exceptions, that Indian tribes have no authority over the
activities of non-Indians on their reservations absent express
congressional delegation.
Ante at
492 U. S.
425-426.
Applying this rule, JUSTICE WHITE further suggests that
Montana's "second exception," which recognizes inherent
tribal authority over non-Indian conduct that "threatens or has
some direct effect on the political integrity, the economic
security, or the health or welfare of the tribe," 450 U.S. at
450 U. S. 566,
does not extend to the right of an Indian tribe to make rational
and comprehensive land use decisions for its reservation. Such a
holding would guarantee that adjoining reservation lands would be
subject to inconsistent and potentially incompatible zoning
policies, and, for all practical purposes, would strip tribes of
the power to protect the integrity of trust lands over which they
enjoy unquestioned and exclusive authority.
Montana need not, and should not, be read to require
such an absurd result. When considered in the full context of
the
Page 492 U. S. 450
Court's other relevant decisions, it is evident that
Montana must be read to recognize the inherent authority
of tribes to exercise civil jurisdiction over non-Indian activities
on tribal reservations where those activities, as they do in the
case of land use, implicate a significant tribal interest.
A
JUSTICE WHITE's opinion reiterates a "general principle" it
finds in
Montana that Indian tribes have no authority over
the activities of non-Indians absent express congressional
delegation.
Ante at
492 U. S. 426.
Concededly, the Court in
Montana suggested that the
"exercise of tribal power beyond what is necessary to protect
tribal self-government or to control internal relations is
inconsistent with the dependent status of the tribes, and so cannot
survive without express congressional delegation."
450 U.S. at
450 U. S. 564.
But
Montana is simply one, and not even the most recent,
of a long line of our decisions discussing the nature of inherent
tribal sovereignty. These cases, landmarks in 150 years of Indian
law jurisprudence, establish a very different "general principle"
governing inherent tribal sovereignty -- a principle according to
which tribes retain their sovereign powers over non-Indians on
reservation lands unless the exercise of that sovereignty would be
"inconsistent with the overriding interests of the National
Government."
See, e.g., Washington v. Confederated Tribes of
Colville Indian Reservation, 447 U. S. 134,
447 U. S. 153
(1980).
Montana, and specifically the two "exceptions"
that
Montana recognizes to its anomalous "general
principle," must be read against the rich and extensive background
of these cases. When so considered, it is clear to me that nothing
in
Montana precludes, and indeed
Montana
contemplates, the exercise of civil jurisdiction over non-Indian
activities on a tribal reservation, including the power to zone fee
lands, where those non-Indian reservation activities implicate a
significant tribal interest.
Page 492 U. S. 451
1
The crucial step in the process of interpreting
Montana, and the step that JUSTICE WHITE's opinion
neglects, is to place that case in the spectrum of what came before
and after it. From a time long before the 13 Colonies declared
their independence from England, European nations recognized the
native tribes of this continent as self-governing, sovereign,
political communities. From this Court's earliest jurisprudence
immediately after the American Revolution, it followed the settled
understanding of international law that the sovereignty of the
individual tribes, "domestic dependent nations" that placed
themselves under the protection of the United States, survived
their incorporation within the United States, except as
necessarily diminished. [
Footnote 3/1] In the landmark
Cherokee Cases,
this Court, through Chief Justice Marshall, held that the dependent
status of the tribes divested them only of those aspects of their
sovereignty -- in particular the authority to engage in
governmental relations with foreign powers and the power to
alienate land to non-Indians -- that were inherently inconsistent
with the paramount authority of the United States. [
Footnote 3/2]
Our approach to inherent tribal sovereignty remained essentially
constant in all critical respects in the century and a half between
John Marshall's first illumination of the subject and this Court's
Montana decision. Time and again we stated that, while
Congress retains the authority to abrogate tribal sovereignty as it
sees fit, tribal sovereignty is not implicitly divested except in
those limited circumstances
Page 492 U. S. 452
principally involving external powers of sovereignty where the
exercise of tribal authority is
necessarily inconsistent
with the tribes' dependent status.
See, e.g., United States v.
Wheeler, 435 U. S. 313,
435 U. S. 326
(1978) (implicit divestiture only of powers "necessarily . . . lost
by virtue of a tribe's dependent status");
Colville, 447
U.S. at
447 U. S.
153-154 (implicit divestiture only "where the exercise
of tribal sovereignty would be inconsistent with the overriding
interests of the National Government, as when the tribes seek to
engage in foreign relations, alienate their lands to non-Indians
without federal consent, or prosecute non-Indians in tribal courts
which do not accord the full protections of the Bill of Rights").
[
Footnote 3/3]
Page 492 U. S. 453
Indeed, what is most remarkable about this Court's jurisprudence
of inherent tribal sovereignty is that, except for those few
aspects of sovereignty recognized in the
Cherokee Cases as
necessarily divested, the Court only once prior to
Montana
(and never thereafter) has found an additional sovereign power to
have been relinquished upon incorporation. In
Oliphant v.
Suquamish Indian Tribe, 435 U. S. 191
(1978), we held that tribes have no inherent criminal jurisdiction
over non-Indians in tribal court. In light of the nearly universal
understanding dating from the origins of this country's dealings
with the tribes that they do not possess criminal jurisdiction over
non-Indians except as permitted by treaty, and in light of the
Federal Constitution's extraordinary protections against intrusions
on personal liberty, we concluded that inherent criminal
jurisdiction over non-Indians is inconsistent with the dependent
status of the tribes.
Id. at
435 U. S.
208-212. But our decision in
Colville, which
was subsequent to
Oliphant, expressly establishes that
nothing in
Oliphant negates our historical understanding
that the
Page 492 U. S. 454
tribes retain substantial civil jurisdiction over non-Indians.
[
Footnote 3/4] We there observed
that the Federal Government explicitly had recognized for more than
a century that
"Indian tribes possess a broad measure of civil jurisdiction
over the activities of non-Indians on Indian reservation lands in
which the tribes have a significant interest,"
447 U.S. at
447 U. S. 152,
and noted that the historical understandings regarding civil
jurisdiction "differ sharply" from those underlying
Oliphant. 447 U.S. at
447 U. S. 153
(upholding inherent tribal authority to tax on-reservation
cigarette sales to non-Indians).
Our civil jurisdiction cases subsequent to
Montana have
reaffirmed this view: we have held without equivocation that tribal
civil jurisdiction over non-Indians on reservation lands is not an
aspect of tribal sovereignty necessarily divested by reason of the
tribes' incorporation within the dominant society. In
Merrion
v. Jicarilla Apache Tribe, 455 U. S. 130
(1982), we upheld a tribe's inherent authority to impose a
severance tax on non-Indian mining on the reservation. This taxing
authority, even over non-Indians, we wrote, is an "inherent power
necessary to tribal self-government and territorial management."
Id. at
455 U. S. 141.
And in
Iowa Mutual Ins. Co. v. LaPlante, 480 U. S.
9 (1987), we noted:
"Tribal authority over the activities of non-Indians on
reservation lands is an important part of tribal sovereignty. . . .
Civil jurisdiction over such activities presumptively lies in the
tribal courts unless affirmatively limited by a specific treaty
provision or federal statute."
Id. at 18 (citations omitted). [
Footnote 3/5]
Page 492 U. S. 455
These cases, like their predecessors, clearly recognize that
tribal civil jurisdiction over non-Indians on reservation lands is
consistent with the dependent status of the tribes.
2
Given this background, how should we read
Montana,
where the Court held that the Tribe had no inherent authority to
prohibit non-Indians from hunting and fishing on fee lands within
the reservation? With respect to
Montana's "general
principle" creating a presumption against tribal civil jurisdiction
over non-Indians absent express congressional delegation, I find it
evident that the Court simply missed its usual way. Although the
Court's opinion reads as a restatement, not as a revision, of
existing doctrine, it contains language flatly inconsistent with
its prior decisions defining the scope of inherent tribal
jurisdiction,
e.g., Colville. Notably, in support of its
anomalous "general principle," the
Montana opinion relies
mainly on a line of state law preemption cases that address the
issue -- irrelevant to the issue of inherent tribal sovereignty --
as to when States may exercise jurisdiction over non-Indian
activities on a reservation.
See Montana, 450 U.S. at
450 U. S.
564-566, citing
Fisher v. District Court of
Sixteenth Judicial District of Montana, 424 U.
S. 382,
424 U. S. 386
(1976);
Mescalero Apache Tribe v. Jones, 411 U.
S. 145,
411 U. S. 148
(1973);
McClanahan v. Arizona State Tax Comm'n,
411 U. S. 164,
411 U. S. 171
(1973); and
Williams v. Lee, 358 U.
S. 217,
Page 492 U. S. 456
358 U. S.
219-220 (1959). Not surprisingly, and of critical
importance for deciding the instant case, the
Montana
presumption has found no place in our subsequent decisions
discussing inherent sovereignty. [
Footnote 3/6]
See New Mexico v. Mescalero Apache
Tribe, 462 U. S. 324
(1983);
National Farmers Union Ins. Cos. v. Crow Tribe,
471 U. S. 845
(1985);
Iowa Mutual Ins. Co., supra.
But to recognize that
Montana strangely reversed the
otherwise consistent presumption in favor of inherent tribal
sovereignty over reservation lands is not to excise the decision
from our jurisprudence. Despite the reversed presumption, the plain
language of
Montana itself expressly preserves substantial
tribal authority over non-Indian activity on reservations,
including fee lands, and, more particularly, may sensibly be read
as recognizing inherent tribal authority to zone fee lands.
Montana explicitly recognizes that tribes
"retain inherent sovereign power to exercise some forms of civil
jurisdiction over non-Indians on their reservations, even on
non-Indian fee lands."
450 U.S. at
450 U. S. 565.
Specifically,
Montana holds that tribes have civil
jurisdiction over non-Indians who enter "contracts, leases or other
arrangements" with the tribe,
ibid., and over non-Indian
conduct which "threatens or has some direct effect on the political
integrity, the economic security, or the health or welfare of the
tribe," even if that conduct occurs on fee lands.
Id. at
450 U. S. 566.
Thus, despite
Montana's reversal of the usual presumption
in favor of inherent sovereignty over reservation activity, the
decision reasonably may be read, and, in my view, should be read,
to recognize
Page 492 U. S. 457
that tribes may regulate the on-reservation conduct of
non-Indians whenever a significant tribal interest is threatened or
directly affected. So construed,
Montana fits with
relative ease into the constellation of this Court's sovereignty
jurisprudence.
Under this approach, once the tribe's valid regulatory interest
is established, the nature of land ownership does not diminish the
tribe's inherent power to regulate in the area. This, too, is
consistent with our cases. The Court has affirmed and reaffirmed
that tribal sovereignty is, in large part, geographically
determined. "Indian tribes," we have written, "are unique
aggregations possessing attributes of sovereignty over both their
members
and their territory."
United States v.
Mazurie, 419 U. S. 544,
419 U. S. 557
(1975) (emphasis added);
see also White Mountain Apache Tribe
v. Bracker, 448 U. S. 136,
448 U. S. 151
(1980) ("The Court has repeatedly emphasized that there is a
significant geographical component to tribal sovereignty"). We have
held that lands obtained under the allotment policy, which
permitted non-Indians to purchase lands located within
reservations, remain part of those reservations unless Congress
explicitly provides to the contrary,
e.g., Mattz v.
Arnett, 412 U. S. 481,
412 U. S.
498-499 (1973), and that tribal jurisdiction cannot be
considered to vary between fee lands and trust lands; the resulting
"'impractical pattern of checkerboard jurisdiction'" would be
contrary to federal statute and policy.
Moe v. Confederated
Salish and Kootenai Tribes, 425 U. S. 463,
425 U. S. 478
(1976), quoting
Seymour v. Superintendent of Washington State
Penitentiary, 368 U. S. 351,
368 U. S. 358
(1962). Thus, in
Merrion, a post-
Montana case, we
cited with approval the Court of Appeals decision in
Buster v.
Wright, 135 F. 947 (CA8 1905),
appeal dism'd, 203
U.S. 599 (1906), affirming the right of the Tribe to tax
non-Indians on non-Indian owned fee lands:
"'[n]either the United States, nor a state, nor any other
sovereignty loses the power to govern the people within its borders
by the existence of towns and cities therein endowed
Page 492 U. S. 458
with the usual powers of municipalities,
nor by the
ownership nor occupancy of the land within its territorial
jurisdiction by citizens or foreigners.'"
Merrion, 455 U.S. at
455 U. S. 143,
quoting
Buster v. Wright, 135 F. at 952 (emphasis added in
Merrion).
It would be difficult to conceive of a power more central to
"the economic security, or the health or welfare of the tribe,"
Montana, 450 U.S. at
450 U. S. 566,
than the power to zone. "I am in full agreement with the majority
that zoning . . . may indeed be the most essential function
performed by local government."
Village of Belle Terre v.
Boraas, 416 U. S. 1,
416 U. S. 13
(1974) (MARSHALL, J., dissenting), quoted in part and with approval
in
Young v. American Mini Theatres, Inc., 427 U. S.
50,
427 U. S. 80
(1976) (concurring opinion). This fundamental sovereign power of
local governments to control land use is especially vital to
Indians, who enjoy a unique historical and cultural connection to
the land.
See, e.g., FPC v. Tuscarora Indian Nation,
362 U. S. 99,
362 U. S. 142
(1960) (Black, J., dissenting). And how can anyone doubt that a
tribe's inability to zone substantial tracts of fee land within its
own reservation -- tracts that are inextricably intermingled with
reservation trust lands -- would destroy the tribe's ability to
engage in the systematic and coordinated utilization of land that
is the very essence of zoning authority?
See N. Williams,
American Land Planning Law § 1.08 (1988). In
Merrion,
we held that the power to impose a severance tax on non-Indian oil
and gas producers on the reservation was "an inherent power
necessary to tribal self-government and territorial management."
455 U.S. at
455 U. S. 141.
I am hard-pressed to find any reason why zoning authority, a
critical aspect of self-government and the ultimate instrument of
"territorial management," should not be deemed to lie within the
inherent sovereignty of the tribes as well. Thus, if
Montana is to fit at all within this Court's Indian
sovereignty jurisprudence, zoning authority -- even over fee lands
-- must fall within the scope of tribal jurisdiction under
Montana.
Page 492 U. S. 459
A finding of inherent zoning authority here would in no way
conflict with
Montana's actual holding. As we explicitly
recognized in
Mescalero Apache, 462 U.S. at
462 U. S. 331,
n. 12, the critical difficulty in
Montana was the Tribe's
failure even to allege that the non-Indians whose fishing and
hunting it sought to regulate were in any measure affecting an
identifiable tribal interest.
See 450 U.S. at
450 U. S. 558,
n. 6. Indeed,
Montana, as it subsequently appears in our
cases, stands for no more than that tribes may not assert their
civil jurisdiction over nonmembers on fee lands absent a showing
that, in
Montana's words, the non-Indians' "conduct
threatens or has some direct effect on the political integrity, the
economic security, or the health or welfare of the tribe."
Id. at
450 U. S.
566.
3
JUSTICE WHITE's opinion rejects this reading of
Montana
for several reasons, none of which withstand scrutiny. First, his
opinion notes that
Montana's recognition of tribal
sovereignty over non-Indian conduct that threatens the political
and economic integrity or health or welfare of the tribe is
prefaced by the word "may" -- a linguistic turn that the majority
reads as suggesting that such tribal sovereignty is not always
retained.
Ante at
492 U. S. 428. Read in context, I think it clear that
the Court's use of the word "may" was not an expression of doubt
about the existence of tribal sovereignty under the enumerated
circumstances, but, rather, was a reflection of the obvious fact
that the comment was pure dictum. A more definitive statement on an
issue not presented in the case surely would have been
inappropriate.
Second, JUSTICE WHITE's opinion suggests that applying
Montana's language literally to the problem of zoning fee
lands would create the peculiar, and untenable, situation of having
zoning authority vary over time between the tribe and the State
depending on what effect a proposed land use might have on the
tribe.
Ante at
492 U. S.
429-430. This hypothetical problem is entirely of
JUSTICE WHITE's own creation.
Page 492 U. S. 460
Montana's literal language does not require, as he
claims, a parcel-by-parcel, use-by-use determination whether a
proposed use of fee land will threaten the political integrity,
economic security, or health or welfare of the tribe. The threat to
the tribe does not derive solely from the proposed uses of specific
parcels of fee lands (which admittedly would vary over time and
place). The threat stems from the loss of the general and longer
term advantages of comprehensive land management.
What the majority offers the tribes falls far short of meeting
their legitimate needs. JUSTICE WHITE's opinion fashions a
newfangled federal nuisance-type cause of action by which the tribe
may bring suit in federal court to enjoin a particular proposed
land use that seriously imperils the political integrity, economic
security, or health or welfare of the tribe.
Ante at
492 U. S.
431-432. While resort to this proposed cause of action
may ultimately prevent blatantly abusive non-Indian uses of
reservation lands, the opportunity to engage in protracted
litigation over every proposed land use that conflicts with tribal
interests does nothing to recognize the tribe's legitimate
sovereign right to regulate the lands within its reservation, with
the view to the long-term, active management of land use that is
the very difference between zoning and case-by-case nuisance
litigation.
JUSTICE WHITE's opinion also claims that it is acting here to
protect the expectations of landowners. I agree that the need for
certainty in zoning laws is a valid concern. But if JUSTICE WHITE's
true concern were with practical consequences, he would never adopt
the rule he proposes today. Because we know that the tribe, and
only the tribe, has authority to zone the trust lands within the
reservation, JUSTICE WHITE's opinion, and a majority of the Court
with respect to the "open" area, have established a regime that
guarantees that neither the State nor the tribe will be able to
establish a comprehensive zoning plan. Although, under the
majority's rule, landowners may be certain as to which
Page 492 U. S. 461
zoning authority controls the use of their land, adjoining
parcels of land throughout the "open" area of the reservation (and
throughout the entire reservation under JUSTICE WHITE's theory)
will be zoned by different zoning authorities with competing and
perhaps inconsistent land use priorities. [
Footnote 3/7] This, in practice, will be nothing short
of a nightmare, nullifying the efforts of both sovereigns to
segregate incompatible land uses and exacerbating the already
considerable tensions that exist between local and tribal
governments in many parts of the Nation about the best use of
reservation lands.
In any event, JUSTICE WHITE's opinion does not really explain
why the general inability of a tribe to control land use on
numerous tracts of land interspersed across its reservation does
not inherently threaten the political integrity, economic security,
or health or welfare of the tribe. Instead, the opinion claims that
to hold that tribes have inherent zoning power over non-Indian fee
lands would be to hold that tribes can exercise every police power
over such lands, and that such a holding is contrary to the result
in
Montana itself.
Ante at
492 U. S.
428-429.
This concern is misplaced. It does not necessarily follow that a
finding of inherent zoning authority over fee lands on a
checkerboarded reservation, an authority indispensable to the
fulfillment of a tribe's uncontested right to zone its trust lands,
also entails a finding of inherent authority for all police powers.
As
Montana itself demonstrates, there may be cases in
which tribes assert the power to regulate activities
Page 492 U. S. 462
as to which they have no valid interest. [
Footnote 3/8] Zoning is clearly not such a case.
4
In short, it is my view that, under all of this Court's inherent
sovereignty decisions, including
Montana, tribes retain
the power to zone non-Indian fee lands on the reservation. JUSTICE
WHITE's opinion presents not a single thread of logic for the
proposition that such zoning power is inconsistent with the
overriding interest of the National Government, and therefore
necessarily divested, or that such zoning power is not fundamental
to the political and economic security of the tribe, and therefore
reserved to the tribe by the plain language of
Montana.
Instead, at the expense of long-recognized tribal rights, many of
our precedents, and 150 years of federal policy, JUSTICE WHITE's
opinion replaces sovereignty with a form of legal tokenism: the
opportunity to sue in court has replaced the opportunity to
exercise sovereign authority. This substitution is without sound
basis in law, and without practical value.
B
While JUSTICE WHITE's opinion misreads the Court's decisions
defining the limits of inherent tribal sovereignty, JUSTICE
STEVENS' opinion disregards those decisions altogether. By
grounding the Tribe's authority to zone non-Indian fee lands
exclusively in its power to exclude non-Indians from the
reservation, and by refusing even to consider whether the Tribe's
inherent authority might support the zoning of non-Indian fee lands
in the "open area," JUSTICE STEVENS' opinion appears implicitly to
conclude that tribes have no inherent authority over non-Indians on
reservation lands. As
Page 492 U. S. 463
is evident from my discussion of JUSTICE WHITE's opinion, this
conclusion stands in flat contradiction to every relevant Indian
sovereignty case that this Court has decided.
JUSTICE STEVENS' opinion also is at odds with this Court's
reservation disestablishment decisions.
See, e.g., Seymour v.
Superintendent of Washington State Penitentiary, 368 U.
S. 351 (1962);
Mattz v. Arnett, 412 U.
S. 481 (1973);
Moe v. Confederated Salish and
Kootenai Tribes, 425 U. S. 463
(1976). JUSTICE STEVENS distinguishes between the "open" and
"closed" areas of the reservation on the ground that Congress, in
enacting the Dawes Act, could not have intended for tribes to
maintain zoning authority over non-Indian fee lands where, as in
the "open area" of the Yakima Reservation, the allotment of
reservation lands "has produced an integrated community that is not
economically or culturally delimited by reservation boundaries."
Ante at
492 U. S. 444.
I fail to see how this distinction can be squared with this Court's
decisions specifically rejecting arguments that those reservation
areas where the Dawes Act has resulted in substantial non-Indian
land ownership should be treated differently for jurisdictional
purposes from those areas where tribal holdings predominate.
See, e.g., Seymour, 368 U.S. at
368 U. S.
357-359. And I do not see how JUSTICE STEVENS' theory
can be squared with the unequivocal holdings of our cases that the
Dawes Act did not diminish the reservation status of reservation
lands alienated to non-Indian owners even where that part of the
reservation had "
lost its [Indian] identity.'" See, e.g.,
Mattz, 412 U.S. at 412 U. S.
484-485.
Precedents aside, JUSTICE STEVENS' opinion points to no
authority, either in the text of the Dawes Act or its legislative
history, in support of its critical conjecture that,
"[a]lthough it is inconceivable that Congress would have
intended that the sale of a few lots would divest the Tribe of the
power to determine the character of the tribal community, it is
equally improbable that Congress envisioned that the Tribe would
retain its interest in regulating the use of vast ranges
Page 492 U. S. 464
of land sold in fee to nonmembers who lack any voice in setting
tribal policy."
Ante at
492 U. S. 437;
see also ante at
492 U. S.
446-447. Moreover, even if JUSTICE STEVENS is right
about congressional intent at the time of the Dawes Act, why should
this matter?
"The policy of allotment and sale of surplus reservation land
was repudiated in 1934 by the Indian Reorganization Act, 48 Stat.
984, now amended and codified as 25 U.S.C. § 461
et
seq."
Mattz, 412 U.S. at
412 U. S. 496,
n. 18;
see also Moe, 425 U.S. at
425 U. S. 479.
Surely, in considering whether Congress intended tribes to enjoy
civil jurisdiction, including zoning authority, over non-Indian fee
lands in reservation areas where non-Indian ownership predominates,
this Court should direct its attention not to the intent of the
Congress that passed the Dawes Act, but rather to the intent of the
Congress that repudiated the Dawes Act, and established the Indian
policies to which we are heir. This 1934 Congress, as definitively
interpreted by the Executive Branch at the time, intended that
tribal civil jurisdiction extend over "
all the lands of the
reservation, whether owned by the tribe, by members thereof, or by
outsiders.'" See 492
U.S. 408fn3/4|>n. 4, supra, quoting Powers of
Indian Tribes, 55 I.D. 14, 50 (1934).
On a practical level, JUSTICE STEVENS' approach to zoning
authority poses even greater difficulties than JUSTICE WHITE s
approach. JUSTICE STEVENS' opinion not only would establish a
self-defeating regime of "checkerboard" zoning authority in "open"
areas of every reservation, but it would require an intrinsically
standardless threshold determination as to when a section of a
reservation contains sufficient non-Indian land holdings to warrant
an "open" classification. JUSTICE STEVENS' opinion suggests no
benchmark for making this determination, and I can imagine
none.
Moreover, to the extent that JUSTICE STEVENS' opinion discusses
the characteristics of a reservation area where the Tribe possesses
authority to zone because it has preserved the "essential character
of the reservation," these characteristics betray a stereotyped and
almost patronizing view
Page 492 U. S. 465
of Indians and reservation life. The opinion describes the
"closed area" of the Yakima Reservation as "pristine," and
emphasizes that it is spiritually significant to the Tribe and
yields natural foods and medicines.
Ante at
492 U. S. 439,
492 U. S.
439-440. The opinion then contrasts this unadulterated
portion of the reservation with the "open area," which is "marked
by
residential and commercial developmen[t].'" Ante at
492 U. S. 445
(citation omitted). In my view, even under JUSTICE STEVENS'
analysis, it must not be the case that tribes can retain the
"essential character" of their reservations (necessary to the
exercise of zoning authority), ante at 492 U. S. 445,
only if they forgo economic development and maintain those
reservations according to a single, perhaps quaint, view of what is
characteristically "Indian" today.
In sum, because JUSTICE STEVENS' opinion proposes an approach to
tribal authority radically different from, and inconsistent with,
our past decisions, because this approach rests on irrelevant
conjecture about congressional intent, and because the approach is
generally unsound, I cannot concur even partially in JUSTICE
STEVENS' opinion, however partially attractive its results. Our
past decisions and common sense compel a finding that the Tribe has
zoning authority over all the lands within its reservation.
II
Having concluded that the Tribe has the inherent authority to
zone non-Indian fee lands, the question remains whether this
authority is exclusive, or whether it is coextensive with the
authority of the State, acting through the county. This is not the
place for an extended discussion of Indian preemption law. Suffice
it to say that our cases recognize that the States have authority
to exercise jurisdiction over non-Indian activities on the
reservation,
see, e.g., New Mexico v. Mescalero Apache
Tribe, 462 U. S. 324
(1983), but that this authority is preempted if it either
"unlawfully infringe[s]
on the right of reservation Indians to
make their own
Page 492 U. S.
466
laws and be ruled by them,'" White Mountain Apache,
448 U.S. at 448 U. S. 142,
quoting Williams v. Lee, 358 U.S. at 358 U. S. 220,
or
"interferes or is incompatible with federal and tribal interests
reflected in federal law, unless the state interests at stake are
sufficient to justify the assertion of state authority,"
Mescalero Apache, 462 U.S. at
462 U. S. 334.
Applying this test, the Court has recognized coextensive state and
tribal civil jurisdiction where the exercise of concurrent
authority does not do violence to the rights of either sovereign.
See, e.g., Washington v. Confederated Tribes of Colville Indian
Reservation, 447 U. S. 134
(1980). (State taxation of on reservation cigarette purchases does
not intrude upon or diminish the Tribe's authority also to
tax).
In my view, however, concurrent zoning jurisdiction, by its very
nature, is unworkable. Concurrent zoning authority has the
practical effect of nullifying the zoning authority of both
sovereigns in every instance where the two establish different
permissible land uses for the same tract of land. Presumably, under
a scheme of concurrent jurisdiction, every proposed land use would
have to satisfy the more stringent of the two competing zoning
codes. Such a system obviously would defeat the efforts of both
sovereigns to establish comprehensive plans for the systematic use
of the lands within their respective jurisdictions.
This Court confronted a similar problem in
Mescalero
Apache. There, the State sought concurrent jurisdiction over
non-Indian hunting and fishing on the reservation, even though the
State's regulations were in conflict with, and sometimes more
restrictive than, the Tribe's regulations. We held that state
authority was preempted. "It is important to emphasize," the Court
stated,
"that concurrent jurisdiction would effectively nullify the
Tribe's authority to control hunting and fishing on the
reservation. Concurrent jurisdiction would empower New Mexico
wholly to supplant tribal regulations."
462 U.S. at
462 U. S. 338.
The same holds true here. Concurrent jurisdiction would defeat the
Tribe's ability
Page 492 U. S. 467
to regulate land use on reservation fee lands and, moreover,
significantly would impair its ability to zone its trust lands,
which, in many areas, are intermingled with lands over which the
State would exercise controlling authority. Accordingly, although
the State may assert zoning authority on the reservation in areas
where the tribe has not exercised its zoning powers, once a tribe
chooses to assert its zoning authority, that authority must be
exclusive. [
Footnote 3/9]
This conclusion, though not derived from federal statutory law,
finds considerable support in the Federal Government's active and
"longstanding policy of encouraging of tribal self-government."
Iowa Mutual Ins. Co. v. LaPlante, 480 U.S. at
480 U. S. 14.
Federal Indian policy "includes Congress' overriding goal of
encouraging
tribal self-sufficiency and economic development,'"
Mescalero Apache, 462 U.S. at 462 U. S. 335,
quoting White Mountain Apache, 448 U.S. at 448 U. S. 143,
and we have long recognized that tribal authority over
on-reservation conduct must be "construed generously in order to
comport . . . with the federal policy of encouraging tribal
independence." Id. at 448 U. S. 144.
I shall not rehearse the many federal statutes noted by the Court
of Appeals that recognize tribal sovereignty and encourage tribal
self-government. Some of these specifically facilitate and
encourage tribal management of Indian resources and promote the
transfer of zoning authority from the Federal Government to the
tribe. See Confederated
Page 492 U. S. 468
Tribes and Bands of Yakima Indian Nation v. Whiteside,
828 F.2d 529, 533 (CA9 1987).
Unlike the Court of Appeals, I find no room here for a remand to
consider more closely the nature of the county's conflicting
interests. When it is determined that the Tribe, which is the one
entity that has the power to zone trust lands, also has the power
to zone fee lands, the inherent unworkability of concurrent zoning
requires the conclusion that the Tribe's power to zone, once it
chooses to exercise that power, is exclusive. No further balancing
of interests is required. Thus, I would hold that, as to both
"open" and "closed" lands, the county of Yakima is without
authority to zone reservation lands, including fee lands. [
Footnote 3/10]
[
Footnote 3/1]
F. Cohen, Handbook of Federal Indian Law 235 (1982).
See also Worcester v.
Georgia, 6 Pet. 515,
31 U. S.
560-561 (1832):
"[T]he settled doctrine of the law of nations is that a weaker
power does not surrender its independence -- its right to
self-government, by associating with a stronger and taking its
protection. A weak state, in order to provide for its safety, may
place itself under the protection of one more powerful without
stripping itself of the right of government and ceasing to be a
state."
[
Footnote 3/2]
See Cherokee Nation v.
Georgia, 5 Pet. 1 (1831);
Worcester
v. Georgia, 6 Pet. 515 (1832);
See also Johnson v.
McIntosh, 8 Wheat. 543 (1823).
[
Footnote 3/3]
JUSTICE WHITE's opinion asserts that
Wheeler "made
clear" that all tribal regulatory authority over relations with
non-Indians is necessarily inconsistent with their dependent status
and, therefore, divested.
Ante at
492 U. S. 427.
Wheeler says no such thing, as is clear when JUSTICE
WHITE's opinion's selective quotation is placed in context. The
issue in
Wheeler was whether the conviction of an Indian
in tribal court on a charge of contributing to the delinquency of a
minor was a federal prosecution such that a second criminal
proceeding arising from the same incident would be barred under the
Double Jeopardy Clause. The resolution of this issue turned on
whether the Tribe's criminal jurisdiction over the Indian defendant
stemmed from its own inherent authority or, instead, from federal
authority delegated to the Tribe by Congress. After discussing at
some length the general rule that Indian tribes still possess those
aspects of sovereignty not withdrawn by treaty or statute, or by
implication as a necessary result of their dependent status, 435
U.S. at
435 U. S. 323,
the Court held that the Tribe retained inherent authority to punish
Indian offenders. The Court first noted that Congress, far from
divesting tribes of this power, had consistently recognized it. The
Court then turned to the question whether criminal jurisdiction was
necessarily divested by virtue of the dependent status of the
tribes. The Court stated:
"[T]he sovereign power of a tribe to prosecute its members for
tribal offenses clearly does not fall within that part of
sovereignty which the Indians implicitly lost by virtue of their
dependent status. The areas in which such implicit divestiture of
sovereignty has been held to have occurred are those involving the
relations between an Indian tribe and nonmembers of the tribe.
Thus, Indian tribes can no longer freely alienate to non-Indians
the land they occupy. . . . They cannot enter into direct
commercial or governmental relations with foreign nations. And, as
we have recently held, they cannot try nonmembers in tribal
courts."
"These limitations rest on the fact that the dependent status of
Indian tribes within our territorial jurisdiction is necessarily
inconsistent with their freedom independently to determine their
external relations. But the power of self-government, including the
power to prescribe and enforce internal criminal laws, are of a
different type. They involve only the relations among members of a
tribe."
Id. at
435 U. S. 326
(citations omitted).
Clearly, nothing in this discussion suggests that tribes have
lost all inherent sovereignty over tribal relations with
non-Indians. (Indeed, the Court in
Wheeler had no cause to
address this issue.)
Wheeler simply stands for the
uncontroversial proposition that those specific aspects of inherent
sovereignty that necessarily have been divested (criminal
jurisdiction over non-Indians, alienation of land, and foreign
relations) involve tribal relations with non-Indians. Notably,
JUSTICE WHITE's proposed reading of
Wheeler is in direct
conflict with
Montana, which explicitly recognizes that
tribes retain some inherent authority over non-Indians.
Montana
v. United States, 450 U. S. 544,
450 U. S.
565-566 (1981).
[
Footnote 3/4]
Our understanding is consistent with the definitive
administrative interpretation of inherent Indian sovereignty:
"But over all the lands of the reservation, whether owned by the
tribe, by members thereof, or by outsiders, the tribe has the
sovereign power of determining the conditions upon which persons
shall be permitted to enter its domain, to reside therein, and to
do business."
Powers of Indian Tribes, 55 I. D. 14, 50 (1934).
[
Footnote 3/5]
JUSTICE WHITE would read
Iowa Mutual Ins. Co. v. Crow
Tribe, 480 U. S. 9 (1987),
as not reaching the question whether tribal courts have civil
jurisdiction over non-Indians, and dismisses the case as
establishing no more than an "exhaustion rule" permitting tribal
courts to determine their jurisdiction, or lack thereof, in the
first instance.
Ante at
492 U. S. 427,
n. 10.
See also National Farmers Union Ins. Cos. v. Crow
Tribe, 471 U. S. 845
(1985). JUSTICE WHITE, however, has read too little. In holding
that the issue of jurisdiction over a civil suit brought against a
non-Indian arising from a tort occurring on reservation land must
be resolved in the tribal courts in the first instance,
Iowa
Mutual does reaffirm the exhaustion rule established in
National Farmers Union. But
Iowa Mutual also
stands for the proposition that civil jurisdiction over non-Indians
is a recognized part of inherent tribal sovereignty and exists
"unless affirmatively limited by a specific treaty provision or
federal statute." 480 U.S. at
480 U. S. 18.
[
Footnote 3/6]
Indeed, the only citations that I have found of
Montana's rule governing tribal sovereignty appear in the
dissent to our decision upholding tribal taxing authority over
non-Indians in
Merrion v. Jicarilla Apache Tribe,
455 U. S. 130,
455 U. S. 171
(1982), and in a dissent from the denial of certiorari in a case
where the Court of Appeals upheld tribal civil jurisdiction over
non-Indians.
City of Polson v. Confederated Salish and Kootenai
Tribe, 459 U. S. 977
(1982).
[
Footnote 3/7]
The checkerboarding problem is evident in this case: Wilkinson's
property is bounded by trust land to the north, and fee land to the
south, east, and west.
Yakima Indian Nation v.
Whiteside, 617 F.
Supp. 750, 754 (ED Wash.1985). Other fee lands are "scattered
throughout the reservation in a checkerboard pattern."
Confederated Tribes and Bands of Yakima Indian Nation v.
Whiteside, 828 F.2d 529, 531 (CA9 1987).
[
Footnote 3/8]
"The complaint in this case did not allege that non-Indian
hunting and fishing on reservation lands has impaired" the tribe's
hunting and fishing rights.
Montana, 450 U.S. at
450 U. S. 558,
n. 6. Moreover, the complaint "did not allege that non-Indian
hunting and fishing on fee lands imperil[ed] the subsistence or
welfare of the Tribe."
Id. at
450 U. S.
566.
[
Footnote 3/9]
It may be that on some reservations, including the Yakima
Reservation, there are essentially self-contained, definable, areas
in which non-Indian fee lands so predominate that the tribe has no
significant interest in controlling land use. I note that the
Yakima Reservation includes three incorporated towns -- Harrah,
Toppenish, and Wapato -- that comprise almost exclusively
non-Indian fee lands.
Confederated Tribes and Bands of the
Yakima Indian Nation v. Whiteside, 828 F.2d at 531. Since the
Tribe never has attempted to zone lands within the incorporated
towns, this litigation does not present the difficult question
whether the Tribe's interest in comprehensive zoning is sufficient
to justify its exercise of zoning authority over a discrete portion
of the reservation which includes no appreciable percentage of
trust lands.
[
Footnote 3/10]
I agree with JUSTICE WHITE,
ante at
492 U. S.
415-416, n. 2, that subsequent events have obliterated
the distinction between the so-called "open" and "closed" areas of
the reservation that informed both the District Court and the Court
of Appeals decisions. Absent this distinction, I see no difference
between the Brendale and Wilkinson properties and, therefore,
disagree with the Court of Appeals that this case should be
remanded to the District Court for consideration of the State's
interest in zoning the Wilkinson property. As the Court of Appeals
concluded, the Tribe has established a sufficient interest in
zoning the Wilkinson property to support its inherent power to
zone. Because of the unworkability of concurrent zoning, the State
is preempted from zoning that land.