With extensive federal assistance, respondent Indian Tribe has
established a comprehensive scheme for managing the fish and
wildlife resources on its reservation in New Mexico. Federally
approved tribal ordinances regulate in detail the conditions under
which both members of the Tribe and nonmembers may hunt and fish.
New Mexico has hunting and fishing regulations that conflict with,
and in some instances are more restrictive than, the tribal
regulations, and the State has applied its regulations to hunting
and fishing by nonmembers on the reservation. The Tribe filed suit
in Federal District Court, seeking to prevent the State from
regulating on-reservation hunting and fishing. The District Court
ruled in the Tribe's favor and granted declaratory and injunctive
relief. The Court of Appeals affirmed.
Held: The application of New Mexico's laws to
on-reservation hunting and fishing by nonmembers of the Tribe is
preempted by the operation of federal law. Pp.
462 U. S.
330-344.
(a) The exercise of concurrent jurisdiction by the State would
effectively nullify the Tribe's unquestioned authority to regulate
the use of its resources by members and nonmembers, would interfere
with the comprehensive tribal regulatory scheme, and would threaten
Congress' overriding objective of encouraging tribal
self-government and economic development. Pp.
462 U. S.
338-341.
(b) The State has failed to identify any interests that would
justify the assertion of concurrent regulatory authority. Any
financial interest that the State might have by way of revenues
from the sale of licenses to nonmembers who hunt or fish on the
reservation or matching federal funds based on the number of state
licenses sold is insufficient justification, especially where the
loss of such revenues is likely to be insubstantial. Pp.
462 U. S.
341-343.
677 F.2d 55, affirmed.
MARSHALL, J., delivered the opinion for a unanimous Court.
Page 462 U. S. 325
JUSTICE MARSHALL delivered the opinion of the Court.
We are called upon to decide in this case whether a State may
restrict an Indian Tribe's regulation of hunting and fishing on its
reservation. With extensive federal assistance and supervision, the
Mescalero Apache Tribe has established a comprehensive scheme for
managing the reservation's fish and wildlife resources. Federally
approved tribal ordinances regulate in detail the conditions under
which both members of the Tribe and nonmembers may hunt and fish.
New Mexico seeks to apply its own laws to hunting and fishing by
nonmembers on the reservation. We hold that this application of New
Mexico's hunting and fishing laws is preempted by the operation of
federal law.
I
The Mescalero Apache Tribe (Tribe) resides on a reservation
located within Otero County in south central New Mexico. The
reservation, which represents only a small portion
Page 462 U. S. 326
of the aboriginal Mescalero domain, was created by a succession
of Executive Orders promulgated in the 1870's and 1880's. [
Footnote 1] The present reservation
comprises more than 460,000 acres, of which the Tribe owns all but
193.85 acres. [
Footnote 2]
Approximately 2,000 members of the Tribe reside on the reservation,
along with 179 non-Indians, including resident federal employees of
the Bureau of Indian Affairs and the Indian Health Service.
The Tribe is organized under the Indian Reorganization Act of
1934, 48 Stat. 984, 25 U.S.C. § 461
et seq. (1976 ed.
and Supp. V), which authorizes any tribe residing on a reservation
to adopt a constitution and bylaws, subject to the approval of the
Secretary of the Interior (Secretary). The Tribe's Constitution,
which was approved by the Secretary on January 12, 1965, requires
the Tribal Council
"[t]o protect and preserve the property, wildlife and natural
resources of the tribe, and to regulate the conduct of trade and
the use and disposition of tribal property upon the reservation,
providing that any ordinance directly affecting non-members of the
tribe shall be subject to review by the Secretary of [the]
Interior."
App. 53a.
Page 462 U. S. 327
The Constitution further provides that the Council shall
"adopt and approve plans of operation to govern the conduct of
any business or industry that will further the economic wellbeing
of the members of the tribe, and to undertake any activity of any
nature whatsoever, not inconsistent with Federal law or with this
constitution, designed for the social or economic improvement of
the Mescalero Apache people, . . . subject to review by the
Secretary of the Interior."
Ibid.
Anticipating a decline in the sale of lumber which has been the
largest income-producing activity within the reservation, the Tribe
has recently committed substantial time and resources to the
development of other sources of income. The Tribe has constructed a
resort complex financed principally by federal funds, [
Footnote 3] and has undertaken a
substantial development of the reservation's hunting and fishing
resources. These efforts provide employment opportunities for
members of the Tribe, and the sale of hunting and fishing licenses
and related services generates income which is used to maintain the
tribal government and provide services to Tribe members. [
Footnote 4]
Development of the reservation's fish and wildlife resources has
involved a sustained, cooperative effort by the
Page 462 U. S. 328
Tribe and the Federal Government. Indeed, the reservation's
fishing resources are wholly attributable to these recent efforts.
Using federal funds, the Tribe has established eight artificial
lakes which, together with the reservation's streams, are stocked
by the Bureau of Sport Fisheries and Wildlife of the United States
Fish and Wildlife Service, Department of the Interior, which
operates a federal hatchery located on the reservation. None of the
waters are stocked by the State. [
Footnote 5] The United States has also contributed
substantially to the creation of the reservation's game resources.
Prior to 1966, there were only 13 elk in the vicinity of the
reservation. In 1966 and 1967, the National Park Service donated a
herd of 162 elk which was released on the reservation. Through its
management and range development, [
Footnote 6] the Tribe has dramatically increased the elk
population, which by 1977 numbered approximately 1,200. New Mexico
has not contributed significantly to the development of the elk
herd or the other game on the reservation, which includes antelope,
bear, and deer. [
Footnote
7]
The Tribe and the Federal Government jointly conduct a
comprehensive fish and game management program. Pursuant to its
Constitution and to an agreement with the Bureau of Sport Fisheries
and Wildlife, [
Footnote 8] the
Tribal Council adopts hunting and fishing ordinances each year. The
tribal ordinances, which establish bag limits and seasons and
provide
Page 462 U. S. 329
for licensing of hunting and fishing, are subject to approval by
the Secretary under the Tribal Constitution, and have been so
approved. The Tribal Council adopts the game ordinances on the
basis of recommendations submitted by a Bureau of Indian Affairs'
range conservationist, who is assisted by full-time conservation
officers employed by the Tribe. The recommendations are made in
light of the conservation needs of the reservation, which are
determined on the basis of annual game counts and surveys. Through
the Bureau of Sport Fisheries and Wildlife, the Secretary also
determines the stocking of the reservation's waters based upon
periodic surveys of the reservation.
Numerous conflicts exist between state and tribal hunting
regulations. [
Footnote 9] For
instance, tribal seasons and bag limits for both hunting and
fishing often do not coincide with those imposed by the State. The
Tribe permits a hunter to kill both a buck and a doe; the State
permits only buck to be killed. Unlike the State, the Tribe permits
a person to purchase an elk license in two consecutive years.
Moreover, since 1977, the Tribe's ordinances have specified that
state hunting and fishing licenses are not required for Indians or
non-Indians who hunt or fish on the reservation. [
Footnote 10] The New Mexico Department of
Game and Fish has enforced the State's regulations by arresting
non-Indian hunters for illegal possession of game killed on the
reservation in accordance with tribal ordinances but not in
accordance with state hunting regulations.
In 1977, the Tribe filed suit against the State and the Director
of its Game and Fish Department in the United States District Court
for the District of New Mexico, seeking to prevent the State from
regulating on-reservation hunting or
Page 462 U. S. 330
fishing by members or nonmembers. On August 2, 1978, the
District Court ruled in favor of the Tribe and granted declaratory
and injunctive relief against the enforcement of the State's
hunting and fishing laws against any person for hunting and fishing
activities conducted on the reservation. The United States Court of
Appeals for the Tenth Circuit affirmed. 630 F.2d 724 (1980).
Following New Mexico's petition for a writ of certiorari, this
Court vacated the Tenth Circuit's judgment, 450 U.S. 1036 (1981),
and remanded the case for reconsideration in light of
Montana
v. United States, 450 U. S. 544
(1981). On remand, the Court of Appeals adhered to its earlier
decision. 677 F.2d 55 (1982). We granted certiorari, 459 U.S. 1014
(1982), and we now affirm.
II
New Mexico concedes that, on the reservation, the Tribe
exercises exclusive jurisdiction over hunting and fishing by
members of the Tribe, and may also regulate the hunting and fishing
by nonmembers. [
Footnote 11]
New Mexico contends, however, that it may exercise concurrent
jurisdiction over nonmembers, and that therefore its regulations
governing hunting and fishing throughout the State should also
apply to hunting and fishing by nonmembers on the reservation.
Although New Mexico does not claim that it can require the Tribe to
permit nonmembers to hunt and fish on the reservation, it claims
that, once the Tribe chooses to permit hunting and fishing by
nonmembers, such hunting and fishing is subject to any
state-imposed conditions. Under this view, the State would be free
to impose conditions more restrictive than the Tribe's own
regulations, including an outright prohibition. The question in
this case is whether the State may so restrict the Tribe's exercise
of its authority.
Our decision in
Montana v. United States, supra, does
not resolve this question. Unlike this case,
Montana
concerned lands located within the reservation but
not
owned by the
Page 462 U. S. 331
Tribe or its members. We held that the Crow Tribe could not, as
a general matter, regulate hunting and fishing on those lands. 450
U.S. at
450 U. S.
557-567. [
Footnote
12] But as to "land belonging to the Tribe or held by the
United States in trust for the Tribe," we "readily agree[d]" that a
Tribe may "prohibit nonmembers from hunting or fishing . . . [or]
condition their entry by charging a fee or establish bag and creel
limits."
Id. at
450 U. S. 557.
We had no occasion to decide whether a Tribe may only exercise this
authority in a manner permitted by a State.
On numerous occasions, this Court has considered the question
whether a State may assert authority over a reservation. The
decision in
Worcester v.
Georgia, 6 Pet. 515,
31 U. S. 560
(1832), reflected the view that Indian tribes were wholly distinct
nations within whose boundaries "the laws of [a State] can have no
force." We long ago departed from the "conceptual clarity of Mr.
Chief Justice Marshall's view in
Worcester,"
Mescalero
Apache Tribe v. Jones, 411 U. S. 145,
411 U. S. 148
(1973), and have acknowledged certain limitations on tribal
sovereignty. For instance, we have held that Indian tribes have
been implicitly divested of their sovereignty in certain respects
by virtue of their dependent status, [
Footnote 13] that, under certain circumstances, a State
may validly assert authority over the activities of nonmembers on a
reservation, [
Footnote 14]
and that, in exceptional
Page 462 U. S. 332
circumstances, a State may assert jurisdiction over the
on-reservation activities of tribal members. [
Footnote 15]
Nevertheless, in demarcating the respective spheres of state and
tribal authority over Indian reservations, we have continued to
stress that Indian tribes are unique aggregations possessing
"
attributes of sovereignty over both their members and their
territory,'" White Mountain Apache Tribe v. Bracker,
448 U. S. 136,
448 U. S. 142
(1980), quoting United States v. Mazurie, 419 U.
S. 544, 419 U. S. 557
(1975). Because of their sovereign status, tribes and their
reservation lands are insulated in some respects by a "historic
immunity from state and local control," Mescalero Apache Tribe
v. Jones, supra, at 411 U. S. 152,
and tribes retain any aspect of their historical sovereignty not
"inconsistent with the overriding interests of the National
Government." Washington v. Confederated Tribes of Colville
Indian Reservation, 447 U. S. 134,
447 U. S. 153
(1980).
The sovereignty retained by tribes includes "the power of
regulating their internal and social relations,"
United States
v. Kagama, 118 U. S. 375,
118 U. S.
381-382 (1886), cited in United States v. Wheeler,
435 U. S. 313,
435 U. S. 322
(1978). A tribe's power to prescribe the conduct of tribal members
has never been doubted, and our cases establish that, "
absent
governing Acts of Congress,'" a State may not act in a manner that
"`infringe[s] on the right of reservation Indians to make their own
laws and be ruled by them.'" McClanahan v.
Arizona
Page 462 U. S. 333
State Tax Comm'n, 411 U. S. 164,
411 U. S.
171-172 (1973), quoting
Williams v. Lee,
358 U. S. 217,
358 U. S.
219-220 (1959).
See also Fisher v. District
Court, 424 U. S. 382,
424 U. S.
388-389 (1976) (per curiam).
A tribe's power to exclude nonmembers entirely or to condition
their presence on the reservation is equally well established.
See, e.g., Montana v. United States, 450 U.
S. 544 (1981);
Merrion v. Jicarilla Apache
Tribe, 455 U. S. 130
(1982). Whether a State may also assert its authority over the
on-reservation activities of nonmembers raises "[m]ore difficult
questions,"
Bracker, supra, at
448 U. S. 144.
While under some circumstances a State may exercise concurrent
jurisdiction over non-Indians acting on tribal reservations,
see, e.g., Washington v. Confederated Tribes, supra; Moe v.
Salish & Kootenai Tribes, 425 U.
S. 463 (1976), such authority may be asserted only if
not preempted by the operation of federal law.
See, e.g., Ramah
Navajo School Bd., Inc. v. Bureau of Revenue of New Mexico,
458 U. S. 832
(1982);
Bracker, supra; Central Machinery Co. v. Arizona Tax
Comm'n, 448 U. S. 160
(1980);
Williams v. Lee, supra; Warren Trading Post v. Arizona
Tax Comm'n, 380 U. S. 685
(1965);
Fisher v. District Court, supra; Kennerly v. District
Court of Montana, 400 U. S. 423
(1971).
In
Bracker, we reviewed our prior decisions concerning
tribal and state authority over Indian reservations and extracted
certain principles governing the determination whether federal law
preempts the assertion of state authority over nonmembers on a
reservation. We stated that that determination does not depend
"on mechanical or absolute conceptions of state or tribal
sovereignty, but call[s] for a particularized inquiry into the
nature of the state, federal, and tribal interests at stake."
448 U.S. at
448 U. S. 145.
We also emphasized the special sense in which the doctrine of
preemption is applied in this context.
See id. at
448 U. S.
143-144;
Ramah Navajo School Bd., supra, at
458 U. S. 838.
Although a State will certainly be without jurisdiction if its
authority
Page 462 U. S. 334
is preempted under familiar principles of preemption, we
cautioned that our prior cases did not limit preemption of state
laws affecting Indian tribes to only those circumstances. "The
unique historical origins of tribal sovereignty" and the federal
commitment to tribal self-sufficiency and self-determination make
it "treacherous to import . . . notions of preemption that are
properly applied to . . . other [contexts]."
Bracker,
supra, at
448 U. S. 143.
See also Ramah Navajo School Bd., supra, at
458 U. S. 838.
By resting preemption analysis principally on a consideration of
the nature of the competing interests at stake, our cases have
rejected a narrow focus on congressional intent to preempt state
law as the sole touchstone. They have also rejected the proposition
that preemption requires "
an express congressional statement to
that effect.'" Bracker, supra, at 45 U. S. 144
(footnote omitted). State jurisdiction is preempted by the
operation of federal law if it interferes or is incompatible with
federal and tribal interests reflected in federal law, unless the
state interests at stake are sufficient to justify the assertion of
state authority. Bracker, supra, at 448 U. S. 145.
See also Ramah Navajo School Bd., supra, at 458 U. S. 845,
quoting Hines v. Davidowitz, 312 U. S.
52, 312 U. S. 67
(1941). [Footnote
16]
Certain broad considerations guide our assessment of the federal
and tribal interests. The traditional notions of Indian sovereignty
provide a crucial "backdrop,"
Bracker, supra, at
448 U. S. 143,
citing
McClanahan, supra, at
411 U. S. 172,
against which any assertion of state authority must be assessed.
Moreover, both the tribes and the Federal Government are firmly
committed to the goal of promoting tribal self-government,
Page 462 U. S. 335
a goal embodied in numerous federal statutes. [
Footnote 17] We have stressed that
Congress' objective of furthering tribal self-government
encompasses far more than encouraging tribal management of disputes
between members, but includes Congress' overriding goal of
encouraging "tribal self-sufficiency and economic development."
Bracker, 448 U.S. at
448 U. S. 143
(footnote omitted). In part as a necessary implication of this
broad federal commitment, we have held that tribes have the power
to manage the use of their territory and resources by both members
and nonmembers, [
Footnote
18]
Merrion, supra, at
455 U. S. 137;
Bracker, supra, at
448 U. S. 151;
Montana v. United States, supra; 18 U.S.C. § 1162(b);
25 U.S.C. §§ 1321(b), 1322(b), to undertake and regulate
economic activity within the reservation,
Merrion, 455
U.S. at
455 U. S. 137,
and to defray
Page 462 U. S. 336
the cost of governmental services by levying taxes.
Ibid. Thus, when a tribe undertakes an enterprise under
the authority of federal law, an assertion of state authority must
be viewed against any interference with the successful
accomplishment of the federal purpose.
See generally Bracker,
supra, at
448 U. S. 143
(footnote omitted);
Ramah Navajo School Bd., 458 U.S. at
458 U. S. 845,
quoting
Hines v. Davidowitz, supra, at
312 U. S. 67
(state authority precluded when it "
stands as an obstacle to
the accomplishment of the full purposes and objectives of
Congress'").
Our prior decisions also guide our assessment of the state
interest asserted to justify state jurisdiction over a reservation.
The exercise of state authority which imposes additional burdens on
a tribal enterprise must ordinarily be justified by functions or
services performed by the State in connection with the
on-reservation activity.
Ramah Navajo School Bd., supra,
at
458 U. S. 843,
and n. 7;
Bracker, supra, at
448 U. S.
148-149;
Central Machinery Co. v. Arizona Tax
Comm'n, 448 U.S. at
448 U. S. 174
(POWELL, J., dissenting). Thus, a State seeking to impose a tax on
a transaction between a tribe and nonmembers must point to more
than its general interest in raising revenues.
See, e.g.,
Warren Trading Post Co. v. Arizona, 380 U.
S. 685 (1965);
Bracker, supra; Ramah Navajo School
Bd., supra. See also Confederated Tribes, 447 U.S. at
447 U. S. 157
("governmental interest in raising revenues is . . . strongest when
the tax is directed at off-reservation value and when the taxpayer
is the recipient of state services");
Moe, 425 U.S. at
425 U. S.
481-483 (State may require tribal shops to collect state
cigarette tax from nonmember purchasers). A State's regulatory
interest will be particularly substantial if the State can point to
off-reservation effects that necessitate state intervention.
Cf. Puyallup Tribe v. Washington Game Dept., 433 U.
S. 165 (1977).
III
With these principles in mind, we turn to New Mexico's claim
that it may superimpose its own hunting and fishing
Page 462 U. S. 337
regulations on the Mescalero Apache Tribe's regulatory
scheme.
A
It is beyond doubt that the Mescalero Apache Tribe lawfully
exercises substantial control over the lands and resources of its
reservation, including its wildlife. As noted
supra, at
462 U. S. 330,
and as conceded by New Mexico, [
Footnote 19] the sovereignty retained by the Tribe under
the Treaty of 1852 includes its right to regulate the use of its
resources by members as well as nonmembers. In
Montana v.
United States, we specifically recognized that tribes in
general retain this authority.
Moreover, this aspect of tribal sovereignty has been expressly
confirmed by numerous federal statutes. [
Footnote 20] Pub.L. 280 specifically confirms the
power of tribes to regulate on-reservation hunting and fishing. 67
Stat. 588, 18 U.S.C. § 1162(b);
see also 25 U.S.C.
§ 1321(b). [
Footnote
21] This authority
Page 462 U. S. 338
is afforded the protection of the federal criminal law by 18
U.S.C. § 1165, which makes it a violation of federal law to
enter Indian land to hunt, trap, or fish without the consent of the
tribe.
See Montana v. United States, 450 U.S. at
450 U. S. 56, n.
11. The 1981 Amendments to the Lacey Act, 16 U.S.C. § 3371
et seq. (1976 ed., Supp. V), further accord tribal hunting
and fishing regulations the force of federal law by making it a
federal offense
"to import, export, transport, sell, receive, acquire, or
purchase any fish or wildlife . . . taken or possessed in violation
of any . . . Indian tribal law."
§ 3372(a)(1). [
Footnote
22]
B
Several considerations strongly support the Court of Appeals'
conclusion that the Tribe's authority to regulate hunting and
fishing preempts state jurisdiction. It is important to emphasize
that concurrent jurisdiction would effectively nullify the Tribe's
authority to control hunting and fishing on the reservation.
Concurrent jurisdiction would empower New Mexico wholly to supplant
tribal regulations. The State would be able to dictate the terms on
which nonmembers are permitted to utilize the reservation's
resources. The Tribe would thus exercise its authority over the
reservation only at the sufferance of the State. The tribal
authority to regulate hunting and fishing by nonmembers, which has
been repeatedly confirmed by federal treaties and laws and which we
explicitly recognized in
Montana v. United States, supra,
would have a rather hollow ring if tribal authority amounted to no
more than this.
Furthermore, the exercise of concurrent state jurisdiction in
this case would completely "disturb and disarrange,"
Warren
Trading Post Co. v. Arizona Tax Comm'n, supra, at
380 U. S. 691,
the comprehensive scheme of federal and tribal management
established pursuant to federal law. As described
Page 462 U. S. 339
supra, at
462 U. S. 326,
federal law requires the Secretary to review each of the Tribe's
hunting and fishing ordinances. Those ordinances are based on the
recommendations made by a federal range conservationist employed by
the Bureau of Indian Affairs. Moreover, the Bureau of Sport
Fisheries and Wildlife stocks the reservation's waters based on its
own determinations concerning the availability of fish, biological
requirements, and the fishing pressure created by on-reservation
fishing. App. 71a. [
Footnote
23]
Concurrent state jurisdiction would supplant this regulatory
scheme with an inconsistent dual system: members would be governed
by tribal ordinances, while nonmembers would be regulated by
general state hunting and fishing laws. This could severely hinder
the ability of the Tribe to conduct a sound management program.
Tribal ordinances reflect the specific needs of the reservation by
establishing the optimal level of hunting and fishing that should
occur, not simply a maximum level that should not be exceeded.
State laws, in contrast, are based on considerations not
necessarily relevant to, and possibly hostile to, the needs of the
reservation. For instance, the ordinance permitting a hunter to
kill a buck and a doe was designed to curb excessive growth of the
deer population on the reservation.
Id. at 153a-154a.
Enforcement of the state regulation permitting only buck to be
killed would frustrate that objective. Similarly, by determining
the tribal hunting seasons, bag limits, and permit availability,
the Tribe regulates the duration and intensity of hunting. These
determinations take into account numerous factors, including the
game capacity of the terrain, the range utilization of the game
animals, and the availability of tribal personnel to monitor the
hunts. Permitting the State to enforce different restrictions
simply because they have been determined to be appropriate for the
State as a whole would impose on the Tribe the possibly
insurmountable task of ensuring that the
Page 462 U. S. 340
patchwork application of state and tribal regulations remains
consistent with sound management of the reservation's
resources.
Federal law commits to the Secretary and the Tribal Council the
responsibility to manage the reservation's resources. It is most
unlikely that Congress would have authorized, and the Secretary
would have established, financed, and participated in, tribal
management if it were thought that New Mexico was free to nullify
the entire arrangement. [
Footnote 24] Requiring tribal ordinances to yield
whenever state law is more restrictive would seriously "undermine
the Secretary's [and the Tribe's] ability to make the wide range of
determinations committed to [their] authority."
Bracker,
448 U.S. at
448 U. S. 149.
See Fisher v. District Court, 424 U.S. at
424 U. S. 390;
United States v. Mazurie, 419 U.
S. 544 (1975). [
Footnote 25]
Page 462 U. S. 341
The assertion of concurrent jurisdiction by New Mexico not only
would threaten to disrupt the federal and tribal regulatory scheme,
but also would threaten Congress' overriding objective of
encouraging tribal self-government and economic development. The
Tribe has engaged in a concerted and sustained undertaking to
develop and manage the reservation's wildlife and land resources
specifically for the benefit of its members. The project generates
funds for essential tribal services and provides employment for
members who reside on the reservation. This case is thus far
removed from those situations, such as on-reservation sales outlets
which market to nonmembers goods not manufactured by the tribe or
its members, in which the tribal contribution to an enterprise is
de minimis. See Washington v. Confederated Tribes of
Colville Indian Reservation, 447 U.S. at
447 U. S.
154-159. [
Footnote
26] The tribal enterprise in this case clearly involves "value
generated on the reservation by activities involving the Trib[e]."
Id. at
447 U. S.
156-157. The disruptive effect that would result from
the assertion of concurrent jurisdiction by New Mexico would
plainly "
stan[d] as an obstacle to the accomplishment of the
full purposes and objectives of Congress,'" Ramah Navajo School
Bd., 458 U.S. at 458 U. S. 845,
quoting Hines v. Davidowitz, 312 U.S. at 312 U. S.
67.
C
The State has failed to "identify any regulatory function or
service . . . that would justify" the assertion of concurrent
regulatory authority.
Bracker, supra, at
448 U. S. 148.
The hunting and fishing permitted by the Tribe occur entirely on
the reservation.
Page 462 U. S. 342
The fish and wildlife resources are either native to the
reservation or were created by the joint efforts of the Tribe and
the Federal Government. New Mexico does not contribute in any
significant respect to the maintenance of these resources, and can
point to no other "governmental functions it provides,"
Ramah
Navajo School Bd., supra, at
458 U. S. 843,
in connection with hunting and fishing on the reservation by
nonmembers that would justify the assertion of its authority.
The State also cannot point to any off-reservation effects that
warrant state intervention. Some species of game never leave tribal
lands, and the State points to no specific interest concerning
those that occasionally do. Unlike
Puyallup Tribe v. Washington
Game Dept., this is not a case in which a treaty expressly
subjects a tribe's hunting and fishing rights to the common rights
of nonmembers and in which a State's interest in conserving a
scarce, common supply justifies state intervention. 433 U.S. at
433 U. S. 174,
433 U. S.
175-177. The State concedes that the Tribe's management
has "not had an adverse impact on fish and wildlife outside the
Reservation." App. to Brief in Opposition 35a. [
Footnote 27]
We recognize that New Mexico may be deprived of the sale of
state licenses to nonmembers who hunt and fish on the reservation,
as well as some federal matching funds calculated in
Page 462 U. S. 343
part on the basis of the number of state licenses sold.
[
Footnote 28] However, any
financial interest the State might have in this case is simply
insufficient to justify the assertion of concurrent jurisdiction.
The loss of revenues to the State is likely to be insubstantial,
given the small numbers of persons who purchase tribal hunting
licenses. [
Footnote 29]
Moreover, unlike
Confederated Tribes, supra, and
Moe
v. Salish & Kootenai Tribes, 425 U.
S. 463 (1976), the activity involved here concerns value
generated on the reservation by the Tribe. Finally, as already
noted
supra at
462 U. S. 342,
the State has pointed to no services it has performed in connection
with hunting and fishing by nonmembers which justify imposing a tax
in the form of a hunting and fishing license,
Ramah Navajo
School Bd., supra, at
458 U. S. 843;
Central Machinery Co. v. Arizona Tax
Comm'n, 448 U.S. at
448 U. S. 174
(POWELL, J., dissenting), and its general desire to obtain revenues
is simply inadequate to justify the assertion of concurrent
jurisdiction in this case.
See Bracker, 448 U.S. at
448 U. S. 150;
Ramah Navajo School Bd., supra, at
458 U. S. 845.
[
Footnote 30]
IV
In this case, the governing body of an Indian Tribe, working
closely with the Federal Government and under the authority of
federal law, has exercised its lawful authority to develop and
manage the reservation's resources for the benefit of its members.
The exercise of concurrent jurisdiction
Page 462 U. S. 344
by the State would effectively nullify the Tribe's unquestioned
authority to regulate the use of its resources by members and
nonmembers, interfere with the comprehensive tribal regulatory
scheme, and threaten Congress' firm commitment to the encouragement
of tribal self-sufficiency and economic development. Given the
strong interests favoring exclusive tribal jurisdiction and the
absence of state interests which justify the assertion of
concurrent authority, we conclude that the application of the
State's hunting and fishing laws to the reservation is
preempted.
Accordingly, the judgment of the Court of Appeals is
Affirmed.
[
Footnote 1]
See 1 C. Kappler, Indian Affairs Laws and Treaties
870-873 (1904). The final boundaries were fixed by the Executive
Order of Mar. 24, 1883 (Order of President Arthur). Portions of the
reservation were briefly included in a National Forest, but were
restored to the Mescalero Reservation by the Executive Order of
Feb. 17, 1912 (Order of President Taft). An intervening Executive
Order of Mar. 1, 1910, issued by President Taft exempted from the
reservation two "small holdings claims" covering settlements
located before the establishment of the reservation. The Tribe has
since purchased all but 23.8 acres of the land covered by these
claims.
[
Footnote 2]
These lands comprise the 23.8 acres remaining of the "small
holdings claims,"
see n 1,
supra; 10 acres granted to St. Joseph's
Catholic Church by the Act of Mar. 29, 1928, ch. 299, 45 Stat.
1716; and the unimproved and unoccupied 160-acre "Dodson Tract" in
the northwest portion of the reservation.
See Brief for
United States as
Amicus Curiae 2, n. 3.
[
Footnote 3]
Financing for the complex, the Inn of the Mountain Gods, came
principally from the Economic Development Administration (EDA), an
agency of the United States Department of Commerce, and other
federal sources. In addition, the Tribe obtained a $6 million loan
from the Bank of New Mexico, 90% of which was guaranteed by the
Secretary of the Interior under the Indian Financing Act of 1974,
25 U.S.C. § 1451
et seq. (1976 ed. and Supp. V), and
10% of which was guaranteed by tribal funds. Certain additional
facilities at the Inn were completely funded by the EDA as public
works projects, and other facilities received 50% funding from the
EDA. App. to Brief in Opposition 7a-8a.
[
Footnote 4]
Income from the sale of hunting and fishing licenses, "package
hunts" which combine hunting and fishing with use of the facilities
at the Inn, and campground and picnicking permits totaled $269,140
in 1976 and $271,520 in 1977. The vast majority of the nonmember
hunters and fishermen on the reservation are not residents of the
State of New Mexico.
[
Footnote 5]
The State has not stocked any waters on the reservation since
1976.
[
Footnote 6]
These efforts have included controlling and reducing the
population of other animals, such as wild horses and cattle, which
compete for the available forage on the reservation.
[
Footnote 7]
The New Mexico Department of Game and Fish issued a permit for
the importation of the elk from Wyoming into New Mexico. The
Department has provided the Tribe with any management assistance
which the Tribe has requested; such requests have been limited.
Id. at 16a.
[
Footnote 8]
That agreement, which provides for the stocking of the
reservation's artificial lakes by the Bureau, obligates the Tribe
to "designate those waters of the Reservation which shall be open
to public fishing" and to "establish regulations for the
conservation of the fishery resources." App. 71a.
[
Footnote 9]
These conflicts have persisted despite the parties' stipulation
that the New Mexico State Game Commission has attempted to
"accommodate the preferences of the Mescalero Apache Tribe and
other Indian tribes." App. to Brief in Opposition 25a.
[
Footnote 10]
Prior to 1977, the Tribe consented to the application to the
reservation of the State's hunting and fishing regulations.
[
Footnote 11]
Brief for Petitioners 7, 12, 20; Tr. of Oral Arg. 7.
[
Footnote 12]
Even so, the Court acknowledged that
"Indian tribes retain inherent sovereign power to exercise some
forms of civil jurisdiction over non-Indians on their reservations,
even on non-Indian fee lands."
450 U.S. at
450 U. S. 565.
The Court stressed that, in
Montana, the pleadings
"did not allege that non-Indian hunting and fishing on
[non-Indian] reservation lands [had] impaired [the Tribe's reserved
hunting and fishing privileges],"
id. at
450 U. S. 558,
n. 6, or "that non-Indian hunting and fishing on fee lands imperil
the subsistence or welfare of the Tribe,"
id. at
450 U. S. 566,
and that the existing record failed to suggested "that such
non-Indian hunting and fishing . . . threaten the Tribe's political
or economic security."
Ibid.
[
Footnote 13]
See, e.g., Oneida Indian Nation v. County of Oneida,
414 U. S. 661,
414 U. S.
667-668 (1974);
Oliphant v. Suquamish Indian
Tribe, 435 U. S. 191
(1978).
[
Footnote 14]
See, e.g., Washington v. Confederated Tribes of Colville
Indian Reservation, 447 U. S. 134
(1980);
Moe v. Salish & Kootenai Tribes, 425 U.
S. 463 (1976).
[
Footnote 15]
See Puyallup Tribe v. Washington Game Dept.,
433 U. S. 165
(1977).
Puyallup upheld the State of Washington's
authority to regulate on-reservation fishing by tribal members.
Like
Montana v. United States, the decision in
Puyallup rested in part on the fact that the dispute
centered on lands which, although located within the reservation
boundaries, no longer belonged to the Tribe; all but 22 of the
18,000 acres had been alienated in fee simple. The Court also
relied on a provision of the Indian treaty which qualified the
Indians' fishing rights by requiring that they be exercised "in
common with all citizens of the Territory," 433 U.S. at
433 U. S. 175,
and on the State's interest in conserving a scarce, common
resource.
Id. at
433 U. S. 174,
433 U. S.
175-177.
[
Footnote 16]
The exercise of state authority may also be barred by an
independent barrier -- inherent tribal sovereignty -- if it
"unlawfully infringe[s]
on the right of reservation Indians to
make their own laws and be ruled by them.'" White Mountain
Apache Tribe v. Bracker, 448 U. S. 136,
448 U. S. 142
(1980), quoting Williams v. Lee, 358 U.
S. 217, 358 U. S. 220
(1959).
"
See also Washington v. Yakima Indian Nation,
439 U. S.
463,
439 U. S. 502 (1979);
Fisher v. District Court, 424 U. S.
382 (1976) (per curiam);
Kennerly v. District Court
of Montana, 400 U. S. 423 (1971)."
448 U.S. at
448 U. S.
142-143.
[
Footnote 17]
For example, the Indian Financing Act of 1974, 25 U.S.C. §
1451
et seq. (1976 ed. and Supp. V), states:
"It is hereby declared to be the policy of Congress . . . to
help develop and utilize Indian resources, both physical and human,
to a point where the Indians will fully exercise responsibility for
the utilization and management of their own resources and where
they will enjoy a standard of living from their own productive
efforts comparable to that enjoyed by non-Indians in neighboring
communities."
§ 1451. Similar policies underlie the Indian
Self-Determination and Education Assistance Act of 1975, 25 U.S.C.
§ 450
et seq., as well as the Indian Reorganization
Act of 1934, 25 U.S.C. § 461
et seq. (1976 ed. and
Supp. V), pursuant to which the Mescalero Apache Tribe adopted its
Constitution. The
"intent and purpose of the Reorganization Act was 'to
rehabilitate the Indian's economic life and to give him a chance to
develop the initiative destroyed by a century of oppression and
paternalism.'"
Mescalero Apache Tribe v. Jones, 411 U.
S. 145,
411 U. S. 152
(1973), quoting H.R.Rep. No. 1804, 73d Cong., 2d Sess., 6 (1934).
The Indian Civil Rights Act of 1968, 25 U.S.C. § 1301
et
seq., likewise reflects Congress' intent "to promote the
well-established federal
policy of furthering Indian
self-government.'" Santa Clara Pueblo v. Martinez,
436 U. S. 49,
436 U. S. 62
(1978), quoting Morton v. Mancari, 417 U.
S. 535, 417 U. S. 551
(1974).
[
Footnote 18]
Our cases have recognized that tribal sovereignty contains a
"significant geographical component."
Bracker, supra, at
448 U. S. 151.
Thus, the off-reservation activities of Indians are generally
subject to the prescriptions of a "nondiscriminatory state law" in
the absence of "express federal law to the contrary."
Mescalero
Apache Tribe v. Jones, supra, at
411 U. S.
148-149.
[
Footnote 19]
New Mexico concedes that the Tribe originally relied on wildlife
for subsistence, that tribal members freely took fish and game in
ancestral territory, and that the Treaty of July 1, 1852, 10 Stat.
979, between the Tribe and the United States confirmed the Tribe's
rights regarding hunting and fishing on the small portion of the
aboriginal Mescalero domain that was eventually set apart as the
Tribe's reservation. Brief for Petitioners 12.
See Menominee
Tribe v. United States, 391 U. S. 404
(1968);
Montana v. United States, 450 U.
S. 544,
450 U. S.
558-559 (1981).
See also United States v.
Winans, 198 U. S. 371,
198 U. S. 381
(1905) (recognizing that hunting and fishing "were not much less
necessary to the existence of the Indians than the atmosphere they
breathed").
[
Footnote 20]
The Tribe's authority was also confirmed more generally by the
Indian Reorganization Act of 1934, 25 U.S.C. § 476, which
reaffirms "all powers vested in any Indian tribe or tribal council
by existing law."
[
Footnote 21]
The provision of Pub.L. 280 granting States criminal
jurisdiction over Indian reservations under certain conditions
provides that States are not thereby authorized to
"deprive any Indian or any Indian tribe, band, or community of
any right, privilege, or immunity afforded under Federal treaty,
agreement, or statute with respect to hunting, trapping, or fishing
or the control, licensing or regulation thereof."
18 U.S.C. § 1162(b) (emphasis added). The same language is
contained in 25 U.S.C. § 1321(b).
[
Footnote 22]
Sections 3375(a) and (b) authorize the Secretary to enter into
agreements with Indian tribes to enforce the provisions of the law
by,
inter alia, making arrests and serving process.
[
Footnote 23]
In addition, as noted earlier,
supra, at
462 U. S.
327-32, the Federal Government played a substantial role
in the development of the Tribe's resources.
[
Footnote 24]
The Secretary assumed precisely the opposite is true -- that
state jurisdiction is preempted -- when he approved a tribal
ordinance which provided that nonmembers hunting and fishing on the
reservation need not obtain state licenses. That assumption is also
embodied in an agreement between the Tribe and the Department of
the Interior's Bureau of Sport Fisheries and Wildlife,
see
n 8,
supra, which
openly acknowledges that tribal regulations need not agree with
state laws. The agreement provides that "
[i]nsofar as
possible, said regulations shall be in agreement with State
regulations." App. 71a. (Emphasis added.)
[
Footnote 25]
Congress' intent to preempt state regulation of hunting and
fishing on reservations is reinforced by Pub.L. 280. That law,
which grants limited criminal and civil jurisdiction over Indian
reservations to States which meet certain requirements, contains a
provision which expressly excludes authority over hunting and
fishing.
See n 21,
supra. Pub.L. 280 evidences Congress' understanding that
tribal regulation of hunting and fishing should generally be
insulated from state interference, since "Congress would not have
jealously protected" tribal exemption from conflicting state
hunting and fishing laws "had it thought that the States had
residual power to impose such [laws] in any event."
McClanahan
v. Arizona Tax Comm'n, 411 U. S. 164,
411 U. S. 177
(1973). In
McClanahan, we concluded that the Buck Act, 4
U.S.C. § 105
et seq., which contains a provision
exempting Indians from a grant to the States of general authority
to tax residents of federal areas, likewise provided evidence of
Congress' intent to exempt Indians from state taxes.
Ibid.
[
Footnote 26]
In
Washington v. Confederated Tribes, the Court held
that the sales of tribal smokeshops which sold cigarettes to
nonmembers were subject to the state sales and cigarette taxes. 447
U.S. at
447 U. S.
154-159. The Court relied on the fact that the tribal
smokeshops were not marketing "value generated on the reservation,"
id. at
447 U. S.
156-157, but instead were seeking merely to market a
"tax exemption to nonmembers who do not receive significant tribal
services."
Id. at
447 U. S. 157.
[
Footnote 27]
We reject the State's claim that the Tribe's ability to manage
its wildlife resources suffers from a lack of enforcement powers,
and that therefore concurrent jurisdiction is necessary to fill the
void. The Tribe clearly can exclude or expel those who violate
tribal ordinances. Trespassers may be referred for prosecution
under 18 U.S.C. § 1165. Furthermore, the Lacey Act Amendments
of 1981, 16 U.S.C. § 3371
et seq. (1976 ed., Supp.
V), make it a federal offense to violate any tribal law, provide
for civil and criminal penalties, and authorize forfeiture of fish
or wildlife, as well as vehicles or equipment, used in the
violation, §§ 3373, 3374, and provide that the Secretary
can grant authority to tribal personnel to enforce these
provisions. §§ 3375(a), (b).
[
Footnote 28]
The State receives federal matching funds through the
Pittman-Robertson Act, 16 U.S.C. § 669 (hunting), and the
Dingell-Johnson Act, 16 U.S.C. § 777 (fishing), which are
allocated through a formula which considers the number of licenses
sold and the number of acres in the State.
[
Footnote 29]
In recent years the Tribe sold 10 antelope licenses, compared to
3,500 for the State, 50 elk licenses, compared to 14,000 by the
State, and 500 deer licenses, compared to 100,000 for the
State.
[
Footnote 30]
New Mexico concedes that it has expended no Dingell-Johnson
funds for projects within the reservation during the last six to
eight years. App. to Brief in Opposition 17a-18a. It presented no
evidence as to expenditures of Pittman-Robertson funds within the
reservation.