Petitioner and a codefendant, charged with committing a double
murder, were tried jointly in an Illinois court in a bench trial at
which neither defendant testified. In finding petitioner guilty of
both murders, the judge expressly relied on portions of the
codefendant's confession, particularly with respect to the judge's
rejection of petitioner's assertions that she had not participated
in the murder of one of the victims and that she had acted either
in self-defense or under intense and sudden passion in killing the
other victim. The Illinois Appellate Court affirmed petitioner's
convictions, rejecting her contention that her rights under the
Confrontation Clause were violated by the trial judge's
consideration of the codefendant's confession against her.
Held: The trial court's reliance upon the codefendant's
confession as substantive evidence against petitioner violated her
rights under the Confrontation Clause of the Sixth Amendment.
476 U. S.
539-547.
(a) The right of cross-examination is included in an accused's
right to confront the witnesses against him; the right to confront
and to cross-examine witnesses is primarily a functional right that
promotes reliability in criminal trials. This truthfinding function
of the Confrontation Clause is uniquely threatened when an
accomplice's confession is sought to be introduced against a
defendant without the benefit of cross-examination, since such a
confession is hearsay, subject to all the dangers of inaccuracy
which characterize hearsay generally, and since the accomplice may
have a strong motivation to implicate the defendant and to
exonerate himself. Thus, accomplices' confessions that incriminate
defendants are presumptively unreliable. Pp.
476 U. S.
539-543.
(b) On the record here, the codefendant's confession did not
bear sufficient independent "indicia of reliability,"
Ohio v.
Roberts, 448 U. S. 56,
448 U. S. 66, to
rebut the presumption of unreliability. The circumstances
surrounding the confession did not rebut the presumption that the
codefendant's statement could not be trusted as regards
petitioner's participation in the murders. Nor is there any merit
to Illinois' assertion that reliability was established because
petitioner's confession and the codefendant's confession
"interlocked" on some points. A codefendant's confession is not
rendered reliable simply because some of the facts it contains
"interlock" with the facts of the defendant's statement.
Page 476 U. S. 531
Although the confessions here overlapped in their factual
recitations to a great extent, they clearly diverged with respect
to petitioner's participation in the planning of one victim's
death, her facilitation of the murder of the other victim, and
factual circumstances relevant to the couple's premeditation. Thus,
the subjects upon which the two confessions did not "interlock"
cannot be characterized as irrelevant or trivial. The
determination, in the first instance, of whether the error as to
the trial judge's consideration of the codefendant's confession was
harmless is for the state courts. Pp.
476 U. S.
543-547.
129 Ill.App.3d 1167, 491 N.E.2d 1391, reversed and remanded.
BRENNAN, J., delivered the opinion of the Court, in which WHITE,
MARSHALL, STEVENS, and O'CONNOR, JJ., joined. BLACKMUN, J., filed a
dissenting opinion, in which BURGER, C.J., and POWELL and
REHNQUIST, JJ., joined,
post, p.
476 U. S.
547.
JUSTICE BRENNAN delivered the opinion of the Court.
Petitioner and a codefendant, charged with committing a double
murder, were tried jointly in a bench trial. Neither defendant
testified at trial. In finding petitioner guilty as charged, the
trial judge expressly relied on portions of the codefendant's
confession, obtained by police at the time of arrest, as
substantive evidence against petitioner. The question for decision
is whether such reliance by the judge upon the codefendant's
confession violated petitioner's rights as secured by the
Confrontation Clause of the Sixth Amendment, [
Footnote 1] as applied to the States through the
Fourteenth Amendment.
Page 476 U. S. 532
I
In February, 1982, police officers of East St. Louis asked
petitioner Millie Lee to come to the police station to help
identify a badly burned body that the police had discovered in an
apartment in the housing complex in which Lee lived. While Lee was
examining photographs of the body, a detective noticed that she
began to cry. The detective advised Lee of her
Miranda
rights, and began to question her about the whereabouts of her
aunt, Mattie Darden, [
Footnote
2] with whom Lee shared an apartment. After giving a number of
confused and conflicting accounts concerning when she had last seen
or talked to her aunt, Lee finally admitted that she and her
boyfriend, Edwin Thomas, had been involved in the stabbing of both
Aunt Beedie and her friend, Odessa Harris, and that the body was
her Aunt Beedie's. At that point, the officers questioning Lee
again read her her
Miranda rights, placed her under
arrest, and continued to question her. After concluding their
interview with Lee, the police presented her with a typewritten
account of her statement, which included at the top of the first
page a recitation and waiver of her
Miranda rights. Lee
read and signed each page of the confession.
Petitioner's codefendant, Edwin Thomas, arrived at the police
station, ostensibly for "questioning" about the homicides, while
police officers were still in the process of interviewing Lee;
nonetheless, the police apparently were sufficiently informed of
Thomas' involvement such that upon his arrival, he was read his
rights and confronted by an officer with his alleged participation
in the murders. Thomas indicated at that point that he "wanted to
think about" whether to talk to the police.
During her questioning by the police, Millie Lee had asked to
see Edwin Thomas; after being advised of his rights, Thomas asked
if he could see Lee. After they obtained Lee's confession, the
police allowed the two to meet. Lee
Page 476 U. S. 533
and Thomas were permitted to kiss and to hug, and one of the
officers then asked Lee, in the presence of Thomas, "what was the
statement you had just given us implicating Edwin?" Lee said to
Thomas:
"They know about the whole thing, don't you love me Edwin,
didn't you in fact say . . . that we wouldn't let one or the other
take the rap alone."
Brief for Respondent 6. At that point, Thomas gave a statement
to the police, which was later typed and then presented to Thomas
for his review and signature.
According to Lee's statement, on the evening of February 11,
1982, she and Thomas were at home in the apartment that Lee shared
with Aunt Beedie when the aunt and her friend Odessa Harris arrived
at approximately 8:30 or 9 p.m. Aunt Beedie and Odessa went into
the bedroom, while Lee did the dishes in the kitchen. Thomas, who
had been watching television, joined Lee in the kitchen, and the
two apparently had "two or three words not really an argument."
Odessa then came out of the bedroom to the kitchen and asked "what
the hell was going on." As related in Lee's confession, Odessa
"said we ought to be ashamed of ourselves arguing and making all
that noise. I told her it was none of her business, that she didn't
live here." Odessa returned to the bedroom. App. 6.
As Lee's account further related, after Odessa returned to the
bedroom, Lee called her back into the kitchen in order to confirm
whether Aunt Beedie had "really" paid the rent. Odessa assured Lee
that the rent had indeed been paid, and then complained once more
about the fact that Lee and Thomas had been arguing. As Odessa left
the kitchen to return to the bedroom, she passed Thomas and gave
him "dirty looks." When Odessa turned her head, Thomas got up from
his chair and stabbed Odessa in the back with a 24-inch-long knife.
Odessa fell on the floor, and called out to Aunt Beedie. Lee
explained that she then
"ran, well I don't know if I ran or walked into the bedroom.
Edwin was standing over by the kitchen cabinet with the knife in
his hand with blood on it. Odessa was
Page 476 U. S. 534
laying there moaning. When I went into the bedroom, my aunt
Beety was sitting on the bed, and then she got up and had a knife
in her hand. I don't know where the knife came from, my aunt
usually kept her gun by her bed. I don't know what kind of gun it
is. When my aunt got up off the bed, she told me to get out of her
way or she would kill me, and then she swung at me with the knife.
I ran into the kitchen and got a butcher knife that was sitting on
the kitchen table, and then I went back into the bedroom where my
aunt was, and then I stabbed her. I kept stabbing her. The first
time I stabbed her, I hit her in the chest, I kept stabbing her,
and I really don't know where else I stabbed her, I had my eyes
closed some of the time."
Id. at 7.
Lee's statement also included an account of some of the
circumstances leading up to the killing:
"Me and Edwin had talked about stop[p]ing aunt Mattie from
harassing me before. She would come in drunk, or would get on the
phone and tell people that I never did anything for her, that I
wouldn't give her anything to eat, or anything, since I had a
boyfriend. . . . Edwin used to get mad when my aunt would talk
about me, and that he couldn't take much more of what my auntie was
doing, that, when he began talking about doing something to aunt
Beetty [
sic] but he never said what. Odessa was always
jumping up in my face, and one time about a month ago, me and
Odessa got into an argument about my dress that I let Odessa use,
and Edwin seen her get in my face that time. He, Edwin just
couldn't stand to see my auntie or Odessa harass me anymore. Things
just kept adding up and adding up, and the night that we killed
Odessa and my aunt Beetty [
sic], Edwin just couldn't take
any more."
Id. at 12.
Thomas' confession paralleled Lee's in several respects. It
described the argument between himself and Lee, the
confrontation
Page 476 U. S. 535
with Odessa in the kitchen, and the stabbings of Odessa and then
Aunt Beedie. However, Thomas' statement provided an altogether
different version of how he and Lee came to commit the murders.
Most significantly, Thomas stated that he and Lee had previously
discussed killing Aunt Beedie, and referred to conversations
immediately prior to the murders that suggested a premeditated plan
to kill. According to Thomas, after Odessa scolded Lee for arguing
with Thomas:
"This is when I asked [Lee] 'did she still want to go through
with it?' I was referring to what we had plained [
sic]
before about killing Aunt Beedie. We had talked about doing
something to Aunt Beedie, but we had not figure out just what we
would do. We had never before discussed doing anything to Odessa,
just Aunt Beedie, because we were tired of Aunt Beedie getting
drunk, and coming home and 'going off' on [Lee]. . . . After asking
[Lee], 'did she still want to do it?', [Lee] first gave me a funny
look, as though she was not going to do it, she stared into space
for awhile, then she looked at me and said, 'yes.'"
"We decided that, if we did something to Aunt Beedie, we had to
do somthing [
sic] with Odessa. We wanted Odessa to leave,
but she stayed there. We had plained [
sic] that [Lee] was
suppose [
sic] to get Odessa to stand, with her back toward
the front room, looking into the kitchen, while I would grab her
from the back, using the big knife."
Id. at 17-18. Lee's statement, by contrast, suggested
that it was Thomas who had been provoked by Aunt Beedie's behavior,
and Thomas who had snapped the night of the murders. Her statement
made no mention of an alleged decision by herself and Thomas to "go
through with it," nor, of course, did it indicate that the two had
formulated a plan to induce Odessa to return to the kitchen, where
Thomas would kill her. On
Page 476 U. S. 536
the contrary, Lee asserted that, on the night of the killings
"Edwin just couldn't take any more."
Lee and Thomas were charged in a two-count indictment with
murder. Count one charged them with the murder of Aunt Beedie, and
count two with the murder of Odessa. They were appointed separate
counsel for trial.
On the day of trial, counsel for the two defendants withdrew
motions for severance and for trial by jury. In withdrawing the
motion for separate trials, counsel for Thomas explained that
"[s]ince we are having a Bench Trial, the Court would only
consider the evidence proper to each defendant, we feel that there
is no longer any need for that motion."
The court then asked petitioner's lawyer whether that was her
understanding as well. She replied: "Yes, your Honor. I have
conferred with Miss Lee. We would ask the Court to consider the
evidence separately for each defendant." The judge replied: "It
will be done that way." Tr. 3.
Neither defendant testified at trial, except on behalf of their
respective motions to suppress their statements on the ground that
they were given involuntarily, motions that were denied by the
trial judge.
At trial, both the prosecution and the defendants relied heavily
on the confessions. In closing, counsel for petitioner called the
court's attention to Lee's confession, and argued that it showed
that Lee was
"not responsible for the death of Odessa Harris. . . . As I read
her statement, she was not personally involved in the stabbing of
Odessa Harris. Mr. Thomas was."
Id. at 232-233. Counsel maintained that, under Illinois
law, in order to be guilty of murder, a person must be involved
before or during the commission of the offense, and that Lee's
confession simply could not fairly be read to support such a
finding. With respect to Aunt Beedie's killing, counsel urged the
court to consider the lesser charge of voluntary manslaughter.
According to counsel, Lee's statement indicated that Aunt Beedie
had had
Page 476 U. S. 537
a knife, that Lee and Aunt Beedie had struggled, and that the
stabbing occurred as a result of that struggle. Counsel suggested
that Lee had acted either upon the "unreasonable belief that her
act of stabbing Mattie Darden constituted self-defense" or, in the
alternative, that the killing "was the result of a sudden and
intense passion resulting from serious provocation." Brief for
Petitioner 5.
In rebuttal, the prosecutor described Lee's arguments in support
of lesser offenses as "interesting." He answered the suggestion
that the evidence showed insufficient intent to support murder by
asserting that,
"once you read the confession of Millie Lee, you will note that
she indicates in her statement that, before anything begins, . . .
that she and Edwin spoke together . . . , at which time Edwin asked
her, 'Are you ready?' And she, after thinking awhile, said,
'Yes.'"
The prosecutor maintained that this exchange, which he
incorrectly attributed to Lee's statement, and which had in fact
appeared only in Thomas' confession, demonstrated a willingness on
the part of Lee to "go through with whatever plan" the two had
formulated with respect to the victims, and thus that there had
been an agreement to kill. The State also argued in closing --
again erroneously drawing from Thomas', not Lee's, confession --
that Lee "did in fact aid and assist and encourage this whole
operation by drawing Odessa out of the bedroom"; the prosecutor
argued that this was evident from Thomas' statement that it was
necessary to kill Odessa in order to go ahead with the plan to kill
Aunt Beedie. To prove Lee's intent to kill and to rebut her
theories of self-defense and sudden and intense passion, the State
pointed to Thomas' assertion that he had asked Lee if she was
willing to go through with what they had talked about, and her
reply "I'm scared, but I will go through with it." [
Footnote 3] Tr. 236.
Page 476 U. S. 538
In finding Lee guilty of the murders of Aunt Beedie and Odessa,
and explaining why he rejected Lee's assertions that she had not
participated in the killing of Odessa and that she acted either in
self-defense or under intense and sudden passion with respect to
the stabbing of Aunt Beedie, the trial judge expressly relied on
Thomas' confession and his version of the killings, particularly
with respect to the decision to kill Aunt Beedie allegedly made
earlier by Lee and Thomas. Lee's contentions, the judge declared,
were
"disputed by the statement of her codefendant, who stated that
he asked Miss Lee do you want to go through with it. A previously
conceived plan to dispose of Miss Darden. And, after some thinking
. . . , she responded that she did. There is no showing that they
acted under a sudden and intense passion, in fact, prior to the
stabbing, according to his own confession, the defendant took a
knife . . . and awaited the arrival of Miss Harris into the
kitchen, in fact had his co-defendant call her so she could come
out. Now that isn't a sudden and intense passion."
App. 25. Lee was sentenced to a term of 40 years' incarceration
for the murder of Odessa, and life imprisonment for the murder of
Aunt Beedie.
On appeal, Lee contended, among other things, that her
Confrontation Clause rights were violated by the trial court's
consideration of Thomas' confession against her. The state appeals
court conceded that the trial court considered Thomas' confession
in finding Lee guilty, but held that, since the defendants'
confessions were "interlocking," they did not fall within the rule
of
Bruton v. United States, 391 U.
S. 123 (1968), which, the court stated, was that the
"admission of a codefendant's extrajudicial statement that
inculpates the
Page 476 U. S. 539
other defendant violates the defendant's Sixth Amendment right
to confront witnesses against him."
129 Ill.App.3d 1197, 491 N.E.2d 1391 (1984). The court did not
explain what it meant by saying that the confessions were
"interlocking," how the confessions interlocked, or how or why the
Bruton analysis would be altered when confessions did
interlock. The Illinois Supreme Court denied leave to appeal. We
granted certiorari. 473 U.S. 904 (1985).
II
The State of Illinois concedes that this case involves the use
of a codefendant's confession as substantive evidence against
petitioner. Brief for Respondent 9. Illinois also correctly
recognizes that the admissibility of the evidence as a matter of
state law is not the issue in this case; rather, it properly
identifies the question presented to be "whether that substantive
use of the hearsay confession denied Petitioner rights guaranteed
her under the Confrontation Clause. . . ."
Id. at 11. It
contends, in essence, that Lee's Sixth Amendment rights were not
violated, because Thomas was unavailable and his statement was
"reliable" enough to warrant its untested admission into evidence
against Lee.
See Ohio v. Roberts, 448 U. S.
56 (1980). We need not address the question of Thomas'
availability, for we hold that Thomas' statement, as the confession
of an accomplice, was presumptively unreliable, and that it did not
bear sufficient independent "indicia of reliability" to overcome
that presumption.
A
In
Pointer v. Texas, 380 U. S. 400
(1965), this Court unanimously held that the Confrontation Clause
was applicable to the States, and in doing so, remarked that it
"cannot seriously be doubted at this late date that the right of
cross-examination is included in the right of an accused in a
criminal case to confront the witnesses against him."
Id. at
380 U. S. 404.
Citing and quoting from such cases as
Kirby v.
United States,
Page 476 U. S. 540
174 U. S. 47
(1899),
Alford v. United States, 282 U.
S. 687 (1931),
Greene v. McElroy, 360 U.
S. 474 (1959),
In re Oliver, 333 U.
S. 257 (1948), and
Turner v. Louisiana,
379 U. S. 466
(1965), we observed that
"[t]here are few subjects, perhaps, upon which this Court and
other courts have been more nearly unanimous than in the
expressions of belief that the right of confrontation and
cross-examination is an essential and fundamental requirement for
the kind of fair trial which is this country's constitutional
goal."
Pointer, supra, at
380 U. S.
405.
On one level, the right to confront and cross-examine adverse
witnesses contributes to the establishment of a system of criminal
justice in which the perception, as well as the reality, of
fairness prevails. To foster such a system, the Constitution
provides certain safeguards to promote to the greatest possible
degree society's interest in having the accused and accuser engage
in an open and even contest in a public trial. The Confrontation
Clause advances these goals by ensuring that convictions will not
be based on the charges of unseen and unknown -- and hence
unchallengeable -- individuals.
But the confrontation guarantee serves not only symbolic goals.
The right to confront and to cross-examine witnesses is primarily a
functional right that promotes reliability in criminal trials. In
California v. Green, 399 U. S. 149,
399 U. S. 158
(1970), we identified how the mechanisms of confrontation and
cross-examination advance the pursuit of truth in criminal trials.
Confrontation, we noted,
"(1) insures that the witness will give his statements under
oath -- thus impressing him with the seriousness of the matter and
guarding against the lie by the possibility of a penalty for
perjury; (2) forces the witness to submit to cross-examination, the
'greatest legal engine ever invented for the discovery of truth;'
(3) permits the jury that is to decide the defendant's fate to
observe the demeanor of the witness making his statement, thus
aiding the jury in assessing his credibility."
(Footnote omitted.)
Ibid.
Page 476 U. S. 541
Our cases recognize that this truthfinding function of the
Confrontation Clause is uniquely threatened when an accomplice's
confession is sought to be introduced against a criminal defendant
without the benefit of cross-examination. As has been noted, such a
confession
"is hearsay, subject to all the dangers of inaccuracy which
characterize hearsay generally. . . . More than this, however, the
arrest statements of a codefendant have traditionally been viewed
with special suspicion. Due to his strong motivation to implicate
the defendant and to exonerate himself, a codefendant's statements
about what the defendant said or did are less credible than
ordinary hearsay evidence."
Bruton v. United States, 391 U.S. at
391 U. S. 141
(WHITE, J., dissenting) (citations omitted).
Thus, in
Douglas v. Alabama, 380 U.
S. 415 (1965), we reversed a conviction because a
confession purportedly made by the defendant's accomplice was read
to the jury by the prosecutor. Because the accomplice in that case,
while called to the witness stand, invoked his privilege against
self-incrimination and refused to answer questions put to him, we
held that the defendant's
"inability to cross-examine [the accomplice] as to the alleged
confession plainly denied him the right of cross-examination
secured by the Confrontation Clause."
Id. at
380 U. S. 419.
This holding, on which the Court was unanimously agreed, was
premised on the basic understanding that, when one person accuses
another of a crime under circumstances in which the declarant
stands to gain by inculpating another, the accusation is
presumptively suspect, and must be subjected to the scrutiny of
cross-examination.
Over the years since
Douglas, the Court has spoken with
one voice in declaring presumptively unreliable accomplices'
confessions that incriminate defendants. Even Justice Harlan, who
was generally averse to what he regarded as an expansive reading of
the confrontation right, stated that he
"would be prepared to hold as a matter of due process that a
confession of an accomplice resulting from formal police
interrogation cannot be introduced as evidence of the guilt of
Page 476 U. S. 542
an accused, absent some circumstance indicating authorization or
adoption."
Dutton v. Evans, 400 U. S. 74,
400 U. S. 98
(1970) (concurring in judgment).
Our ruling in
Bruton illustrates the extent of the
Court's concern that the admission of this type of evidence will
distort the truthfinding process. In
Bruton, we held that
the Confrontation Clause rights of the petitioner were violated
when his codefendant's confession was admitted at their joint
trial, despite the fact that the judge in that case had carefully
instructed the jury that the confession was admissible only against
the codefendant. We based our decision in
Bruton on the
fact that a confession that incriminates an accomplice is so
"inevitably suspect" and "devastating" that the ordinarily sound
assumption that a jury will be able to follow faithfully its
instructions could not be applied.
Bruton, supra, at
391 U. S.
136.
Although, in the present case, the state court apparently relied
on
Bruton in reaching its decision, this is not, strictly
speaking, a
Bruton case, because we are not here concerned
with the effectiveness of limiting instructions in preventing
spill-over prejudice to a defendant when his codefendant's
confession is admitted against the codefendant at a joint trial.
Rather, this case is strikingly similar to
Douglas. Here,
as in
Douglas, the State sought to use hearsay evidence as
substantive evidence against the accused. In both cases, the
hearsay in question was a confession made by an alleged accomplice,
and in neither case was the defendant able to confront and
cross-examine the declarant. Whatever differences there are between
the cases show clearly that in the present case the Confrontation
Clause concerns are of even greater consequence than in
Douglas. In
Douglas, the accomplice's confession
was read by the prosecutor to the uncooperative declarant in order
to "refresh [his] recollection," 380 U.S. at
380 U. S. 316,
and was thus technically not evidence that was admitted against the
accused; in the present case, Thomas' statement was, of course,
admitted into evidence by
Page 476 U. S. 543
the judge following a suppression hearing. Moreover, here,
unlike
Douglas, it is not necessary to speculate as to
whether the factfinder would consider the un-cross-examined
hearsay; the judge expressly so relied. In this case, the Court
does not address a hypothetical. The danger against which the
Confrontation Clause was erected -- the conviction of a defendant
based, at least in part, on presumptively unreliable evidence --
actually occurred.
B
Illinois contends that Thomas' statement bears sufficient
"indicia of reliability" to rebut the presumption of unreliability
that attaches to codefendants' confessions, citing as support our
decision in
Ohio v. Roberts, 448 U.S. at
448 U. S. 66
(citations omitted). While we agree that the presumption may be
rebutted, we are not persuaded that it has been in this case.
In
Roberts, we recognized that, even if certain hearsay
[
Footnote 4] evidence does not
fall within "a firmly rooted hearsay exception," and is thus
presumptively unreliable and inadmissible for Confrontation Clause
purposes, it may nonetheless meet Confrontation Clause reliability
standards if it is supported by a "showing of particularized
guarantees of trustworthiness."
Ibid. However, we also
emphasized that
"[r]eflecting its underlying purpose to augment accuracy in the
factfinding process by ensuring the defendant an effective means to
test adverse evidence, the Clause countenances only hearsay marked
with such trustworthiness that 'there is no material departure from
the reason of the general rule.'
Page 476 U. S. 544
Id. at
448 U. S. 65, quoting
Snyder v. Massachusetts, 291 U. S. 97,
291 U. S.
107 (1934). Illinois' asserted grounds for holding
Thomas' statement to be reliable with respect to Lee's culpability
simply do not meet this standard. [
Footnote 5]"
First, contrary to Illinois' contention, the circumstances
surrounding the confession do not rebut the presumption that
Thomas' statement could not be trusted as regards Lee's
participation in the murders. When Thomas was taken in for
questioning and read his rights, he refused to talk to the police.
The confession was elicited only after Thomas was told that Lee had
already implicated him, and only after he was implored by Lee to
share "the rap" with her. The unsworn statement was given in
response to the questions of police, who, having already
interrogated Lee, no doubt knew what they were looking for, and the
statement was not tested in any manner by contemporaneous
cross-examination by counsel, or its equivalent. Although, as the
State points out, the confession was found to be voluntary for
Fifth Amendment purposes, such a finding does not bear on the
question of whether the confession was also free from any desire,
motive, or impulse Thomas may have had either to mitigate the
appearance of his own culpability by spreading the blame or to
overstate Lee's involvement in retaliation for her having
implicated him in the murders. It is worth noting that the record
indicates that Thomas not only had a theoretical motive to distort
the facts to Lee's detriment, but that he also was actively
considering the possibility of becoming her adversary: prior to
trial, Thomas contemplated becoming a witness for the State against
Lee. This record evidence documents a reality of the criminal
process, namely, that once partners in a crime recognize that the
"jig is up," they tend to
Page 476 U. S. 545
lose any identity of interest and immediately become
antagonists, rather than accomplices.
We also reject Illinois' second basis for establishing
reliability, namely, that, because Lee's and Thomas' confessions
"interlock" on some points, Thomas' confession should be deemed
trustworthy in its entirety. Obviously, when codefendants'
confessions are identical in all material respects, the likelihood
that they are accurate is significantly increased. But a confession
is not necessarily rendered reliable simply because some of the
facts it contains "interlock" with the facts in the defendant's
statement.
See Parker v. Randolph, 442 U. S.
62,
442 U. S. 79
(1979) (BLACKMUN, J., concurring in part and concurring in
judgment). The true danger inherent in this type of hearsay is, in
fact, its selective reliability. As we have consistently
recognized, a codefendant's confession is presumptively unreliable
as to the passages detailing the defendant's conduct or
culpability, because those passages may well be the product of the
codefendant's desire to shift or spread blame, curry favor, avenge
himself, or divert attention to another. If those portions of the
codefendant's purportedly "interlocking" statement which bear to
any significant degree on the defendant's participation in the
crime are not thoroughly substantiated by the defendant's own
confession, the admission of the statement poses too serious a
threat to the accuracy of the verdict to be countenanced by the
Sixth Amendment. In other words, when the discrepancies between the
statements are not insignificant, the codefendant's confession may
not be admitted.
In this case, the confessions overlap in their factual
recitations to a great extent. However, they clearly diverge with
respect to Lee's participation in the planning of her aunt's death,
Lee's facilitation of the murder of Odessa, and certain factual
circumstances relevant to the couple's premeditation. For example,
Lee's confession states that Thomas was "talking about doing
something to aunt Beetty [
sic], but he never said what,"
App. 12, and does not refer at all to the joint plan to
Page 476 U. S. 546
do "something to Aunt Beedie" which Thomas repeatedly mentions
in his confession.
Id. at 17. Nor does Lee's confession
give any indication that Lee and Thomas colluded to "do somthing
[
sic] with Odessa,"
id. at 18, as does Thomas'
statement. Lee states that she called Odessa into the kitchen only
to discuss the rent, and that Thomas assaulted Odessa after Odessa
had left the kitchen, given Thomas a "dirty loo[k]," and was
walking toward the bedroom.
Id. at 6. By contrast, Thomas
indicates that "[Lee] was suppose [
sic] to get Odessa to
stand, with her back toward the front room, looking into the
kitchen" so that Thomas could stab her from the back,
id.
at 18, and that he actually attacked Odessa while she was in the
kitchen at Lee's beckoning.
Id. at 19. Finally, there are
certain factual discrepancies in the two statements which bear on
Lee's alleged preexisting intent to kill the two women. For
example, Thomas states that the couple had thought to put on gloves
before the killings,
id. at 20, while Lee states that they
put on gloves only to dispose of the bodies.
Id. at
10.
The subjects upon which these two confessions do not "interlock"
cannot in any way be characterized as irrelevant or trivial. The
discrepancies between the two go to the very issues in dispute at
trial: the roles played by the two defendants in the killing of
Odessa, and the question of premeditation in the killing of Aunt
Beedie.
In sum, we are not convinced that there exist sufficient
"indicia of reliability," flowing from either the circumstances
surrounding the confession or the "interlocking" character of the
confessions, to overcome the weighty presumption against the
admission of such un-cross-examined evidence. We therefore hold
that, on the record before us, there is no occasion to depart from
the time-honored teaching that a codefendant's confession
inculpating the accused is inherently unreliable, and that
convictions supported by such evidence violate the constitutional
right of confrontation. [
Footnote
6]
Page 476 U. S. 547
By holding that the consideration of Thomas' untested confession
against Lee violated Lee's Confrontation Clause rights, we do not
foreclose the possibility that this error was harmless when
assessed in the context of the entire case against Lee.
See
Schneble v. Florida, 405 U. S. 427
(1972). However, because the Illinois courts are in a better
position to assess the remaining evidence in light of the
substantive state law of murder, we leave this determination in the
first instance to the state courts. Accordingly, the judgment of
the Appellate Court of Illinois, Fifth Judicial District, is
reversed, and the case is remanded for further proceedings not
inconsistent with this opinion.
It is so ordered.
[
Footnote 1]
The Confrontation Clause provides that, "[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to be
confronted with the witnesses against him. . . ."
[
Footnote 2]
Mattie Darden was known also as "Aunt Beety" or "Aunt
Beedie."
[
Footnote 3]
It is evident that the prosecutor, in arguing Lee's guilt,
invited the court to consider Thomas' confession, an invitation
that the court accepted, and which generated the error that we
address in this opinion. However, there has been no claim made
regarding the significance, if any, of prosecutorial misconduct or
mistake that results in inadmissible hearsay evidence being brought
to the attention of the factfinder, and we thus do not address the
question.
[
Footnote 4]
We have previously turned to McCormick's definition of hearsay
as
"testimony in court, or written evidence, of a statement made
out of court, the statement being offered as an assertion to show
the truth of matters asserted therein, and thus resting for its
value upon the credibility of the out-of court asserter."
E. Cleary, McCormick on Evidence § 246, p. 584 (2d
ed.1972). We have also quoted approvingly McCormick's caveat that
"[s]implification has a measure of falsification."
Ibid.
(quoted in
Ohio v. Roberts, 448 U.S. at
448 U. S. 62, n.
4).
[
Footnote 5]
We reject respondent's categorization of the hearsay involved in
this case as a simple "declaration against penal interest." That
concept defines too large a class for meaningful Confrontation
Clause analysis. We decide this case as involving a confession by
an accomplice which incriminates a criminal defendant.
[
Footnote 6]
Illinois makes the somewhat surprising argument -- an argument,
incidentally, that was not made before the state court -- that this
case does not present any Confrontation Clause issue, since Lee was
afforded an opportunity to cross-examine Thomas during the
suppression hearing. We disagree.
The function of a suppression hearing is to determine the
voluntariness, and hence the admissibility for Fifth Amendment
purposes, of a confession. The truth or falsity of the statement is
not relevant to the voluntariness inquiry, and no such testimony
was given by Thomas. Counsel for both Lee and Thomas specifically
stated that their clients were testifying "for purposes of the
motion to suppress the confession only." Tr. 205, 219. Before
either defendant took the stand, the court announced: "Let the
record show the testimony of this defendant will be used solely for
the purpose of sustaining the motion to suppress previously made."
Id. at 205.
Thus, there was no opportunity to cross-examine Thomas with
respect to the reliability of the statement, especially as it may
have related to Lee, and thus no opportunity for cross-examination
sufficient to satisfy the demands of the Confrontation Clause.
Cf Jackson v. Denno, 378 U. S. 368,
378 U. S.
376-377 (1964) (A defendant's constitutional right to a
hearing to object to the use of a confession involves a
determination of voluntariness, "a determination uninfluenced by
the truth or falsity of the confession").
JUSTICE BLACKMUN, with whom THE CHIEF JUSTICE, JUSTICE POWELL,
and JUSTICE REHNQUIST join, dissenting.
I yield to no one in my respect for the Confrontation Clause of
the Sixth Amendment, made applicable to the States through the
Fourteenth. And I do not denigrate the lofty precepts that have
been developed to strengthen its enforcement. I feel, however, that
at times this Court tends to be
Page 476 U. S. 548
overly concerned with theory and pronounced principles for their
own sake, and to disregard the significant realities that so often
characterize a criminal case. There is a real world, as well as a
theoretical one.
This case, centering on two senseless and reprehensible East
Saint Louis murders, is illustrative. Petitioner Millie R. Lee and
her friend and codefendant, Edwin R. Thomas, each confessed to
extensive and cooperative involvement in the crimes. Their
corroborated and mutually reinforcing statements stand in vivid
contrast to the blame-it-on-the-other-person and buck-passing
posturing that usually develops when criminal accomplices are
apprehended and each endeavors to rescue himself or herself at the
expense of the other. We have nothing of that kind here.
I agree with the Court that this case is governed by
Ohio v.
Roberts, 448 U. S. 56
(1980). Under the principles enunciated in that case, Thomas'
confession was constitutionally admissible against petitioner
only if Thomas was "unavailable" as a witness and the
confession bore sufficient "indicia of reliability."
Id.
at
448 U. S. 65-66.
These two requirements serve to ensure that an out-of court
statement is admitted only when it does not threaten the central
mission of the Confrontation Clause, which is
"to advance a practical concern for the accuracy of the
truth-determining process in criminal trials by assuring that 'the
trier of fact [has] a satisfactory basis for evaluating the truth
of the prior statement.'"
Dutton v. Evans, 400 U. S. 74,
400 U. S. 89
(1970) (plurality opinion), quoting
California v. Green,
399 U. S. 149,
399 U. S. 161
(1970). Because I believe that each of the
Roberts
requirements was satisfied in this case, I conclude that the trial
court's use of the accomplice's confession as evidence against
petitioner was constitutionally permissible. [
Footnote 2/1]
Page 476 U. S. 549
I
Recognizing "the Framers' preference for face-to-face
accusation," this Court has construed the Confrontation Clause to
embody in general "a rule of necessity."
Ohio v. Roberts,
448 U.S. at
448 U. S. 65.
When a witness is available to testify in court, his prior
statement, even if reliable, generally will be inadmissible to
prove the truth of what it asserts unless the witness is produced
for cross-examination.
See California v. Green, 399 U.S.
at
399 U. S. 158;
Barber v. Page, 390 U. S. 719
(1968).
"In the usual case, . . . the prosecution must either produce,
or demonstrate the unavailability of, the declarant whose statement
it wishes to use against the defendant."
Roberts, 448 U.S. at
448 U. S. 65.
[
Footnote 2/2]
For all practical purposes, Thomas was unavailable as a
prosecution witness. Although physically present in the courtroom,
he clearly would have invoked his privilege against
self-incrimination if called to the stand to describe the murders
he had committed with petitioner. [
Footnote 2/3] Indeed, it is
Page 476 U. S. 550
precisely Thomas' Fifth Amendment privilege that brought the
Confrontation Clause into this case in the first place: although
the State "produced" Thomas in court, his right not to testify
against himself made him effectively unavailable for
cross-examination by petitioner.
See Douglas v. Alabama,
380 U. S. 415,
380 U. S. 419
(1965). In much the same way, Thomas' testimony was unavailable to
the State.
See Phillips v. Wyrick, 558 F.2d 489, 494 (CA8
1977),
cert. denied, 434 U.S. 1088 (1978).
Illinois, of course, had weapons that petitioner lacked. For
example, the State could have offered Thomas a favorable sentencing
recommendation, or the opportunity to plead guilty to a lesser
offense, in exchange for his testimony against petitioner.
Alternatively, the State could have tried Thomas separately and
granted him immunity from the use of his inculpatory testimony
against petitioner.
See Kastigar v. United States,
406 U. S. 441
(1972). Measures of this kind, however, entail significant costs. A
plea agreement necessarily compromises the community's legitimate
correctional interests, and a grant of immunity places a heavy
evidentiary burden on any future prosecution of the witness.
See id. at
406 U. S.
460-461. I cannot conclude that the possibility of such
an arrangement with petitioner's codefendant rendered him an
available witness for purposes of the Confrontation Clause.
My unwillingness reflects in part a respect for established
principles of the law of evidence. Although the Confrontation
Clause differs in significant ways from the common law rule against
the introduction of hearsay, the two "stem from the same roots,"
Dutton v. Evans, 400 U.S. at
400 U. S. 86
(plurality opinion), and "protect similar values,"
California
v. Green, 399 U.S. at
399 U. S. 155. As a consequence, analysis under the
Confrontation Clause properly is informed, although not
constrained, by hearsay principles developed over time by courts
and legislatures.
See, e.g., Roberts, 448 U.S. at
448 U. S. 66.
Among those principles is the generally accepted notion that
Page 476 U. S. 551
witnesses who successfully invoke the privilege against
self-incrimination are "unavailable" for purposes of determining
whether their prior statements are admissible under an exception to
the hearsay rule.
See California v. Green, 399 U.S. at
399 U. S. 168,
n. 17; Fed.Rule Evid. 804(a)(1); E. Cleary, McCormick on Evidence
§ 253 (3d ed.1984). The judgment embodied in that notion --
that a witness who validly invokes the privilege is unavailable as
a practical matter to testify -- seems to me to be sound, and I see
no reason to take a different approach under the Confrontation
Clause. I therefore conclude that Thomas was unavailable as a
witness.
II
I also conclude, in the circumstances of this case -- and the
Court should be realistic about these issues -- that the confession
of petitioner's codefendant bore adequate "indicia of reliability"
to allow its admission into evidence against petitioner. Chief
among these indicia is the fact that Thomas' statements were
thoroughly and unambiguously adverse to his penal interest.
See
United States v. White, 553 F.2d 310, 314 (CA2),
cert.
denied, 431 U.S. 972 (1977). The hearsay exception for
declarations against interest is firmly established; it rests upon
"the principle of experience that a statement asserting a fact
distinctly against one's interest is unlikely to be deliberately
false or heedlessly incorrect." 5 J. Wigmore, Evidence § 1457,
p. 329 (J. Chadbourn rev.1974). [
Footnote 2/4] Again, I recognize that the requirements
of the
Page 476 U. S. 552
Confrontation Clause and the hearsay rule often diverge. But
statements squarely within established hearsay exceptions possess
"the
imprimatur of judicial and legislative experience,"
G. Lilly, An Introduction to the Law of Evidence § 78, pp.
277-278 (1978), and that fact must weigh heavily in our assessment
of their reliability for constitutional purposes.
See
Roberts, 448 U.S. at
448 U. S.
66.
The majority points out correctly,
ante at
476 U. S.
541-542, that the Court customarily has treated the
confessions of codefendants with suspicion. Never, however, has the
Court held such confessions
per se inadmissible under the
Confrontation Clause, [
Footnote
2/5] and the suspicion the Court has shown in no way
contradicts the general reliability of statements against penal
interest. Indeed, accomplice confessions ordinarily are
untrustworthy precisely because they are not unambiguously adverse
to the penal interest of the declarant. It is of course against
one's penal interest to confess to criminal complicity, but often
that interest can be advanced greatly by ascribing the bulk of the
blame to one's confederates. It is in circumstances
Page 476 U. S. 553
raising the latter possibility -- circumstances in which the
accomplice's out-of-court statements implicating the defendant may
be very much in the accomplice's penal interest -- that we have
viewed the accomplice's statements as "inevitably suspect."
Bruton v. United States, 391 U. S. 123,
391 U. S. 136
(1968);
see also id. at
391 U. S.
141-142 (WHITE, J., dissenting) ("Due to his strong
motivation to implicate the defendant and to exonerate himself, a
codefendant's statements about what the defendant said or did are
less credible than ordinary hearsay evidence").
Such circumstances were presented starkly in
Douglas v.
Alabama, 380 U. S. 415
(1965). The accomplice's confession in that case was "of crucial
importance," because it identified the defendant as the triggerman.
Id. at
380 U. S. 417,
and n. 3. Only one shot had been fired, and it obviously was in the
accomplice's penal interest to convince the authorities that he was
not the one who fired it. By "fingering" the defendant, he
minimized his own criminal culpability.
In the present case, however, there is little reason to fear
that Thomas' statements to the police may have been motivated by a
desire to shift blame to petitioner. Thomas' confession was less
favorable in all respects to his own interests than petitioner's
confession, and there is no claim by either side that Thomas
actually was more culpable than either he or petitioner admitted.
Also, Thomas' description of petitioner's involvement in the
murders in no way diminished his own complicity. This is
particularly so with respect to the matter for which the trial
judge relied on Thomas' confession, namely, the joint planning of
the murders. Far from minimizing Thomas' own liability, the claim
that the two defendants consulted about the crimes immediately
before carrying them out damaged Thomas' defense just as much as
petitioner's, and subjected both defendants to possible charges of
criminal conspiracy. [
Footnote
2/6]
Page 476 U. S. 554
Not only was Thomas' confession unambiguously adverse to his own
penal interest, but it was also extensively corroborated by other
evidence introduced at trial. Perhaps the strongest corroboration
was provided by petitioner's own confession, which mirrors Thomas'
statement in striking detail. Both defendants independently told
the police that the murders took place after Odessa Harris came
into the kitchen to complain about their arguing. App. 6
(petitioner's confession) ("Odessa . . . asked what the hell was
going on");
id. at 17 (Thomas' confession) ("Odessa . . .
asked, what's the hell going on"). Both defendants explained that
Harris then returned to the bedroom, and that petitioner called her
back to the kitchen, at which time Thomas rose from a recliner and
stabbed her in the back with a long-blade knife.
Id. at
6-7, 18-19. According to both confessions, Odessa Harris fell to
the floor and began to call for petitioner's aunt, Mattie Darden,
whom petitioner then intercepted in the bedroom with a knife.
Id. at 7, 19. Both defendants agreed that, while
petitioner was in the bedroom, she asked Thomas for the hammer,
that Thomas could not find it, that petitioner asked Thomas to
bring a skillet from the kitchen, that
Page 476 U. S. 555
Thomas did so, and that the skillet fractured after petitioner
struck Darden on the head with it once or twice.
Id. at 7,
20. They agreed that Thomas then brought another skillet from the
kitchen, that petitioner hit her aunt once more on the head,
spraying grease about the room, and that Thomas took over after
telling petitioner she was not hitting hard enough.
Id. at
8, 20. Both defendants said they had spoken in the past about doing
something to stop Darden from harassing petitioner.
Id. at
12, 17. [
Footnote 2/7]
The two confessions, of course, were not identical as to every
detail. One could not expect them to be. In particular, the
discussion just before the killings, on which the trial judge
relied in rejecting petitioner's defense of "sudden and intense
passion," was described only in Thomas' statement. For at least two
reasons, however, this divergence does not significantly undermine
the corroboration provided by petitioner's confession. First,
although petitioner did not mention the discussion described by
Thomas, the story she told was in no way inconsistent with the
occurrence of such a discussion. Nothing she said suggested that
joint planning of the kind described by Thomas had
not
taken place. Second, as noted above, Thomas' assertion that he and
petitioner consulted immediately before the murders cannot be
understood as an attempt to shift blame from Thomas to petitioner.
Far from diminishing Thomas' culpability,
Page 476 U. S. 556
that assertion increased his potential liability just as much as
it did petitioner's. [
Footnote
2/8]
In addition to the corroboration provided by petitioner's own
confession, the statements given by petitioner and Thomas were
fully consistent with the physical evidence. The knives used in the
attacks were found where petitioner said they were hidden.
See Tr. 183-184. The police also found, among other
evidence, the can of lighter fluid used to ignite the bodies of
both victims,
see id. at 21-22, the broken skillet,
see id. at 41-42, and both victims' remains,
see
id. at 17-18, 67-71, 78-82, 155-157. The wounds found on
Darden's body were fully in accord with the story told by both
defendants.
See id. at 77-78.
Finally, the record amply supports the trial court's
determination that the confessions were voluntary. Although
petitioner and Thomas were in custody when they gave their
statements, each was fully notified of his or her rights, and there
is no indication of any police pressure. The interrogating officers
testified at trial that the defendants appeared alert and sober
during questioning, and that they were not
Page 476 U. S. 557
threatened or cajoled by the police in any way.
See id.
at 30-31, 37-38, 94-96, 104-106.
It is the unusual conjunction of these indicia of reliability --
thorough and unambiguous adversity to Thomas' penal interest,
extensive and convincing corroboration by petitioner's own
confession, further corroboration provided by the physical
evidence, and reliable evidence of voluntariness -- that persuades
me in this case that the
de facto admission of the
confession of an unavailable witness as substantive evidence
against petitioner did not violate the Confrontation Clause. Were
any of these elements missing, the result might be different, and I
might well agree with the Court. Together, however, they kept this
trial within constitutional bounds.
III
The Court's cases have construed the Confrontation Clause in a
pragmatic fashion, requiring "substantial compliance" with its
purposes,
see Ohio v. Roberts, 448 U.S. at
448 U. S. 69;
California v. Green, 399 U.S. at
399 U. S. 166,
but acknowledging the need to balance the interests of the accused
against the public's "strong interest in effective law
enforcement,"
Roberts, 448 U.S. at
448 U. S. 64;
see also Mattox v. United States, 156 U.
S. 237,
156 U. S. 243
(1895). I share the Court's general concern regarding the use of an
accomplice's confession as evidence against an accused, but I
believe that, in this case, the practical unavailability of
petitioner's codefendant as a witness for the State, together with
the unusually strong and convincing indications that his statements
to the police were reliable, rendered the confession
constitutionally admissible against petitioner.
I respectfully dissent.
[
Footnote 2/1]
As the Court points out,
ante at
476 U. S. 539,
the admissibility of Thomas' confession under Illinois law is not
the issue in this case, and does not control the question of
constitutional admissibility.
[
Footnote 2/2]
As this Court recently explained in
United States v.
Inadi, 475 U. S. 387
(1986), a specific showing of unavailability is not always
required. I nonetheless assume, for purposes of discussion, that in
relevant respects Thomas' custodial confession is more like the
prior judicial testimony at issue in
Roberts than like the
contemporaneous coconspirator statements involved in
Inadi, and thus that both
Roberts requirements
had to be satisfied.
[
Footnote 2/3]
Because the State did not call Thomas to testify, he did not
expressly invoke his Fifth Amendment privilege. In the
circumstances of this case, however, the absence of this formality
is not decisive.
Cf. United States v. Thomas, 571 F.2d
285, 288 (CA5 1978). Not only would such an effort by the State
have been futile, but also Thomas' presence in the courtroom made
him as available to petitioner as to the prosecution. Thus, in the
exceedingly unlikely event that Thomas would have testified if
called, there was no significant denial of petitioner's right to
confrontation, because petitioner herself could have called Thomas
and questioned him, if necessary, as an adverse witness. The
Confrontation Clause does not require that cross-examination
actually occur; it requires only that a defendant be given the
opportunity for cross-examination or its functional equivalent.
See Ohio v. Roberts, 448 U. S. 56,
448 U. S. 70-71
(1980).
[
Footnote 2/4]
The old view that the interest must be proprietary or pecuniary,
not penal, by now has been fully discredited. The refusal of the
common law to exempt statements against penal interest from the
hearsay rule usually is traced to the decision of the House of
Lords in the
Sussez Peerage Case, 11 Cl. & F. 85, 8
Eng.Rep. 1034 (1844), a case Wigmore describes as "not strongly
argued and not considered by the judges in the light of the
precedents," 5 J. Wigmore, Evidence § 1476, p. 351 (J.
Chadbourn rev.1974). The doctrine announced there has been termed
"barbarous,"
id. § 1477, p. 360, and "indefensible in
logic," Advisory Committee's Notes on Fed.Rule Evid. 804(b)(3), 28
U.S.C.App. p. 733. The rationale for allowing admission of
declarations against interest applies no less forcefully when the
declarant concedes criminal instead of civil liability; indeed, "no
other statement is so much against interest as a confession of
murder."
Donnelly v. United States, 228 U.
S. 243,
228 U. S. 278
(1913) (Holmes, J., dissenting). Accordingly, most jurisdictions
now allow the introduction, in appropriate circumstances, of out-of
court declarations against penal interest.
See E. Cleary,
McCormick on Evidence § 278 (3d ed.1984); Fed.Rule Evid.
804(b)(3).
[
Footnote 2/5]
In
Bruton v. United States, 391 U.
S. 123 (1968), the inadmissibility of the codefendant's
out-of-court statements against the defendant was not contested;
the question was whether limiting instructions were
constitutionally adequate to ensure that the jury considered the
codefendant's statements only against the codefendant, and not
against the defendant.
See id. at
391 U. S. 128,
n. 3 ("There is not before us . . . any recognized exception to the
hearsay rule . . . and we intimate no view whatever that such
exceptions necessarily raise questions under the Confrontation
Clause");
see also Dutton v. Evans, 400 U. S.
74,
400 U. S. 86
(1970) (plurality opinion). The
Bruton rule thus
necessarily applies only to situations in which the out-of-court
statements are constitutionally inadmissible against the defendant.
See United States v. Kelley, 526 F.2d 615, 620 (CA8 1975),
cert. denied, 424 U.S. 971 (1976).
[
Footnote 2/6]
Thomas' statement to the police therefore differs significantly
from the typical confession implicating an accomplice. In most
cases, the inculpation of the accomplice is "collateral" to the
confession, in that the allegations implicating the accomplice are
not found in portions of the statement directly adverse to the
declarant's penal interest. Comment, Federal Rule of Evidence
804(b)(3) and Inculpatory Statements Against Penal Interest, 66
Calif.L.Rev. 1189, 1190, n. 7 (1978).
Moreover, because Thomas' inculpation of petitioner was
inseverable from those portions of the confession strongly adverse
to his own penal interests, this case presents no special reason to
fear that Thomas implicated petitioner in an effort to curry favor
with the police. In theory, of course, the entire confession could
have been a misguided effort to please the interrogating officers,
see, e.g., Parker v. Randolph, 442 U. S.
62,
442 U. S. 86,
and n. 6 (1979) (STEVENS, J., dissenting), but this possibility is
present whenever a suspect confesses while in custody, and it
renders the confession no less reliable as evidence against a
codefendant than as evidence against the confessing suspect. In
this case, moreover, the possibility of a false confession is
rendered remote by the circumstances of Thomas' confession, and by
the extensive corroboration provided by petitioner's own confession
and by the physical evidence.
See infra.
[
Footnote 2/7]
The confessions further agree on the details of the defendants'
activities following the murders, the broad outlines of which were
as follows: Petitioner and Thomas put Harris' body inside a trunk
they found in Darden's bedroom and left the trunk outside by the
trash. Petitioner went to a local store to buy lighter fluid, with
which she and Thomas set the trunk on fire. Using clothesline and a
long aluminum lawn chair, they carried Darden to a vacant
apartment. They cleaned the floors of Darden's apartment. The
following day, they transferred Harris' remains to a cardboard
stereo box, leaving the box with the garbage. Thomas later returned
to the vacant apartment and set fire to Darden's body. App. 8-11,
20-24.
[
Footnote 2/8]
The Court in the past has divided on the significance of
"interlocking" confessions for the rule announced in
Bruton v.
United States, 391 U. S. 123
(1968).
Compare Parker v. Randolph, 442 U.S. at
442 U. S. 74-75
(plurality opinion) (
Bruton rule is inapplicable to cases
involving interlocking confessions),
with 442 U.S. at
442 U. S. 77-81
(opinion concurring in part and concurring in judgment)
(interlocking confessions may make
Bruton error harmless,
but do not render the rule inapplicable),
and id. at
442 U. S. 81-83
(STEVENS, J., dissenting) (same). Since
Bruton applies
only in cases where the codefendant's out-of-court statements are
inadmissible against the defendant,
see 476
U.S. 530fn2/5|>n. 5,
supra, the views I expressed
in
Randolph necessarily imply, as the Court suggests, that
interlocking confessions are not automatically admissible against
both defendants.
See ante at
476 U. S. 545.
I adhere to that position. It hardly follows, however, that the
corroboration provided by a defendant's own confession is
irrelevant to a determination whether a codefendant's out-of-court
statements are sufficiently reliable to be admissible against the
defendant under the Confrontation Clause. Any categorical approach
of that kind seems to me to be profoundly unwise.