The Minnesota Public Employment Labor Relations Act (PELRA)
authorizes state employees to bargain collectively over terms and
conditions of employment. The statute also grants professional
employees, such as college faculty, the right to "meet and confer"
with their employers on matters related to employment that are
outside the scope of mandatory bargaining. However, if professional
employees forming an appropriate bargaining unit have selected an
exclusive representative for mandatory bargaining, their employer
may "meet and confer" on nonmandatory subjects only with that
representative. Appellant Minnesota State Board for Community
Colleges (Board) operates the Minnesota community college system,
and appellant Minnesota Community College Faculty Association
(MCCFA) is the designated exclusive representative of the faculty
of the State's community colleges. On the state level, MCCFA and
the Board established "meet and confer" committees to discuss
policy questions applicable to the entire system. On the campus
level, the MCCFA chapters and the college administrations created
local "meet and confer" committees to discuss policy questions
applicable only to the campus. Appellees, 20 Minnesota community
college faculty instructors who are not members of MCCFA, filed
suit in Federal District Court, challenging,
inter alia,
the constitutionality of MCCFA's exclusive representation of
community college faculty in the "meet and confer" processes. The
District Court held that the "meet and confer" provisions of PELRA
deprived appellees of their First and Fourteenth Amendment speech
and associational rights by denying them an opportunity to
participate in their employer's making of policy, and the court
granted declaratory and injunctive relief.
Held: The "meet and confer" provisions do not violate
appellees' constitutional rights. Pp.
465 U. S.
280-292.
(a) Appellees have no constitutional right, either as members of
the public, as state employees, or as college instructors, to force
officers of the State acting in an official policymaking capacity
to listen to appellees'
Page 465 U. S. 272
views. Nothing in the First Amendment or in this Court's case
law interpreting it suggests that the rights to speak, associate,
and petition require government policymakers to listen or respond
to communications of members of the public on public issues.
Neither appellees' status as public employees nor the fact that an
academic setting is involved gives them any special constitutional
right to a voice in the making of policy by their employer. Even
assuming that First Amendment speech rights take on a special
meaning in an academic setting, they do not require government to
allow teachers to participate in institutional policymaking. Pp.
465 U. S.
280-288.
(b) Appellees' speech and associational rights have not been
infringed by PELRA's restriction of participation in "meet and
confer" sessions to the faculty's exclusive representative. The
State has not restrained appellees' freedom to speak on any
education-related issue or to associate or not to associate with
whom they please, including the exclusive representative. Nor has
the State attempted to suppress ideas. Similarly, appellees'
associational freedom has not been impaired, since they are free to
form whatever advocacy groups they like. Pp.
465 U. S.
288-290.
(c) Appellees' exclusion from "meet and confer" sessions does
not deny them equal protection of the laws in violation of the
Fourteenth Amendment. The State has a legitimate interest in
ensuring that its public employers hear one, and only one, voice
presenting the majority view of its professional employees on
employment-related policy questions, and permitting selection of
"meet and confer" representatives to be made by the exclusive
representative is a rational means of serving that interest. Pp.
465 U. S.
291-292.
571 F. Supp.
1, reversed.
O'CONNOR, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, BLACKMUN, and REHNQUIST, JJ., joined.
MARSHALL, J., filed an opinion concurring in the judgment,
post, p.
465 U. S. 292.
BRENNAN, J., filed a dissenting opinion,
post, p.
465 U. S. 295.
STEVENS, J., filed a dissenting opinion, in all but Part III of
which BRENNAN, J., joined, and in all but Part II of which POWELL,
J., joined,
post, p.
465 U. S.
300.
Page 465 U. S. 273
JUSTICE O'CONNOR delivered the opinion of the Court.
The State of Minnesota authorizes its public employees to
bargain collectively over terms and conditions of employment. It
also requires public employers to engage in official exchanges of
views with their professional employees on policy questions
relating to employment but outside the scope of mandatory
bargaining. If professional employees forming an appropriate
bargaining unit have selected an exclusive representative for
mandatory bargaining, their employer may exchange views on
nonmandatory subjects only with the exclusive representative. The
question presented in these cases is whether this restriction on
participation in the nonmandatory subject exchange process violates
the constitutional rights of professional employees within the
bargaining unit who are not members of the exclusive representative
and who may disagree with its views. We hold that it does not.
I
A
In 1971, the Minnesota Legislature adopted the Public Employment
Labor Relations Act (PELRA), Minn.Stat. § 179.61
et
seq. (1982), to establish "orderly and constructive
relationships between all public employers and their employees. . .
." § 179.61. The public employers covered by the law are,
broadly speaking, the State and its political subdivisions,
agencies, and instrumentalities. § 179.63. In its amended
form, as in its original form, PELRA provides for
Page 465 U. S. 274
the division of public employees into appropriate bargaining
units and establishes a procedure, based on majority support within
a unit, for the designation of an exclusive bargaining agent for
that unit. §§ 179.67, 179.71, 179.741. The statute
requires public employers to "meet and negotiate" with exclusive
representatives concerning the "terms and conditions of
employment," which the statute defines to mean
"the hours of employment, the compensation therefor . . . and
the employer's personnel policies affecting the working conditions
of the employees."
§§ 179.63, 179.67, 179.71. The employer's and
employees' representatives must seek an agreement in good faith.
§ 179.63, subd. 16.
PELRA also grants professional employees, such as college
faculty, the right to "meet and confer" with their employers on
matters related to employment that are outside the scope of
mandatory negotiations. §§ 179.63, 179.65. This provision
rests on the recognition that
"professional employees possess knowledge, expertise, and
dedication which is helpful and necessary to the operation and
quality of public services and which may assist public employers in
developing their policies."
§ 179.73. The statute declares it to be the State's policy
to "encourage close cooperation between public employers and
professional employees" by providing for "meet and confer" sessions
on all employment-related questions not subject to mandatory
bargaining.
Ibid. There is no statutory provision
concerning the "meet and confer" process, however, that requires
good faith efforts to reach agreement.
See Minneapolis
Federation of Teachers Local 59 v. Minneapolis Special School Dist.
No. 1, 258 N.W.2d
802, 804, n. 2 (Minn.1977).
PELRA requires professional employees to select a representative
to "meet and confer" with their public employer. Minn.Stat. §
179.73 (1982). If professional employees in an appropriate
bargaining unit have an exclusive representative to "meet and
negotiate" with their employer, that representative serves as the
"meet and confer" representative as well.
Page 465 U. S. 275
Indeed, the employer may neither "meet and negotiate" nor "meet
and confer" with any members of that bargaining unit except through
their exclusive representative. § 179.66, subd. 7. This
restriction, however, does not prevent professional employees from
submitting advice or recommendations to their employer as part of
their work assignment.
Ibid. Moreover, nothing in PELRA
restricts the right of any public employee to speak on any "matter
related to the conditions or compensation of public employment or
their betterment" as long as doing so
"is not designed to and does not interfere with the full
faithful and proper performance of the duties of employment or
circumvent the rights of the exclusive representative if there be
one."
§ 179.65, subd. 1.
B
Appellant Minnesota State Board for Community Colleges (State
Board) operates the Minnesota community college system. At the time
of trial, the system comprised 18 institutions located throughout
the State. Each community college is administered by a president,
who reports, through the chancellor of the system, to the State
Board.
Prior to 1971, Minnesota's community colleges were governed in a
variety of ways. On some campuses, faculty had a strong voice in
administrative policymaking, expressed through organizations such
as faculty senates. On other campuses, the administration consulted
very little with the faculty. Irrespective of the level of faculty
involvement in governance, however, the administrations of the
colleges retained final authority to make policy.
Following enactment of PELRA, appellant Minnesota Community
College Faculty Association (MCCFA) [
Footnote 1] was designated the exclusive representative of
the faculty of the
Page 465 U. S. 276
State's community colleges, which had been deemed a single
bargaining unit. [
Footnote 2]
MCCFA has "met and negotiated" and "met and conferred" with the
State Board since 1971. The result has been the negotiation of
successive collective bargaining agreements in the intervening
years and, in order to implement the "meet and confer" provision, a
restructuring of governance practices in the community college
system.
On the state level, MCCFA and the Board established "meet and
confer" committees to discuss questions of policy applicable to the
entire system. On the campus level, the MCCFA chapters and the
college administrations created local "meet and confer" committees
-- also referred to as "exchange of views" committees -- to discuss
questions of policy applicable only to the campus. The committees
on both levels have discussed such topics as the selection and
evaluation of administrators, academic accreditation, student
affairs, curriculum, and fiscal planning -- all policy matters
within the control of the college administrations and the State
Board. App. to Juris.Statement A-49.
The State Board considers the views expressed by the statewide
faculty "meet and confer" committees to be the faculty's official
collective position. It recognizes, however, that not every
instructor agrees with the official faculty view on every policy
question. Not every instructor in the bargaining unit is a member
of MCCFA, and MCCFA has selected only its own members to represent
it on "meet and confer" committees. Accordingly, all faculty have
been free to communicate to the State Board and to local
administrations their views on questions within the coverage of the
statutory "meet and confer" provision.
Id. at A-50, A-52.
They have frequently done so. [
Footnote 3] With the possible exception
Page 465 U. S. 277
of a brief period of adjustment to the new governance structure,
during which some administrators were reluctant to communicate
informally with faculty, individual faculty members have not been
impeded by either MCCFA or college administrators in the
communication of their views on policy questions.
Id. at
A-50. Nor has PELRA ever been construed to impede such
communication. [
Footnote 4]
Page 465 U. S. 278
C
Appellees are 20 Minnesota community college faculty instructors
who are not members of MCCFA. In December, 1974, they filed suit in
the United States District Court for the District of Minnesota,
challenging the constitutionality of MCCFA's exclusive
representation of community college faculty in both the "meet and
negotiate" and "meet and confer" processes. A three-judge District
Court was convened to hear the case. A Special Master appointed by
the court conducted the trial in 1980 and submitted recommended
findings of fact in early 1981.
Id. at A-54 to A-81. The
three-judge District Court issued its findings of fact in late
1981,
id. at A-32 to A-54, and its decision on the legal
claims in early 1982,
571 F. Supp.
1.
The court rejected appellees' attack on the constitutionality of
exclusive representation in bargaining over terms and conditions of
employment, relying chiefly on
Abood v. Detroit Board of
Education, 431 U. S. 209
(1977). The court agreed with appellees, however, that PELRA, as
applied in the community college system, infringes First and
Fourteenth Amendment speech and associational rights of faculty
who
Page 465 U. S. 279
do not wish to join MCCFA. By granting MCCFA the right to select
the faculty representatives for the "meet and confer" committees
and by permitting MCCFA to select only its own members, the court
held, PELRA unconstitutionally deprives non-MCCFA instructors of "a
fair opportunity to participate in the selection of governance
representatives." 571 F. Supp. at 10. The court granted declaratory
relief in accordance with its holdings, and enjoined MCCFA from
selecting "meet and confer" representatives without providing all
faculty the fair opportunity that its selection practice had
unconstitutionally denied.
Appellees, the State Board, and MCCFA all filed appeals with
this Court, invoking jurisdiction under 28 U.S.C. § 1253. The
Court summarily affirmed the judgment insofar as the District Court
held the "meet and negotiate" provisions of PELRA to be valid.
Knight v. Minnesota Community College Faculty Assn., 460
U.S. 1048 (1983). The Court thus rejected appellees' argument,
based on
A. L. A. Schechter Poultry Corp. v. United
States, 295 U. S. 495
(1935), and on
Carter v. Carter Coal Co., 298 U.
S. 238 (1936), that PELRA unconstitutionally delegated
legislative authority to private parties. The Court's summary
affirmance also rejected the constitutional attack on PELRA's
restriction to the exclusive representative of participation in the
"meet and negotiate" process.
On March 28, 1983, the Court noted probable jurisdiction in the
appeals by the Board and MCCFA. 460 U.S. 1050. Several weeks later,
following an election held pursuant to a newly established scheme
for selecting "meet and confer" representatives, the three-judge
District Court modified its injunction to require a specific voting
system for the selection of faculty "meet and confer"
representatives. [
Footnote 5]
This Court
Page 465 U. S. 280
permitted appellants to add to their appeal a challenge to this
new relief. 462 U.S. 1104 (1983). We now reverse the District
Court's holding that the "meet and confer" provisions of PELRA
deprive appellees of their constitutional rights.
II
A
Appellees do not and could not claim that they have been
unconstitutionally denied access to a public forum. A "meet and
confer" session is obviously not a public forum. It is a
fundamental principle of First Amendment doctrine, articulated most
recently in
Perry Education Assn. v. Perry Local Educators'
Assn., 460 U. S. 37,
460 U. S. 45-46
(1983), that, for government property to be a public forum, it must
by long tradition or by government designation be open to the
public at large for assembly and speech. Minnesota college
administration meetings convened to obtain faculty advice on policy
questions have neither by long tradition nor by government
designation been open for general public participation. The
District Court did not so find, 571 F. Supp. at 9, and appellees do
not contend otherwise.
Page 465 U. S. 281
The rights at issue in these cases are accordingly wholly unlike
those at stake in
Madison Joint School District No. 8 v.
Wisconsin Employment Relations Comm'n, 429 U.
S. 167 (1976). The Court in that case upheld a claim of
access to a public forum, applying standard public forum First
Amendment analysis.
See Perry Education Assn. v. Perry Local
Educators' Assn., supra, at
460 U. S. 45
(citing
Madison Joint School District as an example of a
case involving a "forum generally open to the public" for
expressive activity). The school board meetings at issue there were
"opened [as] a forum for direct citizen involvement," 429 U.S. at
429 U. S. 175,
and "public participation [was] permitted,"
id. at
429 U. S. 169.
The First Amendment was violated when the meetings were suddenly
closed to one segment of the public even though they otherwise
remained open for participation by the public at large. [
Footnote 6] These cases, by contrast,
involve no selective closure of a generally open forum, and hence
any reliance on the
Madison case would be misplaced.
Indeed, the claim in these cases is not even a claim of access
to a nonpublic forum, such as the school mail system at issue in
Perry Education Assn. A private organization
Page 465 U. S. 282
there claimed a right of access to government property for use
in speaking to potentially willing listeners among a group of
private individuals and public officials not acting in an official
capacity. The organization claimed no right to have anyone, public
or private, attend to its message.
See also United States
Postal Service v. Greenburgh Civic Assns., 453 U.
S. 114 (1981) (postal letterbox);
Greer v.
Spock, 424 U. S. 828
(1976) (military base);
Lehman v. City of Shaker Heights,
418 U. S. 298
(1974) (advertising space on municipal bus);
Adderley v.
Florida, 385 U. S. 39 (1966)
(county jail). Appellees here make a claim quite different from
those made in the nonpublic-forum cases. They do not contend that
certain government property has been closed to them for use in
communicating with private individuals or public officials not
acting as such who might be willing to listen to them. Rather, they
claim an entitlement to a government audience for their views.
"Meet and confer" sessions are occasions for public employers,
acting solely as instrumentalities of the State, to receive policy
advice from their professional employees. Minnesota has simply
restricted the class of persons to whom it will listen in its
making of policy. Thus, appellees' principal claim is that they
have a right to force officers of the State acting in an official
policymaking capacity to listen to them in a particular formal
setting. [
Footnote 7] The
nonpublic-forum cases concern government's authority to provide
assistance to certain persons in communicating with other persons
who would not, as listeners, be acting for the government. As the
discussion below makes clear, the claim that government is
constitutionally obliged to listen to appellees involves entirely
different considerations from those on which resolution of
nonpublic-forum cases turn. Hence, the nonpublic-forum cases
are
Page 465 U. S. 283
largely irrelevant to assessing appellees' novel constitutional
claim. [
Footnote 8]
The District Court agreed with appellees' claim to the extent
that it was limited to faculty participation in governance of
institutions of higher education. The court reasoned that "issues
in higher education have a special character." 571 F. Supp. at 8.
Tradition and public policy support the right of faculty to
participate in policymaking in higher education, the court stated,
and the "right of expression by faculty members also holds a
special place under our Constitution."
Id. at 8-9. Because
of the "vital concern for academic freedom," the District Court
concluded,
"when the state compels creation of a representative governance
system in higher education and utilizes that forum for ongoing
debate and resolution of virtually all issues outside the scope of
collective bargaining, it must afford every faculty member a fair
opportunity to participate in the selection of governance
representatives."
Id. at 9-10.
This conclusion is erroneous. Appellees have no constitutional
right to force the government to listen to their views. They have
no such right as members of the public, as government employees, or
as instructors in an institution of higher education.
1
The Constitution does not grant to members of the public
generally a right to be heard by public bodies making decisions of
policy. In
Bi-Metallic Investment Co. v. State Board of
Equalization, 239 U. S. 441
(1915), this Court rejected a claim to such a right founded on the
Due Process
Page 465 U. S. 284
Cause of the Fourteenth Amendment. Speaking for the Court,
Justice Holmes explained:
"Where a rule of conduct applies to more than a few people, it
is impracticable that everyone should have a direct voice in its
adoption. The Constitution does not require all public acts to be
done in town meeting or an assembly of the whole. General statutes
within the state power are passed that affect the person or
property of individuals, sometimes to the point of ruin, without
giving them a chance to be heard. Their rights are protected in the
only way that they can be in a complex society, by their power,
immediate or remote, over those who make the rule."
Id. at
239 U. S. 445.
In
Madison Joint School District No. 8 v. Wisconsin Employment
Relations Comm'n, which sustained a First Amendment challenge
to a restriction on access to a public forum, the Court recognized
the soundness of Justice Holmes' reasoning outside the due process
context. The Court stated:
"Plainly, public bodies may confine their meetings to specified
subject matter, and may hold nonpublic sessions to transact
business."
429 U.S. at
429 U. S. 175,
n. 8.
Policymaking organs in our system of government have never
operated under a constitutional constraint requiring them to afford
every interested member of the public an opportunity to present
testimony before any policy is adopted. Legislatures throughout the
Nation, including Congress, frequently enact bills on which no
hearings have been held or on which testimony has been received
from only a select group. Executive agencies likewise make policy
decisions of widespread application without permitting unrestricted
public testimony. Public officials at all levels of government
daily make policy decisions based only on the advice they decide
they need and choose to hear. To recognize a constitutional right
to participate directly in government policymaking would work a
revolution in existing government practices.
Page 465 U. S. 285
Not least among the reasons for refusing to recognize such a
right is the impossibility of its judicial definition and
enforcement. Both federalism and separation of powers concerns
would be implicated in the massive intrusion into state and federal
policymaking that recognition of the claimed right would entail.
Moreover, the pragmatic considerations identified by Justice Holmes
in
Bi-Metallic Investment Co. v. State Board of Equalization,
supra, are as weighty today as they were in 1915. Government
makes so many policy decisions affecting so many people that it
would likely grind to a halt were policymaking constrained by
constitutional requirements on whose voices must be heard. "There
must be a limit to individual argument in such matters if
government is to go on."
Id. at
239 U. S. 445.
Absent statutory restrictions, the State must be free to consult or
not to consult whomever it pleases.
However wise or practicable various levels of public
participation in various kinds of policy decisions may be, this
Court has never held, and nothing in the Constitution suggests it
should hold, that government must provide for such participation.
In
Bi-Metallic, the Court rejected due process as a source
of an obligation to listen. Nothing in the First Amendment or in
this Court's case law interpreting it suggests that the rights to
speak, associate, and petition require government policymakers to
listen or respond to individuals' communications on public issues.
Indeed, in
Smith v. Arkansas State Highway Employees,
441 U. S. 463,
441 U. S.
464-466 (1979), the Court rejected the suggestion. No
other constitutional provision has been advanced as a source of
such a requirement. Nor, finally, can the structure of government
established and approved by the Constitution provide the source. It
is inherent in a republican form of government that direct public
participation in government policymaking is limited.
See
The Federalist No. 10 (J. Madison). Disagreement with public policy
and disapproval of officials' responsiveness, as Justice Holmes
suggested in
Bi-Metallic, supra, is to be registered
principally at the polls.
Page 465 U. S. 286
2
Appellees thus have no constitutional right as members of the
public to a government audience for their policy views. As public
employees, of course, they have a special interest in public
policies relating to their employment. Minnesota's statutory scheme
for public employment labor relations recognizes as much.
Appellees' status as public employees, however, gives them no
special constitutional right to a voice in the making of policy by
their government employer.
In
Smith v. Arkansas State Highway Employees, supra, a
public employees' union argued that its First Amendment rights were
abridged because the public employer required employees' grievances
to be filed directly with the employer and refused to recognize the
union's communications concerning its members' grievances. The
Court rejected the argument.
"The public employee surely can associate, and speak freely and
petition openly, and he is protected by the First Amendment from
retaliation for doing so.
See Pickering v. Board of
Education, 391 U. S. 563,
391 U. S.
574-575 (1968);
Shelton v. Tucker, 364 U. S.
479 (1960). But the First Amendment does not impose any
affirmative obligation on the government to listen, to respond or,
in this context, to recognize the association and bargain with
it."
Id. at
364 U. S. 465
(footnote omitted). The Court acknowledged that
"[t]he First Amendment protects the right of an individual to
speak freely, to advocate ideas, to associate with others, and to
petition his government for redress of grievances."
Id. at
364 U. S. 464.
The government had not infringed any of those rights, the Court
concluded. "[A]ll that the [government] has done in its challenged
conduct is simply to ignore the union. That it is free to do."
Id. at
364 U. S.
466.
The conduct challenged here is the converse of that challenged
in Smith. There the government listened only to
Page 465 U. S. 287
individual employees and not to the union. Here the government
"meets and confers" with the union and not with individual
employees. The applicable constitutional principles are identical
to those that controlled in Smith. [
Footnote 9] When government makes general policy, it is
under no greater constitutional obligation to listen to any
specially affected class than it is to listen to the public at
large.
3
The academic setting of the policymaking at issue in these cases
does not alter this conclusion. To be sure, there is a strong, if
not universal or uniform, tradition of faculty participation in
school governance, and there are numerous policy arguments to
support such participation.
See American Association for
Higher Education -- National Education Association, Faculty
Participation in Academic Governance (1967); Brief for American
Association of University Professors as
Amicus Curiae
3-10. But this Court has never recognized a constitutional right of
faculty to participate in policymaking in academic
institutions.
In several cases, the Court has recognized that infringement of
the rights of speech and association guaranteed by the First and
Fourteenth Amendments "
in the case of teachers brings the
safeguards of those amendments vividly into operation.'"
Shelton v. Tucker, 364 U. S. 479,
364 U. S. 487
(1960) (quoting Wieman v. Updegraff, 344 U.
S. 183, 344 U. S. 195
(1952) (Frankfurter, J., concurring)). Those cases, however,
involved individuals' rights to express their views and to
associate with others for communicative purposes. See, e.g.,
Keyishian v. Board of Regents of University of New York,
385 U. S. 589
(1967); Shelton v. Tucker, supra; Sweezy v. New Hampshire,
354 U. S. 234
(1957). These rights do not entail any government obligation to
listen. Smith v.
Arkansas
Page 465 U. S. 288
State Highway Employees, 441 U.
S. 463 (1979). Even assuming that speech rights
guaranteed by the First Amendment take on a special meaning in an
academic setting, they do not require government to allow teachers
employed by it to participate in institutional policymaking.
Faculty involvement in academic governance has much to recommend it
as a matter of academic policy, but it finds no basis in the
Constitution.
B
Although there is no constitutional right to participate in
academic governance, the First Amendment guarantees the right both
to speak and to associate. Appellees' speech and associational
rights, however, have not been infringed by Minnesota's restriction
of participation in "meet and confer" sessions to the faculty's
exclusive representative. The State has in no way restrained
appellees' freedom to speak on any education-related issue or their
freedom to associate or not to associate with whom they please,
including the exclusive representative. Nor has the State attempted
to suppress any ideas.
It is doubtless true that the unique status of the exclusive
representative in the "meet and confer" process amplifies its voice
in the policymaking process. But that amplification no more impairs
individual instructors' constitutional freedom to speak than the
amplification of individual voices impaired the union's freedom to
speak in
Smith v. Arkansas State Highway Employees, supra.
Moreover, the exclusive representative's unique role in "meet and
negotiate" sessions amplifies its voice as much as its unique role
in "meet and confer" sessions, yet the Court summarily affirmed the
District Court's approval of that role in these cases.
Amplification of the sort claimed is inherent in government's
freedom to choose its advisers. A person's right to speak is not
infringed when government simply ignores that person while
listening to others. [
Footnote
10]
Page 465 U. S. 289
Nor is appellees' right to speak infringed by the ability of
MCCFA to "retaliate" for protected speech, as the District Court
put it, by refusing to appoint them to the "meet and confer"
committees. The State of Minnesota seeks to obtain MCCFA's views on
policy questions, and MCCFA has simply chosen representatives who
share its views on the issues to be discussed with the State.
MCCFA's ability to "retaliate" by not selecting those who dissent
from its views no more unconstitutionally inhibits appellees'
speech than voters' power to reject a candidate for office inhibits
the candidate's speech.
SeeBranti v. Finkel, 445 U.
S. 507,
445 U. S. 533
(1980) (POWELL, J., dissenting).
Similarly, appellees' associational freedom has not been
impaired. Appellees are free to form whatever advocacy groups they
like. They are not required to become members of MCCFA, and they do
not challenge the monetary contribution they are required to make
to support MCCFA's representation activities. [
Footnote 11] Appellees may well feel some
pressure
Page 465 U. S. 290
to join the exclusive representative in order to give them the
opportunity to serve on the "meet and confer" committees or to give
them a voice in the representative's adoption of positions on
particular issues. That pressure, however, is no different from the
pressure they may feel to join MCCFA because of its unique status
in the "meet and negotiate" process, a status the Court has
summarily approved. Moreover, the pressure is no different from the
pressure to join a majority party that persons in the minority
always feel. Such pressure is inherent in our system of government;
it does not create an unconstitutional inhibition on associational
freedom. [
Footnote 12]
Page 465 U. S. 291
C
Unable to demonstrate an infringement of any First Amendment
right, appellees contend that their exclusion from "meet and
confer" sessions denies them equal protection of the laws in
violation of the Fourteenth Amendment. This final argument is
meritless. The interest of appellees that is affected -- the
interest in a government audience for their policy views -- finds
no special protection in the Constitution. There being no other
reason to invoke heightened scrutiny, the challenged state action
"need only rationally further a legitimate state purpose" to be
valid under the Equal Protection Clause.
Perry Education Assn.
v. Perry Local Educators' Assn., 460 U.S. at
460 U. S. 54.
PELRA certainly meets that standard. The State has a legitimate
interest in ensuring that its public employers hear one, and only
one, voice presenting the majority view of its professional
employees on employment-related policy questions, whatever other
advice they may receive on those questions. Permitting selection of
the "meet and confer" representatives to be made by the exclusive
representative, which has its unique status by virtue of majority
support within the bargaining unit, is a rational means of serving
that interest.
If it is rational for the State to give the exclusive
representative a unique role in the "meet and negotiate" process,
as the summary affirmance in appellees' appeal in this litigation
presupposes, it is rational for the State to do the same in the
"meet and confer" process. The goal of reaching agreement makes it
imperative for an employer to have before it only one collective
view of its employees when "negotiating."
See Abood v. Detroit
Board of Education, 431 U.S. at
431 U. S. 224.
[
Footnote 13]
Page 465 U. S. 292
Similarly, the goal of basing policy decisions on consideration
of the majority view of its employees makes it reasonable for an
employer to give only the exclusive representative a particular
formal setting in which to offer advice on policy. Appellees' equal
protection challenge accordingly fails.
III
The District Court erred in holding that appellees had been
unconstitutionally denied an opportunity to participate in their
public employer's making of policy. Whatever the wisdom of
Minnesota's statutory scheme for professional employee consultation
on employment-related policy, in academic or other settings, the
scheme violates no provision of the Constitution. The judgment of
the District Court is therefore Reversed.
* Together with No. 82-977,
Minnesota Community College
Faculty Association et al. v. Knight et al., also on appeal
from the same court.
[
Footnote 1]
MCCFA is affiliated with the Minnesota Education Association
(MEA) and the National Education Association (NEA), also appellants
in these cases.
[
Footnote 2]
Since 1980, the "community college instructional unit" has been
defined by statute. Minn.Stat. § 179.741 (1982).
[
Footnote 3]
Indeed, both the Board and the local administrations have
regularly made efforts to supplement the "official" advice with
other, unofficial communications. Prior to each on-campus Board
meeting, the Board has made itself available to persons who wish to
express their views individually or in groups. In addition, many
faculty members have met with or written to the Board or the
system's chancellor to communicate their individual views. On the
local level, college presidents have used a variety of means to
solicit opinions from their instructors and students, including
making themselves available at college-wide "town meetings" or at
commons areas, hosting luncheons and breakfasts, appearing at
faculty meetings, and inviting faculty advice through maintenance
of an "open-door" policy.
See App. A-57, A-61 to A-64,
A-83 to A-84, A-99 to A-103. Thus, while the "meet and confer"
process gives weight to an official collective faculty position as
formulated by the faculty's exclusive representative, all
instructors have ample opportunity to express their views to their
employer on subjects within the purview of the "meet and confer"
process.
[
Footnote 4]
The repeated suggestions in JUSTICE STEVENS' dissent that the
state employer and state employees have been prohibited or deterred
by the statute from talking with each other on policy questions,
e.g., post at
465 U. S.
302-307,
465 U. S.
310-311,
465 U. S. 312,
465 U. S. 322,
misunderstand the statute and are flatly contradicted by the
District Court's findings. All that the statute prohibits is the
formal exchange of views called a "meet and confer" session. It in
no way impairs the ability of individual employees or groups of
employees to express their views to their employer outside that
formal context, and there has been no suggestion in these cases
that, after an initial period of adjustment to PELRA, any such
communication of views has ever been restrained because it was
challenged as constituting a formal "meet and confer" session. None
of the testimony selectively quoted by JUSTICE STEVENS' dissent
recites a single instance of such restraint, and the quoted
passages make clear that the prohibition on the employer's holding
"meet and confer" sessions with anyone but the exclusive
representative has been understood to bar only a certain type of
formal exchange, not other exchanges of views.
E.g., post
at
465 U. S. 305,
n. 6, 307, n. 9.
Indeed, the District Court made the following findings of
fact:
"[A]ll faculty have the right to informally communicate their
individual views to administrators, and [the State Board] and MCCFA
have never attempted to deny or abridge such rights."
App. to Juris.Statement A-50.
"The right of all faculty, both members and nonmembers of MCCFA,
to communicate informally and individually with administrative
officials has not been impaired. . . ."
Id. at A-52.
"The plaintiffs have failed to demonstrate any direct, indirect,
actual or potential impairment of their associational and free
speech rights, except as indicated in [three findings]."
Ibid. Those findings were that plaintiffs are impaired
in their ability to participate in the "meet and confer" process by
their nonmembership in MCCFA, that some plaintiffs felt pressure to
join MCCFA because of this reduced opportunity to participate in
the "meet and confer" process, and that free speech contrary to
MCCFA positions could potentially be chilled by MCCFA's authority
to select "meet and confer" representatives.
Id. at A-51
to A-52. "The plaintiffs have not demonstrated," however, "that any
faculty member's exercise of free speech has been impaired in
practice by virtue of this potential inhibition."
Id. at
A-52. In short, the District Court found that the only restriction
on asserted speech rights was the restriction on the opportunity of
nonmembers of MCCFA to participate in "meet and confer"
sessions.
[
Footnote 5]
The Board and MCCFA established a new process for selecting
"meet and confer" representatives and held the prescribed election
before this Court noted probable jurisdiction. The new process
allowed each faculty member to nominate candidates, to run for
election, and to vote for each vacancy on both state and local
committees. For a voter's ballot to be counted, though, the voter
had to cast votes for as many candidates as there were slots to be
filled. Only MCCFA members ran for the statewide committees. At the
local level, several non-MCCFA instructors ran for office, and
MCCFA ran slates of candidates at each institution. Only MCCFA
members were elected.
Upon appellees' motion for further relief, the District Court
ruled that the new selection scheme failed to provide appellees
"the opportunity to participate meaningfully in the meet and confer
process." App. A-192. The court ordered that new elections be
conducted using a cumulative voting system, under which voters
could concentrate their multiple votes on a particular candidate,
thereby enhancing the possibility that a non-MCCFA candidate would
be elected.
Appellants challenge the District Court's modified order of
relief separate and apart from its holding that PELRA is
unconstitutional as applied. In light of our disposition on the
issue of PELRA's constitutionality, we need not address the
validity of the District Court's remedy.
[
Footnote 6]
JUSTICE STEVENS' dissent suggests that somehow the Constitution
itself opened the school board meeting as a public forum.
Post at
465 U. S. 319,
n. 28. To the extent that the suggestion is that something other
than government designation or long tradition can make government
property a public forum, it is a radical departure from elementary
First Amendment doctrine. JUSTICE STEVENS offers no indication of
what he would substitute for the current test.
JUSTICE STEVENS' dissent also states that the First Amendment
prohibits
"the exclusion of persons from access to the organs of
government based on [a] desire to give one side a monopoly in
expressing its views."
Ibid. Presumably, the President and every other public
official and governmental body would be required to select the
group they listen to on policy questions without regard to
viewpoint. The suggestion is discussed at greater length
infra at
465 U. S.
283-285, but merely to state it is to see that it has
shocking implications for our political system wholly unsupported
by anything this Court has ever held.
[
Footnote 7]
Even supposing that a state official acting on behalf of the
State in a policymaking capacity could raise a First Amendment
objection to the State's instructions concerning how he conducted
his official activity, there is no such claim in these cases.
Moreover, appellees have no standing to raise any such claim on
behalf of community college administrators.
[
Footnote 8]
Police Department of Chicago v. Mosley, 408 U. S.
92 (1972), is an equal protection version of a
nonpublic-forum case. The plaintiffs in
Mosley sought
access to government property for use in communicating to
potentially willing listeners among a group of private individuals
or public officials not acting in an official capacity. It has no
more relevance to the claim of appellees in these cases than do the
First Amendment nonpublic-forum cases.
[
Footnote 9]
Although an individual employee may have certain due process
rights that a union does not have, these cases involve no claimed
deprivation of life, liberty, or property without due process.
[
Footnote 10]
JUSTICE STEVENS' discussion of the right to "a meaningful
opportunity to express one's views" and of First Amendment
associational rights is beside the point.
Post at
465 U. S.
308-314. Such rights, whatever their scope, entail no
government obligation to listen, and that is what is claimed by
appellees.
Smith v. Arkansas State Highway Employees,
441 U. S. 463,
441 U. S.
464-466 (1979). None of the cases cited by JUSTICE
STEVENS even considers, let alone supports, a right to be heard by
the government on policy questions.
In particular,
Healy v. James, 408 U.
S. 169 (1972), concerns a group's claim of access to a
forum to use in communicating among themselves and with other
potentially willing listeners. As pointed out
supra at
465 U. S.
280-283, these cases involve no such claim to a forum.
Rather, appellees claim a right to be listened to by persons acting
solely in their capacity as representatives of the State.
Healy is therefore utterly irrelevant to the validity of
appellees' claim.
[
Footnote 11]
Under PELRA, public employees are not required to join the
organization that acts as their exclusive representative.
Minn.Stat. § 179.65, subd. 2 (1982). Nonmembers may, however,
be required to pay a fair-share fee to the exclusive representative
to cover costs related to negotiating on behalf of the entire
bargaining unit.
Ibid. This requirement is not at issue in
this lawsuit, although it is subject to certain constitutional
constraints.
See Abood v. Detroit Board of Education,
431 U. S. 209,
431 U. S.
217-237 (1977) (mandatory contributions valid if for
bargaining, administration, and grievance activities of exclusive
representative but not if for other, ideological activities).
[
Footnote 12]
JUSTICE STEVENS quotes certain of the District Court's findings
as if to suggest that they undercut our holding.
Post at
465 U. S. 308.
The suggestion is meritless. The finding that "the weight and
significance of individual speech interests have been consciously
derogated in favor of systematic, official expression,"
571 F. Supp.
1, 8 (1982), is merely one way of saying that the State of
Minnesota, as a deliberate policy matter, is committed to listening
to the exclusive representative on public employer policy
questions. Moreover, it is perfectly true, and perfectly
unobjectionable, that "the primary mechanism for any significant
faculty-administration communication on . . . policy questions,"
App. to Juris.Statement A-49, is the "meet and confer" process. It
is likewise obvious and of no legal consequence that the "meet and
confer" process "is the only significant forum for the faculty to
resolve virtually every issue outside the scope of mandatory
bargaining." 571 F. Supp. at 9.
The last statement quoted by JUSTICE STEVENS draws a general
conclusion about PELRA: "This structure effectively blocks any
meaningful expression by faculty members who are excluded from the
formal process."
Ibid. Given that it appears in the midst
of the District Court's analysis, and not with its findings of
fact, the statement was probably intended, and in any case is most
sensibly read, as a mixed statement of law and fact, depending for
its truth on a definition of "meaningful" that must be based on
legal principles. However the statement is read, though, appellees
have no constitutional right to be heard on policy questions, and
their speech and associational freedoms have been wholly
unimpaired.
[
Footnote 13]
Abood held that employees may not be compelled to
support a union's ideological activities unrelated to collective
bargaining. The basis for the holding that associational rights
were infringed was the compulsory collection of dues from
dissenting employees. 431 U.S. at
431 U. S.
232-237. Contrary to the suggestion of JUSTICE STEVENS'
dissent,
see post at
465 U. S. 316,
465 U. S.
321-322,
Abood did not even discuss, let alone
adopt, any general bar on "exclusivity" outside the collective
bargaining context. Of course, these cases involve no claim that
anyone is being compelled to support MCCFA's activities.
See n 11,
supra.
JUSTICE MARSHALL, concurring in the judgment.
I do not agree with the majority's sweeping assertion that no
government official is ever constitutionally obliged, before making
a decision on a matter of public policy, to afford interested
citizens an opportunity to present their views.
Ante at
465 U. S.
283-285. Nor do I agree with JUSTICE STEVENS that the
First Amendment always -- or even often -- requires that government
decisions be made in "an open marketplace of ideas."
See
post at
465 U. S. 300,
465 U. S. 314.
Rather, I think that the constitutional authority of a government
decisionmaker to choose the persons to whom he will and will not
listen prior to making a decision varies with the nature of the
decision at issue and the institutional environment in which it
must be made.
Cf. Healy v. James, 408 U.
S. 169,
408 U. S. 180
(1972) ("First Amendment rights must always be applied 'in light of
the special
Page 465 U. S. 293
characteristics of the . . . environment' in the particular
case") (quoting
Tinker v. Des Moines Independent School
District, 393 U. S. 503,
393 U. S. 506
(1969)). The narrow question presented in these cases is the
constitutional validity of a peculiar set of constraints on
consultation between administrators and members of the faculties of
state colleges; it can be sensibly resolved only by attending to
the distinctive characteristics and needs of public institutions of
higher education.
We have frequently affirmed that "the intellectual give and take
of campus debate" is entitled to constitutional protection.
E.g., Healy v. James, 408 U.S. at
408 U. S.
181-182. Accordingly, we have been solicitous of the
rights of students in public colleges to organize themselves into
voluntary associations,
see id. at
408 U. S.
180-184; of the rights of student organizations to make
use of college facilities,
see Widmar v. Vincent,
454 U. S. 263,
454 U. S.
267-270, and n. 5 (1981); and of the rights of faculty
members to espouse unpopular ideas or to join controversial
organizations without fear of discharge or retaliation,
see
Keyishian v. Board of Regents of University of New York,
385 U. S. 589,
385 U. S.
601-603,
385 U. S.
607-608 (1967);
Shelton v. Tucker, 364 U.
S. 479,
364 U. S.
485-487 (1960). In an appropriate case, I would be
prepared to include within this collection of constitutionally
protected avenues of communication a measure of freedom on the part
of faculty members (as well as students) to present to college
administrators their ideas on matters of importance to the mission
of the academic community. Such freedom is essential if all members
of the community are to participate meaningfully in the
determination of the goals of the institution and the choice of
means to achieve them. Such participation is, in turn, essential if
our academic institutions are to fulfill their dual responsibility
to advance the frontiers of knowledge through unfettered inquiry
and debate,
see Sweezy v. New Hampshire, 354 U.
S. 234,
354 U. S. 250
(1957), and to produce a citizenry willing and able to involve
itself in the governance of the polity,
see id.
Page 465 U. S. 294
at
354 U. S.
250-251;
see also Keyishian v. Board of Regents,
supra, at
385 U. S.
603.
In determining whether a given constraint on the ability of
faculty members to communicate with administrators runs afoul of
the Constitution, it seems to me proper to consider not only the
asserted justification but also the source of the constraint. As
JUSTICE STEVENS suggests,
see post at
465 U. S. 300,
465 U. S.
313-314,
465 U. S.
322-323, there are good reasons to be more suspicious
when a state legislature instructs college administrators to listen
to some faculty members but not others than when administrators
decide on their own to listen to some faculty members but not
others. Administrators are more accountable to slighted faculty
members than are state legislators.
*
Moreover, our solicitude for the rights of unpopular members of
academic communities and our desire to keep open the channels of
communication within those communities,
see supra at
465 U. S. 293,
should not blind us to the fact that, in general, colleges and
universities are most likely to fulfill their crucial roles in our
society if they are allowed to operate free of outside
interference.
See University of California Regents v.
Bakke, 438 U. S. 265,
438 U. S. 312
(1978) (opinion of POWELL, J.);
Sweezy v. New Hampshire,
supra, at
354 U. S.
262-263 (Frankfurter, J., concurring in result). That
insight should prompt us to defer to the judgment of college
administrators -- persons we presume to be knowledgeable and to
have the best interests of their institutions at heart -- in
circumstances in which we
Page 465 U. S. 295
would not defer to the judgment of government officials who seek
to regulate the affairs of the academy.
The difficult tasks of giving shape to these First Amendment
rights and of assessing the state interests that might justify
their abridgment can, however, be left to another day, because the
proofs in these cases do not establish the kind of impairment of
the ability of faculty members to communicate with administrators
that would, in my view, give rise to constitutional difficulty. As
the majority observes, there remains substantial opportunity,
outside the formal "meet and confer" sessions, for administrators
and faculty members in Minnesota community colleges to exchange
ideas on a wide variety of topics.
See ante at
465 U. S.
276-277, and nn. 3, 4. This is not to say that all
faculty members have equal access to the most effective media for
communicating with the administration; the findings of the District
Court make plain that the representatives of the MCCFA enjoy
greater freedom to express their views than appellees.
See 571 F. Supp.
1, 8 (1982). But the Constitution does not require college
administrators to give "equal time" to all persons competing for
their attention. No more can legitimately be expected than that all
members of the academic community be afforded a meaningful
opportunity to make themselves heard. In my view, appellees have
failed to show that the PELRA denies them that opportunity.
For the foregoing reasons, I concur in the judgment of the Court
but not its opinion.
*
Cf. Bi-Metallic Investment Co. v. State Board of
Equalization, 239 U. S. 441,
239 U. S. 445
(1915) (contending that property owners in Denver, who were
adversely affected by a State Board of Equalization ruling, "are
protected in the only way that they can be in a complex society, by
their power, immediate or remote, over those who make the rule").
At least in the context of decisions affecting public colleges and
universities, I agree with JUSTICE STEVENS' suggestion that, when
the "power" posited by the Court in
Bi-Metallic becomes
too "remote," the First Amendment warrants the establishment of a
right on the part of the affected persons to present their views to
the decisionmakers, as an alternative check on the choices
made.
JUSTICE BRENNAN, dissenting.
Although I agree with much of JUSTICE STEVENS' dissent, I write
separately to explain why, irrespective of other grounds,
principles of academic freedom require affirmance of the District
Court's holding that the "meet and confer" provisions deprive
appellees of their constitutional rights.
It is crucial at the outset to recognize that two related First
Amendment interests are at stake here. On the one
Page 465 U. S. 296
hand, those faculty members who are barred from participation in
"meet and confer" sessions by virtue of their refusal to join MCCFA
have a First Amendment right to express their views on important
matters of academic governance to college administrators. [
Footnote 2/1] At the same time, they enjoy
a First Amendment right to be free from compelled associations with
positions or views that they do not espouse. In my view, the real
vice of the Minnesota Public Employment Labor Relations Act (PELRA)
is that it impermissibly forces nonunion faculty members to choose
between these two rights.
The first right is rooted in our common understanding that the
First Amendment safeguards the free exchange of ideas at
institutions of higher learning. This Court's decisions acknowledge
unequivocally that academic freedom is "a special concern of the
First Amendment,"
Keyishian v. Board of Regents of University
of New York, 385 U. S. 589,
385 U. S. 603
(1967), and that protecting the free exchange of ideas within our
schools is of profound importance in promoting an open society.
See, e.g., Healy v. James, 408 U.
S. 169,
408 U. S.
180-181 (1972);
Shelton v. Tucker, 364 U.
S. 479,
364 U. S. 487
(1960);
Sweezy v. New Hampshire, 354 U.
S. 234,
354 U. S. 250
(1957). Recognizing that in our society "[t]he classroom is
peculiarly the
marketplace of ideas,'" Keyishian v. Board
of Regents, 385 U.S. at 385 U. S. 603,
we have not hesitated to strike down laws that effectively inhibit
the free discussion of novel or controversial ideas, see, e.g.,
ibid.; Shelton v. Tucker, supra, or that directly prohibit the
teaching of unpopular subject matter. Epperson v.
Arkansas, 393 U. S. 97,
393 U. S. 107
(1968). This First Amendment freedom to explore novel or
controversial ideas
Page 465 U. S. 297
in the classroom is closely linked to the freedom of faculty
members to express their views to the administration concerning
matters of academic governance. If the First Amendment is truly to
protect the "free play of the spirit" within our institutions of
higher learning,
Shelton v. Tucker, supra, at
364 U. S. 487,
then the faculty at those institutions must be able to participate
effectively in the discussion of such matters as, for example,
curriculum reform, degree requirements, student affairs, new
facilities, and budgetary planning. The freedom to teach without
inhibition may be jeopardized just as gravely by a restriction on
the faculty's ability to speak out on such matters as by the more
direct restrictions struck down in
Keyishian and in
Epperson. In my view, therefore, a direct prohibition of
some identified faculty group from submitting their views
concerning academic policy questions for consideration by college
administrators would plainly violate the principles of academic
freedom enshrined in the First Amendment.
The basis of the second right -- the right to be free from
compelled associations -- is found in our conviction that
individuals may not be forced to join or support positions or views
which they find objectionable on moral, ideological, or personal
grounds.
See, e.g., Abood v. Detroit Board of Education,
431 U. S. 209,
431 U. S.
234-236 (1977);
Wooley v. Maynard, 430 U.
S. 705,
430 U. S.
714-715 (1977);
West Virginia Board of Education v.
Barnette, 319 U. S. 624,
319 U. S. 642
(1943).
Cf. Elrod v. Burns, 427 U.
S. 347,
427 U. S.
362-364 (1976) (opinion of BRENNAN, J.). This right is
especially worthy of respect in the academic setting, for the
denial of associational freedom threatens that cherished spirit of
our schools and universities "to inquire, to study and to
evaluate,"
Sweezy, supra, at
354 U. S. 250,
which the First Amendment seeks to preserve.
Cf. Keyishian,
supra; Shelton, supra.
An examination of the record in this case reveals that these two
First Amendment freedoms are compromised by Minnesota's statute. As
the District Court observed, the formal "meet and confer" sessions
in which MCCFA representatives
Page 465 U. S. 298
discuss issues of academic governance with college
administrators constitute an "important academic forum."
571 F. Supp.
1, 9 (1982). This forum is critical because, as the District
Court found, it is "the primary mechanism for any significant
faculty-administration communication," App. to Juris.Statement
A-49; because
"[t]he views of [the] faculty meet and confer committee are
considered by administrators to be the official faculty position on
matters discussed in meet and confer sessions,"
ibid., and because the "meet and confer" sessions
represent the "exclusive formal process for formulating and
communicating a collective faculty position on policy questions,"
id. at A-50. As might be expected given the centrality and
importance of these sessions, many nonunion faculty members view
participation in the "meet and confer" process as "essential to
their role on the faculty."
Id. at A-51. Indeed, if one
considers the broad catalog of issues that are commonly addressed
during "meet and confer" sessions -- curriculum proposals, academic
standards, budgetary matters, and so forth -- it is easy to see why
the excluded faculty members would regard this restriction as a
threat to their ability to function as full members of the academic
community. [
Footnote 2/2]
As the District Court also found, however, the ability to
participate in this essential and centrally important process is
fundamentally "impaired" when a faculty member refuses to join
MCCFA.
Ibid. By restricting participation in the "meet and
confer" process to union members, Minnesota has
Page 465 U. S. 299
put direct pressure on nonunion faculty members to join MCCFA.
See ibid. If those faculty members want to remain full
members of the academic community, they must abandon their personal
or ideological objections to associating with MCCFA. Especially in
the academic setting where respect for these associational rights
is considered fundamental to the protection of freedom of thought,
such associational conformity is far too high a price to exact for
the right to express one's views on questions of academic
policy.
Of course, if the "meet and confer" process did not play such a
central and important role in formulating academic policy in
Minnesota's community colleges or if other avenues of communication
provided nonunion faculty a nearly equivalent mechanism for
expressing their views, the First Amendment would not be violated,
since in those circumstances nonunion faculty members would not be
faced with a Hobson's choice between exercising their right to
participate in academic policy discussions and preserving their
associational rights. Similarly, if the Minnesota statute were more
narrowly tailored, so that all faculty members, regardless of union
affiliation, could participate in the selection of "meet and
confer" committees, there would be no encroachment upon
associational or free speech interests. Such a narrowly drawn
statute would fully serve the State's interest in hearing only from
a manageable number of voices, and would avoid infringement of the
rights of nonunion faculty.
As we have often recognized, the use of an exclusive union
representative is permissible in the collective bargaining context
because of the State's compelling interest in reaching an
enforceable agreement, an interest that is best served when the
State is free to reserve closed bargaining sessions to the
designated representative of a union selected by public employees.
See Abood, supra, at
431 U. S.
223-226.
See also Madison Joint School Dist. No. 8
v. Wisconsin Employment Relations Comm'n, 429 U.
S. 167,
429 U. S. 178
(1976) (BRENNAN, J., concurring in judgment). But in the
distinctive context of "meet and confer" sessions -- which embrace
a broad array of sensitive
Page 465 U. S. 300
policy matters and which serve only to provide information, not
to establish any element of a collective bargaining agreement --
the State's interest in admitting no one other than an exclusive
union representative to such sessions is substantially diminished.
The views expressed by a union representative will only furnish
college administrators with an incomplete and imperfect account of
the wide-ranging views of the entire faculty. The
Abood
rationale, therefore, does not justify this statutory restriction
on the ability of nonunion faculty members to convey to college
administrators their views on matters of importance to the academic
community.
Accordingly, I would affirm the judgment of the District
Court.
[
Footnote 2/1]
In this respect, I agree with JUSTICE MARSHALL's suggestion that
the First Amendment protects the freedom of "faculty members . . .
to present to college administrators their ideas on matters of
importance to the mission of the academic community,"
ante
at
465 U. S. 293;
I disagree, however, with his view that the sporadic and informal
opportunities of nonunion faculty to exchange ideas with college
administrators outside the "meet and confer" context provide a
sufficient guarantee that this First Amendment freedom has been
fully respected.
See infra at
465 U. S. 298,
and n. 2.
[
Footnote 2/2]
Although informal avenues of communication remain open to
dissident faculty members, this cannot obscure the critical finding
that the "official" view of the faculty is formulated and conveyed
to the administration through the "meet and confer" process, from
which nonunion faculty members are excluded solely on account of
their refusal to join MCCFA. It seems to me plain that these
faculty members have a right to participate in a process as vital
and important to the life of their academic community as the formal
communication to college administrators of faculty positions, and
that this right cannot be fully protected by sporadic and informal
opportunities to confer with the administration.
JUSTICE STEVENS, with whom JUSTICE BRENNAN joins in all but Part
III, and with whom JUSTICE POWELL joins in all but Part II,
dissenting.
The First Amendment provides: "Congress shall make no law . . .
abridging the freedom of speech, or of the press. . . ." Laws
enacted by state legislatures are subject to this prohibition.
Gitlow v. New York, 268 U. S. 652
(1925). The question in this case is whether Minnesota's statute
granting unions preferential access to the policymaking
deliberations of public agencies, while prohibiting comparable
access for others, is such a law.
We need not consider whether executives or legislators have any
constitutional obligation to listen to unsolicited advice to decide
this case. It is inherent in the republican form of government that
high officials may choose -- in their own wisdom and at their own
peril -- to listen to some of their constituents and not to others.
But the First Amendment does guarantee an open marketplace for
ideas -- where divergent points of view can freely compete for the
attention of those in power and of those to whom the powerful must
account. The Minnesota statute places a significant restraint on
that free competition by regulating the communication that may take
place between the government and those governed. As the District
Court found, the statute gives only one speaker a
Page 465 U. S. 301
realistic opportunity to present its views to state officials.
All other communication is effectively prohibited, not by reference
to the time, place, or manner of communication, or even by
reference to the officials' willingness to listen, but rather by
reference to the identity of the speaker. The statute is therefore
invalid, because the First Amendment does not permit any state
legislature to grant a single favored speaker an effective monopoly
on the opportunity to petition the government.
I
The Minnesota Public Employment Labor Relations Act (PELRA),
Minn.Stat. §§ 179.61-179.76 (1982), applies to the State
itself, to its political subdivisions, and to its administrative
agencies. While this case involves the state community college
system, the statutory scheme applies to any public employer that
engages in collective bargaining and has policymaking
responsibilities in areas beyond its contractual relationships with
its employees. It is its unique regulation of the public agencies'
process of formulating policy concerning other subjects that makes
the statute vulnerable to constitutional attack.
In this appeal, there is no dispute that Minnesota may limit the
process of negotiation on the terms and conditions of public
employment to the union that represents the employees in a given
collective bargaining unit. This is accomplished by § 179.66,
subd. 7, of the statute, which forbids an employer to "meet and
negotiate" with anyone except the union's representatives. "Meet
and negotiate" is defined as the process of collective bargaining
on "terms and conditions of employment," § 179.63, subd. 16,
which
"means the hours of employment, the compensation therefor
including fringe benefits except retirement contributions or
benefits, and the employer's personnel policies affecting the
working conditions of the employees. In the case of professional
employees the term does not mean educational policies of a school
district. The terms in both cases are subject to the provisions of
section
Page 465 U. S. 302
179.66 regarding the rights of public employers and the scope of
negotiations."
§ 179.63, subd. 18.
The portion of the statute under challenge here has nothing to
do with the process of negotiating labor contracts. The challenged
provisions prohibit the exchange of any "view" concerning the
policies of the public employer between the employer and any
employee except the majority union's representatives. The same
portion of the PELRA that limits labor negotiations to the union's
representative also forbids public agencies to "meet and confer"
with any employee or group of employees except a representative of
the employees' union:
"
The employer shall not meet and negotiate or meet and
confer with any employee or group of employees who are at the
time designated as a member or part of an appropriate employee unit
except through the exclusive representative . . . provided
that this subdivision shall not be deemed to prevent the
communication to the employer, other than through the exclusive
representative, of advice or recommendations by professional
employees, when such communication is a part of the employee's work
assignment."
§ 179.66, subd. 7 (emphasis supplied).
The provision exempting individual communications from the
otherwise all-encompassing abridgment of speech is limited to
communication that "is a part of the employee's work assignment."
Thus, a French professor could confer with his employer about
Voltaire or Daudet, but could not suggest that the football team
needs a new coach, that the endowment fund should divest itself of
South African investments, that the admissions committee should
modify its affirmative action program, or that the faculty should
organize a drive for the March of Dimes. [
Footnote 3/1]
Page 465 U. S. 303
The breadth of the communication prohibited by this statute is
remarkable. The "meet and confer" process in which only the
majority union can participate is defined broadly to encompass "the
exchange of views and concerns between employers and their
respective employees." § 179.63, subd. 15. The statute itself
imposes no limit on the subjects that might be covered by the "meet
and confer" system; in its application to other agencies, that
system could encompass the entire range of public policy questions.
Thus, in terms the statute says that a public employee may not
exchange any views on virtually any public policy question with his
or her employer. Appellants suggest no narrowing construction of
these statutory terms, nor would it be appropriate for this Court
to attempt in the first instance to construe the statute to mean
something other than what it plainly says. The District Court found
that the statute has been applied to mean what it says. In the
community college program, the District Court found that the
"subjects covered by the meet and confer system include new
course proposals and other curriculum matters, budgetary planning,
development of facilities, student rights and student affairs
generally, evaluation of administrators, selection of college
presidents, academic accreditation of the community colleges, and
other matters."
App. to Juris.Statement A-49.
Not only are employees who are not selected to represent the
majority union's views disabled from expressing their own opinions
to their employers, but the union is guaranteed ample opportunities
to do what no one else can. The statute places public employers
under an obligation to meet and confer with the majority union's
representative at least once every four months. §§
179.66, subd. 3, 179.73. Moreover,
Page 465 U. S. 304
the statute acknowledges that the "meet and confer" process is
critical to the process of formulating public policy. [
Footnote 3/2]
As might be expected, the statutory prohibition has had an
adverse impact on conversation and communication between teachers
and administrators in the State's community college system.
Although the "meet and confer" sessions with the majority union are
open to all faculty members, no one can speak without the union's
permission. [
Footnote 3/3] In
practice, observers have not been permitted to speak. [
Footnote 3/4] The statute thus gives the
majority union in the system an effective veto over the right of
dissident faculty members to communicate their views to the
administration. [
Footnote 3/5]
College administrators understand
Page 465 U. S. 305
the PELRA to prohibit them from listening to the views except
those of the majority union, and they have acted in accord with
that understanding. [
Footnote 3/6]
As a result, much less communication between faculty members and
college administrators occurs under the statute, because both
administrators and teachers fear that, if they exchange views,
especially when the exchange involves nonunion faculty members,
they will be violating the PELRA. [
Footnote 3/7] Those conversations
Page 465 U. S. 306
that do still occur often are useless as a practical matter,
since the administrator often responds only by saying that the
subject must be discussed in a different forum. [
Footnote 3/8] Thus,
Page 465 U. S. 307
the PELRA has substituted a union-controlled process for the
formerly free exchange of views that took place between faculty and
the administration. [
Footnote 3/9]
In practice, the union has a monopoly on the effective opportunity
to present views to the administration on the wide range of
subjects covered by the "meet and confer" process. [
Footnote 3/10]
Page 465 U. S. 308
The District Court found that, under the statute, "the weight
and significance of individual speech interests have been
consciously derogated in favor of systematic, official expression."
571 F. Supp.
1, 8 (1982).
"[The] PELRA has made the formal meet and confer process the
primary mechanism
for any significant faculty-administration
communication on such policy questions."
App. to Juris.Statement A-49 (emphasis supplied). It concluded
that the "meet and confer" process
"is the only significant forum for the faculty to resolve
virtually every issue outside the scope of mandatory bargaining.
This structure effectively blocks any meaningful expression by
faculty members who are excluded from the formal process."
571 F. Supp. at 9 (emphasis supplied). These findings may not be
set aside unless clearly erroneous,
see Inwood Laboratories,
Inc. v. Ives Laboratories, Inc., 456 U.
S. 844 (1982);
Pullman-Standard v. Swint,
456 U. S. 273
(1982), and, in any event, are not challenged by appellants or the
Court.
II
Both the plain language of the statute and the District Court's
findings concerning its actual operation demonstrate that it is a
law abridging the freedom of speech. This is true both because it
grants unions especially favored positions in communicating with
public policymaking bodies and because it curtails the ability of
all other members of the public to communicate effectively with
those public bodies.
There can be no question but that the First Amendment secures
the right of individuals to communicate with their government. And
the First Amendment was intended to secure
Page 465 U. S. 309
something more than an exercise in futility -- it guarantees a
meaningful opportunity to express one's views. For example, this
Court has recognized that the right to forward views might become a
practical nullity if government prohibited persons from banding
together to make their voices heard. Thus, the First Amendment
protects freedom of association because it makes the right to
express one's views meaningful.
See NAACP v. Claiborne Hardware
Co., 458 U. S. 886,
458 U. S.
907-908 (1982);
Citizens Against Rent Control v.
Berkeley, 454 U. S. 290,
454 U. S.
295-299 (1981);
Bates v. Little Rock,
361 U. S. 516,
361 U. S.
522-523 (1960);
NAACP v. Alabama, 357 U.
S. 449,
357 U. S.
460-461 (1958). [
Footnote
3/11] Because of the importance of this right to play a
meaningful part in the "uninhibited, robust, and wide-open" debate
envisioned by the First Amendment,
New York Times Co. v.
Sullivan, 376 U. S. 254,
376 U. S. 270
(1964), the Court has not permitted government to deny
associational rights critical to this opportunity unless the
abridgment is no broader than necessary to serve a vital state
purpose. [
Footnote 3/12]
Page 465 U. S. 310
The First Amendment also protects the public employee's right
not to associate. Just as "the Legislature could not require
allegiance to a particular political faith as a condition of public
employment,"
Illinois State Employees Union, Council 4 v.
Lewis, 473 F.2d 561, 570 (CA7 1972), so is it equally clear
that the legislature could not require an employee to subscribe to
the political tenets of a particular labor union. [
Footnote 3/13] In
Abood v. Detroit Board of
Education, 431 U. S. 209
(1977), we held that nonunion members cannot be compelled to
contribute to the partisan political activities of the union which
represents them, because that would have the forbidden effect of
compelling them to support advocacy with which they do not agree,
and thereby to infringe their associational rights.
See
id. at
431 U. S.
233-237. [
Footnote
3/14]
The findings of the District Court in this case indicate that
access to the "meet and confer" process is essential if appellees
are to be able to express their views effectively on issues
involving their colleges. The statute prohibits them from
expressing "any view" on issues affecting their colleges to the
administration, and, as a practical matter, it "blocks
effectively
Page 465 U. S. 311
meaningful expression" by appellees on the public policy issues
facing the state agencies which employ them. [
Footnote 3/15] Moreover, the broad sweep of the
plain language of the statute has in fact deterred the exercise of
First Amendment rights, since public employees and employers cannot
be sure if they may exchange views without violating the statute.
[
Footnote 3/16] It is precisely
because such broadly worded statutes inhibit free expression that
they have been invalidated even when they are being applied in a
constitutional manner. [
Footnote
3/17]
III
The Court suggests that associational rights are adequately
protected because appellees remain free to associate in order to
express their views outside of the "meet and confer" process.
Ante at
465 U. S.
289-290. This claim parallels the one advanced in
Healy v. James, 408 U. S. 169
(1972). There a state university denied a student group access to
university
Page 465 U. S. 312
facilities. The Court rejected the argument that this exclusion
did not impair First Amendment rights, since the student group
remained free to associate in order to advocate its views
off-campus:
"We may concede, as did Mr. Justice Harlan in his opinion for a
unanimous Court in
NAACP v. Alabama ex rel. Patterson, 357
U.S. at
357 U. S. 461, that the
administration 'has taken no direct action . . . to restrict the
rights of [petitioners] to associate freely. . . .' But the
Constitution's protection is not limited to direct interference
with fundamental rights. The requirement in
Patterson that
the NAACP disclose its membership lists was found to be an
impermissible, though indirect, infringement of the members'
associational rights. Likewise, in this case, the group's possible
ability to exist outside the campus community does not ameliorate
significantly the disabilities imposed by the President's action.
We are not free to disregard the practical realities."
Id. at
408 U. S.
183.
Just as the denial of access to campus facilities in
Healy had a critical impact on First Amendment rights, the
denial of access to campus administrators in this case has an
equally critical impact on the opportunity to be heard. As the
District Court found, in reality, the "meet and confer" process is
the only meaningful chance appellees have to influence public
policy.
"If some faculty members are excluded from participation and
deliberation in the meet and confer process, they are effectively
denied any meaningful expression on the issues resolved through
that process."
571 F. Supp. at 8. This statute has effectively muted appellees'
voices. [
Footnote 3/18] The
Page 465 U. S. 313
Court's conclusion to the contrary rests only on its willingness
"to disregard the practical realities." 408 U.S. at
408 U. S. 183.
[
Footnote 3/19]
The Court's analysis is rooted simply in the notion that
"[a]ppellees have no constitutional right to force the government
to listen to their views."
Ante at
465 U. S. 283.
No claim is made that college administrators do not want to hear
what appellees have to say; to the contrary, the administrators
claim that they are willing to listen to the views of appellees.
The problem is that the administrators are statutorily prohibited
from listening. Indeed, the Court distinguishes
Healy by
arguing that that case involved a group seeking to communicate with
"potentially willing listeners."
Ante at
465 U. S. 289,
n. 10. That is no distinction at all; the college administrators
here are potentially willing listeners as well. It is only the
Page 465 U. S. 314
statute that prevents appellees from communicating with those in
charge of public policy.
Moreover, the District Court found that, prior to the passage of
the challenged statute, appellees were able to participate in the
"meet and confer" process. [
Footnote
3/20] Their former ability to communicate with the
administration has been impaired not by the administration's
unwillingness to listen, but by the challenged statute. Any
realistic appraisal of the effects of such a restriction must lead
to the conclusion that this statute has restricted the traditional
freedom of speech appellees had once enjoyed.
"[T]he capacity of a group or individual 'to participate in the
intellectual give and take of campus debate . . . [would be]
limited by denial of access to the customary media for
communicating with the administration, faculty members, and . . .
students.'"
Widmar v. Vincent, 454 U. S. 263,
454 U. S.
267-268, n. 5 (1981) (quoting
Healy, 408 U.S.
at
408 U. S.
181-182).
In short, by prohibiting the administration from listening to
appellees, the PELRA ensures that appellees' speech can have no
meaningful impact upon the administration. Appellees do not rely on
the government's "obligation" to hear them; they rely only on their
right to have a meaningful opportunity to speak. If a public
employer does not wish to listen to appellees, that is its
privilege, but the First Amendment at least requires that that
decision be made in an open marketplace of ideas, rather than under
a statutory scheme that does not permit appellees' speech to be
considered, no matter how much merit it may contain. [
Footnote 3/21]
Page 465 U. S. 315
IV
No one suggests that the Minnesota statute has been narrowly
tailored to serve a compelling state interest. [
Footnote 3/22] The only interest appellants claim
the statute serves is in protecting the status of the public
employees' exclusive representative. [
Footnote 3/23] It is now settled law that a public
employer may
Page 465 U. S. 316
negotiate only with the elected representative of its employees,
because it would be impracticable to negotiate simultaneously with
rival labor unions.
See Abood v. Detroit Board of
Education, 431 U.S. at
431 U. S.
224-226. [
Footnote
3/24] But in
Abood, we explicitly held that
exclusivity could not be extended to areas beyond the statutorily
mandated subjects of collective bargaining, since such an extension
would impair the associational rights of those who do not wish to
join the union.
See id. at
431 U. S.
232-237. Here, the areas subject to the "meet and
confer" process are, by definition, not subjects of collective
bargaining. While a public employer cannot contract with more than
one union at a time, as the Court points out, it can confer with as
many groups as it desires.
Ante at
465 U. S. 284.
The need to conduct collective bargaining with only one employee
representative does not justify prohibiting college administrators
from conferring with other employees on topics not the subject of
collective bargaining. That is the teaching of
Abood.
[
Footnote 3/25]
Page 465 U. S. 317
There is a simple, but fundamental, reason why the state
interest in exclusivity cannot sustain this statute. That interest
creates a preference for the views of majority unions which itself
infringes the principles of the First Amendment. In
Police
Department of Chicago v. Mosley, 408 U. S.
92 (1972), the Court considered the constitutionality of
a Chicago ordinance that granted labor unions access to a narrowly
defined forum and denied such access to all other speakers. The
forum in that case was the area "within 150 feet of any primary or
secondary school building while the school is in session" and for
one-half hour before and after school sessions,
id. at
408 U. S. 92-93;
the method of communication was peaceful picketing. Unions, but no
one else, were allowed access to that narrow forum. The Court
unanimously held the ordinance unconstitutional. After pointing out
that the ordinance allowed peaceful picketing on the subject of a
school's labor-management dispute, but prohibited all other
peaceful picketing, the Court continued:
"Necessarily, then, under the Equal Protection Clause, not to
mention the First Amendment itself, government may not grant the
use of a forum to people whose views it finds acceptable, but deny
use to those wishing to express less favored or more controversial
views. And it may not select which issues are worth discussing or
debating in public facilities. There is an 'equality of status in
the field of ideas,' and government must afford all points of view
an equal opportunity to be heard. Once a forum is opened up to
assembly or speaking by some groups, government may not prohibit
others from assembling or speaking on the basis of what they intend
to say."
Id. at
408 U. S. 96
(footnote omitted). [
Footnote
3/26]
We have consistently adhered to the principle that government
must "afford all points of view an equal opportunity to
Page 465 U. S. 318
be heard." [
Footnote 3/27] The
majority claims that this principle does not apply to closed
proceedings not open to any form of public access.
Ante at
465 U. S.
280-283. In fact, however, the "meet and confer"
sessions are open to the public, and are held in public places.
Moreover, the State permits participation by the union's
representatives, but no others. When a State permits some speakers
but not others access to a forum for communication, it must justify
its exclusions as viewpoint-neutral.
See Widmar v.
Vincent, 454 U.S. at
454 U. S.
267-268;
Madison Joint School District No. 8 v.
Wisconsin Employment Relations Comm'n, 429 U.
S. 167,
429 U. S. 175,
and n. 8 (1976);
Southeastern Promotions, Ltd. v. Conrad,
420 U. S. 546,
420 U. S.
555-559 (1975). Surely that principle cannot be avoided
by the simple expedient of using the speaker's point of view as the
criterion for defining the scope of access to a publicly sponsored
forum. Indeed, the case on which the majority principally relies,
Perry Education Assn. v. Perry Local Educators' Assn.,
460 U. S. 37
(1983), states that government may not restrict access to channels
of communication as an attempt "to discourage one viewpoint and
advance another."
Id. at
460 U. S.
49.
Here, by giving the union exclusive rights with respect to the
primary avenue for communication with college administration, the
Minnesota statutory scheme plainly advances the union's viewpoint
at the expense of all others. The District Court found that the
PELRA "consciously" derogated the weight of individual speech
interests in favor of the majority union's interests. The
controlling authority is therefore
Madison Joint School
District No. 8 v. Wisconsin Employment Relations Comm'n,
supra. We wrote:
"Regardless of the extent to which true contract negotiations
between a public body and its employees may be
Page 465 U. S. 319
regulated -- an issue we need not consider at this time -- the
participation in public discussion of public business cannot be
confined to one category of interested individuals. To permit one
side of a debatable public question to have a monopoly in
expressing its views to the government is the antithesis of
constitutional guarantees. Whatever its duties as an employer, when
the board sits in public meetings to conduct public business and
hear the views of citizens, it may not be required to discriminate
between speakers on the basis of their employment, or the content
of their speech.
See Police Dept. of Chicago v. Mosley,
408 U. S.
92,
408 U. S. 96 (1972)."
Id. at
429 U. S.
175-176 (footnotes omitted). [
Footnote 3/28]
This statute gives the union the same "monopoly in expressing
its views to the government" that we condemned in the
Madison
Joint School District case. The Minnesota "meet and confer"
sessions create, in reality, an exclusive method for communication
with government, and permit only
Page 465 U. S. 320
one point of view to be expressed. The resultant insulation of
public policy from exposure to the full range of views is that to
which the constitutional ban on viewpoint discrimination is
addressed. The views of all have the right to be considered on
their merits, rather than to be excluded by statutory prohibition.
It is one thing to say, as the majority does, that the government
may decline to listen to those whose views it finds unhelpful; it
is quite another to say that those views need not be given even a
fair chance to compete for the attention of government.
It is instructive to contrast this case with
Perry Education
Assn. v. Perry Local Educators' Assn., 460 U. S.
37 (1983). In that case, the Court upheld a school
board's contractual agreement allowing the union representing its
teachers to make use of the school mail system in connection with
the discharge of the union's exclusive representative duties,
without providing equal access to rival unions. That preferential
treatment of the union was justified by reference to the collective
bargaining process. It was thought necessary to facilitate
communication between the union and the teachers because of the
majority union's exclusive responsibility for negotiation and
administration of the collective bargaining agreement.
"We observe that providing exclusive access to recognized
bargaining representatives is a permissible labor practice in the
public sector. We have previously noted that the"
"designation of a union as exclusive representative carries with
it great responsibilities. The tasks of negotiating and
administering a collective bargaining agreement and representing
the interests of employees in settling disputes and processing
grievances are continuing and difficult ones."
"Moreover, exclusion of a rival union may reasonably be
considered a means of insuring labor peace within the schools. The
policy 'serves to prevent the District's schools from becoming a
battlefield for inter-union squabbles.'"
Id. at
460 U. S. 51-52
(footnotes and citations omitted).
Page 465 U. S. 321
After recognizing that the right of access to the mail system
was accorded to the union "acting as the representative of the
teachers," the Court expressly noted that the case did not involve
"a grant of access for unlimited purposes."
Id. at
460 U. S. 53, n.
13. It also noted that there was no showing that the challenged
system substantially disadvantaged the ability of other speakers to
communicate their messages.
Id. at
460 U. S.
53-54.
The case the Court decides today involves preferential treatment
of the union as a participant in discussions and debates that lead
to the formulation of policy not embraced within its collective
bargaining responsibilities. The "meet and confer" process is
statutorily defined to be exclusive of the collective bargaining
process, which -- as
Abood squarely holds -- is the only
context in which the union can claim a right to exclusive
representation of all employees. The collective bargaining
justifications relied upon in
Perry are entirely absent
when, as here, the union has no right -- let alone an exclusive
right -- to act on behalf of other persons. [
Footnote 3/29] In short,
"exclusivity cannot constitutionally be used to muzzle a public
employee who, like any other citizen, might wish to express his
view about governmental decisions concerning
Page 465 U. S. 322
labor relations. . . ."
Abood, 431 U.S. at
431 U. S. 230.
The practical effect of the statutory prohibition on meeting and
conferring with anyone but the exclusive representative is to
create exactly the sort of "muzzle" condemned by
Abood.
The First Amendment favors unabridged communication among
members of a free society -- including communication between
employer and employee. The process of collective bargaining
requires that a limited exception to that general principle be
recognized, but until today we have not tolerated any broadening of
that exception beyond the collective bargaining process. The effect
of the Minnesota statute is to make the union the only authorized
spokesman for all employees on political matters, as well as
contractual matters. In my opinion, such state-sponsored orthodoxy
is plainly impermissible. The Court, however, relies on a newly
found state interest in promoting conformity -- the
"interest in ensuring that its public employers hear one, and
only one, voice presenting the majority view of its professional
employees on employment-related policy questions, whatever other
advice they may receive on those questions."
Ante at
465 U. S. 291.
The notion that there is a state interest in fostering a private
monopoly on any form of communication is at war with the principle
that "the desire to favor one form of speech over all others" is
not merely trivial; it "is illegitimate."
Carey v. Brown,
447 U. S. 455,
447 U. S. 468
(1980).
As I noted at the outset, we are concerned with the
constitutionality of a law enacted by the legislature. That law
requires all executives administering the community college system
-- as well as all other public employers -- to adhere to the
specific "meet and confer" process when formulating public policy.
The invalidity of such a law need not impair the discretion
exercised by individual public administrators with regard to the
identity of the persons from whom, or the time, place, and manner
in which, they will accept advice concerning their official
conduct. But for the State to preclude the exercise of that
discretion -- to say that the ideas of all save
Page 465 U. S. 323
the majority union may not compete on their merits -- is to
impose the kind of restraint on the free exchange of ideas that the
First Amendment does not tolerate.
Because I am convinced that the statutorily mandated exclusive
"meet and confer" process is constitutionally intolerable, I
respectfully dissent.
[
Footnote 3/1]
The other statutory provision protecting the individual's right
to communicate with an employer is also carefully limited to
conversations that (a) concern terms and conditions of employment
and (b) do not interfere with the rights of the exclusive
bargaining representative. Thus it is limited to the "meet and
negotiate" context not at issue here. It reads as follows:
"Nothing contained in sections 179.61 to 179.76 shall be
construed to limit, impair or affect the right of any public
employee or his representative to the expression or communication
of a view, grievance, complaint or opinion on any matter related to
the conditions or compensation of public employment or their
betterment, so long as the same is not designed to and does not
interfere with the full faithful and proper performance of the
duties of employment or circumvent the rights of the exclusive
representative if there be one. . . ."
§ 179.65, subd. 1.
[
Footnote 3/2]
"The legislature recognizes that professional employees possess
knowledge, expertise, and dedication which is helpful and necessary
to the operation and quality of public services and which may
assist public employers in developing their policies. It is,
therefore, the policy of this state to encourage close cooperation
between public employers and professional employees by providing
for discussions and the mutual exchange of ideas. . . ."
§ 179.73, subd. 1.
[
Footnote 3/3]
"Q. Assume the following facts, then, based on your experience
as President and also serving on the committees, assume that a
person who is not on the Exchange View Committee was present in the
room and tried to present his views. Would he be permitted to
present his views?"
"A. We have within the college a procedure for exchange of
views, as we call it, and we have the provision for special
witnesses. Prior to each meeting, the Chairperson of the faculty
and the Chairperson of the Administration can agree on such
witnesses. The meetings are totally open, so any faculty member may
attend the meetings and not speak. But only special witnesses may
speak. So it takes the agreement between the Chairpersons --
faculty and chairperson of the Administration on special
witnesses."
"Q. So, either side could block a special witness
appearing?"
"A. That is correct."
App. A-92.
[
Footnote 3/4]
See id. at A-48.
See also id. at A-185 to
A-186.
[
Footnote 3/5]
"Q. And on the other hand, the committee also has the power, or
at least one side of that committee has the power, to make sure
nobody from the faculty other than the people that are on that
committee and those appear as a special witness, is that
right?"
"A. That's correct."
Id. at A-104.
"To similar effect,
see id. at A-95."
[
Footnote 3/6]
"Q What's the policy of the Administration with respect to
engaging in meet and confer or exchange of view processes with
persons other than the Faculty Association?"
"A. Well, we are not supposed to do it."
Id. at A-79.
"Q. And the Board also recognizes that it must not meet and
confer formally with individual teachers who might demand such an
opportunity?"
"A. Yes."
"Q. And that is because, is it not, that for the Board to do so
would violate the Faculty Association's exclusive privilege to meet
and negotiate, is that correct?"
"A. My understanding is that to do otherwise would violate the
law in the collective bargaining."
"Q. Both as to negotiation and as to conferring?"
"A. Meet and confer in a formal sense of the word, yes."
"Q. So the State Board, in fact, does not meet and negotiate
with any faculty group other than the MCCFA?"
"A. That's correct."
"Q. And in fact, on the college campuses the Administration does
not -- or at least is not supposed to meet and confer or engage in
an exchange of views with any group other than the Faculty
Association?"
"A. In a formal sense, yes."
Id. at A-58.
See also id. at A-76 to A-77,
A-87, A-162 to A-163.
[
Footnote 3/7]
"Q. And then after . . . January of '71, was an individual free
to discuss anything he wanted?"
"A. Yes."
"Q. Has that been also true since the adoption of the contract
[pursuant to the PELRA] in April of '73?"
"A. Well, I think that, technically, the person has been free to
do that and the administrator's been free to do that, but I think
that practically -- many such situations have disappeared because
of the fear on the part of the administrator that they would be
meeting and conferring or negotiating with someone other than the
exclusive representative, and the problem of defining what's
meeting and conferring and what's negotiation, I think has been the
basic problem."
Id. at A-44 to A-45.
"Q. Since 1973, have you ever felt or have you ever been advised
by President Helling not to speak with him?"
"A. I have been assiduous in my attempt to avoid placing him in
a position where he would have to make that type of judgment."
"Q. Is that based on anything that has been told to you by any
college administrator?"
"A. No. It's based on what's told to me by the Master
Contract."
Id. at A-148.
"A. I am not free to speak to my administration relative to
curriculum matters. I am not free to speak to my administration
relative to personnel matters. I am, in point of fact, not free to
speak with my administrators on anything which is covered by the
Master Contract. . . . "
"
* * * *"
"Q. Do you understand that the administration intends to enforce
the terms of that Contract?"
"A. I do not wish to place the administration in the awkward
position of having to make that judgment. I believe that I am -- no
matter how noxious I might find the Master Contract -- bound by it
because of the law. So I don't run around talking to the
administration about things which are forbidden by the Master
Contract. I don't want to put them in that position."
Id. at A-151 to A-152.
[
Footnote 3/8]
"Q. When you said exchange of views, when people, when faculty
members come in and talk to you, and obviously you're not going to
show them out and say get out, but you brought this up yourself,
you may say there is a more appropriate form [
sic]. In
other words, discuss it, you will listen to them certainly and your
response may be there is a more appropriate form [
sic] for
this, is that right?"
"A. That is correct."
"Q. From their point of view, at least, the discussion may not
be meaningful because you cannot afford them the remedy they are
looking for, is that correct? In other words, they'll have to go to
the form [
sic] that the problem form [
sic]?"
"A. I think I can answer, yes, to that, if I understand."
Id. at A-104.
"Q. And have you ever advised any Plaintiff in this case or any
faculty member that they cannot discuss with you any matter that
they wish to discuss?"
"A. No. The answer would be no. However, once we get into a
discussion, I may say it's more appropriately discussed in another
forum. But, I wouldn't even know how to keep people from discussing
something that they would want to discuss."
"Q. Have you ever advised any of your administrators that they
cannot meet with faculty members to discuss matters which the
faculty member might wish to discuss?"
"A. No. However, there we do have clearly a structure and an
understanding of where particular items and issues are discussed. .
. . But, clearly I have never given any advice to an Administrator
not to discuss an issue of importance to a faculty member. But, I
do know that they might refer them to an appropriate place and it
will be discussed within that place before a decision is made."
Id. at A-101.
See also id. at A-62 to A-63,
A-152 to A-153.
[
Footnote 3/9]
"Q. And now the free exchange or the free discussion has become
an exchange of views in the formal setting, isn't that
correct?"
"A. I don't think it's correct to consider one completely
replacement [
sic] for the other. It's like different
processes. You referred earlier to individual people, that doesn't,
you can't compare that with the exchange of view process that takes
place now."
Id. at A-59.
[
Footnote 3/10]
"Q. Well, these Exchange of View Committees that are established
by the contract are the exclusive channels for dealings between the
Administration and the faculty on matters that are within the
jurisdiction of those committees, is that correct?"
"A. I believe so, yes."
"
* * * *"
"Q. Every subject appropriate for exchange of views between the
faculty and Administration will be within the jurisdiction of one
of these committees, isn't that correct?"
"A. We do not -- there are six possible committees. We only have
three on our campus, and they are the three that I mentioned,
General Matters of Curriculum and Fiscal/Personnel. Therefore, we
do not talk about matters that fall under the other three
committees like Personnel -- I forget what the other committees
could be, I guess Student Services."
"Q. Okay."
"A. The General Matter, to clarify though, is really a casual,
and I guess I should answer yes to your question, because, in the
General Matters Committee, anything could be brought up."
Id. at A-72 to A-73.
[
Footnote 3/11]
We have also held that collective activity is protected in order
to obtain "meaningful" access to the courts,
United
Transportation Union v. Michigan Bar, 401 U.
S. 576,
401 U. S.
585-586 (1971);
see In re Primus, 436 U.
S. 412,
436 U. S. 426
(1978);
Mine Workers v. Illinois Bar Assn., 389 U.
S. 217 (1967);
Railroad Trainmen v. Virginia ex rel.
Virginia Bar, 377 U. S. 1 (1964),
and in order to make meaningful the right to vote and to
participate in the political process.
See Anderson v.
Celebrezze, 460 U. S. 780,
460 U. S.
786-788 (1983);
Brown v. Socialist Workers '74
Campaign Committee, 459 U. S. 87,
459 U. S. 91-92
(1982);
Buckley v. Valeo, 424 U. S.
1,
424 U. S. 65-66
(1976) (per curiam);
Cousins v. Wigoda, 419 U.
S. 477,
419 U. S.
487-488 (1975);
Kusper v. Pontikes,
414 U. S. 51,
414 U. S. 56-58
(1973);
Williams v. Rhodes, 393 U. S.
23,
393 U. S. 38-41
(1968) (opinion of Douglas, J.);
id. at
393 U. S. 41
(Harlan, J., concurring in result).
[
Footnote 3/12]
See Brown v. Socialist Workers '74 Campaign Committee,
459 U.S. at
459 U. S. 92-93;
In re Primus, 436 U.S. at
436 U. S. 432;
Buckley v. Valeo, 424 U.S. at
424 U. S. 64-65;
Cousins v. Wigoda, 419 U.S. at
419 U. S. 489;
American Party of Texas v. White, 415 U.
S. 767,
415 U. S. 780
(1974);
Kusper v. Pontikes, 414 U.S. at
414 U. S. 56-58;
NAACP v. Button, 371 U. S. 415,
371 U. S. 439
(1963);
Shelton v. Tucker, 364 U.
S. 479,
364 U. S. 488
(1960);
Bates v. Little Rock, 361 U.
S. 516,
361 U. S. 524
(1960).
[
Footnote 3/13]
The District Court found that this statutory scheme requires
appellees to join the union if they are to have any meaningful
voice, because
"the [majority union's] exclusive authority to select the
committee representative -- regardless of how it is actually
exercised -- inherently creates a chilling effect on the
associational and speech interests of faculty members. The scope of
the meet and confer committees reaches many issues that are
integral to the professional function of a college professor. If
one risks exclusion from these committees by not joining in or
speaking out against the [union], it seems self-evident that one's
freedom not to join or to so speak out is seriously impaired. This
risk of exclusion is inherent in the [union's] sole authority to
select the committee members. The actual practice only bears out
that the risk of exclusion is a real one."
571 F. Supp.
1, 10 (1982).
[
Footnote 3/14]
See generally Wooley v. Maynard, 430 U.
S. 705,
430 U. S.
714-715 (1977);
Stanley v. Georgia,
394 U. S. 557,
394 U. S. 565
(1969);
West Virginia Bd. of Ed. v. Barnette, 319 U.
S. 624,
319 U. S. 642
(1943).
See also Elrod v. Burns, 427 U.
S. 347,
427 U. S.
355-360 (1976) (plurality opinion).
[
Footnote 3/15]
The Court assumes that the statute does not impair the ability
of appellees to express their views "outside" the "formal" "meet
and confer" context.
Ante at
465 U. S.
277-278, n. 4. However, there is nothing in the statute
that limits its scope to some sort of "formal" context -- it
prohibits the expression of "any view."
[
Footnote 3/16]
There is evidence that the sweeping language of the PELRA, which
has not been given a narrowing construction either by the state
courts, the District Court, or appellants, has in fact had a
chilling effect on the exchange of ideas.
See 465
U.S. 271fn3/7|>n. 7,
supra.
[
Footnote 3/17]
Under our cases, the risk of deterring the free exchange of
ideas is reason to invalidate the sweeping language contained in
the challenged provisions of the PELRA.
See New York v.
Ferber, 458 U. S. 747,
458 U. S.
768-769 (1982);
Central Hudson Gas & Elec. Corp.
v. Public Service Comm'n of N.Y., 447 U.
S. 557,
447 U. S. 565,
n. 8 (1980);
Ulster County Court v. Allen, 442 U.
S. 140,
442 U. S. 155
(1979);
Bates v. State Bar of Arizona, 433 U.
S. 350,
433 U. S. 380
(1977);
Young v. American Mini Theatres, Inc.,
427 U. S. 50,
427 U. S. 59-60
(1976);
Gooding v. Wilson, 405 U.
S. 518,
405 U. S. 521
(1972);
Keyishian v. Board of Regents of University of New
York, 385 U. S. 589,
385 U. S. 609
(1967);
Dombrowski v. Pfister, 380 U.
S. 479,
380 U. S. 494
(1965);
NAACP v. Button, 371 U.S. at
371 U. S.
432-433.
[
Footnote 3/18]
The Court relies on the District Court's finding in its first
opinion in this litigation that college faculty are still able to
"informally" express their views to administrators.
Ante
at
465 U. S.
277-278, n. 4. However, the same District Court, in its
second opinion which concluded that the PELRA was unconstitutional,
found that this opportunity was theoretical at best; in practice,
the only realistic opportunity to express views was the opportunity
given to the union and the union alone. As noted in the text, the
court found that faculty members "are effectively denied any
meaningful expression," 571 F. Supp. at 8, and that "[t]his
structure effectively blocks any meaningful expression by faculty
members who are excluded from the formal process."
Id. at
9. The Court tries to dismiss this "as a mixed statement of law and
fact,"
ante at
465 U. S. 290,
n. 12, but I do not see how a finding that appellees have no
realistic opportunity to express their views is anything but a
finding of fact. The legal conclusion is drawn by the Court -- it
takes the position that it makes no difference whether appellees
have any realistic chance to express their views. That willingness
to ignore practical realities not only overlooks the teaching of
Healy, but it makes the protection of the First Amendment
illusory, at best.
[
Footnote 3/19]
One of the "practical realities" the Court overlooks is the fact
that the enlargement of the scope of the union's exclusive
authority is itself evidence that this statute is an abridgment of
appellees' freedom of speech. In seeking the enactment of this
legislation, the union surely perceived its practical value. It is
no accident that, in this Court, the oral argument in favor of the
validity of the statute was presented by an attorney for the union,
rather than by a public official. The statute is a significant,
highly practical means of amplifying the voice of majority unions
at the expense of others. If the union did not think that this
statute would enhance its ability to influence public policy, at
the expense of the abilities of its competitors to do the same, it
would hardly have the stake in the statute's validity that it
evidently thinks it has.
[
Footnote 3/20]
"Traditionally, the subjects of meet and confer have been
resolved through governance systems in which all faculty members
have an opportunity to participate. In the present case, governance
at community colleges prior to passage of PELRA consisted of
faculty senates and committees, selected through elections in which
every faculty member was eligible to both vote and seek
election."
571 F. Supp. at 8.
[
Footnote 3/21]
The Court finds this proposition "shocking," and concludes that
it would destroy the ability of public officials from the President
of the United States on down to select whomever it is that he or
she wishes to consult.
Ante at
465 U. S. 281,
n. 6. The Court is simply mistaken. Nothing I have said implies
that public policymakers must listen to any given point of view,
much less that they must give all persons individualized notice and
opportunity for hearing, which is all that
Bi-Metallic
Investment Co. v. State Board of Equalization, 239 U.
S. 441 (1915), relied upon by the majority,
ante at
465 U. S.
283-285, involved. That case did not present, or
consider any First Amendment issue. An analogy much closer to the
PELRA than
Bi-Metallic would be a statute passed by a
Democratic legislative majority prohibiting all legislators from
consulting with their Republican constituents. Even this Court
might balk at such a statute, but it would not offend the rationale
of the majority's opinion. If the President, or a college
administrator, does not think it worthwhile to consult with
appellees, he of course is free to make that decision. The
Minnesota statute, in contrast, does not permit that decision to be
made. Minnesota has delegated public policymaking to various
employers, but at the same time required that those policies be
made in a closed environment where citizens are not even given any
realistic opportunity to petition those policymakers for redress of
grievances, and policymakers are not free to decide whether they
wish to consider the views of disfavored speakers.
[
Footnote 3/22]
While the Court denies that the statute has a sufficient effect
on free speech to require that it be narrowly tailored to a
compelling state interest, it does suggest that the statute can
survive a less demanding form of scrutiny in that it is rationally
related to the State's "interest in ensuring that its public
employers hear one, and only one, voice presenting the majority
view of its professional employees. . . ."
Ante at
465 U. S. 291.
However, appellants themselves do not even articulate such an
interest. Moreover, as I will explain below,
infra at this
page and
465 U. S. 316,
the majority union is constitutionally prohibited from representing
the "majority view" with respect to the subjects of the "meet and
confer" process, and therefore the factual predicate for the
majority's conclusion is erroneous. I will also address,
infra at
465 U. S.
317-323, the constitutional "legitimacy" of this novel
"interest" in ensuring that only one point of view can be expressed
on matters of public policy.
[
Footnote 3/23]
Appellants do not even attempt to argue that administrators must
be statutorily prohibited from hearing the views of dissident
faculty members if they are to run the community college system
efficiently. The District Court made no finding to that effect, nor
is there anything in the record to support such a finding:
"Q. Now, did this free exchange of views prior to 1973 in anyway
interfere with the operation of the college?"
"A. From the point of view of administration, I don't think it
did."
App. A-60.
[
Footnote 3/24]
See also Railway Employees v. Hanson, 351 U.
S. 225 (1956).
[
Footnote 3/25]
Smith v. Arkansas State Highway Employees, 441 U.
S. 463 (1979) (per curiam), on which the majority relies
so heavily,
ante at
465 U. S.
285-288, involved the procedure for processing union
grievances, and simply held that a public employer may choose not
to permit the union to be the spokesman for employees on those
matters. That case sheds no light on the legitimacy of requiring
the majority union to be the exclusive spokesman on political
issues. The total absence of judicial support for the Court's
holding explains why it relies instead on somewhat extravagant
references to the practice of legislatures throughout the Nation, a
concern about "a revolution in existing government practices," and
a fear that government "would likely grind to a halt" if this
statute were not upheld.
Ante at
465 U. S.
284-285. Yet the Court fails to identify even one
statute, state or federal, which has defined access to a
policymaking forum on the basis of the point of view of the
speaker. The closest analogues that I have found are the cases I
discuss above.
[
Footnote 3/26]
See also Grayned v. City of Rockford, 408 U.
S. 104,
408 U. S. 107
(1972).
[
Footnote 3/27]
See Widmar v. Vincent, 454 U.
S. 263 (1981);
Consolidated Edison Co. v. Public
Service Comm'n of N.Y., 447 U. S. 530,
447 U. S.
537-538 (1980);
Carey v. Brown, 447 U.
S. 455 (1980);
Erznoznik v. City of
Jacksonville, 422 U. S. 205,
422 U. S.
209-212 (1975).
[
Footnote 3/28]
The Court distinguishes
Madison by arguing that there
the forum -- a school board meeting -- was open to the public.
Ante at
465 U. S. 281.
That reasoning is tautological -- the forum was not open to public
employees, who were required to present their grievances through
the collective bargaining process. Thus the "forum" in that case
was not an "open" one as far as the plaintiffs were concerned, for
the school board had "restricted the class of persons to whom it
will listen in its making of policy,"
ante at
465 U. S. 282
-- the school board did not want to hear from its employees, whom
the board thought should be heard only through their union. In
Madison, it was the Constitution that "opened" the forum
to teachers; specifically it was the First Amendment that
prohibited the exclusion of persons from access to the organs of
government based on the school board's desire to give one side a
monopoly in expressing its views. Moreover, as the cases cited
above indicate, even with respect to "forums" not generally opened
to the public, government may not limit access to those forums
based on a desire to favor one viewpoint at the expense of another.
Finally, to the extent that the Court relies on a "tradition" of
openness as a basis for distinguishing
Madison, ante at
465 U. S. 280,
as noted above, the District Court found that traditionally
appellees had been able to participate in the "meet and confer"
process prior to the passage of the PELRA.
See also supra
at
465 U. S.
314.
[
Footnote 3/29]
The distinction between the exclusive right to represent
employees in connection with bargainable issues and a union's
desire to speak for the employees on policy questions was plainly
identified in
Abood. After explaining why even nonmembers
could be compelled to share the costs of union representation in
the traditional negotiating area, the Court explained why that
right did not extend into the policy area:
"Equally clear is the proposition that a government may not
require an individual to relinquish rights guaranteed him by the
First Amendment as a condition of public employment. The appellants
argue that they fall within the protection of these cases because
they have been prohibited, not from actively associating, but
rather from refusing to associate. They specifically argue that
they may constitutionally prevent the Union's spending a part of
their required service fees to contribute to political candidates
and to express political views unrelated to its duties as exclusive
bargaining representative. We have concluded that this argument is
a meritorious one."
431 U.S. at
431 U. S. 234
(citations omitted).