Petitioner was employed by respondent Warren, Ohio, Board of
Education (Board) as a supervisor of elementary education on an
annual basis under written contracts. The Board, at a regularly
scheduled meeting, adopted a resolution renewing petitioner's
employment for the 1979-1980 school year, and, upon being advised
of this, petitioner accepted the appointment by letter. But shortly
thereafter, the Board, at a special meeting at which four of its
five members were present, voted 3 to 1 not to renew petitioner's
employment, and so notified her in writing. Petitioner then brought
suit in the Ohio Court of Common Pleas against the Board and the
three members who had voted not to renew her employment. The
complaint alleged two causes of action -- a breach of contract by
the Board and wrongful interference by the individual members with
petitioner's employment contract. The trial court held that
petitioner's acceptance of the employment proffered for 1979-1980
created a binding contract, and that the Board's subsequent action
purporting not to renew the employment had no legal effect, and
awarded petitioner reinstatement and compensatory damages. The
court granted petitioner's motion to dismiss without prejudice "the
issue of conspiracy and individual board member liability," which
issue the court had previously "reserved and continued." The Ohio
Court of Appeals affirmed, and review was denied by the Ohio
Supreme Court. Thereafter, petitioner filed an action in Federal
District Court under 42 U.S.C. § 1983 (1976 ed., Supp. V),
inter alia, against the Board, its members, and the
Superintendent of Schools, alleging that, because of her activities
involving a desegregation plan for the Warren elementary schools
and a social studies curriculum that she had prepared, the Board
members determined not to renew her contract, and that the Board's
actions violated her rights under the First, Fifth, and Fourteenth
Amendments. She requested injunctive relief and compensatory and
punitive damages. The District Court granted summary judgment for
the defendants on the basis of
res judicata, inter alia,
and dismissed the complaint. The United States Court of Appeals
affirmed.
Held: With respect to petitioner's § 1983 claim,
which was not litigated in state court, petitioner's state court
judgment has the same claim preclusive
Page 465 U. S. 76
effect in federal court that the judgment would have in the Ohio
state courts. Pp.
465 U. S.
80-87.
(a) In the absence of federal law modifying the operation of 28
U.S.C. § 1738, which provides that state judicial proceedings
shall have the same full faith and credit in every court within the
United States as they have in the courts of the State from which
they are taken -- the preclusive effect in federal court of
petitioner's state court judgment is determined by Ohio law. Having
rejected in
Allen v. McCurry, 449 U. S.
90, the view that state court judgments have no issue
preclusive effect in § 1983 suits, this Court must also reject
the view that 1983 prevents petitioner's state court judgment from
creating a claim preclusive bar in this case. Section 1738 embodies
the view that it is more important to give full faith and credit to
state court judgments than to ensure separate forums for federal
and state claims. Section 1983 does not override state preclusion
law and guarantee petitioner a right to proceed to judgment in
state court on her state claims and then turn to federal court for
adjudication of her federal claims. Pp.
465 U. S.
80-85.
(b) The case is remanded for further proceedings. It appears
that Ohio preclusion law has experienced a gradual evolution, and
that Ohio courts recently have applied preclusion concepts more
broadly than in the past, but the District Court's opinion does not
indicate whether it applied what it thought was the Ohio law of
preclusion. It is the District Court, not this Court, that should,
in the first instance, interpret Ohio preclusion law and apply it.
Pp.
465 U. S.
85-87.
703 F.2d 564, vacated and remanded.
BLACKMUN, J., delivered the opinion for a unanimous Court.
WHITE, J., filed a concurring opinion, in which BURGER, C.J., and
POWELL, J., joined,
post, p.
465 U. S.
88.
Page 465 U. S. 77
JUSTICE BLACKMUN delivered the opinion of the Court.
This case raises issues concerning the claim preclusive effect
[
Footnote 1] of a state court
judgment in the context of a subsequent suit, under 42 U.S.C.
§§ 1983 and 1985 (1976 ed., Supp. V), in federal
court.
I
Petitioner, Dr. Ethel D. Migra, was employed by the Warren
(Ohio) City School District Board of Education from August, 1976,
to June, 1979. She served as supervisor of elementary education.
Her employment was on an annual basis under written contracts for
successive school years.
Page 465 U. S. 78
On April 17, 1979, at a regularly scheduled meeting, the Board,
with all five of its members present, unanimously adopted a
resolution renewing Dr. Migra's employment as supervisor for the
1979-1980 school year. Being advised of this, she accepted the
renewed appointment by letter dated April 18, delivered to a member
of the Board on April 23. Early the following morning, her letter
was passed on to the Superintendent of Schools and to the Board's
President.
The Board, however, held a special meeting, called by its
President, on the morning of April 24. Although there appear to
have been some irregularities about the call,
see Brief
for Respondents 19, n., four of the five members of the Board were
present. The President first read Dr. Migra's acceptance letter.
Then, after disposing of other business, a motion was made and
adopted, by a vote of 3 to 1, not to renew petitioner's employment
for the 1979-1980 school year. Dr. Migra was given written notice
of this nonrenewal, and never received a written contract of
employment for that year. The Board's absent member, James Culver,
learned of the special meeting and of Dr. Migra's termination after
he returned from Florida on April 25, where he had attended a
National School Boards Convention.
Petitioner brought suit in the Court of Common Pleas of Trumbull
County, Ohio, against the Board and its three members who had voted
not to renew her employment. The complaint, although in five
counts, presented what the parties now accept as essentially two
causes of action, namely, breach of contract by the Board and
wrongful interference by the individual members with petitioner's
contract of employment. The state court, after a bench trial,
"reserved and continued" the "issue of conspiracy," and did not
reach the question of the individual members' liability. App. 39.
It ruled that, under Ohio law, petitioner had accepted the
employment proffered for 1979-1980, that this created a binding
contract between her and the Board, and that the Board's subsequent
action purporting not to renew the employment
Page 465 U. S. 79
relationship had no legal effect.
Id. at 41-52. The
court awarded Dr. Migra reinstatement to her position and
compensatory damages.
Id. at 52. Thereafter, petitioner
moved the state trial court to dismiss without prejudice "the issue
of the conspiracy and individual board member liability."
Id. at 53. That motion was granted.
Id. at 54.
The Ohio Court of Appeals, Eleventh District, in an unreported
opinion, affirmed the judgment of the Court of Common Pleas. Review
was denied by the Supreme Court of Ohio. [
Footnote 2]
In July, 1980, Dr. Migra filed the present action in the United
States District Court for the Northern District of Ohio against the
Board, its then individual members, and the Superintendent of
Schools.
Id. at 3. Her complaint alleged that she had
become the director of a commission appointed by the Board to
fashion a voluntary plan for the desegregation of the District's
elementary schools; that she had prepared a social studies
curriculum; that the individual defendants objected to and opposed
the curriculum and resisted the desegregation plan; that hostility
and ill-will toward petitioner developed; and that, as a
consequence, the individual defendants determined not to renew
petitioner's contract of employment.
Id. at 5-6. Many of
the alleged facts had been proved in the earlier state court
litigation. Dr. Migra claimed that the Board's actions were
intended to punish her for the exercise of her First Amendment
rights. She also claimed that the actions deprived her of property
without due process and denied her equal protection. Her federal
claim
Page 465 U. S. 80
thus arose under the First, Fifth, and Fourteenth Amendments and
42 U.S.C. §§ 1983 and 1985 (1976 ed., Supp. V). She
requested injunctive relief and compensatory and punitive damages.
App. 11-12. Answers were filed in due course, and shortly
thereafter, the defendants moved for summary judgment on the basis
of
res judicata and the bar of the statute of limitations.
Id. at 13-24.
The District Court granted summary judgment for the defendants
and dismissed the complaint. App. to Pet. for Cert. C-17 -- C-31,
D-32. The United States Court of Appeals for the Sixth Circuit, by
a short unreported order, affirmed.
Id. at A-15.
See 703 F.2d 564 (1982). [
Footnote 3] Because of the importance of the issue, and
because of differences among the Courts of Appeals,
see
n 6,
infra, we granted
certiorari. 459 U.S. 1102 (1983).
II
The Constitution's Full Faith and Credit Clause [
Footnote 4] is implemented by the federal
full faith and credit statute, 28 U.S.C. § 1738. That statute
reads in pertinent part:
"Such Acts, records and judicial proceedings or copies thereof,
so authenticated, shall have the same full faith and credit in
every court within the United States and its Territories and
Possessions as they have by law or usage in the courts of such
State, Territory or Possession from which they are taken.
Page 465 U. S. 81
"
It is now settled that a federal court must give to a state
court judgment the same preclusive effect as would be given that
judgment under the law of the State in which the judgment was
rendered. In
Allen v. McCurry, 449 U. S.
90 (1980), this Court said:
"Indeed, though the federal courts may look to the common law or
to the policies supporting
res judicata and collateral
estoppel in assessing the preclusive effect of decisions of other
federal courts, Congress has specifically required all federal
courts to give preclusive effect to state court judgments whenever
the courts of the State from which the judgments emerged would do
so. . . ."
Id. at
449 U. S. 96.
This principle was restated in
Kremer v. Chemical Construction
Corp., 456 U. S. 461
(1982):
"Section 1738 requires federal courts to give the same
preclusive effect to state court judgments that those judgments
would be given in the courts of the State from which the judgments
emerged."
Id. at
456 U. S. 466.
See also Haring v. Prosise, 462 U.
S. 306 (1983). Accordingly, in the absence of federal
law modifying the operation of § 1738, the preclusive effect
in federal court of petitioner's state court judgment is determined
by Ohio law.
In
Allen, the Court considered whether 42 U.S.C. §
1983 modified the operation of § 1738 so that a state court
judgment was to receive less than normal preclusive effect in a
suit brought in federal court under § 1983. In that case, the
respondent had been convicted in a state court criminal proceeding.
In that proceeding, the respondent sought to suppress certain
evidence against him on the ground that it had been obtained in
violation of the Fourth Amendment. The trial court denied the
motion to suppress. The respondent then brought a § 1983 suit
in federal court against the officers who had seized the evidence.
The District Court held the suit barred by collateral estoppel
(issue preclusion) because
Page 465 U. S. 82
the issue of a Fourth Amendment violation had been resolved
against the respondent by the denial of his suppression motion in
the criminal trial. The Court of Appeals reversed. That court
concluded that, because a § 1983 suit was the respondent's
only route to a federal forum for his constitutional claim,
[
Footnote 5] and because one of
§ 1983's underlying purposes was to provide a federal cause of
action in situations where state courts were not adequately
protecting individual rights, the respondent should be allowed to
proceed to trial in federal court unencumbered by collateral
estoppel. This Court, however, reversed the Court of Appeals,
explaining:
"[N]othing in the language of § 1983 remotely expresses any
congressional intent to contravene the common law rules of
preclusion or to repeal the express statutory requirements of the
predecessor of 28 U.S.C. § 1738. . . . Section 1983 creates a
new federal cause of action. It says nothing about the preclusive
effect of state court judgments."
"Moreover, the legislative history of § 1983 does not in
any clear way suggest that Congress intended to repeal or restrict
the traditional doctrines of preclusion. . . . [T]he legislative
history as a whole . . . lends only the most equivocal support to
any argument that, in cases where the state courts have recognized
the constitutional claims asserted and provided fair procedures for
determining them, Congress intended to override § 1738 or the
common law rules of collateral estoppel and
res judicata.
Since repeals by implication are disfavored, . . . much clearer
support than this would be required to hold that § 1738 and
the traditional rules of preclusion are not applicable to §
1983 suits."
449 U.S. at
449 U. S.
97-99.
Page 465 U. S. 83
Allen therefore made clear that issues actually
litigated in a state court proceeding are entitled to the same
preclusive effect in a subsequent federal § 1983 suit as they
enjoy in the courts of the State where the judgment was
rendered.
The Court in
Allen left open the possibility, however,
that the preclusive effect of a state court judgment might be
different as to a federal issue that a § 1983 litigant could
have raised, but did not raise, in the earlier state court
proceeding. [
Footnote 6] 449
U.S. at
449 U. S. 97, n.
10. That is the central issue to be resolved in the present case.
Petitioner did not litigate her § 1983 claim in state court,
and she asserts that the state court judgment should not preclude
her suit in federal court simply because her federal claim could
have been litigated in the state court proceeding. Thus, petitioner
urges this Court to interpret the interplay of § 1738 and
§ 1983 in such a way as to accord state court judgments
preclusive effect in § 1983 suits only as to issues actually
litigated in state court.
It is difficult to see how the policy concerns underlying §
1983 would justify a distinction between the issue preclusive and
claim preclusive effects of state court judgments. The argument
that state court judgments should have less preclusive effect in
§ 1983 suits than in other federal suits is based on Congress'
expressed concern over the adequacy of
Page 465 U. S. 84
state courts as protectors of federal rights.
See, e.g.,
Mitchum v. Foster, 407 U. S. 225,
407 U. S.
241-242 (1972).
Allen recognized that the
enactment of § 1983 was motivated partially out of such
concern, 449 U.S. at
449 U. S. 98-99,
but
Allen nevertheless held that § 1983 did not open
the way to relitigation of an issue that had been determined in a
state criminal proceeding. Any distrust of state courts that would
justify a limitation on the preclusive effect of state judgments in
§ 1983 suits would presumably apply equally to issues that
actually were decided in a state court, as well as to those that
could have been. If § 1983 created an exception to the general
preclusive effect accorded to state court judgments, such an
exception would seem to require similar treatment of both issue
preclusion and claim preclusion. Having rejected in
Allen
the view that state court judgments have no issue preclusive effect
in § 1983 suits, we must reject the view that § 1983
prevents the judgment in petitioner's state court proceeding from
creating a claim preclusion bar in this case.
Petitioner suggests that to give state court judgments full
issue preclusive effect but not claim preclusive effect would
enable litigants to bring their state claims in state court and
their federal claims in federal court, thereby taking advantage of
the relative expertise of both forums. Although such a division may
seem attractive from a plaintiff's perspective, it is not the
system established by § 1738. That statute embodies the view
that it is more important to give full faith and credit to state
court judgments than to ensure separate forums for federal and
state claims. This reflects a variety of concerns, including
notions of comity, the need to prevent vexatious litigation, and a
desire to conserve judicial resources.
In the present litigation, petitioner does not claim that the
state court would not have adjudicated her federal claims had she
presented them in her original suit in state court. Alternatively,
petitioner could have obtained a federal forum for
Page 465 U. S. 85
her federal claim by litigating it first in a federal court.
[
Footnote 7] Section 1983,
however, does not override state preclusion law and guarantee
petitioner a right to proceed to judgment in state court on her
state claims and then turn to federal court for adjudication of her
federal claims. We hold, therefore, that petitioner's state court
judgment in this litigation has the same claim preclusive effect in
federal court that the judgment would have in the Ohio state
courts.
III
It appears to us that preclusion law in Ohio has experienced a
gradual evolution, and that Ohio courts recently have applied
preclusion concepts more broadly than in the past. For example, in
Vasu v. Kohlers, Inc., 145 Ohio St. 321, 61 N.E.2d 707
(1945), a plaintiff who suffered both personal injury and property
damages in an automobile accident was held entitled to maintain a
separate suit against the defendant for each type of injury. The
theory was that
"[i]njuries to both person and property suffered by the same
person as a result of the same wrongful act are infringements of
different rights, and give rise to distinct causes of action. . .
."
Id. at
Page 465 U. S. 86
321, 61 N.E.2d at 709 (syllabus � 4). [
Footnote 8] In
Rush v. Maple
Heights, 167 Ohio St. 221, 147 N.E.2d 599 (1958), however, the
Supreme Court of Ohio specifically overruled "[p]aragraph four of
the syllabus in the [
Vasu] case."
Id. at 221,
235, 147 N.E.2d at 599, 607. The new approach was declared to be
more in accord with "modern practice,"
id. at 235, 147
N.E.2d at 607, and was adopted in the hope that it might reduce
"much of the vexatious litigation, with its attendant confusion,
which has resulted in recent years from the filing of separate
petitions by the same plaintiff, one for personal injuries and one
for property damage although sustained simultaneously."
Id. at 234-235, 147 N.E.2d at 607.
This holding, of course, did not fully solve for the Ohio law
the question as to what constitutes a "cause of action" for claim
preclusion purposes. The definition of "cause of action" or "claim"
is critical in the present context because it seems that a basic
rule of Ohio law is that a person is entitled to one lawsuit for
each "cause of action" he possesses.
Norwood v. McDonald,
142 Ohio St. 299, 52 N.E.2d 67 (1943);
Whitehead v. General
Tel. Co., 20 Ohio St.2d 108, 254 N.E.2d 10 (1969).
In 1968, the Supreme Court of Ohio twice dealt with the question
of what constitutes a cause of action for preclusion purposes.
Henderson v. Ryan, 13 Ohio St.2d 31, 233 N.E.2d 506;
Sharp v. Shelby Mut. Ins. Co., 15 Ohio St.2d 134, 239
N.E.2d 49. In each of these cases, although a second action against
the defendant was permitted, the court clearly was developing a
broader and more expansive attitude toward claim preclusion.
See Henderson, 13 Ohio St.2d at 35, 38, 233 N.E.2d at
509-511;
Sharp, 15 Ohio St.2d at 140, 239 N.E.2d at 54. In
addition, the Ohio Supreme
Page 465 U. S. 87
Court in 1970 adopted Rule 13 of the Ohio Rules of Civil
Procedure establishing a compulsory counterclaim provision like its
federal counterpart in Rule 13 of the Federal Rules of Civil
Procedure.
Then, in 1982, the Supreme Court of Ohio adopted what appears to
be a broad doctrine of preclusion indeed, although in a defensive,
not offensive, context.
Johnson's Island, Inc. v. Board of
Township Trustees, 69 Ohio St.2d 241, 431 N.E.2d 672. The
first syllabus by the court recites:
"When in a prior injunction action brought to enjoin the
defendant landowner's violation of a zoning law, the defendant
asserts the affirmative defense of nonconforming use, but does not
assert the unconstitutionality of the law, the landowner is, on the
principle of
res judicata, barred from later bringing a
declaratory judgment action alleging such law to be
unconstitutional."
Ibid., 431 N.E.2d at 673.
See also Stromberg v.
Board of Ed. of Bratenahl, 64 Ohio St.2d 98, 413 N.E.2d 1184
(1980).
In reading the opinion of the District Court in the present
litigation, we are unable to determine whether that court was
applying what it thought was the Ohio law of preclusion. The
opinion cites a Sixth Circuit opinion that purported to enunciate
Ohio law,
Coogan v. Cincinnati Bar Assn., 431 F.2d 1209
(1970), and also relied on precedents from other Federal Courts of
Appeals applying both federal and state law. Our holding today
makes clear that Ohio state preclusion law is to be applied to this
case. Prudence also dictates that it is the District Court, in the
first instance, not this Court, that should interpret Ohio
preclusion law and apply it.
The judgment of the Court of Appeals, accordingly, is vacated,
and the case is remanded to that court so that it may instruct the
District Court to conduct such further proceedings as are required
by, and are consistent with, this opinion.
It is so ordered.
Page 465 U. S. 88
[
Footnote 1]
The preclusive effects of former adjudication are discussed in
varying and, at times, seemingly conflicting terminology,
attributable to the evolution of preclusion concepts over the
years. These effects are referred to collectively by most
commentators as the doctrine of "
res judicata."
See Restatement (Second) of Judgments, Introductory Note
before ch. 3 (1982); 18 C. Wright, A. Miller, & E. Cooper,
Federal Practice and Procedure § 4402 (1981).
Res
judicata is often analyzed further to consist of two
preclusion concepts: "issue preclusion" and "claim preclusion."
Issue preclusion refers to the effect of a judgment in foreclosing
relitigation of a matter that has been litigated and decided.
See Restatement,
supra, § 27. This effect
also is referred to as direct or collateral estoppel. Claim
preclusion refers to the effect of a judgment in foreclosing
litigation of a matter that never has been litigated, because of a
determination that it should have been advanced in an earlier suit.
Claim preclusion therefore encompasses the law of merger and bar.
See id. Introductory Note before § 24.
This Court on more than one occasion has used the term "
res
judicata" in a narrow sense, so as to exclude issue preclusion
or collateral estoppel.
See, e.g., Allen v. McCurry,
449 U. S. 90,
449 U. S. 94
(1980);
Brown v. Felsen, 442 U. S. 127
(1979). When using that formulation, "
res judicata"
becomes virtually synonymous with "claim preclusion." In order to
avoid confusion resulting from the two uses of "
res
judicata," this opinion utilizes the term "claim preclusion"
to refer to the preclusive effect of a judgment in foreclosing
litigation of matters that should have been raised in an earlier
suit. For a helpful explanation of preclusion vocabulary,
see Wright
et al., supra, § 4402.
[
Footnote 2]
It is apparent from the foregoing recital of facts and of events
that took place in the state court litigation that the cause of
action for reinstatement and for damages was brought to a
conclusion in the Ohio courts, but that the cause of action
sounding in tort, that is, for wrongful interference with
petitioner's contract of employment, was not. Instead, that cause
of action was "reserved and continued," evidently by the state
trial court
sua sponte, and was eventually dismissed
without prejudice upon petitioner's motion. This dismissal was
subsequent to the entry of judgment on the breach-of-contract cause
of action.
[
Footnote 3]
Respondents tell us that, after petitioner's favorable judgment
in the state court was affirmed by the Ohio Court of Appeals, with
review denied by the Supreme Court of Ohio, the Board gave Dr.
Migra backpay for the 1979-1980 school year reduced by the amount
of unemployment compensation she had received for that period.
Brief for Respondents 1-2; Tr. of Oral Arg. 23.
[
Footnote 4]
"Full Faith and Credit shall be given in each State to the
public Acts, Records, and judicial Proceedings of every other
State. And the Congress may by general Laws prescribe the Manner in
which such Acts. Records and Proceedings shall be proved, and the
Effect thereof."
U.S.Const., Art. IV, § 1.
[
Footnote 5]
The respondent had not asserted that the state courts had denied
him a "full and fair opportunity" to litigate his search and
seizure claim; he therefore was barred by
Stone v. Powell,
428 U. S. 465
(1976), from seeking a writ of habeas corpus in federal district
court.
[
Footnote 6]
Most federal courts that have faced this question have ruled
that claim preclusion is applicable to a § 1983 action.
See Isaac v. Schwartz, 706 F.2d 15 (CA1 1983);
Nilsen
v. City of Moss Point, 701 F.2d 556 (CA5 1983);
Castorr v.
Brundage, 674 F.2d 531 (CA6),
cert. denied,
459 U. S. 928
(1982);
Lee v. City of Peoria, 685 F.2d 196 (CA7 1982);
Robbins v. District Court of Worth County, Iowa, 592 F.2d
1015 (CA8),
cert. denied, 444 U.S. 852 (1979);
Scoggin
v. Schrunk, 522 F.2d 436 (CA9 1975),
cert. denied,
423 U.S. 1066 (1976);
Spence v. Latting, 512 F.2d 93
(CA10),
cert. denied, 423 U.S. 896 (1975). Some appear to
have decided otherwise.
See Lombard v. Board of Ed. of City of
New York, 502 F.2d 631 (CA2 1974),
cert. denied, 420
U.S. 976 (1975);
New Jersey Education Assn. v. Burke, 579
F.2d 764 (CA3),
cert. denied, 439 U.S. 894 (1978).
For comment as to federal-state comity considerations,
see Currie, Res Judicata: The Neglected Defense, 45
U.Chi.L.Rev. 317 (1978).
[
Footnote 7]
The author of this opinion was in dissent in
Allen. The
rationale of that dissent, however, was based largely on the fact
that the § 1983 plaintiff in that case first litigated his
constitutional claim in state court in the posture of his being a
defendant in a criminal proceeding.
See 449 U.S. at
449 U. S.
115-116. In this case, petitioner was in an offensive
posture in her state court proceeding, and could have proceeded
first in federal court had she wanted to litigate her federal claim
in a federal forum.
In the event that a § 1983 plaintiff's federal and state
law claims are sufficiently intertwined that the federal court
abstains from passing on the federal claims without first allowing
the state court to address the state law issues, the plaintiff can
preserve his right to a federal forum for his federal claims by
informing the state court of his intention to return to federal
court on his federal claims following litigation of his state
claims in state court.
See, e.g., England v. Louisiana State
Board of Medial Examiners, 375 U. S. 411
(1964).
[
Footnote 8]
Except for per curiam opinions, the Ohio Supreme Court speaks as
a court only through the syllabi of its cases.
Cassidy v.
Glossip, 12 Ohio St.2d 17, 18, 24, 231 N.E.2d 64, 65, 68
(1967).
See Ohio v. Gallagher, 425 U.
S. 257,
425 U. S. 259
(1976);
Beck v. Ohio, 379 U. S. 89,
379 U. S. 93,
and n. 2 (1964),
Perkins v. Benguet Mining Co.,
342 U. S. 437,
342 U. S. 441,
and n. 3 (1952).
JUSTICE WHITE, with whom THE CHIEF JUSTICE and JUSTICE POWELL
join, concurring.
In
Union & Planters' Bank v. Memphis, 189 U. S.
71,
189 U. S. 75
(1903), this Court held that a federal court "can accord [a state
judgment] no greater efficacy" than would the judgment-rendering
State. That holding has been adhered to on at least three occasions
since that time.
Oklahoma Packing Co. v. Oklahoma Gas &
Electric Co., 309 U. S. 4,
309 U. S. 7-8
(1940);
Wright v. Georgia Railroad & Banking Co.,
216 U. S. 420,
216 U. S. 429
(1910);
City of Covington v. First National Bank,
198 U. S. 100,
198 U. S.
107-109 (1905). The Court has also indicated that the
States are bound by a similar rule under the Full Faith and Credit
Clause.
Public Works v. Columbia
College, 17 Wall. 521,
84 U. S. 529
(1873). The Court is thus justified in this case to rule that
preclusion must be determined under state law, even if there would
be preclusion under federal standards.
This construction of 28 U.S.C. § 1738 and its predecessors
is unfortunate. In terms of the purpose of that section, which is
to require federal courts to give effect to state court judgments,
there is no reason to hold that a federal court may not give
preclusive effect to a state judgment simply because the judgment
would not bar relitigation in the state courts. If the federal
courts have developed rules of
res judicata and collateral
estoppel that prevent relitigation in circumstances that would not
be preclusive in state courts, the federal courts should be free to
apply them, the parties then being free to relitigate in the state
courts. The contrary construction of § 1738 is nevertheless
one of long standing, and Congress has not seen fit to disturb it,
however justified such an action might have been.
Accordingly, I join the opinion of the Court.