Respondent Indian Tribes (hereafter respondents) brought an
action in Federal District Court against petitioner counties
(hereafter petitioners), alleging that respondents' ancestors
conveyed tribal land to New York State under a 1795 agreement that
violated the Nonintercourse Act of 1793 -- which provided that no
person or entity could purchase Indian land without the Federal
Government's approval -- and that thus the transaction was void.
Respondents sought damages representing the fair rental value, for
a specified 2-year period, of that part of the land presently
occupied by petitioners. The District Court found petitioners
liable for wrongful possession of the land in violation of the 1793
Act, awarded respondents damages, and held that New York, a
third-party defendant brought into the case by petitioners'
cross-claim, must indemnify petitioners for the damages owed to
respondents. The Court of Appeals affirmed the liability and
indemnification rulings, but remanded for further proceedings on
the amount of damages.
Held:
1. Respondents have a federal common law right of action for
violation of their possessory rights. Pp.
470 U. S.
233-240.
(a) The possessory rights claimed by respondents are federal
rights to the lands at issue.
Oneida Indian Nation v. County of
Oneida, 414 U. S. 661,
414 U. S. 671.
It has been implicitly assumed that Indians have a federal common
law right to sue to enforce their aboriginal land rights, and their
right of occupancy need not be based on a treaty, statute, or other
Government action. Pp.
470 U. S.
233-236.
(b) Respondents' federal common law right of action was not
preempted by the Nonintercourse Acts. In determining whether a
federal statute preempts common law causes of action, the relevant
inquiry is whether the statute speaks directly to the question
otherwise answered by federal common law. Here, the 1793 Act did
not speak directly to the question of remedies for unlawful
conveyances of Indian land, and there is no indication in the
legislative history that Congress intended to preempt common law
remedies.
Milwaukee v.
Illinois,
Page 470 U. S. 227
451 U. S. 304,
distinguished. And Congress' actions subsequent to the 1793 Act and
later versions thereof demonstrate that the Acts did not preempt
common law remedies. Pp.
470 U. S.
236-240.
2. There is no merit to any of petitioners' alleged defenses.
Pp.
470 U. S.
240-250.
(a) Where, as here, there is no controlling federal limitations
period, the general rule is that a state limitations period for an
analogous cause of action will be borrowed and applied to the
federal action, provided that application of the state statute
would not be inconsistent with underlying federal policies. In this
litigation, the borrowing of a state limitations period would be
inconsistent with the federal policy against the application of
state statutes of limitations in the context of Indian claims. Pp.
470 U. S.
240-244.
(b) This Court will not reach the issue of whether respondents'
claims are barred by laches where the defense was unsuccessfully
asserted at trial but not reasserted on appeal, and thus not ruled
upon by the Court of Appeals. Pp.
470 U. S.
244-245.
(c) Respondents' cause of action did not abate when the 1793 Act
expired. That Act merely codified the principle that a sovereign
act was required to extinguish aboriginal title, and thus that a
conveyance without the sovereign's consent was void
ab
initio. All subsequent versions of the Act contain
substantially the same restraint on alienation of Indian lands. Pp.
470 U. S.
245-246.
(d) In view of the principles that treaties with Indians should
be construed liberally in favor of the Indians, and that
congressional intent to extinguish Indian title must be plain and
unambiguous, and will not be lightly implied, the 1798 and 1802
Treaties in which respondents ceded additional land to New York are
not sufficient to show that the United States ratified New York's
unlawful purchase of the land in question. Pp.
470 U. S.
246-248.
(e) Nor are respondents' claims barred by the political question
doctrine. Congress' constitutional authority over Indian affairs
does not render the claims nonjusticiable, and,
a
fortiori, Congress' delegation of authority to the President
does not do so either. Nor have petitioners shown any convincing
reasons for thinking that there is a need for "unquestioning
adherence" to the Commissioner of Indian Affairs' declining to
bring an action on respondents' behalf with respect to the claims
in question. Pp.
470 U. S.
248-250.
3. The courts below erred in exercising ancillary jurisdiction
over petitioners' cross-claim for indemnity by the State. The
cross-claim raises a question of state law, and there is no
evidence that the State has waived its constitutional immunity
under the Eleventh Amendment to suit in federal court on this
question. Pp.
470 U. S.
250-253.
719 F.2d 525, affirmed in part, reversed in part, and
remanded.
Page 470 U. S. 228
POWELL, J., delivered the opinion of the Court, in which
BLACKMUN and O'CONNOR, JJ., joined, in all but Part V of which
BRENNAN and MARSHALL, JJ., joined, and in Part V of which BURGER,
C.J., and WHITE and REHNQIST, JJ., joined. BRENNAN, J., filed an
opinion concurring in part and dissenting in part, in which
MARSHALL, J., joined,
post, p.
470 U. S. 254.
STEVENS, J., filed a separate statement concurring in the judgment
in part,
post, p.
470 U. S. 254, and an opinion dissenting in part, in
which BURGER, C.J., and WHITE and REHNQUIST, JJ., joined,
post, p.
470 U. S.
255.
Page 470 U. S. 229
JUSTICE POWELL delivered the opinion of the Court.*
These cases present the question whether three Tribes of the
Oneida Indians may bring a suit for damages for the occupation and
use of tribal land allegedly conveyed unlawfully in 1795.
I
The Oneida Indian Nation of New York, the Oneida Indian Nation
of Wisconsin, and the Oneida of the Thames Band Council (the
Oneidas) instituted this suit in 1970 against the Counties of
Oneida and Madison, New York. The Oneidas alleged that their
ancestors conveyed 100,000 acres to the State of New York under a
1795 agreement that violated the Trade and Intercourse Act of 1793
(Nonintercourse Act), 1 Stat. 329, and thus that the transaction
was void. The Oneidas' complaint sought damages representing the
fair rental value of that part of the land presently owned and
occupied by the Counties of Oneida and Madison, for the period
January 1, 1968, through December 31, 1969.
The United States District Court for the Northern District of
New York initially dismissed the action on the ground that the
complaint failed to state a claim arising under the laws of the
United States. The United States Court of Appeals for the Second
Circuit affirmed.
Oneida Indian Nation v. County of
Oneida, 464 F.2d 916 (1972). We then granted certiorari and
reversed.
Oneida Indian Nation v. County of Oneida,
414 U. S. 661
(1974) (
Oneida I). We held unanimously that, at least for
jurisdictional purposes, the Oneidas stated a claim for possession
under federal law.
Id. at
414 U. S. 675.
The case was remanded for trial.
Page 470 U. S. 230
On remand, the District Court trifurcated trial of the issues.
In the first phase, the court found the counties liable to the
Oneidas for wrongful possession of their lands.
434 F.
Supp. 527 (1977). In the second phase, it awarded the Oneidas
damages in the amount of $16,694, plus interest, representing the
fair rental value of the land in question for the 2-year period
specified in the complaint. Finally, the District Court held that
the State of New York, a third-party defendant brought into the
case by the counties, must indemnify the counties for the damages
owed to the Oneidas. The Court of Appeals affirmed the trial
court's rulings with respect to liability and indemnification. 719
F.2d 525 (1983). It remanded, however, for further proceedings on
the amount of damages.
Id. at 542. The counties and the
State petitioned for review of these rulings. Recognizing the
importance of the Court of Appeals' decision not only for the
Oneidas, but potentially for many eastern Indian land claims, we
granted certiorari, 465 U.S. 1099 (1984), to determine whether an
Indian tribe may have a live cause of action for a violation of its
possessory rights that occurred 175 years ago. We hold that the
Court of Appeals correctly so ruled.
II
The respondents in these cases are the direct descendants of
members of the Oneida Indian Nation, one of the six nations of the
Iroquois, the most powerful Indian Tribe in the Northeast at the
time of the American Revolution.
See B. Graymont, The
Iroquois in the American Revolution (1972) (hereinafter Graymont).
From time immemorial to shortly after the Revolution, the Oneidas
inhabited what is now central New York State. Their aboriginal land
was approximately six million acres, extending from the
Pennsylvania border to the St. Lawrence River, from the shores of
Lake Ontario to the western foothills of the Adirondack Mountains.
See 434 F. Supp. at 533.
Page 470 U. S. 231
Although most of the Iroquois sided with the British, the
Oneidas actively supported the colonists in the Revolution.
Ibid.; see also Graymont,
supra. This assistance
prevented the Iroquois from asserting a united effort against the
colonists, and thus the Oneidas' support was of considerable aid.
After the War, the United States recognized the importance of the
Oneidas' role, and in the Treaty of Fort Stanwix, 7 Stat. 15 (Oct.
22, 1784), the National Government promised that the Oneidas would
be secure "in the possession of the lands on which they are
settled." Within a short period of time, the United States twice
reaffirmed this promise, in the Treaties of Fort Harmar, 7 Stat. 33
(Jan. 9, 1789), and of Canandaigua, 7 Stat. 44 (Nov. 11, 1794).
[
Footnote 1]
During this period, the State of New York came under
increasingly heavy pressure to open the Oneidas' land for
settlement. Consequently, in 1788, the State entered into a
"treaty" with the Indians in which it purchased the vast majority
of the Oneidas' land. The Oneidas retained a reservation of about
300,000 acres, an area that, the parties stipulated below, included
the land involved in this suit.
In 1790, at the urging of President Washington and Secretary of
War Knox, Congress passed the first Indian Trade and Intercourse
Act, ch. 33, 1 Stat. 137.
See 4 American State Papers,
Indian Affairs, Vol. 1, p. 53 (1832); F. Prucha, American Indian
Policy in the Formative Years 43-44 (1962). The Act prohibited the
conveyance of Indian land except
Page 470 U. S. 232
where such conveyances were entered pursuant to the treaty power
of the United States. [
Footnote
2] In 1793, Congress passed a stronger, more detailed version
of the Act, providing that
"no purchase or grant of lands, or of any title or claim
thereto, from any Indians or nation or tribe of Indians, within the
bounds of the United States, shall be of any validity in law or
equity, unless the same be made by a treaty or convention entered
into pursuant to the constitution . . . [and] in the presence, and
with the approbation of the commissioner or commissioners of the
United States"
appointed to supervise such transactions. 1 Stat. 330, § 8.
Unlike the 1790 version, the new statute included criminal
penalties for violation of its terms.
Ibid.
Despite Congress' clear policy that no person or entity should
purchase Indian land without the acquiescence of the Federal
Government, in 1795 the State of New York began negotiations to buy
the remainder of the Oneidas' land. When this fact came to the
attention of Secretary of War Pickering, he warned Governor
Clinton, and later Governor Jay, that New York was required by the
Nonintercourse Act to request the appointment of federal
commissioners to supervise any land transaction with the Oneidas.
See 434 F. Supp. at 534-535. The State ignored these
warnings, and, in the summer of 1795, entered into an agreement
with the Oneidas whereby they conveyed virtually all of their
remaining land to the State for annual cash payments.
Ibid. It is this transaction that is the basis of the
Oneidas' complaint in this case.
The District Court found that the 1795 conveyance did not comply
with the requirements of the Nonintercourse
Page 470 U. S. 233
Act.
Id. at 538-541. In particular, the court stated
that
"[t]he only finding permitted by the record . . . is that no
United States Commissioner or other official of the federal
government was present at the . . . transaction."
Id. at 535. The petitioners did not dispute this
finding on appeal. Rather, they argued that the Oneidas did not
have a federal common law cause of action for this violation. Even
if such an action once existed, they contended that the
Nonintercourse Act preempted it, and that the Oneidas could not
maintain a private cause of action for violations of the Act.
Additionally, they maintained that any such cause of action was
time-barred or nonjusticiable, that any cause of action under the
1793 Act had abated, and that the United States had ratified the
conveyance. The Court of Appeals, with one judge dissenting,
rejected these arguments. Petitioners renew these claims here; we
also reject them, and affirm the court's finding of liability.
III
At the outset, we are faced with petitioner counties' contention
that the Oneidas have no right of action for the violation of the
1793 Act. Both the District Court and the Court of Appeals rejected
this claim, finding that the Oneidas had the right to sue on two
theories: first, a common law right of action for unlawful
possession; and second, an implied statutory cause of action under
the Nonintercourse Act of 1793. We need not reach the latter
question, as we think the Indians' common law right to sue is
firmly established.
A
Federal Common Law
By the time of the Revolutionary War, several well-defined
principles had been established governing the nature of a tribe's
interest in its property and how those interests could be conveyed.
It was accepted that Indian nations held
Page 470 U. S. 234
"aboriginal title" to lands they had inhabited from time
immemorial.
See Cohen, Original Indian Title, 32
Minn.L.Rev. 28 (1947). The "doctrine of discovery" provided,
however, that discovering nations held fee title to these lands,
subject to the Indians' right of occupancy and use. As a
consequence, no one could purchase Indian land or otherwise
terminate aboriginal title without the consent of the sovereign.
[
Footnote 3]
Oneida I,
414 U.S. at
414 U. S. 667.
See Clinton & Hotopp, Judicial Enforcement of the
Federal Restraints on Alienation of Indian Land: The Origins of the
Eastern Land Claims, 31 Me.L.Rev. 17, 19-49 (1979).
With the adoption of the Constitution, Indian relations became
the exclusive province of federal law.
Oneida I, supra, at
414 U. S. 670
(citing
Worcester v.
Georgia, 6 Pet. 515,
31 U. S. 561
(1832)). [
Footnote 4] From the
first Indian claims presented, this Court
Page 470 U. S. 235
recognized the aboriginal rights of the Indians to their lands.
The Court spoke of the "unquestioned right" of the Indians to the
exclusive possession of their lands,
Cherokee
Nation v. Georgia, 5 Pet. 1,
30 U. S. 17
(1831), and stated that the Indians' right of occupancy is "as
sacred as the fee simple of the whites."
Mitchel v.
United States, 9 Pet. 711,
34 U. S. 746
(1835). This principle has been reaffirmed consistently.
See also Fletcher v.
Peck, 6 Cranch 87,
10 U. S. 142-143
(1810);
Johnson v.
McIntosh, 8 Wheat. 543 (1823);
Clark v.
Smith, 13 Pet.195,
38 U. S. 201
(1839);
Lattimer v.
Poteet, 14 Pet. 4 (1840);
Chouteau
v. Molony, 16 How. 203 (1854);
Holden v.
Joy, 17 Wall. 211 (1872). Thus, as we concluded in
Oneida I, "the possessory right claimed [by the Oneidas]
is a
federal right to the lands at issue in this case."
414 U.S. at
414 U. S. 671
(emphasis in original).
Numerous decisions of this Court prior to
Oneida I
recognized at least implicitly that Indians have a federal common
law right to sue to enforce their aboriginal land rights. [
Footnote 5] In
Johnson v. McIntosh,
supra, the Court declared invalid two private purchases of
Indian land that occurred in 1773 and 1775 without the Crown's
consent. Subsequently, in
Marsh v.
Brooks, 8 How. 223,
49 U. S. 232
(1850), it was held:
"That an action of ejectment could be maintained on an Indian
right to occupancy and use, is not open to question. This is the
result of the decision in
Johnson v. McIntosh."
More recently, the Court held that Indians have a common law
right of action for an accounting of "all rents, issues and
Page 470 U. S. 236
profits" against trespassers on their land.
United States v.
Santa Fe Pacific R. Co., 314 U. S. 339
(1941). [
Footnote 6] Finally,
the Court's opinion in
Oneida I implicitly assumed that
the Oneidas could bring a common law action to vindicate their
aboriginal rights. Citing
United States v. Santa Fe Pacific R.
Co., supra, at
314 U. S. 347,
we noted that the Indians' right of occupancy need not be based on
treaty, statute, or other formal Government action. 414 U.S. at
414 U. S.
668-669. We stated that,
"absent federal statutory guidance, the governing rule of
decision would be fashioned by the federal court in the mode of the
common law."
Id. at
414 U. S. 674
(citing
United States v. Forness, 125 F.2d 928 (CA2),
cert. denied sub nom. City of Salamanca v. United States,
316 U.S. 694 (1942)).
In keeping with these well-established principles, we hold that
the Oneidas can maintain this action for violation of their
possessory rights based on federal common law.
B
Preemption
Petitioners argue that the Nonintercourse Acts preempted
whatever right of action the Oneidas may have had at common law,
relying on our decisions in
Milwaukee v. Illinois,
451 U. S. 304
(1981) (
Milwaukee II), and
Middlesex County Sewerage
Authority v. National Sea Clammers Assn., 453 U. S.
1 (1981). We find this view to be unpersuasive. In
determining whether a federal statute preempts common law causes of
action, the relevant inquiry is whether
Page 470 U. S. 237
the statute "[speaks]
directly to [the] question"
otherwise answered by federal common law.
Milwaukee II,
supra, at
451 U. S. 315
(emphasis added). As we stated in
Milwaukee II, federal
common law is used as a "necessary expedient" when Congress has not
"spoken to a
particular issue." 451 U.S. at
451 U. S.
313-314 (emphasis added). The Nonintercourse Act of 1793
does not speak directly to the question of remedies for unlawful
conveyances of Indian land. A comparison of the 1793 Act and the
statute at issue in
Milwaukee II is instructive.
Milwaukee II raised the question whether a common law
action for the abatement of a nuisance caused by the pollution of
interstate waterways survived the passage of the 1972 amendments to
the Federal Water Pollution Control Act, Pub.L. 92-500, 86 Stat.
816 (FWPCA). [
Footnote 7] FWPCA
established an elaborate system for dealing with the problem of
interstate water pollution, providing for enforcement of its terms
by agency action and citizens suits.
See Milwaukee II,
supra, at
451 U. S.
325-327. It also made available civil penalties for
violations of the Act. 33 U.S.C. §§ 1319(d), 1365. The
legislative history indicated that Congress intended FWPCA to
provide a comprehensive solution to the problem of interstate water
pollution, as we noted in
Milwaukee II, supra, at
451 U. S.
317-319.
In contrast, the Nonintercourse Act of 1793 did not establish a
comprehensive remedial plan for dealing with violations of Indian
property rights. There is no indication in the legislative history
that Congress intended to preempt common law remedies. [
Footnote 8] Only two sections of the
Act, §§ 5 and 8,
Page 470 U. S. 238
involve Indian lands at all. [
Footnote 9] The relevant clause of § 8 provides
simply that
"no purchase or grant of lands, or of any title or claim
thereto, from any Indians or nation or tribe of Indians, within the
bounds of the United States, shall be of any validity in law or
equity, unless the same be made by a treaty or convention entered
into pursuant to the constitution. . . ."
1 Stat. 330. It contains no remedial provision. [
Footnote 10] Section 5 subjects individuals
who settle on Indian lands to a fine and imprisonment, and gives
the President discretionary authority to remove illegal settlers
from the Indians' land. [
Footnote 11]
Page 470 U. S. 239
Thus, the Nonintercourse Act does not address directly the
problem of restoring unlawfully conveyed land to the Indians, in
contrast to the specific remedial provisions contained in FWPCA.
See Milwaukee II, 451 U.S. at
451 U. S.
313-315.
Significantly, Congress' action subsequent to the enactment of
the 1793 statute and later versions of the Nonintercourse Act
demonstrate that the Acts did not preempt common law remedies. In
1822, Congress amended the 1802 version of the Act to provide
that,
"in all trials about the right of property in which Indians
shall be party on one side and white persons on the other, the
burden of proof shall rest upon the white person in every case in
which the Indian shall make out a presumption of title in himself
from the fact of previous possession and ownership."
§ 4, 3 Stat. 683;
see 25 U.S.C. § 194. Thus,
Congress apparently contemplated suits by Indians asserting their
property rights.
Decisions of this Court also contradict petitioners' argument
for preemption. Most recently, in
Wilson v. Omaha Indian
Tribe, 442 U. S. 653
(1979), the Omaha Indian Tribe sued to quiet title on land that had
surfaced over the years as the Missouri River changed its course.
The Omahas based their claim for possession on aboriginal title.
The Court construed the 1822 amendment to apply to suits brought by
Indian tribes as well as individual Indians. Citing the very
sections of the Act that petitioners contend preempt a common law
action by the Indians, the Court interpreted the amendment to be
part of the overall "design" of the Nonintercourse Acts "to protect
the rights of Indians to their properties."
Id. at
442 U. S. 664.
See also Fellows v.
Blacksmith, 19 How. 366 (1857). [
Footnote 12]
Page 470 U. S. 240
We recognized in Oneida I that the Nonintercourse Acts
simply
"put in statutory form what was or came to be the accepted rule
-- that the extinguishment of Indian title required the consent of
the United States."
414 U.S. at
414 U. S. 678.
Nothing in the statutory formulation of this rule suggests that the
Indians' right to pursue common law remedies was thereby preempted.
Accordingly, we hold that the Oneidas' right of action under
federal common law was not preempted by the passage of the
Nonintercourse Acts.
IV
Having determined that the Oneidas have a cause of action under
federal common law, we address the question whether there are
defenses available to the counties. We conclude that none has
merit.
A
Statute of Limitations
There is no federal statute of limitations governing federal
common law actions by Indians to enforce property rights. In the
absence of a controlling federal limitations period, the general
rule is that a state limitations period for an analogous cause of
action is borrowed and applied to the federal claim, provided that
the application of the state statute would not be inconsistent with
underlying federal policies.) [
Footnote 13]
See
Page 470 U. S. 241
Johnson v. Railway Express Agency, Inc., 421 U.
S. 454,
421 U. S. 465
(1975).
See also Occidental Life Ins. Co. v. EEOC,
432 U. S. 355,
432 U. S. 367
(1977). We think the borrowing of a state limitations period in
these cases would be inconsistent with federal policy. Indeed, on a
number of occasions, Congress has made this clear with respect to
Indian land claims.
In adopting the statute that gave jurisdiction over civil
actions involving Indians to the New York courts, Congress included
this proviso:
"[N]othing herein contained shall be construed as conferring
jurisdiction on the courts of the State of New York or making
applicable the laws of the State of New York in civil actions
involving Indian lands or claims with respect thereto which relate
to transactions or events transpiring prior to September 13,
1952."
25 U.S.C. § 233. This proviso was added specifically to
ensure that the New York statute of limitations would not apply to
pre-1952 land claims. [
Footnote
14] In
Oneida I, we relied on the legislative history
of 25 U.S.C. § 233 in concluding that Indian land claims were
exclusively a matter of federal law. 414 U.S. at
414 U. S.
680-682. This history also reflects congressional policy
against the application of state statutes of limitations in the
context of Indian land claims.
Congress recently reaffirmed this policy in addressing the
question of the appropriate statute of limitations for certain
claims brought by the United States on behalf of Indians.
Originally enacted in 1966, this statute provided a special
limitations period of 6 years and 90 days for contract and tort
suits for damages brought by the United States on
Page 470 U. S. 242
behalf of Indians. 28 U.S.C. §§ 2415(a), (b). The
statute stipulated that claims that accrued prior to its date of
enactment, July 18, 1966, were deemed to have accrued on that date.
§ 2415(g). Section 2415(c) excluded from the limitations
period all actions "to establish the title to, or right of
possession of, real or personal property."
In 1972 and again in 1977, 1980, and 1982, as the statute of
limitations was about to expire for pre-1966 claims, Congress
extended the time within which the United States could bring suits
on behalf of the Indians. The legislative history of the 1972,
1977, and 1980 amendments demonstrates that Congress did not intend
§ 2415 to apply to suits brought by the Indians themselves,
and that it assumed that the Indians' right to sue was not
otherwise subject to any statute of limitations. Both proponents
and opponents of the amendments shared these views.
See
123 Cong.Rec. 22167-22168 (1977) (remarks of Rep. Dicks, arguing
that extension is unnecessary because the Indians can bring suit
even if the statute of limitations expires for the United States);
id. at 22166 and 22499 (remarks of Rep. Cohen, arguing
that the basic problem with the bill is its failure to limit suits
brought by Indians); 126 Cong.Rec. 3289 (1980) (remarks of Sen.
Melcher, reiterating with respect to the 1980 extension Rep. Dicks'
argument against the 1977 extension);
id. at 3290 (remarks
of Sen. Cohen, same); Statute of Limitations Extension: Hearing
before the Senate Select Committee on Indian Affairs, 96th Cong.,
1st Sess., 312-314 (1979); Statute of Limitations Extension for
Indian Claims: Hearings on S. 1377 before the Senate Select
Committee on Indian Affairs, 95th Cong., 1st Sess., 76-77 (1977);
Time Extension for Commencing Actions on Behalf of Indians: Hearing
on S. 3377 and H.R. 13825 before the Subcommittee on Indian Affairs
of the Senate Committee on Interior and Insular Affairs, 92d Cong.,
2d Sess., 23 (1972).
With the enactment of the 1982 amendments, Congress, for the
first time, imposed a statute of limitations on certain tort
Page 470 U. S. 243
and contract claims for damages brought by individual Indians
and Indian tribes. These amendments, enacted as the Indian Claims
Limitation Act of 1982, Pub.L. 97-394, 96 Stat.1976, note following
28 U.S.C. § 2415, established a system for the final
resolution of pre-1966 claims cognizable under §§ 2415(a)
and (b). The Act directed the Secretary of the Interior to compile
and publish in the Federal Register a list of all Indian claims to
which the statute of limitations provided in 28 U.S.C. § 2415
applied. The Act also directed that the Secretary notify those
Indians who may have an interest in any such claims. The Indians
were then given an opportunity to submit additional claims; these
were to be compiled and published on a second list. Actions for
claims subject to the limitations periods of § 2415 that
appeared on neither list were barred unless commenced within 60
days of the publication of the second list. If at any time the
Secretary decides not to pursue a claim on one of the lists,
"
any right of action shall be barred unless the
complaint is filed within one year after the date of publication
[of the notice of the Secretary's decision] in the Federal
Register."
Pub.L. 97-394, 96 Stat.1978, § 5(c) (emphasis added). Thus,
§ 5(c) implicitly imposed a 1-year statute of limitations
within which the Indians must bring contract and tort claims that
are covered by §§ 2415(a) and (b) and not listed by the
Secretary. So long as a listed claim is neither acted upon nor
formally rejected by the Secretary, it remains live. [
Footnote 15]
Page 470 U. S. 244
The legislative history of the successive amendments to §
2415 is replete with evidence of Congress' concern that the United
States had failed to live up to its responsibilities as trustee for
the Indians, and that the Department of the Interior had not acted
with appropriate dispatch in meeting the deadlines provided by
§ 2415.
E.g., Authorizing Indian Tribes to Bring
Certain Actions on Behalf of their Members with Respect to Certain
Legal Claims, and for Other Purposes, H.R.Rep. No. 97-954, p. 5
(1982). By providing a 1-year limitations period for claims that
the Secretary decides not to pursue, Congress intended to give the
Indians one last opportunity to file suits covered by §
2415(a) and (b) on their own behalf. Thus, we think the statutory
framework adopted in 1982 presumes the existence of an Indian right
of action not otherwise subject to any statute of limitations. It
would be a violation of Congress' will were we to hold that a state
statute of limitations period should be borrowed in these
circumstances.
B
Laches
The dissent argues that we should apply the equitable doctrine
of laches to hold that the Oneidas' claim is barred. Although it is
far from clear that this defense is available in suits such as this
one, [
Footnote 16] we do not
reach this issue today.
Page 470 U. S. 245
While petitioners argued at trial that the Oneidas were guilty
of laches, the District Court ruled against them, and they did not
reassert this defense on appeal. As a result, the Court of Appeals
did not rule on this claim, and we likewise decline to do so.
C
Abatement
Petitioners argue that any cause of action for violation of the
Nonintercourse Act of 1793 abated when the statute expired. They
note that Congress specifically provided that the 1793 Act would be
in force "for the term of two years, and from thence to the end of
the then next session of Congress, and no longer." 1 Stat. 332,
§ 15. They contend that the 1796 version of the Nonintercourse
Act repealed the 1793 version and enacted an entirely new statute,
and that, under the common law abatement doctrine in effect at the
time, any cause of action for violation of the statute finally
abated on the expiration of the statute. [
Footnote 17] We disagree.
The pertinent provision of the 1793 Act, § 8, like its
predecessor, § 4 of the 1790 Act, 1 Stat. 138, merely codified
the principle that a sovereign act was required to extinguish
aboriginal title, and thus that a conveyance without the
sovereign's consent was void
ab initio. See supra
at
470 U. S.
233-234,
Page 470 U. S. 246
and n. 3. All of the subsequent versions of the Nonintercourse
Act, including that now in force, 25 U.S.C. § 177, contain
substantially the same restraint on the alienation of Indian lands.
In these circumstances, the precedents of this Court compel the
conclusion that the Oneidas' cause of action has not abated.
[
Footnote 18]
D
Ratificaton
We are similarly unpersuaded by petitioners' contention that the
United States has ratified the unlawful 1795 conveyances.
Petitioners base this argument on federally approved treaties in
1798 and 1802 in which the Oneidas ceded additional land to the
State of New York. [
Footnote
19] There is a question
Page 470 U. S. 247
whether the 1802 treaty ever became effective. [
Footnote 20] Assuming it did, neither the
1798 nor the 1802 treaty qualifies as federal ratification of the
1795 conveyance.
The canons of construction applicable in Indian law are rooted
in the unique trust relationship between the United States and the
Indians. Thus, it is well established that treaties should be
construed liberally in favor of the Indians,
Choctaw Nation v.
United States, 318 U. S. 423,
318 U. S.
431-432 (1943);
Choate v. Trapp, 224 U.
S. 665,
224 U. S. 675
(1912), with ambiguous provisions interpreted to their benefit,
McClanahan v. Arizona State Tax Comm'n, 411 U.
S. 164,
411 U. S. 174
(1973);
Carpenter v. Shaw, 280 U.
S. 363,
280 U. S. 367
(1930);
Winters v. United States, 207 U.
S. 564,
207 U. S.
576-577 (1908). "Absent explicit statutory language,"
Washington v. Washington State Commercial Passenger Fishing
Vessel Assn., 443 U. S. 658,
443 U. S. 690
(1979), this Court accordingly has refused to find that Congress
has abrogated Indian treaty rights.
Menominee Tribe v. United
States, 391 U. S. 404
(1968).
See generally F. Cohen, Handbook of Federal Indian
Law 221-225 (1982 ed.) (hereinafter F. Cohen).
The Court has applied similar canons of construction in
nontreaty matters. Most importantly, the Court has held that
congressional intent to extinguish Indian title must be
Page 470 U. S. 248
"plain and unambiguous,"
United States v. Santa Fe Pacific
R. Co., 314 U.S. at
314 U. S. 346,
and will not be "lightly implied,"
id. at
314 U. S. 354.
Relying on the strong policy of the United States "from the
beginning to respect the Indian right of occupancy,"
id.
at
354 U. S. 345
(citing
Cramer v. United States, 261 U.
S. 219,
261 U. S. 227
(1923)), the Court concluded that it "[c]ertainly" would require
"plain and unambiguous action to deprive the [Indians] of the
benefits of that policy," 314 U.S. at
314 U. S. 346.
See F. Cohen.
In view of these principles, the treaties relied upon by
petitioners are not sufficient to show that the United States
ratified New York's unlawful purchase of the Oneidas' land. The
language cited by petitioners, a reference in the 1798 treaty to
"the last purchase" and one in the 1802 treaty to "land heretofore
ceded," far from demonstrates a plain and unambiguous intent to
extinguish Indian title.
See n19,
supra. There is no indication that either
the Senate or the President intended by these references to ratify
the 1795 conveyance.
See 1 Journal of the Executive
proceedings of the Senate 273, 312, 408, 428 (1828). [
Footnote 21]
E
Nonjusticiability
The claim also is made that the issue presented by the Oneidas'
action is a nonjusticiable political question. The counties contend
first that Art. 1, § 8, cl. 3, of the Constitution explicitly
commits responsibility for Indian affairs to Congress. [
Footnote 22] Moreover, they argue
that Congress has given exclusive civil remedial authority to the
Executive for cases
Page 470 U. S. 249
such as this one, citing the Nonintercourse Acts and the 1794
Treaty of Canandaigua. [
Footnote
23] Thus, they say this case falls within the political
question doctrine because of "a textually demonstrable
constitutional commitment of the issue to a coordinate political
department."
Baker v. Carr, 369 U.
S. 186,
369 U. S. 217
(1962). Additionally, the counties argue that the question is
nonjusticiable because there is "an unusual need for unquestioning
adherence to a political decision already made."
Ibid.
None of these claims is meritorious.
This Court has held specifically that Congress' plenary power in
Indian affairs under Art. 1, § 8, cl. 3, does not mean that
litigation involving such matters necessarily entails
nonjusticiable political questions.
Delaware Tribal Business
Committee v. Weeks, 430 U. S. 73,
430 U. S. 83-84
(1977).
Accord, United States v. Sioux Nation,
448 U. S. 371,
448 U. S. 413
(1980).
See also Baker v. Carr, supra, at
369 U. S.
215-217. If Congress' constitutional authority over
Indian affairs does not render the Oneidas' claim nonjusticiable,
a fortiori, Congress' delegation of authority to the
President does not do so either. [
Footnote 24]
We are also unpersuaded that petitioners have shown "an unusual
need for unquestioning adherence to a political decision already
made."
Baker v. Carr, supra, at
369 U. S.
217.
Page 470 U. S. 250
The basis for their argument is the fact that, in 1968, the
Commissioner of Indian Affairs declined to bring an action on
behalf of the Oneidas with respect to the claims asserted in these
cases. The counties cite no cases in which analogous decisions
provided the basis for nonjusticiability.
Cf. INS v.
Chadha, 462 U. S. 919
(1983);
United States v. Nixon, 418 U.
S. 683 (1974);
Powell v. McCormack,
395 U. S. 486
(1969). Our cases suggest that such "unusual need" arises most of
the time, if not always, in the area of foreign affairs.
Baker
v. Carr, supra, at
369 U. S.
211-213;
see also Gilligan v. Morgan,
413 U. S. 1 (1973).
Nor do the counties offer convincing reasons for thinking that
there is a need for "unquestioning adherence" to the Commissioner's
decision. Indeed, the fact that the Secretary of the Interior has
listed the Oneidas' claims under the § 2415 procedure suggests
that the Commissioner's 1968 decision was not a decision on the
merits of the Oneidas' claims.
See n 15,
supra. [
Footnote 25]
We conclude, therefore, that the Oneidas' claim is not barred by
the political question doctrine.
V
Finally, we face the question whether the Court of Appeals
correctly held that the federal courts could exercise ancillary
jurisdiction over the counties' cross-claim against the State of
New York for indemnification. The counties assert that this claim
arises under both state and federal law. The Court of Appeals did
not decide whether it was based on state or federal law.
See 719 F.2d at 542-544. It held, however, that the 1790
and 1793 Nonintercourse Acts
"placed New York on notice that Congress had exercised its power
to regulate commerce with the Indians. Thus, anything New York
Page 470 U. S. 251
thereafter did with respect to Indian lands carried with it a
waiver of the State's eleventh amendment immunity."
Id. at 543 (citing
Edelman v. Jordan,
415 U. S. 651,
415 U. S. 672
(1974), and
Employees v. Missouri Dept. of Public Health and
Welfare, 411 U. S. 279,
411 U. S.
283-284 (1973)). In essence, the Court of Appeals held
that, by violating a federal statute, the State consented to suit
in federal court by any party on any claim, state or federal,
growing out of the same nucleus of operative facts as the statutory
violation. This proposition has no basis in law.
The counties' cross-claim for indemnification raises a classic
example of ancillary jurisdiction.
See Owen Equipment &
Erection Co. v. Kroger, 437 U. S. 365
(1978). The Eleventh Amendment forecloses, however, the application
of normal principles of ancillary and pendent jurisdiction where
claims are pressed against the State.
Pennhurst State School
and Hospital v. Halderman, 465 U. S. 89
(1984). As we held in
Pennhurst:
"[N]either pendent jurisdiction nor any other basis of
jurisdiction may override the Eleventh Amendment. A federal court
must examine each claim in a case to see if the court's
jurisdiction over that claim is barred by the Eleventh
Amendment."
Id. at
465 U. S. 121.
The indemnification claim here, whether cast as a question of New
York law or federal common law, is a claim against the State for
retroactive monetary relief. In the absence of the State's consent,
id. at
465 U. S. 99
(citing
Clark v. Barnard, 108 U.
S. 436,
108 U. S. 447
(1883)), the suit is barred by the Eleventh Amendment. Thus, as the
Court of Appeals recognized, whether the State has consented to
waive its constitutional immunity is the critical factor in whether
the federal courts properly exercised ancillary jurisdiction over
the counties' claim for indemnification.
Pennhurst,
supra.
The only ground the Court of Appeals and the counties offer for
believing that the State has consented to suit in federal court on
this claim is the fact that it violated the 1793 Nonintercourse Act
by purchasing the Oneidas' land.
Page 470 U. S. 252
The counties assert that, because the Constitution specifically
authorizes Congress "[t]o regulate Commerce . . . with the Indian
Tribes," the States necessarily consented to suit in federal court
with respect to enactments under this Clause.
See County of
Monroe v. Florida, 678 F.2d 1124 (CA2 1982) (making an
analogous argument with respect to Congress' extradition power),
cert. denied, 459 U.S. 1104 (1983);
Mills Music, Inc.
v. Arizona, 591 F.2d 1278, 1285 (CA9 1979) (making such an
argument with respect to Congress' power over copyright and
patents). Thus, they contend, Congress can abrogate the States'
Eleventh Amendment immunity, and has done so by enacting the
Nonintercourse Acts. By violating the 1793 Act, the State thus
waived its immunity to suit in federal court with respect to such
violations.
Assuming, without deciding, that this reasoning is correct, it
does not address the Eleventh Amendment problem here, for the
counties' indemnification claim against the State does not arise
under the 1793 Act. The counties cite no authority for their
contrary view. They urge simply that the State would be unjustly
enriched if the counties were forced to pay the Oneidas without
indemnity from the State, and thus that the Court should "fashion a
remedy" for the counties under the 1793 Act. This is an argument on
the merits; it is not an argument that the indemnification claim
arises under the Act. As we said in
Pennhurst, "[a]
State's constitutional interest in immunity encompasses not merely
whether it may be sued, but
where it may be
sued." 465 U.S. at
465 U. S. 99
(emphasis in original). The Eleventh Amendment bar does not vary
with the merits of the claims pressed against the State.
We conclude, therefore, that the counties' cross-claim for
indemnity by the State raises a question of state law. We are
referred to no evidence that the State has waived its
constitutional immunity to suit in federal court on this question.
[
Footnote 26]
Page 470 U. S. 253
Thus, under
Pennhurst, we hold that the federal courts
erred in exercising ancillary jurisdiction over this claim.
VI
The decisions of this Court emphasize "Congress' unique
obligation toward the Indians."
Morton v. Mancari,
417 U. S. 535,
417 U. S. 555
(1974). The Government, in an
amicus curiae brief, urged
the Court to affirm the Court of Appeals. Brief for United States
as
Amicus Curiae 28. The Government recognized, as we do,
the potential consequences of affirmance. It was observed, however,
that
"Congress has enacted legislation to extinguish Indian title and
claims related thereto in other eastern States, . . . and it could
be expected to do the same in New York, should the occasion
arise."
Id. at 29-30.
See Rhode Island Indian Claims
Settlement Act, 25 U.S.C. § 1701
et seq.; Maine
Indian Claims Settlement Act, 25 U.S.C. § 1721
et
seq. We agree that this litigation makes abundantly clear the
necessity for congressional action.
One would have thought that claims dating back for more than a
century and a half would have been barred long ago. As our opinion
indicates, however, neither petitioners nor we have found any
applicable statute of limitations or other relevant legal basis for
holding that the Oneidas' claims are barred, or otherwise have been
satisfied. The judgment of the Court of Appeals is affirmed with
respect to the finding of liability under federal common law,
[
Footnote 27] and reversed
with respect to the exercise of ancillary jurisdiction over the
Page 470 U. S. 254
counties' cross-claim for indemnification. The cases are
remanded to the Court of Appeals for further proceedings consistent
with our decision.
It is so ordered.
JUSTICE STEVENS concurs in the judgment with respect to No.
83-1240.
* Together with No. 83-1240,
New York v. Oneida Indian
Nation of New York State et al., also on certiorari to the
same court.
* THE CHIEF JUSTICE, JUSTICE WHITE, and JUSTICE REHNQUIST join
only
470 U. S.
[
Footnote 1]
The Treaty of Fort Harmar stated that the Oneidas and the
Tuscaroras were "again secured and confirmed in the possession of
their respective lands." 7 Stat. 34. The Treaty of Canandaigua of
1794 provided:
"The United States acknowledge the lands reserved to the Oneida,
Onondaga and Cayuga Nations, in their respective treaties with the
state of New York, and called their reservations, to be their
property; and the United States will never claim the same, nor
disturb them . . . in the free use and enjoyment thereof: but the
said reservations shall remain theirs, until they choose to sell
the same to the people of the United States, who have the right to
purchase."
7 Stat. 45.
[
Footnote 2]
Section 4 of the 1790 Act declared that
"no sale of lands made by any Indians, or any nation or tribe of
Indians within the United States, shall be valid to any person or
persons, or to any state, whether having the right of preemption to
such lands or not, unless the same shall be made and duly executed
at some public treaty, held under the authority of the United
States."
1 Stat. 138.
[
Footnote 3]
This Court explained the doctrine of discovery as follows:
"[D]iscovery gave title to the government by whose subjects, or
by whose authority, it was made, against all other European
governments, which title might be consummated by possession."
"The exclusion of all other Europeans, necessarily gave to the
nation making the discovery the sole right of acquiring the soil
from the natives, and establishing settlements upon it. . . ."
"The rights thus acquired being exclusive, no other power could
interpose between [the discoverer and the natives]."
"In the establishment of these relations, the rights of the
original inhabitants were, in no instance, entirely disregarded;
but were necessarily, to a considerable extent, impaired. They were
admitted to be the rightful occupants of the soil, with a legal as
well as just claim to retain possession of it, and to use it
according to their own discretion; but their rights to complete
sovereignty, as independent nations, were necessarily diminished,
and their power to dispose of the soil at their own will, to
whomsoever they pleased, was denied by the original fundamental
principle, that discovery gave exclusive title to those who made
it."
Johnson v.
McIntosh, 8 Wheat. 543,
21 U. S.
573-574 (1823).
[
Footnote 4]
Madison cited the National Government's inability to control
trade with the Indians as one of the key deficiencies of the
Articles of Confederation, and urged adoption of the Indian
Commerce Clause, Art. 1, § 8, cl. 3, that granted Congress the
power to regulate trade with the Indians. The Federalist No. 42, p.
284 (J. Cooke, ed.1961).
See also Clinton & Hotopp,
Judicial Enforcement of the Federal Restraints on Alienation of
Indian Land: The Origins of the Eastern Land Claims, 31 Me.L.Rev.
17, 23-29 (1979).
[
Footnote 5]
Petitioners argue that
Jaeger v. United States, 27
Ct.Cl. 278 (1892), holds that tribes can sue only when specifically
authorized to do so by Congress.
Jaeger is clearly
inapposite to this case. It applied only to the special
jurisdiction of the Court of Claims and to claims against the
United States.
[
Footnote 6]
See also Fellows v.
Blacksmith, 19 How. 366 (1857) (upholding trespass
action on Indian land);
Inupiat Community of the Arctic Slope
v. United States, 230 Ct.Cl. 647, 656-657, 680 F.2d 122,
128-129 (right to sue for trespass is one of rights of Indian
title),
cert. denied, 459 U.S. 969 (1982);
United
States v. Southern Pacific Transportation Co., 543 F.2d 676
(CA9 1976) (damages available against railroad that failed to
acquire lawful easement or right-of-way over Indian reservation);
Edwardsen v. Morton, 369 F.
Supp. 1359, 1371 (DC 1973) (upholding trespass action based on
aboriginal title).
[
Footnote 7]
Previously, in
Illinois v. City of Milwaukee,
406 U. S. 91
(1972), the Court had held that federal common law provided a cause
of action for the abatement of interstate water pollution.
[
Footnote 8]
There is some contemporaneous evidence to the contrary.
President Washington, at whose urging the first Acts were passed,
met with Cornplanter, Chief of the Seneca Nation, shortly after the
enactment of the 1790 Act. They discussed the Senecas' complaints
about land transactions, and Washington assured them that the new
statute would protect their interests. Washington told
Cornplanter:
"Here, then, is the security for the remainder of your lands. No
State, nor person, can purchase your lands, unless at some public
treaty, held under the authority of the United States. . . ."
"
* * * *"
"If . . . you have any just cause of complaint against [a
purchaser] and can make satisfactory proof thereof, the federal
courts will be open to you for redress, as to all other
persons."
4 American State Papers, Indian Affairs, Vol. l, p. 142
(1832).
[
Footnote 9]
The Act contained 15 sections. A number of these set out
licensing requirements for those who wished to trade with the
Indians (§§ 1,2,3). Several others established special
requirements for purchasing horses from Indians (§§ 6,7).
Others gave the United States courts jurisdiction over offenses
under the Act (§§ 10, 11), and provided for the division
of fines and forfeitures (§ 12). 1 Stat. 329-333.
[
Footnote 10]
The second clause of § 8 makes it a criminal offense to
negotiate a treaty or convention for the conveyance of Indian land,
except under the authority and in the presence of United States
commissioners. 1 Stat. 330. It likewise makes no provision to
restore illegally purchased land to the Indians.
Petitioners make much of the fact that the 1793 Act contained
criminal penalties in arguing that the Act preempted common law
actions. In property law, however, it is common to have criminal
and civil sanctions available for infringement of property rights,
and for government officials to use the police power to remove
trespassers from privately owned land.
See 5 R. Powell,
Real Property 11758 (1984).
[
Footnote 11]
The Act authorizes the President
"to take such measures, as he may judge necessary, to remove
from lands belonging to any Indian tribe, any citizens or
inhabitants of the United States, who have made, or shall hereafter
make, or attempt to make a settlement thereon."
1 Stat. 330. It imposes no obligation on the Executive to take
remedial action, and apparently was intended only to give the
President discretionary authority to preserve the peace.
[
Footnote 12]
Similarly, we find no support for petitioners' contention that
the availability of suits by the United States on behalf of Indian
tribes precludes common law actions by the tribes themselves.
See Poafpybitty v. Skelly Oil Co., 390 U.
S. 365,
390 U. S. 369
(1968);
Creek Nation v. United States, 318 U.
S. 629,
318 U. S. 640
(1943) (citing
Cherokee Nation v. Southern Kansas R. Co.,
135 U. S. 641
(1890);
Cherokee Nation v. Hitchcock, 187 U.
S. 294 (1902), and
Lone Wolf v. Hitchcock,
187 U. S. 553
(1903)).
See also Moe v. Confederated Salish & Kootenai
Tribes, 425 U. S. 463,
425 U. S. 473
(1976) ("[I]t would appear that Congress contemplated that a
tribe's access to federal court to litigate a matter arising
under the Constitution, laws, or treaties' would be, at least
in some respects, as broad as that of the United States suing as
the tribe's trustee").
[
Footnote 13]
Under the Supremacy Clause, state law time-bars,
e.g.,
adverse possession and laches, do not apply of their own force to
Indian land title claims.
See Ewert v. Bluejacket,
259 U. S. 129,
259 U. S.
137-138 (1922);
United States v. Ahtanum Irrigation
District, 236 F.2d 321, 334 (CA9 1956),
cert. denied,
352 U.S. 988 (1957).
[
Footnote 14]
Representative Morris, the sponsor of the proviso, stated:
"As it is now, the Indians, as we know, are wards of the
Government and, therefore, the statute of limitations does not run
against them as it does in the ordinary case. This [proviso] will
preserve their rights so that the statute will not be running
against them concerning those claims that might have arisen before
the passage of this act."
96 Cong.Rec. 12460 (1950).
[
Footnote 15]
The two lists were published in the Federal Register on March
31, 1983, and November 7, 1983, respectively. 48 Fed.Reg. 13698,
51204. The Oneidas' claims are on the first list compiled by the
Secretary.
Id. at 13920. These claims would not be barred,
however, even if they were not listed. The Oneidas commenced this
suit in 1970, when no statute of limitations applied to claims
brought by the Indians themselves. Additionally, if claims like the
Oneidas',
i.e., damages actions that involve litigating
the continued vitality of aboriginal title, are construed to be
suits "to establish the title to, or right of possession of, real
or personal property," they would be exempt from the statute of
limitations of the Indian Claims Limitations Act of 1982. The
Government agrees with this view. Brief for United States as
Amicus Curiae 24-25.
[
Footnote 16]
We note, as JUSTICE STEVENS properly recognizes, that
application of the equitable defense of laches in an action at law
would be novel indeed. Moreover, the logic of the Court's holding
in
Ewert v. Bluejacket, 259 U. S. 129
(1922), seems applicable here:
"the equitable doctrine of laches, developed and designed to
protect good faith transactions against those who have slept on
their rights, with knowledge and ample opportunity to assert them,
cannot properly have application to give vitality to a void deed
and to bar the rights of Indian wards in lands subject to statutory
restrictions."
Id. at
259 U. S. 138.
Additionally, this Court has indicated that extinguishment of
Indian title requires a sovereign act.
See, e.g., Oneida
I, 414 U. S. 661,
414 U. S. 670
(1974);
United States v. Candelaria, 271 U.
S. 432,
271 U. S. 439
(1926), quoting
United States v. Sandoval, 231 U. S.
28,
231 U. S. 45-47
(1913). In these circumstances, it is questionable whether laches
properly could be applied. Furthermore, the statutory restraint on
alienation of Indian tribal land adopted by the Nonintercourse Act
of 1793 is still the law.
See 25 U.S.C. § 177. This
fact not only distinguishes the cases relied upon by the dissent,
but also suggests that, as with the borrowing of state statutes of
limitations, the application of laches would appear to be
inconsistent with established federal policy. Although the issue of
laches is not before us, we add these observations in response to
the dissent.
[
Footnote 17]
It is questionable whether the common law doctrine of abatement
is even relevant to the statutory provision at issue in this case.
The doctrine principally applies to criminal law, and provides that
all prosecutions that have not proceeded to final judgment under a
statute that has been repealed or has expired have abated, unless
the repealing legislature provides otherwise.
See Warden v.
Marrero, 417 U. S. 653,
417 U. S. 660
(1974).
[
Footnote 18]
The reasoning of
Bear Lake and River Water Works and
Irrigation Co. v. Garland, 164 U. S. 1,
164 U. S. 11-12
(1896), is directly on point:
"Although there is a formal repeal of the old by the new
statute, still there never has been a moment of time since the
passage of the [old] act . . . when these similar provisions have
not been in force. Notwithstanding, therefore, this formal repeal,
it is . . . entirely correct to say that the new act should be
construed as a continuation of the old. . . ."
Accord, 69 U. S.
Joliffe, 2 Wall. 450,
69 U. S. 458 (1865);
Great Northern R. Co. v. United
States, 155 F. 945, 948 (CA8 1907),
aff'd,
208 U. S. 452
(1908).
[
Footnote 19]
The 1798 Treaty provided:
"[T]he said Indians do cede release and quit claim to the people
of the State of New York forever all the lands within their
reservation to the westward and southwestward of a line from the
northeastern corner of lot No. 54 in
the last purchase from
them running northerly to a Button wood tree . . . standing on
the bank of the Oneida lake."
Treaty of June 1, 1798, reproduced in Ratified Indian Treaties
1722-1869, National Archives Microfilm Publications, Microcopy No.
668 (roll 2) (emphasis added). The 1802 Treaty provided:
"All that certain tract of land beginning at the southwest
corner of the land lying along the Gennesee Road, . . . and running
thence along the last mentioned tract easterly to the southeast
corner thereof; thence southerly, in the direction of the
continuation of the east bounds of said last mentioned tract, to
other lands heretofore ceded by the said Oneida nation of
Indians to the People of the State of New York."
Treaty of June 4, 1802, reproduced in 4 American State Papers,
Indian Affairs, Vol. 1, p. 664 (1832) (emphasis added).
[
Footnote 20]
Although both treaties were approved by the Senate,
see
1 Journal of the Executive Proceedings of the Senate of the United
States 312 (1828);
id. at 428, neither is contained in the
compilation of "all Treaties with . . . Indian tribes" compiled at
Congress' direction.
See J.Res. 10, 5 Stat. 799 (1845).
There is evidence that President Adams signed the 1798 Treaty in
the February 23, 1799, entry in his Journal of executive actions,
March 1797-March 1799 ("Signed a treaty with the Oneida nation"),
reproduced in The Adams Family Papers, John Adams, Misc. (Lib.Cong.
Reel No.194). Moreover, the 1798 Treaty was included in an 1822
compilation of treaties with the Indians that extinguished Indian
title in New York. H.R.Doc. No. 74, 17th Cong., 1st Sess., 8
(1822). There is no similar evidence that the 1802 Treaty was
signed by the President.
[
Footnote 21]
The cases relied upon by petitioners likewise do not support a
finding of ratification here.
Rosebud Sioux Tribe v.
Kneip, 430 U. S. 584
(1977), expressly reaffirmed the principles of construction which
we apply in this case. Petitioners' other cases,
e.g., FPC v.
Tuscarora Indian Nation, 362 U. S. 99
(1960), and
Shoshone Tribe v. United States, 299 U.
S. 476 (1937), do so implicitly.
[
Footnote 22]
"The Congress shall have Power . . . To regulate Commerce with
foreign Nations, and among the several States, and with the Indian
Tribes."
[
Footnote 23]
The counties rely on the language in the Treaty providing
that
"complaint shall be made by . . . the Six Nations or any of
them, to the President of the United States, or the Superintendent
by him appointed . . . and such prudent measures shall then be
pursued as shall be necessary to preserve our peace and friendship
unbroken; until the legislature . . . of the United States shall
make other equitable provision for the purpose."
Art. VII, Treaty of Canandaigua, Nov. 11, 1794, 7 Stat. 46.
[
Footnote 24]
Moreover, Congress' delegation to the President is not a
"textually demonstrable
constitutional commitment,"
Baker v. Carr, 369 U.S. at
369 U. S. 217
(emphasis added), but rather a statutory commitment of authority.
We have held today that the Nonintercourse Acts do not preempt
common law causes of action by Indian tribes to enforce their
property rights. The language in the Treaty of Canandaigua,
see n 23,
supra, is likewise an insufficient basis on which to find
that the Oneidas' federal common law right of action has been
preempted. Thus, the predicate of petitioners' argument, that
Congress has delegated exclusive civil remedial authority to the
President, must fail.
[
Footnote 25]
We note that the Commissioner's decision was based on the fact
that the same claims were then pending before the Indian Claims
Commission. The Oneidas have since withdrawn their claims from the
Indian Claims Commission.
[
Footnote 26]
Three cases establish our approach to the test of waiver of the
Eleventh Amendment.
Edelman v. Jordan, 415 U.
S. 651 (1974);
Employees v. Missouri Dept. of Public
Health and Welfare, 411 U. S. 279
(1973); and
Parden v. Terminal R. Co., 377 U.
S. 184 (1964). Although each of these involved waiver
for purposes of suit under a federal statute, we indicated in
Pennhurst that the same standards apply in the context of
a state statute. 465 U.S. at
465 U. S.
99-100.
[
Footnote 27]
The question whether equitable considerations should limit the
relief available to the present day Oneida Indians was not
addressed by the Court of Appeals or presented to this Court by
petitioners. Accordingly, we express no opinion as to whether other
considerations may be relevant to the final disposition of this
case should Congress not exercise its authority to resolve these
far-reaching Indian claims.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, concurring in
part and dissenting in part.
I join the Court's opinion except for
470 U.
S. I dissent from Part V because I adhere to my view
that the Eleventh Amendment "bars federal court suits against
States only by citizens of other States,"
Yeomans v.
Kentucky, 423 U.S. 983, 984 (1975) (BRENNAN, J., dissenting).
Thus, I would hold that the State of New York is not entitled to
invoke the protections of that Amendment in this federal court suit
by counties of New York.
See Employees v. Missouri Dept. of
Public Health and Welfare, 411 U. S. 279,
411 U. S. 298
(1973) (BRENNAN, J., dissenting);
Edelman v. Jordan,
415 U. S. 651,
415 U. S. 687
(1974) (BRENNAN, J., dissenting). In my view,
Hans v.
Louisiana, 134 U. S. 1 (1890),
erects a limited constitutional barrier prohibiting suits against
States by citizens of another State; the decision, however,
"accords to nonconsenting States only a
nonconstitutional
immunity from suit by its own citizens."
Employees v. Missouri
Dept. of Public Health and Welfare, supra, at
411 U. S. 313
(BRENNAN, J., dissenting) (emphasis added). For scholarly
discussion supporting this view,
see Shapiro, Wrong Turns:
The Eleventh Amendment and the
Pennhurst Case, 98
Harv.L.Rev. 61, 68 (1984); Gibbons, The Eleventh Amendment and
State Sovereign Immunity: A Reinterpretation, 83 Colum.L.Rev. 1889,
1893-1894 (1983); Field, The Eleventh Amendment and Other Sovereign
Immunity Doctrines: Part One, 126 U.Pa.L.Rev. 515, 538-540, and n.
88 (1978).
Page 470 U. S. 255
JUSTICE STEVENS, with whom THE CHIEF JUSTICE, JUSTICE WHITE, and
JUSTICE REHNQUIST join, dissenting in No. 83-1065.
In 1790, the President of the United States notified
Cornplanter, the Chief of the Senecas, that federal law would
securely protect Seneca lands from acquisition by any State or
person:
"If . . . you have any just cause of complaint against [a
purchaser] and can make satisfactory proof thereof, the federal
courts will be open to you for redress, as to all other
persons."
4 American State Papers, Indian Affairs, Vol. 1, p. 142 (1832).
[
Footnote 2/1] The elders of the
Oneida Indian Nation received comparable notice of their capacity
to maintain the federal claim that is at issue in this litigation.
[
Footnote 2/2] They made no attempt
to assert the claim, and their successors in interest waited 175
years before bringing suit to avoid a 1795 conveyance that the
Tribe freely made, for a valuable consideration. The absence of any
evidence of deception, concealment, or interference with the
Tribe's right to assert a claim, together with the societal
interests that always underlie statutes of repose --
particularly
Page 470 U. S. 256
when title to real property is at stake -- convince me that this
claim is barred by the extraordinary passage of time. It is worthy
of emphasis that this claim arose when George Washington was the
President of the United States.
The Court refuses to apply any time bar to this claim, believing
that to do so would be inconsistent with federal Indian policy.
This Court, however, has always applied the equitable doctrine of
laches when Indians or others have sought, in equity, to set aside
conveyances made under a statutory or common law incapacity to
convey. Although this action is brought at law, in ejectment, there
are sound reasons for recognizing that it is barred by similar
principles.
In reaching a contrary conclusion, the Court relies on the
legislative histories of a series of recent enactments. In my view,
however, the Oneida were barred from avoiding their 1795 conveyance
long before 1952, when Congress enacted the first statute that the
Court relies on today. Neither that statute nor any subsequent
federal legislation revived the Oneida's dormant claim.
I
Today's decision is an unprecedented departure from the wisdom
of the common law:
"The best interests of society require that causes of action
should not be deferred an unreasonable time. This remark is
peculiarly applicable to land titles. Nothing so much retards the
growth and prosperity of a country as insecurity of titles to real
estate. Labor is paralysed where the enjoyment of its fruits is
uncertain; and litigation without limit produces ruinous
consequences to individuals."
Lewis v.
Marshall, 5 Pet. 470,
30 U. S.
477-478 (1831). Of course, as the Court notes, there "is
no federal statute of limitations governing federal common law
actions by Indians to enforce property rights."
Ante at
470 U. S. 240.
However,
"where Congress has not spoken, but left matters for judicial
determination within the general framework of familiar legal
Page 470 U. S. 257
principles,"
Holmberg v. Armbrecht, 327 U.
S. 392,
327 U. S. 395
(1946), the settled practice has been to adopt the state law of
limitations as federal law.
The Court has recognized that
"State legislatures do not devise their limitations periods with
national interests in mind, and it is the duty of the federal
courts to assure that the importation of state law will not
frustrate or interfere with the implementation of national
policies."
Occidental Life Ins. Co. v. EEOC, 432 U.
S. 355,
432 U. S. 367
(1977). The Court, for example, has refused to apply state laws of
limitations when a more analogous federal statute of limitations
better reflects the appropriate balance between the enforcement of
federal substantive policies and the historic principles of repose,
[
Footnote 2/3] or when a unique
federal interest in the subject matter or a paramount interest in
national uniformity require the fashioning of a federal time bar in
order to avoid serious conflict with federal policies or functions.
[
Footnote 2/4] In applying these
principles, however, the Court has always presumed that some
principle of limitation applies to federal causes of action.
[
Footnote 2/5] Thus, in
Occidental Life Ins. Co., the Court concluded that
Congress had intended no rigid time
Page 470 U. S. 258
limit for EEOC enforcement actions, but the Court also
recognized that federal courts have adequate power to bar an action
if the defendant was "significantly handicapped in making his
defense because of an inordinate EEOC delay."
Id. at
432 U. S.
373.
Before 1966, there was no federal statute of limitations that
even arguably could have supplanted a state limitation. Even the
longest possibly applicable state statute of limitations would
surely have barred this cause of action -- which arose in 1795 --
many years before 1966. [
Footnote
2/6] Moreover,
"[a] state statute cannot be considered 'inconsistent' with
federal law merely because the statute causes the plaintiff to lose
the litigation."
Robertson v. Wegmann, 436 U. S. 584,
436 U. S. 593
(1978). Nor is the rejection of a generally applicable state law
inappropriate merely because one party is an Indian tribe and the
subject matter of the litigation involves tribal property.
Wilson v. Omaha Indian Tribe, 442 U.
S. 653,
442 U. S.
673-674 (1979). Thus, a routine application of our
practice in dealing with limitations questions would lead to the
conclusion that this claim is barred by the lapse of time.
Nevertheless, there are unique considerations in cases involving
Indian claims that warrant a departure from the ordinary practice.
Indians have long occupied a protected status in our law, and in
the 19th century, they were often characterized as wards of the
State. [
Footnote 2/7] At common
law, conveyances of
Page 470 U. S. 259
persons subject to similar disabilities were void. In practice,
however, the common law courts modified the wooden rules ordinarily
applied to real property claims in actions at law in order to
protect the ward, as far as possible, from manipulation, while at
the same time avoiding the obvious inequity involved in the setting
aside, at a distant date, of conveyances that had been freely made,
for valuable consideration.
For example, the statute of limitations applicable to actions
seeking to gain recovery of the real estate conveyed under such
disabilities did not begin to run against a ward until his unique
disabilities had been overcome. [
Footnote 2/8] Thus, to be faithful to these common law
principles, the application of a state statute of limitations in
the context of ancient Indian claims would require flexible
consideration of the development of the particular tribe's capacity
to govern its own affairs.
Page 470 U. S. 260
Moreover, the common law developed prescription doctrines that
terminated the vendor's power to avoid a void conveyance in an
action in ejectment. These doctrines could deny the ward, or those
claiming under him, a cause of action in ejectment even before the
running of the applicable statute of limitations. Although these
doctrines were often based on theories of implied ratification,
they were most often enforced in circumstances indicating undue or
prejudicial delay. [
Footnote
2/9]
Page 470 U. S. 261
I believe that the equitable doctrine of laches, [
Footnote 2/10] with its focus on
legitimate reliance and inexcusable delay, best reflects the
limitation principles that would have governed this ancient claim
at common law -- without requiring a historian's inquiry into the
archaic limitation doctrines that would have governed the claims at
any specific time in the preceding two centuries. Of course, the
application of a traditional equitable
Page 470 U. S. 262
defense in an action at law is something of a novelty. But this
novel development in litigation involving Indian claims arose in
order to benefit a special class of litigants, and it remains true
that an equitable defense to the instant claim is less harsh than a
straightforward application of the limitations rule dictated by our
usual practice. At least equal to the maxim that equity follows the
law is the truth that common law real property principles were
often tempered by equitable considerations -- as the rules limiting
a ward's power to avoid an unlawful conveyance demonstrate.
[
Footnote 2/11]
As the Court recognizes, the instant action arises under the
federal common law, not under any congressional enactment, and in
this context the Court would not risk frustrating the will of the
Legislature [
Footnote 2/12] by
applying this familiar doctrine of equity. The merger of law and
equity in one federal court [
Footnote
2/13] is, of course, primarily procedural. Considering the
hybrid nature of these claims and the evolving character of the
common law, however, I believe that the application of laches as a
limitation principle governing ancient Indian claims will promote
uniformity of result in law and at equity, maintain the proper
measure of flexibility to protect the legitimate interests of the
tribes, while at the same time honoring the historic wisdom in the
value of repose.
Page 470 U. S. 263
II
Three decisions of this Court illustrate the application of the
doctrine of laches to actions seeking to set aside conveyances made
in violation of federal law. In
Ewert v. Bluejacket,
259 U. S. 129
(1922), the Court stated that
"the equitable doctrine of laches . . . cannot properly have
application to give vitality to a void deed and to bar the rights
of Indian wards in lands subject to statutory restrictions."
Id. at
259 U. S. 138.
A close examination of the
Ewert case, however, indicates
that the Court
applied the doctrine of laches, but
rejected relief for the defendant
in the circumstances of the
case.
In 1909, Ewert, a federal Indian agent, obtained a conveyance of
allotted lands from the heirs of an Indian in violation of a
statutory prohibition against federal officers engaging in trade
with Indians. In 1916, the heirs brought an action, in equity,
seeking to set aside the conveyance. The Court of Appeals held that
the heirs had the burden of disproving laches, because they had
brought their action outside the applicable state statute of
limitations, and concluded that they had not satisfied this
burden.
"The adult plaintiffs were free to make conveyance of this land,
even though they were Indians, and [since] their tribal relations
had been severed, [they] were chargeable with the same diligence as
white people in discovering and pursuing their legal remedies.
[
Felix v. Patrick, 145 U. S. 317 (1892)];
[
Schrimpscher v. Stockton, 183 U. S.
290 (1902)]."
Bluejacket v. Ewert, 265 F. 823, 829 (CA8 1920).
On appeal, this Court held that the plaintiffs' action was not
barred by the doctrine of laches, noting that "[Ewert] still holds
the legal title to the land." 259 U.S. at
259 U. S. 138.
The Court principally relied on the doctrine that "an [unlawful]
act . . . is void, and confers no right
upon the
wrongdoer."
Waskey v. Hammer, 223 U. S.
85,
223 U. S. 94
(1912) (emphasis added). On the facts of
Ewert, the Court
found that the
Page 470 U. S. 264
plaintiffs' burden of disproving laches was easily met, but the
Court might well have reached a different conclusion in
Ewert if the conveyance had not been so recent, if the
defendant had not been as blameworthy, or if the character of the
property had changed dramatically in the interim.
My interpretation of
Ewert is illustrated by this
Court's prior decision in
Felix v. Patrick, 145 U.
S. 317 (1892). In that case, the Court applied the
doctrine of laches to bar an action by the heirs of an Indian to
establish a constructive trust over lands that had been conveyed by
her in violation of a federal statutory restriction. The action to
set aside the unlawful transfer was brought 28 years after the
transaction, and in the intervening time,
"[t]hat which was wild land thirty years ago is now intersected
by streets, subdivided into blocks and lots, and largely occupied
by persons who have bought upon the strength of Patrick's title,
and have erected buildings of a permanent character upon their
purchases."
Id. at
145 U. S.
334.
The Court recognized that the long passage of time, the change
in the character of the property, the transfer of some of the
property to third parties, the absence of any obvious inadequacy in
the consideration received in the original transaction, and
Patrick's lack of direct participation in the original transfer all
supported a charge of laches against the plaintiffs. In addition,
the Court noted that
"[t]he decree prayed for in this case, if granted, would offer a
distinct encouragement to the purchase of similar claims, which
doubtless exist in abundance through the Western Territories, . . .
and would result in the unsettlement of large numbers of titles
upon which the owners have rested in assured security for nearly a
generation."
Id. at
145 U. S. 335.
Nor is
Felix the only application of these principles
in a similar context. In
Wetzel v. Minnesota Railway Transfer
Co., 169 U. S. 237
(1898), the children of a deceased Mexican War veteran received a
warrant for 160 acres of land under a federal statute that
prohibited any alienation of the property without the approval of
the proper state probate court. The
Page 470 U. S. 265
children's guardian sold their share in the warrant without
seeking the approval of the proper court. Forty-four years after
the conveyance, the children brought an action, in equity, seeking
to establish a constructive trust over the 160 acres -- now located
in a well-developed area of St. Paul, Minnesota. The Court held
that the action was barred by laches, relying on
Felix v.
Patrick, and noting that the property had been completely
developed and had greatly increased in value. The Court also
observed that title had passed to persons who were no doubt
ignorant of the defect in title.
The Court also noted the relevance of the length of the
delay:
"While the fact that the complainants were ignorant of the
defect in the title and were without means to prosecute an
investigation into the facts may properly be considered by the
court, it does not mitigate the hardship to the defendants of
unsettling these titles.
If the complainant may put forward
these excuses for delay after thirty years, there is no reason why
they may not allege the same as an excuse after a lapse of sixty.
The truth is, there must be some limit of time within which these
excuses shall be available, or titles might forever be
insecure. The interests of public order and tranquillity
demand that parties shall acquaint themselves with their rights
within a reasonable time, and although this time may be extended by
their actual ignorance, or want of means, it is by no means
illimitable."
169 U.S. at
169 U. S. 241
(emphasis added).
Ewert, Felix, and
Wetzel
establish beyond doubt that it is quite consistent with federal
policy to apply the doctrine of laches to limit a vendor's power to
avoid a conveyance violating a federal restriction on
alienation.
III
As in
Felix and
Wetzel, the land conveyed by
the Oneida in 1795 has been converted from wilderness to cities,
towns,
Page 470 U. S. 266
villages, and farms. The 872 acres of land involved in the
instant action include the principal transportation arteries in the
region, and other vital public facilities owned by the Counties of
Oneida and Madison. [
Footnote
2/14] The counties and the private property owners affected by
the litigation, without proven notice of the defect in title caused
by the State of New York's failure to comply with the federal
statute, have erected costly improvements on the property in
reliance on the validity of their title. Even if the counties are
considered for some purposes to be the alter ego of the State, it
is surely a fiction to argue that they are in any way responsible
for their predicament, [
Footnote
2/15] or that their taxpayers, who will ultimately bear the
burden of the judgment in this case, are in any way culpable for
New York's violation of federal law in 1795.
As the Court holds,
ante at
470 U. S.
233-236, there was no legal impediment to the
maintenance of this cause of action at any time after 1795.
Although the mere passage of time, without other inequity in the
prosecution of the claim, does not support a finding of laches in
the ordinary case,
e.g., Holmberg v. Armbrecht, 327 U.S.
at
327 U. S. 396,
in cases of gross laches, the passage of a great length of time
creates a nearly insurmountable burden on the plaintiffs to
disprove the obvious defense of laches. [
Footnote 2/16] As Justice Story noted for the Court in
Prevost v.
Gratz, 6 Wheat. 481,
19 U. S.
504-505 (1821):
Page 470 U. S. 267
"[G]eneral presumptions are raised by the law upon subjects of
which there is no record or written instrument, not because there
are the means of belief or disbelief, but because mankind, judging
of matters of antiquity from the infirmity and necessity of their
situation must, for the preservation of their property and rights,
have recourse to some general principle, to take the place of
individual and specific belief, which can hold only as to matters
within our own time, upon which a conclusion can be formed from
particular and individual knowledge."
Id. at
19 U. S.
504-505. Given their burden of explaining nearly two
centuries of delay in the prosecution of this claim, and
considering the
Page 470 U. S. 268
legitimate reliance interests of the counties and the other
property owners whose title is derived from the 1795 conveyance,
the Oneida have not adequately justified their delay. Of course,
the traditional rule was
"that 'the conduct of Indians is not to be measured by the same
standard which we apply to the conduct of other people.' But their
very analogy to persons under guardianship suggests a limitation to
their pupilage, since the utmost term of disability of an infant is
but 21 years, and it is very rare that the relations of guardian
and ward under any circumstances, even those of lunacy, are
maintained for a longer period than this."
Felix v. Patrick, 145 U.S. at
145 U. S.
330-331 (quoting
The Kansas
Indians, 5 Wall. 737,
72 U. S. 758
(1867)). In this case, the testimony at trial indicates that the
Oneida people have independently held land derived from tribal
allotments at least since the Dawes Act of 1887, [
Footnote 2/17] and probably earlier in the State
of New York. [
Footnote 2/18] They
have received formal schooling at least since 1796 in New York, and
have gradually become literate in the English language. [
Footnote 2/19] They have developed a
sophisticated system of tribal government, [
Footnote 2/20] and, at various times in the past 175
years, have petitioned the Government for the redress of grievances
or sent commissions to confer with their brethren. [
Footnote 2/21]
Page 470 U. S. 269
In all the years after the 1795 conveyance -- until the years
leading up to this litigation -- the Oneida made few efforts to
raise this specific grievance against the State of New York and the
landowners holding under the State's title. [
Footnote 2/22] Claims to lands in New York most often
were only made in connection with generalized grievances concerning
the Tribe's treatment at the hands of the United States Government.
[
Footnote 2/23] Although the
Oneida plainly knew or should have known that they had conveyed
their lands to the State of New York in violation of federal law,
and that they might have some cause for redress, they inexplicably
delayed filing a lawsuit on their claim until 175 years after the
conveyance was made. Finally,
"[t]here is no evidence that any of the plaintiffs or their
predecessors ever refused or returned any of the payments received
for the purported sale of land pursuant to the Treaty of 1795.
[
Footnote 2/24] "
Page 470 U. S. 270
The Oneida have not met their formidable burden of disproving
unjustifiable delay to the prejudice of others. In my opinion,
their cause of action is barred by the doctrine of laches. The
remedy for the ancient wrong established at trial should be
provided by Congress, not by judges seeking to rewrite history at
this late date.
IV
The Oneida argue that the legislative histories of a series of
congressional enactments, beginning in 1952, persuasively establish
that their claims have never been barred. This argument has serious
flaws, not the least being that whatever Congress said in 1952 or
1966 is extremely weak authority for the status of the common law
in 1795, or for a considerable period thereafter. Believing, as I
do, that the Oneida's claim was barred by the doctrine of laches or
by a related common law doctrine [
Footnote 2/25] long before 1952, it is quite clear that
the statutes discussed by the Court did not revive it.
First, and most obviously, the principal statute relied on by
the Court, by its very terms, only applies to claims brought by the
United States on behalf of Indians or Indian tribes. [
Footnote 2/26] This
Page 470 U. S. 271
action, of course, is brought by an Indian Tribe
on its own
behalf.
Secondly, neither the statutes themselves, [
Footnote 2/27] nor the legislative discussions
that preceded their enactment, [
Footnote 2/28] provide
Page 470 U. S. 272
any indication of an intent to
revive already barred
claims. [
Footnote 2/29] Quite the
contrary, they merely indicate a congressional intent to preserve
the
status quo with respect to ancient claims that might
already be barred, and to establish a procedure for making sure
that the claims would not survive eternally. Congress, for the most
part, has been quite clear when it decides to revive causes of
action that might be barred or to deny any time limitation for a
private cause of action. [
Footnote
2/30] When the will of Congress is as lacking in clarity as it
is in this case, we should be wary of attributing to it the
intention of reviving ancient claims that will upset long-settled
expectations. In divining the intent of Congress concerning the
applicable limitation on a cause of action, Chief Justice Marshall
once noted that "it deserves some consideration" that, in the
absence of an applicable limitation,
"those actions might, in many cases, be brought at any distance
of time. This would be utterly repugnant to the genius of our
laws."
Adams v. Woods,
2 Cranch 336,
6 U. S. 341
(1805). The Court
Page 470 U. S. 273
today prefers to impute to Congress the intent of rewarding
those whom
"Abraham Lincoln once described with scorn [as sitting] in the
basements of courthouses combing property records to upset
established titles."
Arizona v. California, 460 U.
S. 605,
460 U. S. 620
(1983). The more appropriate presumption in this case is that
Congress intended to honor legitimate expectations in the ownership
of real property, and not to disturb them.
V
The Framers recognized that no one ought be condemned for his
forefathers' misdeeds -- even when the crime is a most grave
offense against the Republic. [
Footnote 2/31] The Court today ignores that principle
in fashioning a common law remedy for the Oneida Nation that allows
the Tribe to avoid its 1795 conveyance 175 years after it was made.
This decision upsets long-settled expectations in the ownership of
real property in the Counties of Oneida and Madison, New York, and
the disruption it is sure to cause will confirm the common law
wisdom that ancient claims are best left in repose. The Court, no
doubt, believes that it is undoing a grave historical injustice,
but in doing so, it has caused another, which only Congress may now
rectify.
I respectfully dissent.
[
Footnote 2/1]
Before 1875, when
"Congress conferred upon the lower federal courts, for but the
second time in their nearly century-old history, general federal
question jurisdiction,"
Steffel v. Thompson, 415 U. S. 452,
415 U. S. 464
(1974); Judiciary Act of March 3, 1875, 18 Stat. 470, an Indian
tribe could only raise its federal land claims in this Court by
appealing a state court judgment, Judiciary Act of 1789, ch. 20,
§ 25, 1 Stat. 85. Until Congress made Indians United States
citizens in the Act of June 2, 1924, ch. 233, 43 Stat. 253, they
were not generally considered "citizens" for the purposes of
diversity jurisdiction in the lower federal courts. Nor were the
tribes "foreign states" entitled to apply for original jurisdiction
in this Court.
Cherokee Nation v.
Georgia, 5 Pet. 1 (1831).
[
Footnote 2/2]
During the negotiations leading to the 1795 treaty with New
York, a federal agent informed the Tribe that no local treaty could
validly transfer their interest in lands without the presence of a
United States Indian Commissioner, Record Doc. No. 37, p. 122.
[
Footnote 2/3]
DelCostello v. Teamsters, 462 U.
S. 151 (1983);
cf. McAllister v. Magnolia Petroleum
Co., 357 U. S. 221
(1958).
[
Footnote 2/4]
Holmberg v. Armbrecht, 327 U.
S. 392,
327 U. S. 395
(1946) ("We have the duty of federal courts, sitting as national
courts throughout the country, to apply their own principles in
enforcing an equitable right created by Congress").
[
Footnote 2/5]
In cases arising in admiralty, the Court has traditionally
applied the equitable doctrine of laches.
See, e.g., Gutierrez
v. Waterman S.S. Corp., 373 U. S. 206,
373 U. S. 215
(1963). In territorial disputes arising under our original
jurisdiction, we have applied the doctrine of acquiescence, which
confirms the legal validity of a boundary line accepted for a
considerable length of time by all parties as the actual boundary
between two States, notwithstanding any irregularities in its legal
origin.
See California v. Nevada, 447 U.
S. 125,
447 U. S.
130-132 (1980);
Ohio v. Kentucky, 410 U.
S. 641,
410 U. S.
650-651 (1973). Under the lost grant doctrine, "lapse of
time," under carefully limited circumstances, "may cure the neglect
or failure to secure the proper muniments of title," even against
the United States.
United States v. Fullard-Leo,
331 U. S. 256,
331 U. S. 270
(1947).
[
Footnote 2/6]
While the current New York period of limitations applicable to
actions "to recover real property or its possession" presently is
10 years, N.Y.Civ.Prac.Law. § 212 (McKinney 1972), the period
in 1795 was 50 years, 1788 N.Y.Laws, ch. 43, P. 685.
[
Footnote 2/7]
See Felix v. Patrick, 145 U. S. 317,
145 U. S. 330
(1892) ("Whatever may have been the injustice visited upon this
unfortunate race of people by their white neighbors, this court has
repeatedly held them to be the wards of the nation, entitled to a
special protection in its courts, and as persons
in a state of
pupilage'"); Choteau v.
Molony, 16 How. 203, 57 U. S.
237-238 (1854) (Under Spanish law, "Indians, although of
age, continue to enjoy the rights of minors, to avoid contracts or
other sales of their property -- particularly real -- made without
authority of the judiciary or the intervention of their legal
protectors. Indians are considered as persons under legal
disability . . .") (citation omitted); Georgia & the Treaty
of Indian Spring, 2 Op.Atty.Gen. 110, 133 (1828) (Although,
under federal law, Indians have a limited capacity to contract for
the sale of their lands, "[a] limited capacity to contract is no
anomaly in the law. Infants have this limited capacity to contract
. . . ; beyond this limit, their contracts are void. . . . Yet it
was never imagined that, because their independence or competency
was not absolute and universal, but limited, that therefore their
contracts within the sphere of their competency were to be
differently construed from those of other persons"); see also
ante at 470 U. S. 241,
n. 14 (opinion of the Court); United States v. Kagama,
118 U. S. 375,
118 U. S.
383-384 (1886); Cherokee Nation v. Georgia, 5
Pet. at 30 U. S.
17.
[
Footnote 2/8]
See 2 W. Blackstone, Commentaries *291-*292; 2 J. Kent,
Commentaries on American Law 248-249 (8th ed. 1854); 5 G. Thompson,
Real Property § 2556 (1979); 6 G. Thompson, Real Property
§ 2947 (1962);
cf. Schrimpscher v. Stockton,
183 U. S. 290,
183 U. S. 296
(1902) ("Conceding, but without deciding, that so long as Indians
maintain their tribal relations they are not chargeable with laches
or failure to assert their claims within the time prescribed by
statutes, . . . they would lose this immunity when their relations
with their tribe were dissolved by accepting allotments of lands in
severalty").
[
Footnote 2/9]
In
Brazee v. Schofield, 124 U.
S. 495 (1888), the Court rejected the claim in ejectment
of a person seeking to avoid a conveyance made by a minor during
his infancy:
"For eleven years after [the minor] became of age he made no
objection to the proceedings, or by any act indicated his intention
to disaffirm the sale or deed . . . ; and [only then] he gave to
the grantors of the [plaintiffs] a deed of his interest in the . .
. claim. In the meantime, the property had greatly increased in
value by the improvements put upon it by the purchaser. . . . Under
these circumstances, . . . the long acquiescence of the minor,
after he became of age, in the proceedings had for the sale of his
property, was equivalent to an express affirmance of them, even
were they affected with such irregularities as, upon his prompt
application after becoming of age, would have justified the court
in setting them aside."
Id. at
124 U. S.
504-505.
See also Irvine v.
Irvine, 9 Wall. 617 (1870);
Tucker v.
Moreland, 10 Pet. 58 (1836).
See generally
1 L. Jones, Real Property §§ 24-26 (1896); 1 J. Kent,
Commentaries on American Law 252-255 (8th ed. 1854); 1 R. Powell,
Real Property 11125, p. 483 (1984); 6 G. Thompson, Real Property
§ 2946, pp. 30-31; § 2951, pp. 63-64 (1962);
cf.
2 J. Pomeroy, Equity Jurisprudence § 965 (1886).
Similar doctrines have been applied in the Indian area. For
example, in
United States v. Santa Fe Pacific R. Co.,
314 U. S. 339
(1941), the Court held that the acceptance by the Walapais Indians
of reservation lands
"must be regarded in law as the equivalent of a release of any
tribal rights which they may have had in lands outside the
reservation. They were in substance acquiescing in the penetration
of white settlers on condition that permanent provision was made
for them too. In view of this historical setting, it cannot now be
fairly implied that tribal rights of the Walapais in lands outside
the reservation were preserved. . . . Hence, acquiescence in that
arrangement must be deemed to have been a relinquishment of tribal
rights in lands outside the reservation and notoriously claimed by
others."
Id. at
314 U. S. 358.
See also Mitchel v. United
States, 9 Pet. 711,
34 U. S. 746
(1835) ("
Indian possession or occupation was considered with
reference to their habits and modes of life; their
hunting-grounds were as much in their actual possession as the
cleared fields of the whites; and their rights to its exclusive
enjoyment in their own way, and for their own purposes were as much
respected,
until they abandoned them, made a cession to
the government, or an authorized sale to individuals.
In either
case their right became extinct . . .") (emphasis added);
Williams v. City of Chicago, 242 U.
S. 434,
242 U. S. 437
(1917) ("If in any view [the Pottawatomie Nation] ever held
possession of the property here in question,
we know
historically that this was abandoned long ago, and that, for
more than a half century, [the tribe] has not even pretended to
occupy either the shores or waters of Lake Michigan within the
confines of Illinois") (emphasis added).
Cf. H.R. Doc. No.
1590, 63d Cong., 3d Sess., 11 (1915) (The Oneida sold most of their
lands to the State, and divided the remaining lands in severalty;
"as a tribe these Indians are known no more in that State").
[
Footnote 2/10]
In their petition for certiorari, the counties raised the
general question of what federal time-bar should apply to this
litigation in asking the Court to decide "Whether, in any case,
respondent's claim is barred because it was not brought until 175
years after the conveyance." Pet. for Cert. of Counties, Question
2. The possibility that laches might apply to the claim is fairly
included within that question. The laches question was fully
litigated in the trial court -- the testimony of four of the six
witnesses appearing on the Oneida's behalf in the liability phase
of the trial was presented solely to avoid the obvious defense of
laches. Record Doc. No. 37, pp.196-276. The Court of Appeals'
rejection of delay-based defenses, 719 F.2d 525, 538 (CA2 1983),
will remain the law of the Circuit until it is reversed by this
Court, and will no doubt apply to the numerous Indian claims
pending in the lower courts,
see cases cited in Brief for
Respondent Counties in No. 83-1240, p. 10, and n. 8. Discussion of
the applicability of equitable limitations or laches appears in the
briefs, Reply Brief for Petitioner Counties in No. 83-1065,
pp.19-20; Brief for United States as
Amicus Curiae 33-40;
Brief for City of Escondido
et al. as
Amici
Curiae 21-29, and occurred at oral argument. Tr. of Oral Arg.
61-65.
[
Footnote 2/11]
In fact, the idea that the State should protect persons
suffering from disabilities who had no other lawful protector
probably arose at equity where the Chancery Courts exercised the
prerogatives of the King as
parens patriae, 3 J. Story,
Equity Jurisprudence § 1748 (14th ed.1918), and applied
theories of constructive fraud, 2 J. Pomeroy, Equity Jurisprudence
§ 943 (1886).
[
Footnote 2/12]
In deference to the doctrine of the separation of powers, the
Court has been circumspect in adopting principles of equity in the
context of enforcing federal statutes.
See generally Weinberger
v. Romero-Barcelo, 456 U. S. 305
(1982);
TVA v. Hill, 437 U. S. 153
(1978);
Hecht Co. v. Bowles, 321 U.
S. 321 (1944); Plater, Statutory Violations and
Equitable Discretion, 70 Calif.L.Rev. 524, 592 (1982).
[
Footnote 2/13]
E.g., Fed.Rules Civ.Proc. 1, 2.
[
Footnote 2/14]
Partial Findings of Fact and Conclusions of Law (Oct. 5, 1981),
App. 148a-153a.
[
Footnote 2/15]
Id. at 151a ("The counties of Madison and Oneida, New
York, were not in existence in 1795 at the time of the transaction
complained of in this action. No evidence has been presented to
show that the Counties . . . acted other than in good faith when
they came into possession of the County Land in the claim area
subsequent to 1795 and prior to January 1, 1968").
[
Footnote 2/16]
See, e.g., French Republic v. Saratoga Vichy Spring
Co., 191 U. S. 427,
191 U. S.
436-437 (1903) (25-year delay);
Clarke v.
Boorman's Executors, 18 Wall. 493,
85 U. S. 509
(1874) (40-year delay);
Badger v.
Badger, 2 Wall. 87,
69 U. S. 94-95
(1864) (28-year delay);
Wagner v.
Baird, 7 How. 234,
48 U. S.
258-259 (1849) (46-year delay);
Bowman v.
Wathen, 1 How. 189,
42 U. S. 195
(1843) (38-year delay);
Piatt v.
Vattier, 9 Pet. 405,
34 U. S.
416-417 (1835) (30-year delay);
see also 3 J.
Story, Commentaries on Equity Jurisprudence 553 (1918) ("Courts of
Equity act sometimes by analogy to the law, and sometimes act upon
their own inherent doctrine of discouraging for the peace of
society antiquated demands by refusing to interfere where there has
been gross laches in prosecuting rights, or long and unreasonable
acquiescence in the assertion of adverse rights");
cf. Saratoga
Vichy Spring Co. v. Lehman, 625 F.2d 1037, 1041 (CA2 1980)
(69-year delay);
Anheuser-Busch, Inc. v. Du Bois Brewing
Co., 175 F.2d 370, 374 (CA3 1949) (in hypothetical lapse of
100 years, "highly dubious" whether plaintiff could prevail),
cert. denied, 339 U.S. 934 (1950).
In deciding territorial disputes arising under this Court's
original jurisdiction, similar principles have frequently been
applied:
"No human transactions are unaffected by time. Its influence is
seen on all things subject to change. And this is peculiarly the
case in regard to matters which rest in memory, and which
consequently fade with the lapse of time, and fall with the lives
of individuals. For the security of rights, whether of states or
individuals, long possession under a claim of title is
protected."
Rhode Island v.
Massachusetts, 4 How. 591,
45 U. S. 639
(1846).
See also California v. Nevada, 447 U.S. at
447 U. S. 132
("If Nevada felt that those lines were inaccurate and operated to
deprive it of territory lawfully within its jurisdiction, the time
to object was when the surveys were conducted, not a century
later");
Ohio v. Kentucky, 410 U.S. at
410 U. S.
648-651;
Indiana v. Kentucky, 136 U.
S. 479,
136 U. S.
509-510 (1890).
[
Footnote 2/17]
General Allotment Act, 24 Stat. 388.
[
Footnote 2/18]
Record Doc. No. 37, p. 227.
[
Footnote 2/19]
Id. at 210, 264. In 1948, the Secretary of the
Wisconsin Oneida testified before a Senate Subcommittee that nearly
all of the members of the Tribe could speak English fluently,
although a few of the older members of the Tribe could not read and
write. Hearings on S. 1683 before a Subcommittee of the Senate
Committee on Interior and Insular Affairs, 80th Cong., 2d Sess., 41
(1948). At least into the 1950's, however, translators were
required at general meetings to explain complicated actions of the
Federal Government. Record Doc. No. 37, p. 225.
[
Footnote 2/20]
The Wisconsin Oneida, for example, have been incorporated since
1937,
id. at 207, 211-212, with a Constitution, bylaws,
and a governing "Business Committee" which is elected by the tribal
members.
Id. at 211-212.
See also id. at
37-41.
[
Footnote 2/21]
In 1874, for example, a party of Wisconsin Oneida traveled to
Albany, New York, to confer with a private law firm and members of
the New York Tribe about viable alternatives of protest against the
Federal Government.
Id. at 237-238. The record contains
numerous petitions and letters from the Tribe and tribal members in
this century seeking the Government's assistance in resolving
miscellaneous problems concerning treaty rights, real property
ownership, and Government entitlement programs.
See Record
Ex. Nos. 54, 55.
[
Footnote 2/22]
See, e.g., Record Ex. No. 54 (1909 correspondence).
[
Footnote 2/23]
Although there was much anger, resentment, and bitterness among
the Oneida in the 19th century concerning their treatment by the
United States, "conditions were being protested, but there was no
specification of this particular treaty in the protest." Record
Doc. No. 37, p. 248. No specific action was taken to enforce this
claim in a court of law until 1951, when the Oneida filed a
petition against the United States before the Indian Claims
Commission seeking judgment against the United States, as trustee,
for the fair market value of the Oneida lands sold to the State of
New York since the 18th century.
See App. 43a.
[
Footnote 2/24]
Partial Conclusions of Law, App. 152a. There is also a serious
question whether the Oneida did not abandon their claim to the
aboriginal lands in New York when they accepted the Treaty of
Buffalo Creek of 1838, which ceded most of the Tribe's lands in
Wisconsin to the United States in exchange for a new reservation in
the Indian Territory. The Treaty provided that the new reservation
lands were to provide
"a permanent home for all the New York Indians, now residing in
the State of New York, or in Wisconsin, or elsewhere in the United
States, who have no permanent homes."
7 Stat. 551, Art. 2.
"These proceedings, by which these tribes divested themselves of
their title to lands in New York, indicate an intention on the
part, both of the Government and the Indians that they should take
immediate possession of the tracts set apart for them in
Kansas."
New York Indians v. United States, 170 U. S.
1,
170 U. S. 21
(1898).
Cf. United States v. Santa Fe R. Co., 314 U.S. at
314 U. S. 358;
470
U.S. 226fn2/9|>n. 9,
supra.
[
Footnote 2/25]
See 470
U.S. 226fn2/9|>n. 9,
supra.
[
Footnote 2/26]
For example, the relevant portion of 28 U.S.C. § 2415(b)
provides:
"That an action to recover damages resulting from a trespass on
lands of the United States . . . may be brought within six years
after the right of action accrues, except that
such
actions
for or on behalf of a recognized tribe, band, or group
of American Indians, . . . which accrued [prior to the date of
enactment of this Act, but under subsection (g), are deemed to have
accrued on the date of enactment of this Act] may be brought on or
before sixty days after the date of the publication of the list
required by . . . the Indian Claims Act of 1982: Provided, That,
for
those claims that are on either of the two lists
published pursuant to the Indian Claims Act of 1982,
any
right of action shall be barred unless the complaint is filed
within (1) one year after the Secretary of the Interior has
published in the Federal Register a notice rejecting such claim . .
."
(Emphasis added.)
The Court relies on the word "
any" in the final clause
of the statute and construes this as implicitly providing a federal
statute of limitations for causes of action brought by Indian
tribes
on their own behalf, notwithstanding the
unmistakable references throughout the statute and its legislative
history to claims brought by the United States
on behalf of
Indians. See, e.g., H.R.Rep. No. 96-807, p. 2 (1980);
H.R.Rep. No. 92-1267, pp. 2-3 (1972); S.Rep. No. 1328, 89th Cong.,
2d Sess., 8-9 (1966); 126 Cong.Rec. 3289 (1980) (remarks of Sen.
Melcher);
id. at 3290 (remarks of Sen. Cohen);
id. at 5745 (remarks of Rep. Clausen); 123 Cong.Rec. 22499
(1977) (remarks of Rep. Cohen);
id. at 22507 (remarks of
Rep. Dicks);
id. at 22509 (remarks of Rep. Studds);
id. at 22510 (remarks of Rep. Udall);
ibid.
(remarks of Rep. Yates). Even if the Court's construction were
correct, it does not establish that Congress intended to revive
previously barred causes of action.
[
Footnote 2/27]
Each of the statutes is phrased in a form indicating an
intention to preserve the law as it existed on the date of passage.
See, e.g., 25 U.S.C. § 233 ("
[N]othing herein
contained shall be construed as conferring jurisdiction on the
courts of the State of New York or making applicable the laws of
the State of New York in civil actions involving Indian lands or
claims with respect thereto which relate to transactions or events
transpiring prior to September 13, 1952") (emphasis added); 28
U.S.C. § 2415(c) ("
[N]othing herein shall be deemed
to limit the time for bringing an action to establish the title to,
or right of possession of, real or personal property") (emphasis
added).
[
Footnote 2/28]
The comments of Representative Morris concerning the meaning of
the proviso contained in 25 U.S.C. § 233 reflect an intent to
"preserve their rights," 96 Cong.Rec. 12460 (1950). The proviso was
designed to preserve an "impartial" federal forum for resolving
preexisting Indian land claims, and to ensure that federal law
would be applied in deciding them.
See Oneida Indian Nation v.
County of Oneida, 414 U. S. 661,
414 U. S.
680-682 (1974). The application of laches as a federal
doctrine of limitation in a federal forum is entirely consistent
with this view.
As for § 2415 and its various amendments since 1966, the
record is barren of any reference to revival. At most, Congress was
of the view that nothing in § 2415 would "preclude" actions by
the tribes themselves.
See, e.g., 123 Cong.Rec. 22499
(1977) (remarks of Rep. Cohen). It may very well be that, in view
of the hospitable treatment that these ancient claims received in
the lower federal courts, some Members of Congress may have
assumed that there was no time bar to such actions. In the
absence of legislation, however, the assumptions of individual
Congressmen about the status of the common law are not enacted into
positive law. In enacting the Indian Claims Limitation Act of 1982,
Pub.L. 97-394, 96 Stat.1976, note following 28 U.S.C. § 2415,
Congress simply provided a
procedure for exhausting the
Federal Government's responsibility, as trustee, for prosecuting
meritorious claims -- leaving this Court ultimately to decide
whether claims brought by the tribes themselves were still
alive.
[
Footnote 2/29]
Indeed, if the statutes had that effect, the Court would have to
resolve the question of their constitutionality.
Cf. Stewart v.
Keyes, 295 U. S. 403,
295 U. S. 417
(1935).
[
Footnote 2/30]
E.g., 25 U.S.C. § 640d-17(b) ("Neither laches nor
the statute of limitations shall constitute a defense to any action
authorized by this subchapter for existing claims if commenced
within two years from December, 22, 1974"); § 653 ("If any
claim or claims be submitted to said courts, they shall settle the
equitable rights therein, notwithstanding lapse of time or statutes
of limitation");
see also New York Indians v. United
States, 170 U.S. at
170 U. S. 35.
[
Footnote 2/31]
U.S.Const. Art. III, § 3, cl. 2 ("no Attainder of Treason
shall work Corruption of Blood, or Forfeiture except during the
Life of the person attainted").
Cf. 6 U.
S. Woods, 2 Cranch 336,
6 U. S. 341
(1805) ("In a country where not even treason can be prosecuted
after a lapse of three years, it could scarcely be supposed that an
individual would remain for ever liable to a pecuniary
forfeiture").