Respondent filed suit in Federal District Court against
petitioner City of Los Angeles and certain of its police officers,
alleging that, in 1976, he was stopped by the officers for a
traffic violation, and that, although he offered no resistance, the
officers, without provocation or justification, seized him and
applied a "chokehold," rendering him unconscious and causing damage
to his larynx. In addition to seeking damages, the complaint sought
injunctive relief against petitioner, barring the use of chokeholds
except in situations where the proposed victim reasonably appeared
to be threatening the immediate use of deadly force. It was alleged
that, pursuant to petitioner's authorization, police officers
routinely applied chokeholds in situations where they were not
threatened by the use of any deadly force; that numerous persons
had been injured as a result thereof; that respondent justifiably
feared that any future contact he might have with police officers
might again result in his being choked without provocation; and
that there was thus a threatened impairment of various rights
protected by the Federal Constitution. The District Court
ultimately entered a preliminary injunction against the use of
chokeholds under circumstances that did not threaten death or
serious bodily injury. The Court of Appeals affirmed.
Held:
1. The case is not rendered moot even though, while it was
pending in this Court, city police authorities prohibited use of a
certain type of chokehold in any circumstances and imposed a
6-month moratorium on the use of another type of chokehold except
under circumstances where deadly force was authorized. The
moratorium, by its terms, was not permanent, and thus intervening
events have not irrevocably eradicated the effects of the alleged
misconduct. Pp.
461 U. S.
100-101.
2. The federal courts are without jurisdiction to entertain
respondent's claim for injunctive relief.
O'Shea v.
Littleton, 414 U. S. 488;
Rizzo v. Goode, 423 U. S. 362. Pp.
101-113.
(a) To satisfy the "case or controversy" requirement of Art.
III, a plaintiff must show that he has sustained or is immediately
in danger of sustaining some direct injury as the result of the
challenged official conduct, and the injury or threat of injury
must be "real and immediate," not "conjectural" or
"hypothetical."
"Past exposure to illegal conduct
Page 461 U. S. 96
does not in itself show a present case or controversy regarding
injunctive relief . . . if unaccompanied by any continuing, present
adverse effects."
O'Shea, supra, at
414 U. S.
495-496. Pp.
461 U. S.
101-105.
(b) Respondent has failed to demonstrate a case or controversy
with petitioner that would justify the equitable relief sought.
That respondent may have been illegally choked by the police in
1976, while presumably affording him standing to claim damages
against the individual officers and perhaps against petitioner,
does not establish a real and immediate threat that he would again
be stopped for a traffic violation, or for any other offense, by an
officer who would illegally choke him into unconsciousness without
any provocation. If chokeholds were authorized only to counter
resistance to an arrest by a suspect, or to thwart an effort to
escape, any future threat to respondent from petitioner's policy or
from the conduct of police officers would be no more real than the
possibility that he would again have an encounter with the police
and that he would either illegally resist arrest or the officers
would disobey their instructions and again render him unconscious
without any provocation. The equitable doctrine that cessation of
the challenged conduct (here the few seconds while the chokehold
was being applied to respondent) does not bar an injunction is not
controlling, since respondent's lack of standing does not rest on
the termination of the police practice, but on the speculative
nature of his claim that he will again experience injury as the
result of that practice even if continued. The rule that a claim
does not become moot where it is capable of repetition, yet evades
review, is likewise inapposite. Pp.
461 U. S.
105-110.
(c) Even assuming that respondent's pending damages suit affords
him Art. III standing to seek an injunction as a remedy for the
claim arising out of the 1976 events, nevertheless the equitable
remedy is unavailable because respondent failed to show irreparable
injury -- a requirement that cannot be met where there is no
showing of any real or immediate threat that the plaintiff will be
wronged again. Nor will respondent's injury allegedly suffered in
1976 go unrecompensed; for that injury, he has an adequate damages
remedy at law. Recognition of the need for a proper balance between
state and federal authority counsels restraint in the issuance of
injunctions against state officers engaged in the administration of
the State's criminal laws in the absence of irreparable injury
which is both great and immediate. Pp.
461 U. S.
111-113.
656 F.2d 417, reversed.
WHITE, J., delivered the opinion of the Court, in which BURGER,
C.J., and POWELL, REHNQUIST, and O'CONNOR, JJ., joined. MARSHALL,
J., filed a dissenting opinion, in which BRENNAN, BLACKMUN, and
STEVENS, JJ., joined,
post, p.
461 U. S.
113.
Page 461 U. S. 97
JUSTICE WHITE delivered the opinion of the Court.
The issue here is whether respondent Lyons satisfied the
prerequisites for seeking injunctive relief in the Federal District
Court.
I
This case began on February 7, 1977, when respondent, Adolph
Lyons, filed a complaint for damages, injunction, and declaratory
relief in the United States District Court for the Central District
of California. The defendants were the City of Los Angeles and four
of its police officers. The complaint alleged that, on October 6,
1976, at 2 a.m., Lyons was stopped by the defendant officers for a
traffic or vehicle code violation, and that, although Lyons offered
no resistance or threat whatsoever, the officers, without
provocation or justification, seized Lyons and applied a
"chokehold" [
Footnote 1]
either
Page 461 U. S. 98
the "bar arm control" hold or the "carotid-artery control" hold
or both -- rendering him unconscious and causing damage to his
larynx. Counts I through IV of the complaint sought damages against
the officers and the City. Count V, with which we are principally
concerned here, sought a preliminary and permanent injunction
against the City barring the use of the control holds. That count
alleged that the City's police officers,
"pursuant to the authorization, instruction and encouragement of
Defendant City of Los Angeles, regularly and routinely apply these
choke holds in innumerable situations where they are not threatened
by the use of any deadly force whatsoever,"
that numerous persons have been injured as the result of the
application of the chokeholds, that Lyons and others similarly
situated are threatened with irreparable injury in the form of
bodily injury and loss of life, and that Lyons
"justifiably fears that any contact he has with Los Angeles
Police officers may result in his being choked and strangled to
death without provocation, justification or other legal
excuse."
Lyons alleged the threatened impairment of rights protected by
the First, Fourth, Eighth, and Fourteenth Amendments. Injunctive
relief was sought against the use of the control holds "except in
situations where the proposed victim of said control reasonably
appears to be threatening the immediate use of deadly force." Count
VI sought declaratory relief against the City,
i.e., a
judgment that use of the chokeholds absent the threat of immediate
use of deadly force is a
per se violation of various
constitutional rights.
The District Court, by order, granted the City's motion for
partial judgment on the pleadings and entered judgment for
Page 461 U. S. 99
the City on Counts V and VI. [
Footnote 2] The Court of Appeals reversed the judgment for
the City on Counts V and VI, holding over the City's objection
that, despite our decisions in
O'Shea v. Littleton,
414 U. S. 488
(1974), and
Rizzo v. Goode, 423 U.
S. 362 (1976), Lyons had standing to seek relief against
the application of the chokeholds.
Lyons v. City of Los
Angeles, 615 F.2d 1243 (1980). The Court of Appeals held that
there was a sufficient likelihood that Lyons would again be stopped
and subjected to the unlawful use of force to constitute a case or
controversy and to warrant the issuance of an injunction, if the
injunction was otherwise authorized. We denied certiorari.
449 U. S. 934
(1980).
On remand, Lyons applied for a preliminary injunction. Lyons
pressed only the Count V claim at this point.
See n 6,
infra. The motion was
heard on affidavits, depositions, and government records. The
District Court found that Lyons had been stopped for a traffic
infringement and that, without provocation or legal justification,
the officers involved had applied a "Department-authorized
chokehold which resulted in injuries to the plaintiff." The court
further found that the department authorizes the use of the holds
in situations where no one is threatened by death or grievous
bodily harm, that officers are insufficiently trained, that the use
of the holds involves a high risk of injury or death as then
employed, and that their continued use in situations where neither
death nor serious bodily injury is threatened "is unconscionable in
a civilized society." The court concluded that such use violated
Lyons' substantive due process rights under the Fourteenth
Amendment. A preliminary injunction
Page 461 U. S. 100
was entered enjoining "the use of both the carotid artery and
bar arm holds under circumstances which do not threaten death or
serious bodily injury." An improved training program and regular
reporting and recordkeeping were also ordered. [
Footnote 3] The Court of Appeals affirmed in a
brief per curiam opinion stating that the District Court had not
abused its discretion in entering a preliminary injunction. 656
F.2d 417 (1981). We granted certiorari, 455 U.S. 937 (1982), and
now reverse.
II
Since our grant of certiorari, circumstances pertinent to the
case have changed. Originally, Lyons' complaint alleged that at
least two deaths had occurred as a result of the application of
chokeholds by the police. His first amended complaint alleged that
10 chokehold-related deaths had occurred. By May, 1982, there had
been five more such deaths. On May 6, 1982, the Chief of Police in
Los Angeles prohibited the use of the bar-arm chokehold in any
circumstances. A few days later, on May 12, 1982, the Board of
Police Commissioners imposed a 6-month moratorium on the use of the
carotid artery chokehold except under circumstances where deadly
force is authorized. [
Footnote
4]
Page 461 U. S. 101
Based on these events, on June 3, 1982, the City filed in this
Court a memorandum suggesting a question of mootness, reciting the
facts but arguing that the case was not moot. Lyons in turn filed a
motion to dismiss the writ of certiorari as improvidently granted.
We denied that motion, but reserved the question of mootness for
later consideration. 457 U.S. 1115 (1982).
In his brief and at oral argument, Lyons has reasserted his
position that, in light of changed conditions, an injunctive decree
is now unnecessary, because he is no longer subject to a threat of
injury. He urges that the preliminary injunction should be vacated.
The City, on the other hand, while acknowledging that subsequent
events have significantly changed the posture of this case, again
asserts that the case is not moot, because the moratorium is not
permanent, and may be lifted at any time.
We agree with the City that the case is not moot, since the
moratorium, by its terms, is not permanent. Intervening events have
not "irrevocably eradicated the effects of the alleged violation."
County of Los Angeles v. Davis, 440 U.
S. 625,
440 U. S. 631
(1979). We nevertheless hold, for another reason, that the federal
courts are without jurisdiction to entertain Lyons' claim for
injunctive relief.
III
It goes without saying that those who seek to invoke the
jurisdiction of the federal courts must satisfy the threshold
requirement imposed by Art. III of the Constitution by alleging an
actual case or controversy.
Flast v. Cohen, 392 U. S.
83,
392 U. S. 94-101
(1968);
Jenkins v. McKeithen, 395 U.
S. 411,
395 U. S.
421-425 (1969) (opinion of MARSHALL, J.). Plaintiffs
must demonstrate a "personal stake in the outcome" in order to
"assure that concrete adverseness which sharpens the presentation
of issues" necessary for the proper resolution of constitutional
questions.
Baker v. Carr, 369 U.
S. 186,
369 U. S. 204
(1962). Abstract injury is not enough. The plaintiff must
Page 461 U. S. 102
show that he "has sustained or is immediately in danger of
sustaining some direct injury" as the result of the challenged
official conduct, and the injury or threat of injury must be both
"real and immediate," not "conjectural" or "hypothetical."
See,
e.g., Golden v. Zwickler, 394 U. S. 103,
394 U. S.
109-110 (1969);
Public Workers v. Mitchell,
330 U. S. 75,
330 U.S. 89-91 (1947);
Maryland Casualty Co. v. Pacific Coal & Oil Co.,
312 U. S. 270,
312 U. S. 273
(1941);
Massachusetts v. Mellon, 262 U.
S. 447,
262 U. S. 488
(1923).
In
O'Shea v. Littleton, 414 U.
S. 488 (1974), we dealt with a case brought by a class
of plaintiffs claiming that they had been subjected to
discriminatory enforcement of the criminal law. Among other things,
a county magistrate and judge were accused of discriminatory
conduct in various respects, such as sentencing members of
plaintiff's class more harshly than other defendants. The Court of
Appeals reversed the dismissal of the suit by the District Court,
ruling that, if the allegations were proved, an appropriate
injunction could be entered.
We reversed for failure of the complaint to allege a case or
controversy.
Id. at
414 U. S. 493.
Although it was claimed in that case that particular members of the
plaintiff class had actually suffered from the alleged
unconstitutional practices, we observed that
"[p]ast exposure to illegal conduct does not in itself show a
present case or controversy regarding injunctive relief . . . if
unaccompanied by any continuing, present adverse effects."
Id. at
414 U. S.
495-496. Past wrongs were evidence bearing on "whether
there is a real and immediate threat of repeated injury."
Id. at
414 U. S. 496.
But the prospect of future injury rested
"on the likelihood that [plaintiffs] will again be arrested for
and charged with violations of the criminal law, and will again be
subjected to bond proceedings, trial, or sentencing before
petitioners."
Ibid. The most that could be said for plaintiffs'
standing was
"that, if [plaintiffs] proceed to violate an unchallenged law,
and if they are charged, held to answer, and tried in any
proceedings before petitioners, they will be subjected to the
discriminatory practices
Page 461 U. S. 103
that petitioners are alleged to have followed."
Id. at
414 U. S. 497.
We could not find a case or controversy in those circumstances: the
threat to the plaintiffs was not
"sufficiently real and immediate to show an existing controversy
simply because they anticipate violating lawful criminal statutes
and being tried for their offenses. . . ."
Id. at
414 U. S. 496.
It was to be assumed that
"[plaintiffs] will conduct their activities within the law, and
so avoid prosecution and conviction, as well as exposure to the
challenged course of conduct said to be followed by
petitioners."
Id. at
414 U. S.
497.
We further observed that case-or-controversy considerations
"obviously shade into those determining whether the complaint
states a sound basis for equitable relief,"
id. at
414 U. S. 499,
and went on to hold that, even if the complaint presented an
existing case or controversy, an adequate basis for equitable
relief against petitioners had not been demonstrated:
"[Plaintiffs] have failed, moreover, to establish the basic
requisites of the issuance of equitable relief in these
circumstances -- the likelihood of substantial and immediate
irreparable injury and the inadequacy of remedies at law. We have
already canvassed the necessarily conjectural nature of the
threatened injury to which [plaintiffs] are allegedly subjected.
And if any of the [plaintiffs] are ever prosecuted and face trial,
or if they are illegally sentenced, there are available state and
federal procedures which could provide relief from the wrongful
conduct alleged."
Id. at
414 U. S.
502.
Another relevant decision for present purposes is
Rizzo v.
Goode, 423 U. S. 362
(1976), a case in which plaintiffs alleged widespread illegal and
unconstitutional police conduct aimed at minority citizens and
against city residents in general. The Court reiterated the holding
in
O'Shea that past wrongs do not in themselves amount to
that real and immediate threat of injury necessary to make out a
case or controversy. The claim of injury rested upon
"what one of a small, unnamed minority of policemen might do to
them in the future
Page 461 U. S. 104
because of that unknown policeman's perception"
of departmental procedures. 423 U.S. at
423 U. S. 372.
This hypothesis was
"even more attenuated than those allegations of future injury
found insufficient in
O'Shea to warrant [the] invocation
of federal jurisdiction."
Ibid. The Court also held that plaintiffs' showing at
trial of a relatively few instances of violations by individual
police officers, without any showing of a deliberate policy on
behalf of the named defendants, did not provide a basis for
equitable relief.
Golden v. Zwickler, 394 U. S. 103
(1969), a case arising in an analogous situation, is directly
apposite. Zwickler sought a declaratory judgment that a New York
statute prohibiting anonymous handbills directly pertaining to
election campaigns was unconstitutional. Although Zwickler had once
been convicted under the statute, [
Footnote 5] his sole concern related to a Congressman who
had left the House of Representatives for a place on the Supreme
Court of New York and who would not likely be a candidate again. A
unanimous Court held that, because it was "most unlikely" that
Zwickler would again be subject to the statute, no case or
controversy of "
sufficient immediacy and reality'" was present
to allow a declaratory judgment. Id. at 394 U. S. 109.
Just as Zwickler's assertion that the former Congressman could be a
candidate for Congress again was "hardly a substitute for evidence
that this is a prospect of `immediacy and reality,'"
ibid., Lyons' assertion that he may again be subject to an
illegal chokehold does not create the actual controversy that must
exist for a declaratory judgment to be entered.
We note also our per curiam opinion in
Ashcroft v.
Mattis, 431 U. S. 171
(1977). There, the father of a boy who had been killed by the
police sought damages and a declaration that the Missouri statute
which authorized police officers to use deadly force in
apprehending a person who committed a felony was unconstitutional.
Plaintiff alleged that he had another
Page 461 U. S. 105
son, who,
"'
if ever arrested or brought under an attempt at
arrest on suspicion of a felony,
might flee or give the
appearance of fleeing, and would therefore be
in danger of
being killed by these defendants or other police officers. . .
.'"
Id. at
431 U. S. 172,
n. 2. We ruled that "[s]uch speculation is insufficient to
establish the existence of a present, live controversy."
Id. at
431 U. S. 173,
n. 2.
IV
No extension of
O'Shea and
Rizzo is necessary
to hold that respondent Lyons has failed to demonstrate a case or
controversy with the City that would justify the equitable relief
sought. [
Footnote 6] Lyons'
standing to seek the injunction requested depended on whether he
was likely to suffer future injury from the use of the chokeholds
by police officers. Count V of the complaint alleged the traffic
stop and choking incident five months before. That Lyons may have
been illegally choked by the police on October 6, 1976, while
presumably affording Lyons standing to claim damages against the
individual officers and perhaps against the City, does nothing to
establish a real and immediate threat that he would again be
stopped for a traffic violation, or for any other offense, by an
officer or officers who would illegally choke him into
unconsciousness without any provocation or resistance on his part.
The additional allegation in the complaint that the police in Los
Angeles routinely apply chokeholds in situations where they are not
threatened by the use of deadly force falls far short of the
allegations that would be necessary to establish a case or
controversy between these parties.
In order to establish an actual controversy in this case, Lyons
would have had not only to allege that he would have
Page 461 U. S. 106
another encounter with the police, but also to make the
incredible assertion either (1) that
all police officers
in Los Angeles
always choke any citizen with whom they
happen to have an encounter, whether for the purpose of arrest,
issuing a citation, or for questioning, or (2) that the City
ordered or authorized police officers to act in such manner.
Although Count V alleged that the City authorized the use of the
control holds in situations where deadly force was not threatened,
it did not indicate why Lyons might be realistically threatened by
police officers who acted within the strictures of the City's
policy. If, for example, chokeholds were authorized to be used only
to counter resistance to an arrest by a suspect, or to thwart an
effort to escape, any future threat to Lyons from the City's policy
or from the conduct of police officers would be no more real than
the possibility that he would again have an encounter with the
police and that either he would illegally resist arrest or
detention or the officers would disobey their instructions and
again render him unconscious without any provocation. [
Footnote 7]
Page 461 U. S. 107
Under
O'Shea and Rizzo, these allegations were an
insufficient basis to provide a federal court with jurisdiction to
entertain Count V of the complaint. [
Footnote 8] This was apparently the conclusion of the
District Court in dismissing Lyons' claim for injunctive relief.
Although the District Court acted without opinion or findings, the
Court of Appeals interpreted its action as based on lack of
standing,
i.e., that under
O'Shea and
Rizzo, Lyons must be held to have made an "insufficient
showing that the police were likely to do this to the plaintiff
again." 615 F.2d at 1246. For several reasons -- each of them
infirm in our view -- the Court of Appeals thought reliance on
O'Shea and
Rizzo was misplaced, and reversed the
District Court.
First, the Court of Appeals thought that Lyons was more
immediately threatened than the plaintiffs in those cases, since,
according to the Court of Appeals, Lyons need only
Page 461 U. S. 108
be stopped for a minor traffic violation to be subject to the
strangleholds. But even assuming that Lyons would again be stopped
for a traffic or other violation in the reasonably near future, it
is untenable to assert, and the complaint made no such allegation,
that strangleholds are applied by the Los Angeles police to every
citizen who is stopped or arrested, regardless of the conduct of
the person stopped. We cannot agree that the "odds," 615 F.2d at
1247, that Lyons would not only again be stopped for a traffic
violation but would also be subjected to a chokehold without any
provocation whatsoever are sufficient to make out a federal case
for equitable relief. We note that five months elapsed between
October 6, 1976, and the filing of the complaint, yet there was no
allegation of further unfortunate encounters between Lyons and the
police.
Of course, it may be that, among the countless encounters
between the police and the citizens of a great city such as Los
Angeles, there will be certain instances in which strangleholds
will be illegally applied and injury and death unconstitutionally
inflicted on the victim. As we have said, however, it is no more
than conjecture to suggest that, in every instance of a traffic
stop, arrest, or other encounter between the police and a citizen,
the police will act unconstitutionally and inflict injury without
provocation or legal excuse. And it is surely no more than
speculation to assert either that Lyons himself will again be
involved in one of those unfortunate instances or that he will be
arrested in the future and provoke the use of a chokehold by
resisting arrest, attempting to escape, or threatening deadly force
or serious bodily injury.
Second, the Court of Appeals viewed
O'Shea and
Rizzo as cases in which the plaintiffs sought "massive
structural" relief against the local law enforcement systems, and
therefore that the holdings in those cases were inapposite to cases
such as this, where the plaintiff, according to the Court of
Appeals, seeks to enjoin only an "established," "sanctioned" police
practice assertedly violative of constitutional rights.
O'Shea and
Rizzo, however, cannot be so easily
confined to their
Page 461 U. S. 109
facts. If Lyons has made no showing that he is realistically
threatened by a repetition of his experience of October, 1976, then
he has not met the requirements for seeking an injunction in a
federal court, whether the injunction contemplates intrusive
structural relief or the cessation of a discrete practice.
The Court of Appeals also asserted that Lyons "had a live and
active claim" against the City "if only for a period of a few
seconds" while the stranglehold was being applied to him, and that,
for two reasons, the claim had not become moot so as to disentitle
Lyons to injunctive relief: first, because, under normal rules of
equity, a case does not become moot merely because the complained
of conduct has ceased; and second, because Lyons' claim is "capable
of repetition but evading review," and therefore should be heard.
We agree that Lyons had a live controversy with the City. Indeed,
he still has a claim for damages against the City that appears to
meet all Art. III requirements. Nevertheless, the issue here is not
whether that claim has become moot, but whether Lyons meets the
preconditions for asserting an injunctive claim in a federal forum.
The equitable doctrine that cessation of the challenged conduct
does not bar an injunction is of little help in this respect, for
Lyons' lack of standing does not rest on the termination of the
police practice, but on the speculative nature of his claim that he
will again experience injury as the result of that practice even if
continued.
The rule that a claim does not become moot where it is capable
of repetition, yet evades review, is likewise inapposite. Lyons'
claim that he was illegally strangled remains to be litigated in
his suit for damages; in no sense does that claim "evade" review.
Furthermore, the capable-of-repetition doctrine applies only in
exceptional situations, and generally only where the named
plaintiff can make a reasonable showing that he will again be
subjected to the alleged illegality.
DeFunis v. Odegaard,
416 U. S. 312,
416 U. S. 319
(1974). As we have indicated, Lyons has not made this
demonstration.
Page 461 U. S. 110
The record and findings made on remand do not improve Lyons'
position with respect to standing. The District Court, having been
reversed, did not expressly address Lyons' standing to seek
injunctive relief, although the City was careful to preserve its
position on this question. There was no finding that Lyons faced a
real and immediate threat of again being illegally choked. The
City's policy was described as authorizing the use of the
strangleholds "under circumstances where no one is threatened with
death or grievous bodily harm." That policy was not further
described, but the record before the court contained the
department's existing policy with respect to the employment of
chokeholds. Nothing in that policy, contained in a Police
Department manual, suggests that the chokeholds, or other kinds of
force, for that matter, are authorized absent some resistance or
other provocation by the arrestee or other suspect. [
Footnote 9] On the contrary, police officers
were instructed to use chokeholds only when lesser degrees of force
do not suffice, and then only "to gain control of a suspect who is
violently resisting the officer or trying to escape." App. 230.
Our conclusion is that the Court of Appeals failed to heed
O'Shea, Rizzo, and other relevant authority, and that the
District Court was quite right in dismissing Count V.
Page 461 U. S. 111
V
Lyons fares no better if it be assumed that his pending damages
suit affords him Art. III standing to seek an injunction as a
remedy for the claim arising out of the October, 1976, events. The
equitable remedy is unavailable absent a showing of irreparable
injury, a requirement that cannot be met where there is no showing
of any real or immediate threat that the plaintiff will be wronged
again -- a "likelihood of substantial and immediate irreparable
injury."
O'Shea v. Littleton, 414 U.S. at
414 U. S. 502.
The speculative nature of Lyons' claim of future injury requires a
finding that this prerequisite of equitable relief has not been
fulfilled.
Nor will the injury that Lyons allegedly suffered in 1976 go
unrecompensed; for that injury, he has an adequate remedy at law.
Contrary to the view of the Court of Appeals, it is not at all
"difficult" under our holding "to see how anyone can ever challenge
police or similar administrative practices." 615 F.2d at 1250. The
legality of the violence to which Lyons claims he was once
subjected is at issue in his suit for damages, and can be
determined there.
Absent a sufficient likelihood that he will again be wronged in
a similar way, Lyons is no more entitled to an injunction than any
other citizen of Los Angeles; and a federal court may not entertain
a claim by any or all citizens who no more than assert that certain
practices of law enforcement officers are unconstitutional.
Cf.
Warth v. Seldin, 422 U. S. 490
(1975);
Schlesinger v. Reservists to Stop the War,
418 U. S. 208
(1974);
United States v. Richardson, 418 U.
S. 166 (1974). This is not to suggest that such
undifferentiated claims should not be taken seriously by local
authorities. Indeed, the interest of an alert and interested
citizen is an essential element of an effective and fair
government, whether on the local, state, or national level.
[
Footnote 10] A federal
court, however,
Page 461 U. S. 112
is not the proper forum to press such claims unless the
requirements for entry and the prerequisites for injunctive relief
are satisfied.
We decline the invitation to slight the preconditions for
equitable relief; for as we have held, recognition of the need for
a proper balance between state and federal authority counsels
restraint in the issuance of injunctions against state officers
engaged in the administration of the States' criminal laws in the
absence of irreparable injury which is both great and immediate.
O'Shea, supra, at
414 U. S. 499;
Younger v. Harris, 401 U. S.
37,
401 U.S. 46
(1971).
Mitchum. v. Foster, 407 U.
S. 225 (1972), held that suits brought under 42 U.S.C.
§ 1983 are exempt from the flat ban against the issuance of
injunctions directed at state court proceedings, 28 U.S.C. §
2283. But this holding did not displace the normal principles of
equity, comity, and federalism that should inform the judgment of
federal courts when asked to oversee state law enforcement
authorities. In exercising their equitable powers, federal courts
must recognize "[t]he special delicacy of the adjustment to be
preserved between federal equitable power and State administration
of its own law."
Stefanelli v. Minard, 342 U.
S. 117,
342 U. S. 120
(1951);
O'Shea v. Littleton, supra, at
414 U. S. 500.
See also Rizzo v. Goode, 423 U.S. at
423 U. S. 380;
Cleary v. Bolger, 371 U. S. 392
(1963);
Wilson v. Schnettler, 365 U.
S. 381 (1961);
Pugach v. Dollinger,
365 U. S. 458
(1961). The Court of Appeals failed to apply these factors
properly, and therefore erred in finding that the District Court
had not abused its discretion in entering an injunction in this
case.
As we noted in
O'Shea, 414 U.S. at
414 U. S. 503,
withholding injunctive relief does not mean that the "federal law
will exercise
Page 461 U. S. 113
no deterrent effect in these circumstances." If Lyons has
suffered an injury barred by the Federal Constitution, he has a
remedy for damages under § 1983. Furthermore, those who
deliberately deprive a citizen of his constitutional rights risk
conviction under the federal criminal laws.
Ibid.
Beyond these considerations, the state courts need not impose
the same standing or remedial requirements that govern federal
court proceedings. The individual States may permit their courts to
use injunctions to oversee the conduct of law enforcement
authorities on a continuing basis. But this is not the role of a
federal court, absent far more justification than Lyons has
proffered in this case.
The judgment of the Court of Appeals is accordingly
Reversed.
[
Footnote 1]
The police control procedures at issue in this case are referred
to as "control holds," "chokeholds," "strangleholds," and "neck
restraints." All these terms refer to two basic control procedures:
the "carotid" hold and the "bar arm" hold. In the "carotid" hold,
an officer positioned behind a subject places one arm around the
subject's neck and holds the wrist of that arm with his other hand.
The officer, by using his lower forearm and bicep muscle, applies
pressure concentrating on the carotid arteries located on the sides
of the subject's neck. The "carotid" hold is capable of rendering
the subject unconscious by diminishing the flow of oxygenated blood
to the brain. The "bar arm" hold, which is administered similarly,
applies pressure at the front of the subject's neck. "Bar arm"
pressure causes pain, reduces the flow of oxygen to the lungs, and
may render the subject unconscious.
[
Footnote 2]
The order also gave judgment for the City on Count II insofar as
that Count rested on the First and Eighth Amendments, as well as on
Count VII, which sought a declaratory judgment that the City
Attorney was not authorized to prosecute misdemeanor charges. It
appears from the record on file with this Court that Counts III and
IV had previously been dismissed on motion, although they
reappeared in an amended complaint filed after remand from the
Court of Appeals.
[
Footnote 3]
By its terms, the injunction was to continue in force until the
court approved the training program to be presented to it. It is
fair to assume that such approval would not be given if the program
did not confine the use of the strangleholds to those situations in
which their use, in the view of the District Court, would be
constitutional. Because of successive stays entered by the Court of
Appeals and by this Court, the injunction has not gone into
effect.
[
Footnote 4]
The Board of Police Commissioners directed the Los Angeles
Police Department (LAPD) staff to use and assess the effectiveness
of alternative control techniques and report its findings to the
Board every two months. Prior to oral argument in this case, two
such reports had been submitted, but the Board took no further
action. On November 9, 1982, the Board extended the moratorium
until it had the "opportunity to review and evaluate" a third
report from the Police Department. Insofar as we are advised, the
third report has yet to be submitted.
[
Footnote 5]
Zwickler's conviction was reversed on state law grounds. 394
U.S. at
394 U. S.
105.
[
Footnote 6]
The City states in its brief that, on remand from the Court of
Appeals' first judgment, "[t]he parties agreed and advised the
district court that the respondent's damages claim could be severed
from his effort to obtain equitable relief." Brief for Petitioner
8, n. 7. Respondent does not suggest otherwise. This case,
therefore, as it came to us, is on all fours with
O'Shea,
and should be judged as such.
[
Footnote 7]
The centerpiece of JUSTICE MARSHALL's dissent is that Lyons had
standing to challenge the City's policy because, to recover
damages, he would have to prove that what allegedly occurred on
October 6, 1976, was pursuant to city authorization. We agree
completely that, for Lyons to succeed in his damages action, it
would be necessary to prove that what happened to him -- that is,
as alleged, he was choked without any provocation or legal excuse
whatsoever -- was pursuant to a city policy. For several reasons,
however, it does not follow that Lyons had standing to seek the
injunction prayed for in Count V.
First, Lyons alleges in Count II of his first amended complaint
that, on October 6, 1976, the officers were carrying out official
policies of the City. That allegation was incorporated by reference
in Count V. That policy, however, is described in paragraphs 20 and
23 of Count V as authorizing the use of chokeholds "in situations
where [the officers] are threatened by far less than deadly force."
This is not equivalent to the unbelievable assertion that the City
either orders or authorizes application of the chokeholds where
there is no resistance or other provocation.
Second, even if such an allegation is thought to be contained in
the complaint, it is belied by the record made on the application
for preliminary injunction.
Third, even if the complaint must be read as containing an
allegation that officers are authorized to apply the chokeholds
where there is no resistance or other provocation, it does not
follow that Lyons has standing to seek an injunction against the
application of the restraint holds in situations that he has not
experienced, as, for example, where the suspect resists arrest or
tries to escape but does not threaten the use of deadly force. Yet
that is precisely the scope of the injunction that Lyons prayed for
in Count V.
Fourth, and in any event, to have a case or controversy with the
City that could sustain Count V, Lyons would have to credibly
allege that he faced a realistic threat from the future application
of the City's policy. JUSTICE MARSHALL nowhere confronts this
requirement -- the necessity that Lyons demonstrate that he,
himself, will not only again be stopped by the police but will also
be choked without any provocation or legal excuse. JUSTICE MARSHALL
plainly does not agree with that requirement, and he was in dissent
in
O'Shea v. Littleton. We are at issue in that
respect.
[
Footnote 8]
As previously indicated,
supra, at
461 U. S. 98,
Lyons alleged that he feared he would be choked in any future
encounter with the police. The reasonableness of Lyons' fear is
dependent upon the likelihood of a recurrence of the allegedly
unlawful conduct. It is the
reality of the threat of
repeated injury that is relevant to the standing inquiry, not the
plaintiff's subjective apprehensions. The emotional consequences of
a prior act simply are not a sufficient basis for an injunction
absent a real and immediate threat of future injury by the
defendant. Of course, emotional upset is a relevant consideration
in a damages action.
[
Footnote 9]
The dissent notes that a LAPD training officer stated that the
police are authorized to employ the control holds whenever an
officer "feels" that there is about to be a bodily attack.
Post at
461 U. S. 118.
The dissent's emphasis on the word "
feels" apparently is
intended to suggest that LAPD officers are authorized to apply the
holds whenever they "feel" like it. If there is a distinction
between permitting the use of the holds when there is a "threat" of
serious bodily harm, and when the officer "feels" or believes there
is about to be a bodily attack, the dissent has failed to make it
clear. The dissent does not, because it cannot, point to any
written or oral pronouncement by the LAPD or any evidence showing a
pattern of police behavior that would indicate that the official
policy would permit the application of the control holds on a
suspect who was not offering, or threatening to offer, physical
resistance.
[
Footnote 10]
The City's memorandum suggesting a question of mootness informed
the Court that the use of the control holds had become "a major
civic controversy" and that in April and May 1982 "a spirited,
vigorous, and at times emotional debate" on the issue took place.
The result was the current moratorium on the use of the holds.
JUSTICE MARSHALL, with whom JUSTICE BRENNAN, JUSTICE BLACKMUN,
and JUSTICE STEVENS join, dissenting.
The District Court found that the city of Los Angeles authorizes
its police officers to apply life-threatening chokeholds to
citizens who pose no threat of violence, and that respondent,
Adolph Lyons, was subjected to such a chokehold. The Court today
holds that a federal court is without power to enjoin the
enforcement of the city's policy, no matter how flagrantly
unconstitutional it may be. Since no one can show that he will be
choked in the future, no one -- not even a person who, like Lyons,
has almost been choked to death -- has standing to challenge the
continuation of the policy. The city is free to continue the policy
indefinitely, as long as it is willing to pay damages for the
injuries and deaths that result. I dissent from this unprecedented
and unwarranted approach to standing.
There is plainly a "case or controversy" concerning the
constitutionality of the city's chokehold policy. The
constitutionality of that policy is directly implicated by Lyons'
claim for damages against the city. The complaint clearly
alleges
Page 461 U. S. 114
that the officer who choked Lyons was carrying out an official
policy, and a municipality is liable under 42 U.S.C. § 1983
for the conduct of its employees only if they acted pursuant to
such a policy.
Monell v. New York City Dept. of Social
Services, 436 U. S. 658,
436 U. S. 694
(1978). Lyons therefore has standing to challenge the city's
chokehold policy and to obtain whatever relief a court may
ultimately deem appropriate. None of our prior decisions suggests
that his requests for particular forms of relief raise any
additional issues concerning his standing. Standing has always
depended on whether a plaintiff has a "personal stake in the
outcome of the controversy,"
Baker v. Carr, 369 U.
S. 186,
369 U. S. 204
(1962), not on the "precise nature of the relief sought."
Jenkins v. McKeithen, 395 U. S. 411,
395 U. S. 423
(1969) (opinion of MARSHALL, J., joined by Warren, C.J., and
BRENNAN, J.).
I
A
Respondent Adolph Lyons is a 24-year-old Negro male who resides
in Los Angeles. According to the uncontradicted evidence in the
record, [
Footnote 2/1] at about 2
a.m. on October 6, 1976, Lyons was pulled over to the curb by two
officers of the Los Angeles Police Department (LAPD) for a traffic
infraction because one of his tail-lights was burned out. The
officers greeted him with drawn revolvers as he exited from his
car. Lyons was told to face his car and spread his legs. He did so.
He was then ordered to clasp his hands and put them on top of his
head. He again complied. After one of the officers completed a
patdown search, Lyons dropped his hands,
Page 461 U. S. 115
but was ordered to place them back above his head, and one of
the officers grabbed Lyons' hands and slammed them onto his head.
Lyons complained about the pain caused by the ring of keys he was
holding in his hand. Within 5 to 10 seconds, the officer began to
choke Lyons by applying a forearm against his throat. As Lyons
struggled for air, the officer handcuffed him, but continued to
apply the chokehold until he blacked out. When Lyons regained
consciousness, he was lying face down on the ground, choking,
gasping for air, and spitting up blood and dirt. He had urinated
and defecated. He was issued a traffic citation and released.
On February 7, 1977, Lyons commenced this action under 42 U.S.C.
§ 1983 against the individual officers and the city, alleging
violations of his rights under the Fourth, Eighth, and Fourteenth
Amendments to the Constitution and seeking damages and declaratory
and injunctive relief. He claimed that he was subjected to a
chokehold without justification, and that defendant officers were
"carrying out the official policies, customs and practices of the
Los Angeles Police Department and the City of Los Angeles." Count
II, 13. [
Footnote 2/2] These
allegations were included or incorporated in each of the Counts in
which the city was named as a defendant.
See Counts II
through VI. Lyons alleged that the city authorizes the use of
chokeholds "in innumerable situations where [the police] are not
threatened by the use of any deadly force whatsoever." Count V,
� 22.
Although the city instructs its officers that use of a chokehold
does not constitute deadly force, since 1975, no less than 16
persons have died following the use of a chokehold by
Page 461 U. S. 116
an LAPD police officer. Twelve have been Negro males. [
Footnote 2/3] The evidence submitted to the
District Court [
Footnote 2/4]
established that, for many years, it has been the official policy
of the city to permit police officers to employ chokeholds in a
variety of situations where they face no threat of violence. In
reported "altercations" between LAPD officers and citizens, the
chokeholds are used more frequently than any other means of
physical restraint. [
Footnote 2/5]
Between February, 1975, and July, 1980, LAPD officers applied
chokeholds on at least 975 occasions, which represented more than
three-quarters of the reported altercations. [
Footnote 2/6]
It is undisputed that chokeholds pose a high and unpredictable
risk of serious injury or death. Chokeholds are intended to bring a
subject under control by causing pain and rendering him
unconscious. Depending on the position of the officer's arm and the
force applied, the victim's voluntary
Page 461 U. S. 117
or involuntary reaction, and his state of health, an officer may
inadvertently crush the victim's larynx, trachea, or hyoid. The
result may be death caused by either cardiac arrest or
asphyxiation. [
Footnote 2/7] An
LAPD officer described the reaction of a person to being choked as
"do[ing] the chicken,"
Page 461 U. S. 118
Exh. 44, p. 93, in reference apparently to the reactions of a
chicken when its neck is wrung. The victim experiences extreme
pain. His face turns blue as he is deprived of oxygen, he goes into
spasmodic convulsions, his eyes roll back, his body wriggles, his
feet kick up and down, and his arms move about wildly.
Although there has been no occasion to determine the precise
contours of the city's chokehold policy, the evidence submitted to
the District Court provides some indications. LAPD Training Officer
Terry Speer testified that an officer is authorized to deploy a
chokehold whenever he "
feels that there's about to be a
bodily attack made on him." App. 31 (emphasis added). A training
bulletin states that "[c]ontrol holds . . . allow officers to
subdue
any resistance by the suspects." Exh. 47, p. 1
(emphasis added). In the proceedings below, the city characterized
its own policy as authorizing the use of chokeholds "
to gain
control of a suspect who is violently resisting the officer or
trying to escape,'" to "subdue any resistance by the
suspects," [Footnote 2/8] and to
permit an officer, "where . . . resisted, but not necessarily
threatened with serious bodily harm or death, . . . to subdue
a suspect who forcibly resists an officer." (Emphasis added.)
[Footnote 2/9]
The training given LAPD officers provides additional revealing
evidence of the city's chokehold policy. Officer
Page 461 U. S. 119
Speer testified that, in instructing officers concerning the use
of force, the LAPD does not distinguish between felony and
misdemeanor suspects. App. 379. Moreover, the officers are taught
to maintain the chokehold until the suspect goes limp,
id.
at 387; App. to Pet. for Cert. 51a, despite substantial evidence
that the application of a chokehold invariably induces a "flight or
flee" syndrome, producing an involuntary struggle by the victim
which can easily be misinterpreted by the officer as willful
resistance that must be overcome by prolonging the chokehold and
increasing the force applied.
See 461 U.S.
95fn2/7|>n. 7,
supra. In addition, officers are
instructed that the chokeholds can be safely deployed for up to
three or four minutes. App. 387-388; App. to Pet. for Cert. 48.
Robert Jarvis, the city's expert who has taught at the Los Angeles
Police Academy for the past 12 years, admitted that officers are
never told that the bar-arm control can cause death if applied for
just two seconds. App. 388. Of the nine deaths for which evidence
was submitted to the District Court, the average duration of the
choke where specified was approximately 40 seconds.
C
In determining the appropriateness of a preliminary injunction,
the District Court recognized that the city's policy is subject to
the constraints imposed by the Due Process Clause of the Fourteenth
Amendment. The court found that,
"[d]uring the course of this confrontation, said officers,
without provocation or legal justification, applied a
Department-authorized chokehold, which resulted in
injuries to plaintiff."
(Emphasis added.) The court found that the
"City of Los Angeles and the Department authorize the use of
these holds under circumstances where no one is threatened by death
or grievous bodily harm."
The court concluded that the use of the chokeholds constitutes
"deadly force," and that the city may not constitutionally
authorize the use of such force "in situations where death or
serious bodily harm is not threatened." On the basis of this
conclusion, the District Court entered
Page 461 U. S. 120
a preliminary injunction enjoining "the use of both the carotid
artery and bar arm holds under circumstances which do not threaten
death or serious bodily injury." [
Footnote 2/10] As the Court of Appeals noted,
"[a]ll the trial judge has done, so far, is to tell the city
that its police officers may not apply life-threatening
strangleholds to persons stopped in routine police work unless the
application of such force is necessary to prevent serious bodily
harm to an officer."
656 F.2d 417, 418 (1981).
II
At the outset, it is important to emphasize that Lyons'
entitlement to injunctive relief and his entitlement to an award of
damages both depend upon whether he can show that the city's
chokehold policy violates the Constitution. An indispensable
prerequisite of municipal liability under 42 U.S.C. § 1983 is
proof that the conduct complained of is attributable to an
unconstitutional official policy or custom.
Polk County v.
Dodson, 454 U. S. 312,
454 U. S. 326
(1981);
Monell v. New York City Dept. of Social Services,
436 U.S. at
436 U. S. 694.
It is not enough for a § 1983 plaintiff to show that the
employees or agents of a municipality have violated or will violate
the Constitution, for a municipality will not be held liable solely
on a theory of
respondeat superior. See Monell,
supra, at
436 U. S.
694.
The Court errs in suggesting that Lyons' prayer for injunctive
relief in Count V of his first amended complaint concerns a policy
that was not responsible for his injuries, and that therefore could
not support an award of damages.
Ante at
461 U. S.
106-107, n. 7. Paragraph 8 of the complaint alleges that
Lyons was choked "without provocation, legal justification or
excuse."
Page 461 U. S. 121
Paragraph 13 expressly alleges that
"[t]he Defendant Officers were carrying out
the official
policies, customs and practices of the Los Angeles Police
Department and the City of Los Angeles,"
and that, "
by virtue thereof, defendant City is liable
for the actions" of the officers. (Emphasis added.) These
allegations are incorporated in each of the Counts against the
city, including Count V.
There is no basis for the Court's assertion that Lyons has
failed to allege "that the City either orders or authorizes
application of the chokeholds where there is no resistance or other
provocation."
Ante at
461 U. S. 106,
n. 7. I am completely at a loss to understand how paragraphs 8 and
13 can be deemed insufficient to allege that the city's policy
authorizes the use of chokeholds without provocation. The Court
apparently finds Lyons' complaint wanting because, although it
alleges that he was choked without provocation and that the
officers acted pursuant to an official policy, it fails to allege
in haec verba that the city's policy authorizes the
choking of suspects without provocation. I am aware of no case
decided since the abolition of the old common law forms of action,
and the Court cites none, that in any way supports this crabbed
construction of the complaint. A federal court is capable of
concluding for itself that two plus two equals four. [
Footnote 2/11]
The Court also errs in asserting that, even if the complaint
sufficiently alleges that the city's policy authorizes the use of
chokeholds without provocation, such an allegation is, in any
event, "belied by the record made on the application for
preliminary injunction."
Ibid. This conclusion flatly
contradicts the District Court's express factual finding, which was
left undisturbed by the Court of Appeals, that the officers applied
a "
Department-authorized chokehold which resulted in
Page 461 U. S. 122
injuries to plaintiff." (Emphasis added.) The city does not
contend that this factual finding is clearly erroneous. [
Footnote 2/12]
In sum, it is absolutely clear that Lyons' requests for damages
and for injunctive relief call into question the constitutionality
of the city's policy concerning the use of chokeholds. If he does
not show that that policy is unconstitutional, he will be no more
entitled to damages than to an injunction.
III
Since Lyons' claim for damages plainly gives him standing, and
since the success of that claim depends upon a demonstration that
the city's chokehold policy is unconstitutional, it is beyond
dispute that Lyons has properly invoked the District Court's
authority to adjudicate the constitutionality of the city's
chokehold policy. The dispute concerning the constitutionality of
that policy plainly presents a "case or controversy" under Art.
III. The Court nevertheless holds that a federal court has no power
under Art. III to adjudicate Lyons' request, in the same lawsuit,
for injunctive relief with respect to that very policy. This
anomalous result is not supported either by precedent or by the
fundamental concern underlying the standing requirement. Moreover,
by fragmenting a single claim into multiple claims for particular
types of relief and requiring a separate showing of standing for
each form of relief, the decision today departs from this
Page 461 U. S. 123
Court's traditional conception of standing and of the remedial
powers of the federal courts.
A
It is simply disingenuous for the Court to assert that its
decision requires "[n]o extension" of
O'Shea v. Littleton,
414 U. S. 488
(1974), and
Rizzo v. Goode, 423 U.
S. 362 (1976).
Ante at
461 U. S. 105.
In contrast to this case
O'Shea and
Rizzo
involved disputes focusing solely on the threat of future injury
which the plaintiffs in those cases alleged they faced. In
O'Shea, the plaintiffs did not allege past injury and did
not seek compensatory relief. [
Footnote 2/13] In
Rizzo, the plaintiffs sought
only declaratory and injunctive relief, and alleged past instances
of police misconduct only in an attempt to establish the
substantiality of the threat of future injury. There was similarly
no claim for damages based on past injuries in
Ashcroft v.
Mattis, 431 U. S. 171
(1977), or
Golden v. Zwickler, 394 U.
S. 103 (1969), [
Footnote
2/14] on which the Court also relies.
Page 461 U. S. 124
These decisions do not support the Court's holding today. As the
Court recognized in
O'Shea, standing under Art. III is
established by an allegation of "
threatened or actual
injury.'" 414 U.S. at 414 U. S. 493,
quoting Linda R. S. v. Richard D., 410 U.
S. 614, 410 U. S. 617
(1973) (emphasis added). See also 414 U.S. at 414 U. S. 493,
n. 2. Because the plaintiffs in O'Shea, Rizzo, Mattis, and
Zwickler did not seek to redress past injury, their
standing to sue depended entirely on the risk of future injury they
faced. Apart from the desire to eliminate the possibility of future
injury, the plaintiffs in those cases had no other personal stake
in the outcome of the controversies.
By contrast, Lyons' request for prospective relief is coupled
with his claim for damages based on past injury. In addition to the
risk that he will be subjected to a chokehold in the future, Lyons
has suffered past injury. [
Footnote
2/15] Because he has a live claim for damages, he need not rely
solely on the threat of future injury to establish his personal
stake in the outcome of the controversy. [
Footnote 2/16] In the cases relied on by the
majority,
Page 461 U. S. 125
the Court simply had no occasion to decide whether a plaintiff
who has standing to litigate a dispute must clear a separate
standing hurdle with respect to each form of relief sought.
[
Footnote 2/17]
B
The Court's decision likewise finds no support in the
fundamental policy underlying the Art. III standing requirement --
the concern that a federal court not decide a legal issue if the
plaintiff lacks a sufficient
"personal stake in the outcome of the controversy as to assure
that concrete adverseness which sharpens the presentation of issues
upon which the court so largely depends for illumination of
difficult . . . questions."
Baker v. Carr, 369 U.S. at
369 U. S. 204.
As this Court stated in
Flast v. Cohen, 392 U. S.
83,
392 U. S. 101
(1968),
"the question of standing is related only to whether the dispute
sought to be adjudicated will be presented in an adversary context
and in a form historically viewed as capable of judicial
resolution."
See also Valley Forge Christian
College v.
Page 461 U. S. 126
Americans United for Separation of Church and State,
454 U. S. 464,
454 U. S. 472
(1982) (standing requirement ensures that "the legal questions
presented to the court will be resolved, not in the rarified
atmosphere of a debating society, but in a concrete factual context
conducive to a realistic appreciation of the consequences of
judicial action").
Because Lyons has a claim for damages against the city, and
because he cannot prevail on that claim unless he demonstrates that
the city's chokehold policy violates the Constitution, his personal
stake in the outcome of the controversy adequately assures an
adversary presentation of his challenge to the constitutionality of
the policy. [
Footnote 2/18]
Moreover, the resolution of this challenge will be largely
dispositive of his requests for declaratory and injunctive relief.
No doubt the requests for injunctive relief may raise additional
questions. But these questions involve familiar issues relating to
the appropriateness of particular forms of relief, and have never
been thought to implicate a litigant's standing to sue. The denial
of standing separately to seek injunctive relief therefore cannot
be justified by the basic concern underlying the Art. III standing
requirement. [
Footnote 2/19]
Page 461 U. S. 127
C
By fragmenting the standing inquiry and imposing a separate
standing hurdle with respect to each form of relief sought, the
decision today departs significantly from this Court's traditional
conception of the standing requirement and of the remedial powers
of the federal courts. We have never required more than that a
plaintiff have standing to litigate a claim. Whether he will be
entitled to obtain particular forms of relief should he prevail has
never been understood to be an issue of standing. In determining
whether a plaintiff has standing, we have always focused on his
personal stake in the outcome of the controversy, not on the issues
sought to be litigated,
Flast v. Cohen, supra, at
392 U. S. 99, or
the "precise nature of the relief sought."
Jenkins v.
McKeithen, 395 U.S. at
395 U. S. 423
(opinion of MARSHALL, J., joined by Warren, C.J., and BRENNAN,
J.).
Page 461 U. S. 128
1
Our cases uniformly state that the touchstone of the Art. III
standing requirement is the plaintiff's personal stake in the
underlying dispute, not in the particular types of relief sought.
Once a plaintiff establishes a personal stake in a dispute, he has
done all that is necessary to "invok[e] the court's authority . . .
to challenge the action sought to be adjudicated."
Valley Forge
Christian College v. Americans United for Separation of Church and
State, supra, at
454 U. S.
471-472.
See, e.g., Flast v. Cohen, 392 U.S. at
392 U. S. 101
(stake in "the dispute to be adjudicated in the lawsuit");
Eisenstadt v. Baird, 405 U. S. 438,
405 U. S. 443
(1972) (plaintiff must have "sufficient interest in challenging the
statute's validity").
The personal stake of a litigant depends, in turn, on whether he
has alleged a legally redressable injury. In determining whether a
plaintiff has a sufficient personal stake in the outcome of a
controversy, this Court has asked whether he "personally has
suffered some actual
or threatened injury,"
Gladstone,
Realtors v. Village of Bellwood, 441 U. S.
91,
441 U. S. 99
(1979) (emphasis added), whether the injury "fairly can be traced
to the challenged action,"
Simon v. Eastern Kentucky Welfare
Rights Org., 426 U. S. 26,
426 U. S. 41
(1976), and whether plaintiff's injury "is likely to be redressed
by a favorable decision."
Id. at
426 U. S. 38.
See also Duke Power Co. v. Carolina Environmental Study Group,
Inc., 438 U. S. 59,
438 U. S. 74
(1978);
Warth v. Seldin, 422 U. S. 490,
422 U. S. 508
(1975). These well-accepted criteria for determining whether a
plaintiff has established the requisite personal stake do not
fragment the standing inquiry into a series of discrete questions
about the plaintiff's stake in each of the particular types of
relief sought. Quite the contrary, they ask simply whether the
plaintiff has a sufficient stake in seeking a judicial resolution
of the controversy.
Lyons has alleged past injury and a risk of future injury and
has linked both to the city's chokehold policy. Under established
principles, the only additional question in determining
Page 461 U. S. 129
standing under Art. III is whether the injuries he has alleged
can be remedied or prevented by
some form of judicial
relief. Satisfaction of this requirement ensures that the lawsuit
does not entail the issuance of an advisory opinion without the
possibility of any judicial relief, and that the exercise of a
court's remedial powers will actually redress the alleged injury.
[
Footnote 2/20] Therefore, Lyons
needs to demonstrate only that, should he prevail on the merits,
"the exercise of the Court's remedial powers would redress the
claimed injuries."
Duke Power Co., supra, at
438 U. S. 74.
See also Warth v. Seldin, supra, at
422 U. S. 508;
Simon, supra, at
426 U. S. 38.
Lyons has easily made this showing here, for monetary relief would
plainly provide redress for his past injury, and prospective relief
would reduce the likelihood of any future injury. Nothing more has
ever been required to establish standing.
The Court's decision turns these well-accepted principles on
their heads by requiring a separate standing inquiry with
Page 461 U. S. 130
respect to each request for relief. Until now, questions
concerning remedy were relevant to the threshold issue of standing
only in the limited sense that some relief must be possible. The
approach adopted today drastically alters the inquiry into remedy
that must be made to determine standing.
2
The Court's fragmentation of the standing inquiry is also
inconsistent with the way the federal courts have treated remedial
issues since the merger of law and equity. The federal practice has
been to reserve consideration of the appropriate relief until after
a determination of the merits, not to foreclose certain forms of
relief by a ruling on the pleadings. The prayer for relief is no
part of the plaintiff's cause of action.
See 2A J. Moore
& J. Lucas, Moore's Federal Practice 118.18, p. 8-216, and n.
13 (1983) (Moore), and cases cited therein; C. Wright, A. Miller,
& M. Kane, Federal Practice and Procedure § 2664 (1983)
(Wright, Miller, & Kane). Rather,
"[the usual rule is] that, where legal rights have been invaded
and a federal statute provides for a general right to sue for such
invasion, federal courts may use any available remedy to make good
the wrong done."
Bell v. Hood, 327 U. S. 678,
327 U. S. 684
(1946) (footnote omitted).
Rule 54(c) of the Federal Rules of Civil Procedure specifically
provides that
"every final judgment shall grant the relief to which the party
in whose favor it is rendered is entitled, even if the party has
not demanded such relief in his pleadings."
The question whether a plaintiff has stated a claim turns not on
"whether [he] has asked for the proper remedy, but whether he is
entitled to
any remedy." (Emphasis added.) Wright, Miller,
& Kane § 2664. This is fully consistent with the approach
taken in our standing cases.
Supra at
461 U. S.
128-129 and this page, and
461 U.S.
95fn2/20|>n. 20.
The Court provides no justification for departing from the
traditional treatment of remedial issues and demanding a separate
threshold inquiry into each form of relief a plaintiff seeks. It is
anomalous to require a plaintiff to demonstrate
Page 461 U. S. 131
"standing" to seek each particular form of relief requested in
the complaint when, under Rule 54(c), the remedy to which a party
may be entitled need not even be demanded in the complaint.
[
Footnote 2/21]
See Holt
Civic Club v. Tuscaloosa, 439 U. S. 60,
439 U. S. 65-66
(1978);
Albemarle Paper Co. v. Moody, 422 U.
S. 405,
422 U. S. 424
(1975). The traditional federal practice is a sound one. Even if it
appears highly unlikely at the outset of a lawsuit that a plaintiff
will establish that he is entitled to a particular remedy, there
are dangers inherent in any doctrine that permits a court to
foreclose any consideration of that remedy by ruling on the
pleadings that the plaintiff lacks standing to seek it. A court has
broad discretion to grant appropriate equitable relief to protect a
party who has been injured by unlawful conduct, as well as members
of the class, from future injury that may occur if the wrongdoer is
permitted to continue his unlawful actions. Where, as here, a
plaintiff alleges both past injury and a risk of future injury and
presents a concededly substantial claim that a defendant is
implementing an unlawful policy, it will rarely be easy to decide
with any certainty at the outset of a lawsuit that no equitable
relief would be appropriate under any conceivable set of facts that
he might establish in support of his claim.
In sum, the Court's approach to standing is wholly inconsistent
with well-established standing principles, and clashes with our
longstanding conception of the remedial powers of a court and what
is necessary to invoke the authority of a court to resolve a
particular dispute.
IV
Apart from the question of standing, the only remaining question
presented in the petition for certiorari is whether
Page 461 U. S. 132
the preliminary injunction issued by the District Court must be
set aside because it "constitute[s] a substantial interference in
the operation of a municipal police department." Pet. for Cert. i.
[
Footnote 2/22] In my view, it
does not.
In the portion of its brief concerning this second question, the
city argues that the District Court ignored the principles of
federalism set forth in
Rizzo v. Goode, 423 U.
S. 362 (1976). Brief for Petitioner 40-47. The city's
reliance on
Rizzo is misplaced. That case involved an
injunction which "significantly revis[ed] the internal procedures
of the Philadelphia police department." 423 U.S. at
423 U. S. 379.
The injunction required the police department to adopt "
a
comprehensive program for dealing adequately with civilian
complaints,'" to be formulated in accordance with extensive
"guidelines" established by the District Court. Id. at
423 U. S. 369,
quoting Council of Organizations on Phila. Police A. & R.
v. Rizzo, 357 F.
Supp. 1289, 1321 (1973). Those guidelines specified detailed
revisions of police manuals and rules of procedure, as well as the
adoption of specific procedures for processing, screening,
investigating, and adjudicating citizen complaints. In addition,
the District Court supervised the implementation of the
comprehensive program, issuing detailed orders concerning the
posting and distribution of the revised police procedures and the
drawing up of a "Citizen's Complaint Report" in a format designated
by the court. The District Court also reserved jurisdiction to
review the progress of the police department. 423 U.S. at
423 U. S. 365,
n. 2. This Court concluded that the sweeping nature of the
injunctive relief was inconsistent with "the principles of
federalism." Id. at 423 U. S.
380.
Page 461 U. S. 133
The principles of federalism simply do not preclude the limited
preliminary injunction issued in this case. Unlike the permanent
injunction at issue in
Rizzo, the preliminary injunction
involved here entails no federal supervision of the LAPD's
activities. The preliminary injunction merely forbids the use of
chokeholds absent the threat of deadly force, permitting their
continued use where such a threat does exist. This limited ban
takes the form of a preventive injunction, which has traditionally
been regarded as the least intrusive form of equitable relief.
Moreover, the city can remove the ban by obtaining approval of a
training plan. Although the preliminary injunction also requires
the city to provide records of the uses of chokeholds to respondent
and to allow the court access to such records, this requirement is
hardly onerous, since the LAPD already maintains records concerning
the use of chokeholds.
A district court should be mindful that "federal court
intervention in the daily operation of a large city's police
department . . . is undesirable, and to be avoided if at all
possible."
Rizzo, supra, at
423 U. S. 381
(BLACKMUN, J., dissenting). [
Footnote
2/23] The modest interlocutory relief granted in this case
differs markedly, however, from the intrusive injunction involved
in
Rizzo, and simply does not implicate the federalism
concerns
Page 461 U. S. 134
that arise when a federal court undertakes to "supervise the
functioning of the police department." 423 U.S. at
423 U. S.
380.
V
Apparently because it is unwilling to rely solely on its
unprecedented rule of standing, the Court goes on to conclude that,
even if Lyons has standing, "[t]he equitable remedy is
unavailable."
Ante at
461 U. S. 111.
The Court's reliance on this alternative ground is puzzling for two
reasons.
If, as the Court says, Lyons lacks standing under Art. III, the
federal courts have no power to decide his entitlement to equitable
relief on the merits. Under the Court's own view of Art. III, the
Court's discussion in
461 U. S.
In addition, the question whether injunctive relief is available
under equitable principles is simply not before us. We granted
certiorari only to determine whether Lyons has standing, and
whether, if so, the preliminary injunction must be set aside
because it constitutes an impermissible interference in the
operation of a municipal police department. We did not grant
certiorari to consider whether Lyons satisfies the traditional
prerequisites for equitable relief.
See 461 U.S.
95fn2/22|>n. 22,
supra.
Even if the issue had been properly raised, I could not agree
with the Court's disposition of it. With the single exception of
Rizzo v. Goode, supra, [
Footnote 2/24] all of the cases relied on by the Court
concerned injunctions against state criminal proceedings. The rule
of
Younger v. Harris, 401 U. S. 37
(1971), that such injunctions can be issued only in extraordinary
circumstances in which the threat of injury is "great and
immediate,"
id. at
401
U.S. 46, reflects the venerable rule that equity will not
enjoin a criminal prosecution, the fact that constitutional
Page 461 U. S. 135
defenses can be raised in such a state prosecution, and an
appreciation of the friction that injunctions against state
judicial proceedings may produce.
See ibid.; Steffel v.
Thompson, 415 U. S. 452,
415 U. S. 462
(1974); 28 U.S.C. § 2283.
Our prior decisions have repeatedly emphasized that where an
injunction is not directed against a state criminal or
quasi-criminal proceeding, "the relevant principles of equity,
comity, and federalism" that underlie the
Younger doctrine
"have little force."
Steffel v. Thompson, supra, at
415 U. S. 462,
citing
Lake Carriers' Assn. v. MacMullan, 406 U.
S. 498,
406 U. S. 509
(1972). Outside the special context in which the
Younger
doctrine applies, we have held that the appropriateness of
injunctive relief is governed by traditional equitable
considerations.
See Doran v. Salem Inn, Inc., 422 U.
S. 922,
422 U. S. 930
(1975). Whatever the precise scope of the
Younger doctrine
may be, the concerns of comity and federalism that counsel
restraint when a federal court is asked to enjoin a state criminal
proceeding simply do not apply to an injunction directed solely at
a police department.
If the preliminary injunction granted by the District Court is
analyzed under general equitable principles, rather than the more
stringent standards of
Younger v. Harris, it becomes
apparent that there is no rule of law that precludes equitable
relief and requires that the preliminary injunction be set aside.
"In reviewing such interlocutory relief, this Court may only
consider whether issuance of the injunction constituted an abuse of
discretion."
Brown v. Chote, 411 U.
S. 452,
411 U. S. 47
(1973).
The District Court concluded, on the basis of the facts before
it, that Lyons was choked without provocation pursuant to an
unconstitutional city policy.
Supra at
461 U. S. 119.
Given the necessarily preliminary nature of its inquiry, there was
no way for the District Court to know the precise contours of the
city's policy or to ascertain the risk that Lyons, who had alleged
that the policy was being applied in a discriminatory manner, might
again be subjected to a chokehold. But in view of the Court's
conclusion that the unprovoked choking of
Page 461 U. S. 136
Lyons was pursuant to a city policy, Lyons has satisfied "the
usual basis for injunctive relief,
that there exists some
cognizable danger of recurrent violation.'" Rondeau v. Mosinee
Paper Corp., 422 U. S. 49,
422 U. S. 59
(1975), quoting United States v. W. T. Grant Co.,
345 U. S. 629,
345 U. S. 633
(1953). The risk of serious injuries and deaths to other citizens
also supported the decision to grant a preliminary injunction.
Courts of equity have much greater latitude in granting injunctive
relief "in furtherance of the public interest than . . . when only
private interests are involved." Virginian R. Co. v. Railway
Employees, 300 U. S. 515,
300 U. S. 552
(1937). See Wright, Miller, & Kane § 2948; 7
Moore � 65.04[1]. In this case, we know that the District
Court would have been amply justified in considering the risk to
the public, for after the preliminary injunction was stayed, five
additional deaths occurred prior to the adoption of a moratorium.
See 461 U.S.
95fn2/3|>n. 3, supra. Under these circumstances, I
do not believe that the District Court abused its
discretion.
Indeed, this Court has approved of a decision that directed
issuance of a
permanent injunction in a similar situation.
See Lankford v. Gelston, 364 F.2d 197 (CA4 1966), cited
with approval in
Allee v. Medrano, 416 U.
S. 802,
416 U. S. 816,
n. 9 (1974).
See 461 U.S.
95fn2/15|>n. 15,
supra. In
Lankford,
citizens whose houses had been searched solely on the basis of
uncorroborated, anonymous tips sought injunctive relief. The Fourth
Circuit, sitting en banc, held that the plaintiffs were entitled to
an injunction against enforcement of the police department policy
authorizing such searches, even though there was no evidence that
their homes would be searched in the future. Lyons is no less
entitled to seek injunctive relief. To hold otherwise is to
vitiate
"one of the most valuable features of equity jurisdiction, to
anticipate and prevent a threatened injury, where the damages would
be insufficient or irreparable."
Vicksburg Waterworks Co. v. Vicksburg, 185 U. S.
65,
185 U. S. 82
(1902).
Page 461 U. S. 137
Here it is unnecessary to consider the propriety of a permanent
injunction. The District Court has simply sought to protect Lyons
and other citizens of Los Angeles pending a disposition of the
merits. It will be time enough to consider the propriety of a
permanent injunction when and if the District Court grants such
relief.
VI
The Court's decision removes an entire class of constitutional
violations from the equitable powers of a federal court. It
immunizes from prospective equitable relief any policy that
authorizes persistent deprivations of constitutional rights as long
as no individual can establish with substantial certainty that he
will be injured, or injured again, in the future. THE CHIEF JUSTICE
asked in
Bivens v. Six Unknown Fed. Narcotics Agents,
403 U. S. 388,
403 U. S. 419
(1971) (dissenting opinion), "what would be the judicial response
to a police order authorizing
shoot to kill' with respect to
every fugitive"? His answer was that it would be "easy to predict
our collective wrath and outrage." Ibid. We now learn that
wrath and outrage cannot be translated into an order to cease the
unconstitutional practice, but only an award of damages to those
who are victimized by the practice and live to sue, and to the
survivors of those who are not so fortunate. Under the view
expressed by the majority today, if the police adopt a policy of
"shoot to kill," or a policy of shooting 1 out of 10 suspects, the
federal courts will be powerless to enjoin its continuation.
Cf. Linda R. S. v. Richard D., 410 U.S. at 410 U. S. 621
(WHITE, J., dissenting). The federal judicial power is now limited
to levying a toll for such a systematic constitutional
violation.
[
Footnote 2/1]
The following summary of the evidence is taken from Lyons'
deposition and his "Notice of Application and Application for
Preliminary Injunction and Declaratory Relief; Points and
Authorities," pp. 3-1. Although petitioner's answer contains a
general denial of the allegations set forth in the complaint,
petitioner has never presented any evidence to challenge Lyons'
account. Brief for Petitioner 8.
[
Footnote 2/2]
Count I of the first amended complaint also stated a claim
against the individual officers for damages. � 8.
[
Footnote 2/3]
Thus, in a city where Negro males constitute 9% of the
population, they have accounted for 75% of the deaths resulting
from the use of chokeholds. In addition to his other allegations,
Lyons alleged racial discrimination in violation of the Equal
Protection Clause of the Fourteenth Amendment. �� 10,
15, 23, 24, 25, 30.
Of the 16 deaths, 10 occurred prior to the District Court's
issuance of the preliminary injunction, although at that time the
parties and the court were aware of only 9. On December 24, 1980,
the Court of Appeals stayed the preliminary injunction pending
appeal. Four additional deaths occurred during the period prior to
the grant of a further stay pending filing and disposition of a
petition for certiorari,
453 U. S. 1308
(1981) (REHNQUIST, J., in chambers), and two more deaths occurred
thereafter.
[
Footnote 2/4]
Lyons' motion for a preliminary injunction was heard on
affidavits, depositions, and government records.
[
Footnote 2/5]
Statement of Officer Pascal K. Dionne (officer-in-charge of the
Physical Training and Self-Defense Unit of the LAPD), App.
240-241.
[
Footnote 2/6]
Statement of Officer Pascal K. Dionne,
id. at 259.
These figures undoubtedly understate the frequency of the use of
chokeholds, since, as Officer Dionne, a witness for the city,
testified, the figures compiled do not include all altercations
between police officers and citizens.
Id. at 241. Officer
Dionne's statement does not define "altercation," and does not
indicate when "altercation reports" must be filed by an
officer.
The city does not maintain a record of injuries to suspects.
[
Footnote 2/7]
The physiological effects of the chokeholds were described as
follows by Dr. A. Griswold, an expert in pathology (
id. at
364-367):
"From a medical point of view, the bar arm control is extremely
dangerous in an unpredictable fashion. Pressure from a locked
forearm across the neck sufficient to compress and close the
trachea, applied for a sufficient period of time to cause
unconsciousness from asphyxia must, to an anatomical certainty,
also result in . . . a very high risk of a fractured hyoid bone or
crushed larynx. The risk is substantial, but at the same time,
unpredictable."
"It depends, for one thing, on which vertical portion of the
neck the forearm pressure is exerted. . . ."
"Another factor contributing to unpredictability is the reaction
of the victim. . . . [The] pressure exerted in a bar arm control .
. . can result in a laryngeal spasm or seizure which simply shuts
off the trachial air passage, leading to death by asphyxiation.
Also, it must result in transmission to the brain of nerve messages
that there is immediate, acute danger of death. This transmission
immediately sets up a
flight or flee' syndrome wherein the body
reacts violently to save itself or escape. Adrenalin output
increases enormously; blood oxygen is switched to muscles, and
strong, violent struggle ensues which is to a great extent
involuntary. From a medical point of view, there would be no way to
distinguish this involuntary death struggle from a willful,
voluntary resistance. Thus, an instruction to cease applying the
hold when "resistance ceases" is meaningless."
"This violent struggle . . . increases the risk of permanent
injury or death to the victim. This reserve may already be in a
state of reduction by reason of cardiac, respiratory or other
disease."
"The LAPD [operates under a] misconception . . . that the length
of time for applying the hold is the sole measure of risk. This is
simply not true. If sufficient force is applied, the larynx can be
crushed or hyoid fractured, with death ensuing, in seconds. An
irreversible laryngeal spasm can also occur in seconds."
"From a medical point of view, the carotid control is extremely
dangerous in a manner that is at least as equally unpredictable as
the bar arm control."
". . . When applied with sufficient pressure, this control will
crush the carotid sheath against the bony structure of the neck,
foreseeably shutting down the supply of oxygenated blood to the
brain and leading to unconsciousness in approximately 10 to 15
seconds."
"However, pressure on both carotid sheaths also results in
pressure, if inadvertent or unintended, on both of the vagus
nerves. The vagus nerves (right and left) arise in the brain and
are composed of both sensory and motor fibers. . . . Stimulation of
these nerves by pressure can activate reflexes within the vagus
system that can result in immediate heart stoppage (cardiac
arrest). . . . There is also evidence that cardiac arrest can
result from simultaneous pressure on both vagus nerves, regardless
of the intensity or duration of the pressure."
[
Footnote 2/8]
City's Opposition to Application for Preliminary Injunction, No.
770420 (CD Cal.), pp. 26, 30.
[
Footnote 2/9]
Brief in Opposition to Motion to Stay, in No. A-230 (CD Cal.),
p. 4.
[
Footnote 2/10]
The preliminary injunction provided that the city itself could
lift the injunction by obtaining court approval of a training
program, and also required the city to keep records of all uses of
chokeholds and to make those records available.
The District Court refrained from determining the precise nature
of the city's policy, given the limited nature of its inquiry at
the preliminary injunction stage.
Brown v. Chote,
411 U. S. 452,
411 U. S. 456
(1973).
[
Footnote 2/11]
Contrary to the Court's suggestion,
ante at
461 U. S.
106-107, n. 7, there is clearly no inconsistency between
the allegation in paragraph 8 of the complaint that Lyons was
choked "without provocation, legal justification or excuse" and the
allegations that the city authorizes chokeholds "in situations
where [officers] are threatened by far less than deadly force."
�� 20, 23.
[
Footnote 2/12]
Even if the issue were properly before us, I could not agree
that this Court should substitute its judgment for that of the
District Court. One of the city's own training officers testified
that an officer is authorized to use a chokehold whenever he "feels
that there's about to be a bodily attack made on him." App. 381.
This testimony indicates that an officer is authorized to use a
chokehold whenever he subjectively perceives a threat, regardless
of whether the suspect has done anything to provide an objective
basis for such a perception. The District Court's finding is not
refuted by the statement of the city's policy which is set forth in
an LAPD manual,
ante at
461 U. S. 110,
for municipal liability under § 1983 may be predicated on
proof of an official custom whether or not that custom is embodied
in a formal policy.
Monell v. New York City Dept. of Social
Services, 436 U. S. 658,
436 U. S. 694
(1978).
[
Footnote 2/13]
Although counsel for the plaintiffs in
O'Shea suggested
at oral argument that certain plaintiffs had been exposed to
illegal conduct in the past, in fact,
"[n]o damages were sought against the petitioners . . . , nor
were any specific instances involving the individually named
respondents set forth in the claim against these judicial
officers."
414 U.S. at
414 U. S. 492.
The Court referred to the absence of past injury repeatedly.
See id. at
414 U. S. 492,
414 U. S. 495,
and n. 3.
[
Footnote 2/14]
The plaintiff in
Mattis did originally seek damages,
but after the District Court found that the defendant officers were
shielded by the good faith immunity, he pursued only prospective
relief. Although we held that the case had been mooted by the
elimination of the damages claim, we in no way suggested that the
plaintiff's requests for declaratory and injunctive relief could
not have been entertained had his damages claim remained viable. We
held only that, where a plaintiff's
"primary claim of a present interest in the controversy is that
he will obtain emotional satisfaction from a ruling that his son's
death was wrongful,"
431 U.S. at
431 U. S. 172
(footnote omitted), he does not have the personal stake in the
outcome required by Art. III. In
Zwickler, the plaintiff
did not even allege that he would or might run for office again; he
merely asserted that he "can be
a candidate for Congress
again.'" 394 U.S. at 394 U. S. 109.
We held that this mere logical possibility was insufficient to
present an actual controversy.
[
Footnote 2/15]
In
Lankford v. Gelston, 364 F.2d 197 (1966) (en banc),
which we cited with approval in
Allee v. Medrano,
416 U. S. 802,
416 U. S. 816,
n. 9 (1974), the Fourth Circuit found standing on facts
indistinguishable from this case. In
Lankford, the Court
of Appeals held that four Negro families who had been subjected to
an illegal house search were entitled to seek injunctive relief
against the Baltimore Police Department's policy of conducting
wholesale searches based only on uncorroborated anonymous tips,
even though the plaintiffs there did not claim that they were more
likely than other Negro residents of the city to be subjected to an
illegal search in the future.
[
Footnote 2/16]
In
O'Shea itself, the Court suggested that the absence
of a damages claim was highly pertinent to its conclusion that the
plaintiff had no standing. The Court noted that plaintiffs' "claim
for relief against the State's Attorney[,] where specific instances
of misconduct with respect to particular individuals
are
alleged," 414 U.S. at
414 U. S. 495
(emphasis added), stood in "sharp contrast" to their claim for
relief against the magistrate and judge, which did not contain
similar allegations. The plaintiffs did seek damages against the
State's Attorney.
See Spomer v. Littleton, 414 U.
S. 514,
414 U. S. 518
n. 5 (1974). Like the claims against the State's Attorney in
O'Shea, Lyons' claims against the city allege both past
injury and the risk of future injury. Whereas, in
O'Shea,
the Court acknowledged the significance for standing purposes of
past injury, the Court today inexplicably treats Lyons' past injury
for which he is seeking redress as wholly irrelevant to the
standing inquiry before us.
[
Footnote 2/17]
The Court's reliance on
Rizzo is misplaced for another
reason. In
Rizzo, the Court concluded that the evidence
presented at trial failed to establish an
"affirmative link between the occurrence of the various
incidents of police misconduct and the adoption of any plan or
policy by [defendants]."
423 U.S. at
423 U. S. 371.
Because the misconduct being challenged was, in the Court's view,
the result of the behavior of unidentified officials not named as
defendants, rather than any policy of the named defendants -- the
City Managing Director, and the Police Commissioner,
id.
at
423 U. S. 372
-- the Court had "serious doubts" whether a case or controversy
existed between the plaintiffs and those defendants. Here, by
contrast, Lyons has clearly established a case or controversy
between himself and the city concerning the constitutionality of
the city's policy.
See supra at
461 U. S.
120-122. In
Rizzo, the Court specifically
distinguished those cases where a case or controversy was found to
exist because of the existence of an official policy responsible
for the past or threatened constitutional deprivations. 423 U.S. at
423 U. S.
373-374, distinguishing
Hague v. CIO,
307 U. S. 496
(1939);
Allee v. Medrano, 416 U.
S. 802 (1974);
Lankford v. Gelston, supra.
[
Footnote 2/18]
It is irrelevant that the District Court has severed Lyons'
claim for damages from his claim for injunctive relief.
Ante at
461 U. S. 105,
n. 6. If the District Court, in deciding whether to issue an
injunction, upholds the city's policy against constitutional
attack, this ruling will be
res judicata with respect to
Lyons' claim for damages. The severance of the claims therefore
does not diminish Lyons' incentive to establish the
unconstitutionality of the policy.
It is unnecessary to decide here whether the standing of a
plaintiff who alleges past injury that is legally redressable
depends on whether he specifically seek damages.
See Lankford
v. Gelston, supra, (plaintiffs who did not seek damages
permitted to seek injunctive relief based on past injury).
See 461 U.S.
95fn2/15|>n. 15,
supra.
[
Footnote 2/19]
The Court errs in asserting that Lyons has no standing to seek
injunctive relief because the injunction prayed for in Count V
reaches suspects who, unlike Lyons, offer resistance or attempt to
escape.
Ante at
461 U. S.
106-107, n. 7. Even if a separate inquiry into Lyons'
standing to seek injunctive relief, as opposed to damages, were
appropriate, and even if he had no standing to seek the entire
injunction he requests, it would not follow that he had no standing
to seek any injunctive relief. Even under the Court's view, Lyons
presumably would have standing to seek to enjoin the use of
chokeholds without provocation. There would therefore be no
justification for reversing the judgment below in its entirety.
The Court's reliance on the precise terms of the injunction
sought in Count V is also misplaced for a more fundamental reason.
Whatever may be said for the Court's novel rule that a separate
showing of standing must be made for each form of relief requested,
the Court is simply wrong in assuming that the scope of the
injunction prayed for raises a question of standing. A litigant is
entitled to advance any substantive legal theory which would
entitle him to relief. Lyons' entitlement to relief may ultimately
rest on the principle that a municipality may not authorize the use
of chokeholds absent a threat of deadly force. This principle,
which the District Court tentatively embraced in issuing the
preliminary injunction, would support the entire injunction sought
in Count V. Alternatively, Lyons' entitlement to relief may rest on
some narrower theory. If Lyons prevails, the appropriateness of the
injunction prayed for in Count V will depend on the legal principle
upon which the District Court predicates its decision. It may well
be judicious for the District Court, in the exercise of its
discretion, to rest its decision on a theory that would not support
the full scope of the injunction that Lyons requests. But this has
nothing whatsoever to do with Lyons' standing.
[
Footnote 2/20]
This limited inquiry into remedy, which addresses two
jurisdictional concerns, provides no support for the
Court's requirement that standing be separately demonstrated with
respect to each particular form of relief sought. First, a court
must have the power to fashion
some appropriate remedy.
This concern, an aspect of the more general case-or-controversy
requirement, reflects the view that the adjudication of rights
which a court is powerless to enforce is tantamount to an advisory
opinion.
See Aetna Life Ins. Co. v. Haworth, 300 U.
S. 227,
300 U. S. 241
(1937) ("[The controversy] must be a real and substantial [one]
admitting of specific relief through a decree of a
conclusive character, as distinguished from an opinion advising
what the law would be upon a hypothetical state of facts")
(emphasis added). Second, a court must determine that there is an
available remedy which will have a "substantial probability,"
Warth v. Seldin, 422 U. S. 490,
422 U. S. 508
(1975), of redressing the plaintiff's injury. This latter concern
is merely a recasting of the causal nexus,
supra at
461 U. S. 128,
that must exist between the alleged injury and the action being
challenged, and ensures that the granting of judicial relief will
not be an exercise in futility.
See Duke Power Co. v. Carolina
Environmental Study Group, 438 U. S. 59,
438 U. S. 74
(1978). These considerations are summarized by the requirement that
a plaintiff need only allege an injury that is "legally
redress
able."
Jenkins v. McKeithen, 395 U.
S. 411,
395 U. S. 424
(1969) (emphasis added).
[
Footnote 2/21]
It is not clear from the Court's opinion whether the District
Court is wholly precluded from granting
any form of
declaratory or injunctive relief, even if it ultimately holds that
Lyons should prevail on his claim for damages against the city on
the ground that the city's chokehold policy is unconstitutional and
is responsible for his injury.
[
Footnote 2/22]
Question 1 of the petition raised the question of Lyons'
standing. Question 2 of the petition states:
"Does a federal court order constitute a substantial
interference in the operation of a municipal police department
where it (a) modifies policies concerning use of force and (b)
takes control of such department's training and reporting systems
relative to a particular force technique?"
[
Footnote 2/23]
Of course, municipalities may be enjoined under § 1983,
Monell v. New York City Dept. of Social Service,
436 U. S. 658
(1978), and this Court has approved of the issuance of injunctions
by federal courts against state or municipal police departments
where necessary to prevent the continued enforcement of
unconstitutional official policies.
See, e.g., Allee v.
Medrano, 416 U. S. 802
(1974);
Hague v. CIO, 307 U. S. 496
(1939);
Lankford v. Gelton, 364 F.2d 197 (CA4 1966) (en
banc), cited with approval in
Allee, supra, at
416 U. S. 816.
Although federalism concerns are relevant in fashioning an
appropriate relief, we have stated repeatedly that a federal court
retains the power to order any available remedy necessary to afford
full relief for the invasion of legal rights.
See, e.g., Swann
v. Charlotte-Mecklenburg Board of Education, 402 U. S.
1,
402 U. S. 14
(1971);
Bell v. Hood, 327 U. S. 678,
327 U. S. 684
(1946).
[
Footnote 2/24]
As explained above,
Rizzo v. Goode does not support a
decision barring Lyons from obtaining any injunctive relief, for
that case involved an injunction which entailed judicial
supervision of the workings of a municipal police department, not
simply the sort of preventive injunction that Lyons seeks.
Supra at
461 U. S.
132-133.