Respondent's state court murder conviction and death sentence
were affirmed by the Louisiana Supreme Court, and this Court denied
his petition for certiorari and request for rehearing. After he
unsuccessfully sought habeas corpus relief in the state courts,
respondent filed his first federal court petition for habeas corpus
presenting the same issues that had proved unavailing in the state
courts. The District Court denied the petition, the Court of
Appeals affirmed, and this Court again denied certiorari and a
request for a rehearing. Respondent unsuccessfully renewed his
attempt to win relief in the state courts, and then filed a second
petition for habeas corpus in the District Court, raising two
claims that had previously been rejected and two additional claims.
The court refused to grant the writ or to stay respondent's
execution. The Court of Appeals affirmed the judgment -- finding
respondent's claims to be without merit -- but issued a stay of
execution pending either this Court's anticipated review of the law
concerning state court procedures for review of the
"proportionality" of death sentences, or this Court's "further
directions."
Held: The stay was improvidently entered by the Court
of Appeals. The standard for determining whether a court of
appeals' stay pending disposition of a petition for certiorari
should continue in effect is whether there exists a reasonable
probability that four Members of this Court will consider the
underlying issue sufficiently meritorious for the grant of
certiorari. None of respondent's claims -- challenging the
constitutionality of (1) the Louisiana Supreme Court's review of
the proportionality of his death sentence on a districtwide, rather
than a statewide, basis, (2) the prosecutor's closing argument, (3)
the trial court's instruction on lesser offenses, and (4) the
exclusion for cause of certain veniremen, thus depriving respondent
of a "representative" jury -- warrant certiorari and plenary
consideration. The arguments that respondent raised for the first
time in these proceedings are insubstantial, and the arguments that
he has attempted to relitigate are no more persuasive now than they
were when they were first rejected.
Application to vacate stay granted.
PER CURIAM.
On October 23, 1983, less than two days before Williams'
scheduled execution, the Court of Appeals for the Fifth
Page 464 U. S. 47
Circuit stayed the execution "pending final action of the
Supreme Court." Because we agree with applicant that the stay was
improvidently imposed, we grant his motion to vacate the stay and
to allow the State to reschedule Williams' execution.
I
Williams was sentenced to death for killing a security guard
while robbing a grocery store in Baton Rouge, La. His conviction
and sentence were affirmed by the Louisiana Supreme Court.
State v. Williams, 383 So.
2d 369 (1980). After we denied Williams' petition for
certiorari, 449 U.S. 1103 (1981), and his request for rehearing,
450 U.S. 971 (1981), he unsuccessfully sought a writ of habeas
corpus in the Louisiana state courts. He then filed his first
petition for habeas corpus in the District Court for the Middle
District of Louisiana, presenting the same 13 issues that had
proved unavailing in the state courts. The District Court held no
hearing, but issued a written opinion denying Williams' petition.
See Williams v. Blackburn, 649 F.2d 1019, 1021-1026 (CA5
1981) (incorporating District Court's decision). The District
Court's judgment was affirmed by a panel of the Court of Appeals
for the Fifth Circuit,
ibid., but an order was entered
directing that the appeal be reheard en banc. On rehearing, the en
banc Court of Appeals rejected each of Williams' many objections to
his conviction and sentence and affirmed the judgment of the
District Court.
Williams v. Maggio, 679 F.2d 381 (1982)
(en banc). On June 27, 1983, we again denied Williams' petition for
certiorari, 463 U.S. 1214, and we denied his request for rehearing
on September 8, 1983, 463 U.S. 1249.
After unsuccessfully renewing his attempt to win relief in the
state courts, Williams filed a second petition for habeas corpus in
the District Court, raising two claims that had previously been
rejected and two additional claims. The District Court issued a
detailed opinion in which it refused to grant the writ or to stay
Williams' execution.
Williams v. King, 573 F.
Supp. 525 (1983). Because it believed Williams'
Page 464 U. S. 48
contentions to be "frivolous and without merit," the District
Court also denied his request for a certificate of probable cause,
which, under 28 U.S.C. § 2253, is a prerequisite to an appeal.
The Fifth Circuit granted a certificate of probable cause and
affirmed the judgment of the District Court, but nevertheless
issued a stay. The court reviewed Williams' claims and "expressly
[found] that each is without merit."
Williams v. King, 719
F.2d 730, 733 (1983). In light of recent actions by this Court,
however, the Court of Appeals concluded with respect to Williams'
"proportionality" claim that
"a complete review of the law on this matter may be anticipated.
With a person's life at stake, we must await that review or further
directions from the Supreme Court."
Ibid.
II
Just last Term, we made clear that we would not automatically
grant stays of execution in cases where the Court of Appeals had
denied a writ of habeas corpus.
Barefoot v. Estelle,
463 U. S. 880,
463 U. S. 895
(1983). A stay application addressed to a Circuit Justice or to the
Court will be granted only if there exists
"'a reasonable probability that four members of the Court would
consider the underlying issue sufficiently meritorious for the
grant of certiorari or the notation of probable jurisdiction.'"
White v. Florida, 458 U. S. 1301,
458 U. S.
1302 (1982) (POWELL, J., in chambers) (quoting
Times-Picayune Publishing Corp. v. Schulingkamp,
419 U. S. 1301,
419 U. S.
1305 (1974) (POWELL, J., in chambers)). We perceive no
reason to apply a different standard in determining whether a stay
granted by a Court of Appeals pending disposition of a petition for
certiorari to this Court should continue in effect.
The grounds on which Williams would request certiorari are amply
evident from his opposition to the motion to vacate the stay, his
voluminous filings in the lower courts, and the opinions and
proceedings in the District Court and Court of Appeals. None of
these claims warrant certiorari and plenary consideration in this
case. Accordingly, we conclude
Page 464 U. S. 49
that the stay, which the Court of Appeals apparently granted in
view of the possibility that we would disagree with its analysis of
the constitutional issues raised by Williams, should be
vacated.
Williams' claims may be summarized briefly. He argues, first,
that the Louisiana Supreme Court reviewed the proportionality of
his death sentence on a districtwide, rather than a statewide,
basis, and that such review does not adequately ensure that his
death sentence has been imposed in a rational and nonarbitrary
manner. Second, the prosecutor's closing argument allegedly
prejudiced the jury against Williams and elicited a decision based
on passion, rather than reason. Third, the trial court's
instruction on lesser offenses, given despite the absence of
evidence warranting such an instruction, is claimed to have
violated the rule established in
Hopper v. Evans,
456 U. S. 605
(1982), and to have denied Williams due process. Fourth, the
exclusion for cause of three veniremen who opposed the death
penalty at the guilt-innocence phase of Williams' trial, although
proper under
Witherspoon v. Illinois, 391 U.
S. 510 (1968), allegedly deprived Williams of a jury
representative of a fair cross-section of the community.
Williams' second, third, and fourth contentions warrant little
discussion. As Williams made clear in his second petition for state
habeas corpus, he challenged the prosecutor's closing argument,
either directly or indirectly, in his first state habeas
proceeding. The Louisiana Supreme Court ultimately rejected his
challenge, although two justices indicated that the prosecutor's
statements raised a substantial question and one concluded that the
statements constituted reversible error.
State ex rel. Williams
v. Blackburn, 396 So. 2d
1249 (1981). Williams' failure to raise this claim in his first
federal habeas proceeding is inexcusable, but the District Court
nevertheless gave it full consideration in the second federal
habeas proceeding. Applying the standard established in
Donnelly v. DeChristoforo, 416 U.
S. 637 (1974), the District
Page 464 U. S. 50
Court examined the prosecutor's closing argument at length and
concluded that it did not render Williams' trial fundamentally
unfair.
The trial court's instruction on lesser offenses was clearly
proper under state law, and the District Court's review of the
record led it to conclude that the evidence fully justified the
trial court's charge.
Williams' challenge to the exclusion for cause of certain
veniremen was previously rejected by the Fifth Circuit, and was
presented to this Court in his petitions for certiorari and his
motion for rehearing following the denial of his second petition.
He has now recast his argument as an attack on the
representativeness of the jury that convicted him. In
Witherspoon, we found the extant evidence insufficient to
demonstrate that
"the exclusion of jurors opposed to capital punishment results
in an unrepresentative jury on the issue of guilt or substantially
increases the risk of conviction."
391 U.S. at
391 U. S. 518.
Williams claims that he is entitled to a hearing on the question
whether the jury selection procedures followed here had these
effects. But he has not alleged that veniremen were excluded for
cause on any broader basis than authorized in
Witherspoon.
The District Court characterized the evidence proffered by Williams
on the question whether the jury was less than neutral with respect
to guilt as tentative and fragmentary, and we cannot conclude that
it abused its discretion in refusing to hold an evidentiary hearing
on this issue. Further review is not warranted.
Williams' challenge to the Louisiana Supreme Court's
proportionality review also does not warrant the issuance of a writ
of certiorari. The en banc Fifth Circuit has carefully examined the
Louisiana Supreme Court's procedure and found that it "provides
adequate safeguards against freakish imposition of capital
punishment."
Williams v. Maggio, 679 F.2d at 39. This
conclusion was challenged in this Court in Williams' petition for
certiorari following the Court of Appeals'
Page 464 U. S. 51
decision and in his motion for reconsideration of our denial of
that petition. We were, of course, fully aware at that time that we
had agreed to decide whether some form of comparative
proportionality review is constitutionally required.
See Pulley
v. Harris, 460 U.S. 1036 (1983).
Since agreeing to decide this issue in
Pulley, the
Court has consistently denied challenges to the Louisiana Supreme
Court's proportionality review scheme that were identical to that
raised by Williams.
See Lindsey v. Louisiana, post, p.
908;
James v. Louisiana, post, p. 908;
Sonnier v.
Louisiana, 463 U.S. 1229,
rehearing denied, 463 U.S.
1249 (1983).
See also Narcisse v. Louisiana, post, p. 865.
Williams asserts that his execution should be stayed because we
have issued a stay in another Louisiana death case,
Baldwin v.
Maggio, 463 U.S. 1251 (1983). But our decision there turned
not on the substantiality of applicant's
Pulley argument,
but on the fact that applicant raised a substantial challenge to
the effectiveness of his trial counsel, similar to those we shall
resolve in two cases set for argument this Term.
Strickland v.
Washington, 462 U.S. 1105 (1983);
United States v.
Cronic, 459 U.S. 1199 (1983).
As Williams notes, JUSTICE WHITE recently granted a stay in a
case raising a proportionality challenge to a death sentence
imposed in Texas.
Autry v. Estelle, post, p.
464 U. S. 1301.
Also, on October 31, the Court declined to vacate that stay.
Post p. 925. In that case, however, the Texas Court of
Criminal Appeals, like the California Supreme Court in
Pulley, had wholly failed to compare applicant's case with
other cases to determine whether his death sentence was
disproportionate to the punishment imposed on others. Under those
circumstances, it was reasonable to conclude that Autry's execution
should be stayed pending the decision in
Pulley, or until
further order of the Court.
That is not the case here. Our prior actions are ample evidence
that we do not believe that the challenge to districtwide, rather
than statewide, proportionality review is
Page 464 U. S. 52
an issue warranting a grant of certiorari. Our view remains the
same. Nor did Williams convince the lower courts that he might have
been prejudiced by the Louisiana Supreme Court's decision to review
only cases from the judicial district in which he was convicted.
Indeed, the District Court examined every published opinion of the
Louisiana Supreme Court affirming a death sentence, and concluded
that Williams' sentence was not disproportionate regardless of
whether the review was conducted on a districtwide or statewide
basis. We see no reason to disturb that judgment. Finally, Williams
has not shown, nor could he, that the penalty imposed was
disproportionate to the crimes he was convicted of committing.
III
The District Court's careful opinion was fully reviewed by the
Court of Appeals, which found no basis for upsetting the District
Court's conclusion that Williams' contentions were meritless. The
arguments that Williams raised for the first time in these
proceedings are insubstantial, and the arguments that he has
attempted to relitigate are no more persuasive now than they were
when we first rejected them. We conclude, therefore, that the stay
entered by the Court of Appeals should be vacated.
It is so ordered.
JUSTICE STEVENS, concurring in the judgment.
In my opinion, the application to vacate the stay raises a
serious question about the propriety of the prosecutor's argument
to the jury at the sentencing phase of respondent's trial. In that
argument, the prosecutor sought to minimize the jury's
responsibility for imposing a death sentence by implying that the
verdict was merely a threshold determination that would be
corrected by the appellate courts if it were not the proper
sentence for this offender. I quote some of that argument:
Page 464 U. S. 53
"
I want to read you some laws, because something they [the
defense] said, don't sentence this man to death, don't kill this
man. You see, you have the last word on the verdict, and it but, by
far you don't have the last word on it if you return it. The
Louisiana Supreme Court has enacted a series of statutes that I
want to read to you. What happens if you return a death penalty in
this case. Because the law that's set up is very exacting, detailed
and complicated procedure for a review of this court, the Louisiana
Supreme Court, and other courts before any death penalty can be
imposed. The law states, 905.9, Review on Appeal, The Supreme Court
of Louisiana shall review of every sentence of death to determine
if it is excessive. The Court, by rule, shall establish such
procedures as necessary to satisfy constitutional criteria for
review. And, then the statute, they enact it. See, not necessarily,
it's mandatory that the Supreme Court review it. There's seven
judges on the Supreme Court. The highest judges in this state. For
it to be upheld, four of them will have to approve it. Well, what
do they review? They state that every sentence of death shall be
reviewed by this court to determine if it is excessive, and in
determining whether the sentence is excessive, the court shall
determine. A. Whether the sentence was imposed under the influence
of passion, prejudice or any other arbitrary factors. If they
decide it was, they can reverse it and order a life sentence to be
imposed. Whether the evidence supports the jury's findings of a
statutory aggravating circumstance. If they find it didn't, they
can reverse it and order a life sentence. Where the sentence is
disproportionate to the penalty imposed in similar cases
considering both the crime and the defendant. If they don't think
the crime was heinous enough, they can reverse it and order a life
sentence. If they don't think this defendant -- if they think the
crime was heinous
Page 464 U. S. 54
enough and the statutory circumstances were proved but they
don't think it ought to be applied to this defendant, they can
reverse it and order a life sentence. Whenever the death penalty is
imposed, a verbation [
sic] transcript of the sentence
hearing along with the record required on appeal shall be
transferred to the Court.
They review everything that went on
in this trial. . . . And there is a total and complete
investigation done on the defendant to determine whether or not
they will let your decision to impose the death penalty stand. And
only then does it make it through the Louisiana State Supreme
Court, and the defendant has a right, if he wishes -- I'm not
saying that it's granted in every case. It could be denied. It
could be appealed all the way through the United States Supreme
Court."
"
* * * *"
"But more important, what is this verdict going to mean?
You
see, you represent a certain segment of our society, law abiding
people, raising families, working for a living, not robbing stores.
You're the people that set the standards in this community. The
Justices of the Supreme Court will review, and determine their
decision whether or not if you decide to give him the death
penalty, whether or not you were correct or not, but you see,
-- it use [
sic] to be one."
Tr. 290-292, 296 (emphasis supplied).
In my view, this argument encouraged the jury to err on the side
of imposing the death sentence in order to "send a message," since
such an error would be corrected on appeal (while a life sentence
could not). I do not believe that argument accurately described the
function of appellate review in Louisiana. The Louisiana Supreme
Court does not review "everything" that occurred during the trial.
If it finds that one aggravating factor supported the jury's
verdict, it will not consider the defendant's claim that the jury
improperly
Page 464 U. S. 55
relied upon other aggravating factors in reaching its verdict.
See State v. James, 431 So. 2d
399, 405-406 (La.),
cert. denied, post, p. 908. That
rule was applied by the Louisiana Supreme Court in this very case.
See State v. Williams, 383 So.
2d 369, 374 (La.1980),
cert. denied, 449 U.S. 1103
(1981). While that limitation on appellate review is
constitutionally permissible in the context of Louisiana's death
penalty statute,
see Zant v. Stephens, 462 U.
S. 862 (1983), given the state law premises of
Louisiana's capital punishment scheme,
see James, supra,
at 406, it certainly is a more limited form of appellate review
than that described by the prosecutor.
In my opinion, the argument was prejudicial to the accused, both
because it appears to have misstated the law and because it may
have led the jury to discount its grave responsibility in
determining the defendant's fate. A prosecutor should never invite
a jury to err because the error may be corrected on appeal. That is
especially true when the death penalty is at stake.
Nevertheless, because the essence of this issue was raised in
prior proceedings questioning the competency of trial counsel --
who failed to object to the argument when it was made -- the Court
is justified in applying a strict standard of review to this second
federal habeas corpus application.
See Sanders v. United
States, 373 U. S. 1,
373 U. S. 15-17
(1963). I do not find an adequate justification for respondent's
failure to raise this argument in his earlier federal habeas
action. Since respondent did raise the related argument of
ineffectiveness of counsel, he was no doubt aware of this argument,
and may have deliberately chosen not to raise it in the first
habeas corpus petition.
See Barefoot v. Estelle,
463 U. S. 880,
463 U. S. 895
(1983);
Rose v. Lundy, 455 U. S. 509,
455 U. S.
520-521 (1982) (plurality opinion);
Fay v.
Noia, 372 U. S. 391,
372 U. S.
438-440 (1963);
Townsend v. Sain, 372 U.
S. 293,
372 U. S. 317
(1963). Moreover, since competent counsel failed to object to the
argument at the trial itself, thereby failing to avail himself of
the usual
Page 464 U. S. 56
procedure for challenging this type of constitutional error, I
question whether it can be said that this trial was fundamentally
unfair.
See Rose v. Lundy, supra, at
455 U. S. 543,
and n. 8 (STEVENS, J., dissenting). Accordingly, though not without
misgivings, I concur in the Court's decision to vacate the
stay.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins,
dissenting.
Before the Court is an application, filed by Ross Maggio, Warden
of the Louisiana State Penitentiary, to vacate a stay of execution
granted by the United States Court of Appeals for the Fifth
Circuit. [
Footnote 1] Because
the condemned, Robert Wayne Williams, has raised a substantial
constitutional claim relating to the proportionality review
undertaken by the Supreme Court of Louisiana when it affirmed his
death sentence, I would deny the application. Moreover, because the
Court's approach to this case displays an unseemly and unjustified
eagerness to allow the State to proceed with Williams' execution, I
dissent.
I
Adhering to my view that the death penalty is in all
circumstances cruel and unusual punishment prohibited by the Eighth
and Fourteenth Amendments,
Gregg v. Georgia, 428 U.
S. 153,
428 U. S. 227
(1976) (BRENNAN, J., dissenting), I would deny the Warden's
application to vacate the stay of execution granted by the Court of
Appeals.
II
Even if I accepted the prevailing view that the death penalty
may constitutionally be imposed under certain circumstances, I
would deny the application in this case because
Page 464 U. S. 57
Williams has raised a substantial constitutional claim
concerning the disproportionate nature of his sentence.
This afternoon, the Court will hear oral argument in
Pulley
v. Harris, No. 82-1095, to consider whether the Constitution
requires, prior to the execution of any death sentence, that a
court of statewide jurisdiction determine whether a death sentence
is proportional to the crime committed in light of the sentences
received by similarly charged and convicted defendants in the
State. Specifically, the questions presented to the Court for
review are (1) whether the Constitution requires any
proportionality review by a court of statewide jurisdiction prior
to the execution of a state death sentence and (2) if so, whether
the Constitution requires that such review assume any particular
focus, scope, or procedural structure. Williams maintains that the
order of the Court of Appeals staying his execution should be
allowed to stand pending this Court's plenary consideration and
disposition of the issues raised in
Pulley. There is
simply no defensible basis for disagreeing with him.
His common-sense position rests on several related arguments.
Initially, it is beyond dispute that the constitutional status of
proportionality review is currently unclear. That is undoubtedly
why the Court granted the petition for a writ of certiorari in
Pulley. See 460 U.S. 1036 (1983). It is also why
JUSTICE WHITE, just last month, stayed the execution of James David
Autry pending our decision in
Pulley. See Autry v.
Estelle, post, p.
464 U. S. 1301
(in chambers).
See also infra at
464 U. S. 62.
Given this uncertainty, it seems grossly inappropriate to allow an
execution to take place at this time if the condemned prisoner
raises a nonfrivolous argument relating to the proportionality of
his sentence. And in this case, Williams has raised at least two
nonfrivolous, and indeed substantial, claims concerning the
proportionality of his death sentence.
First, Williams contends that the Supreme Court of Louisiana has
denied him due process of law by undertaking only a
Page 464 U. S. 58
districtwide or parish-wide proportionality review in his case.
See State v. Williams, 383 So.
2d 369, 374-375 (1980),
cert. denied, 449 U.S. 1103
(1981). He properly notes that prior opinions of this Court have
suggested that statewide proportionality review is required before
any constitutional death sentence may be carried out.
See,
e.g., Gregg v. Georgia, 428 U.S. at
428 U. S. 198,
428 U. S.
204-206 (opinion of Stewart, POWELL, and STEVENS, JJ.)
(approving death penalty in Georgia where appellate court examines
whether the same sentence has been imposed "
in similar cases
throughout the state'"); id. at 428 U. S. 223
(opinion of WHITE, J.) (noting with approval that the State Supreme
Court vacates the death sentence "whenever juries across the State
impose it only rarely for the type of crime in question").
[Footnote 2] Given that the
necessary scope of any required proportionality review is among the
questions presented in Pulley, any uncertainty concerning
the continuing validity of these prior statements will presumably
be answered by our decision in that case. The execution of a
condemned prisoner raising a nonfrivolous claim on this particular
issue prior to the release of that decision belies our boast to be
a civilized society. [Footnote
3]
Page 464 U. S. 59
Second, even if a proportionality review limited to a single
judicial district might eventually be held to pass constitutional
muster, Williams notes that recent decisions of the Supreme Court
of Louisiana have randomly applied proportionality reviews that are
statewide in scope.
See, e.g., State v.
Moore, 432 So. 2d
209, 225-228 (1983) (limited comparison of first-degree murder
cases statewide);
State v. Narcisse, 426 So. 2d
118, 138-139 (1983) (similar comparison between several
districts rather than the customary one). The state court's failure
to adopt any consistent approach in its review of capital cases,
combined with its failure to offer any reasons for these different
approaches, suggests that his death sentence has been imposed in a
capricious and arbitrary manner. Again, at least until this Court
clarifies the need for, and potential scope of, proportionality
review in
Pulley, I find it startling that the Court
should allow this execution to take place.
A simple examination of the proportionality review that was
undertaken in this case demonstrates its inadequacy. [
Footnote 4]
Page 464 U. S. 60
The review was undertaken in April, 1980, when Williams' case
was on direct appeal before the Supreme Court of Louisiana. The
court compared the circumstances of Williams' crime with the crimes
of other capital defendants in the Nineteenth Judicial District for
the Parish of East Baton Rouge, La., the district or parish in
which Williams was tried and convicted. At that time, only 28
murder prosecutions had taken place in the district since January
1, 1976, the relevant date under state rules on which to begin the
comparison. Of those 28 prosecutions, only 11 resulted in
convictions for first-degree murder. And of those 11, only 3
defendants were sentenced to death. Like Williams, all three were
the actual killers in a murder taking place during the perpetration
of an armed robbery. And the court conclusorily noted that the
crimes committed by the eight defendants receiving life
imprisonment had no aggravating circumstances or some mitigating
circumstances, and therefore were distinguishable from Williams'
case. But, as the state court also admitted, Williams had no
significant prior criminal record, and may have been affected by a
drug-induced mental disturbance. Therefore, the proportionality
review undertaken in this case, limited as it was to a few cases
arising in a single judicial district, could not ensure that
similarly situated defendants throughout the State of Louisiana
also had received a death sentence.
Louisiana has a total of 40 judicial districts in which a death
sentence may be imposed. They apparently range from districts that
cover primarily rural areas to a district that covers the urban
center of New Orleans. Yet by allowing the Supreme Court of
Louisiana to limit its proportionality review to a particular
district, the Court today sanctions a practice
Page 464 U. S. 61
that undoubtedly results in different sentences for similarly
situated defendants, dependent solely upon the judicial district in
which the defendant was tried. This is the essence of arbitrary and
capricious imposition of the death penalty that the Court has
consistently denounced.
"A constant theme of our cases . . . has been emphasis on
procedural protections that are intended to ensure that the death
penalty will be imposed in a consistent, rational manner."
Barclay v. Florida, 463 U. S. 939,
463 U. S. 960
(1983) (STEVENS, J., concurring in judgment). Central to these
protections is a system that includes meaningful appellate review
for every death sentence.
See, e.g., Zant v. Stephens, 462
U.S. at
462 U. S. 875
and
462 U. S. 876;
Gregg v. Georgia, 428 U.S. at
428 U. S. 195,
428 U. S.
204-206. Given the existence of only one statewide death
penalty statute approved by the Louisiana State Legislature,
requiring that all courts and juries across the State apply uniform
legal standards before imposing a death sentence, there can be no
doubt of the substantiality of the constitutional question whether
the State Supreme Court may apply different standards of appellate
review depending on the judicial district involved.
In sum, Williams has raised a substantial claim challenging the
constitutionality of his death sentence which is encompassed within
the questions presented to the Court in
Pulley v. Harris.
Given the severity and irrevocability of the death sentence, it is
shocking that the Court does not follow its normal procedures in
this case. Under these procedures, the stay of execution should be
left in force pending the timely filing of a petition for
certiorari, and the final disposition in
Pulley.
III
The Court offers no defensible rationale for departing from this
sensible practice. [
Footnote 5]
Its action in this case is especially
Page 464 U. S. 62
troubling because (1) it is based on the minimal filings
associated with a stay application, (2) it effectively preempts one
of the questions presented for review in
Pulley, and (3)
it apparently is an irrevocable decision that will result in
Williams' execution.
Less than five weeks ago, on October 5, 1983, JUSTICE WHITE
stayed the execution of a condemned prisoner who, mere hours before
his execution, claimed that he had been denied due process because
the Texas Court of Criminal Appeals had failed to subject his death
sentence to any proportionality review.
See Autry v. Estelle,
post, p.
464 U. S. 1301
(in chambers). JUSTICE WHITE concluded that Autry's execution
should be stayed pending disposition of
Pulley, because
the Court's decision in
Pulley will likely have a bearing
on the validity of that prisoner's last-minute claim. Since then,
the full Court has refused to vacate that stay.
Post, p.
925 Incredibly, the sensible practice followed in
Autry
has been rejected in this case because the Supreme Court of
Louisiana utilized a limited proportionality review, whereas, in
Autry, the state court did not apply any such review. For
present purposes, however, this is a distinction which should make
no difference. Given the questions presented in
Pulley, see
supra at
464 U. S. 57, it
is impossible to be certain that the proportionality review
accorded Williams satisfies the constitutional requirements that
the
Pulley decision is intended to clarify.
It is no answer that the Court has consistently denied
challenges to Louisiana's districtwide proportionality review,
including Williams' own challenge to that review in his petition
for certiorari on his first federal habeas.
Williams v.
Maggio, 463 U.S. 1214 (1983). For each of these denials, as is
true of all denials of certiorari, is not a decision on the merits
of the issues raised in the respective petitions. More
Page 464 U. S. 63
important, in none of those cases did the Court's denial of
certiorari involve an imminent date of execution. In this case, by
contrast, the Court's action will allow the execution of Williams
to proceed to its fatal conclusion even though uncertainty
overhangs the constitutional legitimacy of the process by which his
death sentence was affirmed. [
Footnote 6]
Nor may the Court take comfort in the fact that, in the course
of denying Williams' request for habeas relief, the Federal
District Court conducted an abbreviated statewide proportionality
review based on the published opinions of the Supreme Court of
Louisiana. Although the District Court concluded that Williams'
sentence was not disproportionate, that finding is largely
irrelevant to the issue raised by Williams. The District Court's
judgment regarding the proportionality of the death sentence is
insufficient, because it cannot substitute for the State Supreme
Court, which is presumably more familiar than the federal court
with the important nuances of the State's death penalty
jurisprudence. Moreover, because Williams' requested remedy on
habeas was a remand to the state court for a statewide
proportionality review, the District Court did not have the benefit
of any arguments from counsel for Williams on how that statewide
review should be conducted. That the District Court conducted a
hasty proportionality review based solely on published opinions
from the State Supreme Court should not be deemed constitutionally
sufficient.
Finally, the Court gives insufficient weight to the potential
prejudicial effect of the limited, districtwide review conducted in
Williams' case. In fact, Williams' habeas petition
Page 464 U. S. 64
has identified at least two specific ways in which he has been
prejudiced by a districtwide, rather than a statewide,
proportionality review. First, he claims that there has never been
a statewide pattern of death sentences for persons committing
murder during armed robbery, especially when there was a close
question whether the murder was committed with specific intent or
was simply accidental. Second, Williams claims that his case
presented mitigating circumstances comparable to various cases in
other parts of the State which resulted in sentences of life
imprisonment. These are exactly the types of disparities which a
proportionality review of proper scope would discover.
The Court, therefore, plainly offers no reason for treating this
case differently from any other stay application raising questions
which are encompassed within a substantially similar case then
pending on the Court's plenary docket. Rather,
"an appeal that raises a substantial constitutional question is
to be singled out for summary treatment
solely because the
State has announced its intention to execute . . . before the
ordinary appellate procedure has run its course."
Barefoot v. Estelle, 463 U. S. 880,
463 U. S. 913
(1983) (MARSHALL, J., dissenting) (emphasis in original). [
Footnote 7]
Page 464 U. S. 65
IV
By vacating the stay granted by the Court of Appeals and
allowing the execution of Williams to proceed, the Court is
implicitly choosing to adopt one of two wholly unacceptable
alternatives. Either the Court, prior to its full consideration of
Pulley, is preempting any conclusion that the Constitution
mandates statewide proportionality review, or the Court is
announcing that someone may be executed using appellate procedures
that might imminently be declared unconstitutional. Only after full
consideration and disposition of
Pulley will the Court be
in a position to determine with reasonable assurance the validity
of the claims raised by Williams. I am appalled that the Court
should be unwilling to let stand a stay of execution pending the
clarification of this issue.
I dissent.
[
Footnote 1]
See Williams v. King, 719 F.2d 730 (CA5 1983). Prior to
the action of the Court of Appeals, the execution of Williams had
been set for between 12 p. m. and 3 a. m. on Tuesday, October 25,
1983.
[
Footnote 2]
See also Proffitt v. Florida, 428 U.
S. 242,
428 U. S.
258-260 (1976) (opinion of Stewart, POWELL, and STEVENS,
JJ.) (approving death penalty in Florida where appellate review is
done "by a court which, because of its state-wide jurisdiction, can
assure consistency, fairness, and rationality" in the imposition of
the penalty);
Jurek v. Texas, 428 U.
S. 262,
428 U. S. 276
(1976) (opinion of Stewart, POWELL, and STEVENS, JJ.);
Zant v.
Stephens, 462 U. S. 862,
462 U. S.
879-880, 890, and n.19 (1983).
[
Footnote 3]
The Court does not conclude that Williams' challenge to the
district-wide proportionality review undertaken by the State
Supreme Court is a frivolous, or even a nonsubstantial, claim.
Indeed, at least one justice of the Supreme Court of Louisiana has
argued that the limited scope of such review does not satisfy
federal constitutional standards.
See State v.
Prejean, 379 So.
2d 240, 249-252 (La.1979) (Dennis, J., dissenting from denial
of rehearing).
Rather, the Court concludes that the challenge does not present
"an issue warranting a grant of certiorari."
See ante at
464 U. S. 52.
But as noted above, the Court has already granted a petition for
certiorari in
Pulley that poses a question concerning the
constitutionally required scope of any proportionality review.
Therefore, the Court's conclusion that the claim raised by Williams
is not worthy of review is directly contradicted by the Court's
previous actions in
Pulley. See also Baldwin v.
Maggio, 704 F.2d 1325, 1326, n. 1 (CA5 1983), in which the
Court of Appeals for the Fifth Circuit recognized the similarity
between the claims raised in
Pulley and the claim raised
by Williams and other condemned prisoners in Louisiana.
[
Footnote 4]
Article 905.9 of the Louisiana Code of Criminal Procedure
requires that the Supreme Court of Louisiana "review every sentence
of death to determine if it is excessive," and directs the court to
"establish such procedures as are necessary to satisfy
constitutional criteria for review." La.Code Crim.Proc.Ann., Art.
905.9 (West Supp.1983). Acting pursuant to that direction, the
court has adopted its own Rule 28, which provides in relevant part
that,
"[i]n determining whether the sentence is excessive the court
shall determine . . . whether the sentence is disproportionate to
the penalty imposed in similar cases, considering both the crime
and the defendant."
Louisiana Supreme Court Rule 28, § 1(c).
Moreover, the system for appellate review in Louisiana was
intentionally patterned after the procedure for review authorized
by the Georgia death penalty statute and approved by this Court in
Gregg v. Georgia, 428 U. S. 153
(1976).
See State v. Sonnier, 379 So.
2d 1336, 1358 (La.1979). The Georgia procedure, of course,
includes a proportionality review that compares a death sentence to
other sentences imposed throughout the State.
Gregg v. Georgia,
supra, at
428 U. S.
204-206;
see supra at
464 U. S.
58.
[
Footnote 5]
On several occasions, I and other Members of the Court have
expressed disapproval for the "
growing and inexplicable
readiness . . . to "dispose of" cases summarily.'" Hutto v.
Davis, 454 U. S. 370,
454 U. S. 387
(1982) (BRENNAN, J., dissenting) (quoting Harris v.
Rivera, 454 U. S. 339,
454 U. S. 349
(1981) (MARSHALL, J., dissenting)). For the various reasons
expressed in the text, this practice proves especially disturbing
in this case.
[
Footnote 6]
Under Louisiana law,
"if any federal court . . . grants a stay of execution, the
trial court shall fix the execution date at not less than thirty
days nor more than forty-five days from the dissolution of the stay
order."
La.Rev.Stat.Ann. § 15:567 (West Supp.1983). This means that
Williams' execution can be rescheduled mere weeks after this Court
hears oral argument in
Pulley, at a time when it is
extremely unlikely that the Court will have already rendered its
decision in that case.
[
Footnote 7]
At least two other claims raised by Williams also suggest that
the State should not be allowed to proceed with this execution.
First, as JUSTICE STEVENS notes,
ante, p.
464 U. S. 52,
Williams has raised a serious question concerning the prosecutor's
argument to the jury. That argument unduly prejudiced Williams
because, by overstating the role of appellate review, it both
misstated Louisiana law and allowed the jury to discount its grave
responsibilities when imposing the death sentence. Unlike JUSTICE
STEVENS, however, I believe
Sanders v. United States,
373 U. S. 1 (1963),
mandates that the case be remanded for a full hearing on this
matter.
Second, Williams has alleged that exclusion for cause of jurors
unequivocally opposed to the death penalty resulted in a biased
jury during the guilt phase of the trial proceedings against him.
The Court has previously noted that, "[i]n light of . . . presently
available information," it cannot be said that such juror exclusion
results in an unrepresentative jury on the issue of guilt.
See,
e.g., Witherspoon v. Illinois, 391 U.
S. 510,
391 U. S.
516-518 (1968).
See also Bumper v. North
Carolina, 391 U. S. 543,
391 U. S. 545,
and nn. 5, 6 (1968). That conclusion, however, was reached 15 years
ago, and recent cases and scholarship suggest that it may need to
be reexamined.
See, e.g., Grigsby v. Mabry, 569 F.
Supp. 1273 (ED Ark.1983); Winick, Prosecutorial Peremptory
Challenge Practices in Capital Cases: An Empirical Study and a
Constitutional Analysis, 81 Mich.L.Rev. 1 (1982). An evidentiary
hearing on this issue is clearly necessary.
JUSTICE BLACKMUN, dissenting.
I would not vacate the stay granted by the United States Court
of Appeals for the Fifth Circuit until this Court decides
Pulley v. Harris, No. 82-1095, argued today. I share
JUSTICE BRENNAN's view that the resolution of the proportionality
issue presented in
Pulley inevitably will have some
bearing on the proportionality issue raised by Robert Wayne
Williams. To be sure, the decision forthcoming in
Pulley v.
Harris may or may not be favorable to Williams. However that
may be, by vacating the stay, the Court today summarily decides the
issue against Williams and, to that extent, preempts
Pulley.
Page 464 U. S. 66
It seems to me that standards of orderly procedure require that
the stay of execution granted by the Fifth Circuit remain in effect
until
Pulley is decided. I therefore dissent from what
appears to be an untoward rush to judgment in a capital case.