Section 11702 of the California Elections Code (Code) forbids
the official governing bodies of political parties to endorse or
oppose candidates in primary elections, while § 29430 makes it
a misdemeanor for any candidate in a primary to claim official
party endorsement. Other Code sections dictate the organization and
composition of parties' governing bodies, limit the term of office
for a party's state central committee chair, and require that the
chair rotate between residents of northern and southern California.
Various party governing bodies, members of such bodies, and other
politically active groups and individuals brought suit in the
District Court, claiming,
inter alia, that these Code
provisions deprived parties and their members of the rights of free
speech and free association guaranteed by the First and Fourteenth
Amendments. The District Court granted summary judgment for the
plaintiffs as to the provisions in question, and the Court of
Appeals affirmed.
Held: The challenged California election laws are
invalid, since they burden the First Amendment rights of political
parties and their members without serving a compelling state
interest. Pp.
489 U. S.
222-233.
(a) The ban on primary endorsements in §§ 11702 and
29430 violates the First and Fourteenth Amendments. By preventing a
party's governing body from stating whether a candidate adheres to
the party's tenets or whether party officials believe that the
candidate is qualified for the position sought, the ban directly
hampers the party's ability to spread its message and hamstrings
voters seeking to inform themselves about the candidates and
issues, and thereby burdens the core right to free political speech
of the party and its members. The ban also infringes a party's
protected freedom of association rights to identify the people who
constitute the association and to select a standard-bearer who best
represents the party's ideology and preferences, by preventing the
party from promoting candidates at the crucial primary election
juncture. Moreover, the ban does not serve a compelling
governmental interest. The State has not adequately explained how
the ban advances its claimed interest in a stable political system
or what makes California so peculiar that it is virtually the only
State to determine that such a ban
Page 489 U. S. 215
is necessary. The explanation that the State's compelling
interest in stable government embraces a similar interest in party
stability is untenable, since a State may enact laws to prevent
disruption of political parties from without, but not from within.
The claim that a party that issues primary endorsements risks
intraparty friction which may endanger its general election
prospects is insufficient, since the goal of protecting the party
against itself would not justify a State's substituting its
judgment for that of the party. The State's claim that the ban is
necessary to protect primary voters from confusion and undue
influence must be viewed with skepticism, since the ban restricts
the flow of information to the citizenry without any evidence of
the existence of fraud or corruption that would justify such a
restriction. Pp.
489 U. S.
222-229.
(b) The restrictions on the organization and composition of the
official governing bodies of political parties, the limits on the
term of office for state central committee chairs, and the
requirement that such chairs rotate between residents of northern
and southern California cannot be upheld. These laws directly
burden the associational rights of a party and its members by
limiting the party's discretion in how to organize itself, conduct
its affairs, and select its leaders. Moreover, the laws do not
serve a compelling state interest. A State cannot justify
regulating a party's internal affairs without showing that such
regulation is necessary to ensure that elections are orderly, fair,
and honest, and California has made no such showing. The State's
claim that it has a compelling interest in the democratic
management of internal party affairs is without merit, since this
is not a case where intervention is necessary to prevent the
derogation of party adherents' civil rights, and since the State
has no interest in protecting the party's integrity against the
party itself. Nor are the restrictions justified by the State's
claim that limiting the term of the state central committee chair
and requiring that the chair rotate between northern and southern
California help to prevent regional friction from reaching a
critical mass, since a State cannot substitute its judgment for
that of the party as to the desirability of a particular party
structure. Pp.
489 U. S.
229-233.
826 F.2d 814, affirmed.
MARSHALL, J., delivered the opinion of the Court, in which all
other Members joined, except REHNQUIST, C.J., who took no part in
the consideration or decision of the case. STEVENS, J., filed a
concurring opinion,
post, p.
489 U. S.
233.
Page 489 U. S. 216
JUSTICE MARSHALL delivered the opinion of the Court.
The California Elections Code forbids the official governing
bodies of political parties from endorsing candidates in party
primaries. It also dictates the organization and composition of
those bodies, limits the term of office of a party chair, and
requires that the chair rotate between residents of northern and
southern California. The Court of Appeals for the Ninth Circuit
held that these provisions violate the free speech and
associational rights of political parties and their members
guaranteed by the First and Fourteenth Amendments. 826 F.2d 814
(1987). We noted probable jurisdiction, 485 U.S. 1004 (1988), and
now affirm.
I
A
The State of California heavily regulates its political parties.
Although the laws vary in extent and detail from party to party,
certain requirements apply to all "ballot-qualified" parties.
[
Footnote 1] The California
Elections Code (Code) provides that the "official governing bodies"
for such a party are its "state convention," "state central
committee," and "county central committees," Cal.Elec.Code Ann.
§ 11702 (West
Page 489 U. S. 217
1977), and that these bodies are responsible for conducting the
party's campaigns. [
Footnote 2]
At the same time, the Code provides that the official governing
bodies "shall not endorse, support, or oppose, any candidate for
nomination by that party for partisan office in the direct primary
election."
Ibid. It is a misdemeanor for any primary
candidate, or a person on her behalf, to claim that she is the
officially endorsed candidate of the party. § 29430.
Although the official governing bodies of political parties are
barred from issuing endorsements, other groups are not. Political
clubs affiliated with a party, labor organizations, political
action committees, other politically active associations, and
newspapers frequently endorse primary candidates. [
Footnote 3] With the official party
organizations silenced by the ban, it has been possible for a
candidate with views antithetical to those of her party
nevertheless to win its primary. [
Footnote 4]
Page 489 U. S. 218
In addition to restricting the primary activities of the
official governing bodies of political parties, California also
regulates their internal affairs. Separate statutory provisions
dictate the size and composition of the state central committees;
[
Footnote 5] set forth rules
governing the selection and removal of committee members; [
Footnote 6] fix the maximum term of
office for the chair of the state central committee; [
Footnote 7] require that the chair rotate
between residents of northern and southern California; [
Footnote 8] specify the time and place
of committee meetings; [
Footnote
9] and
Page 489 U. S. 219
limit the dues parties may impose on members. [
Footnote 10] Violations of these provisions
are criminal offenses punishable by fine and imprisonment.
B
Various county central committees of the Democratic and
Republican Parties, the state central committee of the Libertarian
Party, members of various state and county central committees, and
other groups and individuals active in partisan politics in
California brought this action in federal court against state
officials responsible for enforcing the Code (State or California).
[
Footnote 11] They contended
that the ban on primary endorsements and the restrictions on
internal party governance deprive political parties and their
members of the rights of free speech and free association
guaranteed by the First and Fourteenth Amendments of the United
States Constitution. [
Footnote
12] The first count of the complaint challenged the ban on
endorsements in partisan primary elections; the second count
challenged the ban on endorsements in nonpartisan school, county,
and municipal elections; and the third count challenged the
provisions that prescribe the composition of state central
committees, the term of office and eligibility criteria for state
central committee chairs, the time and place of state and county
central committee meetings, and the dues county committee members
must pay.
Page 489 U. S. 220
The plaintiffs moved for summary judgment, in support of which
they filed 28 declarations from the chairs of each plaintiff
central committee, prominent political scientists, and elected
officials from California and other States. The State moved to
dismiss, and filed a cross-motion for summary judgment supported by
one declaration from a former state senator.
The District Court granted summary judgment for the plaintiffs
on the first count, ruling that the ban on primary endorsements in
§§ 11702 and 29430 violated the First Amendment as
applied to the States through the Fourteenth Amendment. The court
stayed all proceedings on the second count under the abstention
doctrine of
Railroad Comm'n of Texas v. Pullman Co.,
312 U. S. 496
(1941). [
Footnote 13] On the
third count, the court ruled that the laws prescribing the
composition of state central committees, limiting the committee
chairs' terms of office, and designating that the chair rotate
between residents of northern and southern California violate the
First Amendment. [
Footnote
14] The court denied summary judgment with respect to the
statutory provisions establishing
Page 489 U. S. 221
the time and place of committee meetings and the amount of dues.
Civ. No. C-83-5599 MHP (ND Cal., May 3, 1984).
The Court of Appeals for the Ninth Circuit affirmed. 792 F.2d
802 (1986). This Court vacated that decision, 479 U.S. 1024 (1987),
and remanded for further consideration in light of
Tashijian v.
Republican Party of Connecticut, 479 U.
S. 208 (1986).
After supplemental briefing, the Court of Appeals again
affirmed. 826 F.2d 814 (1987). The court first rejected the State's
arguments based on nonjusticiability, lack of standing, Eleventh
Amendment immunity, and
Pullman abstention. 826 F.2d at
821-825. Turning to the merits, the court characterized the
prohibition on primary endorsements as an "outright ban" on
political speech.
Id. at 833.
Prohibiting the governing body of a political party from
supporting some candidates and opposing others patently infringes
both the right of the party to express itself freely and the right
of party members to an unrestricted flow of political
information.
Id. at 835. The court rejected the State's argument
that the ban served a compelling state interest in preventing
internal party dissension and factionalism: "The government simply
has no legitimate interest in protecting political parties from
disruptions of their own making."
Id. at 834. The court
noted, moreover, that the State had not shown that banning primary
endorsements protects parties from factionalism.
Ibid. The
court concluded that the ban was not necessary to protect voters
from confusion, stating, "California's ban on preprimary
endorsements is a form of paternalism that is inconsistent with the
First Amendment."
Id. at 836.
The Court of Appeals also found that California's regulation of
internal party affairs "burdens the parties' right to govern
themselves as they think best."
Id. at 827. This
interference with the parties' and their members' First Amendment
rights was not justified by a compelling state interest, for a
State has a legitimate interest "in orderly elections,
Page 489 U. S. 222
not orderly parties."
Id. at 831. In any event, the
court noted, the State had failed to submit "
a shred of
evidence,'" id. at 833 (quoting Civ. No. C-83-5599 (ND
Cal. May 3, 1984)), that the regulations of party internal affairs
helped minimize party factionalism. Accordingly, the court held
that the challenged provisions were unconstitutional under the
First and Fourteenth Amendments.
II
A State's broad power to regulate the time, place, and manner of
elections
"does not extinguish the State's responsibility to observe the
limits established by the First Amendment rights of the State's
citizens."
Tashijian v. Republican Party of Connecticut, 479 U.S.
at
479 U. S. 217.
To assess the constitutionality of a state election law, we first
examine whether it burdens rights protected by the First and
Fourteenth Amendments.
Id. at
479 U. S. 214;
Anderson v. Celebrezze, 460 U. S. 780,
460 U. S. 789
(1983). If the challenged law burdens the rights of political
parties and their members, it can survive constitutional scrutiny
only if the State shows that it advances a compelling state
interest,
Tashijian, supra, at
479 U. S. 217,
479 U. S. 222;
Illinois Bd. of Elections v. Socialist Workers Party,
440 U. S. 173,
440 U. S. 184
(1979);
American Party of Texas v. White, 415 U.
S. 767,
415 U. S. 780,
and n. 11 (1974);
Williams v. Rhodes, 393 U. S.
23,
393 U. S. 31
(1968), and is narrowly tailored to serve that interest,
Illinois Bd. of Elections, supra, at
440 U. S. 185;
Kusper v. Pontikiss, 414 U. S. 51,
414 U. S. 58-59
(1973);
Dunn v. Blumstein, 405 U.
S. 330,
405 U. S. 343
(1972).
A
We first consider California's prohibition on primary
endorsements by the official governing bodies of political parties.
California concedes that its ban implicates the First Amendment,
Tr. of Oral Arg. 17, but contends that the burden is "miniscule."
Id. at 7. We disagree. The ban directly affects speech,
which "is at the core of our electoral
Page 489 U. S. 223
process and of the First Amendment freedoms."
Williams v.
Rhodes, supra, at
393 U. S. 32. We
have recognized repeatedly that "debate on the qualifications of
candidates [is] integral to the operation of the system of
government established by our Constitution."
Buckley v.
Valeo, 424 U. S. 1,
424 U. S. 14
(1976) (per curiam);
see also NAACP v. Claiborne Hardware
Co., 458 U. S. 886,
458 U. S. 913
(1982);
Carey v. Brown, 447 U. S. 455,
447 U. S. 467
(1980);
Garrison v. Louisiana, 379 U. S.
64,
379 U. S. 74-75
(1964). Indeed, the First Amendment "has its fullest and most
urgent application" to speech uttered during a campaign for
political office.
Monitor Patriot Co. v. Roy, 401 U.
S. 265,
401 U. S. 272
(1971);
see also Mills v. Alabama, 384 U.
S. 214,
384 U. S. 218
(1966). Free discussion about candidates for public office is no
less critical before a primary than before a general election.
Cf. Storer v. Brown, 415 U. S. 724,
415 U. S. 735
(1974);
Smith v. Allwright, 321 U.
S. 649,
321 U. S. 666
(1944);
United States v. Classic, 313 U.
S. 299,
313 U. S. 314
(1941). In both instances, the "election campaign is a means of
disseminating ideas as well as attaining political office."
Illinois Bd. of Elections, supra, at
440 U. S.
186.
California's ban on primary endorsements, however, prevents
party governing bodies from stating whether a candidate adheres to
the tenets of the party or whether party officials believe that the
candidate is qualified for the position sought. This prohibition
directly hampers the ability of a party to spread its message, and
hamstrings voters seeking to inform themselves about the candidates
and the campaign issues.
See Tashijian, supra, at
479 U. S.
220-222;
Pacific Gas & Electric Co. v. Public
Utilities Comm'n of California, 475 U. S.
1,
475 U. S. 8
(1986);
Brown v. Hartlage, 456 U. S.
45,
456 U. S. 60
(1982);
First National Bank of Boston v. Bellotti,
435 U. S. 765,
435 U. S.
791-792 (1978). A "highly paternalistic approach"
limiting what people may hear is generally suspect,
Virginia State Bd. of
Pharmacy v. Virginia Citizens Consumer Council,
Inc., 425
Page 489 U. S. 224
U.S. 748,
425 U. S. 770
(1976);
see also First National Bank of Boston, supra, at
435 U. S.
790-792, but it is particularly egregious where the
State censors the political speech a political party shares with
its members.
See Roberts v. United States Jaycees,
468 U. S. 609,
468 U. S. 634
(1984) (O'CONNOR, J., concurring).
Barring political parties from endorsing and opposing candidates
not only burdens their freedom of speech, but also infringes upon
their freedom of association. It is well settled that partisan
political organizations enjoy freedom of association protected by
the First and Fourteenth Amendments.
Tashijian, supra, at
479 U. S. 214;
see also Elrod v. Burns, 427 U. S. 347,
427 U. S. 357
(1976) (plurality opinion). Freedom of association means not only
that an individual voter has the right to associate with the
political party of her choice,
Tashijian, supra, at
479 U. S. 214
(quoting
Kusper, supra, at
414 U. S. 57),
but also that a political party has a right to "
identify the
people who constitute the association,'" Tashijian, supra,
at 479 U. S. 214
(quoting Democratic Party of United States v. Wisconsin ex rel.
La Follette, 450 U. S. 107,
450 U. S. 122
(1981)); cf. NAACP v. Alabama ex rel. Patterson,
357 U. S. 449,
357 U. S.
460-462 (1958), and to select a "standardbearer who best
represents the party's ideologies and preferences." Ripon
Society, Inc. v. National Republican Party, 173 U.S.App.D.C.
350, 384, 525 F.2d 567, 601 (1975) (Tamm, J., concurring in
result), cert. denied, 424 U.S. 933 (1976).
Depriving a political party of the power to endorse suffocates
this right. The endorsement ban prevents parties from promoting
candidates
"at the crucial juncture at which the appeal to common
principles may be translated into concerted action, and hence to
political power in the community."
Tashijian, supra, at
479 U. S. 216.
Even though individual members of the state central committees and
county central committees are free to issue endorsements, imposing
limitation
Page 489 U. S. 225
"on individuals wishing to band together to advance their views
on a ballot measure, while placing none on individuals acting
alone, is clearly a restraint on the right of association."
Citizens Against Rent Control/Coalition for Fair Housing v.
Berkeley, 454 U. S. 290,
454 U. S. 296
(1981).
Because the ban burdens appellees' rights to free speech and
free association, it can only survive constitutional scrutiny if it
serves a compelling governmental interest. [
Footnote 15] The
Page 489 U. S. 226
State offers two: stable government and protecting voters from
confusion and undue influence. [
Footnote 16] Maintaining a stable political system is,
unquestionably, a compelling state interest.
See Storer v.
Brown, 415 U.S. at
415 U. S. 736.
California, however, never adequately explains how banning parties
from endorsing or opposing primary candidates advances that
interest. There is no showing, for example, that California's
political system is any more stable now than it was in 1963, when
the legislature enacted the ban. Nor does the State explain what
makes the California system so peculiar that it is virtually the
only State that has determined that such a ban is necessary.
[
Footnote 17]
Page 489 U. S. 227
The only explanation the State offers is that its compelling
interest in stable government embraces a similar interest in party
stability. Brief for Appellants 47. The State relies heavily on
Storer v. Brown, supra, where we stated that, because
"splintered parties and unrestrained factionalism may do
significant damage to the fabric of government," 415 U.S. at
415 U. S. 736,
States may regulate elections to ensure that "some sort of order,
rather than chaos . . . accompan[ies] the democratic processes,"
id. at
415 U. S. 730.
Our decision in
Storer, however, does not stand for the
proposition that a State may enact election laws to mitigate
intraparty factionalism during a primary campaign. To the contrary,
Storer recognized that "contending forces within the party
employ the primary campaign and the primary election to finally
settle their differences."
Id. at
415 U. S. 735.
A primary is not hostile to intraparty feuds; rather, it is an
ideal forum in which to resolve them.
Ibid.; American
Party of Texas v. White, 415 U.S. at
415 U. S. 781.
Tashijian recognizes precisely this distinction. In that
case, we noted that a State may enact laws to "prevent the
disruption of the political parties from without" but not, as in
this case, laws "to prevent the parties from taking internal steps
affecting their own process for the selection of candidates." 479
U.S. at
479 U. S.
224.
It is no answer to argue, as does the State, that a party that
issues primary endorsements risks intraparty friction which may
endanger the party's general election prospects. Presumably a party
will be motivated by self-interest, and not engage in acts or
speech that run counter to its political success. However, even if
a ban on endorsements saves a political party from pursuing
self-destructive acts, that would
Page 489 U. S. 228
not justify a State substituting its judgment for that of the
party.
See ibid.; Democratic Party of United States, 450
U.S. at
450 U. S. 124.
Because preserving party unity during a primary is not a compelling
state interest, we must look elsewhere to justify the challenged
law.
The State's second justification for the ban on party
endorsements and statements of opposition is that it is necessary
to protect primary voters from confusion and undue influence.
Certainly the State has a legitimate interest in fostering an
informed electorate.
Tashijian, supra, at
479 U. S. 220;
Anderson v. Celebrezze, 460 U.S. at
460 U. S. 796;
American Party of Texas v. White, supra, at
415 U. S. 782,
n. 14;
Bullock v. Carter, 405 U.
S. 134,
405 U. S. 145
(1972);
Jenness v. Fortson, 403 U.
S. 431,
403 U. S. 442
(1971). However,
"'[a] State's claim that it is enhancing the ability of its
citizenry to make wise decisions by restricting the flow of
information to them must be viewed with some skepticism.'"
Tashijian, supra, at
479 U. S. 221
(quoting
Anderson v. Celebrezze, supra, at 798). [
Footnote 18] While a State may
regulate the
Page 489 U. S. 229
flow of information between political associations and their
members when necessary to prevent fraud and corruption,
see
Buckley v. Valeo, 424 U.S. at
424 U. S. 26-27;
Jenness v. Fortson, supra, at
403 U. S. 442,
there is no evidence that California's ban on party primary
endorsements serves that purpose. [
Footnote 19]
Because the ban on primary endorsements by political parties
burdens political speech while serving no compelling governmental
interest, we hold that §§ 11702 and 29430 violate the
First and Fourteenth Amendment.
B
We turn next to California's restrictions on the organization
and composition of official governing bodies, the limits on the
term of office for state central committee chair, and the
requirement that the chair rotate between residents of northern and
southern California. These laws directly implicate the
associational rights of political parties and their members. As we
noted in
Tashijian, a political party's "determination . .
. of the structure which best allows it to pursue its political
goals is protected by the Constitution." 479 U.S. at
479 U. S. 224.
Freedom of association also encompasses a political party's
decisions about the identity of, and the process for electing, its
leaders.
See Democratic Party of United States, supra,
(State cannot dictate process of selecting state delegates to
Democratic National Convention);
Page 489 U. S. 230
Cousins v. Wigoda, 419 U. S. 477
(1975) (State cannot dictate who may sit as state delegates to
Democratic National Convention);
cf. Tashijian, supra, at
479 U. S.
235-236 (SCALIA, J., dissenting) ("The ability of the
members of [a political p]arty to select their own candidate . . .
unquestionably implicates an associational freedom").
The laws at issue burden these rights. By requiring parties to
establish official governing bodies at the county level, California
prevents the political parties from governing themselves with the
structure they think best. [
Footnote 20] And by specifying who shall be the members
of the parties' official governing bodies, California interferes
with the parties' choice of leaders. A party might decide, for
example, that it will be more effective if a greater number of its
official leaders are local activists, rather than Washington-based
elected officials. The Code prevents such a change. A party might
also decide that the state central committee chair needs more than
two years to successfully formulate and implement policy. The Code
prevents such an extension of the chair's term of office. A party
might find that a resident of northern California would be
particularly effective in promoting the party's message and in
unifying the party. The Code prevents her from chairing the state
central committee unless the preceding chair was from the southern
part of the State.
Each restriction thus limits a political party's discretion in
how to organize itself, conduct its affairs, and select its
leaders. Indeed, the associational rights at stake are much
stronger than those we credited in
Tashijian. There, we
found that a party's right to free association embraces a right to
allow registered voters who are not party members to vote in the
party's primary. Here, party members do not seek to
Page 489 U. S. 231
associate with nonparty members, but only with one another in
freely choosing their party leaders. [
Footnote 21]
Because the challenged laws burden the associational rights of
political parties and their members, the question is whether they
serve a compelling state interest. A State indisputably has a
compelling interest in preserving the integrity of its election
process.
Rosario v. Rockefeller, 410 U.
S. 752,
410 U. S. 761
(1973). Toward that end, a State may enact laws that interfere with
a party's internal affairs when necessary to ensure that elections
are fair and honest.
Storer v. Brown, 415 U.S. at
415 U. S. 730.
For example, a State may impose certain eligibility requirements
for voters in the general election even though they limit parties'
ability to garner support and members.
See, e.g., Dunn v.
Blumstein, 405 U.S. at
405 U. S.
343-344 (residence requirement);
Oregon v.
Mitchell, 400 U. S. 112,
400 U. S. 118
(1970) (age minimum);
Kramer v. Union Free School Dist. No.
15, 395 U. S. 621,
395 U. S. 625
(1969) (citizenship requirement). We have also recognized that a
State may impose restrictions that promote the integrity of primary
elections.
See, e.g., American Party of Texas v. White,
415 U.S. at
415 U. S.
779-780 (requirement that major political parties
nominate candidates through a primary and that minor parties
nominate candidates through conventions);
id. at
415 U. S.
785-786 (limitation on voters' participation to one
primary and bar on voters both voting in a party primary and
signing a petition supporting an independent candidate);
Rosario v. Rockefeller, supra, (waiting periods before
voters may change party registration and participate in another
party's primary);
Bullock v. Carter, 405 U.S. at
405 U. S. 145
(reasonable filing fees as a condition of placement on the ballot).
None of these restrictions, however, involved direct regulation
of
Page 489 U. S. 232
a party's leaders. [
Footnote
22] Rather, the infringement on the associational rights of the
parties and their members was the indirect consequence of laws
necessary to the successful completion of a party's external
responsibilities in ensuring the order and fairness of
elections.
In the instant case, the State has not shown that its regulation
of internal party governance is necessary to the integrity of the
electoral process. Instead, it contends that the challenged laws
serve a compelling "interest in the
democratic management of
the political party's internal affairs.'" Brief for Appellants 43
(quoting 415 U.S. at 415 U. S. 781,
n. 15). This, however, is not a case where intervention is
necessary to prevent the derogation of the civil rights of party
adherents. Cf. Smith v. Allwright, 321 U.
S. 649 (1944). Moreover, as we have observed, the State
has no interest in "protect[ing] the integrity of the Party against
the Party itself." Tashijian, 479 U.S. at 479 U. S. 224.
The State further claims that limiting the term of the state
central committee chair and requiring that the chair rotate between
residents of northern and southern California helps "prevent
regional friction from reaching a `critical mass.'" Brief for
Appellants 48. However,
Page 489 U. S. 233
a State cannot substitute its judgment for that of the party as
to the desirability of a particular internal party structure any
more than it can tell a party that its proposed communication to
party members is unwise.
Tashijian, supra, at
479 U. S.
224.
In sum, a State cannot justify regulating a party's internal
affairs without showing that such regulation is necessary to ensure
an election that is orderly and fair. Because California has made
no such showing here, the challenged laws cannot be upheld.
[
Footnote 23]
III
For the reasons stated above, we hold that the challenged
California election laws burden the First Amendment rights of
political parties and their members without serving a compelling
state interest. Accordingly, the judgment of the Court of Appeals
is
Affirmed.
CHIEF JUSTICE REHNQUIST took no part in the consideration or
decision of this case.
[
Footnote 1]
A "ballot-qualified" party is eligible to participate in any
primary election because: (a) during the last gubernatorial
election, one of its candidates for state-wide office received two
percent of the vote; (b) one percent of the State's voters are
registered with the party; or (c) a petition establishing the party
has been filed by ten percent of the State's voters. Cal.Elec.Code
Ann. § 6430 (West 1977).
In the interest of simplicity, we use the terms
"ballot-qualified party" and "political party" interchangeably.
[
Footnote 2]
The Code requires the state central committee of each party to
conduct campaigns for the party, employ campaign directors, and
develop whatever campaign organizations serve the best interests of
the party. Cal.Elec.Code Ann. § 8776 (West Supp.1989)
(Democratic Party); § 9276 (Republican Party); § 9688
(American Independent Party); § 9819 (Peace and Freedom
Party). The county central committees, in turn, "have charge of the
party campaign under general direction of the state central
committee." § 8940 (Democratic Party); § 9440 (Republican
Party); § 9740 (American Independent Party); § 9850
(Peace and Freedom Party). In addition, they "perform such other
duties and services for th[e] political party as seem to be for the
benefit of the party." § 8942 (Democratic Party); § 9443
(Republican Party); § 9742 (American Independent Party);
§ 9852 (Peace and Freedom Party).
[
Footnote 3]
For example, while voters cannot learn what the Democratic state
and county central committees think of candidates, they may be
flooded with endorsements from disparate groups across the State
such as the Berkeley Democratic Club, the Muleskinners Democratic
Club, and the District 8 Democratic Club. Addendum to Motion to
Affirm or to Dismiss 39a � 7 (Addendum) (declaration of Mary
King, chair of the Alameda County Democratic Central Committee);
Addendum 48 � 7 (declaration of Linda Post, chair of San
Francisco County Democratic Central Committee).
[
Footnote 4]
In 1980, for example, Tom Metzger won the Democratic Party's
nomination for United States House of Representative from the San
Diego area, although he was a Grand Dragon of the Ku Klux Klan and
held views antithetical to those of the Democratic Party. Addendum
15a � 2 (declaration of Edmond Costantini, member of the
Executive Board of the Democratic state central committee).
[
Footnote 5]
For example, the Code dictates the precise mix of elected
officials, party nominees, and party activists who are members of
the state central committees of the Republican and Democratic
Parties, as well as who may nominate the various committee members.
Cal.Elec.Code Ann. §§ 8660, 8661, 8663 (West 1977 and
Supp.1989) (Democratic Party); §§ 9160-9164 (Republican
Party). Other parties are similarly regulated.
See §
9640 (American Independent Party); §§ 9762, 9765 (Peace
and Freedom Party).
[
Footnote 6]
§§ 8663-8667, 8669 (Democratic Party); §§
9161-9164, 9168, 9170 (Republican Party); §§ 9641-9644,
9648-9650 (West 1977) (American Independent Party); §§
9790-9794 (West 1977 and Supp.1989) (Peace and Freedom Party).
[
Footnote 7]
The Code limits the term of office of the chair of the state
central committee to two years, and prohibits successive terms.
See § 8774 (West Supp.1989) (Democratic Party);
§ 9274 (West 1977) (Republican Party); § 9685 (American
Independent Party); § 9816 (West 1977 and Supp.1989) (Peace
and Freedom Party).
[
Footnote 8]
§ 8774 (West Supp.1989) (Democratic state central
committee); § 9274 (West 1977) (Republican state central
committee); § 9816 (West 1977 and Supp.1989) (Peace and
Freedom state central committee).
[
Footnote 9]
§§ 8710-8711 (West Supp.1989) (Democratic state
central committee); §§ 8920, 8921 (West 1977 and
Supp.1989) (Democratic county central committee); § 9210 (West
Supp.1989) (Republican state central committee); §§
9420-9421 (West 1977 and Supp.1989) (Republican county central
committee); §§ 9730-9732 (American Independent county
central committee); § 9800 (West 1977) (Peace and Freedom
state central committee); §§ 9830, 9840-9842 (Peace and
Freedom county central committee).
[
Footnote 10]
§§ 8775, 8945 (West 1977 and Supp.1989) (Democratic
Party); § 9275 (Republican Party); §§ 9687, 9745
(West 1977) (American Independent Party); §§ 9818, 9855
(Peace and Freedom Party).
[
Footnote 11]
The plaintiffs sued March Fong Eu, Secretary of State of
California; John K. Van de Kamp, Attorney General of California;
Arlo Smith, District Attorney of San Francisco County; and Leo
Himmelsbach, District Attorney of Santa Clara County.
[
Footnote 12]
The plaintiffs also asserted that the statutes violated the
Equal Protection Clause of the Fourteenth Amendment. Because the
District Court held that the statutes violate the First Amendment,
it did not reach this claim.
[
Footnote 13]
An appeal was then pending in the California Supreme Court
presenting a First Amendment challenge to a ban on endorsements by
political parties of candidates in nonpartisan school, county, and
municipal elections. The California Supreme Court ultimately
decided that the Code did not prohibit such endorsements, and so
did not reach the First Amendment question.
Unger v. Superior
Court, 37 Cal. 3d
612,
692 P.2d 238
(1984). A ban on party endorsements in nonpartisan elections
subsequently was enacted by ballot initiative. A Federal District
Court has ruled that this ban violates the First and Fourteenth
Amendments.
Geary v. Renne, Civ. No. C-87-4724 AJZ (ND
Cal., April 27),
stayed, 856 F.2d 1456 (CA9 1988).
[
Footnote 14]
The District Court invalidated the following Code sections:
Cal.Elec.Code §§ 8660, 8661, 8663-8667, 8669 (West 1977
and Supp.1989) (Democratic state central committee); §§
9160, 9160.5, 9161, 9161.5, 9162-9164 (Republican state central
committee); § 9274 (West 1977) (Republican state central
committee chair); and § 9816 (West 1977 and Supp.1989) (Peace
and Freedom state central committee chair). In addition, it held
that § 29102 (West 1977) was unconstitutional as applied.
[
Footnote 15]
California contends that it need not show that its endorsement
ban serves a compelling state interest, because the political
parties have "consented" to it. In support of this claim,
California observes that the legislators who could repeal the ban
belong to political parties, that the bylaws of some parties
prohibit primary endorsements, and that parties continue to
participate in state-run primaries.
This argument is fatally flawed in several respects. We have
never held that a political party's consent will cure a statute
that otherwise violates the First Amendment. Even aside from this
fundamental defect, California's consent argument is contradicted
by the simple fact that the official governing bodies of various
political parties have joined this lawsuit. In addition, the
Democratic and Libertarian Parties moved to issue endorsements
following the Court of Appeals' invalidation of the endorsement
ban.
There are other flaws in the State's argument. Simply because a
legislator belongs to a political party does not make her at all
times a representative of party interests. In supporting the
endorsement ban, an individual legislator may be acting on her
understanding of the public good or her interest in reelection. The
independence of legislators from their parties is illustrated by
the California Legislature's frequent refusal to amend the election
laws in accordance with the wishes of political parties.
See,
e.g., Addendum 12a-13a �� 7-9 (declaration of
Bert Coffey, chair of the Democratic state central committee).
Moreover, the State's argument ignores those parties with
negligible, if any, representation in the legislature.
That the bylaws of some parties prohibit party primary
endorsements also does not prove consent. These parties may have
chosen to reflect state election law in their bylaws, rather than
permit or require conduct prohibited by law. Nor does the fact that
parties continue to participate in the state-run primary process
indicate that they favor each regulation imposed upon that process.
A decision to participate in state-run primaries more likely
reflects a party's determination that ballot participation is more
advantageous than the alternatives, that is, supporting independent
candidates or conducting write-in campaigns.
See Storer v.
Brown, 415 U. S. 724,
415 U. S. 745
(1974);
Anderson v. Celebrezze, 460 U.
S. 780,
460 U. S. 799,
n. 26 (1983).
Finally, the State's focus on the parties' alleged consent
ignores the independent First Amendment rights of the parties'
members. It is wholly undemonstrated that the members authorized
the parties to consent to infringements of members' rights.
[
Footnote 16]
The State also claims that the ban on primary endorsements
serves a compelling state interest in "
confining each voter to
a single nominating act.'" Tashijian v. Republican Party of
Connecticut, 479 U. S. 208,
479 U. S. 225,
n. 13 (1986) (quoting Anderson, supra, at 460 U. S. 802,
n. 29). This argument is meritless. It fails to distinguish between
a nominating act -- the vote cast at the primary election -- and
speech that may influence that act. The logic of the State's
argument not only would support a ban on endorsements by every
organization and individual, but also would justify a total ban on
all discussion of a candidate's qualifications and political
positions. Such a blanket prohibition cannot coexist with the
constitutional protection of political speech.
The State's claim that the endorsement ban is necessary to serve
any compelling state interest is called into question by its
argument before the District Court and the Court of Appeals that
this action is not justiciable, because the State has never
enforced the challenged election laws. 826 F.2d 814, 821
(1987).
[
Footnote 17]
New Jersey also bans primary endorsements by political parties.
N.J.Stat.Ann. § 19:34-52 (West 1964);
see Weisburd,
Candidate-Making and the Constitution: Constitutional Restraints on
and Protections of Party Nominating Methods, 57 S.Cal.L.Rev. 213,
271-272, n. 343 (1984). Florida's statutory ban on primary
endorsements by political parties was held to violate the First
Amendment.
See Abrams v. Reno, 452 F.
Supp. 1166, 1171-1172 (SD Fla.1978),
aff'd, 649 F.2d
342 (CA5 1981),
cert. denied, 455 U.S. 1016 (1982).
Several States provide formal procedures for party primary
endorsements.
See, e.g., Conn.Gen.Stat. § 9-390 (1967
and Supp.1988); R.I.Gen.Laws § 17-12-4 (1988);
see
also Advisory Commission on Intergovernmental Relations, The
Transformation in American Politics: Implications for Federalism
148 (1986).
[
Footnote 18]
It is doubtful that the silencing of official party committees,
alone among the various groups interested in the outcome of a
primary election, is the key to protecting voters from confusion.
Indeed, the growing number of endorsements by political
organizations using the labels "Democratic" or "Republican" has
likely misled voters into believing that the official governing
bodies were supporting the candidates.
The State makes no showing, moreover, that voters are unduly
influenced by party endorsements. There is no evidence that an
endorsement issued by an official party organization carries more
weight than one issued by a newspaper or a labor union. In States
where parties are permitted to issue primary endorsements, voters
may consider the parties' views on the candidates, but still
exercise independent judgment when casting their vote. For example,
in the 1982 New York Democratic gubernatorial contest, Mario Cuomo
won the primary over Edward Koch, who had been endorsed by the
party. That year, gubernatorial candidates endorsed by their
parties also lost the primary election to nonendorsed candidates in
Massachusetts and Minnesota. Even where the party-endorsed
candidate wins the primary, one study has concluded that the party
endorsement has little, if any effect, on the way voters cast their
vote. App. 97-98 �� 10, 14-17 (declaration of Malcolm
E. Jewell, Professor of Political Science, University of
Kentucky).
[
Footnote 19]
The State suggested at oral argument that the endorsement ban
prevents fraud by barring party officials from misrepresenting that
they speak for the party. To the extent that the State suggests
that only the primary election results can constitute a party
endorsement, Tr. of Oral Arg. 8-9, it confuses an endorsement from
the official governing bodies that may influence election results
with the results themselves. To the extent that the State is
claiming that the appellees are not authorized to represent the
official party governing bodies and their members, the State simply
is reasserting its standing claim which the District Court
rejected. Civ. No. C-83-5599 (ND Cal., June 1, 1984) ("[T]he
plaintiff central committees . . . have authorization and capacity
to bring and maintain this litigation"). The Court of Appeals did
not disturb this ruling, 826 F.2d at 822, n. 17, nor do we.
[
Footnote 20]
For example, the Libertarian Party was forced to abandon its
region-based organization in favor of the statutorily mandated
county-based system.
[
Footnote 21]
By regulating the identity of the parties' leaders, the
challenged statutes may also color the parties' message and
interfere with the parties' decisions as to the best means to
promote that message.
[
Footnote 22]
Marchioro v. Chaney, 442 U. S. 191
(1979), is not to the contrary. There we upheld a Washington
statute mandating that political parties create a state central
committee, to which the Democratic Party, not the State, had
assigned significant responsibilities in administering the party,
raising and distributing funds to candidates, conducting campaigns,
and setting party policy.
Id. at
442 U. S.
198-199. The statute only required that the state
central committee perform certain limited functions such as filling
vacancies on the party ticket, nominating Presidential electors and
delegates to national conventions, and calling state-wide
conventions. The party members did not claim that these
statutory requirements imposed impermissible burdens on
the party or themselves, so we had no occasion to consider whether
the challenged law burdened the party's First Amendment rights,
and, if so, whether the law served a compelling state interest.
Id. at
442 U. S. 197,
n. 12. Here, in contrast, it is state law, not a political party's
charter, that places the state central committees at a party's
helm, and in particular assigns the statutorily mandated committee
responsibility for conducting the party's campaigns.
[
Footnote 23]
Because we find that curbing intraparty friction is not a
compelling state interest as long as the electoral process remains
fair and orderly, we need not address the appellees' contention
that the challenged laws weaken, rather than strengthen,
parties.
JUSTICE STEVENS, concurring.
Today the Court relies on its opinion in
Illinois Bd. of
Elections v. Socialist Workers Party, 440 U.
S. 173,
440 U. S.
183-185 (1979) -- and, in particular, on a portion of
that opinion that I did not join -- for its formulation of the
governing standards in election cases. In that case, JUSTICE
BLACKMUN explained his acceptance of the Court's approach in words
that precisely express my views about this case. He wrote:
"Although I join the Court's opinion, . . . I add these comments
to record purposefully, and perhaps somewhat belatedly, my
unrelieved discomfort with what
Page 489 U. S. 234
seems to be a continuing tendency in this Court to use as tests
such easy phrases as 'compelling [state] interest' and 'least
drastic [or restrictive] means.'
See, ante at
440 U. S.
184,
440 U. S. 185, and
440 U. S. 186. I have never
been able fully to appreciate just what a 'compelling state
interest' is. If it means 'convincingly controlling,' or 'incapable
of being overcome' upon any balancing process, then, of course, the
test merely announces an inevitable result, and the test is no test
at all. And, for me, 'least drastic means' is a slippery slope, and
also the signal of the result the Court has chosen to reach. A
judge would be unimaginative indeed if he could not come up with
something a little less 'drastic' or a little less 'restrictive' in
almost any situation, and thereby enable himself to vote to strike
legislation down. This is reminiscent of the Court's indulgence, a
few decades ago, in substantive due process in the economic area as
a means of nullification."
"I feel, therefore, and have always felt, that these phrases are
really not very helpful for constitutional analysis. They are too
convenient and result-oriented, and I must endeavor to disassociate
myself from them. Apart from their use, however, the result the
Court reaches here is the correct one. It is with these
reservations that I join the Court's opinion."
Id. at
440 U. S.
188-189.
With those same reservations I join the Court's opinion
today.