Title 18 U.S.C. § 474 makes it a crime to photograph any
obligation or other security of the United States. But 18 U.S.C.
§ 504(1) permits the printing or publishing of illustrations
of any such obligation or other security
"for philatelic, numismatic, educational, historical, or
newsworthy purposes in articles, books, journals, newspapers, or
albums"
if the illustrations are in black and white and less than
three-fourths or more than one and one-half the size of the
original and if the negative and plates used in making the
illustrations are destroyed after their final authorized use.
Appellee magazine publisher, after being warned that it was
violating §§ 474 and 504 by publishing a photographic
color reproduction of United States currency on the cover of one of
its magazines, brought an action in Federal District Court seeking
a declaratory judgment that the statutes were unconstitutional on
their face and as applied to appellee, and an injunction preventing
their enforcement. The District Court, ruling in appellee's favor,
held that the statutes violated the First Amendment.
Held: The judgment is affirmed in part and reversed in
part.
539
F. Supp. 1371, affirmed in part and reversed in part.
JUSTICE WHITE delivered the opinion of the Court with respect to
Part II-A, concluding that § 504's purpose requirement is
unconstitutional. It cannot be sustained as a valid time, place,
and manner regulation because it discriminates on the basis of
content in violation of the First Amendment. A determination as to
the newsworthiness or educational value of a photograph cannot help
but be based on the content of the photograph and the message it
delivers. Under § 504, one photographic reproduction will be
allowed and another disallowed solely because the Government
determines that the message in one is newsworthy or educational,
but the message in the other is not. Pp.
468 U. S.
648-649.
JUSTICE WHITE, joined by THE CHIEF JUSTICE, JUSTICE REHNQUIST,
and JUSTICE O'CONNOR, delivered an opinion with respect to Parts
II-B, II-C, and II-D, concluding that:
1. The issue of the validity of § 504's publication
requirement on vagueness or overbreadth grounds cannot properly be
addressed. There is no evidence that appellee has ever, or will
ever, have difficulty
Page 468 U. S. 642
meeting that requirement, and therefore its validity is of only
academic interest to appellee. And where it is not clear from the
record that the requirement will be used to prevent a person from
utilizing an otherwise legitimate photograph, appellee publisher
cannot claim that the statute is overbroad because it
unconstitutionally precludes nonpublishers from making
reproductions of currency even though they meet the statute's other
requirements. Pp.
468 U. S.
649-652.
2. The fact that § 504's purpose requirement is
unconstitutional does not automatically render the statute's entire
regulatory scheme invalid. Whether an unconstitutional provision is
severable from the remainder of a statute is largely a question of
legislative intent, but the presumption is in favor of
severability. Here, it appears that the policies Congress sought to
advance by enacting § 504 -- to ease the administrative burden
without hindering the Government's efforts to enforce the
counterfeiting laws -- can be effectuated even though the purpose
requirement is unenforceable. Pp.
468 U. S.
652-655.
3. Section 504's size and color requirements are valid as
reasonable manner regulations that can constitutionally be imposed
on those wishing to publish photographic reproductions of currency.
Compliance with these requirements does not prevent appellee from
expressing any view on any subject or from using illustrations of
currency in expressing these views. Moreover, the Government does
not need to evaluate the nature of the message imparted in order to
enforce the requirements, since they restrict only the manner in
which the illustrations can be presented. Such requirements also
effectively serve the Government's compelling interest in
preventing counterfeiting. Because the provisions of § 474 are
of real concern only when § 504's requirements are not
complied with, § 474 is also constitutional. Pp.
468 U. S.
655-659.
JUSTICE STEVENS, concluding that § 504's purpose
requirement is constitutional, also concluded that the statute's
size and color requirements are permissible methods of minimizing
the risk of fraud as well as counterfeiting, and can have only a
minimal impact on appellee's ability to communicate effectively.
Pp.
468 U. S.
697-704.
WHITE, J., announced the judgment of the Court and delivered the
opinion of the Court with respect to Part II-A, in which BURGER,
C.J., and BRENNAN, MARSHALL, REHNQUIST, and O'CONNOR, JJ., joined,
and an opinion with respect to Parts II-B, II-C, and II-D, in which
BURGER, C.J., and REHNQUIST and O'CONNOR, JJ., joined. BRENNAN, J.,
filed an opinion concurring in part and dissenting in part, in
which MARSHALL, J., joined,
post, p.
468 U. S. 659.
POWELL, J., filed an opinion concurring in part and dissenting in
part, in which BLACKMUN, J., joined,
post, p.
468 U. S. 691.
STEVENS,
Page 468 U. S. 643
J., filed an opinion concurring in the judgment in part and
dissenting in part,
post, p.
468 U. S.
692.
JUSTICE WHITE announced the judgment of the Court and delivered
the opinion of the Court with respect to Part II-A, and an opinion
with respect to Parts II-B, II-C, and II-D, in which THE CHIEF
JUSTICE, JUSTICE REHNQUIST, and JUSTICE O'CONNOR join.
The Constitution expressly empowers Congress to "provide for the
Punishment of counterfeiting the Securities and current Coin of the
United States." U.S.Const., Art. I, § 8, cl. 6. Pursuant to
that authority, Congress enacted two statutes that together
restrict the use of photographic reproductions of currency. 18
U.S.C. § 474, � 6, and 18 U.S.C. § 504. The
Federal District Court for the Southern District of New York held
that those two statutes violate the First Amendment. Appellants ask
us to overturn that judgment.
I
Title 18 U.S.C. § 474 was enacted during the Civil War to
combat the surge in counterfeiting caused by the great increase in
Government obligations issued to fund the war and the unsettled
economic conditions of the time.
See United States v.
Raynor, 302 U. S. 540,
302 U. S.
544-546 (1938). The sixth paragraph of that section
provides criminal liability for anyone who
"prints, photographs, or in any other manner makes or executes
any engraving, photograph, print, or impression
Page 468 U. S. 644
in the likeness of any . . . obligation or other security [of
the United States] or any part thereof. . . . [
Footnote 1]"
This complete ban on the use of photographic reproductions of
currency remained without statutory exception for almost a century.
However, during that time, the Treasury Department developed a
practice of granting special permission to those who wished to use
certain illustrations of paper money for legitimate purposes. In
1958, Congress acted to codify that practice by amending [
Footnote 2] 18 U.S.C. § 504 so as
to permit the
"printing, publishing, or importation . . . of illustrations of
. . . any . . . obligation or other security of the United States .
. . for philatelic, numismatic, educational, historical, or
newsworthy purposes in articles, books, journals, newspapers, or
albums. . . ."
18 U.S.C. § 504 (1). In order to "prevent any possibility
of the illustration's being used as an instrument of fraud," S.Rep.
No. 2446, 85th Cong., 2d Sess., 5 (1958) (hereafter S.Rep. No.
2446); H.R.Rep. No. 1709, 85th Cong., 2d Sess., 3 (1958) (hereafter
H.R.Rep. No. 1709), and in an effort to avoid creating conditions
which would "facilitate counterfeiting," S.Rep. No. 2446, at 5-6;
H.R.Rep. No. 1709, at 3, Congress also adopted three restrictions
that the Treasury Department normally imposed on those who were
granted special permission to create and use such photographs.
First, the illustrations
Page 468 U. S. 645
had to be in black and white. Second, they had to be undersized
or oversized,
i.e., less than three-fourths or more than
one and one-half the size of the original. And third, the negative
and plates used in making the illustrations had to be destroyed
after their final authorized use. [
Footnote 3] Therefore, under the present statutory scheme,
a person may make photographic reproductions of currency without
risking criminal liability if the reproductions meet the purpose
(numismatic,
Page 468 U. S. 646
philatelic, educational, historical, or newsworthy), publication
(articles, books, journals, newspapers, or albums), color (black
and white), and size (less than three-fourths or more than one and
one-half of the size of the original) requirements of §
504(1), and if the negatives and plates are destroyed immediately
after use.
Over the course of the past two decades, Time, Inc., the
publisher of several popular magazines, has been advised by Secret
Service agents that particular photographic reproductions of
currency appearing in its magazines violated the provisions of
§§ 474 and 504. Despite the warnings, Time continued to
use such reproductions. When the front cover of the February 16,
1981, issue of Sports Illustrated carried a photographic color
reproduction of $100 bills pouring into a basketball hoop, a Secret
Service agent informed Time's legal department that the
illustration violated federal law, and that it would be necessary
for the Service to seize all plates and materials used in
connection with the production of the cover. The agent also asked
for the names and addresses of all the printers who prepared the
cover and requested an interview with a member of Time's
management. Ten days later, Time initiated the present action
against the Secretary of the Treasury, the Director of the Secret
Service, and others, [
Footnote
4] seeking a declaratory judgment that §§ 474,
� 6, and 504 were unconstitutional on their face and as
applied to Time, as well as an injunction preventing the defendants
from enforcing or threatening to enforce the statutes.
On cross-motions for summary judgment, the District Court ruled
in favor of Time.
539 F.
Supp. 1371 (SDNY 1982). The court first determined that Time's
use of the illustrations was speech protected by the First
Amendment. It then held that § 474 could not, by itself, pass
constitutional
Page 468 U. S. 647
muster because, although it was enacted to protect the
Government's compelling interest in preventing counterfeiting, it
was overbroad.
The court concluded that the exceptions permitted by § 504
did not save the blanket prohibition, because that section
presented constitutional problems of its own. Focusing on the
requirements that the illustration appear in an article, book,
journal, newspaper, or album and that it be used for philatelic,
numismatic, educational, historical, or newsworthy purposes, the
court held that § 504 could not be sustained as a valid time,
place, and manner regulation, because it required the Government to
make distinctions based on content or subject matter. The court
also determined that the purpose and publication restrictions were
unconstitutionally vague, observing that
"[t]he determination of what is 'philatelic, numismatic,
educational, historical, or newsworthy' is rife with assumption and
open to varying interpretation,"
and that "[t]he definition of a journal, newspaper or album is
anyone's game to play." 539 F. Supp. at 1390. The court thus
concluded that both § 474, � 6, and § 504 were
unconstitutional.
Appellants sought review of the District Court's decision by
invoking this Court's appellate jurisdiction under 28 U.S.C. §
1252. We noted probable jurisdiction, 459 U.S. 1198 (1983), in
order to determine whether the two statutes could survive
constitutional scrutiny.
II
The District Court correctly observed that,
"[b]ecause of the interrelationship of Sections 474 and 504, the
ultimate constitutional analysis must be directed to the impact of
these sections in tandem."
539 F. Supp. at 1385. The exceptions outlined in § 504
apply "[n]otwithstanding any other provision of this chapter,"
including § 474. The criminal liability imposed by § 474
therefore applies only when a photographic reproduction fails to
meet the requirements imposed by § 504. Thus, if the
restrictions imposed by § 504
Page 468 U. S. 648
sufficiently accommodate Time's First Amendment interests, both
statutes must be upheld. We accordingly begin our inquiry by
focusing on the restrictions imposed by § 504.
A
Appellants assert that the restrictions imposed by § 504
are valid as reasonable time, place, and manner regulations. In
order to be constitutional, a time, place, and manner regulation
must meet three requirements. First, it "
may not be based upon
either the content or subject matter of speech.'" Heffron v.
International Society for Krishna Consciousness, Inc.,
452 U. S. 640,
452 U. S. 648
(1981) (quoting Consolidated Edison Co. v. Public Service
Comm'n of N.Y., 447 U. S. 530,
447 U. S. 536
(1980)). Second, it must "`serve a significant governmental
interest.'" 452 U.S. at 452 U. S. 649
(quoting Virginia Pharmacy Board v. Virginia Citizens Consumer
Council, Inc., 425 U. S. 748,
425 U. S. 771
(1976)). And third, it must "'leave open ample alternative channels
for communication of the information.'" 452 U.S. at 452 U. S. 648
(quoting Virginia Pharmacy Board, supra, at 425 U. S.
771). The District Court concluded that the purpose
requirement of § 504 could not be sustained as a valid time,
place, and manner regulation, because it discriminates on the basis
of content. We agree.
A determination concerning the newsworthiness or educational
value of a photograph cannot help but be based on the content of
the photograph and the message it delivers. Under the statute, one
photographic reproduction will be allowed and another disallowed
solely because the Government determines that the message being
conveyed in the one is newsworthy or educational, while the message
imparted by the other is not. The permissibility of the photograph
is therefore often "dependent solely on the nature of the message
being conveyed."
Carey v. Brown, 447 U.
S. 455,
447 U. S. 461
(1980). Regulations which permit the Government to discriminate on
the basis of the content of the message cannot be
Page 468 U. S. 649
tolerated under the First Amendment.
Id. at
447 U. S. 463;
Police Department of Chicago v. Mosley, 408 U. S.
92,
408 U. S. 95-96
(1972). The purpose requirement of § 504 is therefore
constitutionally infirm. [
Footnote
5]
B
The District Court also concluded on vagueness and other grounds
that limiting the exemption from the § 474 ban to likenesses
of currency contained in "publications" was itself invalid. We do
not address that issue, however, because there is no evidence or
suggestion that Time, a publisher of magazines, has ever, or will
ever, have any difficulty in meeting that requirement. [
Footnote 6] The validity of the
publication
Page 468 U. S. 650
requirement, standing alone, is therefore of only academic
interest to Time. This Court, as a matter of both constitutional
limitation and prudential restraint, does not sit to resolve issues
that are of only passing concern to the parties. Time nevertheless
contends that the publication requirement renders the statute
overbroad and subject to challenge by a publisher such as Time.
Kolender v. Lawson, 461 U. S. 352,
461 U. S.
358-359, n. 8 (1983);
New York v. Ferber,
458 U. S. 747,
458 U. S.
768-769 (1982);
Schaumburg v. Citizens for a Better
Environment, 444 U. S. 620,
444 U. S. 634
(1980);
Broadrick v. Oklahoma, 413 U.
S. 601,
413 U. S.
612-616 (1973);
Thornhill v. Alabama,
310 U. S. 88,
310 U. S. 98
(1940). The essence of Time's argument seems to be that, even if
publishers may constitutionally be required to conform to the other
requirements of § 504, that section is overbroad because it
unconstitutionally precludes nonpublishers from making
reproductions of currency even though they meet the other
requirements of the statute. However, such an overbreadth challenge
can be raised on behalf of others only when the statute is
substantially overbroad,
i.e., when the statute is
unconstitutional in a substantial portion of the cases to which it
applies.
New York v. Ferber, supra, at
458 U. S. 770;
Broadrick v. Oklahoma, supra, at
413 U. S. 615.
How often the publication requirement will
Page 468 U. S. 651
be used to prevent a person from utilizing an otherwise
legitimate photograph is not clear from the record before us. In
describing the noncounterfeiting uses to which photographic
reproductions of currency could be put, the House and Senate
Committees referred only to situations in which publications were
involved. [
Footnote 7] In light
of the paucity of evidence to the contrary, [
Footnote 8] we may assume that the legitimate
reach of
Page 468 U. S. 652
§ 504 "dwarfs its arguably impermissible applications" to
nonpublishers.
New York v. Ferber, supra, at
458 U. S. 773.
Therefore, invocation of the overbreadth doctrine is unavailing to
Time.
C
The District Court concluded that, because the purpose and
publication requirements were unconstitutional, the entire
regulatory scheme outlined in § 504 was invalid. This was
error. First, as noted in Part II-B, the validity of the
publication requirement is not an issue that can properly be
addressed in this case. More importantly, even if both requirements
were unconstitutional, it does not automatically follow that the
entire statute must fail. [
Footnote
9]
In exercising its power to review the constitutionality of a
legislative Act, a federal court should act cautiously. A ruling of
unconstitutionality frustrates the intent of the elected
representatives of the people. Therefore, a court should refrain
from invalidating more of the statute than is necessary. As this
Court has observed,
"whenever an act of Congress contains unobjectionable provisions
separable from those found to be unconstitutional, it is the duty
of this court to so declare, and to maintain the act in so far as
it is valid."
El Paso & Northeastern R. Co. v. Gutierrez,
215 U. S. 87,
215 U. S. 96
Page 468 U. S. 653
(1909). Thus, this Court has upheld the constitutionality of
some provisions of a statute even though other provisions of the
same statute were unconstitutional.
Buckley v. Valeo,
424 U. S. 1,
424 U. S. 108
(1976);
United States v. Jackson, 390 U.
S. 570,
390 U. S.
585-591 (1968);
El Paso & Northeastern R. Co.,
supra, at
215 U. S. 96.
See also Griffin v. Breckenridge, 403 U. S.
88,
403 U. S. 104
(1971). For the same reasons, we have often refused to resolve the
constitutionality of a particular provision of a statute when the
constitutionality of a separate, controlling provision has been
upheld.
Champlin Refining Co. v. Corporation Comm'n of
Oklahoma, 286 U. S. 210,
286 U. S.
234-235 (1932);
Southwestern Oil Co. v. Texas,
217 U. S. 114,
217 U. S.
120-121 (1910);
Field v. Clark, 143 U.
S. 649,
143 U. S.
695-696 (1892). Before invalidating the entire statute,
we should therefore determine whether the remaining provisions of
§ 504 can survive in the absence of the purpose
requirement.
Whether an unconstitutional provision is severable from the
remainder of the statute in which it appears is largely a question
of legislative intent, but the presumption is in favor of
severability.
"'Unless it is evident that the Legislature would not have
enacted those provisions which are within its power independently
of that which is not, the invalid part may be dropped if what is
left is fully operative as a law.'"
Buckley v. Valeo, supra, at
424 U. S. 108
(quoting
Champlin Refining Co. v. Corporation Comm'n of
Oklahoma, supra, at
286 U. S.
234).
Accord, United States v. Jackson, supra,
at
390 U. S. 585.
Utilizing this standard, we are quite sure that the policies
Congress sought to advance by enacting § 504 can be
effectuated even though the purpose requirement is
unenforceable.
One of the main purposes of the 1958 version of § 504 was
to relieve the Treasury Department of the burden of processing
numerous requests for special permission to use photographic
reproductions of currency. The legislation was designed to
"obviate the necessity of obtaining special permission from the
Secretary of the Treasury in each case where the use of . . .
illustrations [of currency was] desired."
S.Rep. No. 2446, at 6; H.R.Rep. No. 1709, at 4. At the same
time,
Page 468 U. S. 654
Congress was aware that, in granting requests in the past, the
Secretary had imposed size and color limitations in order "[t]o
prevent any possibility of the illustrations being used as an
instrument of fraud." S.Rep. No. 2446, at 5; H.R.Rep. No. 1709, at
3. Congress determined that the easiest way to ease the
administrative burden without undermining the Government's efforts
to prevent counterfeiting was to codify the then-existing practice,
relying heavily on the Treasury Department's opinion that "the
printing in publications of black-and-white illustrations of paper
money . . . restricted in size will not facilitate counterfeiting."
S.Rep. No. 2446, at 5-6; H.R.Rep. No. 1709, at 3. This
congressional desire to ease the administrative burden without
hindering the Government's efforts to enforce the counterfeiting
laws can be achieved even if the purpose requirement is eliminated
from the statute. [
Footnote
10] There is no indication that Congress believed
Page 468 U. S. 655
that the purpose requirement either significantly eased the
Treasury Department's burden or was necessary to prevent the
exception from being used as a means of circumventing the
counterfeiting laws. Thus, if the size and color limitations are
constitutional, [
Footnote
11] Congress' intent can in large measure be fulfilled without
the purpose requirement. We therefore examine the size and color
restrictions in light of the First Amendment interests asserted by
Time.
D
In considering the validity of the color and size limitations,
we once again begin with appellants' contention that the
requirements are sustainable as reasonable time, place, and manner
regulations. Unlike the purpose requirement, the
Page 468 U. S. 656
size and color limitations do not discriminate on the basis of
content. Compliance with the color and size requirements does not
prevent Time from expressing any view on any subject or from using
illustrations of currency in expressing those views. More
importantly, the Government does not need to evaluate the nature of
the message being imparted in order to enforce the color and size
limitations. Those limitations restrict only the manner in which
the illustrations can be presented. They are thus similar to the
decibel level restrictions upheld by this Court in
Kovacs v.
Cooper, 336 U. S. 77
(1949), and the size and height limitations on outdoor signs upheld
by other courts,
Baldwin v. Redwood City, 540 F.2d 1360,
1368-1369 (CA9 1976),
cert. denied sub nom. Leipzig v.
Baldwin, 431 U.S. 913 (1977);
Temple Baptist Church, Inc.
v. City of Albuquerque, 98 N.M. 138, 146,
646 P.2d
565, 573 (1982);
Krych v. Village of Burr Ridge, 111
Ill.App.3d 461, 464-466, 444 N.E.2d 229, 232-233 (1982). Therefore,
the size and color limitations pass the first of the three
requirements of a valid time, place, and manner regulation.
The size and color limitations also meet the second requirement,
in that they effectively serve the Government's concededly
compelling interest in preventing counterfeiting. Time contends
that, although the color restriction serves the Government's
interest in preventing counterfeiting, it is nonetheless invalid
because it is not narrow enough. Time asserts that the color
restriction applies to an illustration of currency regardless of
its capacity to deceive, and is thus broader than is necessary to
achieve the Government's interest in preventing counterfeiting.
However, Time places too narrow a construction on the Government's
interest and too heavy a burden.on those enacting time, place, and
manner regulations. The Government's interest in preventing the
color photographic reproduction of currency is not limited to its
desire to prevent would-be counterfeiters from utilizing the
illustration itself. The requirement that the illustration be
in
Page 468 U. S. 657
black and white is also designed to make it harder for
counterfeiters to gain access to negatives that could easily be
altered and used for counterfeiting purposes. Only one negative and
plate is required for black-and-white printing. On the other hand,
the color printing process requires multiple negatives and plates.
This increases a counterfeiter's access to the negatives and
plates, and enables him to more easily use them for counterfeiting
purposes under the guise of a legitimate project. In opposing a
recent bill designed to eliminate the color restriction, a Treasury
Department official noted these concerns, stating that
"[t]he size restriction alone does not address the problem of
widespread possession of color separation negatives, nor does it
impact upon the availability of a ready-made alibi for the
possessors."
Statement of the Honorable Robert E. Powis, Deputy Assistant
Secretary of the Treasury, before the Subcommittee on Criminal
Justice, House Judiciary Committee on H.R. 4275, reprinted in App.
D to Juris.Statement 43a. It is therefore sufficiently evident that
the color limitation serves the Government's interest in a
substantial way. That the limitations may apply to some photographs
that are themselves of no use to counterfeiters does not invalidate
the legislation. The less restrictive alternative analysis invoked
by Time has never been a part of the inquiry into the validity of a
time, place, and manner regulation. It is enough that the color
restriction substantially serves the Government's legitimate ends.
[
Footnote 12]
Page 468 U. S. 658
The propriety of the size limitation is even clearer. The size
limitation is a reasonable and sufficiently precise way of ensuring
that the illustrations themselves do not have the capacity to
deceive the unwary and inattentive. Indeed, Time does not advance
any serious challenge to the legitimacy of that requirement.
The color and size limitations are therefore reasonable manner
regulations [
Footnote 13]
that can constitutionally be imposed on
Page 468 U. S. 659
those wishing to publish photographic reproductions of currency.
Because the provisions of § 474 are of real concern only when
the limitations of § 504 are not complied with, § 474 is
also constitutional.
III
The District Court correctly determined that the purpose
requirement of § 504 is unconstitutional. [
Footnote 14] However, it erred in failing
to consider the validity of the remaining portions of the statute
that applied to Time. Because the color and size limitations are
valid, neither § 474 nor § 604 is unconstitutional on its
face or as applied to Time. [
Footnote 15] The judgment of the District Court is
accordingly affirmed with respect to the purpose requirement and
reversed with respect to the color and size limitations.
It is so ordered.
[
Footnote 1]
Congress first made it a crime to "print, photograph, or in any
other manner execute" an impression "in the likeness" of any United
States security in 1862. Act of Feb. 25, 1862, ch. 33, §§
6, 7, 12 Stat. 347-348. Two years later, Congress broadened the
prohibition to include the making of any such print or photograph.
Act of June 30, 1864, ch. 172, § 11, 13 Stat. 221-222. The
statute was reenacted, with few changes, as § 5430 of the
Revised Statutes of 1878, and again as § 150 of the
codification of 1909. Act of Mar. 4, 1909, ch. 321, 35 Stat. 1116.
The statute was reenacted once again with minor changes in the 1948
recodification of the penal laws. Ch. 645, 62 Stat. 706.
[
Footnote 2]
Section 504 was originally enacted in 1923 to authorize certain
illustrations of postage and revenue stamps. Act of Mar. 3, 1923,
ch. 218, 42 Stat. 1437. The 1958 amendment was a wholesale revision
of the statute.
[
Footnote 3]
In full, § 504(1) provides:
"Notwithstanding any other provision of this chapter, the
following are permitted:"
"(1) the printing, publishing, or importation, or the making or
importation of the necessary plates for such printing or
publishing, of illustrations of -- "
"(A) postage stamps of the United States,"
"(B) revenue stamps of the United States,"
"(C) any other obligation or other security of the United
States, and"
"(D) postage stamps, revenue stamps, notes, bonds, and any other
obligation or other security of any foreign government, bank, or
corporation for philatelic, numismatic, educational, historical, or
newsworthy purposes in articles, books, journals, newspapers, or
albums (but not for advertising purposes, except illustrations of
stamps and paper money in philatelic or numismatic advertising of
legitimate numismatists and dealers in stamps or publishers of or
dealers in philatelic or numismatic articles, books, journals,
newspapers, or albums). Illustrations permitted by the foregoing
provisions of this section shall be made in accordance with the
following conditions -- "
"(i) all illustrations shall be in black and white, except that
illustrations of postage stamps issued by the United States or by
any foreign government may be in color;"
"(ii) all illustrations (including illustrations of uncanceled
postage stamps in color) shall be of a size less than three-fourths
or more than one and one-half, in linear dimension, of each part of
any matter so illustrated which is covered by subparagraph (A),
(B), (C), or (D) of this paragraph, except that black and white
illustrations of postage and revenue stamps issued by the United
States or by any foreign government and colored illustrations of
canceled postage stamps issued by the United States may be in the
exact linear dimension in which the stamps were issued; and"
"(iii) the negatives and plates used in making the illustrations
shall be destroyed after their final use in accordance with this
section."
[
Footnote 4]
In addition to the Secretary of the Treasury and the Director of
the Secret Service, the defendants included the Attorney General,
the United States Attorney for the Southern District of New York,
and the Special Agent in charge of the Secret Service's New York
Field Office.
[
Footnote 5]
Appellants do not defend the constitutionality of the purpose
requirement as written. Brief for Appellants 27-28; Tr. of Oral
Arg. 10-14. They ask us to construe the statute narrowly in order
to avoid the constitutional conflict, contending that the
references to the various purposes are merely descriptive and
illustrative, rather than prescriptive and mandatory. However,
appellants are unable to suggest any meaningful interpretation of
the purpose requirement that would survive constitutional scrutiny.
If the requirement means only that the photograph must serve some
purpose, it is meaningless, because every photograph serves some
purpose. On the other hand, if the requirement means that the
photograph must serve a purpose similar to those enumerated in the
statute, it requires the type of content-based scrutiny that the
First Amendment forbids. Assuming that Congress intended the
language to have some meaning, we conclude that the entire purpose
requirement is unconstitutional. In light of that ruling, there is
no need for us to consider Time's argument that the purpose
requirement is also unconstitutionally vague.
[
Footnote 6]
JUSTICE BRENNAN seems to believe that we hold that the
publication requirement can constitutionally be used to prohibit
nonpublishers from ever using photographic reproductions of
currency, since much of the discussion in his opinion concerns the
constitutionality of the publication requirement.
Post at
468 U. S.
679-690. As clearly stated above, and as we reiterate
here, we express no opinion as to the validity of the publication
requirement, since Time has failed to show that that requirement
affects its conduct in any way. It may well be that a person could
not constitutionally be prohibited from using a reproduction which
conformed with every portion of the statute other than the
publication requirement. But that is an issue which must be raised
by someone who has been, or will be, precluded from using such a
reproduction for that reason.
JUSTICE BRENNAN also suggests that we should decide whether the
publication requirement is invalid on the basis that it is
inextricably intertwined with the unconstitutional purpose
requirement. However, Time has not made that argument. Time argues
that the publication requirement is unconstitutional because it is
vague and overbroad, not that it should be struck down because
Congress would never have included the requirement in the statute
in the absence of the purpose requirement. Given the fact that we
hold that, even in the absence of both the purpose and publication
requirements, the color and size requirements can constitutionally
be applied to Time,
infra, at
468 U. S. 656,
468 U. S.
658-659, and that Time has made no showing that the
validity of the publication requirement, by itself, is of any
interest to it, we see no need to reach out and decide the latter
issue on our own.
[
Footnote 7]
The Committees observed that photographic reproductions of
currency could be used for many legitimate purposes.
"Publishers of textbooks often desire to use illustrations of
United States savings bonds and postal money orders, for example,
in school textbooks. Collectors of old paper money likewise wish to
use illustrations of such money in articles relating to their issue
and in collector's catalogs. Historians similarly want to use
illustrations of paper money to picture the currency in circulation
during a particular historical period. Newspapers quite often
publish pictures of paper money or checks in connection with news
articles. . . ."
S.Rep. No. 2446, at 5; H.R.Rep. No. 1709, at 3.
[
Footnote 8]
Time cites one instance in which a person may have been
prevented from utilizing a photographic reproduction of currency
because it failed to appear in one of the enumerated publications.
Wagner v. Simon, 412 F.
Supp. 426, 431, n. 6 (WD Mo.1974),
aff'd, 534 F.2d 833
(CA8 1976). But one arguably unconstitutional application of the
statute does not prove that it is substantially overbroad,
particularly in light of the numerous instances in which the
requirement will easily be met.
See n 7,
supra.
JUSTICE BRENNAN maintains that we misconstrue the overbreadth
doctrine by focusing on the one prior instance in which the statute
was arguably applied in an unconstitutional manner.
Post
at
468 U. S. 684.
However, we cite only the one example because that is the only
concrete example brought to our attention by Time. There is no
evidence that the Government has ever, or will ever, interpret the
statute so as to prevent Polaroid snapshots of children holding
currency or any of the other hypothetical activities conjured up in
Time's brief. It is important to remember that the overbreadth
doctrine operates as an exception to the normal rules of standing.
Thus, it is up to the party invoking the doctrine to
demonstrate
"a
realistic danger that the [ordinance] will
significantly compromise recognized First Amendment protections of
parties not before the Court."
City Council of Los Angeles v. Taxpayers for Vincent,
466 U. S. 789,
466 U. S. 801
(1984) (emphasis added). JUSTICE BRENNAN states that we should
remand the case to provide Time with an opportunity to make that
showing, suggesting that Time had no idea that such a showing would
be required.
Post at
468 U. S. 680,
n. 18. This ignores the fact that it was Time, not this Court,
which first argued that it had standing to challenge the
publication requirement because of the overbreadth doctrine.
See Brief for Appellee 41, n. 29 ("The Government . . .
argues that Time has no standing to raise this issue. . . . This
strategy . . . flies in the face of traditional First Amendment
overbreadth analysis, under which Time is permitted to challenge
§ 504 on behalf of those to whom the statute would be
unconstitutionally applied").
[
Footnote 9]
JUSTICE BRENNAN seems to misconceive the premise upon which our
argument is based as he goes to great lengths to establish that the
publication requirement and the purpose requirement "are so
completely intertwined as to be plainly inseverable. . . ."
Post at
468 U. S. 677.
See post at
468 U. S.
665-677. Our severability argument proceeds on the
premise that both the purpose and publication requirements are
unconstitutional. Thus, our entire discussion is directed at
whether the color and size requirements can survive on their
own.
[
Footnote 10]
JUSTICE BRENNAN seems to agree that the purpose requirement does
not significantly advance Congress' express interest in easing the
Treasury Department's administrative burden.
Post at
468 U. S.
676-677, n. 14. Similarly, he does not dispute our
conclusion that the statute can serve the other purpose expressed
by Congress -- to ensure that the exception would not permit
counterfeiters to circumvent the law -- even in the absence of the
purpose requirement. Instead, he argues that Congress had some
other, paramount interest in mind when it enacted the statute, and
that that interest cannot be achieved once the purpose requirement
is struck down. This overriding congressional interest, according
to JUSTICE BRENNAN, is to "permit illustrations for purposes
Congress considered worthwhile."
Post at
468 U. S. 673.
However, nothing in the legislative history of the 1958 amendment
indicates that Congress' overriding concern in expanding the
purpose requirement was to promote certain worthwhile activities.
There is no discussion in the legislative history concerning which
activities were considered to be most worthwhile or why some
activities were more worthwhile than others. Instead, the statute
referred to illustrations for numismatic, educational, historical,
and newsworthy purposes only because those were the types of
activities for which the Treasury Department had received exemption
requests in the past.
"The Treasury Department receives numerous requests for special
permission to use illustrations of paper money . . . for various
legitimate purposes. Publishers of textbooks often desire to use
illustrations of United States savings bonds and postal money
orders, for example in school textbooks. Collectors of old paper
money likewise wish to use illustrations in articles relating to
their issue and in collector's catalogs. Historians similarly want
to use illustrations of paper money to picture the currency in
circulation during a particular historical period. Newspapers quite
often publish pictures of paper money or checks in connection with
news articles, usually because of ignorance of the statutory
prohibitions against the use of such illustrations."
"
* * * *"
"Paragraph (1) of section 504 . . . as it would be amended by
the bill, will specifically permit such illustrations for
numismatic, educational, historical, and newsworthy purposes,
and will obviate the necessity of obtaining special permission
from the Secretary of the Treasury in each case where the use of
such illustrations is desired."
S.Rep. No. 2446, at 5-6; H.R.Rep. No. 1709, at 3-4 (emphasis
added).
While the legislation undoubtedly benefits those who engage in
the listed activities, there is no indication that Congress enacted
the legislation out of special concern for such individuals.
Instead, as Time itself points out, Congress apparently acted "in
response to the Treasury Department's desire to be rid of an
administrative nuisance." Brief for Appellee 8. As noted above,
that interest and the other interest expressed by Congress when it
enacted the amendment can adequately be served even in the absence
of the purpose requirement.
[
Footnote 11]
Time does not challenge the constitutionality of the requirement
that the negatives and plates be destroyed immediately after the
final authorized use.
Id. at 9, n. 11.
[
Footnote 12]
JUSTICE BRENNAN argues that the color restriction at issue in
this case is invalid because one of the interests served by that
restriction -- prohibiting counterfeiters from gaining access to
color negatives and plates and from having an instant alibi for
possessing those items -- was not adequately expressed in the 1958
legislative history.
Post at
468 U. S.
688-690, n. 27. Although Congress never expressly
articulated this specific interest when it enacted the legislation
in 1958, it did state that, in imposing the size and color
restrictions, it was relying heavily on the Treasury Department's
opinion that the restrictions would adequately ensure that the
statutory exception would not "facilitate counterfeiting." S.Rep.
No. 2446, at 5-6; H.R.Rep. No. 1709, at 3. JUSTICE BRENNAN does not
dispute that this interest is furthered by the color requirement's
effect of limiting the availability of negatives and plates to
would-be counterfeiters. Instead, he argues that the particular
negatives and plates used by Time would be of little assistance to
counterfeiters, and that the asserted interest is adequately served
by other provisions of the statute.
Post at
468 U. S.
688-690, n. 27. Neither of these arguments is
persuasive.
First, in determining whether a time, place, and manner
regulation substantially serves the Government's interest, the
effectiveness of the regulation should not be measured solely by
the adverse consequences of exempting a particular plaintiff from
the regulation.
Clark v. Community for Creative Non-Violence,
ante at
468 U. S.
296-297;
Heffron v. International Society for
Krishna Consciousness, Inc., 452 U. S. 640,
452 U. S.
652-653 (1981). If Time is exempted from the color
requirement, so must all others who wish to use such reproductions.
While Time may consistently use negatives and plates that are of
little use to counterfeiters, there is no way of ensuring that
others will adhere to that practice.
Second, the fact that the Government's interest is served to
some degree by the requirement that the negatives and plates be
destroyed after their final use does not render the color
requirement superfluous. During the time that the negatives and
plates are in existence for legitimate purposes, they can still be
used for counterfeiting purposes, possibly by the same individuals
who are creating the legitimate reproductions. Coupled with the
other interest served by the color requirement -- to prevent the
unwary from being deceived by otherwise legitimate reproductions --
we believe that the Government's interest in the increased
deterrence provided by the color requirement in this respect is
sufficient to override whatever interest Time might have in
printing the reproduction in color.
[
Footnote 13]
Time does not suggest that the color and size restrictions are
invalid because they fail to leave open ample alternative channels
of communication. Nor would such an argument be persuasive. Time is
free to use whatever means it wishes to communicate its ideas short
of using color photographs that do not meet the size requirement.
The alternative means of communication left open are almost
limitless.
[
Footnote 14]
All Justices except JUSTICE STEVENS agree that the District
Court was correct to this extent.
[
Footnote 15]
The Justices joining this opinion and JUSTICE STEVENS disagree
with and reverse the District Court in these respects.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, concurring in
part and dissenting in part.
Title 18 U.S.C. § 474, � 6, makes it a federal crime
to use pictures of money for any purpose whatsoever, even in the
absence of an unlawful intent, and without regard to whether such
pictures, or the materials used to make them, might be employed
fraudulently. Recognizing that this flat ban sweeps within it a
substantial amount of legitimate expression posing virtually no
risk of counterfeiting, Congress enacted 18 U.S.C. § 504,
which exempts from the ban illustrations of the currency
"for philatelic, numismatic, educational, historical, or
newsworthy purposes in articles, books, journals, newspapers, or
albums,"
provided such illustrations meet certain restrictions as to form
and preparation.
Page 468 U. S. 660
In my view, these two statutes, as currently written, work
together to effect a significant abridgment of expression. And,
given the extensive and detailed criminal regulation of
counterfeiting found in other parts of Title 18, the two provisions
only marginally serve the Government's concededly highly important
interest in preserving the integrity of the currency. The Court
today does not expressly reject either of these conclusions.
Indeed, eight Justices recognize that Congress' obvious and
exclusive intent -- to permit only those illustrations of currency
with "philatelic, numismatic, educational, historical, or
newsworthy purposes" and to ban all others -- simply cannot
constitutionally be achieved through the legislatively chosen
means.
Ante at
468 U. S.
648-649. Nevertheless, JUSTICE WHITE, joined in the
judgment on this point by JUSTICE STEVENS, concludes that "neither
§ 474 nor § 504 is unconstitutional on its face or as
applied to Time."
Ante at
468 U. S.
659.
The key to this paradoxical result lies in the fact that
somewhere between the beginning and the end of his opinion, JUSTICE
WHITE stops reviewing the statutes enacted by Congress and begins
assessing a statutory scheme of his own creation. After identifying
separate "purposes" and "publications" conditions for obtaining the
§ 504 exemption and, correctly in my view, invalidating the
former, JUSTICE WHITE proceeds as though the two requirements were
written in the disjunctive. He assumes that Congress would have
wanted to exempt illustrations satisfying ether condition, and
therefore feels authorized to leave one in force while invalidating
the other. Accordingly, JUSTICE WHITE proposes simply to excise
certain offending words from the integrated clause in which they
appear, and leaves the rest of the statutory language in place --
confident that the revised version of the statute "sufficiently
accommodates Time's First Amendment interests,"
ante at
468 U. S. 648,
while effectuating "the policies Congress sought to advance,"
ante at
468 U. S.
653.
Page 468 U. S. 661
I certainly agree with the principle that we should construe
statutes to avoid constitutional questions, so long as our
interpretation remains consistent with Congress' objectives. But,
in my view, JUSTICE WHITE's limiting construction of the statutory
scheme at issue here neither remains faithful to congressional
intent nor rids the legislation of constitutional difficulties. The
statutory scheme left in force after JUSTICE WHITE's "remarkable
feat of judicial surgery,"
Welsh v. United States,
398 U. S. 333,
398 U. S. 351
(1970) (Harlan, J., concurring in result), would ban illustrations
of currency by all "nonpublishers," even for the kinds of purposes
Congress plainly intended to allow, but permit identical
illustrations by all "publishers," without regard to the purposes
of their illustrations and even if the nature of their media poses
a relatively greater risk of counterfeiting. Such a reconstructed
scheme bears no relationship to the language, history, or purpose
of the statutes as enacted. And, despite the removal of the
"purposes" requirement, the revised statutes remain
unconstitutional on their face.
I
Because the Court decides that §§ 474 and 504 are
constitutional as applied to Time, it may be useful to review in
somewhat more detail precisely how these provisions have been
applied to appellee. For many years, Time's various magazines have
used pictures of United States currency to illustrate articles
concerning political, economic, and sports events. As appellee
explains, these pictures have depicted bills
"significantly enlarged or reduced in size, discolored or
otherwise altered in appearance, shown only in part, and/or
substantially obscured by printed legends or overlaid objects."
Brief for Appellee 3. In addition, each picture "appeared on
only one side of a page," and that page was of the glossy paper
used in the production of appellee's magazines.
Ibid.
See 539
F. Supp. 1371, 1377-1379 (SDNY 1982).
Page 468 U. S. 662
Beginning as early as 1965, Time was warned by agents of the
Secret Service that such illustrations violated the ban on currency
reproductions imposed by § 474 and were not exempt under
§ 504. App. 29. In the ensuing years, Secret Service agents
offered Time several different interpretations of the statutory
requirements. At various points, Time was informed (a) that it
could print only black and white likenesses of currency of a
specified size and only for "numismatic, educational, historical or
newsworthy" purposes,
id. at 27; (b) that it could never
print any photograph of currency in any color or size, because
§ 504(1) exempts only "illustrations,"
ibid.; and (c)
that it could only print likenesses accompanied by "numismatic,
educational, historical or newsworthy" information about the
particular Federal Reserve Note illustrated,
id. at 27-28,
and could not use likenesses for "decorative or eye-catching
purposes,"
id. at 33.
Relying on these varying constructions of the statutes, Secret
Service agents informed Time that it violated federal law when it
used partial and distorted likenesses of currency to illustrate
articles concerning, among other things, inflation, the effect of
economics on an election campaign, a conference on international
monetary policy, corporate bribery, and the financial difficulties
faced by a "cash-rich" corporation.
Id. at 29-34. On
several occasions, advance warnings and "slap[s] on the wrist,"
id. at 34, from the Secret Service led Time's editors to
withdraw covers that had been prepared and to substitute
illustrations which, in their judgment, were "not nearly as
effective in communicating the thought intended to be conveyed as
the illustration banned by the Secret Service."
Id. at
30.
In May, 1981, a Secret Service agent informed Time's legal
department that the cover of an issue of Sports Illustrated that
had appeared three months earlier violated the counterfeiting
statute. The supposedly offending cover, illustrating an article
concerning a bribery scandal in amateur basketball, included color
reproductions of portions of $100 bills, one-third of actual size,
pouring into a basketball hoop. The
Page 468 U. S. 663
agent told Time that the Secret Service would seize all
materials used in preparation of the cover, asked for the names and
addresses of all individuals or companies involved in its
production, and requested an interview with a member of Time's
management. Ten days later, Time brought this action seeking
declaratory and injunctive relief to prevent the Government's
enforcement or threat of enforcement of §§ 474 and 504
against Time.
II
The linchpin of JUSTICE WHITE's opinion is his view that the
words in § 504(1) limiting the exemption to illustrations of
currency "for philatelic, numismatic, educational, historical, or
newsworthy purposes," can be excised from the phrase in which they
appear while leaving in force the language that remains, notably
the requirement that exempted illustrations appear in certain
"publications," that is, "in articles, books, journals, newspapers,
or albums."
See ante at
468 U. S. 649,
468 U. S. 652.
JUSTICE WHITE acknowledges that, after invalidating the "purposes"
requirement, he should decide whether what is left consists of
"
unobjectionable provisions separable from those found to be
unconstitutional.'" Ante at 468 U. S. 652
(quoting El Paso & Northeastern R. Co. v. Gutierrez,
215 U. S. 87,
215 U. S. 96
(1909)). But, although he explains why he finds the "publications"
requirement "unobjectionable," at least in the context of this
case, ante at 468 U. S.
650-652, he never explains why the language setting out
that condition is "separable" from the rest of the sentence in
which it appears. [Footnote
2/1]
Page 468 U. S. 664
In my view, the language of the statute JUSTICE WHITE would
leave in force is neither "separable" nor "unobjectionable."
Despite his recognition that severability depends "largely" on
congressional intent,
ante at
468 U. S. 653,
[
Footnote 2/2] his deletion of
Page 468 U. S. 665
a few words from an indivisible phrase in § 504 would work
a dramatic change in the scope of the scheme contemplated by
Congress. As a result of this exercise in legislative
draftsmanship, all members of the ill-defined class of "publishers"
meeting the other requirements of § 504 would be exempt from
the § 474 ban, regardless of the purposes their illustrations
may serve or the risk their illustrations may pose of endangering
the currency. Conversely, all "nonpublishers" would be subject to
the § 474 ban, even when pursuing the same legitimate purposes
through illustrations that pose a similar, or even smaller, threat
of counterfeiting. I do not believe this limiting construction of
the statutory scheme can be supported by (A) the language and
structure of § 504 or (B) its legislative history and
purposes. And, as I shall show in
468 U. S. the
substantial abridgment of free expression imposed by these
statutes, even as JUSTICE WHITE would revise them, renders the
remaining language far from constitutionally "unobjectionable."
A
As relevant here, the version of § 504 passed by Congress
exempts from the criminal prohibition against using pictures of the
currency
Page 468 U. S. 666
"(1) the printing, publishing, or importation, or the making or
importation of the necessary plates for such printing or
publishing, of illustrations of --"
"
* * * *"
"(C) any . . . obligation or other security of the United
States, . . ."
"
* * * *"
"
for philatelic, numismatic, educational, historical, or
newsworthy purposes in articles, books, journals, newspapers, or
albums (but not for advertising purposes, except illustrations
of stamps and paper money in philatelic or numismatic advertising
of legitimate numismatists and dealers in stamps or publishers of
or dealers in philatelic or numismatic articles, books, journals,
newspapers, or albums)."
18 U.S.C. § 504(1) (emphasis added).
The plain language of § 504(1) extends the availability of
the exemption from the § 474 ban to those illustrations
serving the specified enumerated purposes and to no others.
Although the statute also requires such illustrations to appear in
certain media, the "purposes" and "publications" restrictions are
not written in the disjunctive. They are, instead, linked by the
word "in," indicating that neither is a sufficient condition for
claiming the protection of the statute; the only illustrations that
are permitted are those that both serve the specified purposes
and appear "in articles, books, journals, newspapers, or
albums." By its terms, therefore, the list of media is a
qualification that narrows the scope of the exemption, rather than
an independent and severable basis for obtaining permission to use
illustrations of the currency. [
Footnote 2/3]
Page 468 U. S. 667
JUSTICE WHITE initially recognizes that the "purposes" and
"publications" restrictions act together to limit the scope of the
exemption.
See ante at
468 U. S.
645-646. Yet, in concluding that Congress would exempt
even those "publications" that do not serve the designated
"purposes,"
see ante at
468 U. S. 649,
JUSTICE WHITE proceeds as though the two requirements were written
in the disjunctive. Only by reading the statute as permitting
illustrations that meet
either the "purpose"
or
the "publication" requirement can one conclude that Congress would
have wanted the exemption to be available to parties satisfying one
condition but not the other.
As far as I am aware, this is the first time that Members of the
Court have sought to sever selected words from a single integrated
statutory phrase and to transform a modifying clause into a
provision that can operate independently. [
Footnote 2/4] To be sure, Congress could easily have
placed the "purpose" and "publication" requirements in separate
subsections and connected them with the word "or"; in that event,
one might plausibly conclude that one can operate as a basis for
exemption without the other. [
Footnote
2/5] The fact is, however, that Congress
Page 468 U. S. 668
did not enact the statute in that form, and there is no
indication that it intended the statute to operate as though it
had. By using the qualifying connective "in" -- rather than "or in"
-- Congress must have intended an exemption only for those
illustrations "in articles, books, journals, newspapers, or albums"
that serve the listed purposes -- and not for
any picture
that could be said to appear in the designated media. In short, the
very language with which Congress joined the "purposes" and
"publications" requirements refutes JUSTICE WHITE's conclusion that
they are severable. [
Footnote
2/6]
B
Notwithstanding the statute's clearly expressed goal of
exempting
only illustrations with "philatelic, numismatic,
educational, historical, or newsworthy purposes," JUSTICE WHITE
expresses his confidence that "the policies Congress
Page 468 U. S. 669
sought to advance by enacting § 504 can be effectuated"
even though that standard is unenforceable.
Ante at
468 U. S. 653.
He never explains, however, how congressional policies might be
advanced with the "purposes" language deleted and the
"publications" requirement left in force. Indeed, he never
indicates just what function he believes the list of publications
in the statute was intended to serve. We cannot, however, properly
conclude that the "publications" requirement can be left "standing
alone,"
ante at
468 U. S.
649-650, without considering how that requirement
relates to the overall objectives of the statutory scheme. A review
of the history and purposes of the statutory scheme provides no
support for the conclusion that Congress would want to extend
special protection to all illustrations in "publications" and to
ban the pictures of "nonpublishers," without regard to whether
either group's illustrations serve "philatelic, numismatic,
educational, historical, or newsworthy purposes."
(1)
Consistent with the plain language of § 504, the statute's
legislative history confirms that it was originally adopted, and
later amended, in order to exempt from the otherwise comprehensive
ban on likenesses of the currency only those illustrations that
serve the specific purposes Congress deemed worthy of special
protection. At the outset, it is crucial to recall the breadth of
Congress' total ban on all illustrations of the currency, a
prohibition that was hurriedly adopted as part of comprehensive
emergency legislation designed to fund the Civil War,
see
ante at
468 U. S.
643-644, and n. 1, and that has been reenacted with
little explanation and only minor changes in wording in every
subsequent revision and codification of the Federal Criminal Code.
See Brief for Appellee 6-8.
Beginning nearly 60 years after the broad prohibition was first
enacted, Congress grew concerned that the prohibition swept within
it a number of legitimate activities posing little threat of
counterfeiting. Accordingly, in a succession of
Page 468 U. S. 670
enactments, Congress fashioned certain exceptions for specific
activities it found worthy of special protection. It began with
stamp collecting, an activity whose importance to those who drafted
and amended § 504 is still evident in the structure of the
current version. The crucial language in the present statute first
came into the criminal code in 1923 with "[a]n Act to allow the
printing and publishing of illustrations of foreign postage and
revenue stamps from defaced plates." Ch. 218, 42 Stat. 1437. As its
statement of purpose indicates, that statute was passed in
recognition of the fact that
"[t]here are a great many stamp collectors in this country, and
[the statute's] purpose was to permit them to issue and gather
together defaced stamps and print them for the benefit usually of
children."
64 Cong.Rec. 4976 (1923) (remarks of Sen. Cummins). Although
Congress achieved this aim by protecting certain kinds of
publications, the language it employed makes it crystal clear that
it intended to exempt only publications serving the specified
purpose of stamp collecting. Thus, the statute allowed
illustrations only "in
philatelic or historical articles,
books, journals, albums, or the circulars of legitimate publishers
or dealers in [designated] stamps, books, journals, albums or
circulars," ch. 218, 42 Stat. 1437 (emphasis added), plainly
indicating that the listed publications could carry the permitted
illustrations only if they were of a "philatelic or historical"
nature. Accordingly, an exemption for activities with the specified
purpose was the exclusive object of the legislation, and was
intended to qualify its scope.
In 1937, the statute was amended to extend its protection to
undefaced foreign stamps and to allow the Treasury Department to
regulate exempted uses, ch. 10, 52 Stat. 6.
See S.Rep. No.
1159, 75th Cong., 1st Sess., 3 (1937). The new version, now
entitled
"an act [t]o permit the printing of black-and-white
illustrations of United States and foreign postage stamps for
philatelic purposes,"
ch. 10, 52 Stat. 6, carried forward the original restriction to
publications concerned with
Page 468 U. S. 671
stamp collecting and slightly enlarged the group of publications
so protected. In a stylistic clarification that highlights the
centrality of the "purposes" requirement, the 1937 amendment also
introduced the sentence structure that remains in the statute
today: whereas the 1923 statute exempted only illustrations in
"philatelic or historical books, journals, albums or circulars,"
the 1938 revision permitted illustrations "for philatelic purposes
in articles, books, journals, newspapers, or albums. . .
."
Ibid. (emphasis added). This modification, which
established the basic form of the current provision, extended the
exemption to the five types of publications listed,
but only if
they used the illustrations for "philatelic purposes."
Congress thereby indicated its unmistakable intention that the
"purpose" requirement would continue to play the central role in
the availability of the exemption. [
Footnote 2/7]
The exemption was amended again in 1958 in order to extend its
protection to illustrations of United States obligations other than
stamps and to expand the range of specified purposes for which such
illustrations could be used. Pub.L. 85-921, 72 Stat. 1771. This
revision retained the sentence structure of the 1938 statute,
including its list of permissible media. And, as before, the
legislative history makes clear that Congress intended the
"purposes" restriction to continue to act as a central and
indispensable qualification on the scope of the exemption. For
instance, the Committee Reports say nothing about specially favored
"publications" when they explain that the purpose of the bill, as
relevant here, is to
"[p]ermit black and white illustrations of United States and
foreign paper money and other obligations and securities
Page 468 U. S. 672
for educational, historical, and newsworthy
purposes."
H.R.Rep. No. 1709, 85th Cong., 2d Sess., 1 (1958); S.Rep. No.
2446, 85th Cong., 2d Sess., 3 (1958) (emphasis added).
See
also H.R.Rep. No. 1709, at 7; S.Rep. No. 2446, at 8. Nor do
the Reports indicate any special solicitude for "publications" when
they state that the bill is meant to codify the Treasury
Department's practice of permitting
"exceptions to [§ 474] by granting special permission to
use illustrations of United States bonds and paper money
for
numismatic, historical, and educational purposes."
H.R.Rep. No. 1709, at 3; S.Rep. No. 2446, at 5 (emphasis added).
[
Footnote 2/8] Indeed, the only
illuminating reference in the Reports to the "publications"
requirement [
Footnote 2/9]
indicates that it was intended simply to ensure that illustrations
for the permitted purposes not take the form of
"
facsimiles in the likeness of paper money or other
obligations," H.R.Rep. No. 1709, at 4; S.Rep. No. 2446, at 6
(emphasis added). In light of the fact that existing law already
controlled the use and possession of facsimiles
Page 468 U. S. 673
for
illegitimate purposes, [
Footnote 2/10] that reference only strengthens the
conclusion that the sole objective of § 504 was to permit
illustrations for purposes Congress considered worthwhile.
[
Footnote 2/11]
Given this history, it is clear that the central objective of
§ 50 its very essence -- was to exempt
only
illustrations "for philatelic, numismatic, educational, historical,
or newsworthy purposes." Having concluded that this objective
cannot constitutionally be achieved through the legislatively
chosen means, JUSTICE WHITE therefore errs in simply deleting the
crucial statutory language and using the words that remain as the
raw materials for a new statute of his own making.
Page 468 U. S. 674
(2)
In light of the history and obvious objective of the statute, an
independent "publications" requirement, standing alone, makes
little sense. As appellants now seem to acknowledge, [
Footnote 2/12] the most plausible
explanation for the requirement that illustrations serving the
listed purposes appear "in articles, books, journals, newspapers,
or albums" is that Congress thereby intended to provide further
elaboration as to the general sorts of activities it wished to
allow while seeking to ensure that the exemption not be used to
justify the creation of likenesses so physically similar to genuine
currency that they could be used fraudulently. Appellants therefore
suggest that the "purpose" and "forum" language work
together to establish a single standard for exemption that
is "descriptive and illustrative, rather than prescriptive and
mandatory." Brief for Appellants 28. They thus read the entire
phrase that JUSTICE WHITE would split in two as limiting the
exemption's availability to legitimate "publications," broadly
understood, as distinguished from potentially deceptive
"facsimiles."
Page 468 U. S. 675
This interpretation ascribes far more rationality to Congress
than would any suggestion that, in order to obtain the benefit of
the exemption, an illustration must literally "appear in one of the
enumerated publications,"
cf. ante at
468 U. S. 651,
n. 8. It is difficult to imagine why Congress would have considered
only pictures "in articles, books, journals, newspapers, or albums"
-- as distinct from those on, say, leaflets or posters --
sufficiently important or legitimate to warrant a special exemption
from the § 474 ban. [
Footnote
2/13] Nor could the apparent arbitrariness of a special
exemption for just the listed "publications" be justified by
reference to Congress' desire to minimize the risk of
counterfeiting. Although a limitation to the expressly listed media
might exclude "facsimiles," there are numerous other media for
expression not found in the statutory list that do not come close
to resembling slips of paper in the shape and consistency of
Federal Reserve Notes. It could hardly be contended, for example,
that depictions of the currency on billboards, placards, or
barnyard doors pose a greater threat of counterfeiting than
identical illustrations in "articles, books, journals, newspapers,
or albums." And, finally, although a restrictive reading of the
"publications" requirement might arguably serve Congress' undoubted
wish
"to relieve the Treasury Department of the burden of processing
numerous requests for special permission to use photographic
reproductions of currency,"
ante at
468 U. S. 653,
mere "administrative convenience," independent of any substantive
objective, was plainly not the primary legislative goal. To the
contrary, the legislative history of § 504 confirms that
Congress' substantive objective in enacting a
Page 468 U. S. 676
specific exemption from the § 474 ban was to grant special
permission for illustrations serving specified purposes, and not to
permit illustrations in certain publications simply because such an
exemption would be easy to administer. [
Footnote 2/14]
Page 468 U. S. 677
Accordingly, I agree with appellants that the list of
publications cannot sensibly reflect a congressional intention to
confer special status on the particular media listed. Instead,
those words are best read as operating in necessary conjunction
with the "purposes" requirement to provide enforcement authorities
with general guidance as to the particular kinds of "legitimate"
activities Congress meant to protect, while permitting those
authorities to exclude uses in media whose form or appearance
present too serious a risk of fraud. On this construction, however,
the two requirements are so completely intertwined as to be plainly
inseverable; they constitute a single statutory provision which
operates as an integrated whole. They therefore "must stand or fall
as a unit."
Cf. Planned Parenthood of Missouri v.
Danforth, 428 U. S. 52,
428 U. S. 83
(1976).
III
A court's obligation to leave separable parts of a statute in
force is consistent with its general duty to give statutes
constructions that avoid constitutional difficulties.
See New
York v. Ferber, 458 U. S. 747,
458 U. S. 769,
n. 24 (1982). Accordingly, in order to uphold a portion of an
unconstitutional statute, a court must determine not only whether
the legislature would have wanted that part to remain in effect,
but also whether "what is left" is itself constitutional.
See
Buckley v. Valeo, 424 U. S. 1,
424 U. S.
108-109 (1976). For the reasons I have set out in
468 U. S. I
cannot agree that Congress would have retained § 504 as
presently written without the "purposes" requirement. Even if I am
wrong, however, and JUSTICE WHITE's limiting construction of the
statutory scheme is faithful to congressional intent, I would still
reject that interpretation. In my view, the statutory scheme,
even
Page 468 U. S. 678
without the "purposes" requirement, remains unconstitutional on
its face.
Because the First Amendment interests at stake in this case are
denigrated by the Government, Brief for Appellants 20, and all but
ignored by JUSTICE WHITE, it becomes necessary to emphasize their
nature and importance. The adage that "one picture is worth a
thousand words" reflects the common-sense understanding that
illustrations are an extremely important form of expression for
which there is no genuine substitute. [
Footnote 2/15] And, as a cursory examination of the
magazine covers at issue in this case vividly demonstrates, the
image of money in particular is an especially evocative and
powerful way of communicating ideas about matters of public
concern, ranging from economics to politics to sports.
See
539 F. Supp. at 1383. Contrary to appellants' contention, Brief for
Appellants 20, a statute that substantially abridges a uniquely
valuable form of expression of this kind cannot be defended on the
ground that, in appellants' judgment, the speaker can express the
same ideas in some other way. [
Footnote 2/16]
Page 468 U. S. 679
Even as JUSTICE WHITE would revise it, the statutory scheme at
issue here works just such a substantial abridgment of speech for
significant numbers of individuals who might wish to use
illustrations of the currency for perfectly legitimate reasons and
in ways that pose no serious risk of counterfeiting. Depending on
which of two interpretations of the "publications" requirement is
adopted, such illustrations are either (A) allowed, if at all, only
when licensed by Secret Service agents enforcing an utterly
standardless statutory definition of "illustrative" uses or (B)
completely prohibited because they do not literally appear "in
articles, books, journals, newspapers, or albums."
Cf.
Secretary of State of Maryland v. Joseph H. Munson Co.,
467 U. S. 947,
467 U. S. 963,
n. 11 (1984).
A
An independent "publications" requirement has not, until today,
been understood as the critical element in the statutory scheme
even by the Government.
See supra at
468 U. S.
674-677. [
Footnote
2/17] We therefore have little basis on which to determine
Page 468 U. S. 680
precisely what kinds of illustrations it permits and what kinds
it prohibits. Yet JUSTICE WHITE refuses to consider the scope of
the statutory language he would sustain because of his confidence
that those words will in no event pose problems for appellee.
Ante at
468 U. S. 649.
[
Footnote 2/18] But, given
appellee's overbreadth challenge, we cannot avoid engaging in an
assessment of the statute's reach and, therefore, of its possible
vagueness. As the Court reaffirmed just last Term, "we have
traditionally viewed vagueness and overbreadth as logically related
and similar doctrines."
Kolender v. Lawson, 461 U.
S. 352,
461 U. S.
358-359, n. 8 (1983).
See also Hoffman Estates v.
Flipside, Hoffman Estates, Inc., 455 U.
S. 489,
455 U. S. 494,
495,
455 U. S.
498-499 (1982). It is difficult to understand how
JUSTICE WHITE, having rejected the Government's interpretation of
the statute, can so easily "assume that the legitimate reach of
§ 504
dwarfs its arguably impermissible applications' to
nonpublishers," ante at 468 U. S.
651-652, without providing some explanation as to just
what a "nonpublisher" may be. In order to evaluate Time's claim
that "the statute is unconstitutional
Page 468 U. S. 681
in a substantial portion of the cases to which it applies,"
ante at
468 U. S. 650,
we must consider how it applies to other cases -- even if its
application to appellee may be clear. [
Footnote 2/19]
As I have noted,
supra at
468 U. S.
672-673, appellants' interpretation of the statute
licenses the Treasury Department to determine, on a necessarily
ad hoc basis, whether a given picture appears in a medium
of which the statutory list is "illustrative," or whether, instead,
its medium looks too much like the kind of "facsimiles" prohibited
by other parts of the statutory scheme. This construction might
enable many people using pictures of the currency for legitimate
purposes to avoid criminal liability, but it creates precisely the
sorts of constitutional infirmities that have led the Court to
invalidate the "purposes" requirement. As read by appellants, the
"publications" requirement vests in Secret Service agents,
monitoring the enormous variety of uses to which pictures of the
currency can be put, virtually unconstrained authority to decide
whether a given illustration imposes criminal liability on its
author or not.
Cf. Kolender v. Lawson, supra, at
461 U. S.
358-361. [
Footnote
2/20] Such unguided discretion inevitably poses a serious risk
of government discrimination on the basis of content or subject
matter.
Cf. Lovell v. Griffin, 303 U.
S. 444,
303 U. S.
451-452 (1938).
See ante at
468 U. S.
648-649 ("Regulations which permit the Government to
discriminate on the basis of the content of the message cannot be
tolerated under the First Amendment").
See generally
425 U. S. Mayor of
Oradell,
Page 468 U. S. 682
425 U. S. 610
(1976). And because § 474, � 6, unlike the other
counterfeiting provisions in Title 18, imposes criminal liability
without any showing of unlawful intent, construing § 504 to
exempt only those uses deemed legitimate by enforcement authorities
would render the statutory scheme "little more than
a trap for
those who act in good faith.'" Colautti v. Franklin,
439 U. S. 379,
439 U. S. 395
(1979) (quoting United States v. Ragen, 314 U.
S. 513, 314 U. S. 524
(1942)).
Accordingly, if, as appellants suggest, the "publications"
requirement is only "descriptive and illustrative" of the kinds of
uses Congress intended to permit, and its precise meaning must be
left to case-by-case judgments by Secret Service agents, people
"whose First Amendment rights are abridged by [§ 474,
� 6, will] have traded a direct prohibition on their
activity for a licensing scheme that, if it is available to them at
all, is available only at the unguided discretion of the [Secret
Service]."
Cf. Secretary of State of Maryland v. Joseph H. Munson
Co., 467 U.S. at
467 U. S. 964,
n. 12. On that interpretation, the statutory scheme upheld today is
unconstitutional on its face,
"because it [is] apparent that any attempt to enforce such
legislation would create an unacceptable risk of the suppression of
ideas."
City Council of Los Angeles v. Taxpayers for Vincent,
466 U. S. 789,
466 U. S. 797
(1984) (footnote omitted).
See also Kolender v. Lawson,
supra, at
461 U. S.
358-359, n. 8. [
Footnote
2/21]
Page 468 U. S. 683
B
Insofar as his opinion reveals, however, JUSTICE WHITE appears
to assume that the list of media is not "illustrative," as
appellants suggest, but rather strictly limited to "articles,
books, journals, newspapers, or albums."
See ante at
468 U. S. 649,
n. 5,
468 U. S. 650,
and nn. 6 and 7. Assuming,
arguendo, that, so construed,
the list of media is sufficiently definite to prevent arbitrary
enforcement, [
Footnote 2/22] it
presumably excludes illustrations of the currency -- without regard
to size, color, or capacity to deceive -- on such items as
placards, billboards, pamphlets, bumper stickers, leaflets,
posters, artist's canvasses, and signs. Unlike JUSTICE WHITE, I
have little trouble concluding that, by imposing criminal liability
on persons making such illustrations without any showing of
unlawful intent, the prohibition created by the "publications"
requirement renders this penal scheme "
susceptible of sweeping
and improper application.'" Bigelow v. Virginia,
421 U. S. 809,
421 U. S. 816
(1975) (quoting NAACP v. Button, 371 U.
S. 415, 371 U. S. 433
(1963)). As appellee notes:
"[E]qually banned by the statute are a Polaroid snapshot of a
child proudly displaying his grandparent's birthday gift of a $20
bill; a green, six-foot enlargement of the portrait of George
Washington on a $1 bill, used as theatrical scenery by a high
school drama club; a copy of the legend 'In God We Trust' on the
leaflets distributed by those who oppose Federal aid to finance
abortions; and a three-foot by five-foot placard bearing an
artist's rendering of a 'shrinking' dollar bill, borne by a
striking worker
Page 468 U. S. 684
to epitomize his demand for higher wages in a period of
inflation."
Brief for Appellee 5-6.
I do not, of course, suggest that each of the people making and
displaying these sorts of depictions will be deterred from doing so
by potential enforcement of the broad statutory scheme upheld
today. I have no doubt, however, that substantial numbers of them
will be, particularly if advised by lawyers aware of today's
decision.
Cf. Erznoznik v. City of Jacksonville,
422 U. S. 205,
422 U. S. 217
(1975). [
Footnote 2/23] To take a
single example, a poster artist with a reasonably competent
attorney would certainly think twice before risking his resources
on the kind of political protest attempted by the defendant in
Wagner v. Simon, 412 F.
Supp. 426 (WD Mo.),
aff'd, 534 F.2d 833 (CA8 1976).
See 468
U.S. 641fn2/20|>n. 20,
supra. JUSTICE WHITE brushes
this prospect aside with the statement that
"one arguably unconstitutional
application of the
statute does not prove that it is substantially overbroad,
particularly in light of the numerous instances in which the
requirement will easily be met."
Ante at
468 U. S. 651,
n. 7 (emphasis added). But this remark misses the entire point of
the overbreadth doctrine. Our willingness to entertain overbreadth
challenges is based, not on concern with past applications of an
unconstitutional statute to completed conduct, but rather on the
recognition that
"persons whose expression is constitutionally protected may well
refrain from exercising their rights for fear of criminal
sanctions provided by a statute susceptible of application
Page 468 U. S. 685
to protected expression."
Gooding v. Wilson, 405 U. S. 518,
405 U. S. 521
(1972) (emphasis added). [
Footnote
2/24]
By imposing criminal liability without fault on those who use
pictures of money for any purpose whatsoever unless the pictures
appear in "publications," the statutory scheme at issue here
plainly amounts to
"a direct and substantial limitation on protected activity that
cannot be sustained unless it serves a sufficiently strong,
subordinating interest"
of the Government.
Schaumburg v. Citizens for a Better
Environment, 444 U. S. 620,
444 U. S. 636
(1980). The governmental interests putatively served by the scheme
-- the detection and prevention of counterfeiting -- are, of
course, substantial. But the many other criminal provisions aimed
at counterfeiting,
Page 468 U. S. 686
together with the various exceptions to the § 474, �
6, ban, demonstrate that those interests "are only peripherally
promoted" by the provisions at issue here, and "could be
sufficiently served by measures less destructive of First Amendment
interests."
Ibid.
The strongest evidence that the important Government interest in
preventing counterfeiting may be served by means less restrictive
of free expression than those upheld today can be found in the
numerous other provisions of Title 18 designed to serve that end.
[
Footnote 2/25] Appellants
contend that §§ 474, � 6, and 504 add an essential
additional weapon to this extensive enforcement arsenal. Although
they have not been entirely consistent on the point,
see
468
U.S. 641fn2/12|>n. 12,
supra, appellants currently
advance two ways in which these provisions enable
Page 468 U. S. 687
"the Secret Service to operate more effectively in tracing and
identifying the source of counterfeit bills," Brief for Appellants
21. First, they contend that the ban on illustrations prevents the
creation of "facsimiles" that, however innocent their purpose,
could be passed off as genuine pieces of currency.
See id.
at 34-35. It is, however, difficult to believe that the distorted
and discolored pictures of portions of the currency that Time has
placed on its covers have a serious capacity to deceive. Moreover,
the "publications" requirement, if construed in a way to avoid
potentially arbitrary enforcement, works to prohibit illustrations
in numerous media -- such as billboards, placards, posters, and
walls -- that are a far cry from "facsimiles" and that, indeed,
bear less of a physical resemblance to actual money than pictures
in "publications" might.
Second, appellants claim that, without §§ 474,
� 6, and 504,
"counterfeiters would more readily be able to conceal their
criminal conduct by associating with legitimate print shops,
thereby availing themselves of an instant alibi for manufacturing
and possessing currency negatives."
Id. at 21 (footnote omitted). But this argument is hard
to take seriously, especially in light of the construction of the
statutory scheme advanced by JUSTICE WHITE. For one thing, the
plates and negatives manufactured by appellee for its covers are
capable of producing only replicas of the distorted and discolored
pictures of portions of currency for which they were made.
See 539 F. Supp. at 1387; App. 76; n. 27,
infra.
And producing such plates hardly enhances the capacity or
opportunity of those with access to legitimate printing facilities
to produce other plates more useful in counterfeiting. Moreover, if
the object of the ban is to minimize the counterfeiting
possibilities created by the activities of legitimate printshops,
that object is, to put it mildly, ill-served by a statute that
prohibits only illustrations created by "nonpublishers." Finally,
in an age of easy access to high-quality printing, ranging from
Page 468 U. S. 688
the office copying machine to the sophisticated photo-offset
equipment of printers for hire, the notion that a would-be
counterfeiter would use the plates created for appellee's magazine
covers -- instead of copying actual pieces of currency -- strains
credibility.
The degree to which a statutory ban on a form of expression
substantially furthers legitimate state interests may often be
assessed by consideration of its exceptions. [
Footnote 2/26] As originally enacted, and as
JUSTICE WHITE would reinterpret it, the statutory scheme at issue
here is riddled with arbitrary distinctions between lawful and
unlawful activities that undermine appellants' claim that the
scheme substantially furthers the Government's legitimate
interests. Pictures appearing in the broad but undefined class of
"nonpublications" are prohibited without regard to their manner of
production, size, shape, color, composition, or capacity to deceive
anyone. But pictures manufactured by "publishers," whose facilities
would presumably be more useful to counterfeiters,
see
Brief for Appellants 21-22, as well as color slides of actual
pieces of currency, § 504(2), are permitted. Likenesses
appearing on newsprint or quality paper stock may be allowed, but
apparently not those made of wood, plastic, or cardboard. A picture
of a small portion of currency painted orange and appearing on a
protest sign is prohibited, while a "publisher" may manufacture an
enlarged negative which can be used to print the front of a dollar
bill in its natural black and white. [
Footnote 2/27]
Page 468 U. S. 689
In sum, if the "publications" requirement has sufficiently
definite content to prevent its arbitrary enforcement, the
statutory scheme upheld today is fatally overbroad. The
Page 468 U. S. 690
extensive and detailed provisions regulating counterfeiting in
other parts of Title 18, as well as the numerous eccentric
exceptions to the statutes at issue here, demonstrate that the flat
ban imposed by these penal provisions on a wide variety of
expression posing no conceivable danger of counterfeiting is far
"
greater than is necessary or essential to the protection of
the particular governmental interest involved.'" Seattle Times
Co. v. Rhinehart, 467 U. S. 20,
467 U. S. 32
(1984) (quoting Procunier v. Martinez, 416 U.
S. 396, 416 U. S. 413
(1974)).
IV
As appellants acknowledge, the statutory scheme sustained today
"regulates the manner in which publishers
Page 468 U. S. 691
may depict an item every person sees every day." Brief for
Appellants 33, n. 24. As enacted by Congress, this regulation took
the form of prohibiting any such depictions unless they were "for
philatelic, numismatic, educational, historical, or newsworthy
purposes." In an admirable effort to sustain this scheme, JUSTICE
STEVENS "construes" that language so that it means essentially
nothing: notwithstanding the "purposes" requirement he purports to
uphold, any likeness of the currency is permissible unless it is
used for counterfeiting. JUSTICE WHITE, in contrast, acknowledging
that the "purposes" language cannot be "saved," offers a new
statute that would limit the activities of publishers, whose
technical capacity to engage in actual counterfeiting is thereby
diminished not one whit, and that would completely ban
illustrations by "nonpublishers," who presumably have no such
capacity in the first place. The scheme Congress adopted is plainly
unconstitutional; the alternative pieces of legislation proposed by
JUSTICE WHITE and JUSTICE STEVENS bear little resemblance to the
statutes Congress passed.
I do not doubt that a statute can be written that would both
satisfy the requirements of the First Amendment and effectively
advance the legitimate and important ends Congress sought to
achieve in §§ 474, � 6, and 504. Today's efforts
to draft such a statute have, however, confirmed the wisdom of
leaving that task to the Legislative Branch.
I would affirm the judgment of the District Court.
[
Footnote 2/1]
In response to this opinion, JUSTICE WHITE denies that he has
severed the "publications" requirement from the "purposes"
requirement, or that he needs to do so in order to reach his
result.
Ante at
468 U. S.
649-650, n. 6,
468 U. S. 652,
n. 9. But a court must obviously determine the scope of a statutory
standard under review before evaluating its constitutionality. From
the outset of this litigation, both parties and the District Court
have read § 504 as establishing a single, unified exemption
from the ban against currency illustrations, and have assumed,
correctly in my view, that each requirement in the statute is a
necessary condition for obtaining that exemption. After correctly
striking down the "purposes" requirement,
ante at
468 U. S. 649,
JUSTICE WHITE states that the "publications" requirement, "standing
alone," may not be challenged here,
ante at
468 U. S.
649-650. Necessarily, therefore, JUSTICE WHITE believes
that the "publications" requirement can "stand alone" without the
"purposes" requirement.
Because of his construction of the "purposes" language, JUSTICE
STEVENS does not reach the question whether the rest of the statute
can remain in force without that requirement, consistent with
congressional intent. On that issue, the Court is equally divided.
Compare ante at
468 U. S.
652-656 (opinion of WHITE, J.),
with post at
468 U. S.
691-692 (POWELL, J., concurring in part and dissenting
in part).
I join Part II-A of JUSTICE WHITE's opinion because I find
JUSTICE STEVENS' interpretation of the "purposes" requirement
impossible to square with either the plain language of the statute
or its legislative history. For instance, if, as JUSTICE STEVENS
suggests,
post at
468 U. S. 698-699, § 504 is meant to exempt any
illustration in which money is not used for counterfeiting
purposes, it is difficult to see why Congress prohibited the use of
currency for advertising purposes. And, as I detail below, the
history of the statute demonstrates that it was initially enacted,
and later amended, in order to exempt from the ban on likenesses of
the currency only those illustrations that serve the specific
purposes Congress listed.
See infra at
468 U. S.
668-673. JUSTICE STEVENS, largely ignoring the text of
the statute and its history, seems to treat the "purposes" language
as though it adds nothing to the "publications" requirement. I
believe he thereby carries the principle of construing statutes in
order to save them from constitutional attack "
to the point of
perverting the purpose of [the] statute . . . ' [and] judicially
rewriting it." Aptheker v. Secretary of State,
378 U. S. 500,
378 U. S. 515
(1964) (quoting Scales v. United States, 367 U.
S. 203, 367 U. S. 211
(1961)). Moreover, he leaves the precise meaning of the statutory
words he interprets far from clear. Thus, his
"attempt to 'construe' the statute and to probe its recesses for
some core of constitutionality . . . inject[s] an element of
vagueness into the statute's scope and application. . . ."
Aptheker, supra, at
378 U. S.
516.
[
Footnote 2/2]
In fact, contrary to JUSTICE WHITE's implication, severability
is exclusively a question of legislative intent.
See, e.g., New
York v. Ferber, 458 U. S. 747,
458 U. S. 769,
n. 24 (1982). And, like the general rule of construing statutes to
avoid constitutional questions from which it derives,
ibid., the doctrine of severability "does not . . .
license a court to usurp the policymaking and legislative functions
of duly elected representatives."
Cf. Heckler v. Mathews,
465 U. S. 728,
465 U. S. 741
(1984). Instead, courts addressing questions of severability should
be guided by Chief Justice Taft's admonition
"that amendment may not be substituted for construction, and
that a court may not exercise legislative functions to save [a] law
from conflict with constitutional limitation."
Yu Cong Eng v. Trinidad, 271 U.
S. 500,
271 U. S. 518
(1926).
See Califano v. Westcott, 443 U. S.
76,
443 U. S. 89-91
(1979);
id. at
443 U. S. 94-96
(POWELL, J., concurring in part and dissenting in part);
NLRB
v. Catholic Bishop of Chicago, 440 U.
S. 490,
440 U. S.
508-511 (1979) (BRENNAN, J., dissenting);
Welsh v.
United States, 398 U. S. 333,
398 U. S. 354
(1970) (Harlan, J., concurring in result);
Aptheker v.
Secretary of State, supra, at
378 U. S. 515;
Moore Ice Cream Co. v. Rose, 289 U.
S. 373,
289 U. S. 379
(1933).
[
Footnote 2/3]
Congressional Committees reporting recent amendments to §
504 have also described each of its requirements as necessary
conditions for obtaining the protection of the exemption.
See,
e.g., H.R.Rep. No. 1213, 90th Cong., 2d Sess., 1-2 (1968)
(permitted illustrations must "meet the following three conditions"
including "purposes" and "publications" restrictions);
id.
at 4 (must "comply with all of the following conditions");
id. at 6 ("must be for philatelic, educational,
historical, or newsworthy purposes, must appear in certain
publications, and must not be used for advertising purposes").
[
Footnote 2/4]
Cf. Planned Parenthood of Missouri v. Danforth,
428 U. S. 52,
428 U. S. 83
(1976) (two sentences in one section of statute "must stand or fall
as a unit," since they "are inextricably bound together").
See
Philbrook v. Glodgett, 421 U. S. 707,
421 U. S. 713
(1975) ("
I
n expounding a statute, we must not be guided by a single sentence
or member of a sentence, but look to the provisions of the whole
law, and to its object and policy'");
Kokoszka v. Belford,
417 U. S. 642,
417 U. S. 650
(1974) ("When 'interpreting a statute, the court will not look
merely to a particular clause in which general words may be used,
but will take in connection with it the whole statute . . . and the
objects and policy of the law, as indicated by its various
provisions, and give to it such a construction as will carry into
execution the will of the Legislature'");
Richards v. United
States, 369 U. S. 1,
369 U. S. 11
(1962) ("a section of a statute should not be read in isolation
from the context of the whole Act").
[
Footnote 2/5]
Cf. EEOC v. Allstate Insurance Co., 570 F.
Supp. 1224 (SD Miss.1983) (concerning severability of
separately denominated legislative veto provision from remainder of
statute),
appeal dism'd, 467 U. S 1232 (1984).
See
Carter v. Carter Coal Co., 298 U. S. 238,
298 U. S. 335
(1936) (opinion of Cardozo, J,) ("confirmatory token [of
severability] is the formal division of the statute into
Parts'
separately numbered"); George Hyman Construction Co. v.
Occupational Safety & Health Review Comm'n, 582 F.2d 834,
840, n. 10 (CA4 1978) ("[n]ormally, use of a disjunctive indicates
alternatives and requires that they be treated separately unless
such a construction renders the provision repugnant to the
Act").
[
Footnote 2/6]
There are several other indications in the language and
structure of the statute that the "purposes" language imposes an
inextricable limitation on the availability of the § 504(1)
exemption, and that the restrictions as to media were not intended
to establish an independent and severable exemption for
"publications." First, the
entire phrase bisected by
JUSTICE WHITE is followed by a parenthetical clause setting out a
further elaboration of the types of purposes permitted. Thus, both
the beginning and the end of the sentence in which the list of fora
appears concern permitted
purposes. Second, when
prohibiting illustrations for advertising purposes, the statute
exempts advertising related to stamp and coin collecting by using
the phrase "in philatelic or numismatic articles, books, journals,
newspapers, or albums" -- confirming that the listed purposes act
as inseparable limitations on the enumerated media. Third, §
504(2) expressly exempts movies and slides without regard to their
purpose unless they are converted into prints, in which case the
"purposes" requirements of § 504(1) apply. Deletion of the
"purposes" language would render meaningless this express
distinction between the two parts of the statute.
[
Footnote 2/7]
In 1948, as part of a general codification of the criminal laws,
the exemption, with only "[m]inor changes in phraseology" not
relevant here, H.R.Rep. No. 152, 79th Cong., 1st Sess., A40 (1945),
was given its current section number and a shorter title, "PRINTING
STAMPS FOR PHILATELIC PURPOSES." 62 Stat. 713.
[
Footnote 2/8]
The Committee Reports refer to regulations promulgated by the
Treasury Department to enforce the existing exemption for
illustrations with "philatelic purposes in articles, books,
journals, newspapers, or albums." H.R.Rep. No. 1709, at 2; S.Rep.
No. 2446, at 4. Not surprisingly, there is nothing in the cited
regulations suggesting a special effort to prevent illustrations in
"nonpublications," much less to define such a classification.
See 31 CFR § 402.1 (1959) (granting permission "to
make, hold and dispose of black and white reproductions of canceled
United States internal revenue stamps:
Provided, That such
reproductions are made, held and disposed of as part of and in
connection with the making, holding, and disposition, for lawful
purposes, of the reproductions of the documents to which such
stamps are attached"); § 405.1 (permitting illustrations of
war bonds "for publicity purposes" without restriction as to
forum).
[
Footnote 2/9]
It is true, as JUSTICE WHITE notes,
ante at
468 U. S. 651,
and n. 6, that the examples given by the Committees of people who
might wish to use illustrations of money for legitimate purposes --
textbook and newspaper publishers, collectors of paper money, and
historians -- could all be said to involve "publications." There is
no indication in the legislative history, however, that these
examples were meant to be exclusive.
[
Footnote 2/10]
Independent of the provisions at issue here, several other parts
of the extensive statutory scheme designed to prevent
counterfeiting control the possession of items which, by virtue of
their size, shape, or consistency, look like pieces of currency.
For instance, § 474, � 5, the provision immediately
preceding the one invoked against appellee, imposes criminal
liability on anyone who
"has in his possession or custody . . . any obligation or other
security made or executed, in whole or in part, after the
similitude of any obligation or other security issued under the
authority of the United States, with intent to sell or otherwise
use the same. . . ."
In
United States v. Turner, 586 F.2d 395, 397-399 (CA5
1978), the Court of Appeals sustained the conviction, under §
474, � 5, of an individual who possessed a number of
one-sided photocopies of dollar bills of a kind that had been used
successfully to defraud change machines.
See also §
474, 14;
United States v. Dixon, 588 F.2d 90, 91-92 (CA4
1978);
Koran v. United States, 408 F.2d 1321 (CA5 1969);
Webb v. United States, 216 F.2d 151 (CA6 1954).
[
Footnote 2/11]
In 1968, the exemption was amended so as to permit colored
illustrations of stamps. Pub.L. 90-353, 82 Stat. 240. Although the
Committee Reports explaining this amendment referred to the
"publications" requirement, they continued to describe satisfaction
of the "purposes" requirement as a necessary condition for
obtaining the statutory exemption.
See H.R.Rep. No. 1213,
90th Cong., 2d Sess., 1-2, 4, 5, 6 (1968); S.Rep. No. 1206, 90th
Cong., 2d Sess., 1-2, 4, 5, 7 (1968).
See 468
U.S. 641fn2/2|>n. 2,
supra.
The statute was amended again in 1970 in order to include
postage meter stamps within its protections. Pub.L. 91-448, 84
Stat. 921.
See H.R.Rep. No. 91-640, p. 1 (1969).
[
Footnote 2/12]
The Government's construction of the statutory scheme it
enforces has hardly been a model of consistency. As noted above,
the Secret Service has adopted at least three different
interpretations of the exemption during the years it has overseen
the work of Time's editors and art directors.
See supra at
468 U. S. 662.
And even over the course of this litigation, appellants have
frequently shifted their position. In the District Court, they
seemed to depart from a construction of § 504 published in a
Department of Treasury pamphlet, but left its precise reading of
the statute extremely unclear.
See Memorandum of Law in
Opposition to Plaintiff's Motion for Summary Judgment 26, n. In
their jurisdictional statement in this Court, appellants appeared
to disavow the Treasury Department's published construction of the
exemption. Juris. Statement 15, n. 9. And finally, sometime between
the filing of the jurisdictional statement and briefing on the
merits, the Treasury Department itself abandoned its most recent
interpretation of § 504 and amended its pamphlet, which now
apparently conforms to the position the Government has taken in
this Court.
See Brief for Appellants 28, n. 18.
[
Footnote 2/13]
If § 504 permitted illustrations only in the enumerated
publications on the theory that -- without regard to their
potential use in counterfeiting relative to unlisted media -- the
specified media are the only places in which "legitimate"
illustrations will appear, it would, of course, rest on a
distinction among otherwise identical communications according to
an utterly undefined and unjustified Government selection of
preferred speakers.
Cf. Police Department of Chicago v.
Mosley, 408 U. S. 92
(1972).
[
Footnote 2/14]
The same flaw undermines JUSTICE WHITE's conclusion that the
color and size requirements of § 504 could stay in force
consistent with congressional intent even if, contrary to his
conclusion,
ante at
468 U. S.
651-652, the "publications" requirement is
unconstitutionally overbroad.
See ante at
468 U. S.
652-653. In support of this hypothesis, JUSTICE WHITE
states that
"[t]here is no indication that Congress believed that the
purpose requirement either significantly eased the Treasury
Department's burden or was necessary to prevent the exception from
being used as a means of circumventing the counterfeiting
laws."
Ante at
468 U. S.
654-655. But this argument only defeats a straw man. The
"purposes" requirement was obviously not meant to make the
exemption easier to administer or to prevent its abuse. It was,
instead, the substantive reason for enacting the exemption in the
first place. If the only function of § 504 was to "ease the
administrative burden without undermining the Government's efforts
to prevent counterfeiting,"
ante at
468 U. S. 654,
no list of permissible purposes would have been necessary or even
desirable. Congress could have written a statute far easier to
administer by simply exempting all illustrations satisfying the
color and size requirements -- in effect, substantially repealing
the § 474, � 6, ban. The fact that it did not do so
demonstrates that its intention was far more limited than to exempt
any illustration that is administratively convenient to identify.
Contrary to the premise of JUSTICE WHITE's severability discussion,
the language, legislative history, purpose, and administrative
construction of § 504 from its beginnings in the 1920's to
amendments in 1969 demonstrate unequivocally that the whole point
of this exemption from the longstanding flat ban was to permit
illustrations with the specified purposes, and no others.
There is also a rather significant linguistic obstacle to
JUSTICE WHITE's view. The statute imposes the color and size
restrictions on "[i]llustrations permitted by the foregoing
provisions of this section." With both the "purposes" and the
"publications" requirements deleted, the "foregoing provisions"
permit, as relevant here, "the printing . . . of . . . any . . .
obligation or other security of the United States" -- that is,
they permit everything prohibited by § 474 , �
6. The sentence limiting the exemption to illustrations "for
philatelic, numismatic, educational, historical, or newsworthy
purposes in articles, books, journals, newspapers, or albums" is
therefore clearly the heart of the exemption, and the remaining
provisions are meant only to ensure that the central objective of
permitting certain specified legitimate activities is achieved
without increasing the risk of counterfeiting. Without that central
objective, those administrative safeguards cannot meaningfully be
wrenched from the section and turned into ends in and of
themselves.
[
Footnote 2/15]
Cf. Spence v. Washington, 418 U.
S. 405,
418 U. S. 410
(1974) (per curiam);
Tinker v. Des Moines School District,
393 U. S. 503,
393 U. S.
505-514 (1969);
Stromberg v. California,
283 U. S. 359,
283 U. S. 369
(1931). In describing the expressive value of symbols like that at
issue here, it is difficult, as is so often the case, to improve
upon Justice Jackson's eloquence:
"Symbolism is a primitive but effective way of communicating
ideas. The use of an emblem or flag to symbolize some system, idea,
institution, or personality, is a short cut from mind to mind.
Causes and nations, political parties, lodges and ecclesiastical
groups seek to knit the loyalty of their following to a flag or
banner, a color or design. The State announces rank, function, and
authority through crowns and maces, uniforms and black robes; the
church speaks through the Cross, the Crucifix, the altar and
shrine, and clerical raiment. Symbols of State often convey
political ideas just as religious symbols come to convey
theological ones. . . . A person gets from a symbol the meaning he
puts into it, and what is one man's comfort and inspiration is
another's jest and scorn."
West Virginia Board of Education v. Barnette,
319 U. S. 624,
319 U. S.
632-633 (1943).
[
Footnote 2/16]
E.g., City Council of Los Angeles v. Taxpayers for
Vincent, 466 U. S. 789,
466 U. S. 812
(1984);
United States v. Grace, 461 U.
S. 171,
461 U. S.
180-184 (1983);
Metromedia, Inc. v. San Diego,
453 U. S. 490,
453 U. S.
501-502, 516 (1981) (plurality opinion);
Schad v.
Mount Ephraim, 452 U. S. 61,
452 U. S. 78
(1981) (BLACKMUN, J., concurring);
id. at
452 U. S. 79
(POWELL, J., concurring);
Linmark Associates, Inc. v.
Willingboro, 431 U. S. 85,
431 U. S. 93
(1977);
Southeastern Promotions, Ltd. v. Conrad,
420 U. S. 546,
420 U. S.
556-558 (1975);
Spence v. Washington, supra, at
418 U. S. 411,
n. 4;
Schneider v. State, 308 U.
S. 147,
308 U. S. 163
(1939).
Aside from the fact that the Government simply has no business
second-guessing editorial judgments as to the communicative value
of illustrations,
cf. Miami Herald Publishing Co. v.
Tornillo, 418 U. S. 241
(1974), appellants have made no effort to contest the sworn
affidavits of appellee's editors and art directors that
illustrations of the currency constitute a unique and irreplaceable
means of communicating many ideas at the heart of First Amendment
protections.
See, e.g., App. 75, 84, 89-90, 96-97,
102-103.
[
Footnote 2/17]
Indeed, appellants claim that neither the "purpose" nor the
"publications" requirements of § 504 "have ever served as a
basis for enforcement of the statute." Juris. Statement 13. (With
respect to the "purposes" requirement, the appellants' contention
is contradicted by Time's undisputed affidavits, App. 27-28, and
the findings of the District Court, 539 F.Supp. at 1377-1379).
[
Footnote 2/18]
JUSTICE WHITE's rejection of Time's vagueness challenge, like
his statement that "we may assume that the legitimate reach of
§ 504
dwarfs its arguably impermissible applications' to
nonpublishers," ante at 468 U. S.
651-652, neglects the fact that the "publications"
requirement -- which the Government disclaims ever using -- has
only become central to the statutory scheme by virtue of his
severability conclusion. As a result, we have no way of gauging the
meaning of that provision either with respect to its "arguably
impermissible applications" or as it may be applied to Time, Inc.'s
various activities, which undoubtedly include the use of
illustrations of its covers in billboards, posters, or other
"nonpublications." JUSTICE WHITE's conclusions on these points rest
on assumptions of fact as to issues that, until now, appellee has
had no reason to address, because neither the parties nor the
District Court anticipated the surprising suggestion that we excise
the first part of the sentence in which the "publications"
requirement appears, and leave the rest standing. At a minimum,
therefore, the case should be remanded to give appellee an
opportunity to demonstrate how the newly independent "publications"
requirement might apply to itself or others. Cf. Kolender v.
Lawson, 461 U. S. 352,
461 U. S.
369-371 (1983) (WHITE, J., dissenting).
[
Footnote 2/19]
See Secretary of State of Maryland v. Joseph H. Munson
Co., 467 U. S. 947,
467 U. S.
954-959 (1984);
City Council of Los Angeles v.
Taxpayers for Vincent, supra, at
466 U. S.
798-799;
New York v. Ferber, 458 U.S. at
458 U. S.
772-774;
Schaumburg v. Citizens for a Better
Environment, 444 U. S. 620,
444 U. S.
634-639 (1980);
Broadrick v. Oklahoma,
413 U. S. 601,
413 U. S.
615-618 (1973).
[
Footnote 2/20]
See Wagner v. Simon, 412 F.
Supp. 426 (WD Mo.),
aff'd, 534 F.2d 833 (CA8 1976)
(upholding confiscation by Secret Service agents of 3-foot long
political protest poster depicting bill made to appear as a "$30
Inflationary Note" with picture of President Nixon at center);
Washington Post, Nov. 17, 1983, p. B1 (reporting that Secret
Service agents ordered municipal lottery board to stop using
advertising posters that depict $1,000 bills).
[
Footnote 2/21]
See Thornhill v. Alabama, 310 U. S.
88,
310 U. S. 97-98
(1940) ("It is not merely the sporadic abuse of power by the
censor, but the pervasive threat inherent in its very existence,
that constitutes the danger to freedom of discussion. One who might
have had a license for the asking may therefore call into question
the whole scheme of licensing when he is prosecuted for failure
to-procure it");
Lovell v. Griffin, 303 U.
S. 444,
303 U. S.
451-452 (1938) ("We think that the ordinance is invalid
on its face. Whatever the motive which induced its adoption, its
character is such that it strikes at the very foundation of the
freedom of the press by subjecting it to license and censorship");
Stromberg v. California, 283 U. S. 359,
283 U. S.
369-370 (1931) ("A statute which, upon its face, and as
authoritatively construed, is so vague and indefinite as to permit
the punishment of the fair use of [the] opportunity [for free
political discussion] is repugnant to the guaranty of liberty
contained in the Fourteenth Amendment").
See generally Colautti
v. Franklin, 439 U. S. 379
(1979).
[
Footnote 2/22]
There is, however, much truth in the District Court's
observation that "[t]he definition of a journal, newspaper or album
is anyone's game to play." 539 F. Supp. at 1390.
Cf. Branzburg
v. Hayes, 408 U. S. 665,
408 U. S.
703-705, and n. 40 (1972).
[
Footnote 2/23]
See Secretary of State of Maryland v. Joseph H. Munson
Co., 467 U.S. at
467 U. S.
967-968 ("Where, as here, a statute imposes a direct
restriction on protected First Amendment activity, and where the
defect in the statute is that the means chosen to accomplish the
State's objectives are too imprecise, so that, in all its
applications, the statute creates an unnecessary risk of chilling
free speech, the statute is properly subject to facial attack"
(footnote omitted));
City Council of Los Angeles v. Taxpayers
for Vincent, 466 U.S. at
466 U. S. 800,
n.19 ("where the statute unquestionably attaches sanctions to
protected conduct, the likelihood that the statute will deter that
conduct is ordinarily sufficiently great to justify an overbreadth
attack").
[
Footnote 2/24]
See also Secretary of State of Maryland v. Joseph H. Munson
Co., supra, at
467 U. S.
964-968;
City Council of Los Angeles v. Taxpayers
for Vincent, supra, at
466 U. S.
798-799;
Schaumburg v. Citizens for a Better
Environment, 444 U.S. at
444 U. S. 634;
Erznoznik v. City of Jacksonville, 422 U.
S. 205,
422 U. S.
216-217 (1975);
Bigelow v. Virginia,
421 U. S. 809,
421 U. S.
815-817 (1975);
Broadrick v. Oklahoma, 413 U.S.
at
413 U. S.
612.
The passage in the text that I have quoted from Time's brief,
supra, at
468 U. S.
683-684, setting out examples of potential applications
of the statutory scheme to protected conduct, belies JUSTICE
WHITE's statement that the
Wagner case is "the only
concrete example brought to our attention by Time."
Ante
at
468 U. S. 651,
n. 8. Furthermore, as the very portion of Time's brief cited by
JUSTICE WHITE demonstrates, appellee did
not in fact
contend below that "it had standing to challenge the
publication requirement because of the overbreadth
doctrine."
Ante at
468 U. S. 652,
n. 8 (emphasis supplied).
See Brief for Appellee 41, n. 29
("One of Time's major assertions has been and remains that §
504 continues § 474, � 6's proscription of considerably
more expression than is necessary to prevent counterfeiting").
Instead, Time argued that § 504 as a whole -- which, until
today's decision, was understood by no one to have severable
"purposes" and "publications" requirements -- was overbroad.
See 539 F. Supp. at 1377. The precise factual basis for
Time's overbreadth argument is, in any event, beside the point.
Given the argument, we are obliged to determine
as a matter of
law whether the statute is "
susceptible of sweeping and
improper application.'" Bigelow v. Virginia, supra, at
421 U. S. 816
(quoting NAACP v. Button, 371 U.
S. 415, 371 U. S. 433
(1963)). See generally Secretary of State of Maryland v. Joseph
H. Munson Co., supra.
[
Footnote 2/25]
Wholly apart from the statutes at issue here, it remains a crime
to forge, counterfeit, or alter any United States obligation with
intent to defraud, § 471; to pass, utter, publish, or sell (or
attempt to do so), or to import, possess, or conceal a forged,
counterfeited, or altered obligation with intent to defraud, §
472; to buy, sell, exchange, transfer, receive, or deliver any
forged, counterfeited, or altered obligation with the intent that
the same be passed, published, or used as true and genuine, §
473; to possess, with intent to forge or counterfeit, a plate,
stone, or other thing (including photographic negatives) which
resemble plates used to make currency, § 474, � 4; to
possess, take, sell, or make an impression from any tool,
implement, instrument, or thing used for printing or making other
tools or things used for printing obligations of the United States,
§§ 475, 476; to place or connect together, with intent to
defraud, different parts of two or more notes, bills, or other
instruments issued by the United States so as to produce one
instrument, § 484; and to make, use, or pass any "thing
similar in size and shape" to United States currency in order to
"procure anything of value" from any machine or other device
designed to receive or be operated by lawful currency, § 491.
See also § 474, �� 1, 2, 3, 5, 7 (other
provisions regulating possession and use of materials employed in
counterfeiting); § 492 (providing for forfeiture of "articles,
devices, and other things made, possessed, or used in violation" of
other provisions as well as of "any material or apparatus used or
fitted or intended to be used" in counterfeiting "found in the
possession of any person without authority from the Secretary of
Treasury").
[
Footnote 2/26]
See, e.g., Schaumburg v. Citizens for a Better
Environment, 444 U.S. at
444 U. S. 636;
Metromedia, Inc. v. San Diego, 453 U.S. at
453 U. S. 514
(plurality opinion);
Schad v. Mount Ephraim, 452 U.S. at
452 U. S.
72-77.
[
Footnote 2/27]
Because I believe that the "purposes" and "publications"
language in § 504(1) is inseparable from the statute's various
conditions intended to ensure that exempted illustrations do not
too closely resemble actual currency,
see 468
U.S. 641fn2/14|>n. 14,
supra, I need not consider
whether the color and size limitations could constitutionally form
part of a more carefully crafted statutory scheme, and I therefore
express no view on the constitutionality
vel non of those
requirements. The Court's decision to uphold the color restriction
in the context of
this statutory scheme, however, suffers
from two serious flaws that should not pass without comment.
First, JUSTICE WHITE upholds the statute's apparently
irrational distinction between black and white pictures and those
appearing in, say, pink or orange on the basis of what may be the
weakest conceivable kind of legislative history: a statement by a
party to this litigation submitted to Congress three days after
that party had filed its notice of appeal in this Court and
concerning legislation that has not been reported out of committee,
much less passed by either House of Congress.
See App. D
to Juris.Statement (transmitting to House Subcommittee statement of
Deputy Assistant Secretary of Treasury on H.R. 4275). There is no
indication whatsoever in the legislative history of the statute
actually passed by Congress that color prints were excluded because
they require more negatives to produce, thereby "increas[ing] a
counterfeiter's access,"
ante at
468 U. S. 657,
to materials that can be used illegitimately. Instead, it seems
obvious that the color restriction was intended to minimize the
possibility that permitted illustrations could be passed off as the
genuine article.
See, e.g., 64 Cong.Rec. 4976 (1923)
(remarks of Sen. Cummins) ("Mark you, these stamps are to be
printed in black and white, not in color, and they are to be
defaced, so that they cannot possibly be used again").
Second, the
post hoc justification offered by
appellants for the color restriction in the statute as now written
cannot satisfy the requirement that "viewpoint-neutral" regulations
abridging speech must be narrowly tailored to achieve substantial
governmental interests.
See, e.g., City Council of Los Angeles
v. Taxpayers for Vincent, 466 U.S. at
466 U. S. 808;
Clark v. Community for Creative Non-Violence, ante at
468 U. S.
293-294;
Brown v. Glines, 444 U.
S. 348,
444 U. S.
354-355 (1980);
Procunier v. Martinez,
416 U. S. 396,
416 U. S. 413
(1974);
Erznoznik v. City of Jacksonville, 422 U.S. at
422 U. S.
217-218;
United States v. O'Brien, 391 U.
S. 367,
391 U. S. 377
(1968);
id. at
391 U. S. 388
(Harlan, J., concurring). Appellants have made no effort to
controvert appellee's claim, based on uncontested affidavits
accepted by the District Court, that,
"[w]hatever the practices of professional counterfeiters might
be, all of Time's four-color separations of currency contain every
obscuring feature and distortion of the ultimate picture, and thus
are useless to the counterfeiter."
Brief for Appellee 44 (footnote omitted).
See 539 F.
Supp. at 1387, and n.19.
See generally H. Simon, Color in
Reproduction 5965 (1980). These distortions demonstrate that,
contrary to JUSTICE STEVENS' assertion,
post at
468 U. S.
700-701, Time
does wish to use "illustrations
of the currency which plainly appear spurious. JUSTICE STEVENS'
"patient" counterfeiter -- trimming numerals, enlarging negatives,
and airbrushing borderlines,
post at
468 U. S. 701,
n. 5 -- would obviously be far better off making photocopies of
actual dollar bills than somehow trying to counterfeit money from
the negatives used to produce the distorted pictures appearing in
appellee's magazines. And, in light of the requirement in §
504(1)(iii) that
"the negatives and plates used in making the [permitted]
illustrations shall be destroyed after their final use in
accordance with this section,"
it is difficult to see how the Government's interest in
preventing access to multiple negatives is further advanced by the
color requirement.
Perhaps most significantly, however, the Government does not
prohibit color printing generally; therefore, allowing a printer to
produce plates that can print only distorted pictures of portions
of the currency cannot possibly provide him or his employees with
an additional "alibi" for creating plates that can produce
realistic facsimiles of currency. Nothing in the statutory scheme
upheld today diminishes the ability of a printer with unlawful
intentions to create such plates.
See 127 Cong.Rec.
17624-17625 (1981) (remarks of Rep. McClory) (Section 504 "was
enacted at a time when quality publishing was the domain of
comparatively few highly skilled professionals. . . . Quality
publishing is [today], by and large, in color, and no longer an
elite technology. With its skills in such wide circulation, a
restriction against color reproduction is a burden only on the
legitimate, law-abiding printer"). Conversely, the legitimate and
compelling Government interest at stake in this case -- prevention
of the manufacture of illustrations that might plausibly be used
for counterfeiting -- is fully served by the numerous provisions of
Title 18 that make it a crime to make or pass materials that really
look like currency.
See nn.
468
U.S. 641fn2/10|>10,
468
U.S. 641fn2/25|>25,
supra.
JUSTICE POWELL, with whom JUSTICE BLACKMUN joins, concurring in
part and dissenting in part.
I agree with the reasoning and the holding of the Court that the
"purposes" requirement contained in § 504 is unconstitutional.
I do not agree with the Court's conclusion that
"the policies Congress sought to advance by enacting § 504
can be effectuated even though the purpose requirement is
unenforceable."
Ante at
468 U. S. 653.
As Part
468 U. S. the
plain language and legislative
Page 468 U. S. 692
history of § 504 confirm that Congress enacted that
provision for the sole purpose of exempting, from the otherwise
comprehensive ban on likenesses of the currency illustrations that
serve specifically identified purposes. The "purposes" clause,
therefore, is essential to the statutory plan. If that clause is
unconstitutional, as the Court, in my view, properly holds, the
entire statute is invalid. I agree with JUSTICE BRENNAN that
JUSTICE WHITE
"errs in simply deleting the crucial statutory language and
using the words that remain as the raw materials for a new statute
of his own making."
Ante at
468 U. S.
673.
JUSTICE STEVENS, in his opinion concurring in the judgment in
part, advances strong policy arguments in favor of upholding the
color and size restrictions.
See post at
468 U. S.
701-703, and n. 6. Under my view of the case, I do not
reach this issue. I note further that one may assume that Congress
-- if necessary -- would move promptly to enact a more carefully
drawn statute.
In sum, I believe that the "purposes" clause of § 504(1) is
unconstitutional, and that Congress would not have enacted the
remaining provisions of § 504 without that clause. I therefore
simply would invalidate § 504 and affirm the judgment of the
District Court without reaching the constitutionality of either the
"publication" requirement or the color and size restrictions.
JUSTICE STEVENS, concurring in the judgment in part and
dissenting in part.
Time's challenge to the constitutionality of the prohibition
against making any likenesses of currency might proceed on either
of two quite different theories. First, even if Time's ability to
communicate is adequately protected by the rather complex exception
for publications that contain pictures complying with color and
size limitations, the prohibition against communications that do
not come within the exception is so broad -- or so poorly defined
-- that the entire statute is invalid. Second, without considering
the potential impact of
Page 468 U. S. 693
the statute on third parties, the restrictions are invalid, in
whole or in part, as they apply to Time. Given that this statute
contains an express exception for expression which may fully
accommodate Time's First Amendment rights, I think the Court should
begin its analysis by evaluating the impact of the statute on the
litigant before the Court before it confronts any question
concerning the statute's impact on third parties.
I also think that the Court should decline Time's invitation to
plunge right into the constitutional analysis without pausing to
determine whether, and to what extent, a fair construction of the
statute would protect Time's legitimate interests and also avoid
the unnecessary adjudication of constitutional questions. Most of
the Treasury Department's criticism of Time's use of pictures of
currency -- and I believe all of its criticism of black and white
reproductions -- stemmed from what I regard as an incorrect reading
of the word "newsworthy" in § 504(1). Although I recognize
that the Government has not been consistent in its reading of that
word, any ambiguity could readily have been eliminated by a
declaratory judgment construing the term.
Time, however, did not ask the District Court or this Court for
a favorable construction of the statute. Instead, as is the current
fashion in First Amendment litigation,
cf. United States v.
Grace, 461 U. S. 171
(1983), it asks this Court to adopt the most confusing and
constitutionally questionable interpretation of the statute that it
could in order to fortify its constitutional challenge.
I
Plainly there is no need to rely on the "overbreadth" doctrine
to support Time's standing to challenge the constitutionality of
this statute. Time is a publisher of widely circulated news
magazines. The record makes it perfectly clear that the statute
impairs its ability to communicate with the public by using some
illustrations that include small, but colorful reproductions of
currency. There can be no doubt
Page 468 U. S. 694
concerning appellee's standing to challenge the statute's
requirement that pictures of money may not use any color except
black and white and must be either less than three-fourths or more
than one and a half times the size of actual bills or coins. Time's
own First Amendment rights are clearly implicated.
It is clear to me that Time's problems with this statute are not
exacerbated in the slightest by the fact that the exception from
its blanket prohibition is limited by a "purpose" requirement and a
"publications" requirement or, as JUSTICE BRENNAN argues, a single
requirement that merges both concepts. Under a proper construction
of this provision, any picture of money that Time will disseminate
would qualify as "newsworthy" -- and thus satisfy the purpose
requirement -- as well as being contained in a "magazine" -- and
thus satisfy the publications requirement. Thus, to evaluate the
constitutionality of the color and size restrictions as they affect
Time, it is wholly unnecessary to consider the significance of
either the publications or the purpose requirement for parties who
are not before the Court.
Cf. Metromedia, Inc. v. San
Diego, 453 U. S. 490,
453 U. S.
542-548 (1981) (STEVENS, J., dissenting in part);
see also ante at
468 U. S.
649-652 (opinion of WHITE, J.). In short, while the
statute might not have accommodated adequately the First Amendment
rights of all individuals, if it has successfully avoided abridging
Time's freedom of speech or press through the exception, Time has
no stake in championing the rights of third parties regarding these
issues.
II
When § 474 was adopted, it probably occurred to no one that
the statute limited legitimate communication. The post-Civil War
Congress that enacted § 474 presumed that anyone printing or
photographing likenesses of the currency was up to no good. The use
of images of the currency for legitimate, communicative purposes
was probably too eso
Page 468 U. S. 695
teric to be deemed significant or realistic in the 19th century,
and it was of the utmost concern to assure the integrity and value
of the greenback -- itself under attack on constitutional grounds
as being inherently worthless and not suitable as legal tender,
See The Legal Tender
Cases, 12 Wall. 457 (1871) (overruling
Hepburn v.
Griswold, 8 Wall. 603 (1870)).
Section 474, to the extent it prohibits expression at all, does
so only inadvertently and incidentally. The object of § 474 is
plain, and has nothing whatever to do with suppressing
dissemination of ideas on the basis of content or anything else.
The prohibition plainly is not "aimed at any restraint of freedom
of speech. . . ."
Cox v. New Hampshire, 312 U.
S. 569,
312 U. S. 578
(1941). It dedicates the image Congress selected for our currency
to the use for which it is lawfully intended, and prohibits all
others from making likenesses of that image. Section 474 itself
does not turn on the content or subject matter of the message a
speaker might wish to convey; it serves a significant governmental
interest; and it leaves open alternative channels for communication
of the information. It is subject to attack on the grounds that it
serves the governmental interest too imprecisely to justify the
incidental effect on communication. In short, § 474 is a
restriction on the manner of expression, and if it would suffer
from any constitutional infirmity, presumably it would be on the
ground that it is "overbroad."
This provision stood on the books for nearly a century without
modification or challenge, but as the decades passed and the
instruments of mass communication multiplied and became more
sophisticated, free expression clashed with § 474. The
familiar image of United States currency became a powerful symbol,
to the point of perhaps becoming somewhat of a modern icon. So
embedded is the freedom of speech and of the press in our
governmental institutions that, with no overt suggestion of a
constitutional infirmity in § 474, the Treasury Department
adopted the practice, without evident statutory authority, of
making exceptions from the
Page 468 U. S. 696
broad prohibition in the interest of free expression on a
case-by-case basis.
Section 504 is Congress' attempt to narrow whatever
"overbreadth" infects § 474: Congress sought to accommodate
the interests in using the symbol of the currency for free
expression in the marketplace of ideas. Important as its symbolic
value is, however, communication is of course not the primary
purpose of the image -- its primary purpose is its use in exchange
transactions. A core governmental function is implicated in this
case, and the compelling nature of the Government's interest is
demonstrated by the fact that Art. I, § 8, cl. 6, of the
Constitution expressly empowers Congress "[t]o provide for the
Punishment of counterfeiting the Securities and current Coin of the
United States." The dispute in this case is not over the strength
of the governmental interest, but rather the extent to which it is
served by the specific provision in question. In my view, however,
a statute which implicates a particularly strong governmental
interest need not serve that interest to the same degree to
withstand constitutional scrutiny as it would if the interest were
weaker. Similarly, the effectuation of that interest need not be
perfect, or nearly so, if the intrusion on expression is
minimal.
Congress' attempt to reconcile the competing interests, and to
eliminate possibly impermissible applications of § 474, is
entitled to great respect. When Congress legislates exceptions to a
general prohibition to accommodate First Amendment interests, we
should not adopt a grudging interpretation of the exceptions, but
should liberally construe them to effectuate their remedial
purposes. Congress adopted the exception in the spirit of the First
Amendment; courts should construe them in the same fashion. There
is a presumption in favor of the constitutionality of an Act of
Congress.
See, e.g., Rostker v. Goldberg, 453 U. S.
57,
453 U. S. 64
(1981). This presumption should be particularly salient regarding a
statutory scheme which, on its face, goes far in accommodating the
interests of free expression at stake
Page 468 U. S. 697
in a statutory scheme legitimately directed at a serious
substantive evil.
Generally, of course, we construe Acts of Congress to avoid
constitutional questions.
See, e.g., United States v.
Clark, 445 U. S. 23,
445 U. S. 27
(1980). This maxim of construction is not merely based on a desire
to avoid premature adjudication of constitutional issues. Like
others, the maxim also reflects a judicial presumption concerning
the intent of the draftsmen of the language in question. In areas
where legislation might intrude on constitutional guarantees, we
believe that Congress, which also has sworn to protect the
Constitution, would intend to err on the side of fundamental
constitutional liberties when its legislation implicates those
liberties.
In this case, this belief is no mere presumption. Congress
recognized, as had the Executive Branch for years, the expressive
value of the image of the currency, and determined that § 474
undermined such expression, sweeping within its prohibition
identifiable, legitimate uses of the image. In § 504, Congress
sought to excise the surplusage from the broad prohibition of
§ 474 to ameliorate the overbreadth of that provision.
Appellee does not attack § 504 as overbroad -- it argues that
it is not broad enough. Stated another way, appellee contends that
the impermissible applications of § 474, even with the large
exception carved out by § 504, dwarf the permissible
applications.
Appellee maintains that Congress failed in its attempt to
accommodate First Amendment interests. Specifically, it attacks the
purposes requirement and essentially contends that it has a First
Amendment right to take color photographs of United States currency
so long as the specific pictures it publishes cannot be passed off
as the real thing.
III
Purposes Requirement
The Court devotes little attention to the constitutionality of
the purposes requirement, brushing aside this attempt by Congress
to reconcile the interest in free expression with respect
Page 468 U. S. 698
to images of the currency with the interest in protecting the
integrity of that image for its primary purpose. In a paragraph, we
are simply told that a determination of newsworthiness or
educational value of an image of the currency must be based on the
content of the message, and that the Government will determine if
that message is newsworthy in determining the applicability of the
exception. Then the Court makes the sweeping statement that
regulations permitting the Government to discriminate on the basis
of content are
per se violative of the First Amendment.
[
Footnote 3/1]
I do not interpret the provision to give the Government a
license to determine the newsworthiness or the value of the
substantive message being conveyed. Rather, giving it the liberal
construction I think it deserves, the question is merely whether
the image of the currency is used for such a purpose, or stated
another way, whether the image is being
Page 468 U. S. 699
used to convey information or express an idea. [
Footnote 3/2] That requirement is easily met --
whenever the image is used in connection with a news article, it
necessarily will comply with this condition unless the editor's use
of the image bears no rational relationship to the information or
idea he is trying to convey. [
Footnote
3/3] The key point is that he must be attempting to
Page 468 U. S. 700
communicate: he must be using the symbol as expression protected
by the First Amendment, and not merely reproducing images of the
currency for some noncommunicative purpose,
e.g., to
facilitate counterfeiting. [
Footnote
3/4]
Color and Size Requirements
With respect to the cover illustrations contained in the record
in this case, it would appear that Time's interest is in
reproducing realistic illustrations of the currency, and the more
realistic the illustration, the more effective the
communication.
Page 468 U. S. 701
However, the very heart of the Government's interest grows
stronger the more realistic the illustration is. Stated another
way, Time does not want to use illustrations of the currency which
plainly appear spurious; the Government's precise legitimate
interest is to permit only those illustrations which do plainly
appear spurious. Time notes that one of these pictures may be worth
a thousand words; the Government notes one of these pictures or
negatives may be worth a thousand dollars.
Time particularly objects to the color requirement -- it wants
to print pictures of money in its actual color. [
Footnote 3/5] Time's communicative interest in
printing pictures of the currency in color seems weak. [
Footnote 3/6] We are not told that use of
the actual
Page 468 U. S. 702
color of the currency expresses an idea itself, aside from
communicating information about the color of the currency. But that
is not necessary to communicate the substantive ideas Time is
attempting to convey, any more than the size of the bill must be
communicated by showing its actual size. The use of the bill's
actual color adds little, if anything, to the message, particularly
because the currency itself is not especially colorful.
A reproduction which meets the size requirements, to be sure,
advances the Government interest in preventing deception, but the
color requirement advances the interest as well, in a manner that
is independent of the size requirement. Imposing both requirements
reduces the likelihood of the evil Congress legitimately desired to
prevent to a greater extent than imposing just one of the
requirements.
To argue, as does Time, that the color requirement is invalid
would invalidate the size requirement as well. Time argues that the
color requirement is invalid because some of its covers violate the
color requirement, and yet "none of them has the remotest capacity
for deception or could otherwise be used to make a counterfeit."
Brief for Appellee 43. The same argument could be made if the
covers violated the size requirement. The reasons Time points to in
arguing that its covers pose no real risk as instruments for fraud
-- such factors as the kind of paper used for its covers and the
fact that images of the bills are partially obscured or distorted
-- would be equally applicable if Time violated both the color and
size requirements. The point is that whatever capacity the covers
have as instruments of deception is
Page 468 U. S. 703
necessarily enhanced if the bill is shown in its actual color,
just as it is enhanced if the bill is reproduced in its actual
size.
Moreover, Time all but ignores the potential variety of ways in
which a negative could be used for illegitimate purposes. The size
requirement is meaningless, or always met, with respect to a
negative. The point, of course, is that a negative that makes a
print meeting the size requirement can also make a print the exact
size of a bill. If it is a black and white negative, all that can
be produced is a black and white reproduction of the bill; if it is
a color negative, a color reproduction may be made. The fact that
the bill is partially obscured in the photographs or even in the
negatives is not dispositive; the statute prohibits making color
photographs of even parts of bills for a reason. [
Footnote 3/7]
The statute at issue in this case is but one part of a
comprehensive scheme, to be sure, but that cannot render it
susceptible to invalidation on the ground that the other portions
of the scheme largely meet the governmental interest. The fact that
there are other statutes available to punish counterfeiters does
not negate the Government's interest here; Congress may provide
"alternative statutory avenues of prosecution to assure the
effective protection of one and the same interest."
United
States v. O'Brien, 391 U. S. 367,
391 U. S.
380
Page 468 U. S. 704
(1968). This statute protects the gullible as well as the
shrewd, and the Government need not wait until near perfect
forgeries are rolling off the presses to act.
In conclusion, this statute is one weapon in an arsenal designed
to deprive would-be counterfeiters and defrauders of the tools of
deception and, given the strength of the state interest and the
presumption of constitutionality which attaches to an Act of
Congress, I believe the color and size requirements are permissible
methods of minimizing the risk of fraud as well as counterfeiting,
and can have only a minimal impact on Time's ability to communicate
effectively.
It may well be, as Time argues, that "Congress can do a much
better job in preventing counterfeiting than the present § 474
and § 504," Brief for Appellee 46. The question for us, of
course, is not whether Congress could have done a better job, but
whether the job it did violates Time's right to free expression. It
does not: Time is free to publish the symbol it wishes to publish
and to express the messages it wishes to convey by use of that
symbol; it merely must comply with restrictions on the manner of
printing that symbol which are reasonably related to the strong
governmental interests in preventing counterfeiting and deceptive
uses of likenesses of the currency.
Accordingly, I concur in the judgment of the Court in part, and
dissent in part.
[
Footnote 3/1]
The Court makes the following statement:
"Regulations which permit the Government to discriminate on the
basis of the content of the message cannot be tolerated under the
First Amendment."
Ante at
468 U. S.
648-649. The Court's summary invalidation of the
purposes requirement on the basis of this sweeping statement is
particularly disturbing in light of the fact that Congress employed
quite similar language in striking a similar balance between free
expression and a governmental interest under the Copyright Act.
Pursuant to the express authority of Art. I, § 8, of the
Constitution, Congress established a copyright which generally
vests the exclusive right to reproduce original works with the
author of the work. 17 U.S.C. § 106. One who infringes that
right by reproducing the work,
see § 501(a), is
subject to criminal prosecution,
see § 506. This
broad prohibition, however, is qualified. Individuals may make a
"fair use" of the copyrighted works "for purposes such as
criticism, comment, news reporting, teaching . . . , scholarship,
or research. . . ." § 107.
To my knowledge, it has never been seriously suggested that the
fair use provision of the Copyright Act is violative of the First
Amendment because it allows governmental authorities to make
decisions on the basis of content. Indeed, we have recognized the
interests in free expression that the fair use provision was
intended to serve.
See generally Sony Corp. v. Universal City
Studios, Inc., 464 U. S. 417,
464 U. S.
445-446, and n. 27,
464 U. S.
450-451,
464 U. S.
454-455, and n. 40 (1984). If the broad language of
today's opinion were to be applied literally, perhaps this
provision would be highly suspect.
[
Footnote 3/2]
Cf. Schacht v. United States, 398 U. S.
58,
398 U. S. 61-62,
n. 3 (1970) (interpreting exception from statute making it a crime
for a civilian to wear a United States military uniform for "an
actor in a theatrical or motion picture production" to be
applicable to a protester in a dramatic street demonstration).
[
Footnote 3/3]
The legislative history is consistent with my view that
Congress, by use of the term "newsworthy," simply intended to
exempt pictures of the currency used in connection with articles in
publications. The House and Senate Committee Reports, quoted by
JUSTICE WHITE, stated that "
[n]ewspapers quite often publish
pictures of paper money or checks in connection with news
articles,'" ante at 468 U. S. 655,
n. 10 (citations omitted), and plainly that connection was deemed
sufficient by the Congress to invoke the exemption.
Time's analysis of this statement in the legislative history is
typical of its approach to this litigation. Incredibly, Time
asserts that the need of members of the press to report the news
was "[c]uriously absent" from the list of legitimate purposes set
forth in the Committee Reports, interpreting the language quoted as
a mere passing observation. Brief for Appellee 8, n. 10. Time thus
asks this Court to ignore the plain import of the language of the
statute and the legislative history -- language which was plainly
intended to benefit publications such as Time -- and actually
argues for a construction against its interest.
The history of § 504 makes it rather clear that Congress
intended to exempt uses of pictures of money that serve a
legitimate purpose and that pose no significant threat of
counterfeiting or fraud. The democratic process through which
§ 504 was crafted resulted in a list, expanded from time to
time, of exempted uses largely coterminous with the legitimate uses
that actual experience demonstrated were substantial. The fact that
§ 504 is not still broader is attributable in part to the fact
that experience did not demonstrate a substantial need for any
other exceptions. This is an apt case for remembering the words of
Justice Holmes:
"Great constitutional provisions must be administered with
caution. Some play must be allowed for the joints of the machine,
and it must be remembered that legislatures are ultimate guardians
of the liberties and welfare of the people in quite as great a
degree as the courts."
Missouri, K. & T. R. Co. v. May, 194 U.
S. 267,
194 U. S. 270
(1904).
It seems clear to me that a fair interpretation of the scope of
§ 504 will involve substantially all legitimate uses of
reproductions of currency and exclude those that are illegitimate.
Moreover, the purpose request itself surely makes sense. If a
Treasury agent finds a printer with negatives of currency in his
possession, an inquiry is appropriate to determine the purpose
those negatives were intended to serve.
JUSTICE BRENNAN is critical of my construction of the "purposes"
requirement of § 504 which draws a broad distinction between
legitimate and illegitimate uses of reproductions of currency. He
seems to think that reading the word "newsworthy" to mean
"newsworthy" is "judicial rewriting," and that it "
pervert[s]
the purpose'" of § 504 to construe it to exempt legitimate
uses that had been called to the attention of Congress or the
Treasury Department before it was enacted. See ante at
468 U. S.
663-664, n. 1. With all due respect, I suggest that
JUSTICE BRENNAN has accepted Time's invitation to plunge headlong
into the alluring waters of constitutional analysis. He construes
the crucial language in the light most unfavorable to Time with an
eye toward a still larger constitutional plum on the horizon --
§ 474 itself, which, when § 504 is invalidated, is then
ironically subject to attack either on overbreadth grounds or
inseverability grounds.
[
Footnote 3/4]
However, if the idea to be conveyed is to advocate
counterfeiting,
e.g., the publication of a counterfeiting
manual, and the speech presents a clear and present danger of
bringing about that substantive evil, the speech is unprotected
under the First Amendment.
Time, it should be noted, expresses no interest in simply
printing pictures of money unconnected with any message; and hence
we need not decide whether the unadorned photograph of a dollar
bill, expressing no other message than "this is a dollar bill,"
would be covered by the exception.
I should note that, because I believe the purposes requirement
does not offend the First Amendment, I do not reach any
severability issue.
[
Footnote 3/5]
A color other than the actual color, or one similar to it, might
be communicative under some circumstances, but the record does not
indicate that Time has any interest in using other colors. Time may
argue, however, that the black and white requirement is overbroad
on the ground that it is irrational as applied to any color other
than a color similar to the actual color of the currency. But the
legitimate sweep of the statute dwarfs its arguably impermissible
applications, because it seems quite plain that, ordinarily, it is
the actual color which would be selected most often. This
conclusion is supported not only by the record in this case, but by
common sense as well.
Time, it should be noted, argues that, in most cases, the
expressive quality of illustrations of the currency derives
principally from artistic interpretation and distortion of the
image, and therefore states that "an actual-size, true-color,
unembellished picture of a dollar bill . . . is of little use to
Time's journalists." Brief for Appellee 3. If that is true, Time
seems to be conceding it has little interest in challenging the
color and size limitations, or stated another way, the color and
size limitations have a
de minimis impact on its ability
to communicate effectively.
[
Footnote 3/6]
The front of United States currency is not very colorful in any
event. Aside from the serial numbers and the Seal of the Department
of the Treasury, which are a rather vivid green, the rest of the
image borders on being black and white itself. The difference
between printing a black and white image of it and and color image
of it would have a
de minimis impact on the value of the
image for communicative purposes, compare App. 17 (black and white
likeness of a thousand dollar bill) with an actual one dollar bill,
but would have a significant impact on the value of the image for
fraudulent or deceptive purposes. While it may be that only the
most gullible among us -- those who might indeed take a proverbial
wooden nickel -- could possibly be duped into accepting a cutout
from a Time magazine cover as the genuine article even if it were
the same size and same color as a thousand dollar bill, since it is
on a different kind of paper and is printed on only one side,
Congress apparently thought that the existence of the negatives and
color plates pose a real threat of counterfeiting.
[
Footnote 3/7]
If the numerals on the bill are not obscured, for example, a
color negative of that bill could be used to reproduce copies of
those numerals in the correct size and in color on paper resembling
that used in real currency, and then affixed to a lower
denomination bill, airbrushing the borderlines to complete the
deceptive instrument. Moreover, it is no answer to say that, for
any given photograph used in preparing any given cover, all of the
corners are not shown, as they are, for example, in the hundred
dollar bills shown in Exhibit F to the complaint, App. 23. All of
the numerals may not be necessary for perpetrating a fraud, and the
patient counterfeiter or con-artist in the printshop may bide his
time, making prints from the negatives as they become available. It
is no answer to say that the criminal would do better to take his
own color photographs,
see ante at
468 U. S.
688-690, n. 27, for, in doing so, he would be violating
this statute.