Upon shouting at police in an attempt to divert their attention
from his friend during a confrontation, appellee was arrested for
"willfully . . . interrupt[ing] a city policeman . . . by verbal
challenge during an investigation" in violation of a municipal
ordinance making it unlawful for any person "to assault, strike or
in any manner oppose, molest, abuse or interrupt any policeman in
the execution of his duty." After his acquittal in Municipal Court,
appellee brought suit in Federal District Court challenging the
ordinance's constitutionality and seeking,
inter alia,
damages and attorney's fees. The District Court held that the
ordinance was not unconstitutionally vague or overbroad on its
face, but the Court of Appeals reversed, finding that the ordinance
was substantially overbroad, since its literal wording punished and
might deter a significant range of protected speech.
Held:
1. A municipal ordinance that makes it unlawful to interrupt a
police officer in the performance of his duty is substantially
overbroad, and therefore invalid on its face under the First
Amendment. The ordinance in question criminalizes a substantial
amount of, and is susceptible of regular application to,
constitutionally protected speech, and accords the police
unconstitutional enforcement discretion, as is demonstrated by
evidence indicating that, although the ordinance's plain language
is violated scores of times daily, only those individuals chosen by
police in their unguided discretion are arrested. Appellant's
argument that the ordinance is not substantially overbroad because
it does not inhibit the exposition of ideas, but simply bans
unprotected "core criminal conduct," is not persuasive. Since the
ordinance's language making it unlawful to "assault" or "strike" a
police officer is expressly preempted by the State Penal Code, its
enforceable portion prohibits verbal interruptions of police, and
thereby deals with speech, rather than with core criminal conduct.
Moreover, although speech might be prohibited if it consists of
"fighting words" that by their very utterance inflict injury or
tend to incite an immediate breach of the peace, the ordinance in
question is not limited to such expressions, but broadly applies to
speech that "in any manner . . . interrupt[s] any policeman," and
thereby impermissibly infringes the constitutionally protected
freedom of individuals verbally to
Page 482 U. S. 452
oppose or challenge police action. Appellant's contention that
the ordinance's sweeping nature is both inevitable and essential to
maintain public order is also without merit, since the ordinance is
not narrowly tailored to prohibit only disorderly conduct or
fighting words, but impermissibly provides police with unfettered
discretion to arrest individuals for words or conduct that are
simply annoying or offensive. Pp.
482 U. S.
458-467.
2. Abstention -- assertedly to allow the state courts to reach a
readily available limiting construction that would eliminate the
ordinance's overbreadth -- would be inappropriate here. Even if
this case did not involve a First Amendment facial challenge, for
which abstention is particularly inappropriate, the ordinance in
question is plain and unambiguous, and thus is not susceptible to a
limiting construction. Moreover, it cannot be limited by severing
discrete unconstitutional subsections, since its enforceable
portion is unconstitutional in its entirety. Even if the municipal
courts had not had many opportunities to narrow the ordinance's
scope, appellant's claim that state courts had not had the chance
to construe the ordinance would be unavailing in light of the
ordinance's nonambiguity. Nor does the availability of
certification to state courts under state law in itself render
abstention appropriate where, as here, there is no uncertain
question of state law to be resolved. Pp.
482 U. S.
467-471.
3. Although the preservation of liberty depends in part upon the
maintenance of social order, the First Amendment requires that
officers and municipalities respond with restraint in the face of
verbal challenges to police action, since a certain amount of
expressive disorder is inevitable in a society committed to
individual freedom, and must be protected if that freedom would
survive. Pp.
482 U. S.
471-472.
789 F.2d 1103, affirmed.
BRENNAN, J., delivered the opinion of the Court, in which WHITE,
MARSHALL, BLACKMUN, and STEVENS, JJ., joined. BLACKMUN, J., filed a
concurring opinion,
post p.
482 U. S. 472.
SCALIA, J., filed an opinion concurring in the judgment,
post p.
482 U. S. 472.
POWELL, J., filed an opinion concurring in the judgment in part and
dissenting in part, in which O'CONNOR, J., joined, in Parts I and
II of which REHNQUIST, C.J., joined, and in Parts II and III of
which SCALIA, J., joined,
post p. 473. REHNQUIST, C.J.,
filed a dissenting opinion,
post p.
482 U. S.
481.
Page 482 U. S. 453
JUSTICE BRENNAN delivered the opinion of the Court.
This case presents the question whether a municipal ordinance
that makes it unlawful to interrupt a police officer in the
performance of his or her duties is unconstitutionally overbroad
under the First Amendment.
I
Appellee Raymond Wayne Hill is a lifelong resident of Houston,
Texas. At the time this lawsuit began, he worked as a paralegal and
as executive director of the Houston Human Rights League. A member
of the board of the Gay Political Caucus, which he helped found in
1975, Hill was also affiliated with a Houston radio station, and
had carried city and county press passes since 1975. He lived in
Montrose, a "diverse and eclectic neighborhood" that is the center
of gay political and social life in Houston. App. 26-27.
The incident that sparked this lawsuit occurred in the Montrose
area on February 14, 1982. Hill observed a friend, Charles Hill,
intentionally stopping traffic on a busy street, evidently to
enable a vehicle to enter traffic. Two Houston police officers, one
of whom was named Kelley, approached Charles and began speaking
with him. According to the District Court, "shortly thereafter,"
Hill began shouting at the officers "in an admitted attempt to
divert Kelley's attention from Charles Hill." App. to Juris.
Statement B-2. [
Footnote 1]
Hill
Page 482 U. S. 454
first shouted: "Why don't you pick on somebody your own size?"
After Officer Kelley responded: "[A]re you interrupting me in my
official capacity as a Houston police officer?" Hill then shouted:
"Yes, why don't you pick on somebody my size?" App. 40-41, 58,
71-74. Hill was arrested under Houston Code of Ordinances, §
34-11(a), for "willfully or intentionally interrupt[ing] a city
policeman . . . by verbal challenge during an investigation." App.
2. Charles Hill was not arrested. Hill was then acquitted after a
nonjury trial in Municipal Court. [
Footnote 2]
Page 482 U. S. 455
Code of Ordinances, City of Houston, Texas, § 34-11(a)
(1984), reads:
"Sec. 34-11. Assaulting or interfering with policemen."
"(a) It shall be unlawful for any person to assault, strike or
in any manner oppose, molest, abuse or interrupt any policeman in
the execution of his duty, or any person summoned to aid in making
an arrest. [
Footnote 3]"
Following his acquittal in the Charles Hill incident, Hill
brought the suit in the Federal District Court for the Southern
District of Texas, seeking (1) a declaratory judgment that §
34-11(a) was unconstitutional both on its face and as it had been
applied to him, (2) a permanent injunction against any attempt to
enforce the ordinance, (3) an order expunging the records of his
arrests under the ordinance, and (4) damages and attorney's fees
under 42 U.S.C. §§ 1983 and 1988.
At trial, Hill introduced records provided by the city regarding
both the frequency with which arrests had been made for violation
of the ordinance and the type of conduct with which those arrested
had been charged. He also introduced evidence and testimony
concerning the arrests of several reporters under the ordinance.
Finally, Hill introduced evidence regarding his own experience with
the ordinance, under which he has been arrested four times since
1975, but never convicted.
The District Court held that Hill's evidence did not demonstrate
that the ordinance had been unconstitutionally applied. [
Footnote 4] The court also rejected
Hill's contention that the
Page 482 U. S. 456
ordinance was unconstitutionally vague or overbroad on its face.
The ordinance was not vague, the court stated, because:
"[t]he wording of the ordinance is sufficiently definite to put
a person of reasonable intelligence on fair notice of what actions
are forbidden. In particular, the Court finds that the use of words
such as 'interrupt' are sufficiently clear by virtue of their
commonly understood, everyday definitions. 'Interrupt' commonly
means to cause one to cease, such as stopping someone in the middle
of something. The Plaintiff, for example, clearly 'interrupted' the
police officers regarding the Charles Hill incident."
App. to Juris. Statement B-8. The court also held that the
statute was not overbroad, because "the ordinance does not, at
least facially, proscribe speech or conduct which is protected by
the First Amendment."
Id. at B-12.
A panel of the Court of Appeals reversed. 764 F.2d 1156 (CA5
1985). The city's suggestion for rehearing en banc was granted, and
the Court of Appeals, by a vote of 8-7, upheld the judgment of the
panel. 789 F.2d 1103 (1986). The Court of Appeals agreed with the
District Court's conclusion that the ordinance was not vague, and
that it "plainly encompasse[d] mere verbal as well as physical
conduct."
Id. at 1109. Applying the standard established
in
Broadrick v. Oklahoma, 413 U.
S. 601 (1973), however, the Court of Appeals concluded
that the ordinance was substantially
Page 482 U. S. 457
overbroad. It found that "[a] significant range of protected
speech and expression is punishable and might be deterred by the
literal wording of the statute." 789 F.2d at 1110.
The Court of Appeals also reviewed the evidence of the
unconstitutional application of the ordinance which Hill had
introduced at trial. The court did not disturb the District Court's
ruling that the statute had not been unconstitutionally applied to
Hill or to the reporters. It did conclude, however, that other
evidence not mentioned by the District Court revealed "a realistic
danger of, and a substantial potential for, the unconstitutional
application of the ordinance."
Ibid. This evidence showed
that the ordinance "is officially regarded as penalizing the mere
interruption of a policeman while in the line of duty,"
id. at 1109, and has been employed to make arrests for,
inter alia, "arguing," "[t]alking," "[i]nterfering,"
"[f]ailing to remain quiet," "[r]efusing to remain silent,"
"[v]erbal abuse," "[c]ursing," "[v]erbally yelling," and "[t]alking
loudly, [w]alking through scene."
Id. at 1113-1114.
[
Footnote 5]
The city appealed, claiming that the Court of Appeals erred in
holding the ordinance facially overbroad and in not abstaining
until the ordinance had been construed by the
Page 482 U. S. 458
state courts. [
Footnote 6]
We noted probable jurisdiction, 479 U.S. 811 (1986), and now
affirm.
II
The elements of First Amendment overbreadth analysis are
familiar. Only a statute that is substantially overbroad may be
invalidated on its face.
New York v. Ferber, 458 U.
S. 747,
458 U. S. 769
(1982);
Broadrick v. Oklahoma, supra.
"We have never held that a statute should be held invalid on its
face merely because it is possible to conceive of a single
impermissible application. . . ."
Id. at
413 U. S. 630
(BRENNAN, J., dissenting). Instead,
"[i]n a facial challenge to the overbreadth and vagueness of a
law, a court's first task is to determine whether the enactment
reaches a substantial amount of constitutionally protected
conduct."
Hoffman Estates v. The Flipside, Hoffman Estates, Inc.,
455 U. S. 489,
455 U. S. 494
(1982);
Page 482 U. S. 459
Kolender v. Lawson, 461 U. S. 352,
461 U. S. 359,
n. 8 (1983). Criminal statutes must be scrutinized with particular
care,
e.g., Winters v. New York, 333 U.
S. 507,
333 U. S. 515
(1948); those that make unlawful a substantial amount of
constitutionally protected conduct may be held facially invalid
even if they also have legitimate application.
E.g., Kolender,
supra, at
461 U. S. 359,
n. 8.
The city's principal argument is that the ordinance does not
inhibit the exposition of ideas, and that it bans "core criminal
conduct" not protected by the First Amendment. Brief for Appellant
12. In its view, the application of the ordinance to Hill
illustrates that the police employ it only to prohibit such
conduct, and not "as a subterfuge to control or dissuade free
expression."
Ibid. Since the ordinance is
"content-neutral," and since there is no evidence that the city has
applied the ordinance to chill particular speakers or ideas, the
city concludes that the ordinance is not substantially overbroad.
[
Footnote 7]
Page 482 U. S. 460
We disagree with the city's characterization for several
reasons. First, the enforceable portion of the ordinance deals not
with core criminal conduct, but with speech. As the city has
conceded, the language in the ordinance making it unlawful for any
person to "assault" or "strike" a police officer is preempted by
the Texas Penal Code. Reply Brief for Appellant 10. The city
explains,
ibid., that "any species of physical assault on
a police officer is encompassed within the provisions [§§
22.01, 22.02] of the Texas Penal Code," [
Footnote 8] and, under § 1.08 of the Code,
"[n]o governmental subdivision or agency may enact or enforce a
law that makes any conduct covered by this code an offense subject
to a criminal penalty.
Page 482 U. S. 461
Tex.Penal Code Ann. § 1.08 (1974).
See Knott v.
State, 648 S.W.2d 20 (Tex.App.1983) (reversing conviction
obtained under municipal ordinance preempted by state penal code).
Accordingly, the enforceable portion of the ordinance makes it
'unlawful for any person to . . . in any manner oppose, molest,
abuse or interrupt any policeman in the execution of his duty,' and
thereby prohibits verbal interruptions of police officers.
[
Footnote 9]"
Second, contrary to the city's contention, the First Amendment
protects a significant amount of verbal criticism and challenge
directed at police officers.
"Speech is often provocative and challenging. . . . [But it] is
nevertheless protected against censorship or punishment, unless
shown likely to produce a clear and present danger of a serious
substantive evil that rises far above public inconvenience,
annoyance, or unrest."
Terminiello v. Chicago, 337 U. S.
1, 4 (1949). In
Lewis v. City of New Orleans,
415 U. S. 130
(1974), for example, the appellant was found to have yelled
obscenities and threats at an officer who had asked appellant's
husband to produce his driver's license. Appellant was convicted
under a municipal ordinance that made it a crime
"'for any person wantonly to curse or revile or to use obscene
or opprobrious language toward or with reference to any member of
the city police while in the actual performance of his duty.'"
Id. at
415 U. S. 132
(citation omitted). We vacated the conviction and invalidated the
ordinance as facially overbroad. Critical to our decision was the
fact that the ordinance "punishe[d] only spoken words," and was not
limited in scope to fighting words that, "
by their very
utterance,
Page 482 U. S.
462
inflict injury or tend to incite an immediate breach of the
peace.'" Id. at 415 U. S. 133,
quoting Gooding v. Wilson, 405 U.
S. 518, 405 U. S. 525
(1972); see also ibid. (Georgia breach-of-peace statute
not limited to fighting words held facially invalid). Moreover, in
a concurring opinion in Lewis, JUSTICE POWELL suggested
that even the "fighting words" exception recognized in
Chaplinsky v. New Hampshire, 315 U.
S. 568 (1942), might require a narrower application in
cases involving words addressed to a police officer,
because
"a properly trained officer may reasonably be expected to
'exercise a higher degree of restraint' than the average citizen,
and thus be less likely to respond belligerently to 'fighting
words.'"
415 U.S. at
415 U. S. 135
(citation omitted).
The Houston ordinance is much more sweeping than the municipal
ordinance struck down in
Lewis. It is not limited to
fighting words nor even to obscene or opprobrious language, but
prohibits speech that "in any manner . . . interrupt[s]" an
officer. [
Footnote 10] The
Constitution does not allow such speech to be made a crime.
[
Footnote 11] The freedom of
individuals verbally
Page 482 U. S. 463
to oppose or challenge police action without thereby risking
arrest is one of the principal characteristics by which we
distinguish a free nation from a police state. [
Footnote 12]
Page 482 U. S. 464
The city argues, however, that even if the ordinance encompasses
some protected speech, its sweeping nature is both inevitable and
essential to maintain public order. The city recalls this Court's
observation in
Smith v. Goguen, 415 U.
S. 566,
415 U. S. 581
(1974):
"There are areas of human conduct where, by the nature of the
problems presented, legislatures simply cannot establish standards
with great precision. Control of the broad range of disorderly
conduct that may inhibit a policeman in the performance of his
official duties may be one such area requiring, as it does, an
on-the-spot assessment of the need to keep order."
The city further suggests that its ordinance is comparable to
the disorderly conduct statute upheld against a facial challenge in
Colten v. Kentucky, 407 U. S. 104
(1972).
Page 482 U. S. 465
This Houston ordinance, however, is not narrowly tailored to
prohibit only disorderly conduct or fighting words, [
Footnote 13] and in no way resembles the
law upheld in
Colten. [
Footnote 14] Although we appreciate the difficulties of
drafting precise laws, we have repeatedly invalidated laws that
provide the police with unfettered discretion to arrest individuals
for words or conduct that annoy or offend them. [
Footnote 15] As the Court observed over
a
Page 482 U. S. 466
century ago,
"[i]t would certainly be dangerous if the legislature could set
a net large enough to catch all possible offenders, and leave it to
the courts to step inside and say who could be rightfully detained,
and who should be set at large."
United States v. Reese, 92 U. S.
214,
92 U. S. 221
(1876). In
Lewis, JUSTICE POWELL elaborated the basis for
our concern with such sweeping, dragnet laws:
"This ordinance, as construed by the Louisiana Supreme Court,
confers on police a virtually unrestrained power to arrest and
charge persons with a violation. Many arrests are made in
'one-on-one' situations where the only witnesses are the arresting
officer and the person charged. All that is required for conviction
is that the court accept the testimony of the officer that obscene
or opprobrious language had been used toward him while in the
performance of his duties.
*. . ."
"Contrary to the city's argument, it is unlikely that limiting
the ordinance's application to genuine 'fighting words' would be
incompatible with the full and adequate performance of an officer's
duties. . . . [I]t is usually unnecessary [to charge a person] with
the less serious offense of addressing obscene words to the
officer. The present type of ordinance tends to be invoked only
where there is no other valid basis for arresting an objectionable
or suspicious person. The opportunity for abuse, especially where a
statute has received a virtually open-ended interpretation, is
self-evident."
415 U.S. at
415 U. S.
135-136, and n.
Houston's ordinance criminalizes a substantial amount of
constitutionally protected speech, and accords the police
unconstitutional discretion in enforcement. The ordinance's plain
language is admittedly violated scores of times daily, App. 77, yet
only some individuals -- those chosen by the police
Page 482 U. S. 467
in their unguided discretion -- are arrested. Far from providing
the "breathing space" that "First Amendment freedoms need . . . to
survive,"
NAACP v. Button, 371 U.
S. 415,
371 U. S. 433
(1963), the ordinance is susceptible of regular application to
protected expression. We conclude that the ordinance is
substantially overbroad, and that the Court of Appeals did not err
in holding it facially invalid.
III
The city has also urged us not to reach the merits of Hill's
constitutional challenge, but rather to abstain for reasons related
to those underlying our decision in
Railroad Comm'n v. Pullman
Co., 312 U. S. 496
(1941). In its view, there are certain limiting constructions
readily available to the state courts that would eliminate the
ordinance's overbreadth. [
Footnote 16]
Abstention is, of course, the exception and not the rule,
Colorado River Water Conservation Dist. v. United States,
424 U. S. 800,
424 U. S. 813
(1976), and we have been particularly reluctant to abstain in cases
involving facial challenges based on the First Amendment. [
Footnote 17] We have held that
"abstention . . . is inappropriate for cases [where] . . . statutes
are justifiably attacked on their face as abridging free
expression."
Dombrowski v. Pfister, 380 U.
S. 479,
380 U. S.
489-490 (1965).
"In such case[s], to force the plaintiff who has commenced a
federal action
Page 482 U. S. 468
to suffer the delay of state court proceedings might itself
effect the impermissible chilling of the very constitutional right
he seeks to protect."
Zwickler v. Koota, 389 U. S. 241,
389 U. S. 252
(1967).
Even if this case did not involve a facial challenge under the
First Amendment, we would find abstention inappropriate. In cases
involving a facial challenge to a statute, the pivotal question in
determining whether abstention is appropriate is whether the
statute is "fairly subject to an interpretation which will render
unnecessary or substantially modify the federal constitutional
question."
Harman v. Forssenius, 380 U.
S. 528,
380 U. S.
534-535 (1965);
see also Hawaii Housing Authority v.
Midkiff, 467 U. S. 229,
467 U. S. 236
(1984) (same). If the statute is not obviously susceptible of a
limiting construction, then, even if the statute has "never [been]
interpreted by a state tribunal, . . . it is the duty of the
federal court to exercise its properly invoked jurisdiction."
Harman, supra, at
380 U. S. 535;
see, e.g., Wisconsin v.
Constantineau, 400 U. S. 433,
400 U.S. 439 (1971) ("Where
there is no ambiguity in the state statute, the federal court
should not abstain, but should proceed to decide the federal
constitutional claim");
Zuwickler v. Koota, supra, at
389 U. S.
250-251, and n. 14 (citing cases).
This ordinance is not susceptible to a limiting construction
because, as both courts below agreed, its language is plain and its
meaning unambiguous. Its constitutionality cannot "turn upon a
choice between one or several alternative meanings."
Baggett v.
Bullitt, 377 U. S. 360,
377 U. S. 378
(1964);
cf. Babbitt v. Farm Workers, 442 U.
S. 289,
442 U. S. 308
(1979). Nor can the ordinance be limited by severing discrete
unconstitutional subsections from the rest. For example, it cannot
be limited to "core criminal conduct" such as physical assaults or
fighting words, because those applications are preempted by state
law.
See supra, at
482 U. S.
460-461, and n. 10. The enforceable portion of this
ordinance is a general prohibition of speech that "simply has no
core" of constitutionally unprotected expression to which it might
be limited.
Smith v.
Page 482 U. S. 469
Goguen, 415 U.S. at
415 U. S. 578
(emphasis deleted). The city's proposed constructions are
insufficient, [
Footnote 18]
and it is doubtful that even "a remarkable job of plastic surgery
upon the face of the ordinance" could save it.
Shuttlesworth v.
Birmingham, 394 U. S. 147,
394 U. S. 153
(1969). In sum,
"[s]ince 'the naked question, uncomplicated by [ambiguous
language], is whether the Act on its face is unconstitutional,'
Wisconsin v. Constantineau, 400 U. S.
433,
400 U.S.
439 (1971), abstention from federal jurisdiction is not
required."
Hawaii Housing Authority, supra, at
467 U. S.
237.
The city relies heavily on its claim that the state courts have
not had an opportunity to construe the statute. Even if true, that
factor would not, in itself, be controlling. As stated above, when
a statute is not ambiguous, there is no need to abstain even if
state courts have never interpreted the statute.
Harman,
supra, at
380 U. S. 534.
For example, we have declined to abstain from deciding a facial
challenge to a state statute when the suit was filed in federal
court just four days after the statute took effect.
Brockett v.
Spokane Arcades, Inc., 472 U. S. 491
(1985). But in any event, the city's claim that state courts have
not had an opportunity to construe the statute is misleading. Only
the state
appellate courts appear to have lacked this
opportunity. It is undisputed that Houston's Municipal Courts,
which have been courts of
Page 482 U. S. 470
record in Texas since 1976, have had numerous opportunities to
narrow the scope of the ordinance. [
Footnote 19] There is no evidence that they have done so.
[
Footnote 20] In fact, the
city's primary position throughout this litigation has been "to
insis[t] on the validity of the ordinance as literally read." 789
F.2d at 1107. We have long recognized that trial court
interpretations, such as those given in jury instructions,
constitute "a ruling on a question of state law that is as binding
on us as though the precise words had been written into the
ordinance."
Terminiello, 337 U.S. at
337 U. S. 4. Thus,
where municipal courts have regularly applied an unambiguous
statute, there is certainly no need for a federal court to abstain
until state appellate courts have an opportunity to construe
it.
The possibility of certification does not change our analysis.
[
Footnote 21] The
certification procedure is useful in reducing the substantial
burdens of cost and delay that abstention places on litigants.
Where there is an uncertain question of state law that would affect
the resolution of the federal claim, and where delay and expense
are the chief drawbacks to abstention, the availability of
certification becomes an important factor in deciding whether to
abstain.
E.g., Bellotti v. Baird, 428 U.
S. 132 (1976). Nevertheless, even where we have
recognized the importance of certification in deciding whether to
abstain, we have been careful to note that the
Page 482 U. S. 471
availability of certification is not, in itself, sufficient to
render abstention appropriate.
Id. at
428 U. S. 151.
It would be manifestly inappropriate to certify a question in a
case where, as here, there is no uncertain question of state law
whose resolution might affect the pending federal claim. As we have
demonstrated,
supra at
482 U. S.
468-469, this ordinance is neither ambiguous nor
obviously susceptible of a limiting construction. [
Footnote 22] A federal court may not
properly ask a state court if it would care in effect to rewrite a
statute. [
Footnote 23] We
therefore see no need in this case to abstain pending
certification.
IV
Today's decision reflects the constitutional requirement that,
in the face of verbal challenges to police action, officers and
municipalities must respond with restraint. We are
Page 482 U. S. 472
mindful that the preservation of liberty depends in part upon
the maintenance of social order.
Cf. Teminiello v. Chicago,
supra, at
337 U. S. 37
(dissenting opinion). But the First Amendment recognizes, wisely we
think, that a certain amount of expressive disorder not only is
inevitable in a society committed to individual freedom, but must
itself be protected if that freedom would survive. We therefore
affirm the judgment of the Court of Appeals.
It is so ordered.
* The facts in this case, and particularly the direct conflict
of testimony as to "who said what," well illustrate the possibility
of abuse.
[
Footnote 1]
I Hill testified that his "motivation was to stop [the officers]
from hitting Charles." App. 37, 90.
See n 2,
infra. He also explained:
"I would rather that I get arrested than those whose careers can
be damaged; I would rather that I get arrested than those whose
families wouldn't understand; I would rather that I get arrested
than those who couldn't spend a long time in jail. I am prepared to
respond in any legal, nonaggressive or nonviolent way, to any
illegal police activity, at any time, under any circumstances."
Id. at
482 U. S.
29.
[
Footnote 2]
The District Court stated that Hill "shout[ed]
abuses"
at the officers, App. to Juris. Statement B-2 (emphasis added). As
the Court of Appeals held, however, there is "no evidence to
support the district court's finding that Raymond [Hill]
shout[ed] abuses' at Officer Kelley." 789 F.2d 1103, 1105 (CA5
1986). See App. 73-74 (testimony of Officer Kelley that
Hill did not use "abusive" language).
The testimony of Hill and Kelley is consistent in other ways
ignored by the District Court. Both agree, for example, that
Charles attempted to leave after an initial conversation with the
officers, and that Kelley then grabbed Charles by the arm, turned
him around, and told him not to walk away.
Id. at 14, 57.
According to Hill, Charles, who "has a nervous tic," then went
"into these spasms," which prompted one of the officers to
"screa[m]" at Charles "Are you making fun of me?"
Id. at
14-15. Kelley stated that Charles was "twitching" in an "erratic
and strange" manner, and that Kelley "didn't know if [Charles] was
about to have a seizure or if he was being insolent, or what."
Id. at 56-57.
At this point, however, the testimony substantially diverges.
Kelley states that Hill then "interrupte[d]" him with the verbal
challenge quoted in text, and that a crowd was beginning to form.
Id. at 57-58, 61, 68-69. Hill testified that both officers
grabbed Charles, placed him up against a wall, and threatened to
hit him with a large flashlight.
Id. at 14. Only then,
according to Hill, did he call out: "[T]he kid has done nothing
wrong. If you want to pick on somebody, pick on me."
Id.
at 16. We note the applicability of JUSTICE POWELL's observation
that there is a "possibility of abuse" where convictions under an
ordinance frequently turn on the resolution of a "direct conflict
of testimony as to
who said what.'" Lewis v. City of New
Orleans, 415 U. S. 130,
415 U. S. 135,
n. (1974) (POWELL, J., concurring in result). See infra at
482 U. S.
466.
[
Footnote 3]
A conviction under the ordinance is a misdemeanor punishable by
a fine of not more than $200. App. to Juris. Statement B-1.
[
Footnote 4]
The facts of Hill's other three arrests as found by the District
Court are as follows. On August 31, 1975, Hill intentionally
interrupted two Houston police officers as they made a traffic
arrest. During the arrest, Hill wrote down license plate numbers,
and then walked to within an arm's length of one of the officers on
the side nearest the officer's revolver. The officer asked Hill to
leave, but Hill instead moved closer. Hill was arrested, tried, and
found not guilty.
In 1977, after observing vice squad cars parked near a
bookstore, Hill entered the store and announced on the public
address system that police officers were present and that patrons
should prepare to show their identification. The patrons promptly
left the store, thereby frustrating the investigation. Hill was
arrested for interfering with the investigation, but the case was
subsequently dismissed.
Finally, on October 3, 1982, eight months after the lawsuit
began, Hill was arrested for refusing to leave the immediate area
of a car with an unknown and unconscious person inside. The
arresting officers failed to appear in Municipal Court, however, so
the charge against Hill was dismissed.
[
Footnote 5]
These charges are summarized in an appendix to the opinion of
the Court of Appeals, 789 F.2d at 1113-1114. The court noted
that
[appellee] offered evidence of over 200 arrests that had been
made for violation of the ordinance between November, 1981, and
March, 1982. Violations are apparently so frequent that the City
uses a printed form to report charges.
Id. at 1107. The form, entitled "Complaint:
Interrupting a Policeman," contains the preprinted charge of
"willfully or intentionally interrupt[ing] a city policeman" that
is followed by a blank in which the officer fills in a description
of the basis for the charge.
Id. at 1108-1109. While
noting that the majority of those arrested are charged with conduct
that is "patently unlawful," the Court of Appeals observed that
"[i]n many instances, . . . the malefactor is described [in the
handwritten portion] as having done nothing more offensive to the
public order than speaking or failing to remain silent."
Id. at 1109. Over a third of these arrests were never
prosecuted.
Id. at 1110.
[
Footnote 6]
The city also claims that the Court of Appeals engaged in
improper factfinding. The city notes that the District Court found
that the ordinance had not been unconstitutionally applied, and
argues that the Court of Appeals erred in reviewing Hill's evidence
and concluding that it showed a potential for unconstitutional
application. Such a conclusion was foreclosed, according to the
city, by the "clearly erroneous" standard of Federal Rule of Civil
Procedure 52(a). Brief for Appellant 40.
This argument is without merit. An independent review of the
record is appropriate where the activity in question is arguably
protected by the Constitution. NAACP v. Claiborne Hardware Co.,
468 U. S. 886,
915916, n. 50 (1982). Moreover, the Court of Appeals accepted as
"not challenged on appeal" the District Court's finding that the
ordinance had not been unconstitutionally applied to Hill or to the
reporters, 789 F.2d at 1107, 1110. The disagreement between the
lower courts was therefore limited to a question of law -- whether
the ordinance on its face was substantially overbroad. In
concluding that the ordinance was overbroad, the Court of Appeals
did not err in reviewing evidence ignored by the District Court
concerning the application of the ordinance, and in concluding that
this evidence demonstrated a significant potential for
unconstitutional application of the ordinance.
The question whether the ordinance has been unconstitutionally
applied to Hill is neither presented by this appeal nor essential
to our decision, and we do not address it.
[
Footnote 7]
The city's threshold argument that Hill lacks standing is
without merit. The basis for the argument is the District Court's
finding that the ordinance has been constitutionally applied to
Hill in the past. This finding is irrelevant, however, to the
question of Hill's standing to seek prospective relief. Hill has
shown "a genuine threat of enforcement" of the ordinance against
his future activities,
Steffel v. Thompson, 415 U.
S. 452,
415 U. S. 475
(1974).
Compare, e.g., n 1,
supra, (testimony of Hill's willingness to
interrupt officers in the future),
with Golden v.
Zwickler, 394 U. S. 103
(1969) (intervening event rendered unlikely any future application
of statute to appellee);
see also App. to Juris. Statement
B-3, n. 1 (District Court finding that Hill "is a gay rights
activist who claims that the Houston police have
systematically' harassed him `as the direct result' of his
sexual preferences"). Moreover, although we have never required
that a plaintiff "undergo a criminal prosecution" to obtain
standing to challenge the facial validity of a statute, Doe v.
Bolton, 410 U. S. 179,
410 U. S. 188
(1973), the fact that Hill has already been arrested four times
under the ordinance lends compelling support to the threat of
future enforcement. We therefore agree with the Court of Appeals
that "Hill's record of arrests under the ordinance and his adopted
role as citizen provocateur" give Hill standing to challenge the
facial validity of the ordinance. 789 F.2d at 1107. Cf. Ellis
v. Dyson, 421 U. S. 426
(1975).
[
Footnote 8]
One who assaults or strikes either a police officer or "any
person summoned to aid in making the arrest" may be arrested and
prosecuted either under Tex.Penal Code Ann. § 22.01 (1974 and
Supp.1987), which renders unlawful any provocative contact with (or
assault or threatened assault against) any person, or under
Tex.Penal Code Ann. § 22.02 (1974), which renders unlawful
conduct causing bodily injury to a peace officer. These sections
provide in pertinent part:
"Section 22.01. Assault."
"(a) A person commits an offense if the person:"
"(1) intentionally, knowingly, or recklessly causes bodily
injury to another including the person's spouse; or"
"(2) intentionally or knowingly threatens another with imminent
bodily injury including the person's spouse; or"
"(3) intentionally or knowingly causes physical contact with
another when the person knows or should reasonably believe that the
other will regard the contact as offensive or provocative."
"Section 22.02. Aggravated Assault."
"(a) A person commits an offense if he commits assault as
defined in Section 22.01 of this code and he:"
"(1) causes serious bodily injury to another;"
"(2) causes bodily injury to a peace officer in the lawful
discharge of official duty when he knows or has been informed the
person is a peace officer; or"
"(3) uses a deadly weapon."
"(b) The actor is presumed to have known the person assaulted
was a peace officer if he was wearing a distinctive uniform
indicating his employment as a peace officer."
[
Footnote 9]
It is this portion of the ordinance to which Hill directed his
constitutional challenge,
see �� 6 and 27 of
his complaint. Record 138, 144-145.
The Court of Appeals did not address the preemption issue; it
assumed that the ordinance prohibited physical as well as verbal
assaults, and still found the ordinance substantially overbroad.
789 F.2d at 1109. Because the city conceded preemption in this
Court,
see Reply Brief for Appellant 10, we need not
address the question whether the ordinance, if not partially
preempted, would be substantially overbroad.
[
Footnote 10]
To the extent the ordinance could be interpreted to ban fighting
words, it is preempted by Tex.Penal Code Ann. § 1.08 (1974),
which preempts municipal laws that prohibit conduct subject to
penalty under the Code,
see supra, at
482 U. S.
460-461, and by § 42.01, the State's comprehensive
disorderly conduct provision. Subsection § 42.01(a)(1), which
makes unlawful "abusive, indecent, profane or vulgar language" only
if "by its very utterance [it] tends to incite an immediate breach
of the peace," prohibits the use of fighting words. The "practice
commentary" in the annotated Code confirms that this section is
designed to track the "fighting words" exception set forth in
Chaplinsky v. New Hampshire, 315 U.
S. 568 (1942). Tex.Penal Code Ann. § 42.01, pp.
124-125 (1974 and Supp.1987).
[
Footnote 11]
JUSTICE POWELL suggests that our analysis of protected speech
sweeps too broadly. But if some constitutionally unprotected speech
must go unpunished, that is a price worth paying to preserve the
vitality of the First Amendment.
"[I]f absolute assurance of tranquility is required, we may as
well forget about free speech. Under such a requirement, the only
'free' speech would consist of platitudes. That kind of speech does
not need constitutional protection."
Spence v. Washington, 418 U. S. 405,
418 U. S. 416
(1974) (Douglas, J., concurring) (citation omitted).
In any case, today's decision does not leave municipalities
powerless to punish physical obstruction of police action. For
example, JUSTICE POWELL states that
"a municipality constitutionally may punish an individual who
chooses to stand near a police officer and persistently attempt to
engage the officer in conversation while the officer is directing
traffic at a busy intersection."
Post at
482 U. S. 479.
We agree, however, that such conduct might constitutionally be
punished under a properly tailored statute, such as a disorderly
conduct statute that makes it unlawful to fail to disperse in
response to a valid police order or to create a traffic hazard.
E.g., Colten v. Kentucky, 407 U.
S. 104 (1972). What a municipality may not do, however,
and what Houston has done in this case, is to attempt to punish
such conduct by broadly criminalizing speech directed to an officer
-- in this case, by authorizing the police to arrest a person who
in any manner verbally interrupts an officer.
JUSTICE POWELL also observes that "contentious and abusive"
speech can interrupt an officer's investigation, and offers as an
example a person who "run[s] beside [an officer pursuing a felon]
in a public street shouting at the officer."
Post at
482 U. S. 479.
But what is of concern in that example is not simply contentious
speech, but rather the possibility that, by shouting and running
beside the officer, the person may physically obstruct the
officer's investigation. Although that person might
constitutionally be punished under a tailored statute that
prohibited individuals from physically obstructing an officer's
investigation, he or she may not be punished under a broad statute
aimed at speech.
[
Footnote 12]
This conclusion finds a familiar echo in the common law.
See, e.g., The King v. Cook, 11 Can.Crim.Cas.Ann. 32, 33
(B. C. County Ct.1906) ("Cook . . . a troublesome, talkative
individual, who evidently regards the police with disfavour and
makes no secret of his opinions on the subject . . . [told] some
persons in a tone of voice undoubtedly intended for [the officer's]
ears, that the arrested man was not drunk and the arrest was
unjustifiable. Now up to this point, he had committed no crime, as
in a free country like this, citizens are entitled to express their
opinions without thereby rendering themselves liable to arrest
unless they are inciting others to break the law; and policemen are
not exempt from criticism any more than Cabinet Ministers");
Levy v. Edwards, 1 Car. & P. 40, 171 Eng.Rep. 1094
(Nisi Prius 1823) (where constable breaks up fight between two boys
and proceeds to handcuff one of them, third party who objects by
telling constable "you have no right to handcuff the boy" has done
no wrong, and may not be arrested);
cf. Ruthenbeck v. First
Criminal Judicial Court of Bergen Cty., 7 N.J. Misc. 969, 147
A. 625 (1929) (vacating conviction for saying to police officer
"You big muttonhead, do you think you are a czar around here?").
See generally Note, Obstructing A Public Officer, 108 U.
Pa.L.Rev. 388, 390-392, 406-407 (1960) ("[C]onduct involving only
verbal challenge of an officer's authority or criticism of his
actions . . . operates, of course, to impair the working efficiency
of government agents. . . . Yet the countervailing danger that
would lie in the stifling of all individual power to resist -- the
danger of an omnipotent, unquestionable officialdom -- demands some
sacrifice of efficiency . . . to the forces of private opposition.
. . . [T]he strongest case for allowing challenge is simply the
imponderable risk of abuse -- to what extent realized it would
never be possible to ascertain -- that lies in the state in which
no challenge is allowed").
The freedom verbally to challenge police action is not without
limits, of course; we have recognized that "fighting words" which,
"by their very utterance, inflict injury or tend to incite an
immediate breach of the peace," are not constitutionally protected.
Chaplinsky v. New Hampshire, supra, at
315 U. S. 572;
Gooding v. Wilson, 405 U. S. 518,
405 U. S.
522-525 (1972).
See also supra, at
482 U. S.
461-462, and n. 10.
[
Footnote 13]
To the extent the ordinance did extend to disorderly conduct, it
would be preempted by Tex.Penal Code Ann. § 42.01 (1974 and
Supp.1987), the comprehensive state disorderly conduct provision.
See n 10,
supra.
[
Footnote 14]
The ordinance challenged in
Colten v. Kentucky
stated:
"(1) A person is guilty of disorderly conduct if, with intent to
cause public inconvenience, annoyance, or alarm, or recklessly
creating a risk thereof, he"
"
* * * *"
"(f) Congregates with other persons in a public place and
refuses to comply with a lawful order of the police to disperse. .
. ."
Ky.Rev.Stat. § 437.016(1)(f) (Supp.1968);
see 407
U.S. at
407 U. S. 108.
The Court upheld the ordinance against overbreadth challenge
because the Kentucky Supreme Court had construed it so that it
"infringe[d] no protected speech or conduct."
Id. at
407 U. S.
111.
[
Footnote 15]
See, e.g., Kolender v. Lawson, 461 U.
S. 352,
461 U. S.
360-361 (1983) (identification requirement
unconstitutional because it accords police "full discretion");
Smith v. Goguen, 415 U. S. 566,
415 U. S. 575
(1974) ("Statutory language of such a standardless sweep allows
policemen, prosecutors, and juries to pursue their personal
predilections . . . [thereby] entrusting lawmaking
to the
moment-to-moment judgment of the policeman on his beat'"), quoting
Gregory v. Chicago, 394 U. S. 111,
394 U. S. 120
(1969) (Black, J., concurring); Papachristou v. City of
Jacksonville, 405 U. S. 156,
405 U. S. 170
(1972) (vagrancy ordinance "furnishes a convenient tool for `harsh
and discriminatory enforcement by local prosecuting officials,
against particular groups deemed to merit their displeasure'"),
quoting Thornhill v. Alabama, 310 U. S.
88, 310 U. S. 97-98
(1940); Coates v. Cincinnati, 402 U.
S. 611, 402 U. S.
615-616 (1971) (statute prohibiting "annoying" conduct
"contains an obvious invitation to discriminatory enforcement").
Like many of the ordinances in these cases, Houston's effectively
grants police the discretion to make arrests selectively on the
basis of the content of the speech. Such discretion is particularly
repugnant given "[t]he eternal temptation . . . to arrest the
speaker, rather than to correct the conditions about which he
complains." Younger v. Harris, 401 U. S.
37, 401 U. S. 65
(1971) (Douglas, J., dissenting).
[
Footnote 16]
The city did not raise the abstention issue until after it had
lost on the merits before the panel of the Court of Appeals. After
rehearing en banc, neither the majority nor the dissent addressed
abstention. The city's tardy decision to urge abstention is
remarkable, given its acquiescence for more than three years to
federal adjudication of the merits and its insistence before the
District Court and the panel that the ordinance was both
unambiguous and constitutional on its face. These circumstances
undercut the force of the city's argument, but do not bar us from
considering it.
Wisconsin v. Constantineau, 400 U.
S. 433 (1971);
Railroad Comm'n v. Pullman Co.,
312 U. S. 496
(1941).
[
Footnote 17]
See Dombrowski v. Pfister, 380 U.
S. 479,
380 U. S.
486-487 (1965);
Procunier v. Martinez,
416 U. S. 396,
416 U. S. 404
(1974);
Baggett v. Bullitt, 377 U.
S. 360,
377 U. S.
378-379 (1964);
NAACP v. Button, 371 U.
S. 415,
371 U. S. 433
(1963);
but cf. Babbitt v. Farm Workers, 442 U.
S. 289 (1979).
[
Footnote 18]
The city suggests that the statute would be constitutional if
construed to apply only to (1) intentional interruptions by (2)
"physical, rather than verbal, acts" during (3) an officer's
attempts to make "arrests and detentions." Brief for Appellant
30-31. These proposals are either at odds with the ordinance's
plain meaning or do not sufficiently limit its scope. First, speech
does not necessarily lose its constitutional protection because the
speaker intends it to interrupt an officer, nor would an intent
requirement cabin the excessive discretion the ordinance provides
to officers. Second, given the preemption of the first part of the
statute, discussed
infra, limiting the ordinance to
"physical acts" would be equivalent to invalidating it on its face.
Third, there is no reasonable way to read the plain language of the
ordinance as limited to arrests and detentions; even if there were,
such a limitation would not significantly limit its scope.
[
Footnote 19]
The ordinance has been in force, in substantially the same
language, for over 30 years. 789 F.2d at 1111. The Houston police
arrest on average 1,000 persons per year under the ordinance. Brief
for Appellee 14, 35 (citing Record).
[
Footnote 20]
Indeed, Hill introduced evidence in the District Court that
Houston's Municipal Courts have declined to employ limiting
constructions in jury instructions. Brief for Appellee 35 (citing
Record 104-105, plaintiff's Exhibits 3, 4, 5).
[
Footnote 21]
Under Texas law, either this Court or a United States court of
appeals may certify a question of Texas criminal law
"which may be determinative of the cause then pending and as to
which it appears to the certifying court that there is no
controlling precedent in the decisions of the Court of Criminal
Appeals."
Tex.Rule App. Proc. 214.
[
Footnote 22]
JUSTICE POWELL argues that the unsettled question of the effect
on this ordinance of § 6.02(b) of the Texas Penal Code, which
requires "a culpable mental state" as an element of any offense,
creates sufficient ambiguity to require certification. He suggests
that the Texas Court of Criminal Appeals might limit convictions
under the ordinance to cases in which there was a finding of
"inten[t] to interfere with the officer's performance of his
duties" justifies certification, and argues that such a limit would
"narrow the focus of the constitutional question" before us.
Post at
482 U. S. 474.
As JUSTICE POWELL implicitly concedes, however, there is no
possibility that such an intent requirement would eliminate the
excessive discretion the ordinance affords to the police in
choosing whom to arrest; even with such a requirement, the
ordinance would remain unconstitutionally overbroad. Moreover, the
meaning and application of such an intent requirement is not
self-evident, and could raise independent questions of vagueness or
of overbreadth. This is therefore a case where certification
"would not only hold little hope of eliminating the issue of
[overbreadth], but also would very likely pose other constitutional
issues for decision, a result not serving the abstention- [or
certification-]justifying end of avoiding constitutional
adjudication."
Baggett v. Bullitt, 377 U.S. at
377 U. S.
378.
[
Footnote 23]
It would also be inappropriate for a federal court to certify
the entire constitutional challenge to the state court, of course,
for certified questions should be confined to uncertain questions
of state law.
See 17 C. Wright, A. Miller, & E.
Cooper, Federal Practice and Procedure § 4248, pp. 529-530
(1978).
JUSTICE BLACKMUN, concurring.
I join the Court's opinion and its judgment except that I do not
agree with any implication -- if one exists --
see ante at
482 U. S.
461-462, that
Gooding v. Wilson, 405 U.
S. 518 (1972), and
Lewis v. City of New
Orleans, 415 U. S. 130
(1974), are good law in the context of their facts, or that they
lend any real support to the judgment under review in this case. I
dissented in
Gooding and
Lewis, see 405 U.S. at
405 U. S. 534,
and 415 U.S. at
415 U. S. 136,
in the conviction that the legislation there under consideration
was related to "fighting words," within the teaching and reach of
Chaplinsky v. New Hampshire, 315 U.
S. 568 (1942). I am still of that view, and I therefore
disassociate myself from any possible suggestion that those cases
are controlling authority here. The Houston ordinance before us,
however, as is evident from its very language, and as the Court
demonstrates,
ante at
482 U. S.
462-463,
482 U. S. 465,
is far more broad and more offensive to First Amendment values, and
is susceptible of regular application to protected expression.
JUSTICE SCALIA, concurring in the judgment.
For the reasons stated by JUSTICE POWELL in Part II of his
opinion, I agree that abstention would not be appropriate in this
case. Because I do not believe that the Houston ordinance is
reasonably susceptible of a limiting construction that would avoid
the constitutional question posed in this case, I agree with the
Court that certification would also be inappropriate. On the
merits, I agree with the views expressed by
Page 482 U. S. 473
JUSTICE POWELL in Part III of his opinion. I therefore concur in
the judgment and joins Parts II and III of JUSTICE POWELL's
opinion.
JUSTICE POWELL, with whom JUSTICE O'CONNOR joins, and with whom
THE CHIEF JUSTICE joins as to Parts I and II, and JUSTICE SCALIA
joins as to Parts II and III, concurring in the judgment in part
and dissenting in part.
The city of Houston has made it unlawful "for any person to . .
. in any manner oppose, molest, abuse or interrupt any policeman in
the execution of his duty." Code of Ordinances, City of Houston,
Texas § 34-11(a) (1984). The Court today concludes that this
ordinance violates the First and Fourteenth Amendments of the
Constitution. In my view, the Court should not have reached the
merits of the constitutional claims, but instead should have
certified a question to the Texas Court of Criminal Appeals. I also
disagree with the Court's reasons for declining to abstain under
the principle of
Railroad Comm'n v. Pullman Co.,
312 U. S. 496
(1941). Finally, although I agree that the ordinance as interpreted
by the Court violates the Fourteenth Amendment, I write separately
because I cannot join the Court's reasoning.
I
This case involves a challenge to an ordinance designed to
prevent interference with police officers in the performance of
their duties. Constitutional analysis should not proceed until we
determine the precise meaning of the ordinance in question. But
this problem does not detain the Court, because it concludes that
interpretation of the ordinance presents "no uncertain question of
state law."
Ante at
482 U. S. 471.
On the contrary, I think there is a serious question as to the
meaning of the ordinance.
The challenged ordinance does not contain an explicit intent
requirement. Both parties acknowledge, however, that the Texas
Penal Code requires imputation of some culpability requirement.
See Brief for Appellant 28-30; Brief for Appellee
Page 482 U. S. 474
31. Texas Penal Code Ann. § 6.02(b) (1974) provides:
"If the definition of an offense does not prescribe a culpable
mental state, a culpable mental state is nevertheless required
unless the definition plainly dispenses with any mental element.
[
Footnote 2/1]"
The nature of this imputed mental state has a direct effect on
the constitutional issue presented by this case. The Court
apparently assumes that the requisite intent can be provided by a
person's intent to utter words that constitute an interruption. But
it would be plausible for the Texas Court of Criminal Appeals to
construe the intent requirement differently. For example, that
court could conclude that conviction under the ordinance requires
proof that the person not only intended to speak, but also intended
to interfere with the officer's performance of his duties.
This interpretation would change the constitutional questions in
two ways: it would narrow substantially the scope of the ordinance,
and possibly resolve the overbreadth question; it also would make
the language of the ordinance more precise, and possibly satisfy
the concern as to vagueness. At the least, such an interpretation
would narrow the focus of the constitutional question and obviate
the need for the Court's broad statements regarding First Amendment
protections of speech directed at police officers. It is not this
Court's role, however, to place an interpretive gloss on the words
the Houston City Council has chosen. The ordinance is not a federal
law, and we do not have the power "
authoritatively to
construe'" it. Gooding v. Wilson, 405 U.
S. 518, 405 U. S. 520
(1972) (quoting United States v. Thirty-seven Photographs,
402 U. S. 363,
402 U. S. 369
(1971)).
But we are not without means of obtaining an authoritative
construction. Last year the Texas voters amended the Texas
Constitution to provide that the "court of criminal appeals
Page 482 U. S. 475
[has] jurisdiction to answer questions of state law certified
from a federal appellate court." Tex. Const., Art. 5, § 3-c.
See Tex. Rule App.Proc. 214 (implementing this aspect of
the constitutional provision). As JUSTICE O'CONNOR explained
recently,
"[s]peculation by a federal court about the meaning of a state
statute in the absence of prior state court adjudication is
particularly gratuitous when . . . the state courts stand willing
to address questions of state law on certification from a federal
court."
Brockett v. Spokane Arcades, Inc., 472 U.
S. 491,
472 U. S. 510
(1985) (concurring). The Court repeatedly has emphasized the
appropriateness of certification in cases presenting uncertain
questions of state law. In such cases, certification can "'save
time, energy, and resources and hel[p] build a cooperative judicial
federalism.'"
Bellotti v. Baird, 428 U.
S. 132,
428 U. S.
150-151 (1976) (quoting
Lehman Brothers v.
Schein, 416 U. S. 386,
416 U. S. 391
(1974)). [
Footnote 2/2]
In my view, the ambiguity of the ordinance, coupled with the
seriousness of invalidating a state law, requires that we ascertain
what the ordinance means before we address appellee's
constitutional claims. I therefore would vacate the judgment below
and remand with instructions to certify the case to the Texas Court
of Criminal Appeals to allow it to interpret the intent requirement
of this ordinance. Accordingly, I dissent.
The Court concludes, however, that the case properly is before
us, and so I address the remaining issues presented. [
Footnote 2/3]
Page 482 U. S. 476
III
Pullman abstention generally is appropriate when
determination of an unsettled question of state law by a state
court could avoid the need for decision of a substantial question
of federal constitutional law. Although I agree with the Court that
Pullman abstention is inappropriate in this case, I write
separately because my reasons are somewhat different from those
expressed by the Court. [
Footnote
2/4]
Pullman abstention is inappropriate unless the state
courts "provid[e] the parties with adequate means to adjudicate the
controverted state law issue." Field, Abstention in Constitutional
Cases: The Scope of the
Pullman Abstention Doctrine, 122
U.Pa.L.Rev. 1071, 1144 (1974).
See 17 C. Wright, A.
Miller, & E. Cooper, Federal Practice and Procedure §
4242, p. 468 (1978).
Cf. Railroad Comm'n v. Pullman Co.,
312 U.S. at
312 U. S. 501
(abstaining because the "law of Texas appears to furnish easy and
ample means for determining
Page 482 U. S. 477
the Commission's authority"). [
Footnote 2/5] It is not clear that Texas law affords a
remedy by which Hill could obtain a state court interpretation of
the ordinance. The only apparent means of securing such a ruling
would be through an action for a declaratory judgment.
See
Tex.Civ.Prac. & Rem.Code Ann. § 37.001
et seq.
(1986) (authorizing courts to grant declaratory judgments). But
Texas law treats declaratory judgment actions as civil cases. Thus,
they are appealable to the Texas Supreme Court, rather than the
Texas Court of Criminal Appeals.
See, e.g., United Services
Life Ins. Co. v. Delaney, 396 S.W.2d 855
(Tex.1965). Moreover, because the Texas Court of Criminal Appeals
has exclusive appellate jurisdiction to decide questions of Texas
criminal law,
see Tex.Const., Art. V, § 5, the Texas
Supreme Court has held, with narrow exceptions, that injunctive or
declaratory relief against criminal statutes is not available in
civil cases.
See Texas Liquor Control Board v. Canyon Creek
Land Corp., 456 S.W.2d 891,
894-896 (Tex.1970). Thus, it is quite unlikely that a declaratory
or injunctive action would bring Hill any determination of the
meaning of the ordinance -- either from a trial or an appellate
court. In short, the only sure ways for the ordinance to be
interpreted are by certification,
see supra, at
482 U. S.
473-475, and by appeals of criminal convictions under
the ordinance. Neither of these routes provides Hill a means to
obtain relief sufficient to justify
Pullman
abstention.
Aside from the barriers created by Texas procedure, the late
stage at which the city of Houston raised this issue weighs heavily
against abstention. Houston first suggested that abstention was
appropriate after the Court of Appeals published its panel opinion
invalidating the ordinance. As
Page 482 U. S. 478
we have noted in a similar case,
"[t]his proposal comes nearly three years after the filing of
the complaint, and would produce delay attributable to abstention
that the Court in recent years has sought to minimize."
See Mayor of Philadelphia v. Education Equality League,
415 U. S. 605,
415 U. S. 628
(1974). In sum, the late presentation of this claim, coupled with
the doubts as to whether relief could be secured under Texas law,
convinces me that
Pullman abstention is inappropriate
here.
III
I agree with the Court's conclusion that the ordinance violates
the Fourteenth Amendment, but do not join the Court's
reasoning.
A
The Court finds that the ordinance "deals not with core criminal
conduct, but with speech."
Ante at
482 U. S. 460.
This view of the ordinance draws a distinction where none exists.
The terms of the ordinance -- "oppose, molest, abuse or interrupt
any policeman in the execution of his duty" -- include general
words that can apply as fully to conduct as to speech. It is in
this respect that
Lewis v. City of New Orleans,
415 U. S. 130
(1974), is clearly distinguishable. In that case, the New Orleans
ordinance made it a breach of the peace for:
"'any person wantonly to curse or revile or to use obscene or
opprobrious language toward or with reference to any member of the
city police while in the actual performance of his duty.'"
Id. at
415 U. S. 132
(quoting New Orleans Ordinance 828 M.C.S. § 49-7). On its
face, the New Orleans ordinance criminalizes only the use of
language. JUSTICE BRENNAN, speaking for the Court in
Lewis, explicitly noted this, stating that the ordinance
"punishe[d] only spoken words."
Id. at
415 U. S. 134.
By contrast, the ordinance presented in this case could be applied
to activity that involves no element of speech or communication.
For example, the ordinance evidently would punish individuals
Page 482 U. S. 479
who -- without saying a single word -- obstructed an officer's
access to the scene of an ongoing public disturbance, or indeed the
scene of a crime. Accordingly, I cannot agree with the Court that
this ordinance punishes only speech.
I do agree that the ordinance can be applied to speech in some
cases. And I also agree that the First Amendment protects a good
deal of speech that may be directed at police officers. On
occasion, this may include verbal criticism, but I question the
implication of the Court's opinion that the First Amendment
generally protects verbal "challenge[s] directed at police
officers,"
ante at
482 U. S. 461.
A "challenge" often takes the form of opposition or interruption of
performance of duty. [
Footnote 2/6]
In many situations, speech of this type directed at police officers
will be functionally indistinguishable from conduct that the First
Amendment clearly does not protect. For example, I have no doubt
that a municipality constitutionally may punish an individual who
chooses to stand near a police officer and persistently attempt to
engage the officer in conversation while the officer is directing
traffic at a busy intersection. Similarly, an individual, by
contentious and abusive speech, could interrupt an officer's
investigation of possible criminal conduct. A person observing an
officer pursuing a person suspected of a felony could run beside
him in a public street shouting at the officer. Similar tactics
could interrupt a policeman lawfully attempting to interrogate
persons believed to be witnesses to a crime.
Page 482 U. S. 480
In sum, the Court's opinion appears to reflect a failure to
apprehend that this ordinance -- however it may be construed -- is
intended primarily to further the public's interest in law
enforcement. To be sure, there is a fine line between legitimate
criticism of police and the type of criticism that interferes with
the very purpose of having police officers. But the Court
unfortunately seems to ignore this fine line, and to extend First
Amendment protection to any type of verbal molestation or
interruption of an officer in the performance of his duty.
B
Despite the concerns expressed above, I nevertheless agree that
the ambiguous terms of this ordinance
"confe[r] on police a virtually unrestrained power to arrest and
charge persons with a violation. . . . The opportunity for abuse,
especially where a statute has received a virtually open-ended
interpretation, is self-evident."
Lewis v. City of New Orleans, supra, at
415 U. S.
135-136 (POWELL, J., concurring in result). No Texas
court has placed a limiting construction on the ordinance. Also, it
is clear that Houston has made no effort to curtail the wide
discretion of police officers under the present ordinance. The
record contains a sampling of complaints filed under the ordinance
in 1981 and 1982. People have been charged with such crimes as
"Failure to remain silent and stationary," "Remaining," "Refusing
to remain silent," and "Talking." 789 F.2d 1103, 1113-1114 (CA5
1986) (en banc). Although some of these incidents may have involved
unprotected conduct, the vagueness of these charges suggests that,
with respect to this ordinance, Houston officials have not been
acting with proper sensitivity to the constitutional rights of
their citizens. When government protects society's interests in a
manner that restricts some speech, the law must be framed more
precisely than the ordinance before us. Accordingly, I agree with
the Court that the Houston ordinance is unconstitutional.
Page 482 U. S. 481
It is difficult, of course, specifically to frame an ordinance
that applies in
"areas of human conduct where, by the nature of the problems
presented, legislatures simply cannot establish standards with
great precision. Control of the broad range of disorderly conduct
that may inhibit a policeman in the performance of his official
duties may be one such area, requiring as it does an on-the-spot
assessment of the need to keep order."
Smith v. Goguen, 415 U. S. 566,
415 U. S. 581
(1974). In view of the difficulty of drafting precise language that
never restrains speech and yet serves the public interest, the
attempts of States and municipalities to draft laws of this type
should be accorded some leeway. I am convinced, however, that the
Houston ordinance is too vague to comport with the First and
Fourteenth Amendments. As I explained
supra, at
482 U. S.
473-474, it should be possible for the present ordinance
to be reframed in a way that would limit the present broad
discretion of officers and at the same time protect substantially
the city's legitimate interests. For example, the ordinance could
make clear that it applies to speech only if the purpose of the
speech were to interfere with the performance by a police officer
of his lawful duties. In this situation, the difficulties of
drafting precisely should not justify upholding this ordinance.
IV
Although I believe that the proper course is for the Court to
vacate the judgment of the Court of Appeals, I "bo[w] to the
Court's decision that the case is properly before us,"
Brown
Shoe Co. v. United States, 370 U. S. 294,
370 U. S. 374
(1962) (Harlan, J., concurring in part and dissenting in part), and
concur in the judgment of affirmance.
[
Footnote 2/1]
At least one Texas appellate court has concluded that this
section applies to municipal ordinances.
See Pollard v.
State, 687 S.W.2d 373, 374 (Tex.App.1985) (
pet. ref'd,
Pollard v. State, No. 05-83-01161 Cr. (Jan. 29, 1986)).
[
Footnote 2/2]
This case demonstrates two advantages of certification over the
more traditional
Pullman abstention procedure. First,
certification saves time by sending the question directly to the
court that is empowered to provide an authoritative construction of
the statute. Second, certification obviates the procedural
difficulties that may hinder efforts to obtain declaratory
judgments from state trial courts.
See infra at
482 U. S.
476-477.
[
Footnote 2/3]
Cf. Brown Shoe Co. v. United States, 370 U.
S. 294,
370 U. S. 374
(1962) (Harlan, J., dissenting in part and concurring in part);
Gillespie v. United States Steel Corp., 379 U.
S. 148,
379 U. S. 170
(1964) (Stewart, J., concurring).
See also Longshoremen v.
Davis, 476 U. S. 380,
476 U. S. 403
(1986) (REHNQUIST, J., concurring in part and concurring in
judgment).
[
Footnote 2/4]
The Court concludes that
Pullman abstention is
inappropriate for two reasons. First, it suggests that this Court
should be "particularly reluctant to abstain in cases involving
facial challenges based on the First Amendment."
Ante at
482 U. S. 467.
The Court supports this conclusion with a citation to
Dombrowski v. Pfister, 380 U. S. 479
(1965). I see nothing in that case that supports such a broad
principle. The
Dombrowski Court declined to abstain
because "the interpretation ultimately put on the [challenged
state] statutes by the state courts is irrelevant,"
id. at
380 U. S. 490,
and because "no readily apparent construction suggest[ed] itself as
a vehicle" for curing the constitutional problem with the statute,
id. at
380 U. S. 491.
Both of these rationales are straightforward applications of the
general rule that
Pullman abstention is appropriate only
when determination of an uncertain question of state law would
obviate the need for the federal court to decide a substantial
question of federal constitutional law.
The Court's second reason for not abstaining is that it believes
the statute is not "
fairly subject to an interpretation which
will . . . substantially modify the federal constitutional
question.'" Ante at 482 U. S. 468
(quoting Harman v. Forssenius, 380 U.
S. 528, 380 U. S.
534-535 (1965)). See supra at 482 U. S.
473-474, for my disagreement with this view.
[
Footnote 2/5]
I note that the adequacy of state procedures is examined much
more strictly in cases seeking
Pullman abstention than in
cases seeking
Younger abstention.
Compare, e.g.,
Pennzoil Co. v. Texaco Inc., 481 U. S. 1,
481 U. S. 14-17
(1987).
[
Footnote 2/6]
The first definition of "challenge" in the 1980 edition of the
American Heritage Dictionary is "[a] call to engage in a contest or
fight." The Court implies that municipalities can punish an attempt
to interfere with police officers only if it "physically
obstruct[s] the officer's investigation,"
ante at
482 U. S. 463,
n. 11, or if it constitutes "fighting words" within the meaning of
Chaplinsky v. New Hampshire, 316 U.S. 668 (1942),
see
ante at
482 U. S. 464,
n. 12. This implication troubles me, because, as I have indicated
in the text
supra this page, there can be many situations
where a State -- in the public interest -- should have the right to
punish speech directed at police officers that does not fall within
either of these exceptions.
CHIEF JUSTICE REHNQUIST, dissenting.
I join Parts I and II of JUSTICE POWELL's opinion concurring in
the judgment in part and dissenting in part. I do not
Page 482 U. S. 482
agree, however, that the Houston ordinance, in the absence of an
authoritative construction by the Texas courts, is
unconstitutional.
See Lewis v. City of New Orleans,
415 U. S. 130,
415 U. S. 136
(1974) (BLACKMUN, J., dissenting). I therefore dissent from the
Court's affirmance of the judgment of the Court of Appeals.