After respondents were arrested for nonjailable misdemeanors,
petitioner, a Magistrate in a Virginia county, imposed bail, and
when respondents were unable to meet the bail, petitioner committed
them to jail. Subsequently, respondents brought an action against
petitioner in Federal District Court under 42 U.S.C. § 1983,
claiming that petitioner's practice of imposing bail on persons
arrested for nonjailable offenses under Virginia law and of
incarcerating those persons if they could not meet the bail was
unconstitutional. The court agreed and enjoined the practice, and
also awarded respondents costs and attorney's fees under the Civil
Rights Attorney's Fees Awards Act of 1976. Determining that
judicial immunity did not extend to injunctive relief under §
1983 and that prospective injunctive relief properly had been
awarded against petitioner, the Court of Appeals affirmed the award
of attorney's fees.
Held:
1. Judicial immunity is not a bar to prospective injunctive
relief against a judicial officer, such as petitioner, acting in
her judicial capacity. Pp.
466 U. S. 528-543.
(a) Common law principles of judicial immunity were incorporated
into the United States judicial system, and should not be abrogated
absent clear legislative intent to do so. Although there were no
injunctions against common law judges, there is a common law
parallel to the § 1983 injunction at issue here in the
collateral prospective relief available against judges through the
use of the King's prerogative writs in England. The history of
these writs discloses that the common law rule of judicial immunity
did not include immunity from prospective collateral relief. Pp.
466 U. S.
528-536.
(b) The history of judicial immunity in the United States is
fully consistent with the common law experience. There never has
been a rule of absolute judicial immunity from prospective relief,
and there is no evidence that the absence of that immunity has had
a chilling effect on judicial independence. Limitations on
obtaining equitable relief serve to curtail or prevent harassment
of judges through suits against them by disgruntled litigants.
Collateral injunctive relief against a judge, particularly when
that relief is available through § 1983, also raises a concern
relating to the proper functioning of federal-state relations, but
that
Page 466 U. S. 523
concern has been addressed directly as a matter of comity and
federalism, independent of principles of judicial immunity. While
there is a need for restraint by federal courts called upon to
enjoin actions of state judicial officers, there is no support for
a conclusion that Congress intended to limit the injunctive relief
available under § 1983 in a way that would prevent federal
injunctive relief against a state judge. Rather, Congress intended
§ 1983 to be an independent protection for federal rights, and
there is nothing to suggest that Congress intended to expand the
common law doctrine of judicial immunity to insulate state judges
completely from federal collateral review. Pp.
466 U. S.
536-543.
2. Judicial immunity is no bar to the award of attorney's fees
under the Civil Rights Attorney's Fees Awards Act. Congress has
made clear in the Act its intent that attorney's fees be available
in any action to enforce § 1983. And the legislative history
confirms Congress' intent that an attorney's fee award be made
available even when damages would be barred or limited by immunity
doctrines. Pp.
466 U. S.
543-544.
690 F.2d 376, affirmed.
BLACKMUN, J., delivered the opinion of the Court, in which
BRENNAN, WHITE, MARSHALL, and STEVENS, JJ., joined. POWELL, J.,
filed a dissenting opinion, in which BURGER, C.J., and REHNQUIST
and O'CONNOR, JJ., joined,
post, p.
466 U. S.
544.
Page 466 U. S. 524
JUSTICE BLACKMUN delivered the opinion of the Court.
This case raises issues concerning the scope of judicial
immunity from a civil suit that seeks injunctive and declaratory
relief under § 1 of the Civil Rights Act of 1871, as amended,
42 U.S.C. § 1983, and from fee awards made under the Civil
Rights Attorney's Fees Awards Act of 1976, 90 Stat. 2641, as
amended, 42 U.S.C. § 1988.
Petitioner Gladys Pulliam is a state Magistrate in Culpeper
County, Va. Respondents Richmond R. Allen and Jesse W. Nicholson
were plaintiffs in a § 1983 action against Pulliam brought in
the United States District Court for the Eastern District of
Virginia. They claimed that Magistrate Pulliam's practice of
imposing bail on persons arrested for nonjailable
Page 466 U. S. 525
offenses under Virginia law and of incarcerating those persons
if they could not meet the bail was unconstitutional. The District
Court agreed and enjoined the practice. That court also awarded
respondents $7,691.09 in costs and attorney's fees under §
1988. The United States Court of Appeals for the Fourth Circuit
rejected petitioner's claim that the award of attorney's fees
against her should have been barred by principles of judicial
immunity. We agree with the Court of Appeals, and affirm the
award.
I
Respondent Allen was arrested in January, 1980, for allegedly
using abusive and insulting language, a Class 3 misdemeanor under
Va.Code § 18.2-416 (1982). The maximum penalty for a Class 3
misdemeanor is a $500 fine.
See § 18.2-11(c).
Petitioner set a bond of $250. Respondent Allen was unable to post
the bond, and petitioner committed Allen to the Culpeper County
jail, where he remained for 14 days. He was then tried, found
guilty, fined, and released. The trial judge subsequently reopened
the judgment and reversed the conviction. Allen then filed his
§ 1983 claim, seeking declaratory and injunctive relief
against petitioner's practice of incarcerating persons waiting
trial for nonincarcerable offenses. [
Footnote 1]
Respondent Nicholson was incarcerated four times within the
2-month period immediately before and after the filing of Allen's
complaint. His arrests were for alleged violations of Va.Code
§ 18.2-388 (1982), being drunk in public. Section 18.2-388 is
a Class 4 misdemeanor for which the maximum penalty is a $100 fine.
See § 18.2-11(d). Like Allen, respondent Nicholson
was incarcerated for periods of two to six
Page 466 U. S. 526
days for failure to post bond. He intervened in Allen's suit as
a party plaintiff.
The District Court found it to be petitioner's practice to
require bond for nonincarcerable offenses. The court declared the
practice to be a violation of due process and equal protection and
enjoined it. [
Footnote 2] The
court also found that respondents, having substantially prevailed
on their claims, were entitled to costs, including reasonable
attorney's fees, in accordance with § 1988. It directed
respondents to submit a request for costs to petitioner within 10
days. App. 23. Petitioner did not appeal this order.
Respondents submitted a request for fees and costs totalling
$7,691.09. The fee component of this figure was $7,038.
Page 466 U. S. 527
Petitioner filed objections and prayed "that the Court reduce
the request of Plaintiffs for attorney's fees."
Id. at 33.
The court found the fees figure reasonable, and granted fees and
costs in the requested amount.
Petitioner took an appeal from the order awarding attorney's
fees against her. She argued that, as a judicial officer, she was
absolutely immune from an award of attorney's fees. The Court of
Appeals reviewed the language and legislative history of §
1988. It concluded that a judicial officer is not immune from an
award of attorney's fees in an action in which prospective relief
properly is awarded against her. Since the court already had
determined that judicial immunity did not extend to injunctive and
declaratory relief under § 1983, [
Footnote 3] the court concluded that prospective relief
properly had been awarded against petitioner. It therefore affirmed
the award of attorney's fees.
Allen v. Burke, 690 F.2d 376
(1982).
II
We granted certiorari in this case, 461 U.S. 904 (1983), to
determine, as petitioner phrased the question,
"[w]hether Judicial Immunity Bars the Award of Attorney's Fees
Pursuant to 42 U.S.C. § 1988 Against a Member of the Judiciary
Acting in his Judicial Capacity."
See the initial leaf of the petition for certiorari. As
the Court of Appeals recognized, the answer to that question
depends in part on whether judicial immunity bars an award of
injunctive relief under § 1983. The legislative history of
§ 1988 clearly indicates that Congress intended to provide for
attorney's fees in cases where relief properly is granted against
officials who are immune from damages awards. H.R.Rep. No. 94-1558,
p. 9 (1976). [
Footnote 4] There
is no indication, however, that Congress
Page 466 U. S. 528
intended to provide for a fee award if the official was immune
from the underlying relief on which the award was premised.
See
Supreme Court of Virginia v. Consumers Union of United States,
Inc., 446 U. S. 719,
446 U. S.
738-739 (1980). Before addressing the specific
provisions of § 1988, therefore, we turn to the more
fundamental question, that is, whether a judicial officer acting in
her judicial capacity should be immune from prospective injunctive
relief. [
Footnote 5]
III
Although injunctive relief against a judge rarely is awarded,
the United States Courts of Appeals that have faced the issue are
in agreement that judicial immunity does not bar such relief.
[
Footnote 6] This Court,
however, has never decided the question. [
Footnote 7]
Page 466 U. S. 529
The starting point in our own analysis is the common law. Our
cases have proceeded on the assumption that common law principles
of legislative and judicial immunity were incorporated into our
judicial system, and that they should not be abrogated absent clear
legislative intent to do so.
See Pierson v. Ray,
386 U. S. 547,
386 U. S.
554-555 (1967);
Tenney v. Brandhove,
341 U. S. 367
(1951). Accordingly, the first and crucial question is whether the
common law recognized judicial immunity from prospective collateral
relief.
At the common law itself, there was no such thing as an
injunction against a judge. Injunctive relief was an equitable
remedy that could be awarded by the Chancellor only against the
parties in proceedings before other courts.
See 2 J.
Story, Equity Jurisprudence � 875, p. 72 (11th ed. 1873).
This limitation on the use of the injunction, however, says nothing
about the scope of judicial immunity. And the limitation derived
not from judicial immunity, but from the substantive confines of
the Chancellor's authority.
Ibid.
Although there were no injunctions against common law judges,
there is a common law parallel to the § 1983 injunction at
issue here. That parallel is found in the collateral prospective
relief available against judges through the use of the King's
prerogative writs. A brief excursion into common law history helps
to explain the relevance of these writs to the question whether
principles of common law immunity bar injunctive relief against a
judicial officer.
Page 466 U. S. 530
The doctrine of judicial immunity and the limitations on
prospective collateral relief with which we are concerned have
related histories. Both can be traced to the successful efforts of
the King's Bench to ensure the supremacy of the common law courts
over their 17th- and 18th-century rivals.
See 5 W.
Holdsworth, A History of English Law 159-160 (3d ed.1945)
(Holdsworth).
A number of courts challenged the King's Bench for authority in
those days. Among these were the Council, the Star Chamber, the
Chancery, the Admiralty, and the ecclesiastical courts.
Ibid. In an effort to assert the supremacy of the common
law courts, Lord Coke forbade the interference by courts of equity
with matters properly triable at common law.
See Heath v.
Rydley, Cro.Jac. 335, 79 Eng.Rep. 286 (K.B. 1614). Earlier, in
Floyd and Barker, 12 Co.Rep. 23, 77 Eng.Rep. 1305 (1607),
Coke and his colleagues of the Star Chamber had declared the judges
of the King's Bench immune from prosecution in competing courts for
their judicial acts. In doing so, they announced the theory upon
which the concept of judicial immunity was built. The judge
involved in
Floyd and
Barker was a common law
Judge of Assize who had presided over a murder trial. He was then
charged in the Star Chamber with conspiracy. The court concluded
that the judges of the common law should not be called to account
"before any other Judge at the suit of the King."
Id. at
24, 77 Eng.Rep. at 1307.
"[A]nd it was agreed, that insomuch as the Judges of the realm
have the administration of justice, under the King, to all his
subjects, they ought not to be drawn into question for any supposed
corruption, which extends to the annihilating of a record, or of
any judicial proceedings before them, or tending to the slander of
the justice of the King, which will trench to the scandal of the
King himself, except it be before the King himself; for they
Page 466 U. S. 531
are only to make an account to God and the King, and not to
answer to any suggestion in the Star-Chamber."
Id. at 25, 77 Eng.Rep. at 1307.
As this quoted language illustrates, Coke's principle of
immunity extended only to the higher judges of the King's courts.
See 5 Holdsworth, at 159-160. In time, Coke's theory was
expanded beyond his narrow concern of protecting the common law
judges from their rival courts, so that judges of all courts were
accorded immunity, at least for actions within their jurisdiction.
[
Footnote 8]
See Scott v.
Stansfield, 3 L.R.Ex. 220 (1868) (immunity extended to a
county court, an inferior court of record; reliance placed on
precedent extending immunity to the court of a coroner and to a
courtmartial, an inferior court and a court not of record);
Haggard v. Pelicer Freres [1892] A. C. 61 (1891) (Judge of
Consular Court of Madagascar given same immunity as judge of a
court of record). In addition, the theory itself was refined, its
focus shifting from the need to preserve the King's authority to
the public interest in independent judicial decisionmaking.
See
Taaffe v. Downes, reprinted in footnote in
Calder v.
Halket, 13 Eng.Rep. 12, 18, n. (a) (P.C. 1840) ("An action
before one Judge for what is done by another, is in the nature of
an Appeal; and is the Appeal from an equal to an equal. It is a
solecism in the law . . . that the Plaintiff's case is against the
independence of the Judges").
Page 466 U. S. 532
By 1868, one of the judges of the Court of Exchequer explained
judicial immunity in language close to our contemporary
understanding of the doctrine:
"It is essential in all courts that the judges who are appointed
to administer the law should be permitted to administer it under
the protection of the law, independently and freely, without favor
and without fear. This provision of the law is not for the
protection or benefit of a malicious or corrupt judge, but for the
benefit of the public, whose interest it is that the judges should
be at liberty to exercise their functions with independence, and
without fear of consequences."
Scott v. Stansfield, 3 L.R.Ex., at 223, quoted in
Bradley v.
Fisher, 13 Wall. 335,
80 U. S. 350,
n. (1872). It is in the light of the common law's focus on judicial
independence that the collateral control exercised by the King's
Bench over rival and inferior courts has particular
significance.
The King's Bench exercised significant collateral control over
inferior and rival courts through the use of prerogative writs. The
writs included habeas corpus, certiorari, prohibition, mandamus,
quo warranto, and
ne exeat regno. 1 Holdsworth at 226-231
(7th ed.1956). Most interesting for our current purposes are the
writs of prohibition and mandamus. [
Footnote 9] The writs issued against a judge, in theory to
prevent
Page 466 U. S. 533
him from exceeding his jurisdiction or to require him to
exercise it.
Id. at 228-229. In practice, controlling an
inferior court in the proper exercise of its jurisdiction meant
that the King's Bench used and continues to use the writs to
prevent a judge from committing all manner of errors, including
departing from the rules of natural justice, proceeding with a suit
in which he has an interest, misconstruing substantive law, and
rejecting legal evidence.
See 1 Halsbury's Laws of England
�� 76, 81, 130 (4th ed.1973); Gordon, The Observance
of Law as a Condition of Jurisdiction, 47 L.Q.Rev. 386, 394 (1931).
[
Footnote 10]
Examples are numerous in which a judge of the King's Bench, by
issuing a writ of prohibition at the request of a party before an
inferior or rival court, enjoined that court from proceeding with a
trial or from committing a perceived error during the course of
that trial.
See generally Dobbs, The Decline of
Jurisdiction by Consent, 40 N.C.L.Rev. 49, 60-61 (1961). The writs
were particularly useful in exercising collateral control over the
ecclesiastical courts, since the King's Bench exercised no direct
review over those tribunals. In
Shatter v. Friend, 1 Show.
158, 89 Eng.Rep. 510 (K. B. 1691), for example, the court granted a
prohibition against the Spiritual Court for refusing to allow the
defendant's proof of payment of a 10-pound legacy, one of the
justices concluding that "it was an unconscionable unreasonable
thing to disallow the proof."
Id. at 161, 89 Eng.Rep. at
512. [
Footnote 11]
Page 466 U. S. 534
In
Gould v. Gapper, 5 East. 345, 102 Eng.Rep. 1102
(K.B. 1804), the court made explicit what had been implicit in a
number of earlier decisions. It held that a writ of prohibition
would be granted not only when a court had exceeded its
jurisdiction, but also when the court, either a noncommon law court
or an inferior common law court, had misconstrued an Act of
Parliament or, acting under the rules of the civil law, had decided
otherwise than the courts of common law would upon the same
subject. The fact that the error might be corrected on appeal was
deemed to be irrelevant to the availability of a writ of
prohibition. In the court's view, the reason for prohibition in
such a case was
"[n]ot that the Spiritual Court had not jurisdiction to construe
[the statute], but that the mischiefs of misconstruction were to be
prevented by prohibition."
Id. at 368, 102 Eng.Rep. at 1111. [
Footnote 12]
Page 466 U. S. 535
Although the King's Bench exercised direct review of the
inferior common law courts, it also used the writ of prohibition to
control those courts.
See, e.g., In re Hill, 10 Exch. 726
(1855) (prohibition issued to prevent judge from proceeding in a
case in which he, of his own accord, had amended a claim to an
amount within his jurisdiction). [
Footnote 13]
The practice has continued into modern times. In
King v.
Emerson, [1913] 2 Ir.R. 377, for instance, the court granted a
writ of prohibition preventing a justice of the peace, acting in a
judicial capacity, from proceeding with a deposition, because of a
likelihood that a reasonable public might conclude that the
magistrate's statements indicated bias in favor of the Crown. The
court directed the magistrate to pay costs to the complaining
party, leaving him to settle with the Crown the matter of
indemnification.
The relationship between the King's Bench and its collateral and
inferior courts is not precisely paralleled in our system by the
relationship between the state and federal courts.
Page 466 U. S. 536
To the extent that we rely on the common law practice in shaping
our own doctrine of judicial immunity, however, the control
exercised by the King's Bench through the prerogative writs is
highly relevant. It indicates that, at least in the view of the
common law, there was no inconsistency between a principle of
immunity that protected judicial authority from "a wide, wasting,
and harassing persecution,"
Taaffe v. Downes, 13 Eng.Rep.
at 18, n. (a), and the availability of collateral injunctive relief
in exceptional cases. Nor, as indicated above, did the common law
deem it necessary to limit this collateral relief to situations
where no alternative avenue of review was available.
See Gould
v. Gapper, supra.
It is true that the King's Bench was successful in insulating
its judges from collateral review. But that success had less to do
with the doctrine of judicial immunity than with the fact that only
the superior judges of the King's Bench, not the ecclesiastical
courts or the inferior common law courts, had authority to issue
the prerogative writs. [
Footnote
14]
IV
Our own experience is fully consistent with the common law's
rejection of a rule of judicial immunity from prospective relief.
We never have had a rule of absolute judicial immunity from
prospective relief, and there is no evidence that the absence of
that immunity has had a chilling effect on judicial independence.
None of the seminal opinions on judicial immunity, either in
England or in this country, has involved
Page 466 U. S. 537
immunity from injunctive relief. [
Footnote 15] No Court of Appeals ever has concluded that
immunity bars injunctive relief against a judge.
See
n 6,
supra. At least
seven Circuits have indicated affirmatively that there is no
immunity bar to such relief, and in situations where, in their
judgment, an injunction against a judicial officer was necessary to
prevent irreparable injury to a petitioner's constitutional rights,
courts have granted that relief. [
Footnote 16]
For the most part, injunctive relief against a judge raises
concerns different from those addressed by the protection of judges
from damages awards. The limitations already imposed by the
requirements for obtaining equitable relief against any defendant
-- a showing of an inadequate remedy at law and of a serious risk
of irreparable harm,
see Beacon Theatres, Inc. v.
Westover, 359 U. S. 500,
359 U. S.
506-507 (1959) [
Footnote 17] -- severely curtail the risk that judges
will be harassed and their independence compromised by the threat
of having to
Page 466 U. S. 538
defend themselves against suits by disgruntled litigants.
[
Footnote 18] Similar
limitations serve to prevent harassment of judges through use of
the writ of mandamus. Because mandamus has
"the unfortunate consequence of making the judge a litigant,
obliged to obtain personal counsel or to leave his defense to one
of the litigants before him,"
the Court has stressed that it should be "reserved for really
extraordinary causes."
Ex parte Fahey, 332 U.
S. 258,
332 U. S. 260
(1947). Occasionally, however, there are "really extraordinary
causes" and, in such cases, there has been no suggestion that
judicial immunity prevents the supervising court from issuing the
writ. [
Footnote 19]
Page 466 U. S. 539
The other concern raised by collateral injunctive relief against
a judge, particularly when that injunctive relief is available
through § 1983, relates to the proper functioning of
federal-state relations. Federal judges, it is urged, should not
sit in constant supervision of the actions of state judicial
officers, whatever the scope of authority under § 1983 for
issuing an injunction against a judge.
The answer to this concern is that it is not one primarily of
judicial independence, properly addressed by a doctrine of judicial
immunity. The intrusion into the state process would result whether
the action enjoined were that of a state judge or of another state
official. The concern, therefore, has been addressed as a matter of
comity and federalism, independent of principles of judicial
immunity. [
Footnote 20] We
reaffirm the validity of those principles and the need for
restraint by federal courts called on to enjoin the actions of
state judicial officers. We simply see no need to reinterpret the
principles now as stemming from the doctrine of judicial
immunity.
If the Court were to employ principles of judicial immunity to
enhance further the limitations already imposed by principles of
comity and federalism on the availability of injunctive relief
against a state judge, it would foreclose relief in situations
where, in the opinion of a federal judge, that relief is
constitutionally required and necessary to prevent irreparable
harm. Absent some basis for determining that such a result is
compelled, either by the principles of judicial immunity, derived
from the common law and not explicitly abrogated by Congress, or by
Congress' own intent to limit
Page 466 U. S. 540
the relief available under § 1983, we are unwilling to
impose those limits ourselves on the remedy Congress provided.
As illustrated above, there is little support in the common law
for a rule of judicial immunity that prevents injunctive relief
against a judge. There is even less support for a conclusion that
Congress intended to limit the injunctive relief available under
§ 1983 in a way that would prevent federal injunctive relief
against a state judge. In
Pierson v. Ray, 386 U.
S. 547 (1967), the Court found no indication of
affirmative congressional intent to insulate judges from the reach
of the remedy Congress provided in § 1983. The Court simply
declined to impute to Congress the intent to abrogate common law
principles of judicial immunity. Absent the presumption of immunity
on which
Pierson was based, nothing in the legislative
history of § 1983 or in this Court's subsequent
interpretations of that statute supports a conclusion that Congress
intended to insulate judges from prospective collateral injunctive
relief.
Congress enacted § 1983 and its predecessor, § 2 of
the Civil Rights Act of 1866, 14 Stat. 27, to provide an
independent avenue for protection of federal constitutional rights.
The remedy was considered necessary because
"state courts were being used to harass and injure individuals,
either because the state courts were powerless to stop deprivations
or were in league with those who were bent upon abrogation of
federally protected rights."
Mitchum v. Foster, 407 U. S. 225,
407 U. S. 240
(1972).
See also Pierson v. Ray, 386 U.S. at
386 U. S.
558-564 (dissenting opinion) (every Member of Congress
who spoke to the issue assumed that judges would be liable under
§ 1983).
Subsequent interpretations of the Civil Rights Acts by this
Court acknowledge Congress' intent to reach unconstitutional
actions by all state actors, including judges. In
Ex parte
Virginia, 100 U. S. 339
(1880), § 4 of the Civil Rights Act of 1875, 18 Stat. 336, was
employed to authorize a criminal indictment against a judge for
excluding persons from
Page 466 U. S. 541
jury service on account of their race. The Court reasoned that
the Fourteenth Amendment prohibits a State from denying any person
within its jurisdiction the equal protection of the laws. Since a
State acts only by its legislative, executive, or judicial
authorities, the constitutional provision must be addressed to
those authorities, including the State's judges. Section 4 was an
exercise of Congress' authority to enforce the provisions of the
Fourteenth Amendment and, like the Amendment, reached
unconstitutional state judicial action. [
Footnote 21]
The interpretation in
Ex parte Virginia of Congress'
intent in enacting the Civil Rights Acts has not lost its force
with the passage of time. In
Mitchum v. Foster, supra, the
Court found § 1983 to be an explicit exception to the
anti-injunction statute, citing
Ex parte Virginia for the
proposition that the
"very purpose of § 1983 was to interpose the federal courts
between the States and the people, as guardians of the people's
federal rights -- to protect the people from unconstitutional
action under color of state law, 'whether that action be executive,
legislative, or judicial.'"
407 U.S. at
407 U. S.
242.
Much has changed since the Civil Rights Acts were passed. It no
longer is proper to assume that a state court will not act to
prevent a federal constitutional deprivation, or that a state judge
will be implicated in that deprivation. We remain steadfast in our
conclusion, nevertheless, that Congress intended § 1983 to be
an independent protection for federal rights, and find nothing to
suggest that Congress intended to expand the common law doctrine of
judicial immunity to insulate state judges completely from federal
collateral review.
We conclude that judicial immunity is not a bar to prospective
injunctive relief against a judicial officer acting in her
Page 466 U. S. 542
judicial capacity. In so concluding, we express no opinion as to
the propriety of the injunctive relief awarded in this case.
Petitioner did not appeal the award of injunctive relief against
her. The Court of Appeals therefore had no opportunity to consider
whether respondents had an adequate remedy at law, rendering
equitable relief inappropriate, [
Footnote 22] or
Page 466 U. S. 543
whether the order itself should have been more narrowly
tailored. On the record before us and without the benefit of the
Court of Appeals' assessment, we are unwilling to speculate about
these possibilities. We proceed, therefore, to the question whether
judicial immunity bars an award of attorney's fees, under §
1988, to one who succeeds in obtaining injunctive relief against a
judicial officer.
V
Petitioner insists that judicial immunity bars a fee award
because attorney's fees are the functional equivalent of monetary
damages, and monetary damages indisputably are prohibited by
judicial immunity. She reasons that the chilling effect of a
damages award is no less chilling when the award is denominated
attorney's fees.
There is, perhaps, some logic to petitioner's reasoning.
The weakness in it is that it is for Congress, not this Court,
to determine whether and to what extent to abrogate the judiciary's
common law immunity.
See Pierson v. Ray, 386 U.S. at
386 U. S. 554.
Congress has made clear in § 1988 its intent that attorney's
fees be available in any action to enforce a provision of §
1983.
See also Hutto v. Finney, 437 U.
S. 678,
437 U. S. 694
(1978). The legislative history of the statute confirms Congress'
intent that an attorney's fee award be available even when damages
would be barred or limited by "immunity doctrines and special
defenses, available only to public officials." H.R.Rep. No.
94-1558, p. 9 (1976). [
Footnote
23]
See also
Page 466 U. S. 544
Supreme Court of Virginia v. Consumers Union of United
States, Inc., 446 U.S. at
446 U. S.
738-739 ("The House Committee Report on [§ 1988]
indicates that Congress intended to permit attorney's fees awards
in cases in which prospective relief was properly awarded against
defendants who would be immune from damages awards").
Congress' intent could hardly be more plain. Judicial immunity
is no bar to the award of attorney's fees under 42 U.S.C. §
1988.
The judgment of the Court of Appeals, allowing the award of
attorney's fees against petitioner, is therefore affirmed.
It is so ordered.
[
Footnote 1]
Respondent Allen also challenged the failure of the trial judge
to provide a first appearance, to appoint counsel, and to advise
Allen of his rights during incarceration. The District Court
dismissed the claim against the trial judge because "he played no
direct role in the pretrial detention of either plaintiff." App.
31-32.
[
Footnote 2]
Respondents had challenged both the constitutionality of the
Virginia pretrial detention statute and petitioner's practice of
imposing bail for nonincarcerable offenses. Virginia Code §
19.2-74.1 (later repealed by 1981 Va. Acts, ch. 382) prohibited the
retention in custody of any person arrested for a misdemeanor for
which he could not receive a jail sentence. The statute contained
an exception for those persons arrested for profane swearing or
being drunk in public, in violation of § 18.2-388.
See 1980 Va. Acts, ch. 344. Section 19.2-74.A.1, however,
authorized pretrial detention of any such person "believed by the
arresting officer to be likely to disregard a summons" or
"reasonably believed by the arresting officer to be likely to cause
harm to himself or to any other person."
The District Court declared both § 19.2-74 and §
19.2-74.1 unconstitutional
"[t]o the extent that [they] authorize the incarceration of
persons charged with misdemeanors for which no jail time is
authorized, solely because they cannot meet bond."
App. 22. It enjoined petitioner from
"[t]he practice and course of conduct in Culpeper County,
Virginia, under which persons are confined prior to trial on
offenses for which no jail time is authorized solely because they
cannot meet bond."
Id. at 23.
Although the District Court concluded that respondents had been
held in jail "solely because of their inability to make bail,"
id. at 26, it also directed that
"[a]ny pretrial detention for persons arrested for Class 3 and
Class 4 misdemeanors on the grounds that the person is lawfully
deemed likely to be a danger to himself or to others may last only
so long as such danger persists and must cease when the condition
which created the danger changes or abates, or arrangements are
made for release of the person into third-party custody under
circumstances which abate the danger."
Id. at 22.
[
Footnote 3]
See Timmerman v. Brown, 528 F.2d 811, 814 (1975),
rev'd on other grounds sub nom. Leeke v. Timmerman,
454 U. S. 83
(1981).
[
Footnote 4]
"[W]hile damages are theoretically available under the statutes
covered by H.R. 15460, it should be observed that, in some cases,
immunity doctrines and special defenses, available only to public
officials, preclude or severely limit the damage remedy.
Consequently, awarding counsel fees to prevailing plaintiffs in
such litigation is particularly important and necessary if Federal
civil and constitutional rights are to be adequately protected. To
be sure, in a large number of cases brought under the provisions
covered by H.R. 15460, only injunctive relief is sought, and
prevailing plaintiffs should ordinarily recover their counsel
fees."
(Footnote omitted.)
[
Footnote 5]
This Court's Rule 21.1(a) provides: "The statement of a question
presented will be deemed to comprise every subsidiary question
fairly included therein." The question whether judicial immunity
should have barred the injunctive relief awarded in this case is
"fairly included" in the question presented.
[
Footnote 6]
Although the Court in
Supreme Court of Virginia v. Consumers
Union of United States, Inc., 446 U.
S. 719,
446 U. S. 735
(1980), did state that the Courts of Appeals appeared to be divided
on the question, an examination of the recent pronouncements of
those courts indicates that they are in agreement that judicial
immunity is no bar to injunctive relief.
See, e.g., In re
Justices of Supreme Court of Puerto Rico, 696 F.2d 17 (CA1
1982);
Heimbach v. Lyons, 597 F.2d 344 (CA2 1979);
Timmerman v. Brown, supra; Slavin v. Curry, 574 F.2d 1256
(CA5),
vacated as moot, 583 F.2d 779 (1978);
WXYZ,
Inc. v. Hand, 658 F.2d 420 (CA6 1981);
Harris v.
Harvey, 605 F.2d 330 (CA7 1979),
cert. denied, 445
U.S. 938 (1980);
Richardson v. Koshiba, 693 F.2d 911 (CA9
1982).
The Eighth Circuit at one time seems to have taken contradictory
positions on whether judges are immune from declaratory and
injunctive relief.
Compare Koen v. Long, 428 F.2d 876
(1970),
aff'g 302 F.
Supp. 1383, 1389 (ED Mo.1969) (no immunity),
cert.
denied, 401 U.S. 923 (1971),
with Smallwood v. United
States, 486 F.2d 1407 (1973),
aff'g without
opinion, 358 F.
Supp. 398, 403 (ED Mo.) (immunity),
and Tate v.
Arnold, 223 F.2d 782, 786 (1955) (same). That court indicated
in 1975, however, that
"[t]his circuit has never decided whether those enjoying
judicial immunity from damage suits are similarly immune from suits
seeking equitable and injunctive relief,"
see Bonner v. Circuit Court of St. Louis, Missouri, 526
F.2d 1331, 1334, and it now expressly has declined to do so.
See R. W. T. v. Dalton, 712 F.2d 1225, 1232, n. 9
(1983).
[
Footnote 7]
See Supreme Court of Virginia v. Consumers Union of United
States Inc., 446 U.S. at
446 U. S. 735,
and n. 14.
[
Footnote 8]
See Feinman & Cohen, Suing Judges: History and
Theory, 31 S.C.L.Rev. 201, 211 (1980). As will be demonstrated, it
was not always easy to determine what actions were within a court's
jurisdiction. A similar limitation was imposed on the King's
authority to control the judge by use of the prerogative writs. It
appears, however, that the jurisdictional limit was taken more
seriously -- offering the judge more protection -- when the issue
was personal liability for an erroneous judicial action than when
the question involved the reach of the prerogative writs.
Compare Gwinne v. Poole, 2 Lut. 935, 125 Eng.Rep. 522
(C.P. 1692),
with Gould v. Gapper, 5 East. 345, 102
Eng.Rep. 1102 (K. B. 1804).
[
Footnote 9]
The writ of prohibition appears to have been used more than the
writ of mandamus to control inferior courts. Mandamus could issue
to any person in respect of anything that pertained to his office
and was in the nature of a public duty.
See 1 Halsbury's
Laws of England 1181 (4th ed.1973). The other prerogative writs are
also of some relevance here. The writ of certiorari, for instance,
issued to remove proceedings from an inferior tribunal to ensure
that the court was keeping within its jurisdiction and effectuating
the rules of the common law. Once a writ of certiorari was
delivered to a judge, he was forbidden to proceed further in the
case. Failure to suspend proceedings amounted to a contempt.
See R. Pound, Appellate Procedure in Civil Cases 61
(1941).
[
Footnote 10]
Gordon observes that the fiction that misconstruction of
substantive law constitutes action in excess of jurisdiction has
been abandoned, and the textbooks now show disregard of a statute
as a ground for prohibition distinct from want or excess of
jurisdiction. Gordon, 47 L.Q.Rev. at 394.
[
Footnote 11]
In
Harrison v. Burlwell, 2 Vent. 9, 86 Eng.Rep. 278
(K.B. 1670), the King's Bench granted a writ of prohibition against
the Spiritual Court that had declared void as incestuous a marriage
between a man and the woman who had been married to his great
uncle. The court concluded that the Spiritual Court had
misinterpreted the marriage as barred by the Levitical decree, and
that it had no jurisdiction to declare void a marriage not barred
by that decree.
See also Serjeant v. Dale, 2 Q.B.D. 558
(1877) (prohibition to the Court of Arches issued to prevent a
bishop from hearing a case in which he had an interest);
White
v. Steele, 12 Scott N.R. 383, 12 C.B. 383 (1862) (writ of
prohibition issued to a Judge of the Arches Court of Canterbury
until he allowed the introduction of evidence the common law
required to be admitted).
Similar use of the writ can be found in more recent cases. In
King v. North, [1927] 1 K.B. 491 (1926), a vicar had been
ordered by the Consistory Court to pay for the restoration of a
fresco he was alleged to have caused to be painted over. He sought
a writ of prohibition, claiming that he had had no notice or
opportunity to be heard. The court concluded that deprivation of
property without notice and an opportunity to be heard was contrary
to the general laws of the land, and granted the prohibition.
[
Footnote 12]
The court in
Gould quoted from Blackstone, who
described the use of the writ of prohibition as follows:
"This writ may issue either to inferior courts of common law;
as, to the courts of the counties palatine or principality of
Wales, if they hold plea of land or other matters not lying within
their respective franchises; to the county courts or courts baron,
where they attempt to hold plea of any matter of the value of forty
shillings: or it may be directed to the courts christian, the
university courts, the court of chivalry, or the court of
admiralty, where they concern themselves with any matter not within
their jurisdiction: as if the first should attempt to try the
validity of a custom pleaded, or the latter a contract made or to
be executed within this kingdom. Or, if, in handling of matters
clearly within their cognizance, they transgress the bounds
prescribed to them by the laws of England; as where they require
two witnesses to prove the payment of a legacy, a release of
tithes, or the like; in such cases also a prohibition will be
awarded. For, as the fact of signing a release, or of actual
payment, is not properly a spiritual question, but only allowed to
be decided in those courts, because incident or accessory to some
original question clearly within their jurisdiction; it ought
therefore, where the two laws differ, to be decided not according
to the spiritual, but the temporal law; else the same question
might be determined different ways, according to the court in which
the suit is depending: an impropriety, which no wise government can
or ought to endure, and which is therefore a ground of prohibition.
And if either the judge or the party shall proceed after such
prohibition, an attachment may be had against them, to punish them
for the contempt, at the discretion of the court that awarded it;
and an action will lie against them, to repair the party injured in
damages."
3 W. Blackstone, Commentaries *112-*113 (footnotes omitted).
[
Footnote 13]
See also Queen v. Adamson, 1 Q.B.D. 201 (1875)
(mandamus issued to require justices of the peace to hear
applications for a summons to answer a charge of conspiracy to do
grievous harm, where refusal had been based on distaste for the
applicants' views);
Queen v. Marsham, [1892] 1 Q.B. 371
(1891) (mandamus issued to require a magistrate to hear legal
evidence).
[
Footnote 14]
Blackstone indicates that a writ of prohibition properly
issued
"only out of the court of king's bench, being the king's
prerogative writ; but for the furtherance of justice, it may now
also be had in some cases out of the court of chancery, common
pleas, or exchequer; directed to the judge and parties, of a suit
in any inferior court, commanding them to cease from the
prosecution thereof."
3 W. Blackstone, Commentaries *112 (footnotes omitted). The
significant point is that the ecclesiastical and inferior courts
could not retaliate against the King's Bench by use of the
writ.
[
Footnote 15]
See, e.g., Floyd and Barker, 12 Co.Rep. 23, 77 Eng.Rep.
1305 (K. B. 1607) (criminal prosecution for conspiracy);
Taaffe
v. Downes, reprinted in footnote in
Calder v. Halket,
13 Eng.Rep. 12, 15, n. (a) (P.C. 1840) (damages for assault and
false imprisonment);
Scott v. Stansfield, 3 L.R.Ex. 220
(1868) (damages for slander);
Randall v.
Brigham, 7 Wall. 523 (1869) (damages for removing
an attorney from the bar);
Bradley v.
Fisher, 13 Wall. 335 (1872) (damages for improperly
removing the plaintiff from the rolls of court);
Pierson v.
Ray, 386 U. S. 547
(1967) (damages for false conviction);
Stump v. Sparkman,
435 U. S. 349
(1978) (damages resulting from the judge's order that the plaintiff
be sterilized).
[
Footnote 16]
See, e.g., United States v. McLeod, 385 F.2d 734 (CA5
1967) (injunction to protect Negroes who attempted to register to
vote from harassing actions by state officials, including a judge);
Fernandez v. Trias Monge, 586 F.2d 848 (CA1 1978)
(injunction against unconstitutional pretrial detention procedure);
WXYZ, Inc. v. Hand, 658 F.2d 420 (CA6 1981) (injunction
against enforcement of a court's "gag" order, when the court had
threatened violators with contempt).
[
Footnote 17]
When the question is whether a federal court should enjoin a
pending state court proceeding, "even irreparable injury is
insufficient unless it is
both great and immediate.'"
Younger v. Harris, 401 U. S. 37,
401 U.S. 46 (1971), quoting
Fenner v. Boykin, 271 U. S. 240,
271 U. S.
243-244 (1926). See discussion at n19, infra.
[
Footnote 18]
Article III also imposes limitations on the availability of
injunctive relief against a judge.
See In re Justices of
Supreme Court of Puerto Rico, 695 F.2d 17, 21 (CA1 1982) (no
case or controversy between a judge who adjudicates claims under a
statute and a litigant who attacks the constitutionality of the
statute).
See also Los Angeles v. Lyons, 461 U. S.
95 (1983) (claims for injunctive relief against
unconstitutional state practice too speculative).
[
Footnote 19]
In
Hall v. West, 335 F.2d 481 (CA5 1964), a petition
for writ of mandamus was filed by Negro plaintiffs in a civil
rights case that had been pending before the District Court more
than 11 years. Although two other District Courts, affirmed by this
Court, had declared unconstitutional the Louisiana segregated
school system and the state statute passed to allow the school
board to close public schools to avoid desegregation, the board had
made clear that it intended to take no action to change the
segregated system without a further order from the District Court.
The court, however, refused to act. The Court of Appeals therefore
issued a writ of mandamus, compelling the District Court to order
the defendants to submit a plan for the commencement of
desegregation of the schools under their control.
See also In
re Attorney General of the United States, 596 F.2d 58 (CA2)
(writ of mandamus granted to vacate District Court's contempt order
against the Attorney General),
cert. denied, 444 U.S. 903
(1979).
Whether or not the judge is required to appear personally in the
proceeding,
see the dissent,
post at
466 U. S. 552, he
remains a party to the suit and risks contempt for violating the
writ.
See In re Smith, 2 Cal. App. 158, 83 P. 167 (1905);
State v. Williams, 7 Rob. 252 (La. 1844);
People ex
rel. Bristol v. Pearson, 4 Ill. 270 (1841). And although
courts properly are reluctant to impose costs against a judge for
actions taken in good faith performance of his judicial
responsibilities, a court, in its discretion, may award costs
against a respondent judge.
See State e rel. Clement v.
Grzezinski, 158 Ohio St. 22, 106 N.E.2d 779 (1952).
[
Footnote 20]
See O'Shea v. Littleton, 414 U.
S. 488 (1974) (rejecting, on Art. III and
Younger v.
Harris grounds, an injunction issued against state judicial
officials, although the Court of Appeals,
see Littleton v.
Berbling, 468 F.2d 389 (CA7 1972), had devoted the bulk of its
opinion to judicial immunity). A state judge was among the
defendants in
Mitchum v. Foster, 407 U.
S. 225 (1972), where the Court recognized § 1983 as
an explicit exception to the anti-injunction statute, but
reaffirmed "the principles of equity, comity, and federalism that
must restrain a federal court when asked to enjoin a state court
proceeding."
Id. at
407 U. S.
243.
[
Footnote 21]
The Court assumed that the judge was performing a ministerial,
rather than a judicial, function. It went on to conclude, however,
that even if the judge had been performing a judicial function, he
would be liable under the statute. 100 U.S. at
100 U. S.
348-349.
[
Footnote 22]
O'Shea v. Littleton, 414 U.S. at
414 U. S. 502.
Virginia provides, for instance, for appellate review of orders
denying bail or requiring excessive bail,
see Va.Code
§ 19.2-124 (1983), and for state habeas corpus relief from
unlawful detention,
see Va.Code § 8.01-654
(Supp.1983). On the other hand, the nature and short duration of
the pretrial detention imposed by petitioner was such that it may
have been impossible for respondents to avail themselves of these
remedies.
Cf. Gerstein v. Pugh, 420 U.
S. 103,
420 U. S. 110,
n. 11 (1975).
The fact that "[t]here has been no showing to this effect,"
post at
466 U. S. 554,
n. 13, is hardly a sufficient basis for rejecting the relief
awarded here or for questioning the effectiveness of the
limitations on equitable relief in curtailing the risk of
harassment from suits for such relief. What the dissenters ignore
is that petitioner did not challenge the relief awarded against
her. "There has been no showing" because respondents never have
been called on to make such a showing.
For similar reasons, there is no merit to the dissenters'
insistence that the scope of the injunctive order entered here
illustrates the threat to judicial independence inherent in
allowing injunctive relief against judges.
See post at
466 U. S.
554-555. In the first place, the dissenters'
interpretation of the District Court's order is by no means
compelled by the language of that order. The order merely declared
the constitutional limits on pretrial detention for dangerousness.
There was no suggestion before the District Court that petitioner
had misapplied the provision for pretrial detention for
dangerousness. Accordingly, petitioner was enjoined only from
the
"practice and course of conduct in Culpeper County, Virginia,
under which persons are confined prior to trial on offenses for
which no jail time is authorized solely because they cannot meet
bond."
App. to Pet. for Cert. 11. No judgment calls are required in
following the court's order that petitioner no longer impose bond
for offenses for which no incarceration is authorized by statute.
More important, to the extent that the scope of the District
Court's order may be unclear, that issue should have been raised by
appeal from the injunctive relief, where, had petitioner
demonstrated that the injunctive relief ordered against her was too
intrusive, the Court of Appeals no doubt would have ordered the
District Court to tailor its relief more narrowly.
See O'Shea
v. Littleton, supra.
[
Footnote 23]
As further indication of Congress' intent that § 1988 apply
to judicial officers, the House Report contains a citation to
Pierson v. Ray, 386 U. S. 547
(1967). Petitioner suggests that the citation to
Pierson
refers to another aspect of the decision, regarding qualified
immunities of officials in the Executive Branch. We see no need to
adopt such a strained interpretation. The House Report clearly
referred to public officials against whom damages were precluded,
as well as those against whom damages were limited. Of the three
cases cited by the House Report, only
Pierson involved
complete preclusion of a damages award.
JUSTICE POWELL, with whom THE CHIEF JUSTICE, JUSTICE REHNQUIST,
and JUSTICE O'CONNOR join, dissenting.
The Court today reaffirms the rule that judges are immune from
suits for damages, but holds that they may be sued for injunctive
and declaratory relief and held personally liable for money
judgments in the form of costs and attorney's fees merely on the
basis of erroneous judicial decisions. The basis for the Court's
distinction finds no support in common law, and in effect
eviscerates the doctrine of judicial immunity that the common law
so long has accepted as absolute.
The Court recognizes that the established principle of judicial
immunity serves as the bulwark against threats to "independent
judicial decisionmaking,"
ante at
466 U. S. 531.
Yet, at the same time, it concludes that judicial immunity does not
bar suits for injunctive or declaratory relief with the attendant
claims for costs and attorney's fees. The Court reasons that,
"[f]or the most part, injunctive relief against a judge raises
concerns different from those addressed by the protection of judges
from damages awards."
Ante at
466 U. S. 537.
This case illustrates the unsoundness of that reasoning. The Court
affirms a $7,691.09 money judgment awarded against a state
Magistrate on the determination that she made erroneous judicial
decisions with respect to bail and pretrial detentions. Such a
Page 466 U. S. 545
judgment poses the same threat to independent judicial
decisionmaking whether it be labeled "damages" of $7,691.09 or
"attorney's fees" in that amount. Moreover, as was held a century
and a half ago, an "action before one Judge for what is done by
another . . . [is a] case . . . against the independence of the
Judges."
Taaffe v. Downes, reprinted in footnote in
Calder v. Halket, 13 Eng.Rep. 12, 18, n. (a) (P. C. 1840).
The burdens of having to defend such a suit are identical in
character and degree, whether the suit be for damages or
prospective relief. The holding of the Court today subordinates
realities to labels. The rationale of the common law immunity cases
refutes the distinction drawn by the Court.
I
Since 1869, this Court consistently has held that judges are
absolutely immune from civil suits for damages.
See, e.g.,
Stump v. Sparkman, 435 U. S. 349
(1978);
Pierson v. Ray, 386 U. S. 547
(1967);
Bradley v.
Fisher, 13 Wall. 335 (1872);
Randall v.
Brigham, 7 Wall. 523 (1869). We have had no
occasion, however, to determine whether judicial immunity bars a
§ 1983 suit for prospective relief.
See Supreme Court of
Virginia v. Consumers Union of United States, Inc.,
446 U. S. 719,
446 U. S. 735
(1980). [
Footnote 2/1] It is clear
that Congress did not limit the
Page 466 U. S. 546
scope of common law immunities in either § 1983 [
Footnote 2/2] or § 1988. [
Footnote 2/3] We, therefore, have looked to
the common law to determine when absolute immunity should be
available. A review of the common law reveals nothing that suggests
-- much less requires -- the distinction the Court draws today
between suits for prospective relief (with the attendant liability
for costs and attorney's fees) and suits for damages.
The doctrine of judicial immunity is one of the earliest
products of the English common law. [
Footnote 2/4] It was established to protect the finality
of judgments from continual collateral attack in courts of
competing jurisdiction [
Footnote
2/5] and to protect
Page 466 U. S. 547
judicial decisionmaking from intimidation and outside
interference. [
Footnote 2/6]
Gradually, the protection of judicial independence became its
primary objective. The specific source of intimidation articulated
by the English common law cases was the threat of vexatious
litigation should judges be required to defend their judicial acts
in collateral civil proceedings. In
Taaffe v. Downes,
supra, at 18, n. (a), the justices observed:
"If you once break down the barrier . . . and subject [Judges]
to an action, you let in upon the judicial authority a wide,
wasting, and harassing persecution. . . ."
The common law cases made no reference to the effect on judicial
independence of particular remedies such as an award of
damages.
The early opinions of this Court echo the principal
justification for the immunity doctrine articulated at English
common law. In
Bradley v. Fisher, supra, the emphasis was
on the
Page 466 U. S. 548
burden of harassing and vexatious litigation. The Court
observed:
"If . . . a judge could be compelled to answer in a civil action
for his judicial acts, . . . he would be subjected for his
protection to the necessity of preserving a complete record of all
the evidence produced before him in every litigated case, and of
the authorities cited and arguments presented, in order that he
might be able to show to the judge before whom he might be summoned
by the losing party . . . that he had decided as he did with
judicial integrity; and the second judge would be subjected to a
similar burden, as he, in his turn, might also be held amenable by
the losing party."
Id. at
80 U. S. 349.
Addressing the need for judicial independence, the Court therefore
concluded:
"'The public are deeply interested in th[e] rule [of judicial
immunity], which . . . was established in order to secure the
independence of the judges, and prevent them being harassed by
vexatious actions.'"
Ibid. (quoting
Fray v. Blackburn, 3 B. &
S. 576, 578, 122 Eng.Rep. 217(1863)).
The justification for the immunity doctrine emphasized in
Bradley has been repeated in subsequent decisions by this
Court.
See, e.g., Pierson v. Ray, 386 U.S. at
386 U. S. 554;
Butz v. Economou, 438 U. S. 478,
438 U. S. 512
(1978). In these cases as well, the burdens of litigation, rather
than the threat of pecuniary loss, are cited as posing a threat to
judicial independence and occasioning the need for immunity. These
burdens apply equally to all suits against judges for allegedly
erroneous or malicious conduct. It is immaterial whether the relief
sought is an injunction, as in this case, or damages, as in
Pierson v. Ray or
Stump v. Sparkman. Indeed, the
Court today, largely ignoring that it was the burden of litigation
that motivated the common law immunity, makes no argument to the
contrary. Unless the rationale of
Bradley and
Page 466 U. S. 549
the common law cases is rejected, judicial immunity from suits
against judges for injunctive relief must be coextensive with
immunity from suits for damages.
II
A
The Court nevertheless argues that the common law of England can
be viewed as supporting the absence of immunity where the suit is
for injunctive relief. The Court concedes, as it must, that suits
for injunctive relief against a judge could not be maintained
either at English common law or in the English courts of equity.
Ante at
466 U. S. 529.
Injunctive relief from inequitable proceedings at common law was
available in equity "to stay [a common law] trial; or, after
verdict, to stay judgment; or, after judgment, to stay execution."
J. Story, Equity Jurisprudence � 874, p. 72 (11th ed. 1873).
But such relief was available only against the parties to the
common law proceedings, and not against the judge.
Id.
� 875, at 72. The suit for injunctive relief at issue here
is precisely the type of suit that the Court concedes could not
have been maintained either at common law or in equity. The Court,
however, reasons that the writs of prohibition and mandamus present
a "common law parallel to the § 1983 injunction at issue
here."
Ante at
466 U. S.
529.
The prerogative writs of mandamus and prohibition are simply not
analogous to suits for injunctive relief from the judgments of
common law courts, and the availability of these writs against
judicial officials has nothing to do with judicial immunity. It has
long been recognized at common law that judicial immunity protects
only those acts committed within the proper scope of a judge's
jurisdiction, but provides no protection for acts committed in
excess of jurisdiction. [
Footnote
2/7]
Page 466 U. S. 550
Because writs of prohibition and mandamus were intended only to
control the proper exercise of jurisdiction, [
Footnote 2/8] they posed no threat to judicial
independence and implicated none of the policies of judicial
immunity. Thus, the judges of England's inferior courts were
subject to suit for writs of mandamus and prohibition, but judicial
immunity barred all suits attacking judicial decisions made within
the proper scope of their jurisdiction. [
Footnote 2/9] There is no allegation in this case that
petitioner exceeded her jurisdiction. The suit for injunctive
relief is based solely on an erroneous construction and application
of law. It is precisely this kind of litigation that the common law
doctrine of judicial immunity was intended to prohibit.
B
The Court's observation that prerogative writs may have been
used at English common law to correct errors of judgment, rather
than excesses of jurisdiction, is irrelevant to the case at bar. We
"rely on the common law practice in shaping our own doctrine of
judicial immunity,"
ante at
466 U. S. 536,
only to the extent that the common law practices consulted are
consistent with our own judicial systems. The Court's reliance on
English common law practice ignores this constraint. It was the
rivalry between the English temporal and spiritual courts that
induced the King's Bench to adopt the myth that
Page 466 U. S. 551
misapplication of substantive common law affects the court's
jurisdiction. [
Footnote 2/10] As
the Court points out, the relationship between the King's Bench and
its rival ecclesiastical courts finds no parallel in our judicial
system.
Ante at
466 U. S. 535.
There is no indication that the courts of this country ever
resorted to the fictional use of prerogative writs found at English
common law. To the contrary, our courts expressly have rejected the
fiction, and have limited the use of mandamus and prohibition to
jurisdictional issues or to cases where the court has a clear duty
to act.
See Roche v. Evaporated Milk Assn., 319 U. S.
21,
319 U. S. 26
(1943).
See also Bankers Life & Casualty Co. v.
Holland, 346 U. S. 379,
346 U. S.
382-383 (1953);
Will v. United States,
389 U. S. 90,
389 U. S.
103-104 (1967).
Nor is there any indication that the expansive use of
prerogative writs in England modified the doctrine of judicial
immunity in this country. [
Footnote
2/11] Indeed, the sparing use of the
Page 466 U. S. 552
writs of prohibition and mandamus in American jurisprudence has
been motivated in large part by the concern for judicial
independence. Cases counseling restraint in the use of prerogative
writs repeatedly have observed that such writs have "the
unfortunate consequence" of "plac[ing] trial judges in the
anomalous position of being litigants without counsel other than
uncompensated volunteers."
La Buy v. Howes Leather Co.,
352 U. S. 249,
352 U. S. 258
(1957).
See also Kerr v. United States District Court,
426 U. S. 394,
426 U. S. 402
(1976);
Bankers Life & Casualty Co., supra, at
346 U. S.
384-385;
Ex parte Fahey, 332 U.
S. 258,
332 U. S.
259-260 (1947). In response to this concern, the Federal
Rules of Appellate Procedure have provided that the respondent
judge in a proceeding for mandamus or prohibition may elect not to
appear in the proceeding without conceding the issues raised in the
petition. Fed.Rule App.Proc. 21(b). [
Footnote 2/12] Finally, courts consistently have held
that concerns for judicial independence require that any award of
costs to a prevailing party in an action for mandamus or
prohibition be made only against the party at interest, and not
against the judge. The United States Court of Appeals for the First
Circuit explained:
"It would be contrary to the fundamental rules protecting the
freedom of judicial action to tax costs against a judge of any one
of the constitutional courts of the United States by reason of any
failure to apprehend the
Page 466 U. S. 553
law correctly."
In re Haight & Freese Co., 164 F. 688, 690 (1908).
Accord, Cotler v. Inter-County Orthopaedic Assn., 530 F.2d
536, 538 (CA3 1976).
In sum, the perceived analogy to the use of prerogative writs at
English common law simply does not withstand analysis. As shown
above, the analogy rests on a peculiar practice at English common
law that was occasioned by the unique relationship between the
King's Bench and England's ecclesiastical courts. That relationship
finds no parallel in this country. Moreover, our courts, and the
Federal Rules of Appellate Procedure, have sought to limit the use
of mandamus and prohibition for the very purpose of protecting
judicial immunity. It is extraordinary, therefore, that the Court
today should rely on the use of prerogative writs in England to
justify exposing judicial officials in this country to harassing
litigation and to subject them to personal liability for money
judgments in the form of costs and attorney's fees.
III
The Court suggests that the availability of injunctive relief
under § 1983 poses no serious
"risk that judges will be harassed and their independence
compromised by the threat of having to defend themselves against
suits by disgruntled litigants."
Ante at
466 U. S.
537-538. The reasons advanced for this optimism are that
equitable relief will be unavailable unless the plaintiff can show
"an inadequate remedy at law and . . . a serious risk of
irreparable harm."
Ibid. Again, this suit refutes the
Court's argument. Adequate remedies were expressly available to
each of the respondents under state law. [
Footnote 2/13]
Page 466 U. S. 554
Nor was there any showing in this case of irreparable harm in
the absence of injunctive relief. Nevertheless, petitioner was
forced to bear the burdens of extended litigation, making clear the
need for absolute judicial immunity. [
Footnote 2/14]
As discussed, both the English common law cases and the
decisions of this Court identify the burdens of harassing
litigation, rather than the threat of pecuniary loss, as
threatening judicial independence. In suits for injunctive relief,
just as in suits for damages, the likely scenario was well stated
by one of the justices in
Taaffe v. Downes:
"[Without the doctrine of judicial immunity, judges] become
amenable to every other species of correction by a Court. . . . One
hour at the bar -- the next at the bench, of the same or some other
Court. They would have a busy and harassing time, getting from one
station to the other -- from the Judge to the accused -- from the
corrector to the corrected."
13 Eng.Rep. at 20, n.
(a). The ever-present threat of
burdensome litigation, made realistic by today's decision, may well
influence judicial determinations, particularly in close cases
where the decision is likely to be unpopular.
Page 466 U. S. 555
Suits for injunctive relief may pose even greater threats to
judicial independence if they are successful, and an injunction is
ordered. The specter of contempt proceedings for alleged violations
of injunctive orders is likely to inhibit unbiased judicial
decisionmaking as much as the threat of liability for damages.
Again, this suit is a case in point. The injunctive order entered
here was of unlimited duration, and enjoined petitioner from
authorizing the pretrial detention of any person charged with a
certain class of misdemeanor unless that person was "lawfully
deemed likely to be a danger to himself or to others," and "only so
long as such danger persists." App. 22. Whether a particular
defendant is "likely to be a danger to himself or to others" and
how "long [that danger will] last" are questions normally and
necessarily left to the discretion of the presiding judge. The
threat of contempt -- with the possibility of a fine or even
imprisonment -- could well deter even the most courageous judge
from exercising this discretion independently and free from
intimidation. [
Footnote 2/15]
Finally, harassing litigation and its potential for intimidation
increases in suits where the prevailing plaintiff is entitled to
attorney's fees. Perhaps for understandable reasons, the Court's
opinion passes lightly over the effect of § 1988. In fact,
that provision has become a major additional source of litigation.
Since its enactment in 1976, suits against state
Page 466 U. S. 556
officials under § 1983 have increased geometrically.
[
Footnote 2/16] Congress enacted
§ 1988 for the specific purpose of facilitating and
encouraging citizens of limited means to obtain counsel to pursue
§ 1983 remedies. But §§ 1983 and 1988 are available
regardless of the financial ability of a plaintiff to engage
private counsel. The lure of substantial fee awards, [
Footnote 2/17] now routinely made to
prevailing § 1983 plaintiffs, assures that lawyers will not be
reluctant to recommend and press these suits. [
Footnote 2/18] The Court again ignores reality
when it suggests
Page 466 U. S. 557
that the availability of injunctive relief under § 1983,
combined with the prospect of attorney's fees under § 1988,
poses no serious threat of harassing litigation, with its
potentially adverse consequences for judicial independence.
IV
In sum, I see no principled reason why judicial immunity should
bar suits for damages but not for prospective injunctive relief.
The fundamental rationale for providing this protection to the
judicial office -- articulated in the English cases and repeated in
decisions of this Court -- applies equally to both types of
asserted relief. The underlying principle, vital to the rule of
law, is assurance of judicial detachment and independence. Nor is
the Court's decision today in the broader public interest that the
doctrine of absolute immunity is intended to serve.
Bradley, 13 Wall. at
80 U. S.
349.
[
Footnote 2/1]
Respondents' argument that this Court has "at least implied that
judicial immunity did not bar [declaratory or injunctive] relief"
misreads the precedents. Brief for Respondents 12. Respondents rely
on the cases cited in note 14 of the Court's opinion in
Consumers Union, 446 U.S. at
446 U. S. 735.
None of those cases addressed the issue of judicial immunity from
prospective relief. In
Mitchum v. Foster, 407 U.
S. 225 (1972), appellant filed a § 1983 claim
against state judicial and law enforcement officials seeking to
enjoin state court proceedings under an allegedly unconstitutional
state law. The only issue considered by this Court was whether
§ 1983 was an authorized exception to the anti-injunction
statute that allowed federal courts to enjoin state court
proceedings. In
Boyle v. Landry, 401 U. S.
77 (1971), appellees filed a § 1983 claim against
state judicial and law enforcement officials seeking to enjoin the
enforcement of state statutes on the ground that such enforcement
was used to harass and deter appellees from exercising their
constitutional rights. This Court found that appellees had not been
threatened with prosecution and held that the lower court had
lacked Art. III jurisdiction. The suit against judicial officials
in
O'Shea v. Littleton, 414 U. S. 488
(1974), was dismissed on the same ground. Although the lower court
in
Gerstein v. Pugh, 420 U. S. 103
(1975), had ordered injunctive relief against judicial officers,
only the state prosecutor sought review. Thus, the Court did not
consider the propriety of the relief awarded against the judicial
officers.
[
Footnote 2/2]
See Pierson v. Ray, 386 U. S. 547,
386 U. S.
554-555 (1967).
[
Footnote 2/3]
In
Consumers Union, supra, at
446 U. S. 738,
the Court observed that
"[t]here is no . . . indication in the legislative history of
the Act to suggest that Congress intended to permit an award of
attorney's fees to be premised on acts for which defendants would
enjoy absolute legislative immunity."
Similarly, there is no indication in the legislative history of
the Act to suggest that Congress intended to diminish the scope of
judicial immunity.
[
Footnote 2/4]
The doctrine was recognized as early as the reign of Edward III
(1327-1377).
See 6 W. Holdsworth, A History of English Law
234-235 (2d ed.1937).
[
Footnote 2/5]
During the early medieval period, there was no such thing as an
appeal from court to court. Judges were not immune from suits
attacking their judicial acts, and the common procedure for
challenging a judicial ruling was to file a complaint of "false
judgment" against the judge. 1 W. Holdsworth, A History of English
Law 213-214 (7th ed.1956); 6 Holdsworth at 235. At this time, the
King's Bench was the central common law court, and it vied for
jurisdiction with the local feudal courts and the ecclesiastical
courts. To protect the finality and authoritativeness of its
decisions from collateral attack in these competing courts, the
King's Bench borrowed the idea of appellate procedure from the
ecclesiastical courts. R. Pound, Appellate Procedure in Civil Cases
25-26 (1941). To ensure this procedure, it was necessary to
immunize the judicial acts of common law judges from collateral
attack -- hence the doctrine of judicial immunity.
[
Footnote 2/6]
Because the judge, rather than the prevailing party to the
original suit, became the named defendant in a complaint for false
imprisonment, it was the judge who suffered the burdens of
litigation and the consequences of any adverse judgment. The
burdens of litigation could be substantial. In the early days, the
defendant judge was required, at his own expense, to prepare a
record setting forth the proceedings upon which his challenged
judicial decisions were made and to send four suitors of the court
to bring the record before the King's Bench.
Id. at 26. If
the judgment was found to be false, the judge was amerced or fined.
6 Holdsworth at 235. The common law recognized that the threat of
personal litigation would jeopardize the independence of judicial
decisionmaking: judges, to avoid being called before a hostile
tribunal to account for their judicial acts, could be deterred by
personal considerations from judging dispassionately the merits of
the cases before them.
See Taaffe v. Downes, 13 Eng.Rep.
at 23, n.
(a) ("A Judge . . . ought to be uninfluenced by
any personal consideration whatsoever operating upon his mind, when
he is hearing a discussion concerning the rights of contending
parties; otherwise, instead of hearing them abstractedly, a
considerable portion of his attention must be devolved to
himself").
[
Footnote 2/7]
See 6 Holdsworth,
supra, 466
U.S. 522fn2/4|>n. 4, at 236-237:
"[I]n
The Case of the Marshalsea, 'a difference was
taken when a court has jurisdiction of the cause, and proceeds . .
. erroneously, there . . . no action lies [against a judge]. . . .
But when the court has not jurisdiction of the cause, then the
whole proceeding is
coram on judice, and actions [against
the judge] will lie.'"
(Quoting
Case of the Marshalsea, 10 Co.Rep. 68b, 76a,
77 Eng.Rep. 1027, 1038 (K. B. 1613)).
See also Bradley v.
Fisher, 13 Wall. 335,
80 U. S.
351-353 (1872).
[
Footnote 2/8]
See 1 Holdsworth,
supra, 466
U.S. 522fn2/5|>n. 5, at 228-229.
[
Footnote 2/9]
Holdsworth observed:
"'[I]t is agreed that the judges in the king's superior courts
are not liable to answer personally for their errors in judgment. .
. . [I]n courts of special and limited jurisdiction . . . a
distinction must be made, but while acting within the line of their
authority, they are protected as to errors in judgment; otherwise
they are not protected.'"
6 Holdsworth,
supra, at 239, n. 4 (quoting
Miller
v. Seare, 2 Bl.W. 1141, 1145, 96 Eng.Rep. 673, 674-675 (K.B.
1777)).
[
Footnote 2/10]
For example, the Court cites Gordon, The Observance of Law as a
Condition of Jurisdiction, 47 L.Q.Rev. 386, 393 (1931), which
provides:
"The idea that to misapply or fail to apply substantive . . .
law affects a judicial tribunal's jurisdiction, even when it acts
within its province, is now generally recognized as wrong. That
there was at one time doubt upon the point was due to the former
hostility of the King's Bench toward . . . the ecclesiastical
Courts. Although the King's Bench admitted it could not redress
mere error in such Courts, it could, of course, restrain their
excesses of jurisdiction through the writ of prohibition. And under
the pretext that it was merely keeping them within their
jurisdiction, it issued prohibitions to these Courts whenever they
applied or construed any statute in a way the King's Bench did not
approve of."
(Footnotes omitted.)
See also 3 W. Blackstone,
Commentaries *113-115; Dobbs, The Decline of Jurisdiction By
Consent, 40 N.C.L.Rev. 49, 60-61 (1961).
[
Footnote 2/11]
As early as the decision in
Bradley v. Fisher, this
Court drew a clear distinction between erroneous judicial acts
committed within a judge's jurisdiction, for which there was
absolute immunity, and acts committed in excess of jurisdiction,
for which there was none. 13 Wall. at
80 U. S.
351-353. This distinction, coupled with the principle
that writs of mandamus and prohibition could issue only to correct
clear jurisdictional errors, hardly suggests that the easy
availability of prerogative writs against England's ecclesiastical
courts limited the scope of judicial immunity in this country.
[
Footnote 2/12]
Rule 21(b) provides in relevant part:
"If the judge or judges named respondents do not desire to
appear in the proceeding, they may so advise the clerk and all
parties by letter, but the petition shall not thereby be taken as
admitted."
Indeed, the Court of Appeals for the District of Columbia
Circuit has not even required that the judge be joined as a party.
In
United States v. King, 157 U.S.App.D.C. 179, 183, 482
F.2d 768, 772 (1973), the court reasoned:
"In the federal courts, when the purpose of mandamus is to
secure a ruling on the intrinsic merits of a judicial act, the
judge need not -- and desirably should not -- be named as an active
party, but at most only as a nominal party with no real interest in
the outcome."
[
Footnote 2/13]
The Court says that "it may have been impossible for respondents
to avail themselves" of other remedies provided by Virginia law.
Ante at
466 U. S. 542,
n. 22. Virginia law, however, provides two specific remedies for
alleged unlawful detention. Virginia Code 8.01-654 (Supp.1983)
provides that a "writ of habeas corpus . . . shall be granted
forthwith by any circuit court" to any person who shows
there is probable cause to believe he is being unlawfully detained
(emphasis added). Moreover, Virginia Code § 19.2-124 (1983)
provides a specific procedure for appealing unreasonable bail
determinations "successively to the next higher court . . . up to
and including the Supreme Court of Virginia." The Court suggests
that, in view of the short duration of pretrial detention here,
these remedies may not have been available. There has been no
showing to this effect. In any event,
Stump v. Sparkman,
435 U. S. 349
(1978), indicates that judicial immunity does not depend upon the
availability of other remedies.
[
Footnote 2/14]
Responding to this dissent, the Court states that there has been
no showing of unavailability of alternative remedies because
petitioner never challenged the injunctive relief awarded.
Ante at
466 U. S. 542,
n. 22. The point, however, is that this suit for injunctive relief
was allowed to proceed against a judicial official without a
showing, or finding by the District Court, that alternative
remedies were unavailable, or that there would be irreparable
harm.
[
Footnote 2/15]
The Court states that
"[n]o judgment calls are required in following the court's
[injunctive] order that petitioner no longer impose bond for
offenses for which no incarceration is authorized by statute."
Ante at
466 U. S. 542,
n. 22. This statement is inaccurate. The Virginia statute (now
repealed) under which respondents' bail was set permitted jail time
for nonincarcerable offenses if the magistrate determined that the
arrestee posed a danger to himself or to others. The determination
of dangerousness, of course, requires a "judgment call" by the
judicial official. By enjoining petitioner from authorizing
pretrial detention for arrestees charged with nonincarcerable
offenses "solely because they cannot meet bond," the District
Court's order threatened mistaken "judgment calls" with contempt
proceedings. Injunctive relief often will limit a judicial
officer's discretion by increasing the risk of contempt.
[
Footnote 2/16]
Civil rights cases accounted for 8.3% of the total civil
litigation in the Federal District Courts for the 12 months ended
June 30, 1982, and in 1982, civil rights suits filed by state
prisoners against state officials had increased 115.6% over the
number of similar suits filed in 1977, before the prospect of a fee
award under § 1988 became an added incentive to § 1983
claims. Annual Report of the Director of the Administrative Office
of the United States Courts 100-103 (1982).
[
Footnote 2/17]
Recent fee awards under § 1988 have increased with the
precipitous rise in hourly rates. In
Blum v. Stenson,
465 U. S. 886
(1984), for example, hourly rates of $95 to $105 for second- and
third-year associates were found to be the "prevailing rates" in
the community. Indeed, large fee awards recently have been awarded
against state court judges.
See, e.g., Morrison v. Ayoob,
No. 78-267 (WD Pa.1983) (fees of $17,412 and $5,075 awarded against
state court judges in suit for injunctive and declaratory relief),
aff'd, 727 F.2d 1100 (CA3),
rehearing denied, 728
F.2d 176 (1984),
cert. denied, post, p. 973.
[
Footnote 2/18]
Nor, as this case illustrates, do the burdens of litigation
necessarily end when a district court approves a fee as reasonable.
The Court's decision makes it likely that a request for an
additional fee will be made for services rendered in the Court of
Appeals and this Court. Such a request could result in ongoing
litigation. Regrettably, disputes over the reasonableness of §
1988 fee awards often become the major issue in the entire
litigation. This is demonstrated by the fact that two attorney's
fees cases have been litigated in this Court in successive Terms.
Hensley v. Eckerhart, 461 U. S. 424
(1983);
Blum v. Stenson, supra. See also Copeland v.
Marshall, 205 U.S.App.D.C. 390, 641 F.2d 880 (1980) (en banc);
National Assn. of Concerned Veterans v. Secretary of
Defense, 219 U.S.App.D.C. 94, 675 F.2d 1319 (1982). Moreover,
work on fee petitions may be compensated at higher hourly rates
than work on the merits.
See, e.g., Morrison v. Ayoob,
supra, (hourly rates of $40 and $75 awarded to legal services
firm that initially prosecuted the § 1983 claim; fees of $45
and $110 awarded to private firm hired to prepare and litigate the
fee petition).