Baltimore police officers obtained and executed a warrant to
search the person of one McWebb and "the premises known as 2036
Park Avenue third floor apartment" for controlled substances and
related paraphernalia. The police reasonably believed that there
was only one apartment on the described premises, but in fact the
third floor was divided into two apartment, one occupied by McWebb
and one by respondent. Before the officers became aware that they
were in respondent's apartment, they discovered the contraband that
provided the basis for respondent's conviction for violating
Maryland's Controlled Substances Act. The trial court denied
respondent's motion to suppress the evidence, and the Maryland
Court of Special Appeals affirmed. The Maryland Court of Appeals
reversed and remanded for a new trial.
Held:
1. On the basis of the information that the officers disclosed,
or had a duty to discover and to disclose, to the issuing
Magistrate, the warrant, insofar as it authorized a search that
turned out to be ambiguous in scope, was valid when it issued. The
validity of the warrant must be judged in light of the information
available to the officers at the time they obtained the warrant.
The discovery of facts demonstrating that a valid warrant was
unnecessarily broad does not retroactively invalidate the warrant.
Pp.
480 U. S.
84-86.
2. The execution of the warrant did not violate respondent's
rights under the Fourth Amendment. The validity of the search of
his apartment pursuant to the warrant depends on whether the
officers' failure to realize the overbreadth of the warrant was
objectively understandable and reasonable, and it unquestionably
was. The objective facts available to the officers at the time
suggested no distinction between McWebb's apartment and the
third-floor premises. Whether the premises described in the warrant
are interpreted as the entire third floor or as McWebb's apartment,
the officers' conduct was consistent with a reasonable effort to
ascertain and identify the place intended to be searched within the
meaning of the Fourth Amendment. Pp.
480 U. S.
86-89.
303 Md. 385, 494 A.2d 193, reversed and remanded.
STEVENS, J., delivered the opinion of the Court, in which
REHNQUIST, C.J., and WHITE, POWELL, O'CONNOR, and SCALIA, JJ.,
joined. BLACKMUN,
Page 480 U. S. 80
J., filed a dissenting opinion, in which BRENNAN and MARSHALL,
JJ., joined,
post, p.
480 U. S.
89.
JUSTICE STEVENS delivered the opinion of the Court.
Baltimore police officers obtained and executed a warrant to
search the person of Lawrence McWebb and "the premises known as
2036 Park Avenue third floor apartment." [
Footnote 1] When the police applied for the warrant and
when they conducted the search pursuant to the warrant, they
reasonably believed that there was only one apartment on the
premises described in the warrant. In fact, the third floor was
divided into two apartments, one occupied by McWebb and one by
respondent Garrison. Before the officers executing the warrant
became aware that they were in a separate apartment occupied by
respondent, they had discovered the contraband that provided the
basis for respondent's conviction for violating Maryland's
Controlled Substances Act. The question presented is whether the
seizure of that contraband was prohibited by the Fourth
Amendment.
The trial court denied respondent's motion to suppress the
evidence seized from his apartment, App. 46, and the Maryland
Page 480 U. S. 81
Court of Special Appeals affirmed. 58 Md.App. 417,
473 A.2d 514 (1984). The Court of Appeals of Maryland reversed
and remanded with instructions to remand the case for a new trial.
303 Md. 385, 494 A.2d 193 (1985).
There is no question that the warrant was valid and was
supported by probable cause.
Id. at 392, 494 A.2d at 196.
The trial court found, and the two appellate courts did not
dispute, that, after making a reasonable investigation, including a
verification of information obtained from a reliable informant, an
exterior examination of the three-story building at 2036 Park
Avenue, and an inquiry of the utility company, the officer who
obtained the warrant reasonably concluded that there was only one
apartment on the third floor, and that it was occupied by McWebb.
App. 41; 58 Md.App. at 433, 473 A.2d at 522; 303 Md., at 387-390,
494 A.2d at 194-195. When six Baltimore police officers executed
the warrant, they fortuitously encountered McWebb in front of the
building and used his key to gain admittance to the first-floor
hallway and to the locked door at the top of the stairs to the
third floor. As they entered the vestibule on the third floor, they
encountered respondent, who was standing in the hallway area. The
police could see into the interior of both McWebb's apartment to
the left and respondent's to the right, for the doors to both were
open. Only after respondent's apartment had been entered and
heroin, cash, and drug paraphernalia had been found did any of the
officers realize that the third floor contained two apartments.
App. 41-46. As soon as they became aware of that fact, the search
was discontinued.
Id. at 32, 39. All of the officers
reasonably believed that they were searching McWebb's apartment.
[
Footnote 2] No further search
of respondent's apartment was made.
Page 480 U. S. 82
The matter on which there is a difference of opinion concerns
the proper interpretation of the warrant. A literal reading of its
plain language, as well as the language used in the application for
the warrant, indicates that it was intended to authorize a search
of the entire third floor. [
Footnote 3] This is the construction adopted by the
intermediate appellate court,
see 58 Md.App. at 419, 473
A.2d at 515, and it also appears to be the construction adopted by
the trial judge.
See App. 41. One sentence in the trial
judge's oral opinion, however, lends support to the construction
adopted by the Court of Appeals, namely, that the warrant
authorized a search of McWebb's apartment only. [
Footnote 4] Under that interpretation, the
Court of
Page 480 U. S. 83
Appeals concluded that the warrant did not authorize the search
of respondent's apartment and the police had no justification for
making a warrantless entry into his premises. [
Footnote 5]
The opinion of the Maryland Court of Appeals relies on Article
26 of the Maryland Declaration of Rights [
Footnote 6] and Maryland cases as well as the Fourth
Amendment to the Federal Constitution and federal cases. Rather
than containing any "plain statement" that the decision rests upon
adequate and independent state grounds,
see Michigan v.
Long, 463 U. S. 1032,
463 U. S.
1042 (1983), the opinion indicates that the Maryland
constitutional provision is construed
in pari materia with
the
Page 480 U. S. 84
Fourth Amendment. [
Footnote
7] We therefore have jurisdiction. Because the result that the
Court of Appeals reached did not appear to be required by the
Fourth Amendment, we granted certiorari. 475 U.S. 1009 (1986). We
reverse.
In our view, the case presents two separate constitutional
issues, one concerning the validity of the warrant and the other
concerning the reasonableness of the manner in which it was
executed.
See Dalia v. United States, 441 U.
S. 238,
441 U. S. 258
(1979). We shall discuss the questions separately.
I
The Warrant Clause of the Fourth Amendment categorically
prohibits the issuance of any warrant except one "particularly
describing the place to be searched and the persons or things to be
seized." The manifest purpose of this particularity requirement was
to prevent general searches. By limiting the authorization to
search to the specific areas and things for which there is probable
cause to search, the requirement ensures that the search will be
carefully tailored to its justifications, and will not take on the
character of the wide-ranging exploratory searches the Framers
intended to prohibit. [
Footnote
8] Thus, the scope of a lawful search is
"defined by the object of the search and the places in which
there is probable cause to believe that it may be found. Just as
probable cause to believe that a stolen lawnmower may be found in a
garage will not support a warrant to search an upstairs bedroom,
probable cause to believe that undocumented aliens are being
transported in a van will not justify a warrantless
Page 480 U. S. 85
search of a suitcase."
United States v. Ross, 456 U.
S. 798,
456 U. S. 824
(1982).
In this case, there is no claim that the "persons or things to
be seized" were inadequately described or that there was no
probable cause to believe that those things might be found in "the
place to be searched" as it was described in the warrant. With the
benefit of hindsight, however, we now know that the description of
that place was broader than appropriate because it was based on the
mistaken belief that there was only one apartment on the third
floor of the building at 2036 Park Avenue. The question is whether
that factual mistake invalidated a warrant that undoubtedly would
have been valid if it had reflected a completely accurate
understanding of the building's floor plan.
Plainly, if the officers had known, or even if they should have
known, that there were two separate dwelling units on the third
floor of 2036 Park Avenue, they would have been obligated to
exclude respondent's apartment from the scope of the requested
warrant. But we must judge the constitutionality of their conduct
in light of the information available to them at the time they
acted. Those items of evidence that emerge after the warrant is
issued have no bearing on whether or not a warrant was validly
issued. [
Footnote 9] Just as
the discovery of contraband cannot validate a warrant invalid when
issued, so is it equally clear that the discovery of facts
demonstrating that a valid warrant was unnecessarily broad does not
retroactively invalidate the warrant. The validity of the warrant
must be assessed on the basis of the information that the officers
disclosed, or had a duty to discover and to disclose, to the
issuing Magistrate. [
Footnote
10] On the basis of that
Page 480 U. S. 86
information, we agree with the conclusion of all three Maryland
courts that the warrant, insofar as it authorized a search that
turned out to be ambiguous in scope, was valid when it issued.
II
The question whether the execution of the warrant violated
respondent's constitutional right to be secure in his home is
somewhat less clear. We have no difficulty concluding that the
officers' entry into the third-floor common area was legal; they
carried a warrant for those premises, and they were accompanied by
McWebb, who provided the key that they used to open the door giving
access to the third-floor common area. If the officers had known,
or should have known, that the third floor contained two apartments
before they entered the living quarters on the third floor, and
thus had been aware of the error in the warrant, they would have
been obligated to limit their search to McWebb's apartment.
Page 480 U. S. 87
Moreover, as the officers recognized, they were required to
discontinue the search of respondent's apartment as soon as they
discovered that there were two separate units on the third floor
and therefore were put on notice of the risk that they might be in
a unit erroneously included within the terms of the warrant. The
officers' conduct and the limits of the search were based on the
information available as the search proceeded. While the purposes
justifying a police search strictly limit the permissible extent of
the search, the Court has also recognized the need to allow some
latitude for honest mistakes that are made by officers in the
dangerous and difficult process of making arrests and executing
search warrants. [
Footnote
11]
In
Hill v. California, 401 U.
S. 797 (1971), we considered the validity of the arrest
of a man named Miller based on the mistaken belief that he was
Hill. The police had probable cause to arrest Hill, and they in
good faith believed that Miller was Hill when they found him in
Hill's apartment. As we explained:
"The upshot was that the officers in good faith believed Miller
was Hill, and arrested him. They were quite wrong, as it turned
out, and subjective good-faith belief would not in itself justify
either the arrest or the subsequent search. But sufficient
probability, not certainty, is the touchstone of reasonableness
under the Fourth Amendment, and, on the record before us, the
officers' mistake was understandable and the arrest a reasonable
response to the situation facing them at the time."
Id. at
401 U. S.
803-804.
While
Hill involved an arrest without a warrant, its
underlying rationale that an officer's reasonable
misidentification
Page 480 U. S. 88
of a person does not invalidate a valid arrest is equally
applicable to an officer's reasonable failure to appreciate that a
valid warrant describes too broadly the premises to be searched.
Under the reasoning in
Hill, the validity of the search of
respondent's apartment pursuant to a warrant authorizing the search
of the entire third floor depends on whether the officers' failure
to realize the overbreadth of the warrant was objectively
understandable and reasonable. Here it unquestionably was. The
objective facts available to the officers at the time suggested no
distinction between McWebb's apartment and the third-floor
premises. [
Footnote 12]
For that reason, the officers properly responded to the command
contained in a valid warrant even if the warrant is interpreted as
authorizing a search limited to McWebb's apartment, rather than the
entire third floor. Prior to the officers' discovery of the factual
mistake, they perceived McWebb's apartment and the third-floor
premises as one and the same; therefore their execution of the
warrant reasonably included the entire third floor. [
Footnote 13] Under either interpretation of
the warrant, the officers' conduct was consistent with a reasonable
effort to ascertain and identify the place intended to be searched
within the meaning of the Fourth Amendment. [
Footnote 14]
Page 480 U. S. 89
Cf. Steele v. United States, 267 U.
S. 498, 603 (1926).
The judgment of the Court of Appeals is reversed, and the case
is remanded for further proceedings not inconsistent with this
opinion.
It is so ordered.
[
Footnote 1]
App. 9, 41. The warrant was issued and executed on May 21, 1982.
It authorized the Baltimore police to search the person of McWebb
and "the premises known as 2036 Park Avenue third floor apartment"
for "Marijuana, related paraphernalia, minies, books, papers, and
photographs pertaining to the illegal distribution of Marijuana. .
. ."
Id. at 9.
[
Footnote 2]
While the search was in progress, an officer in respondent's
apartment answered the telephone. The caller asked for "Red Cross";
that was the name by which McWebb was known to the confidential
informant.
Id. at 6. Neither respondent nor McWebb
indicated to the police during the search that there were two
apartments.
Id. at 38, 39-40.
[
Footnote 3]
The warrant States:
"Affidavit having been made before me by Detective Albert
Marcus, Baltimore Police Department, Narcotic Unit, that he has
reason to believe that on the person of Lawrence Meril McWebb . . .
[and] that on the premises known as 2036 Park Avenue third floor
apartment, described as a three-story brick dwelling with the
numerals 2-0-3-6 affixed to the front of same in the City of
Baltimore, there is now being concealed certain property. . .
."
"You are therefor commanded, with the necessary and proper
assistants, to search forthwith the person/premises hereinabove
described for the property specified, executing this warrant and
making the search. . . ."
Id. at 9.
[
Footnote 4]
Immediately before ruling on the suppression motions made by
McWebb and Garrison, the court observed that a search of two or
more apartments in the same building must be supported by probable
cause for searching each apartment. The court added,
"[t]here is an exception to this general rule where the multiple
unit character of the premises is not externally apparent and is
not known to the officer applying for or executing the
warrant."
Id. at 45. The trial court then ruled, "It is clear
that the warrant specified the premises to be searched as the third
floor apartment of the Defendant McWebb. . . ."
Id. at 46.
This statement only makes sense as a rejection of Garrison's claim
that "the warrant was a general warrant as it did not specify which
apartment was to be searched on the third floor,"
id. at
40, and as a recognition that the search was not invalid for lack
of specificity in the warrant as to the premises to be searched. We
interpret the trial court's statement as a ruling that the search
of a subunit of the building -- which he referred to as "the
third-floor apartment of the Defendant McWebb" -- was authorized by
the warrant. The court then found on the precise facts of this case
that the search of Garrison's apartment was valid because
"the officers did not know that there was more than one
apartment on the third floor and nothing alerted them of such a
fact until after the search had been made and the items were
[seized]."
Id. at 46. The contrary construction adopted by the
Court of Appeals fails to take into account the plain language of
the warrant, which authorized a search of the person of McWebb and
of the premises of 2036 Park Avenue, third floor.
Id. at
9.
[
Footnote 5]
As the Court of Appeals explained:
"It is undisputed that the police were authorized to search only
one apartment, McWebb's; the warrant did not authorize the search
of Garrison's apartment. There is no question as to the validity of
the search warrant itself. No argument was made in this Court that
any of the exceptions to the warrant requirement applied here. It
is clear, therefore, that the police had no authority to cross the
threshold of Garrison's apartment and seize evidence."
"
* * * *"
"Police had a warrant to search McWebb's apartment. They had no
warrant to search Garrison's. They had no justification for
entering his premises, regardless of appearances."
303 Md. 385, 392-394, 494 A.2d 193, 196-197 (1986).
[
Footnote 6]
Article 26 of the Maryland Declaration of Rights provides:
"That all warrants, without oath or affirmation, to search
suspected places, or to seize any person or property, are grevious
[grievous] and oppressive; and all general warrants to search
suspected places, or to apprehend suspected persons, without naming
or describing the place, or the person in special, are illegal, and
ought not to be granted."
[
Footnote 7]
303 Md. at 391, 494 A.2d at 196. This statement indicates that
the "state court decision fairly appears to rest primarily on
federal law, or to be interwoven with the federal law. . . ."
Michigan v. Long, 463 U.S. at 1040.
[
Footnote 8]
See Andresen v. Maryland, 427 U.
S. 463,
427 U. S. 480
(1976);
Stanley v. Georgia, 394 U.
S. 557,
394 U. S.
569-572 (1969) (Stewart, J., concurring in result);
Stanford v. Texas, 379 U. S. 476,
379 U. S.
481-482, 485 (1965);
Go-Bart Importing Co. v. United
States, 282 U. S. 344,
282 U. S. 357
(1931);
Marron v. United States, 275 U.
S. 192,
275 U. S.
195-196 (1927).
[
Footnote 9]
Cf United States v. Jacobsen, 466 U.
S. 109,
466 U. S. 115
(1984) (warrantless test of white powder; "[t]he reasonableness of
an official invasion of the citizen's privacy must be appraised on
the basis of the facts as they existed at the time that invasion
occurred").
[
Footnote 10]
Arguments can certainly be made that the police in this case
should have been able to ascertain that there was more than one
apartment on the third floor of this building. It contained seven
separate dwelling units, and it was surely possible that two of
them might be on the third floor. But the record also establishes
that Officer Marcus made specific inquiries to determine the
identity of the occupants of the third-floor premises. The officer
went to 2036 Park Avenue and found that it matched the description
given by the informant: a three-story brick dwelling with the
numerals 2-0-3-6 affixed to the front of the premises. App. 7. The
officer
"made a check with the Baltimore Gas and Electric Company and
discovered that the premises of 2036 Park Ave. third floor was in
the name of Lawrence McWebb."
Ibid. Officer Marcus testified at the suppression
hearing that he inquired of the Baltimore Gas and Electric Company
in whose name the third floor apartment was listed: "I asked if
there is a front or rear or middle room. They told me, one third
floor was only listed to Lawrence McWebb."
Id. at 36-38.
The officer also discovered from a check with the Baltimore Police
Department that the police records of Lawrence McWebb matched the
address and physical description given by the informant.
Id. at 7. The Maryland courts, that are presumptively
familiar with local conditions, were unanimous in concluding that
the officer reasonably believed McWebb was the only tenant on that
floor. Because the evidence supports their conclusion, we accept
that conclusion for the purpose of our decision.
[
Footnote 11]
"Because many situations which confront officers in the course
of executing their duties are more or less ambiguous, room must be
allowed for some mistakes on their part. But the mistakes must be
those of reasonable men, acting on facts leading sensibly to their
conclusions of probability."
Brinegar v. United States, 338 U.
S. 160,
338 U. S. 176
(1949).
[
Footnote 12]
Nothing McWebb did or said after he was detained outside 2036
Park Avenue would have suggested to the police that there were two
apartments on the third floor. McWebb provided the key that opened
the doors on the first floor and on the third floor. The police
could reasonably have believed that McWebb was admitting them to an
undivided apartment on the third floor. When the officers entered
the foyer on the third floor, neither McWebb nor Garrison informed
them that they lived in separate apartments. App. 39-40, 42.
[
Footnote 13]
We expressly distinguish the facts of this case from a situation
in which the police know there are two apartments on a certain
floor of a building, and have probable cause to believe that drugs
are being sold out of that floor, but do not know in which of the
two apartments the illegal transactions are taking place. A search
pursuant to a warrant authorizing a search of the entire floor
under those circumstances would present quite different issues from
the ones before us in this case.
[
Footnote 14]
Respondent argued that the execution of the warrant violated the
Fourth Amendment at the moment when the officers "walked in through
that threshold of that house. . . ." Tr. of Oral Arg. 36. At
another point, respondent argued that the search was illegal at the
point when the police went through Garrison's apartment without
probable cause for his apartment.
Id. at 43. For the
purpose of addressing respondent's argument, the exact point at
which he asserts the search became illegal is not essential.
Whether the illegal threshold is viewed as the beginning of the
entire premises or as the beginning of those premises that, upon
closer examination, turn out to be excluded from the intended scope
of the warrant, we cannot accept respondent's argument. It would
brand as illegal the execution of any warrant in which, due to a
mistake in fact, the premises intended to be searched vary from
their description in the warrant. Yet in this case, in which the
mistake in fact does not invalidate the warrant precisely because
the police do not know of the mistake in fact when they apply for,
receive, and prepare to execute the warrant, the police cannot
reasonably know prior to their search that the warrant rests on a
mistake in fact. It is only after the police begin to execute the
warrant and set foot upon the described premises that they will
discover the factual mistake and must reasonably limit their search
accordingly.
Respondent proposes that the police conduct a preliminary survey
of the premises whenever they search a building in which there are
multiple dwelling units, in order to determine the extent of the
premises to be searched.
Id. at 42. We find no persuasive
reason to impose such a burden over and above the bedrock
requirement that, with the exceptions we have traced in our cases,
the police may conduct searches only pursuant to a reasonably
detailed warrant.
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN and JUSTICE MARSHALL
join, dissenting.
Under this Court's precedents, the search of respondent
Garrison's apartment violated the Fourth Amendment. While executing
a warrant specifically limited to McWebb's residence, the officers
expanded their search to include respondent's
Page 480 U. S. 90
adjacent apartment, an expansion made without a warrant and in
the absence of exigent circumstances. In my view, Maryland's
highest court correctly concluded that the trial judge should have
granted respondent's motion to suppress the evidence seized as a
result of this warrantless search of his apartment. Moreover, even
if I were to accept the majority's analysis of this case as one
involving a mistake on the part of the police officers, I would
find that the officers' error, either in obtaining or in executing
the warrant, was not reasonable under the circumstances.
I
The home always has received special protection in analysis
under the Fourth Amendment, which protects the "right of the people
to be secure in their persons,
houses, papers, and
effects, against unreasonable searches and seizures" (emphasis
added).
See Silverman v. United States, 365 U.
S. 505,
365 U. S. 511
(1961) ("At the very core [of the Fourth Amendment] stands the
right of a man to retreat into his own home and there be free from
unreasonable governmental intrusion"). The Fourth Amendment, in
fact, was a direct response to the colonists' objection to searches
of homes under general warrants or without warrants.
See Chimel
v. California, 395 U. S. 752,
395 U. S. 761
(1969);
Harris v. United States, 331 U.
S. 145,
331 U. S.
157-163 (1947) (Frankfurter, J., dissenting). In today's
society, the protection of the Amendment of course is extended to
the equivalent of the traditional single-family house, such as an
apartment.
See, e.g., Ker v. California, 374 U. S.
23,
374 U. S. 42
(1963).
The Court has observed that, in determining whether one has an
interest protected by the Fourth Amendment, it is appropriate not
to limit the analysis to the place in question, for "the Fourth
Amendment protects people -- and not simply
areas.'" Katz
v. United States, 389 U. S. 347,
389 U. S. 353
(1967). As articulated by Justice Harlan in his Katz
concurrence, the proper test under the Amendment is whether "a
person [has]
Page 480 U. S. 91
exhibited an actual (subjective) expectation of privacy . . .
that society is prepared to recognize as `reasonable.'"
Id. at
389 U. S. 361.
Justice Harlan noted, however, that an answer to the question
concerning what protection the Fourth Amendment gave to a
particular person always "requires reference to a `place.'"
Ibid. In his view, the home would meet this test in
virtually all situations. "[A] man's home," he stated, "is, for
most purposes, a place where he expects privacy."
Ibid.
The home thus has continued to occupy its special role in Fourth
Amendment analysis in the post-
Katz era.
See Payton v.
New York, 445 U. S. 573,
445 U. S. 585
(1980) ("[T]he `physical entry of the home is the chief evil
against which the wording of the Fourth Amendment is directed,'"
quoting
United States v. United States District Court,
407 U. S. 297,
407 U. S. 313
(1972));
United States v. Karo, 468 U.
S. 705,
468 U. S.
714-715 (1984) ("Searches and seizures inside a home
without a warrant are presumptively unreasonable absent exigent
circumstances");
California v. Carney, 471 U.
S. 386,
471 U. S.
407-408 (1985) (STEVENS, J., dissenting) ("These places
[mobile homes] may be as spartan as a humble cottage when compared
to the most majestic mansion . . . but the highest and most
legitimate expectations of privacy associated with these temporary
abodes should command the respect of this Court");
see also
Steagald v. United States, 451 U. S. 204,
451 U. S. 211
(1981);
Coolidge v. New Hampshire, 403 U.
S. 443,
403 U. S.
477-478 (1971).
The Fourth Amendment also states that
"no Warrants shall issue, but upon probable cause, supported by
Oath or affirmation, and
particularly describing the place
to be searched, and the persons or things to be seized"
(emphasis added). The particularity-of-description requirement
is satisfied where "the description is such that the officer with a
search warrant can with reasonable effort ascertain and identify
the place intended."
Steele v. United States, 267 U.
S. 498,
267 U. S. 503
(1925). In applying this requirement to searches aimed at
residences within multi-unit buildings, such as the search in the
present case, courts have declared invalid those
Page 480 U. S. 92
warrants that fail to describe the targeted unit with enough
specificity to prevent a search of all the units.
See, e.g.,
United States v. Higgins, 428 F.2d 232 (CA7 1970);
United
States v. Votteller, 544 F.2d 1355, 1362-1363 (CA6 1976).
Courts have used different criteria to determine whether a warrant
has identified a unit with sufficient particularity.
See, e.g.,
United States v. Bedford, 519 F.2d 650, 655 (CA3 1975) (by
name of occupant of apartment),
cert. denied, 424 U.S. 917
(1976);
Haynes v. State, 475
S.W.2d 739, 741 (Tex.Crim.App. 1971) (by directions on how to
reach a particular room);
see generally 2 W. LaFave,
Search and Seizure § 4.5, p. 79 (1978); Crais, Sufficiency of
Description of Apartment or Room to be Searched in
Multiple-Occupancy Structure, 11 A.L.R. 3d 1330, 1340-1341, §
5 (1967 and Supp. 1986).
Applying the above principles to this case, I conclude that the
search of respondent's apartment was improper. The words of the
warrant were plain and distinctive: the warrant directed the
officers to seize marijuana and drug paraphernalia on the person of
McWebb and in McWebb's apartment,
i.e., "on the premises
known as 2036 Park Avenue third floor apartment." App. 9. As the
Court of Appeals observed, this warrant specifically authorized a
search only of McWebb's -- not respondent's -- residence. 303 Md.
385, 392, 494 A.2d 193, 196 (1985). [
Footnote 2/1] In its interpretation of the warrant,
Page 480 U. S. 93
the majority suggests that the language of this document, as
well as that in the supporting affidavit, permitted a search of the
entire third floor.
Ante at
480 U. S. 82,
and n. 4. It escapes me why the language in question, "third floor
apartment," when used with reference to a single unit in a
multiple-occupancy building and in the context of one person's
residence, plainly has the meaning the majority discerns, rather
than its apparent and, indeed, obvious signification -- one
apartment located on the third floor. [
Footnote 2/2] Accordingly, if, as appears to be the
case, the warrant was limited in its description to the third-floor
apartment of McWebb, then the search of an additional apartment --
respondent's -- was warrantless, and is presumed unreasonable "in
the absence of some one of a number of well defined
exigent
circumstances.'" Coolidge v. New Hampshire, 403 U.S. at
403 U. S. 478.
Because the State has not advanced any such exception to the
warrant requirement, the evidence obtained as a result of this
search should have been excluded. [Footnote 2/3]
Page 480 U. S. 94
II
Because the Court cannot justify the officers' search under the
"exceptional circumstances" rubric, it analyzes the police conduct
here in terms of "mistake." According to the Court, hindsight makes
it clear that the officers were mistaken, first, in not describing
McWebb's apartment with greater specificity in the warrant,
ante at
480 U. S. 85,
and, second, in including respondent's apartment within the scope
of the execution of the warrant,
ante at
480 U. S. 86-87.
The Court's inquiry focuses on what the officers knew or should
have known at these particular junctures. The Court reasons that
if, in light of the officers' actual or imputed knowledge, their
behavior was reasonable, then their mistakes did not constitute an
infringement on respondent's Fourth Amendment rights. In this case,
the Court finds no Fourth Amendment violation because the officers
could not reasonably have drawn the warrant with any greater
particularity and because, until the moment when the officers
realized that they were in fact searching two different apartments,
they had no reason to believe that McWebb's residence did not cover
the entire third floor.
The majority relies upon
Hill v. California,
401 U. S. 797
(1971), for its conclusion that "honest mistakes" in arrests or
searches may obviate Fourth Amendment problems.
Ante at
480 U. S. 87-88.
It is doubtful whether
Hill carries the precedential
weight that the majority would ascribe to it. Decided after
Chimel v. California, 395 U. S. 752
(1969), but involving a pre-
Chimel incident,
Hill
presented a situation where officers, who had probable cause but no
warrant to arrest
Page 480 U. S. 95
Hill, went to Hill's apartment and found Miller instead. 401
U.S. at
401 U. S. 799.
They mistook Miller for Hill, despite the former's protestations to
the contrary, and conducted a search of Hill's apartment, which
produced the only substantial evidence later used to convict Hill
for robbery.
Id. at
401 U. S. 801.
In deciding that neither the arrest nor the ensuing search
constituted a Fourth Amendment violation, the Court was
entertaining a challenge made by Hill. The Court here, however, is
faced with a Fourth Amendment claim brought by respondent, whose
position is comparable to that of Miller. It may make some sense to
excuse a reasonable mistake by police that produces evidence
against the intended target of an investigation or warrant if the
officers had probable cause for arresting that individual or
searching his residence. Similar reasoning does
not apply
with respect to one whom probable cause has not singled out, and
who is the victim of the officers' error.
See Brinegar v.
United States, 338 U. S. 160,
338 U. S. 176
(1949) ("These long-prevailing standards [of probable cause] seek
to safeguard citizens from rash and unreasonable interferences with
privacy and from unfounded charges of crime");
cf. Ybarra v.
Illinois, 444 U. S. 85,
444 U. S. 91
(1979) ("But, a person's mere propinquity to others independently
suspected of criminal activity does not, without more, give rise to
probable cause to search that person. . . . This requirement [of
probable cause] cannot be undercut or avoided by simply pointing to
the fact that, coincidentally, there exists probable cause to
search or seize another or to search the premises where the person
may happen to be").
Even if one accepts the majority's view that there is no Fourth
Amendment violation where the officers' mistake is reasonable,
[
Footnote 2/4] it is questionable
whether that standard was
Page 480 U. S. 96
met in this case. To repeat Justice Harlan's observation,
although the proper question in Fourth Amendment analysis is "what
protection it affords to . . . people, . . . that question requires
reference to a
place.'" Katz v. United States, 389
U.S. at 389 U. S. 361
(concurring opinion). The "place" at issue here is a small
multiple-occupancy building. Such forms of habitation are now
common in this country, particularly in neighborhoods with changing
populations and of declining affluence. [Footnote 2/5] Accordingly, any analysis of the
"reasonableness" of
Page 480 U. S. 97
the officers' behavior here must be done with this context in
mind.
The efforts of Detective Marcus, the officer who procured the
search warrant, do not meet a standard of reasonableness,
particularly considering that the detective knew the search
concerned a unit in a multiple-occupancy building.
See
App. 34. Upon learning from his informant that McWebb was selling
marijuana in his third-floor apartment, Marcus inspected the
outside of the building.
Id. at 35. He did not approach
it, however, to gather information about the configuration of the
apartments.
Ibid. Had he done so, he would have
discovered, as did another officer on the day of executing the
warrant,
id. at 13, that there were seven separate
mailboxes and bells on the porch outside the main entrance to the
house. Although there is some dispute over whether names were
affixed near these boxes and bells,
id. at 13-14;
Suppression Hearing Tr. M2-96 to M2-97, their existence alone puts
a reasonable observer on notice that the three-story structure
(with, possibly, a basement) had seven individual units. The
detective, therefore, should have been aware that further
investigation was necessary to eliminate the possibility of more
than one unit's being located on the third floor. Moreover, when
Detective Marcus' informant told him that he had purchased drugs in
McWebb's apartment, App. 6, it appears that the detective never
thought to ask the informant whether McWebb's apartment was the
only one on the third floor. These efforts, which would have placed
a slight burden upon the detective, are necessary in order to
render reasonable the officer's behavior in seeking the warrant.
[
Footnote 2/6]
Page 480 U. S. 98
Moreover, even if one believed that Marcus' efforts in providing
information for issuance of the warrant were reasonable, I doubt
whether the officers' execution of the warrant could meet such a
standard. In the Court's view, the "objective facts" did not put
the officers on notice that they were dealing with two separate
apartments on the third floor until the moment, considerably into
the search, after they had rummaged through a dresser and a closet
in respondent's apartment and had discovered evidence incriminating
him, when they realized their "mistake."
Ante at
480 U. S. 80,
480 U. S. 88-89.
The Court appears to base its conclusion that the officers' error
here was reasonable on the fact that neither McWebb nor
respondent
Page 480 U. S. 99
ever told the officers during the search that they lived in
separate apartments.
See ante at
480 U. S. 88, n.
12.
In my view, however, the "objective facts" should have made the
officers aware that there were two different apartments on the
third floor well before they discovered the incriminating evidence
in respondent's apartment. Before McWebb happened to drive up while
the search party was preparing to execute the warrant, one of the
officers, Detective Shea, somewhat disguised as a construction
worker, was already on the porch of the row house and was seeking
to gain access to the locked first-floor door that permitted
entrance into the building. App. 13. [
Footnote 2/7] From this vantage point, he had time to
observe the seven mailboxes and bells; indeed, he rang all seven
bells, apparently in an effort to summon some resident to open the
front door to the search party.
Id. at 13, 15. A
reasonable officer in Detective Shea's position, already aware that
this was a multi-unit building and now armed with further knowledge
of the number of units in the structure, would have conducted at
that time more investigation to specify the exact location of
McWebb's apartment before proceeding further. For example, he might
have questioned another resident of the building.
It is surprising, moreover, that the Court places so much
emphasis on the failure of McWebb to volunteer information about
the exact location of his apartment. When McWebb drove up, one of
the police vehicles blocked his car and the officers surrounded him
and his passenger as they got out. Suppression Hearing Tr. M2-15,
M2-56, M2-130 to M2-131. Although the officers had no arrest
warrant for McWebb, but only a search warrant for his person and
apartment, [
Footnote 2/8] and
although
Page 480 U. S. 100
they testified that they did not arrest him at that time,
id. at M2-14, M2-60, [
Footnote
2/9] it was clear that neither McWebb nor his passenger was
free to leave.
See App. 42, Suppression Hearing Tr. M2-157
to M2-158. In such circumstances, which strongly suggest that
McWebb was already in custody, it was proper for the officers to
administer to him warnings pursuant to
Miranda v. Arizona,
384 U. S. 436
(1966). It would then have been reasonable for the officers, aware
of the problem, from Detective Shea's discovery, in the specificity
of their warrant, to ask McWebb whether his apartment was the only
one on the third floor. [
Footnote
2/10] As it is, the officers made several requests of and
questioned McWebb, without giving him
Miranda warnings,
and yet failed to ask him the question, obvious in the
circumstances, concerning the exact location of his apartment.
Suppression Hearing Tr. M2-60, M2-131, M2-157.
Moreover, a reasonable officer would have realized the mistake
in the warrant during the moments following the officers' entrance
to the third floor. The officers gained access to the vestibule
separating McWebb's and respondent's apartments through a locked
door for which McWebb supplied the key. App. 17. There, in the open
doorway to his apartment, they encountered respondent, clad in
pajamas and wearing a half-body cast as a result of a recent spinal
operation.
Id. at 16; Suppression Hearing Tr. M2-104 to
M2-105. Although the facts concerning what next occurred are
somewhat in dispute,
see id. at M2-108, M2-167, it appears
that respondent, together with McWebb and the passenger from
McWebb's car, were shepherded into McWebb's
Page 480 U. S. 101
apartment across the vestibule from his own. Once again, the
officers were curiously silent. The informant had not led the
officers to believe that anyone other than McWebb lived in the
third-floor apartment; the search party had McWebb, the person
targeted by the search warrant, in custody when it gained access to
the vestibule; yet, when they met respondent on the third floor,
they simply asked him who he was, but never where he lived.
Id. at M2-165. Had they done so, it is likely that they
would have discovered the mistake in the warrant before they began
their search.
Finally and most importantly, even if the officers had learned
nothing from respondent, they should have realized the error in the
warrant from their initial security sweep. Once on the third floor,
the officers first fanned out through the rooms to conduct a
preliminary check for other occupants who might pose a danger to
them.
Id. at M2-63, M2-74, M2-87, M2-167. As the map of
the third floor demonstrates,
see 303 Md. at 396, 494 A.2d
at 199, the two apartments were almost a mirror image of each other
-- each had a bathroom, a kitchen, a living room, and a bedroom.
Given the somewhat symmetrical layout of the apartments, it is
difficult to imagine that, in the initial security sweep, a
reasonable officer would not have discerned that two apartments
were on the third floor, realized his mistake, and then confined
the ensuing search to McWebb's residence. [
Footnote 2/11]
Accordingly, even if a reasonable error on the part of police
officers prevents a Fourth Amendment violation, the mistakes here,
both with respect to obtaining and executing the warrant, are not
reasonable, and could easily have been avoided.
I respectfully dissent.
[
Footnote 2/1]
In reaching its conclusion, the Court of Appeals relied upon a
statement by the trial judge that, pursuant to the warrant, only
"the third floor apartment of the Defendant McWebb" could be
searched. App. 46; 303 Md. at 392, 494 A.2d at 196. The majority
contends that this reliance was unjustified, for, in making his
statement, the trial judge was doing nothing more than rejecting
respondent's contention that the warrant was general.
Ante
at
480 U. S. 82-83,
n. 4. I fail to see how the interpretation of the Court of Appeals
is inconsistent with the majority's understanding of this
statement. The trial judge could have been rejecting respondent's
argument about a general warrant by observing that the warrant here
was limited to a single apartment, McWebb's. Such a view of the
trial judge's remark does not contradict his observation that, in
procuring and executing the warrant, the officers did not know that
there were other apartments on the third floor. App. 41, 46. This
lack of knowledge by the officers does not necessarily imply that
they believed McWebb's apartment occupied the entire third floor.
It could also suggest that, beyond knowing the location of McWebb's
apartment, they were unaware of the configuration of the remaining
apartments in the building.
Ibid.
[
Footnote 2/2]
The language in the supporting affidavit similarly suggests that
the apartment in question was one located on, but not necessarily
occupying entirely, the third floor.
Id. at 6 ("During the
above-mentioned meeting with Informant #222, the Informant stated
that he/she knew a subject by the name of
Red Cross', who was
selling Marijuana out of his apartment located at 2036 Park Ave.
third floor").
[
Footnote 2/3]
If the officers were confused about the residence of respondent
when they encountered him in the third-floor vestibule (see sketch
reproduced at 303 Md. at 396, 494 A.2d at 199), they might have
been justified in detaining him temporarily as an occupant of
McWebb's apartment.
See Michigan v. Summers, 452 U.
S. 692,
452 U. S. 705
(1981); Tr. of Oral Arg. 42. The officers asserted that, upon
entering the vestibule, they observed marijuana lying upon a
dresser in respondent's bedroom, the door to respondent's apartment
being open. App. 24-25. Although it is not entirely clear that the
drug could have been seized immediately under the "plain view"
exception to the warrant requirement, for this would depend upon
whether the officers' "access to the object has some prior Fourth
Amendment justification,"
Illinois v. Andreas,
463 U. S. 765,
463 U. S. 771
(1983), the officers probably would have had probable cause to
obtain a search warrant and conceivably could have impounded
respondent's apartment while seeking the warrant.
See Segura v.
United States, 468 U. S. 796,
468 U. S. 810
(1984). Nothing, however, justified the full-scale search of
respondent's apartment in which the officers engaged.
[
Footnote 2/4]
Lower court cases, that deal with an exception to the
particularity-of-description requirement in a warrant, may support
this standard of a "reasonable mistake." Some courts have
recognized an exception that applies where, to outward appearances,
a building appears to be a single-occupancy structure but contains,
in reality, several units, and where the officers executing the
warrant could not have discovered its multiple-occupancy character
despite reasonable efforts.
See, e.g., United States v.
Davis, 557 F.2d 1239, 1247-1248 (CA8),
cert. denied, 434
U.S. 971 (1977); 2 W. LaFave, Search and Seizure § 4.5, pp.
79-80 (1978). It appears that, when ruling upon the propriety of
the search, the trial judge in this case had such an exception in
mind.
See App. 45.
It is uncertain, however, whether this exception should apply
here, where the officers may not know how many apartments are on a
particular floor, but do realize that the building is multi-unit.
Because the officers are aware that the structure houses other
residences besides the target apartment, they should be on notice
that they must make an investigation adequate to draw the warrant
with sufficient specificity. This means that they must clearly
distinguish the target unit from the others in order to avoid
infringing upon the Fourth Amendment rights of other occupants of
the building. Put another way, if the above exception is to apply,
officers drawing a search warrant for a unit of a
multiple-occupancy building should be put to a more demanding
standard of reasonableness to justify any mistake than is required
for those who rely on a reasonable failure to recognize at all the
multi-unit nature of a structure.
[
Footnote 2/5]
It is not entirely clear from the record what sort of
multiple-occupancy building was at issue here, although respondent
suggests that it was a single-family home converted into an
apartment house.
See Tr. of Oral Arg. 41; Brief for
Respondent 10. As has been noted by Senator Proxmire:
"It's estimated that there are 7 1/2 million rental units in
buildings containing 4 to 50 units. It may be about 15 percent of
our population."
"Approximately 4.1 million of those units are in central cities
or metropolitan areas. Such units are home to a large number of
lower income families and a disproportionate number of minority
families."
Hearing on Multifamily Housing Rehabilitation before the
Subcommittee on Housing and Urban Affairs of the Senate Committee
on Banking, Housing, and Urban Affairs, 95th Cong., 2d Sess., 1
(1978).
[
Footnote 2/6]
The majority makes much of the fact that Detective Marcus
checked with the Baltimore Gas and Electric Company in order to
verify McWebb's residence, and appeared to be informed that there
was only one apartment on the third floor.
Ante at
480 U. S. 85-86,
n. 10. As would appear in the course of the search, when officers
discovered separate electric bills for McWebb's and respondent's
apartments, App. 28, the information Marcus received was erroneous.
Given that a multiple-occupancy structure was at issue, the
detective's inquiry of the gas company should not have relieved him
of the obligation to pursue other, less burdensome steps to
identify accurately the apartment to be searched, or to dispense
with further investigation, such as inquiries directed to other
utility companies, the building's owner, or the telephone company.
See, e.g., United States v. Davis, 557 F.2d at 1247
(efforts in providing affidavit justifying search warrant deemed
adequate where officers had checked all utilities). Because
respondent had a telephone in his apartment, App. 22 -- another
fact discovered in the course of the search -- a brief check with
the telephone company would have informed the detective of the
other apartment on the third floor.
It is not entirely clear, moreover, that, when Detective Marcus
applied for the warrant, he believed that there was only one
apartment on the third floor. In his affidavit to the issuing
Magistrate, the detective explained that "no observations of the
apartment were conducted due to the fact that it would again be
impossible to tell which apartment the individuals would enter."
Id. at 7. This statement appears to be a reference to
long-range, possibly telescopic, observations of McWebb's apartment
while the informant purchased drugs from McWebb. If the detective
believed that McWebb occupied the entire third floor of the
structure, this remark makes no sense.
The State suggests that further efforts by Detective Marcus may
have alerted McWebb to the interest of the investigating officer,
and thus might have resulted in the destruction of evidence. Reply
Brief for Petitioner 6. It is difficult to understand why a
discretely conducted investigation would have had this feared
adverse effect.
[
Footnote 2/7]
It is unclear from the record whether, by the time of McWebb's
arrival, this detective had already managed to break in the front
door. App. 15.
[
Footnote 2/8]
While the warrant permitted the officers to arrest any persons
found in McWebb's apartment who were "then and there engaged in the
commission of a crime," App. 9, it did not specifically direct the
officers to arrest McWebb.
[
Footnote 2/9]
When the officers confronted McWebb in the street, however, he
believed that they had a warrant for his arrest. Suppression
Hearing Tr. M2-131.
[
Footnote 2/10]
McWebb, of course, could have refused to answer this question.
But, given that the officers had him in custody, they could have
pursued other avenues of discovering the exact location of his
apartment without any immediate fear of the destruction of
evidence.
[
Footnote 2/11]
Having seen the marijuana located upon respondent's dresser in
their initial security sweep, the officers could have secured his
apartment while seeking a search warrant.
See 480 U.S.
79fn2/3|>n. 3,
supra.