Respondents' husbands were killed when petitioner Air Logistic's
helicopter crashed in the high seas 35 miles off the Louisiana
coast while transporting the decedents from the offshore drilling
platform where they worked to Louisiana. Respondents each filed a
wrongful death action (later consolidated) in Federal District
Court, raising claims under the Death on the High Seas Act (DOHSA),
the Outer Continental Shelf Lands Act (OCSLA), and Louisiana law.
Ruling that DOHSA provides the exclusive remedy for death on the
high seas, the District Court dismissed respondents' claims based
on the Louisiana wrongful death statute. Petitioner Air Logistics
having admitted liability, the trial was limited to the question of
damages. Because DOHSA limits recovery to "fair and just
compensation for . . . pecuniary loss," the court's awards to
respondents did not include damages for nonpecuniary losses. The
Court of Appeals reversed the District Court's denial of
nonpecuniary benefits recoverable under the Louisiana wrongful
death statute, holding that state law could apply of its own force
by virtue of § 7 of DOHSA, which provides that "[t]he
provisions of any State statute giving or regulating rights of
action or remedies for death shall not be affected" by the Act. The
court concluded, on the basis of § 7's legislative history,
that the section was intended to preserve the applicability of
state wrongful death statutes on the high seas, and that Louisiana
had legislative jurisdiction to extend its wrongful death statute
to remedy deaths on the high seas, and in fact had intended its
statute to have that effect.
Held: Neither OCSLA nor DOHSA requires or permits the
application of the Louisiana wrongful death statute in this case so
as to entitle respondents to recover nonpecuniary damages under
that statute. Pp.
477 U. S.
217-233.
(a) Because the fatalities in question did not arise from an
accident in the area covered by OCSLA,
i.e., "the subsoil
and seabed of the outer Continental Shelf, and artificial islands
and fixed structures" erected thereon, but rather occurred on the
high seas, DOHSA, which provides a maritime remedy for wrongful
deaths "occurring on the high seas" plainly was intended to
control. The character of the decedents as platform workers who had
a special relationship with the shore community
Page 477 U. S. 208
has no relevance to the resolution of the question of the
application of OCSLA to this case. Pp.
477 U. S.
217-220.
(b) The language of § 7 of DOHSA and its legislative
history, as well as the congressional purposes underlying DOHSA,
mandate that § 7 be read not as an endorsement of the
application of state wrongful death statutes to the high seas, but
rather as a jurisdictional saving clause ensuring that state courts
have the right to entertain causes of action and provide wrongful
death remedies both for accidents occurring on state territorial
waters and, under DOHSA, for accidents occurring on the high seas.
Viewed in this light, § 7 serves not to destroy the uniformity
of wrongful death remedies on the high seas, but to facilitate the
efficient and just administration of those remedies. Pp.
477 U. S.
220-232.
(c) Once it is determined that § 7 does not sanction the
applicability of state wrongful death statutes to accidents on the
high seas, it must be concluded that state wrongful death statutes
are preempted by DOHSA where it applies. Pp.
477 U. S.
232-233.
754 F.2d 1274, reversed and remanded.
O'CONNOR, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, BLACKMUN, and REHNQUIST, JJ., joined, and
in Part III of which BRENNAN, MARSHALL, POWELL, and STEVENS, JJ.,
joined. POWELL, J., filed an opinion concurring in part and
dissenting in part, in which BRENNAN, MARSHALL, and STEVENS, JJ.,
joined,
post, p.
477 U. S.
233.
Page 477 U. S. 209
JUSTICE O'CONNOR delivered the opinion of the Court.
Respondents' husbands were killed when petitioner Air Logistic's
helicopter, in which the decedents were traveling, crashed into the
high seas. The issue presented is whether the Death on the High
Seas Act (DOHSA), 41 Stat. 537, 46 U.S.C. § 761
et
seq., provides the exclusive remedy by which respondents may
recover against petitioner for the wrongful death of their
husbands, or whether they may also recover the measure of damages
provided by the Louisiana wrongful death statute, La.Civ.Code Ann.,
Art. 2315 (West Supp.1986), applying either of its own force or as
surrogate federal law under the Outer Continental Shelf Lands Act
(OCSLA), 67 Stat. 462, as amended, 43 U.S.C. § 1331
et
seq.
I
The husbands of respondents Corrine Taylor and Beth Tallentire
worked on drilling platforms in the Gulf of Mexico, off the coast
of Louisiana. On August 6, 1980, respondents' husbands were killed
while being transported in a helicopter owned and operated by
petitioner Air Logistics (hereafter petitioner), a Division of
Offshore Logistics, Inc., from a drilling platform to Houma,
Louisiana. The crash occurred approximately 35 miles off the coast
of Louisiana, well over the 3-mile limit that separates Louisiana's
territorial waters from the high seas for purposes of DOHSA.
Respondents each filed wrongful death suits in United States
District Court, raising claims under DOHSA, OCSLA, and the law of
Louisiana. These actions were later consolidated in the Eastern
District of Louisiana. Upon petitioner's pretrial motion for
partial summary judgment, the District Court ruled that DOHSA
provides the exclusive remedy for death on the high seas, and it
therefore dismissed respondents' claims based upon the Louisiana
wrongful death statute. Petitioner admitted liability, and the
trial was limited to the question of damages. Because DOHSA limits
recovery to "fair and just compensation for . . . pecuniary
loss,"
Page 477 U. S. 210
the District Court's awards to respondents did not include
damages for nonpecuniary losses. 46 U.S.C. § 762.
Respondents appealed the District Court's dismissal of their
OCSLA and state law wrongful death claims, contending that they
were entitled to nonpecuniary damages under the Louisiana wrongful
death statute.
See La.Civ.Code Ann., Art. 2315(B) (West
Supp.1986) (permitting recovery for both pecuniary and nonpecuniary
damages, "includ[ing] loss of consortium, service, and society").
They argued that the Louisiana statute applied to this helicopter
crash on the high seas, either of its own force by virtue of the
saving provision in § 7 of DOHSA, 46 U.S.C. § 767, or as
adopted federal law through OCSLA.
See 43 U.S.C. §
1333(a)(2)(A). The Court of Appeals for the Fifth Circuit reversed
the District Court's denial of benefits recoverable under Louisiana
law, with one judge specially concurring and another judge
dissenting.
See 754 F.2d 1274 (1985).
The Court of Appeals first observed that, even if OCSLA did
apply to this action, OCSLA adopts state law as surrogate federal
law only "[t]o the extent [the state laws] are . . . not
inconsistent with . . . other Federal laws." 43 U.S.C. §
1333(a)(2)(A). Because the precedent of the Fifth Circuit held that
DOHSA applies to a helicopter crash on the high seas, the court
concluded that Louisiana law could not be applied through OCSLA, as
the Louisiana wrongful death scheme was inconsistent with DOHSA.
Accordingly, the court turned to the question whether state law
could apply of its own force by virtue of § 7 of DOHSA, which
provides:
"The provisions of any State statute giving or regulating rights
of action or remedies for death shall not be affected by this
chapter. Nor shall this chapter apply to the Great Lakes or to any
waters within the territorial limits of any State, or to any
navigable waters in the Panama Canal Zone."
46 U.S.C. § 767.
After examining the legislative history of § 7, the Court
of Appeals concluded that that section was intended to preserve
Page 477 U. S. 211
the applicability of state wrongful death statutes on the high
seas. It further held that Louisiana had legislative jurisdiction
to extend its wrongful death statute to remedy deaths on the high
seas, and that Louisiana, in fact, intended its statute to have
that effect. In reaching its result, the court acknowledged that
the disunity that its decision would create was "profoundly
unsettling," 754 F.2d at 1284, but ultimately concluded that "[o]ur
desire for a uniform, consistent, scheme of maritime death remedies
cannot justify a refusal to follow" the perceived legislative will.
Id. at 1288.
Judge Jolly filed a special concurrence, observing that,
although the court's result was compelled by § 7, it would
create
"significant problems in the field of maritime law because it
defies reason, runs contrary to principles of the general precedent
in the field, and creates all sorts of internal inconsistencies in
the prosecution of cases dealing with death on the high seas."
Id. at 1289. Judge Garza dissented, arguing that §
7 was intended to preserve state wrongful death actions only in
territorial waters, and echoing the view of the Court of Appeals
for the Ninth Circuit that the application of state law to wrongful
death actions arising on the high seas would be "
as damaging to
uniformity in wrongful death actions as it is illogical.'"
Ibid. (quoting Nygaard v. Peter Pan Seafoods,
Inc., 701 F.2d 77, 80 (CA9 1983)).
Because the Fifth Circuit's decision creates the potential for
disunity in the administration of wrongful death remedies for
causes of action arising from accidents on the high seas, and is in
conflict with the prevailing view in other courts that DOHSA
preempts state law wrongful death statutes in the area of its
operation, we granted certiorari. 474 U.S. 816 (1985). We now hold
that neither OCSLA nor DOHSA requires or permits the application of
Louisiana law in this case, and accordingly reverse the judgment of
the Court of Appeals for the Fifth Circuit.
Page 477 U. S. 212
II
The tortuous development of the law of wrongful death in the
maritime context illustrates the truth of Justice Cardozo's
observation that "[d]eath is a composer of strife by the general
law of the sea as it was for many centuries by the common law of
the land."
Cortes v. Baltimore Insular Line, Inc.,
287 U. S. 367,
287 U. S. 371
(1932). In
The Harrisburg, 119 U.
S. 199 (1886), this Court held that, in the absence of
an applicable state or federal statute, general federal maritime
law did not afford a wrongful death cause of action to the
survivors of individuals killed on the high seas, or waters
navigable from the sea. It reasoned that, because the common law
did not recognize a civil action for injury which resulted in death
on the land, no different rule should apply with respect to
maritime deaths. Unable to tolerate this archaism, some courts
began to allow recovery for deaths within state territorial waters
if an applicable state statute permitted such recovery.
See,
e.g., The City of Norwalk, 55 F. 98, 103-108 (SDNY 1893)
(state wrongful death statute may validly be applied to "maritime
affairs within the state limits"),
aff'd, 61 F. 364,
367-368 (CA2 1894) (application of state wrongful death statute to
accident in state territorial waters valid "in the absence of any
regulation of the subject by congress").
See also Steamboat Co. v.
Chase, 16 Wall. 522 (1873).
In an attempt to alleviate the harshness of the rule of
The
Harrisburg, this Court also recognized in
The
Hamilton, 207 U. S. 398
(1907), that state wrongful death statutes could, in some limited
circumstances, be applied to fatal accidents occurring on the high
seas. In
The Hamilton, the Court held that, where the
statutes of the United States enabled the owner of a vessel to
transfer its liability to a fund and to claim the exclusive
jurisdiction of admiralty, and where that fund was being
distributed, a Delaware citizen's claim under Delaware law against
another citizen of Delaware for wrongful death on the high seas
would be recognized in admiralty. The Court noted that,
"[i]n such circumstances, all claims to
Page 477 U. S. 213
which the admiralty does not deny existence must be recognized,
whether admiralty liens or not."
207 U. S. @ at
406.
The Hamilton has sometimes been understood to endorse a
broader application of state law on the high seas than its holding
suggested. Some courts came to rely on dicta in
The
Hamilton for the "questionable" proposition that, if a state
wrongful death statute was intended to extend to torts occurring on
the high seas, then an action between citizens of that State for a
wrongful death on the high seas could lie in admiralty. Day,
Maritime Wrongful Death and Survival Recovery: The Need for
Legislative Reform, 64 Colum.L.Rev. 648, 650 (1964).
See also
Wilson v. Transocean Airlines, 121 F.
Supp. 85, 88 (ND Cal.1954); Comment, 51 Calif.L.Rev. 389 (1963)
("Because the constitutionality of the application of a state
wrongful death statute to occurrences on the high seas was
doubtful, the cases [recognizing such an application] had to rest
on farfetched theories"); Putnam, The Remedy for Death at Sea, 22
Case & Com. 125, 126-127 (1915). There was continued doubt, in
spite of
The Hamilton's dicta, as to the States'
competence to provide wrongful death relief for causes of action
arising on the high seas.
See Moragne v. States Marine Lines,
Inc., 398 U. S. 375,
398 U. S. 393,
n. 10 (1970) ("The general understanding was that the statutes of
the coastal States, which provided remedies for deaths within
territorial waters, did not apply beyond state boundaries");
H.R.Rep. No. 674, 66th Cong., 2d Sess., 2, 4 (1920) (accompanying
DOHSA) ("there is no right of action for death under" maritime law;
"the right to affirmative action [outside of limitation of
liability actions] in the admiralty against ship or owner has never
been sustained by the Supreme Court").
Even where
The Hamilton was understood to sanction a
state remedy for the high seas,
"probably because most state death statutes were not meant to
have application to the high seas, [the] possibility [of recovery
under state law for deaths on the high seas] did little to fill the
vacuum"
left by
The Harrisburg.
Page 477 U. S. 214
Moragne v. States Marine Lines, supra, at
398 U. S. 393,
n. 10. Moreover, those state wrongful death statutes that were held
to apply to the high seas had limited effectiveness, because, under
the dicta in
The Hamilton,
"[l]egislative jurisdiction to impose a liability for a wrongful
act at sea beyond the boundaries of the state had to rest upon one
of two theories: either (1) that the vessel upon which the wrongful
act occurred was constructively part of the territory of the state;
or (2) that the wrongdoer was a vessel or citizen of the state
subject to its jurisdiction even when beyond its territorial
limits. Neither theory sufficed for every situation."
Wilson v. Transocean Airlines, supra, at 88. Such
conflict of laws problems arose out of collisions between vessels
incorporated in different States and between American-flag vessels
and those flying the flag of a foreign jurisdiction that, in one
celebrated case, the perplexed court simply denied recovery
entirely.
See, e.g., The Middlesex, 253 F. 142 (Mass.1916)
(where collision on high seas was between two American vessels
whose owners resided or were incorporated in different States,
recovery could not be had under any of the potentially applicable
state statutes).
See also Day,
supra, at 650-651,
and n. 13; Robinson, Wrongful Death in Admiralty and the Conflict
of Laws, 36 Colum.L.Rev. 406 (1936). In sum, for all practical
purposes, from the date of
The Harrisburg until the
passage of DOHSA in 1920, "there was no remedy for death on the
high seas caused by breach of one of the duties imposed by federal
maritime law."
Moragne v. States Marine Lines, Inc., 398
U.S. at
398 U. S.
393.
It was in this atmosphere that Congress considered legislation
designed to provide a uniform and effective wrongful death remedy
for survivors of persons killed on the high seas.
See id.
at
398 U. S. 398,
401;
Wilson v. Transocean Airlines, supra, at 88-90. In
1920, Congress enacted DOHSA, in which it finally repudiated the
rule of
The Harrisburg for maritime deaths occurring
beyond state territorial waters by providing for a federal maritime
remedy for wrongful deaths more than
Page 477 U. S. 215
three miles from shore. [
Footnote 1] DOHSA limits the class of beneficiaries to the
decedent's "wife, husband, parent, child, or dependent relative,"
46 U.S.C. § 761, establishes a 3-year statute of limitations
period, § 763a, allows a suit filed by the victim to continue
as a wrongful death action if the victim dies of his injuries while
suit is pending, § 765, provides that contributory negligence
will not bar recovery, § 766, and declares that
"recovery . . . shall be a fair and just compensation for the
pecuniary loss sustained by the persons for whose benefit the suit
is brought. . . ."
§ 762.
As this Court explained in
Mobil Oil Corp. v.
Higginbotham, 436 U. S. 618,
436 U. S.
621-622 (1978):
"In the half century between 1920 and 1970, deaths on the high
seas gave rise to federal suits under DOHSA, while those in
territorial waters were largely governed by state wrongful death
statutes, [the primary exception being survivor's suits for
wrongful death under the Jones Act, which gives a remedy no matter
where the wrong takes place.] DOHSA brought a measure of uniformity
and predictability to the law on the high seas, but in territorial
waters, where
The Harrisburg made state law the only
source of a wrongful death remedy, the continuing impact of that
decision produced uncertainty and incongruity. The reasoning of
The Harrisburg, which was dubious at best in 1886, became
less and less satisfactory as the years passed."
"In 1970, therefore, the Court overruled
The
Harrisburg. In
Moragne v. States Marine Lines,
Inc., 398
Page 477 U. S. 216
U.S. 375, the Court held that a federal remedy for wrongful
death does exist under general maritime law. The case concerned a
death in Florida's territorial waters. The defendant argued that
Congress, by limiting DOHSA to the high seas, had evidenced an
intent to preclude federal judicial remedies in territorial waters.
The Court concluded, however, that the reason Congress confined
DOHSA to the high seas was to prevent the Act from abrogating, by
its own force, the state remedies then available in state waters.
Id. at 400."
(Footnotes omitted.)
Subsequently, the Court confronted some of the various
subsidiary questions concerning the
Moragne federal death
remedy in
Sea-Land Services, Inc. v. Gaudet, 414 U.
S. 573 (1974), in which it was held that awards in a
Moragne-based suit could include compensation for loss of
support and services, for funeral expenses, and for loss of
society, but not for mental anguish. Finally, in
Higginbotham, the Court ruled that the nonpecuniary loss
standard provided by DOHSA controlled on the high seas, and could
not be supplemented by the measure of damages recognized in
Gaudet for
Moragne causes of action. In so doing,
the Court concluded:
"We realize that, because Congress has never enacted a
comprehensive maritime code, admiralty courts have often been
called upon to supplement maritime statutes. The Death on the High
Seas Act, however, announces Congress' considered judgment on such
issues as the beneficiaries, the limitations period, contributory
negligence, survival, and damages. . . . The Act does not address
every issue of wrongful death law, . . . but when it does speak
directly to a question, the courts are not free to 'supplement'
Congress' answer so thoroughly that the Act becomes
meaningless."
436 U.S. at
436 U. S.
625.
With this background, we now proceed to the question at hand:
whether the DOHSA measure of recovery may be supplemented
Page 477 U. S. 217
by the remedies provided by state law, through either OCSLA or
§ 7 of DOHSA.
III
As explained above, DOHSA is intended to provide a maritime
remedy for deaths stemming from wrongful acts or omissions
"occurring on the high seas." 46 U.S.C. § 761. OCSLA, by
contrast, provides an essentially nonmaritime remedy, and controls
only on "the subsoil and seabed of the outer Continental Shelf, and
artificial islands and fixed structures" erected thereon. 43 U.S.C.
§ 1333(a)(2)(A). By its terms, OCSLA must be "construed in
such a manner that the character of the waters above the outer
Continental Shelf as high seas . . . shall not be affected." §
1332(2). Within the area covered by OCSLA, federal law controls,
but the law of the adjacent State is adopted as surrogate federal
law to the extent that it is not inconsistent with applicable
federal laws or regulations. § 1333(a)(2)(A).
The intent behind OCSLA was to treat the artificial structures
covered by the Act as upland islands or as federal enclaves within
a landlocked State, and not as vessels, for purposes of defining
the applicable law, because maritime law was deemed inapposite to
these fixed structures.
See Rodrigue v. Aetna Casualty &
Surety Co., 395 U. S. 352,
395 U. S.
361-366 (1969). This Court endorsed the congressional
assumption that admiralty law generally would not apply to the
lands and structures covered by OCSLA in
Rodrigue, noting
that accidents on the artificial islands covered by OCSLA "had no
more connection with the ordinary stuff of admiralty than do
accidents on piers."
Id. at
395 U. S. 360.
See also Herb's Welding, Inc. v. Gray, 470 U.
S. 414,
470 U. S. 422
(1985). Thus, in
Rodrigue, the Court held that an
admiralty action under DOHSA does not apply to accidents "actually
occurring" on these artificial islands, and that DOHSA therefore
does not preclude the application of state law as adopted federal
law through OCSLA to wrongful death actions arising from
accidents
Page 477 U. S. 218
on offshore platforms.
Rodrigue v. Aetna Casualty Co.,
supra, at
453 U. S.
366.
Respondents argue that, because the decedents were platform
workers being transported from work to the mainland, OCSLA, not
DOHSA, governs their cause of action. They contend that, in
Rodrigue and
Gulf Offshore Co. v. Mobil Oil
Corp., 453 U. S. 473
(1981), the Court recognized the applicability of state law through
OCSLA to accidents that resulted in deaths or injuries not on
platforms, but on boats in the waters immediately adjacent to the
platforms. This, they state, evidences the Court's assumption that
OCSLA applies to traditionally maritime locales on the high seas,
beyond the confines of the platform, when the decedent is a
platform worker. In support of their apparent assumption that it is
the decedent's status as a platform worker that controls, they note
that it was the
"special relationship between the men working on these
artificial islands and the adjacent shore to which they commute to
visit their families"
that moved Congress to treat drilling platforms as upland
federal enclaves, rather than vessels.
Rodrigue v. Aetna
Casualty Co., 395 U.S. at
395 U. S.
365.
We cannot accept respondents' attempt to rewrite OCSLA. The
extension of OCSLA far beyond its intended locale to the accident
in this case simply cannot be reconciled with either the narrowly
circumscribed area defined by the statute or the statutory
prescription that the Act not be construed to affect the high seas
which cover the Continental Shelf. Nor can the extension of OCSLA
to this case be reconciled with the operative assumption underlying
the statute: that admiralty jurisdiction generally should not be
extended to accidents in areas covered by OCSLA.
See, e.g.,
id. at
395 U. S. 361.
Here, admiralty jurisdiction is expressly provided under DOHSA
because the accidental deaths occurred beyond a marine league from
shore.
See 46 U.S.C. § 761. Even without this
statutory provision, admiralty jurisdiction is appropriately
invoked here under traditional principles, because
Page 477 U. S. 219
the accident occurred on the high seas and in furtherance of an
activity bearing a significant relationship to a traditional
maritime activity.
See Executive Jet Aviation, Inc. v. City of
Cleveland, 409 U. S. 249
(1972). Although the decedents were killed while riding in a
helicopter, and not a more traditional maritime conveyance, that
helicopter was engaged in a function traditionally performed by
waterborne vessels: the ferrying of passengers from an "island,"
albeit an artificial one, to the shore.
Id. at
409 U. S. 271,
and n. 20.
The character of the decedents as platform workers who have a
special relationship with the shore community simply has no special
relevance to the resolution of the question of the application of
OCSLA to this case. Neither of the cases cited by respondents
supports their position.
Rodrigue and
Gulf
Offshore did not endorse the proposition that it is the
decedent's status or his special relationship with the shore that
required the application of OCSLA, regardless of the location of
the accident. Indeed, no question was even raised in
Gulf
Offshore regarding whether OCSLA applied to an accident aboard
a vessel adjacent to the platform. Moreover, the facts of these
cases make clear that OCSLA was presumed applicable not because of
the status of the decedents, but because of the proximity of the
workers' accidents to the platforms and the fact that the
fatalities were intimately connected with the decedents' work on
the platforms.
We do not interpret § 4 of OCSLA, 43 U.S.C. § 1333, to
require or permit us to extend the coverage of the statute to the
platform workers in this case who were killed miles away from the
platform and on the high seas simply because they were platform
workers. Congress determined that the general scope of OCSLA's
coverage, like the operation of DOHSA's remedies, would be
determined principally by locale, not by the status of the
individual injured or killed. [
Footnote 2]
Page 477 U. S. 220
See 43 U.S.C. § 1333(a)(2)(A) ("To the extent that
they are applicable and not inconsistent with this subchapter or
with other Federal laws and regulations . . the civil and criminal
laws of each adjacent State . . . are hereby declared to be the law
of the United States for that portion of the subsoil and seabed of
the outer Continental Shelf, and artificial islands and fixed
structures erected thereon"); 46 U.S.C. § 761 (DOHSA's
coverage extends to the death of any "person . . . caused by
wrongful act, neglect, or default occurring on the high seas beyond
a maritime league from the shore of any State . . .").
Cf.
Herb's Welding, Inc. v. Gray, supra (discussing status and
situs requirements of the Longshoremen's and Harbor Workers'
Compensation Act as applied to platform workers making claims
against their employers);
Director, Office of Workers'
Compensation Programs v. Perini North River Associates,
459 U. S. 297
(1983); 46 U.S.C. § 688 (recovery under Jones Act confined to
"seaman"). Because the fatalities underlying this suit did not
arise from an accident in the area covered by OCSLA, but rather
occurred on the high seas, DOHSA plainly was intended to
control.
In the circumstances presented, then, the conclusion is
inescapable that the remedies afforded by DOHSA, not OCSLA, govern
this action. Thus, respondents may secure the nonpecuniary damages
made available by Louisiana's wrongful death statute only if it is
found that DOHSA preserves, or does not preempt, state remedies on
the high seas.
IV
Respondents argue that the first sentence of § 7 of DOHSA
was intended to ensure the applicability of state wrongful death
statutes to deaths on the high seas. We conclude that that
provision will not bear respondents' reading when evaluated
Page 477 U. S. 221
in light of the language of the Act as a whole, the legislative
history of § 7, the congressional purposes underlying the Act,
and the importance of uniformity of admiralty law.
See Mastro
Plastics Corp. v. NLRB, 350 U. S. 270,
350 U. S. 285
(1956) ("
I
n expounding a statute, we must not be guided by a single sentence
or member of a sentence, but look to the provisions of the whole
law, and to its object and policy'") (quoting
United
States v. Heirs of Boisdore, 8 How. 113,
49 U. S. 122
(1849)). These references persuade us that the first sentence of
§ 7 was intended only to serve as a jurisdictional saving
clause, ensuring that state courts enjoyed the right to entertain
causes of action and provide wrongful death remedies both for
accidents arising on territorial waters and, under DOHSA, for
accidents occurring more than one marine league from shore.
The first sentence of § 7 of DOHSA, as originally drafted,
provided that
"the provisions of any State statute giving or regulating rights
of action or remedies for death shall not be affected by this act
as to causes of action accruing within the territorial limits of
any State."
See 59 Cong.Rec. 4482 (1920). During the House debate,
Representative Mann proposed an amendment deleting the words "as to
causes of action accruing within the territorial limits of any
state." Although at first blush the language of the amended §
7 seems to support respondents' position, a closer comparison of
the language of § 7, both before and after its amendment, with
the language of § 4 of the Act belies respondents' facial
argument.
The only other amendment made to the bill as originally
submitted was the addition of § 4, which provides:
"Whenever a right of action is granted by the law of any foreign
State on account of death by wrongful act, neglect, or default
occurring upon the high seas, such right may be maintained in an
appropriate action in admiralty in the courts of the United States
without abatement in respect to the amount for which recovery
is
Page 477 U. S. 222
authorized, any statute of the United States to the contrary
notwithstanding."
46 U.S.C. § 764. Section 4 indicates that, when Congress
wanted to preserve the right to recover under the law of another
sovereign for whatever measure of damages that law might provide,
regardless of any inconsistency with the measure of damages
provided by DOHSA, it did so expressly. We are reluctant to read
the much more ambiguous language of § 7, which states only
that state law "remedies" or "rights of action" would not be
"affected" and which makes no provision for reconciling potentially
conflicting state and federal measures of recovery, to have the
same substantive effect as the explicit command of § 4. Normal
principles of statutory construction require that we give effect to
the subtleties of language that Congress chose to employ,
particularly where, as here, Congress isolated only these sections
for special consideration by way of amendment while it was
considering DOHSA.
The language of § 7 bears a marked similarity to the
"saving to suitors" clause that allows litigants to bring
in
personam maritime actions in state courts.
See
Judiciary Act of 1789, § 9, 1 Stat. 76 ("saving to suitors, in
all cases, the right of a common law remedy, where the common law
is competent to give it"); 28 U.S.C. § 1333 (1948 and 1949
amendments to original saving clause) ("saving to suitors in all
cases all other remedies to which they are otherwise entitled").
See also Madruga v. Superior Court, 346 U.
S. 556,
346 U. S. 560,
n. 12 (1954) (1948 and 1949 amendments effected no substantive
change). The "saving to suitors" clause leaves state courts
competent to adjudicate maritime causes of action in proceedings
in personam, and means that
"a state, 'having concurrent jurisdiction, is free to adopt such
remedies, and to attach to them such incidents as it sees fit,' so
long as it does not attempt to [give
in rem remedies or]
make changes in the 'substantive maritime law.'"
Id. at 560-561 (quoting
Red Cross Line v. Atlantic
Fruit Co., 264 U. S. 109,
264 U. S. 124
(1924)). Stated another way, the "saving to suitors" clause
allows
Page 477 U. S. 223
state courts to entertain
in personam maritime causes
of action, but, in such cases, the extent to which state law may be
used to remedy maritime injuries is constrained by a so-called
"reverse-
Erie" doctrine, which requires that the
substantive remedies afforded by the States conform to governing
federal maritime standards. Baxter, Choice of Law and the Federal
System, 16 Stan.L.Rev. 1, 34 (1963) (referring to
Erie R. Co.
v. Tompkins, 304 U. S. 64
(1938)).
See also Garrett v. Moore-McCormack Co.,
317 U. S. 239,
317 U. S. 246
(1942); Stevens,
Erie RR. v. Tompkins and the Uniform
General Maritime Law, 64 Harv.L.Rev. 246 (1950).
Thus, a natural reading of § 7 is that a state statute
providing a wrongful death right of action traditionally
unavailable at common law would not be "affected" by DOHSA in the
sense of being rendered an incompetent means of invoking state
jurisdiction, but the state statute's substantive provisions would
not, by virtue of the saving provision, "extend as a
conduct-governing enactment on the high seas" if in conflict with
DOHSA's provisions.
Safir v. Compagnie Generale
Transatlantique, 241 F.
Supp. 501, 508 (EDNY 1965) (interpreting § 7). The
legislative history of § 7, as originally proposed and as
amended, supports this construction of the section's language.
The Maritime Law Association (MLA), an organization of experts
in admiralty law and a prime force in the movement for a federal
wrongful death remedy, drafted the bill that was enacted as DOHSA.
The MLA envisioned § 7 to be a jurisdictional saving clause
which completed the statutory scheme by ensuring continued
concurrent state and federal jurisdiction over wrongful death
claims arising from accidents on territorial waters.
See,
e.g., American Law Institute, Study of the Division of
Jurisdiction between State and Federal Courts § 1316(b), pp.
236-237 (1969) (hereinafter ALI Study).
See also Hughes,
Death Actions in Admiralty, 31 Yale L.J. 115, 123 (1921). Although
congressional proponents viewed § 7 as a product of perhaps
overabundant caution, the MLA,
Page 477 U. S. 224
an expert body of maritime lawyers, had reason to fear that,
absent a saving clause specifically recognizing the continued
viability of this type of action, state wrongful death remedies on
territorial waters might be deemed beyond the competency of state
courts. In 1917, this Court handed down
Southern Pacific Co. v.
Jensen, 244 U. S. 205, a
landmark in admiralty law. In that case, the Court held that the
remedy a state workmen's compensation statute
"attempts to give is of a character wholly unknown to the common
law, incapable of enforcement by the ordinary processes of any
court, and is not saved to suitors from the grant of exclusive
jurisdiction"
where the rights and liabilities of the parties are clearly
matters within admiralty jurisdiction.
Id. at
244 U. S. 218.
The felt necessity for a DOHSA saving clause, then, may be traced
to the fact that wrongful death statutes, like workmen's
compensation schemes, were not "common law remedies,"
see The
Harrisburg, 119 U.S. at
119 U. S. 213,
and thus may not have been deemed "saved to suitors" under the
Judiciary Act of 1789, as construed in
Jensen.
Although not intended to function as a substantive law saving
clause, § 7 incidentally ensured that state courts exercising
concurrent jurisdiction could, as under the "saving to suitors"
clause, apply such state remedies as were not inconsistent with
substantive federal maritime law. It had been recognized that
States could "modify" or "supplement" the federal maritime law by
providing a wrongful death remedy enforceable in admiralty for
accidents on territorial waters.
See, e.g., Western Fuel Co. v.
Garcia, 257 U. S. 233
(1921);
Steamboat Co. v.
Chase, 16 Wall. 522 (1873). The reach of DOHSA's
substantive provisions was explicitly limited to actions arising
from accidents on the high seas,
see 46 U.S.C. § 761,
so as to "prevent the Act from abrogating by its own force, the
state remedies then available in state waters."
Mobil Oil Corp.
v. Higginbotham, 436 U.S. at
436 U. S.
621-622. Thus, because DOHSA, by its terms, extended
only to the high seas, and therefore was thought not to displace
these
Page 477 U. S. 225
state remedies on territorial waters,
see Moragne v. States
Marine Lines, Inc., 398 U. S. 375
(1970), § 7, as originally proposed, ensured that the Act
saved to survivors of those killed on territorial waters the
ability to pursue a state wrongful death remedy in state court.
Although the congressional debates on § 7 were exceedingly
confused and often ill-informed, the remarks of the proponents of
the bill amply support the theory that § 7 originally was
intended to preserve the state courts' jurisdiction to provide
wrongful death remedies under state law for fatalities on
territorial waters. In the debate, the discussion focused almost
exclusively on the intended jurisdictional effects of that section.
See 59 Cong.Rec. 4482-4485 (1920). The proponents of
§ 7 before its amendment expressed their resolve to save to
suitors the benefits of state judicial, and, derivatively,
legislative jurisdiction within state territorial waters.
See,
e.g., id. at 4482 (remarks of Rep. Volstead);
id. at
4483 (remarks of Rep. Montague) ("[T]he territorial waters of the
States shall be retained within the jurisdiction and sovereignty of
the States and their courts");
ibid. (remarks of Rep.
Montague) (§ 7, as originally drafted, was "put in out of
abundant caution, to calm the minds of those who think that rights
within the territorial waters will be usurped by the national
law"). They also, however, stated their firm intent to make
exclusive federal jurisdiction over wrongful death actions arising
on the high seas by restricting the scope of § 7 to
territorial waters.
See, e.g., ibid. (remarks of Rep.
Moore) ("The purpose . . . is to give exclusive jurisdiction to the
admiralty courts where the accident occurs on the high seas").
Thus, they asserted that the effect of § 7, as originally
drafted, would be to confer exclusive jurisdiction on the federal
admiralty courts for causes of action arising on the high seas.
See, e.g., ibid. (remarks of Rep. Sanders);
id.
at 4484 (remarks of Rep. Volstead) ("This bill clearly leaves the
jurisdiction exclusive in the Federal court outside the 3-mile
limit").
Page 477 U. S. 226
It is against this backdrop that Representative Mann introduced
his amendment to § 7. To the extent that Representative Mann's
specific intent in introducing his amendment can be deciphered from
his contribution to the debate's confusion, his purpose appears at
least consistent with the idea that § 7 would serve as a
jurisdictional saving clause, as his principal concern seems to
have been the recognition of state court jurisdiction over DOHSA
claims. Representative Mann had, in debates over an earlier draft
of DOHSA, expressed his belief that federal admiralty courts had
exclusive jurisdiction over accidents occurring on the high seas.
See 51 Cong.Rec.1928 (1914). In those debates, his
principal concern was that state courts would continue to enjoy
concurrent jurisdiction with federal admiralty courts over causes
of action arising on the Great Lakes.
Ibid. During the
debates on the bill that became DOHSA, Representative Mann
continued to express his concern regarding the jurisdiction of
state courts over death claims growing out of accidents on
territorial waters and the Great Lakes.
See, e.g., 59
Cong.Rec. 4483 (1920). However, he also argued in these later
debates that, if state courts had ever previously exercised
jurisdiction over death claims arising on the high seas, they
should be permitted to continue to do so.
See, e.g., ibid.
("Though I do not know, I suppose if a man is injured on the high
seas . . . and he can get service on the defendant, as a result of
that injury, he can bring suit");
id. at 4484 ("I remember
this bill very distinctly in previous Congresses, and. . . I was
under the impression that the bill was not intended to take away
any jurisdiction which can now be exercised by any State court");
ibid. ("If this act as originally drawn by the admiralty
lawyers was intended for the purpose of taking away jurisdiction
now conferred by State statutes, it ought to be critically
examined"). By suggesting the deletion of the language limiting the
jurisdictional saving clause's scope only to territorial waters,
Representative Mann intended to ensure that state courts could also
serve as a forum for the adjudication
Page 477 U. S. 227
of wrongful death actions arising out of accidents on the high
seas.
See, e.g., ibid. (under Rep. Mann's amendment, where
a State gives a cause of action and a death occurred on the high
seas, "there would be concurrent jurisdiction");
id. at
4485 (If § 7 were amended as he suggested, "the act will not
take away any jurisdiction conferred now by the States").
We conclude that Representative Mann's amendment extended the
jurisdictional saving clause to the high seas, but, in doing so, it
did not implicitly sanction the operation of state wrongful death
statutes on the high seas in the same manner as the saving clause
did in territorial waters. Under the prevailing "uniformity"
doctrine expressed most forcefully in
Southern Pacific Co. v.
Jensen, 244 U.S. at
244 U. S.
215-216, to the extent Congress provided a federal
remedy for wrongful death on the high seas, the federal substantive
law would clearly have preempted conflicting state wrongful death
statutes, as was recognized by various Members during the debates
on DOHSA.
See, e.g., 59 Cong.Rec. 4485 (1920) (remarks of
Rep. Volstead) ("[T]he power to pass laws on this subject is
conferred on Congress in the Constitution, and whenever Congress
acts, I have no doubt it excludes the power on the part of the
State to pass laws on the same subject");
id. at 4486
(remarks of Rep. Goodykoontz). Admiralty courts would, of course,
apply federal maritime law in adjudicating such claims, and, as was
noted in the congressional debates at the time of DOHSA's passage,
state and federal courts exercising jurisdiction under the "saving
to suitors" clause over maritime claims for deaths on the high seas
were obliged to apply governing federal substantive law in
resolving those claims to the extent state common law remedies
conflicted with governing federal maritime law.
See Chelentis
v. Luckenbach S.S. Co., 247 U. S. 372,
247 U. S. 384
(1918) ("Plainly, . . . under the saving [to suitors] clause, a
right sanctioned by the maritime law may be enforced through any
appropriate remedy recognized at common law; but we find nothing
therein which reveals an intention to
Page 477 U. S. 228
give the complaining party an election to determine whether the
defendant's liability shall be measured by common law standards,
rather than those of the maritime law. . . . [W]ithout regard to
the court where he might ask relief, petitioner's rights were those
recognized by the law of the sea");
Southern Pacific Co. v.
Jensen, supra. Cf. Workman v. New York City,
179 U. S. 552
(1900). No reasonable doubt could be entertained of the
displacement of state remedies for deaths occurring on the high
seas, because the conflicting federal standard was not derived just
from general federal maritime law; it was explicitly provided for
by federal legislation directly on point.
See Southern Pacific
Co. v. Jensen, supra, at
244 U. S. 216
("[N]o [state] legislation is valid if it contravenes the essential
purpose expressed by an act of Congress").
See also Garrett v.
Moore-McCormack Co., 317 U.S. at
317 U. S. 245;
Pope & Talbot, Inc. v. Hawn, 346 U.
S. 406,
346 U. S. 411
(1953).
Although Representative Mann's discussion may reflect a broader
intent, we believe his references to state court jurisdiction
should be read to mean only the ability of state courts to
entertain maritime actions based on DOHSA, not the legislative
ability to supply a different standard of recovery. As has been
explained, even at the time that DOHSA was being considered, it was
understood that, where Congress had spoken, or where general
federal maritime law controlled, the States exercising concurrent
jurisdiction over maritime matters could not apply conflicting
state substantive law.
See Chelentis v. Luckenbach S.S. Co.,
supra; Southern Pacific Co. v. Jensen, supra. See also
Cannon v. University of Chicago, 441 U.
S. 677,
441 U. S.
696-697 (1979) ("It is always appropriate to assume that
our elected representatives, like other citizens, know the law").
Indeed, while the reference is somewhat unclear, Representative
Mann at least once in the debate seemed to have recognized that,
where Congress passed a law, that law would control, exclusively of
state law, in the area of its operation.
See 59 Cong.Rec.
4484 (1920) (exchange between Reps. Igoe and Mann).
Page 477 U. S. 229
Finally, we note that, under the
Jensen and
Chelentis cases, there was a fair doubt whether Congress
could constitutionally require the application of state statutory
remedies to maritime injuries. Just one year after DOHSA was
passed, the Court invalidated a congressional attempt to override
the result in
Jensen by authorizing the application of
state workers' compensation statutes to maritime injuries, ruling
that Congress could not delegate to the States the ability to
prescribe rules governing maritime injuries that "would inevitably
destroy the harmony and uniformity which the Constitution not only
contemplated but actually established."
Knickerbocker Ice Co.
v. Stewart, 253 U. S. 149,
253 U. S. 164
(1920).
See Wilson v. Transocean Airlines, 121 F. Supp. at
90-91. Given this legal climate and the congressional recognition
of that climate, we must infer that, if Representative Mann and his
colleagues intended affirmatively to require enforcement of state
substantive law on the high seas, they would have taken care to
make that requirement explicit. The language of § 7, when read
in light of § 4, does not provide an unambiguous guide. And
certainly the debates surrounding § 7's amendment do not
indicate with any degree of clarity a congressional intent to save
state substantive law on the high seas. In fact, immediately before
the amendment went to a vote, Representative Goodykoontz cautioned
that the amendment would simply
"leave the [first] sentence [of § 7] incomplete, and the
remaining language, not unlike Mahomet's coffin, suspended between
heaven and earth, having no application to anything in
particular."
59 Cong.Rec. at 4486. The ambiguous language of the proposed
amendment went to a vote without clarification, despite
Representative Goodykoontz' explicit warning during the final
moments of the debate that the amendment would, at best, be
"surplusage" with no meaning, and at worst would destroy the object
of § 7 as originally framed because, under the "decisions of
the Supreme Court," the incomplete sentence would not be effective
to save the state jurisdiction in
Page 477 U. S. 230
territorial waters from being "superseded by the exclusive power
and authority of the admiralty courts."
Ibid.
In sum, we believe that our reading of § 7, while not free
from doubt, gives the proper meaning to the language of that
section, is supported by its legislative history, and is consistent
with the law governing at the time of its passage. It is also in
accord with the general congressional purpose behind the enactment
of DOHSA. As we have previously recognized, Congress acted in 1920
to remedy "[t]he void that existed in maritime law up until 1920[:]
the absence of any remedy for wrongful death on the high seas," and
to achieve uniformity in the provision of such a remedy.
Moragne v. States Marine Lines, Inc., 398 U.S. at
398 U. S. 398,
398 U. S. 401.
See also supra at
477 U. S. 214-215. To read § 7 as intended to
preserve intact largely nonexistent or ineffective state law
remedies for wrongful death on the high seas would, of course, be
incongruous. Just as incongruous is the idea that a Congress
seeking uniformity in maritime law would intend to allow widely
divergent state law wrongful death statutes to be applied on the
high seas.
See, e.g., Putnam, The Remedy for Death at Sea,
22 Case & Com., at 125-127 (use of state wrongful death
statutes "leaves the courts obliged to struggle with state statutes
quite divergent in their terms, so that the resulting congeries of
modes of remedy on navigable waters show a striking intricacy,
leading to marked inefficiency").
See also Mobil Oil Corp. v.
Higginbotham, 436 U.S. at
436 U. S. 625
("Congress did not limit DOHSA beneficiaries to recovery of their
pecuniary losses in order to encourage the creation of nonpecuniary
supplements," citing as authority
Wilson v. Transocean
Airlines, supra, (§ 7 does not preserve the operation of
state wrongful death statutes on the high seas)). Indeed, it is
hardly conceivable that Congress could have intended that these
diverse state statutes could be applied to remedy maritime torts
occurring the world over. A majority of courts and commentators
that have addressed this issue in the 66 years since the passage of
DOHSA have
Page 477 U. S. 231
rejected such an illogical interpretation of § 7's intended
effect. [
Footnote 3] Many
courts and commentators have adopted our construction of § 7
as the only means by which the statutory scheme can be read
coherently.
See, e.g., Safir v. Compagnie Generale
Transatlantique, 241 F.
Supp. at 501;
Ledet v. United Aircraft Corp., 10
N.Y.2d 258, 176 N.E.2d 820 (1961); ALI Study § 1316(b), at
236-237.
Cf. Moragne v. States Marine Lines, Inc., supra,
at
398 U. S. 400,
n. 14 (§ 1 of DOHSA does not place exclusive jurisdiction on
the admiralty side of the federal courts for suits under the Act);
Rairigh v. Erlbeck, 488 F.
Supp. 865 (Md.1980).
In sum, the language of § 7 and its legislative history, as
well as the congressional purposes underlying DOHSA, mandate
Page 477 U. S. 232
that § 7 be read not as an endorsement of the application
of state wrongful death statutes to the high seas, but rather as a
jurisdictional saving clause. Viewed in this light, § 7 serves
not to destroy the uniformity of wrongful death remedies on the
high seas, but to facilitate the effective and just administration
of those remedies. The recognition of concurrent state jurisdiction
to hear DOHSA actions makes available to DOHSA beneficiaries a
convenient forum for the decision of their wrongful death claims.
See Note, Admiralty: Death on the High Seas by Wrongful
Act, 47 Cornell L. Q. 632, 638 (1962) (hereinafter Note). Because
the resolution of DOHSA claims does not normally require the
expertise that admiralty courts bring to bear, DOHSA actions are
clearly within the competence of state courts to adjudicate.
See ALI Study at 237; Note at 637. Also, the availability
of concurrent jurisdiction prevents disunity in the provision of
forums to survivors of those killed on the high seas; it ensures
that, if a seaman and a passenger are killed at sea in the same
accident, the beneficiaries of both are able to choose the forum in
which they prefer to proceed.
See Engel v. Davenport,
271 U. S. 33 (1926)
(state and federal courts have concurrent jurisdiction over Jones
Act claims).
See also ALI Study § 1316(b), at 237;
Note, at 638.
Cf. also Gulf Offshore Co. v. Mobil Oil
Corp., 453 U. S. 473
(1981) (recognizing state courts' concurrent jurisdiction over
OCSLA claims).
Once it is determined that § 7 acts as a jurisdictional
saving clause, and not as a guarantee of the applicability of state
substantive law to wrongful deaths on the high seas, the conclusion
that the state statutes are preempted by DOHSA where it applies is
inevitable. As we held in
Higginbotham, Congress has
"struck the balance for us" in determining that survivors should be
restricted to the recovery of their pecuniary losses, and when
DOHSA
"does speak directly to a question, the courts are not free to
'supplement' Congress' answer so thoroughly that the Act becomes
meaningless."
436 U.S. at
436 U. S.
625.
Page 477 U. S. 233
Admittedly, in the circumstances of this case, the recognition
of a state damages remedy for loss of society would bring
respondents' DOHSA recovery into line with the damages available to
a beneficiary of a federal
Moragne maritime cause of
action arising from a death on territorial waters.
See Sea-Land
Services, Inc. v. Gaudet, 414 U. S. 573
(1974) (holding that awards under the general federal maritime
cause of action for wrongful death could include compensation for
loss of society). However, the questionable practical significance
of this difference in recovery,
see Mobil Oil Corp. v.
Higginbotham, supra, at
436 U. S. 624,
and n. 20, is far overshadowed by the potential for serious
conflicts between DOHSA and state substantive law in such areas as
limitations periods, classes of beneficiaries, and the definition
of potential defenses. We defer to Congress' purpose in making a
uniform provision for recovery for wrongful deaths on the high
seas, an area where the federal interests are primary.
The judgment of the Court of Appeals for the Fifth Circuit is
reversed, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
[
Footnote 1]
DOHSA does not include a survival provision authorizing recovery
for pain and suffering before death. We do not address the issue
whether the DOHSA recovery for the beneficiaries' pecuniary 1088
may be "supplemented" by a recovery for the decedent's pain and
suffering before death under the survival provision of some
conceivably applicable state statute that is intended to apply on
the high seas.
See generally Barbe v. Drummond, 507 F.2d
794, 797-798 (CA1 1974);
Dugas v. National Aircraft Corp.,
438 F.2d 1386 (CA3 1971).
[
Footnote 2]
Only one provision of OCSLA Superimposes a status requirement on
the otherwise determinative OCSLA situs requirement; § 1333(b)
makes compensation for the death or injury of an "employee"
resulting from certain operations on the Outer Continental Shelf
payable under the Longshoremen's and Harbor Workers' Compensation
Act. We note that, because this case does not involve a suit by an
injured employee against his employer pursuant to § 1333(b),
this provision has no bearing on this case.
[
Footnote 3]
See, e.g., Jennings v. Goodyear Aircraft
Corp., 227 F.
Supp. 246, 248 (Del.1964);
Wilson v. Transocean
Airlines, 121 F. Supp.
85, 99 (ND Cal.1954);
Echavarria v. Atlantic &
Caribbean Steam Nav. Co., 10 F. Supp.
677,
678
(EDNY 1935); Robinson, Wrongful Death in Admiralty and the Conflict
of Laws, 36 Colum.L.Rev. 406, 410, n.19 (1936); Magruder &
Grout, Wrongful Death within the Admiralty Jurisdiction, 36 Yale
L.J. 395, 416, 422-423 (1926).
See also, e.g., Nygaard v. Peter
Pan Seafoods, Inc., 701 F.2d 77 (CA9 1983) (finding state
statutes preempted by exclusive DOHSA remedy);
Barbe v.
Drummond, 507 F.2d at 801, n. 10;
Dugas v. National
Aircraft Corp., 438 F.2d at 1388;
Lockwood v. Astronautics
Flying Club, Inc., 437 F.2d 437, 438 (CA5 1971);
Middleton
v. Luckenbach S.S. Co., 70 F.2d 326, 329 (CA2 1934); G.
Gilmore & C. Black, Law of Admiralty 364 (2d ed.1975); D.
Robertson, Admiralty and Federalism 224 (1970); 1 E. Benedict, Law
of Admiralty §§ 143, 148, pp. 385-386, 394, and n. 57
(6th ed.1940); Day, Maritime Wrongful Death and Survival Recovery:
The Need for Legislative Reform, 64 Colum.L.Rev. 648, 651 (1964);
Hughes, Death Actions in Admiralty, 31 Yale L.J. 115, 122-123
(1921); Note, Maritime Wrongful Death After
Moragne: The
Seaman's Legal Lifeboat, 59 Geo.L.J. 1411, 1417 (1971); Note, The
Tangled Seine: A Survey of Maritime Personal Injury Remedies, 57
Yale L.J. 243 (1947).
Cf. Sea-Land Services, Inc. v.
Gaudet, 414 U. S. 573,
414 U. S. 588,
and n. 22 (1974) (discussing availability of certain elements of
damages on territorial waters under federal maritime law on the
clear assumption that state damages remedies not available on high
seas).
But see Alexander v. United Technologies
Corp., 548 F.
Supp. 139, 142-143 (Conn.1982);
In re Complaint of Exxon
Corp., 548 F.
Supp. 977, 978 (SDNY 1982).
JUSTICE POWELL, with whom JUSTICE BRENNAN, JUSTICE MARSHALL, and
JUSTICE STEVENS join, concurring in part and dissenting in
part.
The Court today holds that § 7 of the Death on the High
Seas Act (DOHSA), 41 Stat. 538, 46 U.S.C. § 767, forecloses
application of state remedies for wrongful deaths on the high seas.
Thus, the Court confines state courts to the adjudication of causes
of action brought under DOHSA. Because I believe that the Court's
reading of § 7 is at odds with the language of the statute and
its legislative history, I dissent. [
Footnote 2/1]
Page 477 U. S. 234
I
In the early judicial history of the United States, a few courts
of admiralty, moved by humanitarian considerations, found in
general maritime law a right of action for wrongful death. As Chief
Justice Chase noted in an often-quoted passage:
"[C]ertainly it better becomes the humane and liberal character
of proceedings in admiralty to give than to withhold the remedy,
when not required to withhold it by established and inflexible
rules."
The Sea Gull, 21 F. Cas. 909, 910 (No. 12,578) (CC Md.
1865).
See The Highland Light, 12 F. Cas. 138, 139 (No.
6,477) (CC Md. 1867) ("The admiralty may be styled, not improperly,
the human providence which watches over the rights and interests of
those
who go down to the sea in ships'"). In 1886, however,
this Court, in The Harrisburg, 119 U.
S. 199, held that such a right of recovery was not
provided by general maritime law, but instead must be created by a
state or federal statute. [Footnote
2/2]
At the time of
The Harrisburg, no federal statute
afforded a right of action for wrongful death at sea.
See
id. at
119 U. S. 213.
Many States, including Louisiana, had statutes that granted a right
of action for wrongful death generally, and lower federal courts
had begun to enforce such rights in admiralty. [
Footnote 2/3]
Page 477 U. S. 235
In 1907, the Court confirmed the power of a State to provide a
right of action for wrongful death upon the high seas.
The
Hamilton, 207 U. S. 398.
This power, however, created jurisdictional fictions and serious
problems in choice of law that sometimes denied recovery
altogether.
See Wilson v. Transocean
Airlines, 121 F. Supp.
85, 88-89 (ND Cal.1954).
As a result, from 1898 to 1917, legislators in Congress
introduced several bills that would have provided an exclusive
federal right of action for wrongful death on all navigable waters.
Id. at 89, nn. 8 and 9. These proposals met with an
unbroken string of defeats, primarily because of considerable local
opposition to any federal displacement of the operation of state
wrongful death statutes on territorial waters.
Ibid.
Finally, in the predecessor of § 7 of DOHSA, proposed
legislation provided a uniform federal right of action for death on
the high seas, and left unaffected the operation of state statutes
on territorial waters. S. 4288, 64th Cong., 1st Sess. (1916); H.R.
9919, 64th Cong., 1st Sess. (1916). The bill was favorably reported
by both Houses. S.Rep. No. 741, 64th Cong., 1st Sess. (1916);
H.R.Rep. No. 1419, 64th Cong., 2d Sess. (1917). The same bill was
introduced again in the House on the opening day of the 65th
Congress. H.R. 39, 65th Cong., 1st Sess. (1917). Congress took no
action on that bill, presumably because the United States entered
World War I four days later.
Following World War I, the bill was reintroduced in the 66th
Congress. S. 2085, 66th Cong., 1st Sess. (1919). The Senate passed
the bill without material amendment. As it then stood, the bill
provided in § 1 a right to maintain a suit in admiralty for
wrongful death on the high seas. Section 7 of the bill, crucial to
the disposition of the issue here today, stated that
"the provisions of any State statute giving or regulating rights
of action or remedies for death shall not be affected by this Act
as to causes of action accruing within the territorial limits
of any State."
(Emphasis added.)
Page 477 U. S. 236
Before the bill went to the floor of the House, it was clear
from the language of the bill and from the Reports of the Senate
and the House Judiciary Committees that the federal right of action
would be exclusive for deaths on the high seas, and that the state
wrongful death statutes would provide the right of action for
deaths on territorial waters. S.Rep. No. 216, 66th Cong., 1st Sess.
(1919); H.R.Rep. No. 674, 66th Cong., 2d Sess. (1920). As the Court
correctly observes:
"§ 7, as originally proposed, ensured that [DOHSA] saved to
survivors of those killed on territorial waters the ability to
pursue a state wrongful death remedy in state court."
Ante at
477 U. S.
225.
Had the bill passed in that form, the resolution of this case
would be clear -- the federal statute would preclude application of
state law for respondents' cause of action. During the floor debate
in the House of Representatives, however, Representative Mann from
Illinois successfully offered an amendment striking from § 7
the concluding phrase, "as to causes of action accruing within the
territorial limits of any State." Thus, although the original
§ 7 preserved state law rights of action within territorial
waters, the ultimately enacted § 7 preserved these rights of
action without geographic qualification. Although § 7 is
plainly intended to save state remedies for death on the high seas,
the Court today ignores the section's language and holds that it is
a jurisdictional saving clause.
II
The starting point in statutory construction is, of course, the
language of the statute itself.
Blue Chip Stamps v. Manor Drug
Stores, 421 U. S. 723,
421 U. S. 756
(1975) (POWELL, J., concurring).
See Consumer Product Safety
Comm'n v. GTE Sylvania, Inc., 447 U.
S. 102 (1980). The language of § 7, given scant
attention by the Court, reads as codified:
"§ 767. Exceptions from operation of chapter"
"The provisions of any State statute
giving or regulating
rights of action or remedies for death shall not be
affected
Page 477 U. S. 237
by this chapter. Nor shall this chapter apply to the Great Lakes
or to any waters within the territorial limits of any State, or to
any navigable waters in the Panama Canal Zone."
46 U.S.C. § 767 (emphasis added). The terms of the
provision are clear. The provision preserves state rights of action
and state remedies for wrongful death without any territorial
qualification. It encompasses not only jurisdiction, but also
"rights of action" and "remedies." The geographic reach of these
traditional rights of action is therefore undiminished by
DOHSA.
The congressional debate and other legislative history cast no
doubt on the plain meaning of § 7. It is true, as the Court
states, that the debate on the Mann Amendment was "exceedingly
confused and often ill-informed."
Ante at
477 U. S. 225.
Judge Davis, who made a meticulous review of the congressional
debate in his opinion for the Court of Appeals, stated:
"The congressional debate reflects a number of differing
concerns and beliefs on the part of the legislators. These include
whether the federal courts would have exclusive jurisdiction of
DOHSA claims and whether causes of action granted by state statutes
would be affected or preempted by DOHSA. The debate is not couched
in the most precise legal terminology, and it appears that the term
'jurisdiction' was used indiscriminately to refer to both the power
of state or federal courts to hear a particular case and the power
of a state to grant a right of recovery. . . . In this
circumstance, an attempt to discern the congressional intent from
the conflicting statements by participants in the debate is
hopeless. It is also unnecessary in light of the clear language of
the statute. Absent a clearly expressed legislative intention to
the contrary, the plain words of the statute must ordinarily be
regarded as controlling."
754 F.2d 1274, 1280-1282 (1985).
Page 477 U. S. 238
Despite the confusion of the debate, it is clear that the Mann
Amendment removed the clause that expressly limited state remedies
"to causes of action accruing within the territorial limits of any
State." Accordingly, § 7, once confined to territorial waters,
on its face extends to the high seas as well. Today's holding, by
barring state rights of action for deaths occurring on the high
seas, limits § 7 in a manner that Congress expressly rejected.
Whatever the policy advantages such a reading may have, it is
inappropriate for this Court to make the "judgment that Congress
intended a result that it expressly declined to enact."
Gulf
Oil Corp. v. Copp Paving Co., 419 U.
S. 186,
419 U. S. 200
(1974).
III
The Court attempts to explain its holding through a comparison
of § 7 with § 4 of DOHSA, and with the "saving to
suitors" clause in the Judiciary Act of 1789, § 9, 1 Stat. 76
(codified, as amended, at 28 U.S.C. § 1333). I find neither
argument convincing. Section 4 preserves
"a right of action . . . granted by the law of any foreign State
. . .
without abatement in respect to the amount for which
recovery is authorized, any statute of the United States to
the contrary notwithstanding."
(Emphasis added.) It is true that the italicized language is
absent from § 7. But § 7 contains its own explicit
language, since it expressly provides that state statutes "giving
or regulating rights of action or remedies for death shall
not be affected by this Act." (Emphasis added.) Thus, by its terms,
§ 7 protects the operation of state statutes that either
create rights of action for wrongful death or "regulat[e]" the
amount of those rights of action. That clear purpose is
inconsistent with the notion that § 7 fails to preserve state
law rights of action on the high seas.
The Court's second argument, never advanced by any of the
federal courts that have considered this issue, is that § 7 is
merely a "jurisdictional saving clause" that preserves state
courts' power to entertain certain causes of action for wrongful
death.
Page 477 U. S. 239
I cannot accept this argument, because it is inconsistent not
only with the plain language of the provision but also with one of
the clear purposes of § 7.
The Court concedes that the original version of § 7
preserved both state law remedies for wrongful death occurring
within territorial waters and state jurisdiction over those
remedies.
Ante at
477 U. S. 224,
477 U. S. 225
("§ 7, as originally proposed, ensured that the Act saved to
survivors of those killed on territorial waters the ability to
pursue a state wrongful death remedy in state court"). The Court
then asserts, however, that the Mann Amendment
"extended the jurisdictional saving clause to the high seas,
but, in doing so, it did not implicitly sanction the operation of
state wrongful death statutes on the high seas in the same manner
as the saving clause did in territorial waters."
Ante at
477 U. S.
227.
It is not easy to understand how § 7 was transformed from a
provision that preserved both state jurisdiction and state rights
of action in territorial waters into a mere "jurisdictional saving
clause" with no power to preserve state rights of action on the
high seas. The Mann Amendment did nothing more than remove a
territorial restriction; all other clauses of § 7 remained
intact. As Representative Mann stated:
"If the amendment which I have suggested should be agreed to,
the bill
would not interfere in any way with rights now granted
by any State statute, whether the cause of action accrued
within the territorial limits of the State or not."
59 Cong.Rec. 4484 (1920) (emphasis added). Moreover, as already
noted, construing § 7 as preserving only state jurisdiction on
the high seas is at odds with the terms of the provision itself.
The language plainly refers to "[t]he provisions of any State
statute giving or regulating rights of action or remedies for
death." [
Footnote 2/4]
Page 477 U. S. 240
As final support for its reading of § 7, the Court argues
that it would be "incongruous" to read § 7 as "preserv[ing]
intact largely nonexistent or ineffective state law remedies for
wrongful death on the high seas."
Ante at
477 U. S. 230.
Aside from the question whether this argument accurately portrays
state law remedies for death on the high seas,
see The
Hamilton, 207 U. S. 398
(1907) (Delaware right of action for wrongful death on the high
seas);
La Bourgogne, 210 U. S. 95,
210 U. S. 138
(1908) (similar Louisiana statute, direct predecessor of current
respondents' claim), it certainly is plausible to suggest that
Congress may have wished to establish an assured and uniform
federal right of action for wrongful death at sea. And in the light
of the adoption of the Mann Amendment, it is not "incongruous" to
believe that Congress, in providing that federal right of action,
also decided to preserve the array of state law remedies because
these remedies sometimes -- as is the case here -- conferred upon a
State's residents rights of recovery beyond those of the federal
statute.
IV
The Court argues that preserving state rights of action for
death on the high seas, in accordance with the plain language of
§ 7, would undermine a uniform federal remedy and conflict
with the exclusive, federal character of most aspects of admiralty
law. I agree that such a result undercuts a federal uniformity that
seems desirable here, but it is not the role of this Court to
reconsider the wisdom of a policy choice that Congress has already
made. Congress enacted the Mann Amendment to remove the territorial
restriction from § 7's preservation of state law rights of
action for wrongful death.
Page 477 U. S. 241
The Court now holds that those rights of action may not be
enforced on the high seas, and thereby imposes an
exclusive federal remedy that Congress declined to enact.
We should respect the outcome of the legislative process, and
preserve State rights of action for wrongful death on the high seas
until Congress legislates otherwise. Accordingly, I dissent.
[
Footnote 2/1]
I agree with the Court's conclusion that the Outer Continental
Shelf Lands Act, 67 Stat. 462, as amended, 43 U.S.C. § 1331
et seq., does not govern this action, and therefore join
Part III of the Court's opinion.
[
Footnote 2/2]
The Court stated:
"The argument everywhere in support of [wrongful death] suits in
admiralty has been, not that the maritime law, as actually
administered in common law countries, is different from the common
law in this particular, but that the common law is not founded on
good reason, and is contrary to 'natural equity and the general
principles of law.' Since, however, it is now established that, in
the courts of the United States, no action at law can be maintained
for such a wrong in the absence of a statute giving the right, and
it has not been shown that the maritime law, as accepted and
received by maritime nations generally, has established a different
rule for the government of the courts of admiralty from those which
govern courts of law in matters of this kind, we are forced to the
conclusion that no such action will lie in the courts of the United
States under the general maritime law."
119 U.S. at
119 U. S.
213.
[
Footnote 2/3]
See cases cited in 754 F.2d 1274, 1277, n. 1 (CA5
1985).
[
Footnote 2/4]
Nor does the Court's extended discussion of
Southern Pacific
Co. v. Jensen, 244 U. S. 205
(1917),
see ante at
477 U. S. 224,
477 U. S.
227-228, explain its view that the Mann Amendment
converted § 7 into a jurisdictional saving clause. It is true
that the uniformity requirement in
Jensen was broad enough
on its face to foreclose state wrongful death rights of action.
(
But cf. 244 U.S. at
244 U. S. 216
(state wrongful death statute expressly exempted from
Jensen rule)). Congress therefore might have believed that
an express reservation of state law rights of action was necessary
to save state causes of action after Congress had enacted DOHSA.
This concern, however, does not explain how the Mann Amendment
transformed § 7 into a
jurisdictional saving
clause.