A group of federal taxpayers, clergymen, and the American Jewish
Congress (hereinafter appellees) filed this action in Federal
District Court, seeking declaratory and injunctive relief, and
challenging the constitutionality, under the Religion Clauses of
the First Amendment, of the Adolescent Family Life Act (AFLA or
Act), which authorizes federal grants to public or nonprofit
private organizations or agencies for services and research in the
area of premarital adolescent sexual relations and pregnancy. The
Act provides,
inter alia, that a grantee must furnish
certain types of services, including various types of counseling
and education relating to family life and problems associated with
adolescent premarital sexual relations; that the complexity of the
problem requires the involvement of religious and charitable
organizations, voluntary associations, and other groups in the
private sector, as well as governmental agencies; and that grantees
may not use funds for certain purposes, including family planning
services and the promotion of abortion. Federal funding under the
Act has gone to a wide variety of recipients, including
organizations with institutional ties to religious denominations.
Granting summary judgment for appellees, the court declared that
the Act, both on its face and as applied, violated the
Establishment Clause insofar as it provided for the involvement of
religious organizations in the federally funded programs.
Held:
1. The Act, on its face, does not violate the Establishment
Clause. Pp.
487 U. S.
600-618.
(a) With regard to the first factor of the applicable three-part
test set forth in
Lemon v. Kurtzman, 403 U.
S. 602, the AFLA has a valid secular purpose. The face
of the Act shows that it was motivated primarily, if not entirely,
by the legitimate purpose of eliminating or reducing social and
economic problems caused by teenage sexuality, pregnancy,
Page 487 U. S. 590
and parenthood. Although the Act, in amending its predecessor,
increased the role of religious organizations in programs sponsored
by the Act, the challenged provisions were also motivated by other,
entirely legitimate secular concerns, such as attempting to enlist
the aid of other groups in the private sector to increase
broad-based community involvement. Pp.
487 U. S.
602-604.
(b) As to the second
Lemon factor, the Act does not
have the primary effect of advancing religion. It authorizes grants
to institutions that are capable of providing certain services to
adolescents, and requires that potential grantees describe how they
will involve other organizations, including religious
organizations, in the funded programs. However, there is no
requirement that grantees be affiliated with any religious
denomination, and the services to be provided under the Act are not
religious in character. The Act's approach toward dealing with
adolescent sexuality and pregnancy is not inherently religious,
although it may coincide with the approach taken by certain
religions. The provisions expressly mentioning the role of
religious organizations reflect, at most, Congress' considered
judgment that religious organizations can help solve the problems
to which the Act is addressed. When, as Congress found, prevention
of adolescent sexual activity and pregnancy depends primarily upon
developing close family ties, it seems sensible for Congress to
recognize that religious organizations can influence family life.
To the extent that this congressional recognition has any effect of
advancing religion, the effect is, at most, "incidental and
remote." Moreover, to the extent that religious institutions, along
with other types of organizations, are allowed to participate as
recipients of federal funds, nothing on the Act's face suggests
that it is anything but neutral with respect to the grantee's
status as a sectarian or purely secular institution. The
possibility that AFLA grants may go to religious institutions that
can be considered "pervasively sectarian" is not sufficient to
conclude that no grants whatsoever can be given to religious
organizations. Nor does the Act necessarily have the effect of
advancing religion because religiously affiliated AFLA grantees
will be providing educational and counseling services to
adolescents; because it authorizes "teaching" by religious grantees
on matters that are fundamental elements of religious doctrine;
because of any "crucial symbolic link" between government and
religion; or because the statute lacks an express provision
preventing the use of federal funds for religious purposes. Pp.
487 U. S.
604-615.
(c) With regard to the third
Lemon factor, the Act does
not create an excessive entanglement of church and state. The
monitoring of AFLA grants is necessary to ensure that public money
is to be spent in the way that Congress intended, and in a way that
comports with the Establishment Clause. However, there is no reason
to assume that the religious
Page 487 U. S. 591
organizations which may receive AFLA grants are "pervasively
sectarian" in the same sense as parochial schools have been held to
be in cases finding excessive "entanglement." There is accordingly
no reason to fear that the less intensive monitoring involved here
will cause the Government to intrude unduly in the day-to-day
operations of the religiously affiliated grantees. Pp.
487 U. S.
615-618.
2. The case is remanded for further consideration of whether the
statute, as applied, violates the Establishment Clause. Pp.
487 U. S.
618-624.
(a) Appellees have standing to raise the claim that the AFLA is
unconstitutional as applied. Federal taxpayers have standing to
raise Establishment Clause claims against exercises of
congressional power under the taxing and spending power of Article
I, § 8, of the Constitution.
Flast v. Cohen,
392 U. S. 83. There
is no merit to appellants' contention that a challenge to the AFLA
"as applied" is really a challenge to executive action. The claim
that AFLA funds are being used improperly by individual grantees is
not any less a challenge to congressional taxing and spending power
simply because the funding authorized by Congress has flowed
through and been administered by the Secretary of Health and Human
Services.
Valley Forge Christian College v. Americans United
for Separation of Church and State, Inc., 454 U.
S. 464; and
Schlesinger v. Reservists Committee to
Stop the War, 418 U. S. 208,
distinguished. Pp.
418 U. S.
618-620.
(b) On the merits of the "as applied" challenge, the District
Court did not follow the proper approach in assessing appellees'
claim that the Secretary is making grants under the Act that
violate the Establishment Clause. Although the record contains
evidence of specific incidents of impermissible behavior by
grantees, the case must be remanded for consideration of the
evidence insofar as it sheds light on the manner in which the
statute is presently being administered. If the Court concludes on
the evidence presented that grants are being made by the Secretary
in violation of the Establishment Clause, an appropriate remedy
would be to require the Secretary to withdraw the approval of such
grants. Pp.
487 U. S.
620-622.
657
F. Supp. 1547, reversed and remanded.
REHNQUIST, C.J., delivered the opinion of the Court, in which
WHITE, O'CONNOR, SCALIA, and KENNEDY, JJ., joined. O'CONNOR, J.,
filed a concurring opinion,
post, p.
487 U. S. 622.
KENNEDY, J., filed a concurring opinion, in which SCALIA, J.,
joined,
post, p.
487 U. S. 624.
BLACKMUN, J., filed a dissenting opinion, in which BRENNAN,
MARSHALL, and STEVENS, JJ., joined,
post, p.
487 U. S.
625.
Page 487 U. S. 593
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
This case involves a challenge to a federal grant program that
provides funding for services relating to adolescent sexuality and
pregnancy. Considering the federal statute both "on its face" and
"as applied," the District Court ruled that the statute violated
the Establishment Clause of the First Amendment insofar as it
provided for the involvement of religious organizations in the
federally funded programs. We conclude, however, that the statute
is not unconstitutional on its face, and that a determination of
whether any of the grants made pursuant to the statute violate the
Establishment Clause requires further proceedings in the District
Court.
I
The Adolescent Family Life Act (AFLA or Act), Pub.L. 97-35, 95
Stat. 578, 42 U.S.C. § 300z
et seq. (1982 ed. and
Supp. IV), was passed by Congress in 1981 in response to the
"severe adverse health, social, and economic consequences" that
often follow pregnancy and childbirth among unmarried adolescents.
42 U.S.C. § 300z(a)(5) (1982 ed., Supp. IV). Like its
predecessor, the Adolescent Health Services and Pregnancy
Prevention and Care Act of 1978, Pub.L. 95-626, Tit. VI, 92 Stat.
3595-3601 (Title VI), the AFLA is essentially a scheme for
providing grants to public or nonprofit private organizations or
agencies "for services and research in the area of premarital
adolescent sexual relations and pregnancy." S.Rep. No. 97-161, p. 1
(1981) (hereinafter Senate Report). These grants are intended to
serve several purposes, including the promotion of "self-discipline
and other prudent approaches to the problem of adolescent
premarital sexual relations," § 300z(b)(1), the promotion of
adoption as an alternative for adolescent parents, §
300z(b)(2), the
Page 487 U. S. 594
establishment of new approaches to the delivery of care services
for pregnant adolescents, § 300z(b)(3), and the support of
research and demonstration projects
"concerning the societal causes and consequences of adolescent
premarital sexual relations, contraceptive use, pregnancy, and
child rearing,"
§ 300z(b)(4).
In pertinent part, grant recipients are to provide two types of
services: "care services," for the provision of care to pregnant
adolescents and adolescent parents, § 300z-1(a)(7), and
"prevention services," for the prevention of adolescent sexual
relations, § 300z-1(a)(8). [
Footnote 1] While the AFLA leaves it up to the Secretary
of Health and Human Services (the Secretary) to define exactly what
types of services a grantee must provide,
see §§
300z-1(a)(7), (8), 300z-1(b), the statute contains a listing of
"necessary services" that may be funded. These services include
pregnancy testing and maternity counseling, adoption counseling and
referral services, prenatal and postnatal health care, nutritional
information, counseling, child care, mental health services, and
perhaps most importantly for present purposes, "educational
services relating to family life and problems associated with
adolescent premarital sexual relations," § 300z-1(a)(4).
[
Footnote 2]
Page 487 U. S. 595
In drawing up the AFLA and determining what services to provide
under the Act, Congress was well aware that "the problems of
adolescent premarital sexual relations, pregnancy, and parenthood
are multiple and complex." § 300z(a) (8)(A). Indeed, Congress
expressly recognized that legislative or governmental action alone
would be insufficient:
"[S]uch problems are best approached through a variety of
integrated and essential services provided to adolescents and their
families by other family members, religious and charitable
organizations, voluntary associations, and other groups in the
private sector, as well as services provided by publicly sponsored
initiatives."
§ 300z(a)(8)(B).
Page 487 U. S. 596
Accordingly, the AFLA expressly states that federally provided
services in this area should promote the involvement of parents,
and should
"emphasize the provision of support by other family members,
religious and charitable organizations, voluntary associations, and
other groups."
§ 300z(a)(10)(C). The AFLA implements this goal by
providing in § 300z-2 that demonstration projects funded by
the government
"shall use such methods as will strengthen the capacity of
families to deal with the sexual behavior, pregnancy, or parenthood
of adolescents and to make use of support systems such as other
family members, friends, religious and charitable organizations,
and voluntary associations. "
In addition, AFLA requires grant applicants, among other things,
to describe how they will,
"as appropriate in the provision of services[,] involve families
of adolescents[, and] involve religious and charitable
organizations, voluntary associations, and other groups in the
private sector as well as services provided by publicly sponsored
initiatives."
§ 300z-5(a)(21). This broad-based involvement of groups
outside of the government was intended by Congress to "establish
better coordination, integration, and linkages" among existing
programs in the community, § 300z(b)(3) (1982 ed., Supp. IV),
to aid in the development of "strong family values and close family
ties," § 300z(a)(10)(A), and to
"help adolescents and their families deal with complex issues of
adolescent premarital sexual relations and the consequences of such
relations."
§ 300z(a)(10)(C).
In line with its purposes, the AFLA also imposes limitations on
the use of funds by grantees. First, the AFLA expressly states that
no funds provided for demonstration projects under the statute may
be used for family planning services (other than counseling and
referral services) unless appropriate family planning services are
not otherwise available in the community. § 300z-3(b)(1).
Second, the AFLA restricts the awarding of grants to "programs or
projects
Page 487 U. S. 597
which do not provide abortions or abortion counseling or
referral," except that the program may provide referral for
abortion counseling if the adolescent and her parents request such
referral. § 300z-10(a). Finally, the AFLA states that "grants
may be made only to projects or programs which do not advocate,
promote, or encourage abortion." § 300z-10(a). [
Footnote 3]
Since 1981, when the AFLA was adopted, the Secretary has
received 1,088 grant applications and awarded 141 grants. Brief for
Federal Appellant 8. Funding has gone to a wide variety of
recipients, including state and local health agencies, private
hospitals, community health associations, privately operated health
care centers, and community and charitable organizations. It is
undisputed that a number of grantees or subgrantees were
organizations with institutional ties to religious denominations.
See App. 748-756 (listing grantees).
In 1983, this lawsuit against the Secretary was filed in the
United States District Court for the District of Columbia by
appellees, a group of federal taxpayers, clergymen, and the
American Jewish Congress. Seeking both declaratory and injunctive
relief, appellees challenged the constitutionality of the AFLA on
the grounds that, on its face and as applied, the statute violates
the Religion Clauses of the First Amendment. [
Footnote 4] Following cross-motions for summary
judgment, the
Page 487 U. S. 598
District Court held for appellees and declared that the AFLA was
invalid both on its face and as applied "insofar as religious
organizations are involved in carrying out the programs and
purposes of the Act." App. to Juris. Statement in No. 87-431, p.
48a.
The court first found that, under
Flast v. Cohen,
392 U. S. 83
(1968), appellees had standing to challenge the statute both on its
face and as applied. Turning to the merits, the District Court
applied the three-part test for Establishment Clause cases set
forth in
Lemon v. Kurtzman, 403 U.
S. 602 (1971). [
Footnote
5] The court concluded that the AFLA has a valid secular
purpose: the prevention of social and economic injury caused by
teenage pregnancy and premarital sexual relations. In the court's
view, however, the AFLA does not survive the second prong of the
Lemon test, because it has the "direct and immediate"
effect of advancing religion insofar as it expressly requires grant
applicants to describe how they will involve religious
organizations in the provision of services. §
300z-5(a)(21)(B). The statute also permits religious organizations
to be grantees, and "envisions a direct role for those
organizations in the education and counseling components of AFLA
grants."
657
F. Supp. 1547, 1562 (DC 1987). As written, the AFLA makes it
possible for religiously affiliated grantees to teach adolescents
on issues that can be considered "fundamental elements of religious
doctrine." The
Page 487 U. S. 599
AFLA does all this without imposing any restriction whatsoever
against the teaching of "religion
qua religion" or the
inculcation of religious beliefs in federally funded programs. As
the District Court put it,
"[t]o presume that AFLA counselors from religious organizations
can put their beliefs aside when counseling an adolescent on
matters that are part of religious doctrine is simply
unrealistic."
Id. at 1563 (citing
Grand Rapids School District v.
Ball, 473 U. S. 373
(1985)).
The District Court then concluded that the statute, as applied,
also runs afoul of the
Lemon effects test. [
Footnote 6] The evidence presented by
appellees revealed that AFLA grants had gone to various
organizations that were affiliated with religious denominations and
that had corporate requirements that the organizations abide by
religious doctrines. Other AFLA grantees were not explicitly
affiliated with organized religions, but were "religiously
inspired, and dedicated to teaching the dogma that inspired them."
657 F. Supp. at 1564. In the District Court's view, the record
clearly established that the AFLA, as it has been administered by
the Secretary, has in fact directly advanced religion, provided
funding for institutions that were "pervasively sectarian," or
allowed federal funds to be used for education and counseling that
"amounts to the teaching of religion."
Ibid. As to the
entanglement prong of
Lemon, the court ruled that, because
AFLA funds are used largely for counseling and teaching, it would
require overly intrusive monitoring or oversight to ensure that
religion is not advanced by religiously affiliated AFLA grantees.
Indeed, the court felt that "it is impossible to comprehend
entanglement more extensive and continuous
Page 487 U. S. 600
than that necessitated by the AFLA." 657 F. Supp. at 1568.
[
Footnote 7]
In a separate order, filed August 13, 1987, the District Court
ruled that the "constitutionally infirm language of the AFLA,
namely its references to
religious organizations,'" App. to
Juris. Statement in No. 431, p. 53a, is severable from the Act
pursuant to Alaska Airlines, Inc. v. Brock, 480 U.
S. 678 (1987). The court also denied the Secretary's
Federal Rule of Civil Procedure 59(e) motion to clarify what the
court meant by "religious organizations" for purposes of
determining the scope of its injunction. On the same day that this
order was entered, appellants docketed their appeal on the merits
directly with this Court pursuant to 28 U.S.C. § 1252. A
separate appeal from the District Court's August 13 order was also
docketed, as was a cross-appeal by appellees on the severability
issue. On November 9, 1987, we noted probable jurisdiction in all
three appeals, and consolidated the cases for argument. 484 U.S.
942 (1987).
II
The District Court in this case held the AFLA unconstitutional
both on its face and as applied. Few of our cases in the
Establishment Clause area have explicitly distinguished between
facial challenges to a statute and attacks on the statute as
applied. Several cases have clearly involved challenges to a
statute "on its face." For example, in
Edwards v.
Aguillard, 482 U. S. 578
(1987), we considered the validity of the Louisiana "Creationism
Act," finding the Act "facially invalid." Indeed, in that case it
was clear that only a facial challenge could have been considered,
as the Act had not been implemented.
Id. at
482 U. S. 581,
n. 1. Other cases, as well, have considered the validity of
statutes without the benefit of a record as to how the statute had
actually been applied.
Page 487 U. S. 601
See Wolman v. Walter, 433 U. S. 229
(1977);
Committee for Public Education & Religious Liberty
v. Nyquist, 413 U. S. 756
(1973).
In other cases, we have, in the course of determining the
constitutionality of a statute, referred not only to the language
of the statute but also to the manner in which it had been
administered in practice.
Levitt v. Committee for Public
Education & Religious Liberty, 413 U.
S. 472,
413 U. S. 479
(1973);
Meek v. Pittenger, 421 U.
S. 349 (1975).
See also Grand Rapids School District
v. Ball, supra, at
473 U. S.
377-379;
Aguilar v. Felton, 473 U.
S. 402 (1985). In several cases, we have expressly
recognized that an otherwise valid statute authorizing grants might
be challenged on the grounds that the award of a grant in a
particular case would be impermissible.
Hunt v. McNair,
413 U. S. 734
(1973), involved a challenge to a South Carolina statute that
provided for the issuance of revenue bonds to assist "institutions
of higher learning" in constructing new facilities. The plaintiffs
in that case did not contest the validity of the statute as a
whole, but contended only that a statutory grant to a religiously
affiliated college would be invalid.
Id. at
413 U. S. 736.
In
Tilton v. Richardson, 403 U. S. 672
(1971), the Court reviewed a federal statute authorizing
construction grants to colleges exclusively for secular educational
purposes. We rejected the contention that the statute was invalid
"on its face" and "as applied" to the four church-related colleges
that were named as defendants in the case. However, we did leave
open the possibility that the statute might authorize grants which
could be invalid, stating that
"[i]ndividual projects can be properly evaluated if and when
challenges arise with respect to particular recipients and some
evidence is then presented to show that the institution does in
fact possess"
sectarian characteristics that might make a grant of aid to the
institution constitutionally impermissible.
Id. at
403 U. S. 682.
See also Roemer v. Maryland Bd. of Public Works,
426 U. S. 736,
426 U. S.
760-761 (1976) (upholding a similar statute authorizing
grants to colleges against
Page 487 U. S. 602
a "facial" attack and pretermitting the question whether
"particular applications may result in unconstitutional use of
funds").
There is, then, precedent in this area of constitutional law for
distinguishing between the validity of the statute on its face and
its validity in particular applications. Although the Court's
opinions have not even adverted to (to say nothing of explicitly
delineated) the consequences of this distinction between "on its
face" and "as applied" in this context, we think they do justify
the District Court's approach in separating the two issues as it
did here.
This said, we turn to consider whether the District Court was
correct in concluding that the AFLA was unconstitutional on its
face. As in previous cases involving facial challenges on
Establishment Clause grounds,
e.g., Edwards v. Aguillard,
supra; Mueller v. Allen, 463 U. S. 388
(1983), we assess the constitutionality of an enactment by
reference to the three factors first articulated in
Lemon v.
Kurtzman, 403 U. S. 602
(1971). Under the
Lemon standard, which guides "[t]he
general nature of our inquiry in this area,"
Mueller v. Allen,
supra, at
463 U. S. 394,
a court may invalidate a statute only if it is motivated wholly by
an impermissible purpose,
Lynch v. Donnelly, 465 U.
S. 668,
465 U. S. 680
(1984);
Stone v. Graham, 449 U. S. 39,
449 U. S. 41
(1980), if its primary effect is the advancement of religion,
Estate of Thornton v. Caldor, Inc., 472 U.
S. 703,
472 U. S. 708
(1985), or if it requires excessive entanglement between church and
state,
Lemon, supra, at
403 U. S. 613;
Walz v. Tax Comm'n, 397 U. S. 664,
397 U. S. 674
(1970). We consider each of these factors in turn.
As we see it, it is clear from the face of the statute that the
AFLA was motivated primarily, if not entirely, by a legitimate
secular purpose -- the elimination or reduction of social and
economic problems caused by teenage sexuality, pregnancy, and
parenthood.
See §§ 300z(a), (b) (1982 ed. and
Supp. IV). Appellees cannot, and do not, dispute that, on the
whole, religious concerns were not the sole motivation
Page 487 U. S. 603
behind the Act,
see Lynch, supra, at
465 U. S. 680,
nor can it be said that the AFLA lacks a legitimate secular
purpose,
see Edwards v. Aguillard, supra, at
482 U. S. 585.
In the court below, however, appellees argued that the real purpose
of the AFLA could only be understood in reference to the AFLA's
predecessor, Title VI. Appellees contended that Congress had an
impermissible purpose in adopting the AFLA, because it specifically
amended Title VI to increase the role of religious organizations in
the programs sponsored by the Act. In particular, they pointed to
the fact that the AFLA, unlike Title VI, requires grant applicants
to describe how they will involve religious organizations in the
programs funded by the AFLA. § 300z-5(a)(21)(B).
The District Court rejected this argument, however, reasoning
that, even if it is assumed that the AFLA was motivated in part by
improper concerns, the parts of the statute to which appellees
object were also motivated by other, entirely legitimate secular
concerns. We agree with this conclusion. As the District Court
correctly pointed out, Congress amended Title VI in a number of
ways, most importantly for present purposes by attempting to enlist
the aid of not only "religious organizations," but also "family
members . . charitable organizations, voluntary associations, and
other groups in the private sector," in addressing the problems
associated with adolescent sexuality. § 300z(a)(8)(B);
see
also §§ 300z-5(a)(21)(A), (B).
Cf. Title
VI, § 601(a) (5) ("[T]he problems of adolescent [sexuality] .
. . are best approached through a variety of integrated and
essential services"). Congress' decision to amend the statute in
this way reflects the entirely appropriate aim of increasing
broad-based community involvement "in helping adolescent boys and
girls understand the implications of premarital sexual relations,
pregnancy, and parenthood."
See Senate Report at 2, 15-16.
In adopting the AFLA, Congress expressly intended to expand the
services already authorized by Title VI, to insure the increased
participation of parents in education
Page 487 U. S. 604
and support services, to increase the flexibility of the
programs, and to spark the development of new, innovative services.
Id. at 7-9. These are all legitimate secular goals that
are furthered by the AFLA's additions to Title VI, including the
challenged provisions that refer to religious organizations. There
simply is no evidence that Congress' "actual purpose" in passing
the AFLA was one of "endorsing religion."
See Edwards v.
Aguillard, 482 U.S. at
482 U. S.
589-594. Nor are we in a position to doubt that
Congress' expressed purposes are "sincere, and not a sham."
Id. at
482 U. S. 587.
[
Footnote 8]
As usual in Establishment Clause cases,
see, e.g., Grand
Rapids School District v. Ball, 473 U.
S. 373 (1985);
Mueller, supra, the more
difficult question is whether the primary effect of the challenged
statute is impermissible. Before we address this question, however,
it is useful to review again just what the AFLA sets out to do.
Simply stated, it authorizes grants to institutions that are
capable of providing certain care and prevention services to
adolescents. Because of the complexity of the problems that
Congress sought to remedy, potential grantees are required to
describe how they will involve other organizations, including
religious organizations, in the programs funded by the federal
grants. § 300z-5(a)(21)(B);
see also §
300z-2(a). There is no requirement in the Act that grantees be
affiliated with any religious denomination, although the Act
clearly does not rule out grants to religious organizations.
[
Footnote 9] The services to be
provided
Page 487 U. S. 605
under the AFLA are not religious in character,
see
n 2,
supra, nor has
there been any suggestion that religious institutions or
organizations with religious ties are uniquely well qualified to
carry out those services. [
Footnote 10] Certainly it is true that a substantial part
of the services listed as "necessary services" under the Act
involve some sort of education or counseling,
see, e.g.,
§§ 300z-1(a)(4)(D), (G), (H), (J), (L), (M), (0), but
there is nothing inherently religious about these activities, and
appellees do not contend that, by themselves, the AFLA's "necessary
services" somehow have the primary effect of advancing religion.
Finally, it is clear that the AFLA takes a particular approach
toward dealing with adolescent sexuality and pregnancy -- for
example, two of its stated purposes are to "promote self-discipline
and other prudent approaches to the problem of adolescent
premarital sexual relations," § 300z(b)(1), and to "promote
adoption as an alternative," 300z(b)(2) -- but again, that approach
is not inherently religious, although it may coincide with the
approach taken by certain religions.
Given this statutory framework, there are two ways in which the
statute, considered "on its face," might be said to have the
impermissible primary effect of advancing religion. First, it can
be argued that the AFLA advances religion by expressly recognizing
that "religious organizations have a role to play" in addressing
the problems associated with teenage
Page 487 U. S. 606
sexuality. Senate Report at 16. In this view, even if no
religious institution receives aid or funding pursuant to the AFLA,
the statute is invalid under the Establishment Clause because,
among other things, it expressly enlists the involvement of
religiously affiliated organizations in the federally subsidized
programs, it endorses religious solutions to the problems addressed
by the Act, or it creates symbolic ties between church and state.
Secondly, it can be argued that the AFLA is invalid on its face
because it allows religiously affiliated organizations to
participate as grantees or subgrantees in AFLA programs. From this
standpoint, the Act is invalid because it authorizes direct federal
funding of religious organizations which, given the AFLA's
educational function and the fact that the AFLA's "viewpoint" may
coincide with the grantee's "viewpoint" on sexual matters, will
result unavoidably in the impermissible "inculcation" of religious
beliefs in the context of a federally funded program.
We consider the former objection first. As noted previously, the
AFLA expressly mentions the role of religious organizations in four
places. It states (1) that the problems of teenage sexuality
are
"best approached through a variety of integrated and essential
services provided to adolescents and their families by[, among
others,] religious organizations,"
§ 300z(a)(8)(B), (2) that federally subsidized services
"should emphasize the provision of support by[, among others,]
religious and charitable organizations," § 300z(a)(10)(C), (3)
that AFLA programs
"shall use such methods as will strengthen the capacity of
families . . . to make use of support systems such as . . .
religious . . . organizations,"
§ 300z-2(a), and (4) that grant applicants shall describe
how they will involve religious organizations, among other groups,
in the provision of services under the Act. §
300z-5(a)(21)(B).
Putting aside for the moment the possible role of religious
organizations as grantees, these provisions of the statute reflect,
at most, Congress' considered judgment that religious organizations
can help solve the problems to which the
Page 487 U. S. 607
AFLA is addressed.
See Senate Report at 15-16. Nothing
in our previous cases prevents Congress from making such a
judgment, or from recognizing the important part that religion or
religious organizations may play in resolving certain secular
problems. Particularly when, as Congress found,
"prevention of adolescent sexual activity and adolescent
pregnancy depends primarily upon developing strong family values
and close family ties,"
§ 300z(a)(10)(A), it seems quite sensible for Congress to
recognize that religious organizations can influence values, and
can have some influence on family life, including parents'
relations with their adolescent children. To the extent that this
congressional recognition has any effect of advancing religion, the
effect is, at most, "incidental and remote."
See Lynch,
465 U.S. at
465 U. S. 683;
Estate of Thornton v. Caldor, Inc., 472 U.S. at
472 U. S. 710;
Nyquist, 413 U.S. at
413 U. S. 771.
In addition, although the AFLA does require potential grantees to
describe how they will involve religious organizations in the
provision of services under the Act, it also requires grantees to
describe the involvement of "charitable organizations voluntary
associations, and other groups in the private sector," §
300z-5(a)(21)(B). [
Footnote
11] In our view, this reflects the statute's successful
maintenance of "a course of neutrality among religions, and between
religion and nonreligion,"
Grand Rapids School District v.
Ball, 473 U.S. at
473 U. S.
382.
Page 487 U. S. 608
This brings us to the second ground for objecting to the AFLA:
the fact that it allows religious institutions to participate as
recipients of federal funds. The AFLA defines an "eligible grant
recipient" as a "public or nonprofit private organization or
agency" which demonstrates the capability of providing the
requisite services. § 300z-1(a)(3). As this provision would
indicate, a fairly wide spectrum of organizations is eligible to
apply for and receive funding under the Act, and nothing on the
face of the Act suggests it is anything but neutral with respect to
the grantee's status as a sectarian or purely secular institution.
See Senate Report at 16 ("Religious affiliation is not a
criterion for selection as a grantee . . ."). In this regard, then,
the AFLA is similar to other statutes that this Court has upheld
against Establishment Clause challenges in the past. In
Roemer
v. Maryland Bd. of Public Works, 426 U.
S. 736 (1976), for example, we upheld a Maryland statute
that provided annual subsidies directly to qualifying colleges and
universities in the State, including religiously affiliated
institutions. As the plurality stated, "religious institutions need
not be quarantined from public benefits that are neutrally
available to all."
Id. at
426 U. S. 746
(discussing
Everson v. Board of Education, 330 U. S.
1 (1947) (approving busing services equally available to
both public and private school children), and
Board of
Education v. Allen, 392 U. S. 236
(1968) (upholding state provision of secular textbooks for both
public and private school students)). Similarly, in
Tilton v.
Richardson, 403 U. S. 672
(1971), we approved the federal Higher Educational Facilities Act,
which was intended by Congress to provide construction grants to
"all colleges and universities regardless of any affiliation with
or sponsorship by a religious body."
Id. at
403 U. S. 676.
And in
Hunt v. McNair, 413 U. S. 734
(1973), we rejected a challenge to a South Carolina statute that
made certain benefits "available to all institutions of higher
education in South Carolina, whether or not having a religious
affiliation."
Id. at
413 U. S. 741.
In other cases involving indirect
Page 487 U. S. 609
grants of state aid to religious institutions, we have found it
important that the aid is made available regardless of whether it
will ultimately flow to a secular or sectarian institution.
See, e.g., Witters v. Washington Dept. of Services for the
Blind, 474 U. S. 481,
474 U. S. 487
(1986);
Mueller v. Allen, 463 U.S. at
463 U. S. 398;
Everson v. Board of Education, supra, at
330 U. S. 17-18;
Walz v. Tax Comm'n, 397 U.S. at
397 U. S.
676.
We note in addition that this Court has never held that
religious institutions are disabled by the First Amendment from
participating in publicly sponsored social welfare programs. To the
contrary, in
Bradfield v. Roberts, 175 U.
S. 291 (1899), the Court upheld an agreement between the
Commissioners of the District of Columbia and a religiously
affiliated hospital whereby the Federal Government would pay for
the construction of a new building on the grounds of the hospital.
In effect, the Court refused to hold that the mere fact that the
hospital was "conducted under the auspices of the Roman Catholic
Church" was sufficient to alter the purely secular legal character
of the corporation,
id. at
175 U. S. 298,
particularly in the absence of any allegation that the hospital
discriminated on the basis of religion or operated in any way
inconsistent with its secular charter. In the Court's view, the
giving of federal aid to the hospital was entirely consistent with
the Establishment Clause, and the fact that the hospital was
religiously affiliated was "wholly immaterial."
Ibid. The
propriety of this holding, and the long history of cooperation and
interdependency between governments and charitable or religious
organizations, are reflected in the legislative history of the
AFLA.
See S.Rep. No. 98-496, p. 10 (1984) ("Charitable
organizations with religious affiliations historically have
provided social services with the support of their communities and
without controversy").
Of course, even when the challenged statute appears to be
neutral on its face, we have always been careful to ensure that
direct government aid to religiously affiliated institutions does
not have the primary effect of advancing religion.
Page 487 U. S. 610
One way in which direct government aid might have that effect is
if the aid flows to institutions that are "pervasively sectarian."
We stated in
Hunt that
"[a]id normally may be thought to have a primary effect of
advancing religion when it flows to an institution in which
religion is so pervasive that a substantial portion of its
functions are subsumed in the religious mission. . . ."
413 U.S. at
413 U. S. 743.
The reason for this is that there is a risk that direct government
funding, even if it is designated for specific secular purposes,
may nonetheless advance the pervasively sectarian institution's
"religious mission."
See Grand Rapids School District v.
Ball, 473 U.S. at
473 U. S. 385
(discussing how aid to religious schools may impermissibly advance
religion). Accordingly, a relevant factor in deciding whether a
particular statute on its face can be said to have the improper
effect of advancing religion is the determination of whether, and
to what extent, the statute directs government aid to pervasively
sectarian institutions. In
Grand Rapids School District,
for example, the Court began its "effects" inquiry with "a
consideration of the nature of the institutions in which the
[challenged] programs operate."
Id. at
473 U. S.
384.
In this case, nothing on the face of the AFLA indicates that a
significant proportion of the federal funds will be disbursed to
"pervasively sectarian" institutions. Indeed, the contention that
there is a substantial risk of such institutions' receiving direct
aid is undercut by the AFLA's facially neutral grant requirements,
the wide spectrum of public and private organizations which are
capable of meeting the AFLA's requirements, and the fact that, of
the eligible religious institutions, many will not deserve the
label of "pervasively sectarian." [
Footnote 12] This is not a case like
Grand
Rapids, where the
Page 487 U. S. 611
challenged aid flowed almost entirely to parochial schools. In
that case, the State's "Shared Time" program was directed
specifically at providing certain classes for nonpublic schools,
and 40 of 41 of the schools that actually participated in the
program were found to be "pervasively sectarian."
Id. at
473 U. S. 385.
See also Nyquist, 413 U.S. at
413 U. S. 768
("
all or practically all'" of the schools entitled to receive
grants were religiously affiliated); Meek v. Pittenger,
421 U.S. at 421 U. S. 371.
Instead, this case more closely resembles Tilton and
Roemer, where it was foreseeable that some proportion of
the recipients of government aid would be religiously affiliated,
but that only a small portion of these, if any, could be considered
"pervasively sectarian." In those cases, we upheld the challenged
statutes on their face and as applied to the institutions named in
the complaints, but left open the consequences which would ensue if
they allowed federal aid to go to institutions that were in fact
pervasively sectarian. Tilton, 403 U.S. at 403 U. S. 682;
Roemer, 426 U.S. at 426 U. S. 760.
As in Tilton and Roemer, we do not think the
possibility that AFLA grants may go to religious institutions that
can be considered "pervasively sectarian" is sufficient to conclude
that no grants whatsoever can be given under the statute to
religious organizations. We think that the District Court was wrong
in concluding otherwise.
Nor do we agree with the District Court that the AFLA
necessarily has the effect of advancing religion because the
religiously affiliated AFLA grantees will be providing educational
and counseling services to adolescents. Of course, we have said
that the Establishment Clause does "prohibit government-financed or
government-sponsored indoctrination into the beliefs of a
particular religious faith,"
Grand
Page 487 U. S.
612
Rapids, supra, at
473 U. S. 385,
and we have accordingly struck down programs that entail an
unacceptable risk that government funding would be used to "advance
the religious mission" of the religious institution receiving aid.
See, e.g., Meek, supra, at
421 U. S. 370.
But nothing in our prior cases warrants the presumption adopted by
the District Court that religiously affiliated AFLA grantees are
not capable of carrying out their functions under the AFLA in a
lawful, secular manner. Only in the context of aid to "pervasively
sectarian" institutions have we invalidated an aid program on the
grounds that there was a "substantial" risk that aid to these
religious institutions would, knowingly or unknowingly, result in
religious indoctrination.
E.g., Grand Rapids, supra, at
473 U. S.
387-398;
Meek, supra, at
421 U. S. 371.
In contrast, when the aid is to flow to religiously affiliated
institutions that were not pervasively sectarian, as in
Roemer, we refused to presume that it would be used in a
way that would have the primary effect of advancing religion.
Roemer, 426 U.S. at
426 U. S. 760
("We must assume that the colleges . . . will exercise their
delegated control over use of the funds in compliance with the
statutory, and therefore the constitutional, mandate"). We think
that the type of presumption that the District Court applied in
this case is simply unwarranted. As we stated in
Roemer:
"It has not been the Court's practice, in considering facial
challenges to statutes of this kind, to strike them down in
anticipation that particular applications may result in
unconstitutional use of funds."
Id. at
426 U. S. 761;
see also Tilton, supra, at
403 U. S.
682.
We also disagree with the District Court's conclusion that the
AFLA is invalid because it authorizes "teaching" by religious grant
recipients on "matters [that] are fundamental elements of religious
doctrine," such as the harm of premarital sex and the reasons for
choosing adoption over abortion. 657 F. Supp. at 1562. On an issue
as sensitive and important as teenage sexuality, it is not
surprising that the Government's secular concerns would either
coincide or conflict
Page 487 U. S. 613
with those of religious institutions. But the possibility, or
even the likelihood, that some of the religious institutions who
receive AFLA funding will agree with the message that Congress
intended to deliver to adolescents through the AFLA is insufficient
to warrant a finding that the statute, on its face, has the primary
effect of advancing religion.
See Lynch, 465 U.S. at
465 U. S. 682;
id. at
465 U. S.
715-716 (BRENNAN, J., dissenting);
Harris v.
McRae, 448 U. S. 297,
448 U. S.
319-320 (1980). Nor does the alignment of the statute
and the religious views of the grantees run afoul of our
proscription against "fund[ing] a specifically religious activity
in an otherwise substantially secular setting."
Hunt, 413
U.S. at
413 U. S. 743.
The facially neutral projects authorized by the AFLA -- including
pregnancy testing, adoption counseling and referral services,
prenatal and postnatal care, educational services, residential
care, child care, consumer education, etc. -- are not themselves
"specifically religious activities," and they are not converted
into such activities by the fact that they are carried out by
organizations with religious affiliations.
As yet another reason for invalidating parts of the AFLA, the
District Court found that the involvement of religious
organizations in the Act has the impermissible effect of creating a
"crucial symbolic link" between government and religion. 657 F.
Supp. at 1564 (citing,
e.g., Grand Rapids, 473 U.S. at
473 U. S.
390). If we were to adopt the District Court's
reasoning, it could be argued that any time a government aid
program provides funding to religious organizations in an area in
which the organization also has an interest, an impermissible
"symbolic link" could be created, no matter whether the aid was to
be used solely for secular purposes. This would jeopardize
Government aid to religiously affiliated hospitals, for example, on
the ground that patients would perceive a "symbolic link" between
the hospital -- part of whose "religious mission" might be to save
lives -- and whatever government entity is subsidizing the purely
secular medical services provided to the patient. We decline to
adopt the
Page 487 U. S. 614
District Court's reasoning and conclude that, in this case,
whatever "symbolic link" might in fact be created by the AFLA's
disbursement of funds to religious institutions is not sufficient
to justify striking down the statute on its face.
A final argument that has been advanced for striking down the
AFLA on "effects" grounds is the fact that the statute lacks an
express provision preventing the use of federal funds for religious
purposes. [
Footnote 13]
Cf. Tilton, supra, at
403 U. S. 675;
Roemer, supra, at
426 U. S. 740-741. Clearly, if there were such a
provision in this statute, it would be easier to conclude that the
statute, on its face, could not be said to have the primary effect
of advancing religion,
see, e.g., Roemer, supra, at
426 U. S. 760,
but we have never stated that a
statutory restriction is
constitutionally required. The closest we came to such a holding
was in
Tilton, where we struck down a provision of the
statute that would have eliminated Government sanctions for
violating the statute's restrictions on religious uses of funds
after 20 years. 403 U.S. at
403 U. S. 683.
The reason we did so, however, was because the 20-year limit on
sanctions created a risk that the religious institution would,
after the 20 years were up, act as if there were no longer any
constitutional or statutory limitations on its use of the federally
funded building. This aspect of the decision in
Tilton was
thus intended to indicate that the constitutional limitations on
use of federal funds, as embodied in the statutory restriction,
could not simply "expire" at some point during the economic life of
the benefit that the grantee received from the Government. In this
case, although there is no express statutory limitation on
religious use of funds, there is also no intimation in the statute
that, at some point, or for some grantees, religious uses are
permitted. To the contrary, the 1984 Senate Report on the AFLA
states that
"the use of Adolescent Family Life Act funds to
Page 487 U. S. 615
promote religion, or to teach the religious doctrines of a
particular sect, is contrary to the intent of this
legislation."
S.Rep. No. 98-496, p. 10 (1984). We note in addition that the
AFLA requires each grantee to undergo evaluations of the services
it provides, § 300z-5(b)(1), and also requires grantees to
"make such reports concerning its use of Federal funds as the
Secretary may require," § 300z-5(c). The application
requirements of the Act, as well, require potential grantees to
disclose in detail exactly what services they intend to provide and
how they will be provided. § 300z-5(a). These provisions,
taken together, create a mechanism whereby the Secretary can police
the grants that are given out under the Act to ensure that federal
funds are not used for impermissible purposes. Unlike some other
grant programs, in which aid might be given out in one-time grants
without ongoing supervision by the Government, the programs
established under the authority of the AFLA can be monitored to
determine whether the funds are, in effect, being used by the
grantees in such a way as to advance religion. Given this statutory
scheme, we do not think that the absence of an express limitation
on the use of federal funds for religious purposes means that the
statute, on its face, has the primary effect of advancing
religion.
This, of course, brings us to the third prong of the
Lemon Establishment Clause "test" -- the question whether
the AFLA leads to "
an excessive government entanglement with
religion.'" Lemon, 403 U.S. at 403 U. S. 613
(quoting Walz v. Tax Comm'n, 397 U.S. at 397 U. S.
674). There is no doubt that the monitoring of AFLA
grants is necessary if the Secretary is to ensure that public money
is to be spent in the way that Congress intended and in a way that
comports with the Establishment Clause. Accordingly, this case
presents us with yet another "Catch-22" argument: the very
supervision of the aid to assure that it does not further religion
renders the statute invalid. See Aguilar v. Felton, 473
U.S. at 473 U. S. 421
(REHNQUIST, J., dissenting); id. at 473 U. S. 418
(Powell, J., concurring)
Page 487 U. S. 616
(interaction of entanglement and effects tests forces schools
"to tread an extremely narrow line");
Roemer, 426 U.S. at
426 U. S.
768-769 (WHITE, J., concurring in judgment). For this
and other reasons, the "entanglement" prong of the
Lemon
test has been much criticized over the years.
See, e.g.,
Aguilar v. Felton, supra, at
473 U. S. 429
(O'CONNOR, J., dissenting);
Wallace v. Jaffree,
472 U. S. 38,
472 U. S.
109-110 (1985) (REHNQUIST, J., dissenting);
Lynch v.
Donnelly, 465 U.S. at
465 U. S. 689 (O'CONNOR, J., concurring);
Lemon,
supra, at
403 U. S.
666-668 (WHITE, J., concurring and dissenting). Most of
the cases in which the Court has divided over the "entanglement"
part of the
Lemon test have involved aid to parochial
schools; in
Aguilar v. Felton, for example, the Court's
finding of excessive entanglement rested in large part on the
undisputed fact that the elementary and secondary schools receiving
aid were "pervasively sectarian" and had "`as a substantial purpose
the inculcation of religious values.'" 473 U.S. at
473 U. S. 411
(quoting
Nyquist, 413 U.S. at
413 U. S.
768);
see also 473 U.S. at
473 U. S. 411
(expressly distinguishing
Roemer, Hunt, and
Tilton as cases involving aid to institutions that were
not pervasively sectarian). In
Aguilar, the Court feared
that an adequate level of supervision would require extensive and
permanent on-site monitoring, 473 U.S. at
473 U. S.
412-413, and would threaten both the "freedom of
religious belief of those who [were] not adherents of that
denomination" and the "freedom of . . . the adherents of the
denomination."
Id. at
473 U. S.
409-410.
Here, by contrast, there is no reason to assume that the
religious organizations which may receive grants are "pervasively
sectarian" in the same sense as the Court has held parochial
schools to be. There is accordingly no reason to fear that the less
intensive monitoring involved here will cause the Government to
intrude unduly in the day-to-day operation of the religiously
affiliated AFLA grantees. Unquestionably, the Secretary will review
the programs set up and run by the AFLA grantees, and undoubtedly
this will involve a review of, for example, the educational
materials that a
Page 487 U. S. 617
grantee proposes to use. The Secretary may also wish to have
Government employees visit the clinics or offices where AFLA
programs are being carried out to see whether they are, in fact,
being administered in accordance with statutory and constitutional
requirements. But in our view, this type of grant monitoring does
not amount to "excessive entanglement," at least in the context of
a statute authorizing grants to religiously affiliated
organizations that are not necessarily "pervasively sectarian."
[
Footnote 14]
In sum, in this somewhat lengthy discussion of the validity of
the AFLA on its face, we have concluded that the statute has a
valid secular purpose, does not have the primary effect of
advancing religion, and does not create an excessive entanglement
of church and state. We note, as is proper given the traditional
presumption in favor of the constitutionality of statutes enacted
by Congress, that our conclusion that the statute does not violate
the Establishment Clause is consistent with the conclusion Congress
reached in the course of its deliberations on the AFLA. As the
Senate Committee Report states:
"In the committee's view, provisions for the involvement of
religious organizations [in the AFLA] do not violate the
constitutional separation between church and state. Recognizing the
limitations of Government in dealing with a problem that has
complex moral and social dimensions, the committee believes that
promoting the involvement of religious organizations in the
solution to
Page 487 U. S. 618
these problems is neither inappropriate or illegal."
Senate Report at 15-16.
For the foregoing reasons we conclude that the AFLA does not
violate the Establishment Clause "on its face."
III
We turn now to consider whether the District Court correctly
ruled that the AFLA was unconstitutional as applied. Our first task
in this regard is to consider whether appellees had standing to
raise this claim. In
Flast v. Cohen, 392 U. S.
83 (1968), we held that federal taxpayers have standing
to raise Establishment Clause claims against exercises of
congressional power under the taxing and spending power of Art. I,
§ 8, of the Constitution. Although we have considered the
problem of standing and Article III limitations on federal
jurisdiction many times since then, we have consistently adhered to
Flast and the narrow exception it created to the general
rule against taxpayer standing established in
Frothingham v.
Mellon, 262 U. S. 447
(1923). Accordingly, in this case there is no dispute that
appellees have standing to raise their challenge to the AFLA on its
face. What is disputed, however, is whether appellees also have
standing to challenge the statute as applied. The answer to this
question turns on our decision in
Valley Forge Christian
College v. Americans United for Separation of Church and State,
Inc., 454 U. S. 464
(1982). In
Valley Forge, we ruled that taxpayers did not
have standing to challenge a decision by the Secretary of Health,
Education, and Welfare (HEW) to dispose of certain property
pursuant to the Federal Property and Administrative Services Act of
1949, 63 Stat. 377, as amended, 40 U.S.C. § 471
et
seq. We rejected the taxpayers' claim of standing for two
reasons: first, because "the source of their complaint is not a
congressional action, but a decision by HEW to transfer a parcel of
federal property," 454 U.S. at
454 U. S. 479,
and second, because
"the property transfer about which [the taxpayers] complain was
not an exercise of
Page 487 U. S. 619
authority conferred by the Taxing and Spending Clause of Art. I,
§ 8,"
id. at
454 U. S. 480.
Appellants now contend that appellees' standing in this case is
deficient for the former reason; they argue that a challenge to the
AFLA "as applied" is really a challenge to executive action, not to
an exercise of congressional authority under the Taxing and
Spending Clause. We do not think, however, that appellees' claim
that AFLA funds are being used improperly by individual grantees is
any less a challenge to congressional taxing and spending power
simply because the funding authorized by Congress has flowed
through and been administered by the Secretary. Indeed,
Flast itself was a suit against the Secretary of HEW, who
had been given the authority under the challenged statute to
administer the spending program that Congress had created. In
subsequent cases, most notably
Tilton, we have not
questioned the standing of taxpayer plaintiffs to raise
Establishment Clause challenges, even when their claims raised
questions about the administratively made grants.
See
Tilton, 403 U.S. at
403 U. S. 676;
see also Hunt, 413 U.S. at
413 U. S.
735-736 (not questioning standing of state taxpayer to
file suit against state executive in an "as applied" challenge);
Roemer, 426 U.S. at
426 U. S. 744
(same). This is not a case like
Valley Forge, where the
challenge was to an exercise of executive authority pursuant to the
Property Clause of Art. IV, § 3,
see 454 U.S. at
454 U. S. 480,
or
Schlesinger v. Reservists Committee to Stop the War,
418 U. S. 208,
418 U. S. 228
(1974), where the plaintiffs challenged the executive decision to
allow Members of Congress to maintain their status as officers of
the Armed Forces Reserve.
See also United States v.
Richardson, 418 U. S. 166,
418 U. S. 175
(1974) (rejecting standing in challenge to statutes regulating the
Central Intelligence Agency's accounting and reporting
requirements). Nor is this, as we stated in
Flast, a
challenge to "an incidental expenditure of tax funds in the
administration of an essentially regulatory statute." 392 U.S. at
392 U. S. 102.
The AFLA is at heart a program of disbursement of funds pursuant to
Congress'
Page 487 U. S. 620
taxing and spending powers, and appellees' claims call into
question how the funds authorized by Congress are being disbursed
pursuant to the AFLA's statutory mandate. In this case, there is
thus a sufficient nexus between the taxpayer's standing as a
taxpayer and the congressional exercise of taxing and spending
power, notwithstanding the role the Secretary plays in
administering the statute. [
Footnote 15]
On the merits of the "as applied" challenge, it seems to us that
the District Court did not follow the proper approach in assessing
appellees' claim that the Secretary is making grants under the Act
that violate the Establishment Clause of the First Amendment.
Although the District Court stated several times that AFLA aid had
been given to religious organizations that were "pervasively
sectarian,"
see 657 F. Supp. at 1564, 1565, 1567, it did
not identify which grantees it was referring to, nor did it discuss
with any particularity the aspects of those organizations which in
its view warranted classification as "pervasively sectarian."
[
Footnote 16] The District
Court did identify certain instances in which it felt AFLA funds
were used for constitutionally improper purposes, but in our view
the court did not adequately design its remedy to address the
specific problems it found in the Secretary's administration of the
statute. Accordingly, although there is no dispute that the record
contains evidence of specific incidents of impermissible behavior
by AFLA grantees, we feel that this case should be remanded to the
District
Page 487 U. S. 621
Court for consideration of the evidence presented by appellees
insofar as it sheds light on the manner in which the statute is
presently being administered. It is the latter inquiry to which the
court must direct itself on remand.
In particular, it will be open to appellees on remand to show
that AFLA aid is flowing to grantees that can be considered
"pervasively sectarian" religious institutions, such as we have
held parochial schools to be.
See Hunt, 413 U.S. at
413 U. S. 743.
As our previous discussion has indicated, and as
Tilton,
Hunt, and
Roemer make clear, it is not enough to show
that the recipient of a challenged grant is affiliated with a
religious institution or that it is "religiously inspired."
The District Court should also consider on remand whether in
particular cases AFLA aid has been used to fund "specifically
religious activit[ies] in an otherwise substantially secular
setting."
Hunt, supra, at
413 U. S. 743.
In
Hunt, for example, we deemed it important that the
conditions on which the aid was granted were sufficient to preclude
the possibility that funds would be used for the construction of a
building used for religious purposes. Here it would be relevant to
determine, for example, whether the Secretary has permitted AFLA
grantees to use materials that have an explicitly religious content
or are designed to inculcate the views of a particular religious
faith. As we have pointed out in our previous discussion, evidence
that the views espoused on questions such as premarital sex,
abortion, and the like happen to coincide with the religious views
of the AFLA grantee would not be sufficient to show that the grant
funds are being used in such a way as to have a primary effect of
advancing religion.
If the District Court concludes on the evidence presented that
grants are being made by the Secretary in violation of the
Establishment Clause, it should then turn to the question of the
appropriate remedy. We deal here with a funding statute with
respect to which Congress has expressed the view that the use of
funds by grantees to promote religion,
Page 487 U. S. 622
or to teach religious doctrines of a particular sect, would be
contrary to the intent of the statute.
See S.Rep. No.
98496, p. 10 (1984). The Secretary has promulgated a series of
conditions to each grant, including a prohibition against teaching
or promoting religion.
See App. 757. While these
strictures may not be coterminous with the requirements of the
Establishment Clause, they make it very likely that any particular
grant which would violate the Establishment Clause would also
violate the statute and the grant conditions imposed by the
Secretary. Should the court conclude that the Secretary has
wrongfully approved certain AFLA grants, an appropriate remedy
would require the Secretary to withdraw such approval.
IV
We conclude, first, that the District Court erred in holding
that the AFLA is invalid on its face, and second, that the court
should consider on remand whether particular AFLA grants have had
the primary effect of advancing religion. Should the court conclude
that the Secretary's current practice does allow such grants, it
should devise a remedy to insure that grants awarded by the
Secretary comply with the Constitution and the statute. The
judgment of the District Court is accordingly
Reversed.
* Together with No. 87-431,
Bowen, Secretary of Health and
Human Services v. Kendrick et al., No. 87-462.
Kendrick et
al. v. Bowen, Secretary of Health and Human Services, et al.,
and No. 87-775,
United Families of America v. Kendrick et
al., also on appeal from the same court.
[
Footnote 1]
In addition to these services, the AFLA also provides funding
for research projects.
See §§ 300z(b)(4)-(6),
300z-7. This aspect of the statute is not involved in this
case.
[
Footnote 2]
Section 300z-1(a)(4) provides in full:
"(4) 'necessary services' means services which may be provided
by grantees which are -- "
"(A) pregnancy testing and maternity counseling;"
"(B) adoption counseling and referral services which present
adoption as an option for pregnant adolescents, including referral
to licensed adoption agencies in the community if the eligible
grant recipient is not a licensed adoption agency;"
"(C) primary and preventive health services including prenatal
and postnatal care;"
"(D) nutrition information and counseling;"
"(E) referral for screening and treatment of venereal
disease;"
"(F) referral to appropriate pediatric care;"
"(G) educational services relating to family life and problems
associated with adolescent premarital sexual relations, including
-- "
"(i) information about adoption;"
"(ii) education on the responsibilities of sexuality and
parenting;"
"(iii) the development of material to support the role of
parents as the provider of sex education; and"
"(iv) assistance to parents, schools, youth agencies, and health
providers to educate adolescents and preadolescents concerning
self-discipline and responsibility in human sexuality;"
"(H) appropriate educational and vocational services and
referral to such services;"
"(I) referral to licensed residential care or maternity home
services; and"
"(J) mental health services and referral to mental health
services and to other appropriate physical health services;"
"(K) child care sufficient to enable the adolescent parent to
continue education or to enter into employment;"
"(L) consumer education and homemaking;"
"(M) counseling for the immediate and extended family members of
the eligible person;"
"(N) transportation;"
"(O) outreach services to families of adolescents to discourage
sexual relations among unemancipated minors;"
"(P) family planning services; and"
"(Q) such other services consistent with the purposes of this
subchapter as the Secretary may approve in accordance with
regulations promulgated by the Secretary."
[
Footnote 3]
Section 300z-10(a) reads in full:
"Grants or payments may be made only to programs or projects
which do not provide abortions or abortion counseling or referral,
or which do not subcontract with or make any payment to any person
who provides abortions or abortion counseling or referral, except
that any such program or project may provide referral for abortion
counseling to a pregnant adolescent if such adolescent and the
parents or guardians of such adolescent request such referral; and
grants may be made only to projects or programs which do not
advocate, promote, or encourage abortion."
[
Footnote 4]
On October 2, 1984, the District Court allowed United Families
of America (UFA) to intervene and participate as a
defendant-intervenor in support of the constitutionality of the
AFLA.
[
Footnote 5]
The court rejected appellees' claim that a strict scrutiny
standard should apply to the AFLA because the statute's restriction
of funding to organizations that oppose abortion explicitly and
deliberately discriminates among religious denominations.
See
Larson v. Valente, 456 U. S. 228
(1982). The court found that the AFLA does not precondition the
award of a grant on a grantee's having a particular religious
belief; it merely restricts the grantees from using federal tax
dollars to advocate a certain course of action.
See §
300z-10. While the AFLA's restriction on the advocacy of abortion
does coincide with certain religious beliefs, that fact by itself
did not, in the District Court's opinion, trigger the application
of strict scrutiny under
Larson. This aspect of the
District Court's opinion has not been challenged on this
appeal.
[
Footnote 6]
Prior to this, the court reviewed "the motions, the statements
of material fact not in dispute, the allegations of disputed facts,
the golconda of documents submitted to the Court, and the case
law," and concluded that the material facts were not in dispute and
that summary judgment would be proper. 657 F. Supp. at 1554.
[
Footnote 7]
The court also found that the AFLA's funding of religious
organizations is likely to incite political divisiveness.
See
id. at 1569 (citing,
e.g., Lynch v. Donnelly,
465 U. S. 668,
465 U. S. 689
(1984) (O'CONNOR, J., concurring)).
[
Footnote 8]
We also see no reason to conclude that the AFLA serves an
impermissible religious purpose simply because some of the goals of
the statute coincide with the beliefs of certain religious
organizations.
See Harris v. McRae, 448 U.
S. 297,
448 U. S.
319-320 (1980);
McGowan v. Maryland,
366 U. S. 420,
355 U. S. 442
(1961).
[
Footnote 9]
Indeed, the legislative history shows that Congress was aware
that religious organizations had been grantees under Title VI, and
that it did not disapprove of that practice. The Senate Report at
16, states:
"It should be noted that, under current law [Title VI], the
Office of Adolescent Pregnancy Programs has made grants to two
religious-affiliated organizations, two Christian organizations and
several other groups that are indirectly affiliated with religious
bodies. Religious affiliation is not a criterion for selection as a
grantee under the adolescent family life program, but any such
grants made by the Secretary would be a simple recognition that
nonprofit religious organizations have a role to play in the
provision of services to adolescents."
[
Footnote 10]
One witness before the Senate Committee testified that
"projects which target hispanic and other minority populations
are more accepted by the population if they include sectarian, as
well as non-sectarian, organizations in the delivery of those
services."
S.Rep. No. 98-496, p. 10 (1984). This indicates not that
sectarian grantees are particularly well qualified to perform AFLA
services, but that the inclusion of both secular and sectarian
grantees can improve the effectiveness of the Act's programs.
[
Footnote 11]
This undercuts any argument that religion has been "advanced"
simply because AFLA added to Title VI the various references to
religious organizations. As we noted previously, the amendments to
Title VI were motivated by the secular purpose of increasing
community involvement in the problems associated with adolescent
sexuality. Although the AFLA amendments may have the effect of
increasing the role of religious organizations in services provided
under the AFLA, at least relative to services provided under Title
VI, this reflects merely the fact that the AFLA program, as a
whole, was expanded, with the role of all community organizations
being increased as a result. This expansion of programs available
under the AFLA, as opposed to Title VI, has only the "incidental"
effect, if that, of advancing religion.
[
Footnote 12]
The validity of this observation is borne out by the statistics
for the AFLA program in fiscal year 1986. According to the record
of funding for that year, some $10.7 million in funding was awarded
under the AFLA to a total of 86 organizations. Of this, about $3.3
million went to 23 religiously affiliated grantees, with only $1.3
million of this figure going to the 13 projects that were cited by
the District Court for constitutional violations. App. 748-756. Of
these 13 projects, 4 appear to be state or local government
organizations, and at least 1 is a hospital.
Id. at 755.
Of the 13 religiously affiliated organizations listed, 2 are
universities.
Id. at 756.
[
Footnote 13]
Section 300z-3 does, however, expressly define the uses to which
federal funds may be put, including providing care and prevention
services to eligible individuals. Nowhere in this section is it
suggested that use of funds for religious purposes would be
permissible.
[
Footnote 14]
We also disagree with the District Court's conclusion that the
AFLA is invalid because it is likely to create political division
along religious lines.
See 657 F. Supp. at 1569. It may
well be that, because of the importance of the issues relating to
adolescent sexuality there may be a division of opinion along
religious lines, as well as other lines. But the same may be said
of a great number of other public issues of our day. In addition,
as we said in
Mueller v. Allen, 463 U.
S. 388,
463 U. S. 404,
n. 11 (1983), the question of "political divisiveness" should be
"regarded as confined to cases where direct financial subsidies are
paid to parochial schools or to teachers in parochial schools."
[
Footnote 15]
Because we find that the taxpayer appellees have standing, we
need not consider the standing of the clergy or the American Jewish
Congress.
[
Footnote 16]
The closest the court came was to identify
"at least ten AFLA grantees or subgrantees [that] were
themselves 'religious organizations,' in the sense that they have
explicit corporate ties to a particular religious faith and by-laws
or policies that prohibit any deviation from religious
doctrine."
657 F. Supp. at 1565. While these factors are relevant to the
determination of whether an institution is "pervasively sectarian,"
they are not conclusive, and we do not find the court's conclusion
that these institutions are "religious organizations" to be
equivalent to a finding that their secular purposes and religious
mission are "inextricably intertwined."
JUSTICE O'CONNOR, concurring.
This case raises somewhat unusual questions involving a facially
valid statute that appears to have been administered in a way that
led to violations of the Establishment Clause. I agree with the
Court's resolution of those questions, and I join its opinion. I
write separately, however, to explain why I do not believe that the
Court's approach reflects any tolerance for the kind of improper
administration that seems to have occurred in the Government
program at issue here.
The dissent says, and I fully agree, that "[p]ublic funds may
not be used to advance the religious message."
Post at
Page 487 U. S. 623
487 U. S. 642.
As the Court notes, "there is no dispute that the record contains
evidence of specific incidents of impermissible behavior by AFLA
grantees."
Ante at
487 U. S. 620.
Because the District Court employed an analytical framework that
did not require a detailed discussion of the voluminous record, the
extent of this impermissible behavior and the degree to which it is
attributable to poor administration by the Executive Branch is
somewhat less clear. In this circumstance, two points deserve to be
emphasized. First, any use of public funds to promote religious
doctrines violates the Establishment Clause. Second, extensive
violations -- if they can be proved in this case -- will be highly
relevant in shaping an appropriate remedy that ends such abuses.
For that reason, appellees may yet prevail on remand, and I do not
believe that the Court's approach entails a relaxation of "the
unwavering vigilance that the Constitution requires against any law
respecting an establishment of religion.'" See post at
487 U. S. 648
(quoting U.S.Const., Amdt. 1); cf. post at 487 U. S. 630,
n. 4.
The need for detailed factual findings by the District Court
stems in part from the delicacy of the task given to the Executive
Branch by the Adolescent Family Life Act (AFLA). Government has a
strong and legitimate secular interest in encouraging sexual
restraint among young people. At the same time, as the dissent
rightly points out,
"[t]here is a very real and important difference between running
a soup kitchen or a hospital, and counseling pregnant teenagers on
how to make the difficult decisions facing them."
Post at
487 U. S. 641.
Using religious organizations to advance the secular goals of the
AFLA, without thereby permitting religious indoctrination, is
inevitably more difficult than in other projects, such as
ministering to the poor and the sick. I nonetheless agree with the
Court that the partnership between governmental and religious
institutions contemplated by the AFLA need not result in
constitutional violations, despite an undeniably greater risk than
is present in cooperative undertakings that involve less sensitive
objectives. If the District Court finds
Page 487 U. S. 624
on remand that grants are being made in violation of the
Establishment Clause, an appropriate remedy would take into account
the history of the program's administration as well as the extent
of any continuing constitutional violations.
JUSTICE KENNEDY, with whom JUSTICE SCALIA joins, concurring.
I join the Court's opinion, and write this separate concurrence
to discuss one feature of the proceedings on remand. The Court
states that
"it will be open to appellees on remand to show that AFLA aid is
flowing to grantees that can be considered 'pervasively sectarian'
religious institutions, such as we have held parochial schools to
be."
Ante at
487 U. S. 621.
In my view, such a showing will not alone be enough, in an
as-applied challenge, to make out a violation of the Establishment
Clause.
Though I am not confident that the term "pervasively sectarian"
is a well-founded juridical category, I recognize the thrust of our
previous decisions that a statute which provides for exclusive or
disproportionate funding to pervasively sectarian institutions may
impermissibly advance religion, and as such be invalid on its face.
We hold today, however, that the neutrality of the grant
requirements and the diversity of the organizations described in
the statute before us foreclose the argument that it is
disproportionately tied to pervasively sectarian groups.
Ante at
487 U. S.
610-611. Having held that the statute is not facially
invalid, the only purpose of further inquiring whether any
particular grantee institution is pervasively sectarian is as a
preliminary step to demonstrating that the funds are in fact being
used to further religion. In sum, where, as in this litigation, a
statute provides that the benefits of a program are to be
distributed in a neutral fashion to religious and nonreligious
applicants alike, and the program withstands a facial challenge, it
is not unconstitutional as applied solely by reason of the
religious character of a specific recipient. The question in an
as-applied challenge is not
Page 487 U. S. 625
whether the entity is of a religious character, but how it
spends its grant.
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN, JUSTICE MARSHALL,
and JUSTICE STEVENS join, dissenting.
In 1981, Congress enacted the Adolescent Family Life Act (AFLA),
95 Stat. 578, 42 U.S.C. § 300z
et seq. (1982 ed. and
Supp. IV), thereby "involv[ing] families[,] . . . religious and
charitable organizations, voluntary associations, and other
groups," § 300z-5(a)(21), in a broad-scale effort to alleviate
some of the problems associated with teenage pregnancy. It is
unclear whether Congress ever envisioned that public funds would
pay for a program during a session of which parents and teenagers
would be instructed:
"You want to know the church teachings on sexuality. . . . You
are the church. You people sitting here are the body of Christ. The
teachings of you and the things you value are, in fact, the values
of the Catholic Church."
App. 226. Or of curricula that taught:
"The Church has always taught that the marriage act, or
intercourse, seals the union of husband and wife, (and is a
representation of their union on all levels.) Christ commits
Himself to us when we come to ask for the sacrament of marriage. We
ask Him to be active in our life. God is love. We ask Him to share
His love in ours, and God procreates with us, He enters into our
physical union with Him, and we begin new life."
Id. at 372. Or the teaching of a method of family
planning described on the grant application as "not only a method
of birth regulation but also a philosophy of procreation,"
id. at 143, and promoted as helping
"spouses who are striving . . . to transform their married life
into testimony[,] . . . to cultivate their matrimonial
spirituality[, and] to make themselves better instruments
Page 487 U. S. 626
in God's plan,"
and as "facilitat[ing] the evangelization of homes."
Id. at 385.
Whatever Congress had in mind, however, it enacted a statute
that facilitated and, indeed, encouraged the use of public funds
for such instruction, by giving religious groups a central
pedagogical and counseling role without imposing any restraints on
the sectarian quality of the participation. As the record developed
thus far in this litigation makes all too clear, federal tax
dollars appropriated for AFLA purposes have been used, with
Government approval, to support religious teaching. Today the
majority upholds the facial validity of this statute and remands
the action to the District Court for further proceedings concerning
appellees' challenge to the manner in which the statute has been
applied. Because I am firmly convinced that our cases require
invalidating this statutory scheme, I dissent.
I
The District Court, troubled by the lack of express guidance
from this Court as to the appropriate manner in which to examine
Establishment Clause challenges to an entire statute as well as to
specific instances of its implementation, reluctantly proceeded to
analyze the AFLA both "on its face" and "as applied." Thereafter,
on cross-motions for summary judgment supported by an extensive
record of undisputed facts, the District Court applied the
three-pronged analysis of
Lemon v. Kurtzman, 403 U.
S. 602 (1971), and declared the AFLA unconstitutional,
both facially and as applied.
657 F.
Supp. 1547 (DC 1987). The majority acknowledges that this Court
in some cases has passed on the facial validity of a legislative
enactment, and in others limited its analysis to the particular
applications at issue; yet, while confirming that the District
Court was justified in analyzing the AFLA both ways, the Court
fails to elaborate on the consequences that flow from the
analytical division.
Page 487 U. S. 627
While the distinction is sometimes useful in constitutional
litigation, the majority misuses it here to divide and conquer
appellees' challenge. [
Footnote
2/1] By designating appellees' broad attack on the statute as a
"facial" challenge, the majority justifies divorcing its analysis
from the extensive record developed in the District Court, and
thereby strips the challenge of much of its force and renders the
evaluation of the
Lemon "effects" prong particularly
sterile and meaningless. By characterizing appellees' objections to
the real-world operation of the AFLA an "as-applied" challenge, the
Court risks misdirecting the litigants and the lower courts toward
piecemeal litigation continuing indefinitely throughout the life of
the AFLA. In my view, a more effective way to review Establishment
Clause challenges is to look to the type of relief
Page 487 U. S. 628
prayed for by the plaintiffs, and the force of the arguments and
supporting evidence they marshal. Whether we denominate a challenge
that focuses on the systematically unconstitutional operation of a
statute a "facial" challenge -- because it goes to the statute as a
whole -- or an "as-applied" challenge -- because we rely on
real-world events -- the Court should not blind itself to the facts
revealed by the undisputed record. [
Footnote 2/2]
As is evident from the parties' arguments, the record compiled
below, and the decision of the District Court, this lawsuit has
been litigated primarily as a broad challenge to the statutory
scheme as a whole, not just to the awarding of grants to a few
individual applicants. The thousands of pages of depositions,
affidavits, and documentary evidence were not intended to
demonstrate merely that particular grantees should not receive
further funding. Indeed, because of the 5-year grant cycle, some of
the original grantees are no longer AFLA participants. This record
was designed to show that the AFLA had been interpreted and
implemented by the Government in a manner that was clearly
unconstitutional, and appellees sought declaratory and injunctive
relief as to the entire statute.
Page 487 U. S. 629
In discussing appellees' as-applied challenge, the District
Court recognized that their objections went further than the
validity of the particular grants under review:
"The undisputed record before the Court transforms the inherent
conflicts between the AFLA and the Constitution into reality. . . .
While the Court will not engage in an exhaustive recitation of the
record, references to representative portions of the record reveal
the extent to which the AFLA has in fact 'directly and immediately'
advanced religion, funded 'pervasively sectarian' institutions, or
permitted the use of federal tax dollars for education and
counseling that amounts to the teaching of religion."
657 F. Supp. at 1564 (footnote omitted). The majority declines
to accept the District Court's characterization of the record, yet
fails to review it independently, relying instead on its
assumptions and casual observations about the character of the
grantees and potential grantees. [
Footnote 2/3]
Page 487 U. S. 630
See ante at
487 U. S. 610,
487 U. S.
611-612,
487 U. S.
616-617. In doing so, the Court neglects its
responsibilities under the Establishment Clause and gives
uncharacteristically short shrift to the District Court's
understanding of the facts. [
Footnote
2/4]
II
Before proceeding to apply
Lemon's three-part analysis
to the AFLA, I pause to note a particular flaw in the majority's
method. A central premise of the majority opinion seems to be that
the primary means of ascertaining whether a statute that appears to
be neutral on its face in fact has the effect of advancing religion
is to determine whether aid flows to "pervasively sectarian"
institutions.
See ante at
487 U. S.
609-610,
487 U. S. 616,
487 U. S. 621.
This misplaced focus leads the majority to ignore the substantial
body of case law the Court has developed in analyzing programs
providing direct aid to parochial schools,
Page 487 U. S. 631
and to rely almost exclusively on the few cases in which the
Court has upheld the supplying of aid to private colleges,
including religiously affiliated institutions.
"Pervasively sectarian," a vaguely defined term of art, has its
roots in this Court's recognition that government must not engage
in detailed supervision of the inner workings of religious
institutions, and the Court's sensible distaste for the "picture of
state inspectors prowling the halls of parochial schools and
auditing classroom instruction,"
Lemon v. Kurtzman, 403
U.S. at
403 U. S. 650
(BRENNAN, J., concurring);
see also Aguilar v. Felton,
473 U. S. 402,
473 U. S. 411
(1985);
Roemer v. Maryland Public Works Board,
426 U. S. 736,
426 U. S. 762
(1976) (plurality opinion). Under the "effects" prong of the
Lemon test, the Court has used one variant or another of
the pervasively sectarian concept to explain why any but the most
indirect forms of government aid to such institutions would
necessarily have the effect of advancing religion. For example, in
Meek v. Pittenger, 421 U. S. 349,
421 U. S. 365
(1975), the Court explained:
"[I]t would simply ignore reality to attempt to separate secular
educational functions from the predominantly religious role
performed by many of Pennsylvania's church-related elementary and
secondary schools and to then characterize Act 195 as channeling
aid to the secular without providing direct aid to the
sectarian."
See also Hunt v. McNair, 413 U.
S. 734,
413 U. S. 743
(1973).
The majority first skews the Establishment Clause analysis by
adopting a cramped view of what constitutes a pervasively sectarian
institution. Perhaps because most of the Court's decisions in this
area have come in the context of aid to parochial schools, which
traditionally have been characterized as pervasively sectarian, the
majority seems to equate the characterization with the institution.
[
Footnote 2/5] In support of
that
Page 487 U. S. 632
illusion, the majority relies heavily on three cases in which
the Court has upheld direct government funding to liberal arts
colleges with some religious affiliation, noting that such colleges
were not "pervasively sectarian." But the happenstance that the few
cases in which direct-aid statutes have been upheld have concerned
religiously affiliated liberal arts colleges no more suggests that
only parochial schools should be considered "pervasively sectarian"
than it suggests that the only religiously affiliated institutions
that may ever receive direct government funding are private liberal
arts colleges. In fact, the cases on which the majority relies have
stressed that the institutions"
predominant higher
education mission is to provide their students with a secular
education." Tilton v. Richardson, 403 U.
S. 672, 403 U. S. 687
(1971) (emphasis added); see Roemer v. Maryland Public Works
Board, 426 U.S. at 426 U. S. 755
(noting "high degree of institutional autonomy," and that "the
encouragement of spiritual development is only one secondary
objective of each college") (internal quotations omitted); Hunt
v. McNair, 413 U.S. at 413 U. S. 744
(finding "no basis to conclude that the College's operations are
oriented significantly towards sectarian rather than secular
education"). In sharp contrast, the District Court here concluded
that AFLA grantees and participants included
"organizations with institutional ties to religious
denominations
and corporate requirements that the organizations
abide by and not contradict religious doctrines. In addition,
other recipients of AFLA funds, while not explicitly affiliated
with a religious denomination, are religiously inspired
and
dedicated to teaching the dogma that inspired them."
(emphasis
Page 487 U. S. 633
added). 657 F. Supp. at 1564. On a continuum of "sectarianism"
running from parochial schools at one end to the colleges funded by
the statutes upheld in
Tilton, Hunt, and
Roemer
at the other, the AFLA grantees described by the District Court
clearly are much closer to the former than to the latter.
More importantly, the majority also errs in suggesting that the
inapplicability of the label is generally dispositive. While a
plurality of the Court has framed the inquiry as "whether an
institution is so
pervasively sectarian' that it may receive no
direct state aid of any kind," Roemer v. Maryland Public Works
Board, 426 U.S. at 487 U. S. 758,
the Court never has treated the absence of such a finding as a
license to disregard the potential for impermissible fostering of
religion. The characterization of an institution as "pervasively
sectarian" allows us to eschew further inquiry into the use that
will be made of direct government aid. In that sense, it is a
sufficient, but not a necessary, basis for a finding that a
challenged program creates an unacceptable Establishment Clause
risk. The label thus serves in some cases as a proxy for a more
detailed analysis of the institution, the nature of the aid, and
the manner in which the aid may be used.
The voluminous record compiled by the parties and reviewed by
the District Court illustrates the manner in which the AFLA has
been interpreted and implemented by the agency responsible for the
aid program, and eliminates whatever need there might be to
speculate about what kind of institutions
might receive
funds and how they
might be selected; the record explains
the nature of the activities funded with Government money, as well
as the content of the educational programs and materials developed
and disseminated. There is no basis for ignoring the volumes of
depositions, pleadings, and undisputed facts reviewed by the
District Court simply because the recipients of the Government
funds may not in every sense resemble parochial schools.
Page 487 U. S. 634
III
As is often the case, it is the effect of the statute, rather
than its purpose, that creates Establishment Clause problems.
Because I have no meaningful disagreement with the majority's
discussion of the AFLA's essentially secular purpose, and because I
find the statute's effect of advancing religion dispositive, I turn
to that issue directly.
A
The majority's holding that the AFLA is not unconstitutional on
its face marks a sharp departure from our precedents. While aid
programs providing nonmonetary, verifiably secular aid have been
upheld notwithstanding the indirect effect they might have on the
allocation of an institution's own funds for religious activities,
see, e.g., Board of Education v. Allen, 392 U.
S. 236 (1968) (lending secular textbooks to parochial
schools);
Everson v. Board of Education, 330 U. S.
1 (1947) (providing bus services to parochial schools),
direct cash subsidies have always required much closer scrutiny
into the expected and potential uses of the funds, and much greater
guarantees that the funds would not be used inconsistently with the
Establishment Clause. Parts of the AFLA prescribing various forms
of outreach, education, and counseling services [
Footnote 2/6] specifically authorize the
expenditure of funds in ways previously held unconstitutional. For
example, the Court has upheld the use of public funds to support a
parochial school's purchase of secular textbooks already approved
for use in public schools,
see Wolman v. Walter,
433 U. S. 229,
433 U. S.
236-238 (1977);
Meek v. Pittenger, 421 U.S. at
421 U. S.
359-362, or its grading and administering of
state-prepared tests,
Committee for Public Education &
Religious Liberty v. Regan, 444 U. S. 646
(1980). When the books, teaching materials, or examinations were
to
Page 487 U. S. 635
be selected or designed by the private schools themselves,
however, the Court consistently has held that such government aid
risked advancing religion impermissibly.
See, e.g., Wolman v.
Walter, 433 U.S. at
433 U. S.
248-251;
Levitt v. Committee for Public Education
& Religious Liberty, 413 U. S. 472
(1973);
Lemon v. Kurtzman, 403 U.S. at
403 U. S.
620-621. The teaching materials that may be purchased,
developed, or disseminated with AFLA funding are in no way
restricted to those already selected and approved for use in
secular contexts. [
Footnote
2/7]
Notwithstanding the fact that Government funds are paying for
religious organizations to teach and counsel impressionable
adolescents on a highly sensitive subject of considerable religious
significance, often on the premises of a church or parochial school
and without any effort to remove religious symbols from the sites,
657 F. Supp. at 1565-1566, the majority concludes that the AFLA is
not facially invalid. The majority acknowledges the constitutional
proscription on
Page 487 U. S. 636
government-sponsored religious indoctrination but, on the basis
of little more than an indefensible assumption that AFLA recipients
are not pervasively sectarian, and consequently are presumed likely
to comply with statutory and constitutional mandates, dismisses as
insubstantial the risk that indoctrination will enter counseling.
Ante at
487 U. S.
611-612. Similarly, the majority rejects the District
Court's conclusion that the subject matter renders the risk of
indoctrination unacceptable, and does so, it says, because
"the likelihood that some of the religious institutions who
receive AFLA funding will agree with the message that Congress
intended to deliver to adolescents through the AFLA"
does not amount to the advancement of religion.
Ante at
487 U. S. 613.
I do not think the statute can be so easily and conveniently
saved.
(1)
The District Court concluded that asking religious organizations
to teach and counsel youngsters on matters of deep religious
significance, yet expect them to refrain from making reference to
religion, is both foolhardy and unconstitutional. The majority's
rejection of this view is illustrative of its doctrinal misstep in
relying so heavily on the college-funding cases. The District Court
reasoned:
"To presume that AFLA counselors from religious organizations
can put their beliefs aside when counseling an adolescent on
matters that are part of religious doctrine is simply unrealistic.
. . . Even if it were possible, government would tread
impermissibly on religious liberty merely by suggesting that
religious organizations instruct
on doctrinal matters
without any conscious or unconscious reference to that doctrine.
Moreover, the statutory scheme is fraught with the possibility that
religious beliefs might infuse instruction and never be detected by
the impressionable and unlearned adolescent to whom the instruction
is directed."
(Emphasis in original.) 657 F. Supp. at 1563.
Page 487 U. S. 637
The majority rejects the District Court's assumptions as
unwarranted outside the context of a pervasively sectarian
institution. In doing so, the majority places inordinate weight on
the nature of the institution receiving the funds, and ignores
altogether the targets of the funded message and the nature of its
content.
I find it nothing less than remarkable that the majority relies
on statements expressing confidence that administrators of
religiously affiliated liberal arts colleges would not breach
statutory proscriptions and use Government funds earmarked "for
secular purposes only" to finance theological instruction or
religious worship,
see ante at
487 U. S. 612,
citing
Roemer, 426 U.S. at
426 U. S.
760-761, and
Tilton, 403 U.S. at
403 U. S. 682,
in order to reject a challenge based on the risk of indoctrination
inherent in "educational services relating to family life and
problems associated with adolescent premarital sexual relations,"
or "outreach services to families of adolescents to discourage
sexual relations among unemancipated minors." §§
300z-1(a)(4)(G), (O). The two situations are simply not comparable.
[
Footnote 2/8]
Page 487 U. S. 638
The AFLA, unlike any statute this Court has upheld, pays for
teachers and counselors, employed by and subject to the direction
of religious authorities, to educate impressionable young minds on
issues of religious moment. Time and again, we have recognized the
difficulties inherent in asking even the best-intentioned
individuals in such positions to make "a total separation between
secular teaching and religious doctrine."
Lemon v.
Kurtzman, 403 U.S. at
403 U. S. 619.
Accord, Levitt v. Committee for
Public Education & Religious Liberty, 413 U.S. at
413 U. S. 481;
Meek v. Pittenger, 421 U.S. at
421 U. S.
370-371;
Roemer v. Maryland Public Works Board,
426 U.S. at
426 U. S. 749
(plurality opinion);
Wolman v. Walter, 433 U.S. at
433 U. S. 254;
Grand Rapids School District v. Ball, 473 U.
S. 373,
473 U. S. 388
(1985). Where the targeted audience is composed of children, of
course, the Court's insistence on adequate safeguards has always
been greatest.
See, e.g., Grand Rapids School District v.
Ball, 473 U.S. at
473 U. S. 383,
473 U. S. 390;
Committee for Public Education & Religious Liberty v.
Nyquist, 413 U.S. at
413 U. S.
796-798;
Lemon v. Kurtzman, 403 U.S. at
403 U. S.
622-624. In those cases in which funding of colleges
with religious affiliations has been upheld, the Court has relied
on the assumption that
"college students are less impressionable and less susceptible
to religious indoctrination. . . . The skepticism of the college
student is not an inconsiderable barrier to any attempt or tendency
to subvert the congressional objectives and limitations."
(Footnote omitted.)
Tilton v. Richardson, 403 U.S. at
403 U. S. 686
(plurality opinion).
See also Widmar v. Vincent,
454 U. S. 263,
454 U. S. 274,
n. 14 (1981) ("University students are, of course, young adults.
They are less impressionable than younger students, and should be
able to appreciate that the University's policy is one of
neutrality toward religion").
(2)
By observing that the alignment of the statute and the religious
views of the grantees do not render the AFLA a statute which funds
"specifically religious activity," the majority
Page 487 U. S. 639
makes light of the religious significance in the counseling
provided by some grantees. Yet this is a dimension that Congress
specifically sought to capture by enlisting the aid of religious
organizations in battling the problems associated with teenage
pregnancy.
See S.Rep. No. 97-161, pp. 15-16 (1981); S.Rep.
No. 98-496, pp. 9-10 (1984). Whereas there may be secular values
promoted by the AFLA, including the encouragement of adoption and
premarital chastity and the discouragement of abortion, it can
hardly be doubted that, when promoted in theological terms by
religious figures, those values take on a religious nature. Not
surprisingly, the record is replete with observations to that
effect. [
Footnote 2/9] It
Page 487 U. S. 640
should be undeniable by now that religious dogma may not be
employed by government even to accomplish laudable secular purposes
such as
"the promotion of moral values, the contradiction to the
materialistic trends of our times, the perpetuation of our
institutions, and the teaching of literature."
Abington School District v. Schempp, 374 U.
S. 203,
374 U. S. 223
(1963) (holding unconstitutional daily reading of Bible verses and
recitation of the Lord's Prayer in public schools);
Stone v.
Graham, 449 U. S. 39 (1980)
(holding unconstitutional posting of Ten Commandments despite
notation explaining secular application thereof). [
Footnote 2/10]
It is true, of course, that the Court has recognized that the
Constitution does not prohibit the government from supporting
secular social welfare services solely because they are provided by
a religiously affiliated organization.
See ante at
487 U. S. 609.
But such recognition has been closely tied to the nature of the
subsidized social service: "the State may send a
Page 487 U. S. 641
cleric, indeed even a clerical order, to perform
a wholly
secular task" (emphasis added).
Roemer v. Maryland Public
Works Board, 426 U.S. at
426 U. S. 746
(plurality opinion). There is a very real and important difference
between running a soup kitchen or a hospital and counseling
pregnant teenagers on how to make the difficult decisions facing
them. The risk of advancing religion at public expense, and of
creating an appearance that the government is endorsing the medium
and the message, is much greater when the religious organization is
directly engaged in pedagogy, with the express intent of shaping
belief and changing behavior, than where it is neutrally dispensing
medication, food, or shelter. [
Footnote 2/11]
There is also, of course, a fundamental difference between
government's employing religion because of its unique appeal to a
higher authority and the transcendental nature of its message, and
government's enlisting the aid of religiously committed individuals
or organizations without regard to their sectarian motivation. In
the latter circumstance, religion plays little or no role; it
merely explains why the individual or organization has chosen to
get involved in the publicly funded program. In the former,
religion is at the core of the subsidized activity, and it affects
the manner in which the "service" is dispensed. For some religious
organizations,
Page 487 U. S. 642
the answer to a teenager's question "Why shouldn't I have an
abortion?" or "Why shouldn't I use barrier contraceptives?" will
undoubtedly be different from an answer based solely on secular
considerations. [
Footnote 2/12]
Public funds may not be used to endorse the religious message.
B
The problems inherent in a statutory scheme specifically
designed to involve religious organizations in a government-funded
pedagogical program are compounded by the lack of any statutory
restrictions on the use of federal tax dollars to promote religion.
Conscious of the remarkable omission from the AFLA of any
restriction whatsoever on the use of public funds for sectarian
purposes, the Court disingenuously argues that we have "never
stated that a statutory restriction is constitutionally required."
Ante at
487 U. S. 614.
In
Tilton v. Richardson, this Court upheld a statute
providing grants and loans to colleges for the construction of
academic facilities because it
"expressly prohibit[ed] their use for religious instruction,
training, or worship . . . and the record show[ed] that some
church-related institutions ha[d] been required to disgorge
benefits for failure to obey"
the restriction, 403 U.S. at
403 U. S.
679-680, but severed and struck a provision of the
statute that permitted the restriction to lapse after 20 years. The
Tilton Court noted that the statute required applicants
to
Page 487 U. S. 643
provide assurances only that use of the funded facility would be
limited to secular purposes for the initial 20-year period, and
that this limitation, "obviously opens the facility to use for any
purpose at the end of that period."
Id. at
403 U. S. 683.
Because they expired after 20 years, "the statute's enforcement
provisions [were] inadequate to ensure that the impact of the
federal aid will not advance religion."
Id. at
403 U. S.
682.
The majority interprets
Tilton "to indicate that the
constitutional limitations on use of federal funds, as embodied in
the statutory restriction, could not simply
expire'" after 20
years, but concludes that the absence of a statutory restriction in
the AFLA is not troubling, because "there is also no intimation in
the statute that, at some point, or for some grantees, religious
uses are permitted." Ante at 487 U. S. 614.
Although there is something to the notion that the lifting of a
preexisting restriction may be more likely to be perceived as
affirmative authorization than would the absence of any restriction
at all, there was in Tilton no provision that stated that,
after 20 years, facilities built under the aid program could be
converted into chapels. What there was in Tilton was an
express statutory provision, which lapsed, leaving no
restrictions; it was that vacuum that the Court found
constitutionally impermissible. In the AFLA, by way of contrast,
there is a vacuum right from the start. [Footnote 2/13]
Page 487 U. S. 644
If
Tilton were indeed the only indication that
cash-grant programs must include prohibitions on the use of public
funds to advance or endorse religion, one might argue more
plausibly that ordinary reporting requirements, in conjunction with
some presumption that government agencies administer federal
programs in a constitutional fashion, [
Footnote 2/14] might suffice to
Page 487 U. S. 645
protect a statute against facial challenge. That, however, is
simply not the case. In
Committee for Public Education &
Religious Liberty v. Regan, 444 U. S. 646
(1980), for example, the Court upheld a state program whereby
private schools were reimbursed for the actual cost of
administering state-required tests. The statute specifically
required that no payments be made for religious instruction, and
incorporated an extensive auditing system. The Court warned,
however:
"Of course, under the relevant cases, the outcome would likely
be different were there no effective means for insuring that the
cash reimbursements would cover only secular services."
Id. at
444 U. S. 659.
In this regard, the
Regan Court merely echoed and
reaffirmed what was already well established. In
Committee for
Public Education & Religious Liberty v. Nyquist, the Court
explained:
"Nothing in the statute, for instance, bars a qualifying school
from paying out of state funds the salaries of employees who
maintain the school chapel, or the cost of renovating classrooms in
which religion is taught, or the cost of heating and lighting those
same facilities.
Absent appropriate restrictions on
expenditures for these and similar purposes,
it simply cannot
be denied that this section has a primary effect that advances
religion in that it subsidizes directly the religious activities of
sectarian elementary and secondary schools."
(Emphasis added.) 413 U.S. at
413 U. S.
774.
Page 487 U. S. 646
See id. at
413 U. S. 780
("In the absence of an effective means of guaranteeing that the
state aid derived from public funds will be used exclusively for
secular, neutral, and nonideological purposes, it is clear from our
cases that direct aid in whatever form is invalid");
Lemon v.
Kurtzman, 403 U.S. at
403 U. S. 621 ("The history of government grants of a
continuing cash subsidy indicates that such programs have almost
always been accompanied by varying measures of control and
surveillance").
See also Roemer v. Maryland Public Works
Board, 426 U.S. at
426 U. S. 760
(upholding grant program containing statutory restriction on using
state funds for "sectarian purposes");
Hunt v. McNair, 413
U.S. at
413 U. S. 744
(noting that the statute at issue "specifically states that a
project
shall not include' any buildings or facilities used for
religious purposes"). [Footnote
2/15]
Despite the glaring omission of a restriction on the use of
funds for religious purposes, the Court attempts to resurrect the
AFLA by noting a legislative intent not to promote religion, and
observing that various reporting provisions of the statute "create
a mechanism whereby the Secretary can police the grants."
Ante at
487 U. S. 615.
However effective this "mechanism" might prove to be in enforcing
clear statutory directives, it is of no help where, as here, no
restrictions are found on the face of the statute, and the
Secretary has not promulgated any by regulation. Indeed, the only
restriction
Page 487 U. S. 647
on the use of AFLA funds for religious purposes is found in the
Secretary's "Notice of Grant Award" sent to grantees, which
specifies that public funds may not be used to "teach or promote
religion," 657 F. Supp. at 1563, n. 13, and apparently even that
clause was not inserted until after this litigation was underway.
Furthermore, the "enforcement" of the limitation on sectarian use
of AFLA funds, such as it is, lacks any bite. There is no procedure
pursuant to which funds used to promote religion must be refunded
to the Government, as there was, for example, in
Tilton v.
Richardson, 403 U.S. at
403 U. S.
682.
Indeed, nothing in the AFLA precludes the funding of even
"pervasively sectarian" organizations, whose work by definition
cannot be segregated into religious and secular categories. And,
unlike a preenforcement challenge, where there is no record to
review, or a limited challenge to a specific grant, where the Court
is reluctant to invalidate a statute "in anticipation that
particular applications may result in unconstitutional use of
funds,"
Roemer v. Maryland Public Works Board, 426 U.S. at
426 U. S. 761,
in this litigation, the District Court expressly found that funds
have gone to pervasively sectarian institutions and tax dollars
have been used for the teaching of religion. 657 F. Supp. at 1564.
Moreover, appellees have specifically called into question the
manner in which the grant program was administered and grantees
were selected.
See 487
U.S. 589fn2/14|>n. 14,
supra. These objections
cannot responsibly be answered by reliance on the Secretary's
enforcement mechanism.
See, e.g., Levitt v. Committee for
Public Education & Religious Liberty, 413 U.S. at
413 U. S. 480
("[T]he State is constitutionally compelled to assure that the
state-supported activity is not being used for religious
indoctrination");
Lemon v. Kurtzman, 403 U.S. at
403 U. S. 619
("The State must be certain, given the Religion Clauses, that
subsidized teachers do not inculcate religion").
Page 487 U. S. 648
C
By placing unsupportable weight on the "pervasively sectarian"
label, and recharacterizing appellees' objections to the statute,
the Court attempts to create an illusion of consistency between our
prior cases and its present ruling that the AFLA is not facially
invalid. But the Court ignores the unwavering vigilance that the
Constitution requires against any law "respecting an establishment
of religion," U.S.Const., Amdt. 1, which, as we have recognized
time and again, calls for fundamentally conservative
decisionmaking: our cases do not require a plaintiff to demonstrate
that a government action necessarily promotes religion, but simply
that it creates such a substantial risk.
See, e.g., Grand
Rapids School District v. Ball, 473 U.S. at
473 U. S. 387
(observing a "substantial risk that, overtly or subtly, the
religious message . . . will infuse the supposedly secular
classes");
Committee for Public Education & Religious
Liberty v. Regan, 444 U.S. at
444 U. S. 656
(describing as "minimal" the chance that religious bias would enter
process of grading state-drafted tests in secular subjects, given
"complete" state safeguards);
Wolman v. Walter, 433 U.S.
at
433 U. S. 254
(noting "unacceptable risk of fostering of religion" as "an
inevitable byproduct" of teacher-accompanied field trips);
Meek
v. Pittenger, 421 U.S. at
421 U. S. 372
(finding "potential for impermissible fostering of religion");
Levitt v. Committee for Public Education & Religious
Liberty, 413 U.S. at
413 U. S. 480
(finding dispositive "the substantial risk that . . . examinations,
prepared by teachers under the authority of religious institutions,
will be drafted with an eye, unconsciously or otherwise, to
inculcate students in the religious precepts of the sponsoring
church");
Lemon v. Kurtzman, 403 U.S. at
403 U. S. 619
(finding "potential for impermissible fostering of religion").
Given the nature of the subsidized activity, the lack of adequate
safeguards, and the chronicle of past experience with this statute,
there is no room for doubt that the AFLA creates a substantial risk
of impermissible fostering of religion.
Page 487 U. S. 649
IV
While it is evident that the AFLA does not pass muster under
Lemon's "effects" prong, the unconstitutionality of the
statute becomes even more apparent when we consider the
unprecedented degree of entanglement between Church and State
required to prevent subsidizing the advancement of religion with
AFLA funds. The majority's brief discussion of
Lemon's
"entanglement" prong is limited to (a) criticizing it as a
"Catch-22," and (b) concluding that, because there is
"no reason to assume that the religious organizations which may
receive grants are 'pervasively sectarian' in the same sense as the
Court has held parochial schools to be,"
there is no need to be concerned about the degree of monitoring
which will be necessary to ensure compliance with the AFLA and the
Establishment Clause.
Ante at
487 U. S.
615-616. As to the former, although the majority is
certainly correct that the Court's entanglement analysis has been
criticized in the separate writings of some Members of the Court,
the question whether a government program leads to "
an
excessive government entanglement with religion'" nevertheless is
and remains a part of the applicable constitutional inquiry.
Lemon v. Kurtzman, 403 U.S. at 403 U. S. 613,
quoting Walz v. Tax Comm'n, 397 U.
S. 664, 397 U. S. 674
(1970). I accept the majority's conclusion that
"[t]here is no doubt that the monitoring of AFLA grants is
necessary . . . to ensure that public money is to be spent . . . in
a way that comports with the Establishment Clause,"
ante at
487 U. S. 615,
but disagree with its easy characterization of entanglement
analysis as a "Catch-22." To the extent any metaphor is helpful, I
would be more inclined to characterize the Court's excessive
entanglement decisions as concluding that to implement the required
monitoring, we would have to kill the patient to cure what ailed
him.
See, e.g., Lemon v. Kurtzman, 403 U.S. at
403 U. S.
614-615;
Meek v. Pittenger, 421 U.S. at
421 U. S. 370;
Aguilar v. Felton, 473 U.S. at
473 U. S.
413-414.
Page 487 U. S. 650
As to the Court's conclusion that our precedents do not indicate
that the Secretary's monitoring will have to be exceedingly
intensive or entangling, because the grant recipients are not
sufficiently like parochial schools, I must disagree. As discussed
above, the majority's excessive reliance on the distinction between
the Court's parochial school aid cases and college funding cases is
unwarranted.
Lemon, Meek, and
Aguilar cannot be
so conveniently dismissed solely because the majority declines to
assume that the "pervasively sectarian" label can be applied
here.
To determine whether a statute fosters excessive entanglement, a
court must look at three factors: (1) the character and purpose of
the institutions benefited; (2) the nature of the aid; and (3) the
nature of the relationship between the government and the religious
organization.
See Lemon v. Kurtzman, 403 U.S. at
403 U. S.
614-615. Thus, in
Lemon, it was not solely the
fact that teachers performed their duties within the four walls of
the parochial school that rendered monitoring difficult and, in the
end, unconstitutional. It seems inherent in the pedagogical
function that there will be disagreements about what is or is not
"religious" and which will require an intolerable degree of
government intrusion and censorship.
"What would appear to some to be essential to good citizenship
might well for others border on or constitute instruction in
religion. . . ."
"
* * * *"
". . . Unlike a book, a teacher cannot be inspected once so as
to determine the extent and intent of his or her personal beliefs
and subjective acceptance of the limitations imposed by the First
Amendment."
Id. at
403 U. S. 619.
Accord, Aguilar v. Felton, 473 U.S. at
473 U. S. 413.
See also New York v. Cathedral Academy, 434 U.
S. 125,
434 U. S. 133
(1977) (noting that the State "would have to undertake a search
Page 487 U. S. 651
for religious meaning in every classroom examination. . . . The
prospect of church and state litigating in court about what does or
does not have religious meaning touches the very core of the
constitutional guarantee against religious establishment").
In
Roemer, Tilton, and
Hunt, the Court relied
on
"the ability of the State to identify and subsidize separate
secular functions carried out at the school,
without
on-the-site inspections being necessary to prevent diversion of the
funds to sectarian purposes,"
Roemer v. Maryland Public Works Board, 426 U.S. at
426 U. S. 765
(emphasis added), and on the fact that one-time grants require
"no continuing financial relationships or dependencies, no
annual audits, and no government analysis of an institution's
expenditures on secular, as distinguished from religious,
activities."
Tilton v. Richardson, 403 U.S. at
403 U. S. 688.
AFLA grants, of course, are not simply one-time construction
grants. As the majority readily acknowledges, the Secretary will
have to
"review the programs set up and run by the AFLA grantees[,
including] a review of, for example, the educational materials that
a grantee proposes to use."
Ante at
487 U. S.
616-617. And, as the majority intimates, monitoring the
use of AFLA funds will undoubtedly require more than the "minimal"
inspection "necessary to ascertain that the facilities are devoted
to secular education,"
Tilton, 403 U.S. at
403 U. S. 687.
Since teachers and counselors, unlike buildings,
"are not necessarily religiously neutral, greater governmental
surveillance would be required to guarantee that state salary aid
would not in fact subsidize religious instruction."
Id. at
403 U. S.
687-688.
V
The AFLA, without a doubt, endorses religion. Because of its
expressed solicitude for the participation of religious
organizations in all AFLA programs in one form or another, the
statute creates a symbolic and real partnership between the clergy
and the fisc in addressing a problem with substantial
Page 487 U. S. 652
religious overtones. Given the delicate subject matter and the
impressionable audience, the risk that the AFLA will convey a
message of Government endorsement of religion is overwhelming. The
statutory language and the extensive record established in the
District Court make clear that the problem lies in the statute and
its systematically unconstitutional operation, and not merely in
isolated instances of misapplication. I therefore would find the
statute unconstitutional without remanding to the District Court. I
trust, however, that, after all its labors thus far, the District
Court will not grow weary prematurely and read into the Court's
decision a suggestion that the AFLA has been constitutionally
implemented by the Government, for the majority deliberately
eschews any review of the facts. [
Footnote 2/16] After such further
Page 487 U. S. 653
proceedings as are now to be deemed appropriate, and after the
District Court enters findings of fact on the basis of the
testimony and documents entered into evidence, it may well decide,
as I would today, that the AFLA as a whole indeed has been
unconstitutionally applied. [
Footnote
2/17]
[
Footnote 2/1]
A related point on which I do agree with the majority is worth
acknowledging explicitly. In its appeal to this Court, the
Government vigorously criticized the District Court's analysis of
the AFLA on its face, asserting that it
"cannot be squared with this Court's explanation in
United
States v. Salerno, [
481 U.S.
739,
481 U. S. 745 (1987),] that
in mounting a facial challenge to a legislative Act, 'the
challenger must establish that no set of circumstances exists under
which the Act would be valid.'"
Brief for Federal Appellant 30. The Court, however, rejects the
application of such rigid analysis in Establishment Clause cases,
explaining:
"As in previous cases involving facial challenges on
Establishment Clause grounds, . . . we assess the constitutionality
of an enactment by reference to the three factors first articulated
in
Lemon v. Kurtzman, 403 U. S. 602 (1971)."
Ante at
487 U. S. 602.
Indeed, the Government's proposed test is wholly incongruous with
analysis of an Establishment Clause challenge under
Lemon,
which requires our examination of the purpose of the legislative
enactment, as well as its primary effect or potential for fostering
excessive entanglement. Although I may differ with the majority in
the application of the
Lemon analysis to the AFLA, I join
it in rejecting the Government's approach which would render review
under the Establishment Clause a nullity. Even in a statute like
the AFLA, with its solicitude for, and specific averment to, the
participation of religious organizations, one could hypothesize
some "set of circumstances . . . under which the Act would be
valid," as, for example, might be the case if no religious
organization ever actually applied for or participated under an
AFLA grant. The Establishment Clause cannot be eviscerated by such
artifice.
[
Footnote 2/2]
Of course, the manner in which the challenge is characterized
does not limit the relief available. Where justified by the nature
of the controversy and the evidence in the record, a federal
district court may invoke broad equitable powers to prevent
continued unconstitutional activity.
See Hutto v. Finney,
437 U. S. 678,
437 U. S. 687,
and n. 9 (1978);
Swann v. Charlotte-Mecklenburg Board of
Education, 402 U. S. 1,
402 U. S. 15
(1971) ("[B]readth and flexibility are inherent in equitable
remedies"). In
Milliken v. Bradley, 433 U.
S. 267 (1977), the Court reiterated that in exercising
its broad equitable powers, a district court should focus on the
"nature and scope of the constitutional violation," and ensure that
decrees be "remedial in nature."
Id. at
433 U. S. 280
(emphasis omitted). On remand, therefore, as instructed by the
majority, the District Court must undertake the delicate task of
fashioning relief appropriate to the scope of any particular
violation it discovers.
[
Footnote 2/3]
The majority finds support for its "observation[s]" in the
statistics for the AFLA program in fiscal 1986.
See ante
at
487 U. S. 610,
n. 12. Because there are some organizations that were funded in
1982, but not in 1986, and vice versa, I find the cumulative
funding figures for FY 1982-1986 more helpful. Looking at those
figures, and the same group of recipients identified by the
majority, I find that, of approximately $53.5 million in AFLA
funding, over $10 million went to the 13 organizations specifically
cited in the District Court's opinion for constitutional
violations. App. 748-756. The District Court, of course, did not
"engage in an exhaustive recitation of the record," but made
references only to "representative portions."
657
F. Supp. 1547, 1564 (DC 1987). Another 13 organizations,
characterized as "religiously affiliated" in a tabulation prepared
by the Department of Health and Human Services in connection with
this litigation, received an additional $6 million during this
period. Looking at the figures from a different perspective, a
third of the approximately 100,000 "clients served" by all AFLA
grantees during the 1985-1986 period received their services from
the "cited" grantees, and nearly 11,000 more from the other
"religiously affiliated" institutions. App. 748-756. At a minimum,
these figures already demonstrate substantial constitutionally
suspect funding through the AFLA, rendering the majority's
expectations unrealistic and unwarranted. And, because of the
Government's failure to require grantees to report on subgrant and
subcontract arrangements,
id. at 745, we only can
speculate as to what additional public funds subsidized the
religious missions of groups that the secular grantees brought in
to fulfill their statutory obligation to involve religious
organizations in the provision of services.
See §
300z-5(a)(21)(B).
[
Footnote 2/4]
The Court leaves for the District Court on remand the
"consideration of the evidence presented by appellees insofar as
it sheds light on the manner in which the statute is presently
being administered,"
ante at
487 U. S. 621,
conceding, as it must, that the factual record could paint a
troubling picture about the true effect of the AFLA as a whole.
See Witters v. Washington Dept. of Services for the Blind,
474 U. S. 481,
474 U. S. 488
(1986) (finding significant that "nothing in the record indicates
that, if petitioner succeeds, any significant portion of the aid
expended under the . . . program as a whole will end up flowing to
religious education");
Aguilar v. Felton, 473 U.
S. 402,
473 U. S. 412,
n. 8 (1985) ("
I
f any significant number of the . . . schools create the risks
described in Meek, Meek applies,'" quoting
Felton v. Secretary,
United States Dept. of Education, 739 F.2d 48, 70 (CA2 1984));
Widmar v. Vincent, 454 U. S. 263, 275
(1981) (noting absence of empirical evidence that religious groups
would dominate university's open forum).
I fully agree with the majority's determination that appellees
have standing as taxpayers to challenge the operation of the AFLA,
ante at
487 U. S.
618-620, and note that appellees may yet prevail on
remand.
[
Footnote 2/5]
In rejecting the claim that the AFLA leads to excessive
government entanglement with religion, the Court declines
"to assume that the religious organizations which may receive
grants are 'pervasively sectarian' in the same sense as the Court
has held parochial schools to be."
Ante at
487 U. S. 616.
With respect to the claim that the AFLA is unconstitutional, at
least as applied, if not on its face, the Court -- apparently
unsatisfied with findings the District Court already made to that
very effect -- instructs that, on remand, appellees may show "that
AFLA aid is flowing to grantees that can be considered
pervasively sectarian' religious institutions, such as we have
held parochial schools to be." Ante at 487 U. S.
621.
[
Footnote 2/6]
The District Court observed that 9 of 17 "necessary services,"
see § 300z-1(a)(4), expressly involved some sort of
education, counseling, or an intimately related service. 657 F.
Supp. at 1562.
[
Footnote 2/7]
Thus, for example, until discovery began in this lawsuit, St.
Ann's, a home for unmarried pregnant teenagers, operated by the
Order of the Daughters of Charity and owned by the Archdiocese of
Washington, purchased books containing Catholic doctrine on
chastity, masturbation, homosexuality, and abortion, using AFLA
funds, and distributed them to participants.
See App. 336,
354-359, 362. Catholic Family Services of Amarillo, Tex., used a
curriculum outline guide for AFLA-funded parent workshops with
explicit theological references, as well as religious "reference"
materials, including the film "Everyday Miracle," described as
"depicting the miracle of the process of human reproduction as a
gift from God." Record 155, Plaintiffs' Appendix, Vol. IV, p. 119.
The District Court concluded:
"The record demonstrates that some grantees have included
explicitly religious materials, or a curriculum that indicates an
intent to teach theological and secular views on sexual conduct, in
their HHS-approved grant proposals. . . . One such application,
which was funded for one year, included a program designed,
inter alia,"
"to communicate the Catholic diocese, Mormon (Church of Jesus
Christ of Latter Day Saints) and Young Buddhist Association's
approaches to sex education."
657 F. Supp. at 1565-1566.
[
Footnote 2/8]
In addition to funding activity of a wholly different character,
the AFLA differs from the statutes reviewed in those cases in its
expressed solicitude for the participation of religious
organizations. In
Tilton v. Richardson, 403 U.
S. 672,
403 U. S. 675
(1971), the statute "authorize[d] federal grants and loans to
institutions of higher education' for the construction of a
wide variety of `academic facilities;'" in Hunt v. McNair,
413 U. S. 734,
413 U. S. 736
(1973), South Carolina had established a state agency
"the purpose of which [was] 'to assist institutions for higher
education in the construction, financing and refinancing of
projects' . . . primarily through the issuance of revenue
bonds;"
in
Roemer v. Maryland Public Works Board, 426 U.
S. 736,
426 U. S. 740
(1976) (plurality opinion), the State provided funding to "
any
[qualified] private institution of higher learning within the State
of Maryland.'" The AFLA, in contrast, expressly requires applicants
for grants to describe how they "will, as appropriate in the
provision of services . . . (B) involve religious . . .
organizations." § 300z-5(a)(21)(B), and the legislative
history conclusively shows that Congress intended religious
organizations to participate as grantees and as participants under
grants awarded to other organizations. See S.Rep. No.
97-161, pp. 15-16 (1981).
[
Footnote 2/9]
The District Court's conclusion, which I find compelling, is
that the AFLA requires teaching and counseling "on matters
inseparable from religious dogma." 657 F. Supp. at 1565. This
conclusion is borne out by statements of AFLA administrators and
participants. For example, the Lyon County, Kan., Health
Department's grant proposal acknowledges that "[s]uch sensitive and
intimate material cannot be presented without touching on . . .
religious beliefs." Record 155, Plaintiffs' Appendix, Vol. IV, p.
221. Patrick J. Sheeran, the Director of the Division of Program
Development and Monitoring in the Office of Adolescent Pregnancy
Programs explained:
"Broadly speaking, I find it hard to find any kind of
educational or value type of program that doesn't have some kind of
basic religious or ethical foundation, and while a sex education
class may be completely separate from a religious class, it might
relate back to it in terms of principles that are embedded
philosophically or theologically or religiously in another
discipline."
App. 122. Mr. Sheeran's views were echoed by Dr. Paul Simmons, a
Baptist clergyman and professor of Christian Ethics:
"The very purpose of religion is to transmit certain values, and
those values associated with sex, marriage, chastity and abortion
involve religious values and theological or doctrinal issues. In
encouraging premarital chastity, it would be extremely difficult
for a religiously affiliated group not to impart its own religious
values and doctrinal perspectives when teaching a subject that has
always been central to its religious teachings."
Id. at 597.
In any event, regardless of the efforts AFLA teachers and
counselors may have undertaken in attempting to separate their
religious convictions from the advice they actually dispensed to
participating teenagers, the District Court found that
"the overwhelming number of comments shows that program
participants believed that these federally funded programs were
also sponsored by the religious denomination."
[
Footnote 2/10]
Religion plays an important role to many in our society. By
enlisting its aid in combating certain social ills, while imposing
the restrictions required by the First Amendment on the use of
public funds to promote religion, we risk secularizing and
demeaning the sacred enterprise. Whereas there is undoubtedly a
role for churches of all denominations in helping prevent the
problems often associated with early sexual activity and unplanned
pregnancies, any attempt to confine that role within the strictures
of a government-sponsored secular program can only taint the
religious mission with a "corrosive secularism."
Grand Rapids
School District v. Ball, 473 U. S. 373,
373 U. S. 385.
The First Amendment protects not only the State from being captured
by the Church, but also protects the Church from being corrupted by
the State and adopted for its purposes. A government program that
provides funds for religious organizations to carry out secular
tasks inevitably risks promoting "the pernicious tendency of a
state subsidy to tempt religious schools to compromise their
religious mission without wholly abandoning it."
Roemer v.
Maryland Public Works Board, 426 U.S. at
436 U. S. 775
(STEVENS, J., dissenting);
see also Lynch v. Donnelly,
465 U. S. 668,
726-727 (1984) (BLACKMUN, J., dissenting).
[
Footnote 2/11]
In arguing that providing "social welfare services" is
categorically different from educating schoolchildren for
Establishment Clause purposes, appellants relied heavily on
Bradfield v. Roberts, 175 U. S. 291
(1899), a case in which the Court upheld the appropriation of money
for the construction of two buildings to be part of a religiously
affiliated hospital. Unlike the AFLA, however, which seeks "to
promote self-discipline and other prudent approaches to the problem
of adolescent premarital sexual relations," § 300z(b)(1), the
act of Congress by which the hospital at issue in
Bradfield had been incorporated expressed that
"'the specific and limited object of its creation' is the
opening and keeping a hospital in the city of Washington for the
care of such sick and invalid persons as may place themselves under
the treatment and care of the corporation."
175 U.S. at
175 U. S.
299-300.
[
Footnote 2/12]
Employees of some grantees must follow the directives set forth
in a booklet entitled "The Ethical and Religious Directives for
Catholic Health Facilities," approved by the Committee on Doctrine
of the National Conference of Catholic Bishops. App. 526, 540-544.
Solely because of religious dictates, some AFLA grantees teach and
refer teenagers for only "natural family planning," which "has
never been used successfully with teenagers,"
id. at 535,
and may not refer couples to programs that offer artificial methods
of birth control, because those programs conflict with the
teachings of the Roman Catholic Church.
Id. at 407, 628.
One nurse midwife working at an AFLA program was even reprimanded
for contravening the hospital's religious views on sex when she
answered "yes" to a teenager who asked, as a medical matter,
whether she could have sex during pregnancy.
Id. at
552.
[
Footnote 2/13]
This vacuum is particularly noticeable when we consider the
pains to which Congress went to specify other restrictions on the
use of AFLA funds. For example, the AFLA expressly provides:
"Grants or payments may be made only to programs or projects
which do not provide abortions or abortion counseling or referral,
or which do not subcontract with or make any payment to any person
who provides abortions or abortion counseling or referral, except
that any such program or project may provide referral for abortion
counseling to a pregnant adolescent if such adolescent and the
parents or guardians of such adolescent request such referral; and
grants may be made only to projects or programs which do not
advocate, promote, or encourage abortion."
§ 300z-10. The AFLA also sets certain conditions on funding
for family planning services, § 300z-3(b)(1), and requires of
applicants some 18 separate "assurances" covering everything from
confidentiality of patient records, § 300z-5(a)(11), to a
commitment that the applicant will "make every reasonable effort .
. . to secure from eligible persons payment for services in
accordance with [structured fee] schedules," §
300z-5(a)(16)(B). Yet nowhere in the statute is there a single
restriction on the use of federal funds to promote or advance
religion.
See ante at
487 U. S.
614-615.
[
Footnote 2/14]
Appellees have challenged that presumption here, calling into
question the manner in which grantees were selected and supervised.
Mr. Sheeran, the Director of the Division of Program Development
and Monitoring in the Office of Adolescent Pregnancy Programs,
testified that he was surprised at the lack of experience, yet high
proportion of religious affiliation, among those selected to read
and evaluate grant applications. App. 98. Some of the reader's
comments strongly suggest
they considered religious
indoctrination indispensable to achieve the AFLA's stated purpose,
see, e.g., id. at 509; Record 155, Plaintiffs' Appendix
Vol. I, pp. 354-355, and that evidence of no involvement by
religious organizations was a factor in rejecting applications,
see, e.g., Record 155, Plaintiffs' Appendix, Vol. I-A, pp.
505D, 505E, 505G; Record 155, Plaintiffs' Appendix, Vol. I, pp.
340, 346.
Despite the clear religious mission of many applicants,
pre-award investigations or admonitions against the use of AFLA
funds to promote religion were minimal. Mr. Sheeran was instructed
to call Catholic grantees already selected for funding and obtain
assurances that the grant money would not be used for "teaching of
morals, dogmas, [or] religious principles." App. 107. The calls
lasted two or three minutes, and involved no detailed discussion of
the use of church and parochial school facilities, or religious
literature.
Id. at 112-113.
The District Court found that the problems that should have been
noted at the application stage remained uncured in
implementation:
"Nor do the facts suggest that the programs in operation cured
the First Amendment problems evident from these approved grant
applications. At least one grantee actually included 'spiritual
counseling' in its AFLA program. Other AFLA programs used curricula
with explicitly religious materials. In addition, a very large
number of AFLA programs took place on sites adorned with religious
symbols. . . . "
"Similarly, the record reveals that some grantees attempted to
evade restrictions they perceived on AFLA-funded religious teaching
by establishing programs in which an AFLA-funded staffer's
presentations would be immediately followed, in the same room and
in the staffer's presence, by a program presented by a member of a
religious order and dedicated to presentation of religious views on
the subject covered by the AFLA staffer."
(Citations omitted.) 657 F. Supp. at 1566.
[
Footnote 2/15]
Indeed, the AFLA stands out among similar grant programs,
precisely because of the absence of such restrictions.
Cf.,
e.g., 20 U.S.C. § 27 (support for vocational education);
20 U.S.C. § 241-1(a)(4) (federal disaster relief for local
education agencies); 20 U.S.C. § 1021(c) (assistance to
college and research libraries); 20 U.S.C. § 1070e(c)(1)(B)
(1982 ed., Supp. IV) (assistance to institutions of higher
education); 20 U.S.C. § 1134e(g) (1982 ed., Supp. IV)
(fellowships for graduate and professional study); 20 U.S.C. §
1210 (1982 ed. and Supp. IV) (grants to adult education programs);
42 U.S.C. § 2753(b)(1)(C) (college work-study grants); 42
U.S.C. § 5001(a)(2) (grants to retired senior-citizen
volunteer service programs).
[
Footnote 2/16]
JUSTICE KENNEDY, joined by JUSTICE SCALIA, would further
constrain the District Court's consideration of the evidence as to
how grantees spent their money, regardless of whether the grantee
could be labeled "pervasively sectarian,"
see ante at
487 U. S.
624-625, asserting that "[t]he question in an as-applied
challenge is not whether the entity is of a religious character."
This statement comes without citation to authority, and is contrary
to the clear import of our cases. As ill-defined as the concept
behind the "pervasively sectarian" label may be, this Court
consistently has held, and reaffirms today, that
"'[a]id normally may be thought to have a primary effect of
advancing religion when it flows to an institution in which
religion is so pervasive that a substantial portion of its
functions are subsumed in the religious mission.'"
Ante at
487 U. S. 610,
quoting
Hunt v. McNair, 413 U.S. at
413 U. S. 743.
See also Roemer v. Maryland Public Works Board, 426 U.S.
at
426 U. S. 758
("[T]he question [is] whether an institution is so
pervasively
sectarian' that it may receive no direct state aid of any kind").
Indeed, to suggest that, because a challenge is labeled
"as-applied," the character of the institution receiving the aid
loses its relevance is to misunderstand the very nature of the
concept of a "pervasively sectarian" institution, which is based in
part on the conclusion that the secular and sectarian activities of
an institution are "inextricably intertwined," see ante at
487 U. S. 620,
n. 16. Not surprisingly, the Court flatly rejects JUSTICE KENNEDY's
suggestion, observing that
"it will be open to appellees on remand to show that AFLA aid is
flowing to grantees that can be considered 'pervasively sectarian'
religious institutions."
Ante at
487 U. S.
621.
[
Footnote 2/17]
Appellees argued in the District Court, and here as
cross-appellants, that the portions of the statute inviting the
participation of religious organizations were not severable, and
thus that the entire statute must be held unconstitutional. I take
no position on this issue.