The International Convention for the Regulation of Whaling
(ICRW) included a Schedule regulating whale harvesting practices of
member nations (including the United States and Japan) and setting
harvest limits for various whale species. It also established the
International Whaling Commission (IWC) and authorized it to set
harvest quotas. However, the IWC has no power to impose sanctions
for quota violations, and any member country may file a timely
objection to an IWC amendment of the Schedule and thereby exempt
itself from any obligation to comply with the limit. Because of the
IWC's inability to enforce its own quota and in an effort to
promote enforcement of quotas set by other international fishery
conservation programs, Congress enacted the Pelly Amendment to the
Fishermen's Protective Act of 1967, directing the Secretary of
Commerce (Secretary) to certify to the President if nationals of a
foreign country are conducting fishing operations in such a manner
as to "diminish the effectiveness" of an international fishery
conservation program. The President, in his discretion, may then
direct the imposition of sanctions on the certified nation. Later,
Congress passed the Packwood Amendment to the Magnuson Fishery
Conservation and Management Act, requiring expedition of the
certification process and mandating that, if the Secretary
certifies that nationals of a foreign country are conducting
fishing operations in such a manner as to "diminish the
effectiveness" of the ICRW, economic sanctions must be imposed by
the Executive Branch against the offending nation. After the IWC
established a zero quota for certain sperm whales and ordered a
5-year moratorium on commercial whaling to begin in 1985, Japan
filed objections to both limitations, and thus was not bound
thereby. However, in 1984, Japan and the United States concluded an
executive agreement whereby Japan pledged to adhere to certain
harvest limits and to cease commercial whaling by 1988, and the
Secretary agreed that the United States would not certify Japan
under either the Pelly Amendment or the Packwood Amendment if Japan
complied with its pledges. Shortly before consummation
Page 478 U. S. 222
of the executive agreement, several wildlife conservation groups
filed suit in Federal District Court, seeking a writ of mandamus to
compel the Secretary to certify Japan, and the court granted
summary judgment for the groups, concluding that any taking of
whales in excess of the IWC's quotas diminished the effectiveness
of the ICRW. The court ordered the Secretary immediately to certify
to the President that Japan was in violation of the sperm whale
quota. The Court of Appeals affirmed.
Held:
1. The political question doctrine does not bar judicial
resolution of the instant controversy. The courts have the
authority to construe international treaties and executive
agreements and to interpret congressional legislation. The
challenge to the Secretary's decision not to certify Japan presents
a purely legal question of statutory interpretation. The
Judiciary's constitutional responsibility to interpret statutes
cannot be shirked simply because a decision may have significant
political overtones. Pp.
478 U. S.
229-230.
2. Neither the Pelly Amendment nor the Packwood Amendment
required the Secretary to certify Japan for refusing to abide by
the IWC whaling quotas. The Secretary's decision to secure the
certainty of Japan's future compliance with the IWC's program
through the 1984 executive agreement, rather than to rely on the
possibility that certification and imposition of economic sanctions
would produce the same or a better result, is a reasonable
construction of the Amendments. Pp.
478 U. S.
231-241.
(a) Under the terms of the Amendments, certification is neither
permitted nor required until the Secretary determines that
nationals of a foreign country are conducting fishing operations in
a manner that "diminishes the effectiveness" of the ICRW. Although
the Secretary must promptly make a certification decision, there is
no statutory definition of the words "diminish the effectiveness"
or specification of the factors that the Secretary should consider
in making the decision entrusted to him alone. The statutory
language does not direct the Secretary automatically and regardless
of the circumstances to certify a nation that fails to conform to
the IWC whaling Schedule. Pp.
478 U. S.
231-234.
(b) Nothing in the legislative history of either Amendment
addresses the nature of the Secretary's duty and requires him to
certify every departure from the IWC's scheduled limits on whaling.
The history of the Pelly Amendment and its subsequent amendment
shows that Congress had no intention to require the Secretary to
certify every departure from the limits set by an international
conservation program, and that Congress used the phrase "diminish
the effectiveness" to give the Secretary a range of certification
discretion. Although the Packwood Amendment was designed to remove
executive discretion in imposing
Page 478 U. S. 223
sanctions once certification had been made, Congress
specifically retained the identical certification standard of the
Pelly Amendment, and the legislative history does not indicate that
the certification standard requires the Secretary, regardless of
the circumstances, to certify each and every departure from the
IWC's whaling Schedules. Pp.
478
U.S. 234-241.
247 U.S.App.D.C. 309, 768 F.2d 426, reversed.
WHITE, J., delivered the opinion of the Court, in which BURGER,
C.J., and POWELL, STEVENS, and O'CONNOR, JJ., joined. MARSHALL, J.,
filed a dissenting opinion, in which BRENNAN, BLACKMUN, and
REHNQUIST, JJ., joined,
post, p.
478 U. S.
241.
JUSTICE WHITE delivered the opinion of the Court.
In these cases, we address the question whether, under what are
referred to in these cases as the Pelly and Packwood Amendments, 85
Stat. 786, as amended, 22 U.S.C. § 1978; 90 Stat. 337,
as
amended, 16 U.S.C. § 1821 (1982 ed. and Supp. III), the
Secretary of Commerce is required to certify that Japan's whaling
practices "diminish the effectiveness" of the International
Convention for the Regulation of Whaling because that country's
annual harvest exceeds quotas established under the Convention.
Page 478 U. S. 224
I
For centuries, men have hunted whales in order to obtain both
food and oil, which, in turn, can be processed into a myriad of
other products. Although at one time a harrowing and perilous
profession, modern technological innovations have transformed
whaling into a routine form of commercial fishing, and have allowed
for a multifold increase in whale harvests worldwide.
Based on concern over the effects of excessive whaling, 15
nations formed the International Convention for the Regulation of
Whaling (ICRW), Dec. 2, 1946, 62 Stat. 1716, T.I.A.S. No. 1849
(entered into force Nov. 10, 1948). The ICRW was designed to
"provide for the proper conservation of whale stocks and thus make
possible the orderly development of the whaling industry,"
id. at 1717, and today serves as the principal
international mechanism for promoting the conservation and
development of whale populations.
See generally Smith, The
International Whaling Commission: An Analysis of the Past and
Reflections on the Future, 16 Nat.Resources Law. 543 (1984). The
United States was a founding member of the ICRW; Japan joined in
1951.
To achieve its purposes, the ICRW included a Schedule which,
inter alia, regulates harvesting practices and sets
harvest limits for various whale species. Art. I, 62 Stat. 1717,
1723-1727. In addition, the ICRW established the International
Whaling Commission (IWC), which implements portions of the
Convention and is authorized to amend the Schedule and set new
harvest quotas.
See Art. III, 62 Stat. 1717-1718; Art. V,
62 Stat. 1718-1719.
See generally Smith,
supra,
at 547-550. The quotas are binding on IWC members if accepted by a
three-fourths' majority vote. Art. III, 62 Stat. 1717. Under the
terms of the Convention, however, the IWC has no power to impose
sanctions for quota violations.
See Art. IX, 62 Stat.
1720. Moreover, any member country may file a timely objection to
an IWC amendment of the Schedule, and thereby exempt itself from
any obligation
Page 478 U. S. 225
to comply with the limit unless and until the objection is
withdrawn. Art. V, 62 Stat. 1718-1719. All nonobjecting countries
remain bound by the amendment.
Because of the IWC's inability to enforce its own quota, and in
an effort to promote enforcement of quotas set by other
international fishery conservation programs, Congress passed the
Pelly Amendment to the Fishermen's Protective Act of 1967. 22
U.S.C. § 1978. Principally intended to preserve and protect
North American Atlantic salmon from depletion by Danish fishermen
in violation of the ban imposed by the International Convention for
the Northwest Atlantic Fisheries, the Amendment protected whales as
well.
See 117 Cong.Rec. 34752 (1971) (remarks of Rep.
Pelly); H.R.Rep. No. 92-468, p. 6 (1971). The Amendment directs the
Secretary of Commerce to certify to the President if
"nationals of a foreign country, directly or indirectly, are
conducting fishing operations in a manner or under circumstances
which diminish the effectiveness of an international fishery
conservation program. . . ."
22 U.S.C. § 1978(a)(1). Upon certification, the President,
in his discretion, may then direct the Secretary of the Treasury to
prohibit the importation of fish products from the certified
nation. § 1978(a)(4). The President may also decline to impose
any sanctions or import prohibitions.
After enactment of the Pelly Amendment, the Secretary of
Commerce five times certified different nations to the President as
engaging in fishing operations which "diminish[ed] the
effectiveness" of IWC quotas. H.R.Rep. No. 95-1029, p. 9 (1978);
125 Cong.Rec. 22084 (1979) (remarks of Rep. Oberstar). None of the
certifications resulted in the imposition of sanctions by the
President. After each certification, however, the President was
able to use the threat of discretionary sanctions to obtain
commitments of future compliance from the offending nations.
Although
"the Pelly Amendment . . . served the useful function of quietly
persuading nations to adhere to the decisions
Page 478 U. S. 226
of international fishery conservation bodies,"
H.R.Rep. No. 95-1029,
supra, at 9, Congress grew
impatient with the Executive's delay in making certification
decisions and refusal to impose sanctions.
See 125
Cong.Rec. 22083 (1979) (remarks of Rep. Murphy);
id. at
22084 (remarks of Rep. Oberstar). As a result, Congress passed the
Packwood Amendment to the Magnuson Fishery Conservation and
Management Act, 16 U.S.C. § 1801
et seq. (1982 ed.
and Supp. III). This Amendment requires the Secretary of Commerce
to "periodically monitor the activities of foreign nationals that
may affect [international fishery conservation programs]," 22
U.S.C. § 1978(a)(3)(A); "promptly investigate any activity by
foreign nationals that, in the opinion of the Secretary, may be
cause for certification . . . ," § 1978(a)(3)(B); and
"promptly conclude; and reach a decision with respect to; [that]
investigation." § 1978(a)(3)(C).
To rectify the past failure of the President to impose the
sanctions authorized -- but not required -- under the Pelly
Amendment, the Packwood Amendment removes this element of
discretion and mandates the imposition of economic sanctions
against offending nations. Under the Amendment, if the Secretary of
Commerce certifies that
"nationals of a foreign country, directly or indirectly, are
conducting fishing operations or engaging in trade or taking which
diminishes the effectiveness of the International Convention for
the Regulation of Whaling,"
16 U.S.C. § 1821(e)(2)(A)(i), the Secretary of State must
reduce, by at least 50%, the offending nation's fishery allocation
within the United States' fishery conservation zone. §
1821(e)(2)(B). Although the Amendment requires the imposition of
sanctions when the Secretary of Commerce certifies a nation, it did
not alter the initial certification process, except for requiring
expedition. It was also provided that a certificate under the
Packwood Amendment also serves as a certification for the purposes
of the Pelly Amendment. § 1821(e)(2)(A)(i).
Page 478 U. S. 227
In 1981, the IWC established a zero quota for the Western
Division stock of Northern Pacific sperm whales. The next year, the
IWC ordered a 5-year moratorium on commercial whaling to begin with
the 1985-1986 whaling season and last until 1990. In 1982, the IWC
acted to grant Japan's request for a 2-year respite -- for the
1982-1983 and 1983-1984 seasons -- from the IWC's earlier decision
banning sperm whaling.
Because Japan filed timely objections to both the IWC's 1981
zero quota for Northern Pacific sperm whales and 1982 commercial
whaling moratorium, under the terms of the ICRW, it was not bound
to comply with either limitation. Nonetheless, as the 1984-1985
whaling season grew near, it was apparently recognized that, under
either the Pelly or Packwood Amendment, the United States could
impose economic sanctions if Japan continued to exceed these
whaling quotas.
Following extensive negotiations, on November 13, 1984, Japan
and the United States concluded an executive agreement through an
exchange of letters between the Charge d'Affaires of Japan and the
Secretary of Commerce.
See App. to Pet. for Cert. in No.
85-955, pp. 102A-109A. Subject to implementation requirements,
[
Footnote 1] Japan pledged to
adhere
Page 478 U. S. 228
to certain harvest limits and to cease commercial whaling by
1988.
Id. at 104A-106A. In return and after consulting
with the United States Commissioner to the IWC, the Secretary
determined that the short-term continuance of a specified level of
limited whaling by Japan, coupled with its promise to discontinue
all commercial whaling by 1988, "would not diminish the
effectiveness of the International Convention for the Regulation of
Whaling, 1946, or its conservation program."
Id. at 107A.
Accordingly, the Secretary informed Japan that, so long as Japan
complied with its pledges, the United States would not certify
Japan under either Amendment.
See id. at 104A.
Several days before consummation of the executive agreement,
several wildlife conservation groups [
Footnote 2] filed suit in District Court seeking a writ of
mandamus compelling the Secretary of Commerce to certify Japan.
[
Footnote 3] Because, in its
view, any taking of whales in excess of the IWC quotas diminishes
the
Page 478 U. S. 229
effectiveness of the ICRW, the District Court granted summary
judgment for respondents and ordered the Secretary of Commerce
immediately to certify to the President that Japan was in violation
of the IWC sperm whale quota.
604
F. Supp. 1398,
1411
(DC 1985). Thereafter, Japan's Minister for Foreign Affairs
informed the Secretary of Commerce that Japan would perform the
second condition of the agreement -- withdrawal of its objection to
the IWC moratorium -- provided that the United States obtained
reversal of the District Court's order. App. to Pet. for Cert. in
No. 85-955, pp. 116A-118A.
A divided Court of Appeals affirmed. 247 U.S.App.D.C. 309, 768
F.2d 426 (1985). Recognizing that the Pelly and Packwood-Magnuson
Amendments did not define the specific activities which would
"diminish the effectiveness" of the ICRW, the court looked to the
Amendments' legislative history and concluded, as had the District
Court, that the taking by Japanese nationals of whales in excess of
quota automatically called for certification by the Secretary. We
granted certiorari, 474 U.S. 1053 (1986), and now reverse.
II
We address first the Japanese petitioners' contention that the
present actions are unsuitable for judicial review because they
involve foreign relations, and that a federal court, therefore,
lacks the judicial power to command the Secretary of Commerce, an
Executive Branch official, to dishonor and repudiate an
international agreement. Relying on the political question
doctrine, and quoting
Baker v. Carr, 369 U.
S. 186,
369 U. S. 217
(1969), the Japanese petitioners argue that the danger of
"embarrassment from multifarious pronouncements by various
departments on one question" bars any judicial resolution of the
instant controversy.
We disagree.
Baker carefully pointed out that not every
matter touching on politics is a political question,
id.
at
369 U. S. 209,
and more specifically, that it is "error to suppose that every
Page 478 U. S. 230
case or controversy which touches foreign relations lies beyond
judicial cognizance."
Id. at
369 U. S. 211.
The political question doctrine excludes from judicial review those
controversies which revolve around policy choices and value
determinations constitutionally committed for resolution to the
halls of Congress or the confines of the Executive Branch. The
Judiciary is particularly ill-suited to make such decisions, as
"courts are fundamentally under-equipped to formulate national
policies or develop standards for matters not legal in nature."
United States ex rel. Joseph v. Cannon, 206 U.S.App.D.C.
405, 411, 642 F.2d 1373, 1379 (1981) (footnote omitted),
cert.
denied, 455 U.S. 999 (1982).
As
Baker plainly held, however, the courts have the
authority to construe treaties and executive agreements, and it
goes without saying that interpreting congressional legislation is
a recurring and accepted task for the federal courts. It is also
evident that the challenge to the Secretary's decision not to
certify Japan for harvesting whales in excess of IWC quotas
presents a purely legal question of statutory interpretation. The
Court must first determine the nature and scope of the duty imposed
upon the Secretary by the Amendments, a decision which calls for
applying no more than the traditional rules of statutory
construction, and then applying this analysis to the particular set
of facts presented below. We are cognizant of the interplay between
these Amendments and the conduct of this Nation's foreign
relations, and we recognize the premier role which both Congress
and the Executive play in this field. But under the Constitution,
one of the Judiciary's characteristic roles is to interpret
statutes, and we cannot shirk this responsibility merely because
our decision may have significant political overtones. We conclude,
therefore, that the present cases present a justiciable
controversy, and turn to the merits of petitioners' arguments.
[
Footnote 4]
Page 478 U. S. 231
III
The issue before us is whether, in the circumstances of these
cases, either the Pelly or Packwood Amendment required the
Secretary to certify Japan for refusing to abide by the IWC whaling
quotas. We have concluded that certification
Page 478 U. S. 232
was not necessary, and hence reject the Court of Appeals'
holding and respondents' submission that certification is mandatory
whenever a country exceeds its allowable take under the ICRW
Schedule.
Under the Packwood Amendment, certification is neither permitted
nor required until the Secretary makes a determination that
nationals of a foreign country "are conducting fishing operations
or engaging in trade or taking which diminishes the effectiveness"
of the ICRW. It is clear that the Secretary must promptly make the
certification decision, but the statute does not define the words
"diminish the effectiveness of," or specify the factors that the
Secretary should consider in making the decision entrusted to him
alone. Specifically, it does not state that certification must be
forthcoming whenever a country does not abide by IWC Schedules, and
the Secretary did not understand or interpret the language of the
Amendment to require him to do so. Had Congress intended otherwise,
it would have been a simple matter to say that the Secretary must
certify deliberate taking of whales in excess of IWC limits.
Here, as the Convention permitted it to do, Japan had filed its
objection to the IWC harvest limits and to the moratorium to begin
with the 1985-1986 season. It was accordingly not in breach of its
obligations under the Convention in continuing to take whales, for
it was part of the scheme of the Convention to permit nations to
opt out of Schedules that were adopted over its objections. In
these circumstances, the Secretary, after consultation with the
United States Commissioner to the IWC and review of the IWC
Scientific Committee opinions, determined that it would better
serve the conservation ends of the Convention to accept Japan's
pledge to limit its harvest of sperm whales for four years and to
cease all commercial whaling in 1988, rather than to impose
sanctions and risk continued whaling by the Japanese. In any event,
the Secretary made the determination assigned to him by the
Packwood Amendment, and concluded that the
Page 478 U. S. 233
limited taking of whales in the 1984 and 1985 coastal seasons
would not diminish the effectiveness of the ICRW or its
conservation program, and that he would not make the certification
that he would otherwise be empowered to make.
The Secretary, of course, may not act contrary to the will of
Congress when exercised within the bounds of the Constitution. If
Congress has directly spoken to the precise issue in question, if
the intent of Congress is clear, that is the end of the matter.
Chevron U.S.A. Inc. v.
Natural Resources Defense Council, Inc.,
467 U. S. 837,
467 U. S. 843
(1984). But as the courts below and respondents concede, the
statutory language itself contains no direction to the Secretary,
automatically and regardless of the circumstances, to certify a
nation that fails to conform to the IWC whaling Schedule. The
language of the Pelly and Packwood Amendments might reasonably be
construed in this manner, but the Secretary's construction that
there are circumstances in which certification may be withheld,
despite departures from the Schedules and without violating his
duty, is also a reasonable construction of the language used in
both Amendments. We do not understand the Secretary to be urging
that he has
carte blanche discretion to ignore and do
nothing about whaling in excess of IWC Schedules. He does not
argue, for example, that he could refuse to certify for any reason
not connected with the aims and conservation goals of the
Convention, or refuse to certify deliberate flouting of schedules
by members who have failed to object to a particular schedule. But
insofar as the plain language of the Amendments is concerned, the
Secretary is not forbidden to refuse to certify for the reasons
given in these cases. Furthermore, if a statute is silent or
ambiguous with respect to the question at issue, our longstanding
practice is to defer to the "executive department's construction of
a statutory scheme it is entrusted to administer,"
Chevron,
supra, at
467 U. S. 844,
unless the legislative history of the enactment shows with
sufficient clarity that the agency construction is contrary to the
will of Congress.
United
Page 478 U. S. 234
States v. Riverside Bayview Homes, Inc., 474 U.
S. 121,
474 U. S. 131
(1985).
See Chemical Mfrs. Assn. v. Natural Resources Defense
Council, Inc., 470 U. S. 116,
470 U. S. 125
(1985).
IV
Contrary to the Court of Appeals' and respondents' views, we
find nothing in the legislative history of either Amendment that
addresses the nature of the Secretary's duty and requires him to
certify every departure from the IWC's scheduled limits on whaling.
The Pelly Amendment was introduced in 1971 to protect Atlantic
salmon from possible extinction caused by overfishing in disregard
of established salmon quotas. Under the International Convention
for the Northwest Atlantic Fisheries (ICNAF), zero harvest quotas
had been established in 1969 to regulate and control high seas
salmon fishing. 117 Cong.Rec. 34751 (1971) (remarks of Rep.
Dingell). Denmark, Germany, and Norway, members of the ICNAF,
exercised their right to file timely objections to the quotas,
however, and thus were exempt from their limitations. Although
respondents are correct that Congress enacted the Pelly Amendment
primarily as a means to enforce those international fishing
restrictions against these three countries, particularly Denmark,
they fail to establish that the Amendment requires automatic
certification of every nation whose fishing operations exceed
international conservation quotas.
Both the Senate and House Committee Reports detail the
"conservation nightmare" resulting from Denmark's failure to
recognize the ICNAF quota; a position which "effectively nullified"
the ban on high seas harvesting of Atlantic salmon. S.Rep. No.
92-582, pp. 4-5 (1971); H.R.Rep. No. 92-468, pp. 5-6 (1971). In
addition, Danish operations were seen as leading to the "eventual
destruction of this valuable sports fish," a matter of "critical
concern" to both the Senate and House Committees. S.Rep. No.
92-582, at 4; H.R.Rep. No. 92-468, at 5. There is no question but
that both Committees
Page 478 U. S. 235
viewed Denmark's excessive fishing operations as "diminish[ing]
the effectiveness" of the ICNAF quotas, and envisioned that the
Secretary would certify that nation under the Pelly Amendment. The
Committee Reports, however, do not support the view that the
Secretary must certify every nation that exceeds every
international conservation quota. [
Footnote 5]
The discussion on the floor of the House by Congressman Pelly
and other supporters of the Amendment further demonstrates that
Congress' primary concern in enacting the Pelly Amendment was to
stave off the possible extermination of both the Atlantic salmon as
well as the extinction of other heavily fished species, such as
whales, regulated by international fishery conservation programs.
117 Cong.Rec. 34752-34754 (1971) (remarks of Reps. Pelly, Wylie,
Clausen, and Hogan). The comments of Senator Stevens, acting
Chairman of the reporting Senate Committee and the only
Page 478 U. S. 236
speaker on the bill during the Senate debate, were to the same
effect.
See id. at 47054 (if countries continue
indiscriminately to fish on the high seas, salmon may become
extinct). Testimony given during congressional hearings on the
Pelly Amendment also supports the conclusion that Congress had no
intention to require the Secretary to certify every departure from
the limits set by an international conservation program. [
Footnote 6]
Subsequent amendment of the Pelly Amendment in 1978 further
demonstrates that Congress used the phrase, "diminish the
effectiveness," to give the Secretary a range of certification
discretion. The 1978 legislation expanded coverage of the Pelly
Amendment
"to authorize the President to embargo wildlife products from
countries where nationals have acted in a manner which, directly or
indirectly, diminishes the effectiveness of any international
program for the conservation of endangered or threatened
species."
H.R.Rep. No. 95-1029, p. 8 (1978). This extension was premised
on the success realized by the United States in using the
Page 478 U. S. 237
Amendment to convince other nations to adhere to IWC quotas,
thus preserving the world's whale stocks.
Id. at 9.
In the House Report for the 1978 amendment, the Merchant Marine
and Fisheries Committee specifically addressed the "diminish the
effectiveness" standard, and recognized the Secretary's discretion
in making the initial certification decision:
"The nature of any trade or taking which qualifies as
diminishing the effectiveness of any international program for
endangered or threatened species will depend on the circumstances
of each case. In general, however, the trade or taking must be
serious enough to warrant the finding that the effectiveness of the
international program in question has been diminished. An isolated,
individual violation of a convention provision will not ordinarily
warrant certification under this section."
Id. at 15. This statement makes clear that, under the
Pelly Amendment as construed by Congress, the Secretary is to
exercise his judgment in determining whether a particular fishing
operation "diminishes the effectiveness" of an international
fishery conservation program like the IWC. [
Footnote 7]
Page 478 U. S. 238
The Court of Appeals held that this definition applies only to
the 1978 addition to the Pelly Amendment, designed to enforce the
Convention on International Trade in Endangered Species of Wild
Fauna and Flora (CITES), Mar. 3, 1973, 27 U.S.T. 1087, T.I.A.S. No.
8249, and not to the ICRW. We are unpersuaded. Congress perceived
the two Conventions as seeking the same objectives. Both programs
are designed to conserve endangered or threatened species, whether
it be the sperm whale or the stumptail macaque.
See
H.R.Rep. No. 95-1029, pp. 9-10 (1978). This explains why the House
Report noted that the purpose behind the 1978 extension of the
Pelly Amendment was
"to expand the success the United States has achieved in the
conservation of whales to the conservation of endangered and
threatened species."
Id. at 9.
Both Conventions also operate in a similar, and often parallel,
manner, [
Footnote 8] and
nothing in the legislative history of the 1978 amendment shows that
Congress intended the phrase "diminish the effectiveness" to be
applied inflexibly with respect to departures from fishing quotas,
but to be applied flexibly
vis-a-vis departures from
endangered species quotas. Without strong evidence to the contrary,
we doubt that Congress intended the same phrase to have
significantly different
Page 478 U. S. 239
meanings in two adjoining paragraphs of the same subsection.
See Sedima, S.P.R.L. v. Imrex Co., 473 U.
S. 479,
473 U. S.
488-489 (1985);
Morrison-Knudsen Constr. Co. v.
Director, OWCP, 461 U. S. 624,
461 U. S. 633
(1983). Congress' explanation of the scope of the Secretary's
certification duty applies to both the original Pelly Amendment and
the 1978 amendment: the Secretary is empowered to exercise his
judgment in determining whether
"the trade or taking [is] serious enough to warrant the finding
that the effectiveness of the international program in question has
been diminished."
H.R.Rep. No. 95-1029,
supra at 15.
Enactment of the Packwood Amendment did not negate the
Secretary's view that he is not required to certify every failure
to abide by ICW's whaling limits. There were hearings on the
proposal, but no Committee Reports. It was enacted as a floor
amendment. It is clear enough, however, that it was designed to
remove executive discretion in imposing sanctions once
certification had been made -- as Senator Packwood put it, "to put
real economic teeth into our whale conservation efforts," by
requiring the Secretary of State to impose severe economic
sanctions until the transgression is rectified. 125 Cong.Rec. 21742
(1979). But Congress specifically retained the identical
certification standard of the Pelly Amendment, which requires a
determination by the Secretary that the whaling operations at issue
diminish the effectiveness of the ICRW. 16 U.S.C. §
1821(e)(2)(A)(i).
See 125 Cong.Rec. 21743 (1979) (remarks
of Sen. Magnuson);
id. at 22083 (remarks of Rep. Breaux);
id. at 22084 (remarks of Rep. Oberstar). We find no
specific indication in this history that, henceforth, the
certification standard would require the Secretary to certify each
and every departure from ICW's whaling Schedules. [
Footnote 9]
Page 478 U. S. 240
It may be that, in the legislative history of these Amendments,
there are scattered statements hinting at the
per se rule
advocated by respondents, but, read as a whole, we are quite
unconvinced that this history clearly indicates, contrary to what
we and the Secretary have concluded is a permissible reading of the
statute, that all departures from IWC Schedules, regardless of the
circumstances, call for immediate certification. [
Footnote 10]
V
We conclude that the Secretary's construction of the statutes
neither contradicted the language of either Amendment nor
frustrated congressional intent.
See Chevron U.S.A. Inc. v.
Natural Resources Defense Council, Inc., 467 U.S.
Page 478 U. S. 241
at
467 U. S.
842-843. In enacting these Amendments, Congress' primary
goal was to protect and conserve whales and other endangered
species. The Secretary furthered this objective by entering into
the agreement with Japan, calling for that nation's acceptance of
the worldwide moratorium on commercial whaling and the withdrawal
of its objection to the IWC zero sperm whale quota, in exchange for
a transition period of limited additional whaling. Given the lack
of any express direction to the Secretary that he must certify a
nation whose whale harvest exceeds an IWC quota, the Secretary
reasonably could conclude, as he has, that
"a cessation of all Japanese commercial whaling activities would
contribute more to the effectiveness of the IWC and its
conservation program than any other single development."
Affidavit of Malcolm Baldrige, Brief for Petitioners in No.
85-955, Addendum III, pp. 6A-7A.
We conclude, therefore, that the Secretary's decision to secure
the certainty of Japan's future compliance with the IWC's program
through the 1984 executive agreement, rather than rely on the
possibility that certification and imposition of economic sanctions
would produce the same or better result, is a reasonable
construction of the Pelly and Packwood Amendments. Congress granted
the Secretary the authority to determine whether a foreign nation's
whaling in excess of quotas diminishes the effectiveness of the
IWC, and we find no reason to impose a mandatory obligation upon
the Secretary to certify that every quota violation necessarily
fails that standard. Accordingly, the judgment of the Court of
Appeals is
Reversed.
* Together with No. 85-955,
Baldrige, Secretary of Commerce,
et al. v. American Cetacean Society et al., also on certiorari
to the same court.
[
Footnote 1]
The details of the Japanese commitments were explained in a
summary accompanying the letter from the Charge d'Affaires to the
Secretary. First, the countries agreed that, if Japan would
withdraw its objection to the IWC zero sperm whale quota, Japanese
whalers could harvest up to 400 sperm whales in each of the 1984
and 1985 coastal seasons without triggering certification. Japan's
irrevocable withdrawal of that objection was to take place on or
before December 13, 1984, effective April 1, 1988. App. to Pet. for
Cert. in No. 85-955, pp. 104A-105A. Japan fulfilled this portion of
the agreement on December 11, 1984.
Id. at 110A,
112A-114A.
Second, the two nations agreed that, if Japan would end all
commercial whaling by April 1, 1988, Japanese whalers could take
additional whales in the interim without triggering certification.
Japan agreed to harvest no more than 200 sperm whales in each of
the 1986 and 1987 coastal seasons. In addition, it would restrict
its harvest of other whale species -- under limits acceptable to
the United States after consultation with Japan -- through the end
of the 1986-1987 pelagic season and the end of the 1987 coastal
season. The agreement called for Japan to announce its commitment
to terminate commercial whaling operations by withdrawing its
objection to the 1982 IWC moratorium on or before April 1, 1985,
effective April 1, 1988.
Id. at 105A-106A.
[
Footnote 2]
The original plaintiffs to this action are: American Cetacean
Society, Animal Protection Institute of America, Animal Welfare
Institute, Center for Environmental Education, The Fund for
Animals, Greenpeace U.S.A., The Humane Society of the United
States, International Fund for Animal Welfare, The Whale Center,
Connecticut Cetacean Society, Defenders of Wildlife, Friends of the
Earth, and Thomas Garrett, former United States Representative to
the IWC.
[
Footnote 3]
In addition, plaintiffs also requested (1) a declaratory
judgment that the Secretary's failure to certify violated both the
Pelly and Packwood Amendments, because any whaling activities in
excess of IWC quotas necessarily "diminishes the effectiveness" of
the ICRW; and (2) a permanent injunction prohibiting any executive
agreement which would violate the certification and sanction
requirements of the Amendments.
604
F. Supp. 1398, 1401 (DC 1985). The Japan Whaling Association
and Japan Fishing Association (Japanese petitioners), trade groups
representing private Japanese interests, were allowed to
intervene.
[
Footnote 4]
We also reject the Secretary's suggestion that no private cause
of action is available to respondents. Respondents brought suit
against the Secretary of Commerce, the head of a federal agency,
and the suit, in essence, is one to "compel agency action
unlawfully withheld," 5 U.S.C. § 706(1), or alternatively,
to
"hold unlawful and set aside agency action . . . found to be . .
. arbitrary, capricious, an abuse of discretion, or otherwise not
in accordance with law."
§ 706(2)(A). The "right of action" in such cases is
expressly created by the Administrative Procedure Act (APA), which
states that "final agency action for which there is no other
adequate remedy in a court [is] subject to judicial review," §
704, at the behest of "[a] person . . . adversely affected or
aggrieved by agency action." § 702 (1982 ed., Supp. III). A
separate indication of congressional intent to make agency action
reviewable under the APA is not necessary; instead, the rule is
that the cause of action for review of such action is available
absent some clear and convincing evidence of legislative intention
to preclude review.
See, e.g., Block v. Community Nutrition
Institute, 467 U. S. 340,
467 U. S. 345
(1984);
Citizens to Preserve Overton Park v. Volpe,
401 U. S. 402,
401 U. S. 410
(1971);
Abbott Laboratories v. Gardner, 387 U.
S. 136,
387 U. S. 141
(1967).
It is clear that respondents may avail themselves of the right
of action created by the APA. First, the Secretary's actions
constitute the actions of an agency.
See 5 U.S.C. §
551(1);
Citizens to Preserve Overton Park v. Volpe, supra,
at
401 U. S. 410.
In addition, there has been "final agency action," in that the
Secretary formally has agreed with the Japanese that there will be
no certification, and this appears to be an action "for which there
is no other adequate remedy in a court," as the issue whether the
Secretary's failure to certify was lawful will not otherwise arise
in litigation. Next, it appears that respondents are sufficiently
"aggrieved" by the agency's action: under our decisions in
Sierra Club v. Morton, 405 U. S. 727
(1972), and
United States v. SCRAP, 412 U.
S. 669 (1973), they undoubtedly have alleged a
sufficient "injury in fact" in that the whale watching and studying
of their members will be adversely affected by continued whale
harvesting, and this type of injury is within the "zone of
interests" protected by the Pelly and Packwood Amendments.
See
Association of Data Processing Service Organizations, Inc. v.
Camp, 397 U. S. 150
(1970). Finally, the Secretary has failed to point to any expressed
intention on the part of Congress to foreclose APA review of
actions under either Amendment. We find, therefore, that
respondents are entitled to pursue their claims under the right of
action created by the APA.
[
Footnote 5]
The Court of Appeals relied upon the statement in S.Rep. No.
92-582 that the purpose of the Amendment was
"'to prohibit the importation of fishery products from nations
that do not conduct their fishing operations in a manner that is
consistent with international conservation programs. It would
accomplish this by providing that, whenever the Secretary of
Commerce determines that a country's nationals are fishing in such
a manner, he must certify such fact to the President.'"
247 U.S.App.D.C. 309, 319, 768 F.2d 426, 436 (1985) (emphasis
omitted), quoting S.Rep. No. 92582, at 2. This is, indeed, an
explicit statement of purpose, but this is not the operative
language in the statute chosen to effect that purpose. The
section-by-section analysis contained in the same Report recites
that the operative section directs the Secretary of Commerce to
certify to the President the fact that nationals of a foreign
country, directly or indirectly, are conducting fishing operations
in a manner or under circumstances which diminish the effectiveness
of an international conservation program whenever he determines the
existence of such operations.
Id. at 5. These are not the
words of a ministerial duty, but the imposition of duty to make an
informed judgment. Even respondents do not contend that every
merely negligent or unintentional violation must be certified. It
should be noted that the statement of purpose contained in the
House Report tracks the language of the operative provisions of the
Amendment. H.R.Rep. No. 92-468, p. 2 (1971).
[
Footnote 6]
Representative Pelly testified at the Senate hearings that the
sanctions authorized by the Amendment were to be applied
"in the case of flagrant violation of any international fishery
conservation program to which the United States has committed
itself."
Hearings on S. 1242
et al. before the Subcommittee on
Oceans and Atmosphere of the Senate Committee on Commerce, 92d
Cong., 1st Sess., 47 (1971). Similarly, Donald McKernan, Special
Assistant for Fisheries and Wildlife, and Coordinator of Ocean
Affairs, United States Department of State, stated:
"We do not anticipate that there would be any need to invoke the
proposed legislation where conservation needs are effectively met
by the agreement of all nations involved to an international
conservation regime."
"However, there are some situations where one or more nations
have failed to agree to a program otherwise agreed among the
involved nations, or having once agreed failed to abide by the
agreement."
"Under the proposed legislation, if the action of such countries
diminished the effectiveness of the international fishery
conservation program, consideration would need to be given to
taking trade measures as necessary to support the conservation
program."
Id. at 97.
[
Footnote 7]
The Committee also detailed two actions which "dramatically
demonstrate[d] the value of the Pelly amendment to the United
States in the conduct of international fishery negotiations."
H.R.Rep. No. 95-1029, p. 9 (1978).
"In November, 1977, the Secretary of Commerce reported to the
President that two nonmembers of the IWC -- Peru and Korea -- were
taking whales in excess of IWC quotas. In March, 1978, the
Secretary of Commerce reported to the subcommittee that, although
these nations are violating IWC quotas, certification under the
Pelly amendment is pending a thorough documentation and
substantiation of each action that may diminish the effectiveness
of the IWC conservation program."
Ibid. The fact that the Committee approved of the
Secretary's actions in not automatically certifying these nations,
even though they were found to be taking whales in excess of IWC
quotas, is additional evidence that the Pelly Amendment does not
require the
per se rule respondents now urge.
[
Footnote 8]
The CITES regulates trade in endangered and threatened species
through inclusion of those species in one of three Appendices.
CITES, Arts. II-IV, 27 U.S.T. 1092-1097. The ICRW regulates whaling
through the use of a Schedule which sets harvest limits for whale
species. ICRW, Art. V, 62 Stat. 1718-1719. The CITES requires a
two-thirds' majority vote to amend an Appendix to include an
additional species. CITES, Art. XV, 27 U.S.T. 1110-1112. The ICRW
requires a three-fourths' majority vote to amend the Schedule or to
adopt regulations. ICRW, Art. III, 62 Stat. 1717. Both Conventions
also contain analogous procedures for member nations to file timely
objections to limitations imposed by the Convention.
Compare CITES, Art. XV, 27 U.S.T. 1110-1112,
with
ICRW, Art. V, 62 Stat. 1719.
See generally Recent
Development, International Conservation -- United States
Enforcement of World Whaling Programs, 26 Va.J.Int'l L. 511,
531-532 (1986).
[
Footnote 9]
Indeed, to the extent that the hearings on the Packwood
Amendment are indicative of congressional intent, they support the
Secretary's view of his duty and authority to certify whaling in
excess of IWC limits. Hearings before the Subcommittee on Fisheries
and Wildlife Conservation and the Environment of the House
Committee on Merchant Marine and Fisheries, 96 Cong., 1st Sess.,
311-312, 317 (1979).
We note also that, in 1984, Senator Packwood introduced a
further amendment to the Packwood Amendment. This proposal required
that
"'[a]ny nation whose nationals conduct commercial whaling
operations [after 1986] unless such whaling has been authorized by
the International Whaling Commission shall be deemed to be
certified for the purposes of this [act].'"
Quoted in Comment, The U.S.-Japanese Whaling Accord: A Result of
the Discretionary Loophole in the Packwood-Magnuson Amendment, 19
Geo.Wash.J.Int'l L. & Econ. 577, 609, n. 220 (1986). Congress
thus had the express opportunity to mandate that the Secretary
certify any foreign nation which exceeds an IWC quota, but chose
not to do so.
[
Footnote 10]
The "diminish the effectiveness of" standard has been used in
legislation other than the Pelly and Packwood Amendments. It first
appeared in the 1962 amendment to the Tuna Convention Act of 1950,
64 Stat. 777, 16 U.S.C. § 951
et seq. It was also
used in 1984 in the Eastern Pacific Tuna Licensing Act, 16 U.S.C.
§ 972
et seq. (1982 ed., Supp. III), which was
enacted to implement the Eastern Pacific Ocean Tuna Fishing
Agreement. Nothing has been called to our attention in the history
of these Acts to indicate that this standard calls for automatic
certification once the Secretary has discovered that foreign
nationals are violating an international fishing convention or
agreement. Indeed, to the extent they are relevant, they lend
affirmative support to the position that Congress has employed the
standard to vest a range of judgment in the Secretary as to whether
a departure from an agreed limit diminishes the effectiveness of
the international conservation effort, and hence calls for
certification.
JUSTICE MARSHALL, with whom JUSTICE BRENNAN, JUSTICE BLACKMUN,
and JUSTICE REHNQUIST join, dissenting.
Since 1971, Congress has sought to lead the world, through the
repeated exercise of its power over foreign commerce, in preventing
the extermination of whales and other threatened species of marine
animals. I deeply regret that it will now
Page 478 U. S. 242
have to act again before the Executive Branch will finally be
compelled to obey the law. I believe that the Court has
misunderstood the question posed by the case before us, and has
reached an erroneous conclusion on a matter of intense worldwide
concern. I therefore dissent.
Congress began its efforts with the Pelly Amendment, which
directs that,
"[w]hen the Secretary of Commerce determines that nationals of a
foreign country, directly or indirectly, are conducting fishing
operations in a manner or under circumstances which diminish the
effectiveness of an international fishery conservation program, the
Secretary of Commerce shall certify such fact to the
President."
22 U.S.C. § 1978(a)(1). That Amendment, although apparently
mandatory in its certification scheme, did not provide for a
mandatory response from the President once the certification was
made. Rather, the President was empowered, in his discretion, to
impose sanctions on the certified nations or not to act at all.
§ 1978(a)(4).
This executive latitude in enforcement proved unsatisfactory.
Between 1971 and 1978, every time that a nation exceeded
international whaling quotas -- on five occasions -- the Secretary
of Commerce duly certified to the President that the trespassing
nation had exceeded whaling quotas set by the International Whaling
Commission, and had thus diminished the effectiveness of the
conservation program.
See App. 168, 177.* Although the
offending nations had promised immediate compliance, the Secretary
apparently believed that he was obliged to certify the past
violations. Yet, on the basis of those assurances, the President
each time exercised his option under the Pelly Amendment to impose
no sanctions on the violators.
Id. at 193, 195.
Unhappy with the President's failure to sanction clear
violations of international whaling agreements, Congress
responded
Page 478 U. S. 243
in 1979 with the Packwood Amendment. That Amendment provides
that, if the Secretary of Commerce certifies that a country is
diminishing the effectiveness of the International Convention for
the Regulation of Whaling, the Secretary of State must reduce the
fishing allocation of the offending nation by at least 50 percent.
16 U.S.C. § 1821(e)(2). It also provides certain time limits
within which the Executive Branch must act in imposing the
mandatory sanctions. The automatic imposition of sanctions, it
seemed, would improve the effectiveness of the Pelly Amendment by
providing a definite consequence for any nation disregarding
whaling limits.
See 125 Cong.Rec. 22084 (1979) (statement
of Rep. Oberstar).
In 1984, the Secretary of Commerce, for the first time, declined
to certify a case of intentional whaling in excess of established
quotas. Rather than calling into play the Packwood Amendment's
mandatory sanctions by certifying to the President Japan's
persistence in conducting whaling operations, Secretary Baldrige
set about to negotiate with Japan, using his power of certification
under domestic law to obtain certain promises of reduced violations
in future years. In the resulting compromise, the Secretary agreed
not to certify Japan, provided that Japan would promise to reduce
its whaling until 1988, and then withdraw its objection to the
international whaling quotas. Arguing that the Secretary had no
discretion to withhold certification, respondents sought review of
the Secretary's action in federal court. Both the District Court,
604 F.
Supp. 1398 (DC 1985), and the Court of Appeals, 247
U.S.App.D.C. 309, 768 F.2d 426 (1985), found that Congress had not
empowered the Secretary to decline to certify a clear violation of
International Whaling Commission (IWC) quotas, and ordered the
Secretary to make the statutory certification. This Court now
renders illusory the mandatory language of the statutory scheme,
and finds permissible exactly the result that Congress sought
to
Page 478 U. S. 244
prevent in the Packwood Amendment: executive compromise of a
national policy of whale conservation.
I
The Court devotes its opinion to the question whether the
language of the Pelly or the Packwood Amendment leaves room for
discretion in the Secretary to determine that a violation of the
whaling quota need not be certified. Although framed in the same
way by the Court of Appeals and by the parties before this Court,
that issue is not the most direct approach to resolving the dispute
before us. Indeed, by focusing entirely on this question, the Court
fails to take into account the most significant aspect of these
cases: that even the Secretary himself has not taken the position
that Japan's past conduct is not the type of activity that
diminishes the effectiveness of the whale conservation program,
requiring his certification under the Pelly Amendment. In the face
of an IWC determination that only a zero quota will protect the
species, never has the Secretary concluded, nor could he conclude,
that the intentional taking of large numbers of sperm whales does
not diminish the effectiveness of the IWC program. Indeed,
the Secretary has concluded just the opposite. Just four months
before the execution of the bilateral agreement that spawned this
litigation, Senator Packwood wrote to the Secretary as follows:
"It has been assumed by everyone involved in this issue,
including the whaling nations, that a nation which continues
commercial whaling after the IWC moratorium takes effect would
definitely be certified. I share this assumption, since I see no
way around the logical conclusion that a nation which ignores the
moratorium is diminishing the effectiveness of the IWC."
"What I am asking, Mac, is that you provide me with an assurance
that it is the position of the Commerce Department that any nation
which continues whaling after the moratorium takes effect will be
certified under
Page 478 U. S. 245
Packwood-Magnuson."
App.197 (letter from Sen. Packwood to Secretary Baldrige, June
28, 1984). The Secretary expressed his agreement:
"You noted in your letter the widespread view that any continued
commercial whaling after the International Whaling Commission (IWC)
moratorium decision takes effect would be subject to certification.
I agree, since any such whaling attributable to the policies of a
foreign government would clearly diminish the effectiveness of the
IWC."
Id. at 198 (letter from Secretary Baldrige to Sen.
Packwood, July 24, 1984).
It has not been disputed that Japan's whaling activities have
been just as described in that correspondence. The Secretary's
expressed view is borne out by his apparent belief, four months
later, that he held sufficient power under domestic law to threaten
certification in an effort to extract promises from Japan regarding
its future violations. Presumably, he would not threaten such
certification without believing that the factual predicate for that
action existed.
I cannot but conclude that the Secretary has determined in these
cases,
not that Japan's past violations are so negligible
that they should not be understood to trigger the certification
obligation, but that he would prefer to impose a
penalty
different from that which Congress prescribed in the Packwood
Amendment. Significantly, the Secretary argues here that the
agreement he negotiated with Japan will -- in the future -- protect
the whaling ban more effectively than imposing sanctions now. Brief
for Federal Petitioners 43. But the regulation of future conduct is
irrelevant to the certification scheme, which affects future
violations only by punishing past ones. The Secretary's
manipulation of the certification process to affect punishment is
thus an attempt to evade the statutory sanctions, rather than a
genuine judgment that the effectiveness of the quota has not been
diminished.
Page 478 U. S. 246
The Secretary would rewrite the law. Congress removed from the
Executive Branch any power over penalties when it passed the
Packwood Amendment. Indeed, the Secretary's compromise in these
cases is precisely the type of action, previously taken by the
President, that led Congress to enact the mandatory sanctions of
the Packwood Amendment: in 1978, five nations had been found to
have exceeded quotas, but the President had withheld sanctions upon
the promise of future compliance with international norms. Here,
the future "compliance" is even less satisfactory than that exacted
in the past instances: instead of immediate compliance, the
Secretary has settled for continued violations until 1988. And in
1988, all that Japan has promised is to withdraw its formal
objection to the IWC moratorium; I see no indication that Japan has
pledged to "cease commercial whaling by 1988,"
ante at
478 U. S. 228,
or to "dismantle its commercial whaling industry." Brief for
Federal Petitioners 43. The important question here, however, is
not whether the Secretary's choice of sanctions was wise or
effective, but whether it was authorized. The Court does not deny
that Congress intended the consequences of actions diminishing the
effectiveness of a whaling ban to be governed exclusively by the
sanctions enumerated in the Packwood Amendment, with the optional
addition of those provided in the Pelly Amendment. Thus, when the
Secretary's action here, well-intentioned or no, is seen for what
it really is -- a substitute of his judgment for Congress' on the
issue of how best to respond to a foreign nation's intentional past
violation of quotas -- there can be no question but that the
Secretary has flouted the express will of Congress and exceeded his
own authority. On that basis alone, I would affirm the judgment of
the Court of Appeals.
II
A quite separate concern is raised by the majority's treatment
of the issue that it does address. The Court peremptorily rejects
the Court of Appeals' conclusion that Congress intended
Page 478 U. S. 247
the Pelly Amendment to impose a nondiscretionary duty on the
Secretary of Commerce to certify whenever a nation has exceeded
whaling quotas. Asserting that
"we find nothing in the legislative history of either Amendment
that addresses the nature of the Secretary's duty and requires him
to certify every departure from the IWC's scheduled limits on
whaling,"
ante at
478 U.S.
234, the Court has simply ignored the many specific
citations put forth by respondents and the Court of Appeals to just
such authority, and has offered nothing to contradict them.
The Court of Appeals devoted voluminous portions of its opinion
to excerpts from legislative history establishing that Congress
expected that substantial violations of whaling quotas would always
result in certification. Illustrative of these are the following
exchanges between Members of Congress and Richard A. Frank,
Administrator of the National Oceanic and Atmospheric
Administration, discussing the meaning of the Pelly Amendment in
preparation for the 1979 legislation:
"Mr. McCLOSKEY. . . . Now, it seems to me the discretion then is
left with the President and the Secretary of the Treasury, not with
the Secretary of Commerce. If you have determined, as you in your
testimony indicate, that Japan is importing non-IWC whale products,
I do not see where you have any discretion to politely say to
the Japanese you are violating our rules, but we will withhold
certifying if you will change. . . . [T]he certification is a
mandatory act under the law. It is not a discretionary act."
"Mr. FRANK. That is correct."
"
* * * *"
"Mr. BREAUX. I understand, Mr. Frank, that actually what we are
talking about under the Pelly amendment is a two-stage process.
First, if a country is violating the terms of an international
treaty, the Secretary of Commerce has to certify that he is doing
that, and that is not a discretionary thing. But after he
certifies
Page 478 U. S. 248
that there is a violation, and there is discretion on the part
of the President to impose any import quotas, or the elimination of
any imported fish products from that country and, the second part
is the optional authority that the President has."
"Mr. FRANK. That is correct. The first one is mandatory on the
Secretary of Commerce. The second is discretionary on the part of
the President."
Hearings on Whaling Policy and International Whaling Commission
Oversight before the Subcommittee on Fisheries and Wildlife
Conservation and the Environment of the House Committee on Merchant
Marine and Fisheries, 96th Cong., 1st Sess., 301, 322-323 (1979)
(emphasis added).
Representative Breaux summarized the administration's
representations to Congress:
"Apparently, Dick Frank is saying that the taking of whales in
violation of IWC quotas is something that automatically would
require the Department of Commerce to certify that nation as being
in violation of the taking provision. Then you get into two other
categories, not supplying enough data and the importation of whale
meat [which involve discretion on the part of the Secretary]."
Id. at 359 (remarks of Rep. Breaux).
This and other legislative history relied on by the Court of
Appeals demonstrate that Congress believed that, under the Pelly
Amendment, when a nation clearly violated IWC quotas, the only
discretion in the Executive Branch lay in the choice of sanction.
The Packwood Amendment removed that discretion. The majority
speculates that "it would have been a simple matter to say that the
Secretary must certify deliberate taking of whales in excess of IWC
limits,"
ante at
478 U. S. 232.
However, because everyone in the Congress and the Executive Branch
appeared to share an understanding that quota violations would
always be considered to diminish the
Page 478 U. S. 249
effectiveness of a conservation program in accord with the
consistent interpretations of past Secretaries of Commerce, there
was no need to amend the statute. It was only when Secretary
Baldrige became dissatisfied with the Packwood Amendment sanctions
that the certification obligation was ever questioned.
The sole support that the Court offers for its position is the
unobjectionable proposition, in a House Report that "
[a]n
isolated, individual violation of a convention provision will not
ordinarily warrant certification under this section.'"
Ante at 478 U. S. 237
(quoting H.R.Rep. No. 95-1029, p. 15 (1978)). Petitioners indeed
have a respectable argument that the Secretary was left with some
inherent discretion to ignore violations of a de minimis
nature. Such an argument, however, has no relevance to these cases.
It is uncontested here that Japan's taking of whales has been
flagrant, consistent, and substantial. Such gross disregard for
international norms set for the benefit of the entire world
represents the core of what Congress set about to punish and to
deter with the weapon of reduced fishing rights in United States
waters. The Court's decision today leaves Congress no closer to
achieving that goal than it was in 1971, before either Amendment
was passed.
III
I would affirm the judgment below on the ground that the
Secretary has exceeded his authority by using his power of
certification, not as a means for identifying serious whaling
violations, but as a means for evading the constraints of the
Packwood Amendment. Even focusing, as the Court does, upon the
distinct question whether the statute prevents the Secretary from
determining that the effectiveness of a conservation program is not
diminished by a substantial transgression of whaling quotas, I find
the Court's conclusion utterly unsupported. I am troubled that this
Court is empowering an officer of the Executive Branch, sworn to
uphold and defend the laws of the United States, to ignore
Congress'
Page 478 U. S. 250
pointed response to a question long pondered:
"whether Leviathan can long endure so wide a chase, and so
remorseless a havoc; whether he must not at last be exterminated
from the waters, and the last whale, like the last man, smoke his
last pipe, and then himself evaporate in the final puff."
H. Melville, Moby Dick 436 (Signet ed.1961).
* Citations to "App." refer to the joint appendix filed by the
parties in the Court of Appeals; the Solicitor General sought and
was granted leave not to file a joint appendix in this Court. 475
U.S. 1007 (1986).