Laws of Massachusetts, providing that no person shall presume to
be a retailer or seller of wine, brandy, rum, or other spirituous
liquors in a less quantity than twenty-eight gallons, and that
delivered and carried away all at one time, unless he is first
licensed as a retailer of wine and spirits, and that nothing in the
law should be so construed as to require the county commissioners
to grant any licenses when in their opinion the public good does
not require them to be granted --
Of Rhode Island, forbidding the sale of rum, gin, brandy
&c., in a less quantity than ten gallons, although in this case
the brandy which was sold was duly imported from France into the
United States, and purchased by the party indicted in the original
importer --
Of New Hampshire, imposing similar restrictions to the foregoing
upon licenses, although in this case the article sold was a barrel
of American gin, purchased in Boston and carried coastwise to the
landing at Piscataqua Bridge and there sold in the same barrel
--
All adjudged to be not inconsistent with any of the provisions
of the Constitution of the United States or acts of Congress under
it.
These cases were all brought up from the respective state courts
by writs of error issued under the twenty-fifty section of the
Judiciary Act, and were commonly known by the name of the License
Cases.
Involving the same question, they were argued together, but by
different counsel. When the decision of the Court was pronounced,
it was not accompanied by any opinion of the Court as such. But six
of the Justices gave separate opinions, each for himself. Four of
them treated the cases collectively in one opinion, whilst the
remaining two expressed opinions in the cases separately. Hence it
becomes necessary for the reporter to make a statement in each
case, and to postpone the opinions until the completion of all the
statements. The arguments of counsel in each case will of course
follow immediately after the statement in that case [arguments
omitted in digital version]. They are placed in the order in which
they are put by THE CHIEF JUSTICE in his opinion, but where the
Justices have given separate opinions in each case, the order is
observed which they themselves have chosen.
Page 46 U. S. 505
MR. CHIEF JUSTICE TANEY, one opinion, three cases, p.
46 U. S.
573.
MR. JUSTICE McLEAN three opinions.
No. 1.
Thurlow v. Massachusetts, p.
46 U. S.
586.
No. 2.
Peirce v. New Hampshire, p.
46 U. S.
593.
No. 3.
Fletcher v. Rhode Island, p.
46 U. S.
596.
MR. JUSTICE CATRON, two opinions.
No. 1.
Peirce v. New Hampshire, p.
46 U. S.
597.
No. 2.
Thurlow v. Massachusetts, p.
46 U. S.
609.
MR. JUSTICE DANIEL, one opinion, three cases, p.
46 U. S.
611.
MR. JUSTICE WOODBURY, one opinion, three cases, p.
46 U. S.
618.
MR. JUSTICE GRIER, one opinion, three cases, p.
46 U. S.
631.
To begin with the case of
Thurlow v. Commonwealth of Massachusetts
This case was brought up from the Supreme Judicial Court of
Massachusetts. The plaintiff in error was indicted and convicted,
under the Revised statutes of the state, for selling liquor without
a license. The indictment contained several specifications, but
they were all similar to the first, which was as follows:
"The jurors for the Commonwealth of Massachusetts, upon their
oath present that Samuel Thurlow, of Georgetown, in said county,
trader, on the first day of May in the year of our Lord one
thousand eight hundred and forty-two, at said Georgetown, he not
being then and there first licensed as a retailer of wine and
spirits, as provided in the forty-seventh chapter of the Revised
statutes of said Commonwealth, and without any license therefor
duly had according to law, did presume to be and was a retailer of
wine, brandy, rum, and spirituous liquors to one Samuel Goodale in
a less quantity than twenty-eight gallons, and that delivered and
carried away all at one time, and did then and there sell to said
Goodale two quarts of spirituous liquors, and no more, against the
peace of said Commonwealth and the form of the statute in such case
made and provided."
It becomes necessary to insert the forty-seventh chapter of the
Revised statutes, and also an act passed in 1837. They are as
follows:
"
Revised statutes of Massachusetts, Chap.
47"
"
The Regulation of Licensed Houses"
"Section 1. No person shall presume to be an innholder, common
victualler, or seller of wine, brandy, rum, or any other spirituous
liquor to be used in or about his house or other buildings unless
he is first licensed as an innholder or common victualler,
according to the provisions of this chapter, on pain of forfeiting
one hundred dollars."
"Sec. 2. If any person shall sell any wine or spirituous
liquor
Page 46 U. S. 506
or any mixed liquor, part of which is spirituous, to be used in
or about his house or other buildings, without being duly licensed
as an innholder or common victualler, he shall forfeit for each
offense twenty dollars."
"Sec. 3. No person shall presume to be a retailer or seller of
wine, brandy, rum or other spirituous liquors in a less quantity
than twenty-eight gallons, and that delivered and carried away all
at one time, unless he is [at] first licensed as a retailer of wine
and spirits, as is provided in this chapter, on pain of forfeiting
twenty dollars for each offense."
"Sec. 4. If any person licensed to be a retailer as aforesaid
shall sell any of the above liquors, either mixed or unmixed, to be
used in or about his house or shop, he shall forfeit for each
offense twenty dollars."
"Sec. 5. Every innholder shall at all times be furnished with
suitable provisions and lodging for strangers and travelers, and
with stable room, hay, and provender for their horses and cattle,
and if he shall not be at all times so provided, the county
commissioners may revoke his license."
"Sec. 6. Every common victualler shall have all the rights and
privileges and be subject to all the duties and obligations of
innholders excepting that he shall not be required to furnish
lodgings for travelers, nor stable room, hay, and provender for
horses and cattle."
"Sec. 7. Every innholder and common victualler shall at all
times have a board or sign affixed to his house, shop, cellar, or
store, or in some conspicuous place near the same, with his name at
large thereon, and the employment for which he is licensed, on pain
of forfeiting twenty dollars."
"Sec. 8. If any innholder shall, when requested, refuse to
receive and make suitable provisions for strangers and travelers,
and their horses and cattle, he shall, upon conviction thereof
before the court of common pleas, be punished by a fine not
exceeding fifty dollars, and shall also, by order of the said
court, be deprived of his license, and the court shall order the
sheriff or his deputy forthwith to cause his sign to be taken
down."
"Sec. 9. No innholder or common victualler shall have or keep in
or about his house, or other buildings, yards, and gardens, or
dependencies, any dice, cards, bowls, billiards, quoits, or other
implements used in gaming, nor shall suffer any person resorting
thither to use or exercise any of said games, or any other unlawful
game or sport within his said premises, on pain of forfeiting ten
dollars for every such offense."
"Sec. 10. Every person convicted of using or exercising any of
the games aforesaid in or about any such house or building of an
innholder or common victualler shall forfeit ten dollars."
"Sec. 11. No innholder or common victualler shall suffer any
Page 46 U. S. 507
person to drink to drunkenness or excess in his premises, nor
suffer any minor or servant, travelers excepted, to have any strong
drink there, on pain of forfeiting five dollars for each
offense."
"Sec. 12. If any innholder or common victualler shall trust or
give credit to any person for liquor, he shall lose and forfeit all
the sums so trusted or credited, and all actions brought for such
debt shall be utterly barred, and the defendant in such action may
plead the matter specially, or may give it in evidence under the
general issue."
"Sec. 13. If any common victualler shall keep open his house,
cellar, shop, store, or place of business on any part of the Lord's
day or evening, or at a later hour than ten of the o'clock in the
evening of any other day of the week, and entertain any person
therein by selling him any spirituous or strong liquor, he shall
forfeit for each offense ten dollars."
"Sec. 14. When any person shall, by excessive drinking of
spirituous liquors, so misspend, waste, or lessen his estate as
thereby either to expose himself or his family to want or indigent
circumstances or the town to which he belongs to expense for the
maintenance of him or his family, or shall so habitually indulge
himself in the use of spirituous liquors as thereby greatly to
injure his health or endanger the loss thereof, the selectmen of
the town in which such spendthrift lives shall, in writing under
their hands, forbid all licensed innholders, common victuallers,
and retailers of the same town to sell to him any spirituous or
strong liquors aforesaid for the space of one year, and they may in
like manner forbid the selling of any such liquors to the said
spendthrift by the said licensed persons of any other town to which
the spendthrift may resort for the same, and the city clerk of the
City of Boston shall, under the direction of the mayor and aldermen
thereof, issue a like prohibition as to any such spendthrift in the
said city."
"Sec. 15. The said mayor and aldermen and said selectmen shall,
in the same manner, from year to year, renew such prohibition as to
all such persons as have not, in their opinion, reformed within the
year, and if any innholder, common victualler, or retailer shall,
during any such prohibition, sell to any such prohibited person any
such spirituous liquor, he shall forfeit for each offense twenty
dollars."
"Sec. 16. When the said mayor and aldermen, or selectmen, in
execution of the foregoing provisions, shall have prohibited the
sale of spirituous liquors to any such spendthrift, if any person
shall, with a knowledge of said prohibition, give, sell, purchase,
or procure for him in behalf of said prohibited person or for his
use any such spirituous liquors, he shall forfeit for each offense
twenty dollars."
"Sec. 17. The commissioners in the several counties may license,
for the towns in their respective counties, as many persons to
Page 46 U. S. 508
be innholders or retailers therein as they shall think the
public good may require, and the mayor and aldermen of the City of
Boston may in like manner license innholders and retailers in the
said city; and the Court of Common Pleas in the County of Suffolk
may in like manner license innholders and retailers in the Town of
Chelsea, and every license, either to an innholder or retailer,
shall contain a specification of the street, lane, alley, or other
place, and the number of the building, or some other particular
description thereof, where such licensed person shall exercise his
employment, and the license shall not protect any such person from
the penalties provided in this chapter for exercising his
employment in any other place than that which is specified in the
license."
"Sec. 18. The Mayor and Aldermen of the City of Boston may
license, for the said city, as many persons to be common
victuallers as they shall think the public good may require, and
every such license shall contain such a specification or
description, as is mentioned in the preceding section, of the
street or other place, and of the building where the licensed
person shall exercise his employment, and the license shall not
protect him from the penalties provided in this chapter for
exercising it in any other place."
"Sec. 19. All licenses to any innholder, retailer, or common
victualler shall expire on the first day of April in each year, but
any license may be granted or renewed at any time during the
preceding month of March, to take effect from the said first day of
April, and after that day they may be granted for the remainder of
the year, whenever the officers authorized to grant the same shall
deem it expedient."
"Sec. 20. Every person, who shall be licensed as before provided
in this chapter shall pay therefor to the Clerk of the City of
Boston, the Clerk of the Court of Common Pleas for the County of
Suffolk, or to the clerk of the commissioners of the respective
counties so licensing said person, one dollar, which shall be paid
by said clerks to the treasurers of their respective counties for
the use of said counties, and such persons shall also pay twenty
cents to the use of the said clerks respectively, and no other fee
or excise whatever shall be taken from any person applying for or
receiving a license under the provisions of this chapter."
"Sec. 21. Any license to an innholder, retailer, or common
victualler may be so framed as to authorize the licensed person to
sell wine, beer, ale, cider, or any other fermented liquors, and
not to authorize him to sell brandy, rum, or any other spirituous
liquor, and no excise or fee shall be required for such a
license."
"Sec. 22. The clerk of the commissioners in the several counties
shall seasonably, before the time for granting licenses in each
year, transmit to the selectmen of every town within the county a
list of the persons in such town who were licensed as innholders or
retailers the preceding year. "
Page 46 U. S. 509
"Sec. 23. No license shall be granted or renewed to any person,
unless he shall produce a certificate from the selectmen of the
town for which he applies to be licensed, in substance as follows,
to-wit:"
" We, the subscribers, a majority of the selectmen of the town
of _____, do hereby certify that _____ has applied to us to be
recommended as [here expressing the employment, and a particular
description of the place for which the license is applied for] in
the said town, and that, after mature consideration had thereon, at
a meeting held for that purpose, at which we were each of us
present, we are of opinion that the petition of said _____ be
granted, he being, to the best of our knowledge and behalf, a
person of good moral character."
"Sec. 24. Any person, producing such certificate of the
selectmen shall be heard and his application decided upon either on
a motion made orally by himself or his counsel or upon a petition
in writing, as he shall elect."
"Sec. 25. If the selectmen of any town shall unreasonably
neglect or refuse to make and deliver such a certificate, either
for the original granting or the renewal of a license, the person
aggrieved thereby may apply for a license to the commissioners,
first giving twenty-four hours' notice to a majority of the said
selectmen of his intended application, so that they may appear, if
they see fit, to object thereto, and if on such application it
shall appear that the said selectmen did unreasonably neglect or
refuse to give the said certificate, and that the public good
requires that the license should be granted, the commissioners may
grant the same."
"Sec. 26. All the fines imposed by this chapter may be recovered
by indictment, to the use of the county where the offense is
committed, and when the fine does not exceed twenty dollars, the
offense may be prosecuted before a justice of the peace, subject to
the right of appeal to the court of common pleas, as in other
cases."
"Sec. 27. When any person shall be convicted under the
provisions of this chapter and shall fail to pay the fine awarded
against him, he may be imprisoned in the common jail for a time not
exceeding ninety days, at the discretion of the court or justice
before whom the trial may be had."
"Sec. 28. All prosecutions under the provisions of this chapter
for offenses committed in the City of Boston (excepting where the
fine exceeds twenty dollars) may be heard and determined in the
police court, subject to the right of appeal to the municipal
court, but the said police court shall not have power in any such
case to sentence any person to imprisonment except as provided in
the preceding section."
"Sec. 29. Any person licensed under the provisions of this
chapter who shall have been twice before convicted of a breach of
any of the said provisions shall thereupon, in addition to the
Page 46 U. S. 510
penalties before provided, be liable to a further punishment by
imprisonment in the common jail for a time not exceeding ninety
days, at the discretion of the court before whom the trial may be
had."
"
Acts of 1837, Chapter 242"
"
An act concerning Licensed Houses and the Sale of
Intoxicating Liquors"
"Be it enacted by the Senate and House of Representatives in
General Court assembled, and by the authority of the same, as
follows:"
"Section 1. No licensed innholder or other person shall sell any
intoxication liquor on Sunday, on pain of forfeiting twenty dollars
for each offense, to be recovered in the manner and for the use
provided in the twenty-sixth section of the forty-seventh chapter
of the Revised statutes."
"Sec. 2. Any license to an innholder or common victualler may be
so framed as to authorize the licensed person to keep an inn or
victualling house without authority to sell any intoxicating
liquor, and no excise or fee shall be required for such license,
provided that nothing contained in this act or in the forty-seventh
chapter of the Revised Statutes shall be so construed as to require
the county commissioners to grant any licenses when in their
opinion the public good does not require them to be granted."
"Sec. 3. Any person who shall have been licensed according to
the provisions of the forty-seventh chapter of the Revised statutes
or of this act, and who shall have been twice convicted of a breach
of this act or of that chapter, shall, on such second conviction,
in addition to the penalties prescribed for such offense, be
adjudged to have forfeited his license."
"Sec. 4. Any person who shall have been three times convicted of
a breach of this act or of the forty-seventh chapter of the Revised
statutes shall, upon such third conviction, in addition to the
penalties in this act and said chapter provided, be liable to be
imprisoned in the common jail for a time not exceeding ninety days,
at the discretion of the court before whom the trial may be
had."
"Sec. 5. The Secretary of this Commonwealth shall cause a
condensed summary of all laws relating to innholders, retailers,
and licensed houses to be printed for the use of this Commonwealth,
and he shall supply the county commissioners for the several
counties and such other officers as by law are authorized to grant
licenses with the same, and the said commissioners or other
officers, whenever they grant any license, shall furnish each
person so licensed with one copy of said license laws, to the end
that such person may know to what duties, restrictions, and
liabilities he is subjected by law."
"[Approved by the governor, April 20, 1837.] "
Page 46 U. S. 511
A conviction having taken place under the indictment upon these
statutes, the defendant filed several exceptions, of which it is
material to notice only the following:
"2. It appeared upon the trial that some of the sales charged in
the indictment were of foreign liquors, and his Honor directed the
jury that the license law of this Commonwealth applied as well to
imported spirits as to domestic, and that this Commonwealth could
constitutionally control the sale of foreign spirits by retail, and
that said law is not inconsistent with Constitution or revenue laws
of the United States. To this ruling also the defendant
excepts."
The court below allowed this exception, together with all the
others, upon which the case was removed to the Supreme Judicial
Court. But that court overruled the exceptions and ordered judgment
to be entered upon the verdict.
Mr. Hallett, the counsel for Thurlow, then applied for and
obtained a writ of error to bring the case to the Supreme Court of
the United States upon the following allegation of error,
viz.:
"That the several acts of the Legislature of Massachusetts
concerning licensed houses and the sale of intoxicating liquors,
and especially the acts which are hereto appended and set out as
part of the record in the said cause, upon which said judgment was
founded, and also the opinion and judgment of said Supreme Judicial
Court of Massachusetts, in the application and construction of said
acts to the sales of imported foreign liquors and spirits by the
said Thurlow, are repugnant to and inconsistent with the provisions
of the Constitution, treaties, and laws of the United States
insofar as the said acts, and the construction thereon by the said
Supreme Judicial Court of Massachusetts, prohibit, restrain,
control, or prevent the sale of imported wines and spirituous
liquors by retail or otherwise in the said State of Massachusetts,
and are therefore void."
Upon the writ of error thus issued, the case came up to this
Court.
Page 46 U. S. 540
"
Joel Fletcher, Plaintiff in error v. State of Rhode Island
and Providence Plantations, Defendant in error"
This case was very similar to the preceding one. The principal
difference was in the admission of the fact, that the brandy, for
the sale of which the plaintiff in error was indicted, was duly
imported into the United States, the duty upon it paid, and that it
was purchased by Fletcher from the original importer.
The following admission of facts was filed in the cause:
"It is admitted, in the above case that the liquors alleged in
said indictment to have been sold by the defendant in violation of
the act of this state entitled 'An act enabling town councils to
grant licenses for the retailing strong liquors, and for other
purposes' was brandy, the growth, produce, and manufacture of the
Kingdom of France, which said brandy was duly imported into the
United States at the port of Boston in the District of
Massachusetts for the purpose of sale in the markets of the United
States, and the duties levied thereon by virtue of the Act of
Congress of the United States, approved 39 August, A.D., 1842,
entitled, 'An act to provide revenue from imports, and to change
and modify existing laws imposing duties on imports, and for other
purposes' were duly paid to the collector of the said port of
Boston; that said defendant bought said brandy of the importer
thereof for the purpose of sale, and in pursuance of said purpose
did, at the times alleged in said indictment, sell the same at said
Cumberland without license first had and obtained from the Town
Council of the Town of Cumberland."
"It is further agreed that the Town Council of said Town of
Cumberland has refused to grant any license for the year ensuing
the Thursday next following the first Wednesday in April, A.D.,
1845, for retailing strong liquors in any quantities, having been
instructed by the electors of said town, in town meeting assembled,
not to grant any licenses for the purpose aforesaid."
It is not necessary to recite the whole of the laws of the
state, as they were very similar to those of Massachusetts. The
following one will be sufficient:
"An act in Addition to an act entitled 'An act enabling the Town
Councils to grant Licenses, and for other Purposes.'"
"It is enacted by the general assembly as follows:"
"Section 1. No licenses shall be granted for the retailing of
wines or strong liquors in any town or city in this state when the
electors in such town or city, qualified to vote for general
officers, shall, at the annual town or ward meetings held for the
election of town or city officers, decide that no such licenses for
retailing as aforesaid shall be granted for that year. "
Page 46 U. S. 541
Fletcher was indicted upon two counts. The first was for selling
strong liquor, to-wit, rum, gin, and brandy, by retail, in a less
quantity than ten gallons without license, and the second for
selling and suffering to be sold in his possessions ale, wine, and
other strong liquors, by retail, &c.
Upon this indictment he was convicted, and the case brought from
the Supreme Court of Rhode Island to this Court. The assignment of
errors by the counsel of Fletcher was as follows:
"
Assignment of Errors"
"United States of America, Supreme Court: Joel Fletcher,
Plaintiff in error, v. State of Rhode Island and Providence
Plantations, Defendant in error."
"On a judgment of the Supreme Court begun and holden at
Providence, within and for the County of Providence and State of
Rhode Island and Providence Plantations, on the third Monday of
September in the year of our Lord one thousand eight hundred and
forty-five, wherein the said State of Rhode Island and Providence
Plantations, by Joseph M. Blake, Attorney General of said state, is
prosecutor, and the said Joel Fletcher is defendant, the said Joel
Fletcher, upon a writ of error upon said judgment, returnable to
the next term of the Supreme Court for the United States, to be
begun and holden at the City of Washington, in the District of
Columbia, on the first Monday of December, in the year of our Lord
one thousand eight hundred and forty-five, assigns for error in the
records of process and judgment aforesaid, founded on certain
statutes of the said State of Rhode Island and Providence
Plantations, and the construction thereof by the said Supreme
Court, the following, to-wit:"
"That the judgment rendered in the supreme court of said state
in this case, it being the highest court of law and equity of the
said state in which a decision could be had in said case, should be
reversed, for the reasons following,
viz.:"
"That the act of the General Assembly of said State of Rhode
Island and Providence Plantations, entitled, 'An act enabling town
councils to grant licenses for retailing strong liquors, and for
other purposes,' and the act entitled 'An act in addition to an
act, entitled, An act enabling town councils to grant licenses for
retailing strong liquors, and for other purposes,' and appended
hereto and set out as a part of the record in the said cause upon
which said judgment was founded, and also the opinion and judgment
of said Supreme Court of said State of Rhode Island and Providence
Plantations, in the application and construction of said acts to
the proof submitted in said cause, are void, the same being
repugnant to that clause of the eight section of the Constitution
of the United States which provides"
" That the Congress shall have power to lay and collect taxes,
duties, imposts, and excises, to pay the debts and provide for the
common defense and general
Page 46 U. S. 542
welfare of the United States; but all duties, imposts, and
excises shall be uniform throughout the United States,"
"and are also repugnant to that clause of the said eighth
section of said Constitution which provides as follows:"
" The Congress shall have power to regulate commerce with
foreign nations, and among the several states, and with the Indian
tribes,"
"and are also repugnant to that clause of the tenth section of
said Constitution of the United States which provides as
follows:"
" No state shall, without the consent of Congress, lay any
imposts or duties on imports and exports except what may be
absolutely necessary for executing its inspection laws,"
"and the acts of Congress, in pursuance of the aforesaid several
clauses of said Constitution of the United States now existing in
full force, which objections were, at the trial of said cause
before said court, taken by the said Fletcher in his defense, and
were overruled by said court. There is error also in this, to-wit,
that by the record aforesaid it appears that the judgment
aforesaid, in form aforesaid given, was given for the said State of
Rhode Island and Providence Plantations against the said Joel
Fletcher, whereas, by the law of the land, the said judgment ought
to have been given for the said Fletcher against the said state,
and the said Joel Fletcher prays that the judgment aforesaid, for
the errors aforesaid, and other errors in the record and
proceedings, and the matters herein set forth, may be reversed,
annulled, and held for nothing, and that he may be restored to all
things which he has lost by occasion of said judgment."
"JOEL FLETCHER"
"By JOHN WHIPPLE and"
"SAMUEL AMES"
"
His Attorneys"
Page 46 U. S. 554
"Andrew Peirce, Junior, and Thomas W. Peirce, Plaintiffs in
error v. State of New Hampshire."
"This case originated in the Court of Common Pleas for the
County of Strafford, and was carried to the Superior Court of
Judicature for the First Judicial District of New Hampshire. The
plaintiffs in error were indicted for that they did unlawfully,
knowingly, willfully, and without license therefore from the
selectmen of said Dover, the same being the town where the
defendants then resided, sell to one Aaron Sias one barrel of gin,
at and for the price of $11.85, contrary to the form of the statute
&c. "
Page 46 U. S. 555
"The counsel for the state introduced evidence to prove the sale
of the gin, as set forth in the indictment, and it was proved and
admitted by the defendants that they sold to said Aaron Sias, on
the day alleged in the indictment, one barrel of American gin for
the price of $11.85, and took from said Sias his promissory note
including that sum. It appeared that it was part of the regular
business of the defendants to sell ardent spirits in large
quantities."
"To sustain the prosecution, the counsel for the state relied on
the Statute of July 4, 1838, which is in these words,
viz.:"
"
An act regulating the Sale of Wine and Spirituous
Liquors"
" Sec. 1. Be it enacted by the Senate and House of
Representatives in General court convened, that if any person
shall, without license from the selectmen of the town or place
where such person resides, sell any wine, rum, gin, brandy, or
other spirits in any quantity or shall sell any mixed liquors, part
of which are spirituous, such person so offending, for each and
every such offense, on conviction thereof, upon an indictment in
the county wherein the offense may be committed, shall forfeit and
pay a sum not exceeding fifty dollars nor less than twenty-five
dollars for the use of such county."
" Sec. 2. And be it further enacted, that the third section of
an act, passed July 7, 1827, entitled, 'An act regulating licensed
houses,' and other acts or parts of acts inconsistent with the
provisions of this act, be, and the same hereby are, repealed."
" Approved July 4, 1838."
"The counsel for the defendants moved the court to instruct the
jury that if the law of 1838, under which the respondents were
indicted, was constitutional, the sale here was contrary to law,
and the note of Sias was void, and that such a payment by note was
no payment, and therefore there was no sale. But the court refused
so to instruct the jury, but directed them that, on the supposition
the defendants could not recover the contents of the note, they
might notwithstanding having violated the statute. The defendants'
counsel then introduced evidence that the barrel of gin was
purchased by the defendants in Boston, in the Commonwealth of
Massachusetts, brought coastwise to the landing at Piscataqua
Bridge, and from thence to the defendants' store in Dover, and
afterwards sold to Sias in the same barrel and in the same
condition in which it was purchased in Massachusetts. And the
defendants' counsel contended that the aforesaid statute of July 4,
1838, was unconstitutional and void because the same is in
violation of certain public treaties of the United States with
Holland, France, and other countries, containing stipulations for
the admission of spirits into the United States, and because it is
repugnant to the two following clauses in the Constitution of the
United States,
viz.:"
" No state shall, without the consent of the Congress, lay
any
Page 46 U. S. 556
imposts or duties on imports or exports, except what may be
absolutely necessary for executing its inspection laws. . . . The
Congress shall have power to regulate commerce with foreign
nations, and among the several states, and with the Indian
tribes."
" And the defendants' counsel contended that the jury was the
judge of the law as well as the fact in the case, that it was its
duty to judge of the constitutionality of the Act of July 4, 1838,
and to form its own opinion upon that question, and that the court
was not to instruct the jury relative to questions of law, as in
civil cases, but was merely to give advice to the jury in matters
of law. The court instructed the jury that the position that the
jury were judges of the law as well as of the fact, as contended
for by the defendants' counsel, was not correct to the extent of
the general terms in which it was stated; that the same rule
existed in this respect in criminal cases which prevailed in civil
cases; that it was the duty of the court to instruct the jury in
relation to questions of law, and that the court was responsible
for the correctness of the instructions give, and in case of
conviction, if the instructions were wrong, the verdict might be
set aside for that cause; but that the jury had the power to
overrule the instructions of the court, and decide the law contrary
to those instructions, through their power to give a general
verdict of acquittal; and that if they did so, and acquitted the
defendants, the court could not correct the matter if the jury had
erred, because the defendants could not in such case be tried
again; and that the circumstance that the jury had thus the power
to overrule the instructions of the court in case of an acquittal
did not show that they had a right to judge of the law. The court
further instructed the jury that the statute of July 4, 1838, was
not entirely void if it might have an operation constitutionally in
any case, and that, as far as this case was concerned, it could not
be in violation of any treaty with any foreign power which had been
referred to, permitting the introduction of foreign spirits into
the United States, because the liquor in question here was proved
to be American gin. The court further instructed the jury that this
statute, as it regarded this case, was not repugnant to the clause
in the Constitution of the United States providing that no state
shall, without the consent of Congress, lay any duty on imports or
exports, because the gin in this case was not a foreign article and
was not imported into, but had been manufactured in, the United
States. The court further instructed the jury that this state could
not regulate commerce between this and other states; that this
state could not prohibit the introduction of articles from another
state with such a view, nor prohibit a sale of them with such a
purpose, but that although the state could not make such laws with
such views and for such purposes, she was not entirely forbidden to
legislate in relation to articles introduced from foreign countries
or from other states; that she might tax them the same
Page 46 U. S. 557
as other property, and might regulate the sale to some extent;
that a state might pass health and police laws which would, to a
certain extent, affect foreign commerce, and commerce between the
states, and that this statute was a regulation of that character,
and constitutional. And the court further said in conclusion (the
sale being admitted, and the instructions of the court that the
law, as applicable to this case, was constitutional, having been
given) that nothing farther remained in this particular case unless
the jury saw fit to exercise the power that they possessed of
overruling the instructions of the court, and giving a verdict
contrary to those instructions, and that if they did so and
acquitted the defendants, the court could not set aside the
verdict, even if an error had been committed."
"The jury having returned a verdict, that the defendants were
guilty, the defendants excepted to the foregoing instructions, and
to what is said in conclusion of the charge as aforesaid, and filed
this bill; which was sealed and allowed."
"JOEL PARKER"
This judgment having been affirmed by the Superior court of
Judicature, a writ of error brought the case up to this Court.
Page 46 U. S. 573
MR. CHIEF JUSTICE TANEY.
In the cases of
Thurlow v. State of Massachusetts, of
Fletcher v. Rhode Island, and of
Peirce v. State of
New Hampshire, the judgments of the respective state courts
are severally affirmed.
The Justices of this Court do not, however, altogether agree in
the principles upon which these cases are decided, and I therefore
proceed to state the grounds upon which I concur in affirming the
judgments. The first two of these cases depend upon precisely the
same principles, and although the case against the State of New
Hampshire differs in some respects from the others, yet there are
important principles common to all of them, and on that account it
is more convenient to consider them together. Each of the cases has
arisen upon state laws, passed for the purpose of discouraging the
use of ardent spirits within their respective territories, by
prohibiting their sale in small quantities, and without licenses
previously obtained from the state authorities. And the validity of
each of them has been drawn in question, upon the ground that it is
repugnant to that clause of the Constitution of the United States
which confers upon Congress the power to regulate commerce with
foreign nations and among the several states.
The cases have been separately and fully and ably argued, and
the questions which they involve are undoubtedly of the highest
importance. But the construction of this clause in the Constitution
has been so fully discussed at the bar and in the opinions
delivered by the court in former cases that scarcely anything can
be suggested at this day calculated to throw much additional light
upon the subject or any argument offered which has not heretofore
been considered and commented on, and which may not be found in the
reports of the decisions of this Court.
It is not my purpose to enter into a particular examination of
the various passages in different opinions of the Court or of some
of its members in former cases which have been referred to by
counsel and relied upon as supporting the construction of the
Constitution for which they are respectively contending. And I am
the less inclined to do so because I think these controversies
often arise from looking to detached passages in the opinions,
where general expressions are sometimes used which, taken by
themselves, are susceptible of a construction that the Court never
intended should be given to them, and which in some instances would
render different portions of the opinion inconsistent with each
other. It is only by looking to the case under consideration at the
time, and taking the whole opinion together, in all its bearings,
that we can correctly understand the judgment of the Court.
The Constitution of the United States declares that that
Constitution and the laws of the United States which shall be made
in
Page 46 U. S. 574
pursuance thereof and all treaties made or which shall be made
under the authority of the United States shall be the supreme law
of the land. It follows that a law of Congress regulating commerce
with foreign nations or among the several states is the supreme
law, and if the law of a state is in conflict with it, the law of
Congress must prevail and the state law cease to operate so far as
it is repugnant to the law of the United States.
It is equally clear that the power of Congress over this subject
does not extend further than the regulation of commerce with
foreign nations and among the several states, and that beyond these
limits the states have never surrendered their power over trade and
commerce, and may still exercise it free from any controlling power
on the part of the general government. Every state, therefore, may
regulate its own internal traffic, according to its own judgment
and upon its own views of the interest and wellbeing of its
citizens.
I am not aware that these principles have even been questioned.
The difficulty has always arisen on their application, and that
difficulty is now presented in the Rhode Island and Massachusetts
cases, where the question is how far a state may regulate or
prohibit the sale of ardent spirits, the importation of which from
foreign countries has been authorized by Congress. Is such a law a
regulation of foreign commerce or of the internal traffic of the
state?
It is unquestionably no easy task to mark by a certain and
definite line the division between foreign and domestic commerce
and to fix the precise point in relation to every important article
where the paramount power of Congress terminates and that of the
state begins. The Constitution itself does not attempt to define
these limits. They cannot be determined by the laws of Congress or
the states, as neither can by its own legislation enlarge its own
powers or restrict those of the other. And as the Constitution
itself does not draw the line, the question is necessarily one for
judicial decision and depending altogether upon the words of the
Constitution.
This question came directly before the court for the first time
in the case of
Brown v. State of
Maryland, 12 Wheat. 419. And the Court there held
that an article authorized by a law of Congress to be imported
continued to be a part of the foreign commerce of the country while
it remained in the hands of the importer for sale in the original
bale, package, or vessel in which it was imported, that the
authority given to import necessarily carried with it the right to
well the imported article in the form and shape in which it was
imported, and that no state, either by direct assessment or by
requiring a license from the importer before he was permitted to
sell, could impose and burden upon him or the property imported
beyond what the law of Congress had itself imposed, but that when
the original package was broken up for use or for retail by the
importer,
Page 46 U. S. 575
and also when the commodity had passed from his hands into the
hands of a purchaser, it ceased to be an import, or a part of
foreign commerce, and became subject to the laws of the state, and
might be taxed for state purposes, and the sale regulated by the
state, like any other property. This I understand to be
substantially the decision in the case of
Brown v. State of
Maryland, drawing the line between foreign commerce, which is
subject to the regulation of Congress, and internal or domestic
commerce, which belongs to the states and over which Congress can
exercise no control.
I argued the case in behalf of the state, and endeavored to
maintain that the law of Maryland, which required the importer as
well as other dealers to take out a license before he could sell,
and for which he was to pay a certain sum to the state, was valid
and constitutional, and certainly I at that time persuaded myself
that I was right, and thought the decision of the Court restricted
the powers of the state more than a sound construction of the
Constitution of the United States would warrant. But further and
more mature reflection has convinced me that the rule laid down by
the Supreme Court is a just and safe one, and perhaps the best that
could have been adopted for preserving the right of the United
States on the one hand, and of the states on the other, and
preventing collision between them. The question, I have already
said, was a very difficult one for the judicial mind. In the nature
of things, the line of division is in some degree vague and
indefinite, and I do not see how it could be drawn more accurately
and correctly, or more in harmony with the obvious intention and
objected of this provision in the Constitution. Indeed, goods
imported, while they remain in the hands of the importer in the
form and shape in which they were brought into the country, can in
no just sense be regarded as a part of that mass of property in the
state usually taxed for the support of the state government. The
immense amount of foreign products used and consumed in this
country are imported, landed, and offered for sale in a few
commercial cities, and a very small portion of them are intended or
expected to be used in the state in which they are imported. A
great (perhaps the greater) part imported in some of the cities is
not owned or brought in by citizens of the state, but by citizens
of other states or foreigners. And while they are in the hands of
the importer for sale in the form and shape in which they were
introduced and in which they are intended to be sold, they may be
regarded as merely
in transitu, and on their way to the
distant cities, villages, and country for which they are destined
and where they are expected to be used and consumed and for the
supply of which they were in truth imported. And a tax upon them
while in this condition, for state purposes, whether by direct
assessment or indirectly by requiring a license to sell, would be
hardly more justifiable in principle
Page 46 U. S. 576
than a transit duty upon the merchandise when passing through a
state. A tax in any shape upon imports is a tax on the consumer by
enhancing the price of the commodity. And if a state is permitted
to levy it in any form, it will put it in the power of a maritime
importing state to raise a revenue for the support of its own
government from citizens of other states, as certainly and
effectually as if the tax was laid openly and without disguise as a
duty on imports. Such a power in a state would defeat one of the
principal objects of forming and adopting the Constitution. It
cannot be done directly in the shape of a duty on imports, for that
is expressly prohibited. And as it cannot be done directly, it
could hardly be a just and sound construction of the Constitution
which would enable a state to accomplish precisely the same thing
under another name and in a different form.
Undoubtedly a state may impose a tax upon its citizens in
proportion to the amount they are respectively worth, and the
importing merchant is liable to this assessment like any other
citizen, and is chargeable according to the amount of his property,
whether it consists of money engaged in trade, or of imported goods
which he proposes to sell, or any other property of which he is the
owner. But a tax of this description stands upon a very different
footing from a tax on the thing imported while it remains a part of
foreign commerce and is not introduced into the general mass of
property in the state. Nor, indeed, can it even influence
materially the price of the commodity to the consumer, since
foreigners, as well as citizens of other states, who are not
chargeable with the tax, may import goods into the same place and
offer them for sale in the same market, and with whom the resident
merchant necessarily enters into competition.
Adopting, therefore, the rule as laid down in
Brown v. State
of Maryland, I proceed to apply it to the cases of
Massachusetts and Rhode Island. The laws of Congress regulating
foreign commerce authorize the importation of spirits, distilled
liquors, and brandy, in casks or vessels not containing less than a
certain quantity, specified in the laws upon this subject. Now if
the state laws in question came in collision with those acts of
Congress and prevented or obstructed the importation or sale of
these articles by the importer in the original cask or vessel in
which they were imported, it would be the duty of this Court to
declare them void.
It has indeed been suggested that if a state deems the traffic
in ardent spirits to be injurious to its citizens and calculated to
introduce immorality, vice, and pauperism into the state, it may
constitutionally refuse to permit its importation notwithstanding
the laws of Congress, and that a state may do this upon the same
principles that it may resist and prevent the introduction of
disease, pestilence, or pauperism from abroad. But it must be
remembered that disease, pestilence, and pauperism are not subjects
of commerce,
Page 46 U. S. 577
although sometimes among its attendant evils. They are not
things to be regulated and trafficked in, but to be prevented, as
far as human foresight or human means can guard against them. But
spirits and distilled liquors are universally admitted to be
subjects of ownership and property, and are therefore subjects of
exchange, barter, and traffic, like any other commodity in which a
right of property exists. And Congress, under its general power to
regulate commerce with foreign nations, may prescribe what article
of merchandise shall be admitted and what excluded, and may
therefore admit, or not, as it shall deem best, the importation of
ardent spirits. And inasmuch as the laws of Congress authorize
their importation, no state has a right to prohibit their
introduction.
But I do not understand the law of Massachusetts or Rhode Island
as interfering with the trade in ardent spirits while the article
remains a part of foreign commerce, and is in the hands of the
importer for sale, in the cask or vessel in which the laws of
Congress authorize it to be imported. These state laws act
altogether upon the retail or domestic traffic within their
respective borders. They act upon the article after it has passed
the line of foreign commerce and become a part of the general mass
of property in the state. These laws may indeed discourage imports
and diminish the price which ardent spirits would otherwise being.
But although a state is bound to receive and to permit the sale by
the importer of any article of merchandise which Congress
authorizes to be imported, it is not bound to furnish a market for
it nor to abstain from the passage of any law which it may deem
necessary or advisable to guard the health or morals of its
citizens, although such law may discourage importation, or diminish
the profits of the importer, or lessen the revenue of the general
government. And if any state deems the retail and internal traffic
in ardent spirits injurious to its citizens and calculated to
produce idleness, vice, or debauchery, I see nothing in the
Constitution of the United States to prevent it from regulating and
restraining the traffic or from prohibiting it altogether if it
thinks proper. Of the wisdom of this policy it is not my province
or my purpose to speak. Upon that subject each state must decide
for itself. I speak only of the restrictions which the Constitution
and laws of the United States have imposed upon the states. And as
these laws of Massachusetts and Rhode Island are not repugnant to
the Constitution of the United States, and do not come in conflict
with any law of Congress passed in pursuance of its authority to
regulate commerce with foreign nations and among the several
states, there is no ground upon which this Court can declare them
to be void.
I come now to the New Hampshire case, in which a different
principle is involved -- the question, however, arising under the
same clause in the Constitution and depending on its
construction.
The law of New Hampshire prohibits the sale of distilled
spirits
Page 46 U. S. 578
in any quantity without a license from the selectmen of the town
in which the party resides. The plaintiffs in error, who were
merchants in Dover, in New Hampshire, purchased a barrel of gin in
Boston, brought it to Dover, and sold it in the cask in which it
was imported without a license from the selectmen of the town. For
this sale they were indicted, convicted, and fined under the law
above mentioned.
The power to regulate commerce among the several states is
granted to Congress in the same clause and by the same words as the
power to regulate commerce with foreign nations, and is coextensive
with it. And according to the doctrine in
Brown v.
Maryland, the article in question, at the time of the sale,
was subject to the legislation of Congress.
The present case, however, differs from
Brown v. State of
Maryland in this -- that the former was one arising out of
commerce with foreign nations, which Congress had regulated by law,
whereas the present is a case of commerce between two states, in
relation to which Congress has not exercised its power. Some acts
of Congress have indeed been referred to in relation to the
coasting trade. But they are evidently intended merely to prevent
smuggling, and do not regulate imports or exports from one state to
another. This case differs also from the cases of Massachusetts and
Rhode Island because in these two cases, the laws of the states
operated upon the articles after they had passed beyond the limits
of foreign commerce, and consequently were beyond the control and
power of Congress. But the law of New Hampshire acts directly upon
an import from one state to another while in the hands of the
importer for sale, and is therefore a regulation of commerce,
acting upon the article while it is within the admitted
jurisdiction of the general government and subject to its control
and regulation.
The question therefore brought up for decision is whether a
state is prohibited by the Constitution of the United States from
making any regulations of foreign commerce or of commerce with
another state, although such regulation is confined to its own
territory and made for its own convenience or interest and does not
come in conflict with any law of Congress. In other words, whether
the grant of power to Congress is of itself a prohibition to the
states and renders all state laws upon the subject null and void.
This is the question upon which the case turns, and I do not see
how it can be decided upon any other ground, provided we adopt the
line of division between foreign and domestic commerce as marked
out by the court in
Brown v. State of Maryland. I proceed,
therefore, to state my opinion upon it.
It is well known that upon this subject a difference of opinion
has existed, and still exists, among the members of this Court. But
with every respect for the opinion of my brethren with whom I
Page 46 U. S. 579
do not agree, it appears to me to be very clear that the mere
grant of power to the general government cannot, upon any just
principles of construction, be construed to be an absolute
prohibition to the exercise of any power over the same subject by
the states. The controlling and supreme power over commerce with
foreign nations and the several states is undoubtedly conferred
upon Congress. Yet in my judgment, the state may nevertheless, for
the safety or convenience of trade or for the protection of the
health of its citizens, make regulations of commerce for its own
ports and harbors and for its own territory, and such regulations
are valid unless they come in conflict with a law of Congress. Such
evidently I think was the construction which the Constitution
universally received at the time of its adoption, as appears from
the legislation of Congress and of the several states, and a
careful examination of the decisions of this Court will show that
so far from sanctioning the opposite doctrine, they recognize and
maintain the power of the states.
The language in which the grant of power to the general
government is made certainly furnishes no warrant for a different
construction, and there is no prohibition to the states. Neither
can it be inferred by comparing the provision upon this subject
with those that relate to other powers granted by the Constitution
to the general government. On the contrary, in many instances,
after the grant is made, the Constitution proceeds to prohibit the
exercise of the same power by the states in express terms -- in
some cases absolutely, in others without the consent of Congress.
And if it was intended to forbid the states from making any
regulations of commerce, it is difficult to account for the
omission to prohibit it when that prohibition has been so carefully
and distinctly inserted in relation to other powers, where the
action of the state over the same subject was intended to be
entirely excluded. But if, as I think, the framers of the
Constitution (knowing that a multitude of minor regulations must be
necessary, which Congress amid its great concerns could never find
time to consider and provide) intended merely to make the power of
the federal government supreme upon this subject over that of the
states, then the omission of any prohibition is accounted for, and
is consistent with the whole instrument. The supremacy of the laws
of Congress, in cases of collision with state laws, is secured in
the article which declares that the laws of Congress, passed in
pursuance of the powers granted, shall be the supreme law; and it
is only where both governments may legislate on the same subject
that this article can operate. For if the mere grant of power to
the general government was in itself a prohibition to the states,
there would seem to be no necessity for providing for the supremacy
of the laws of Congress, as all state laws upon the subject would
be
ipso facto void, and there could therefore be no such
thing as conflicting laws, nor any question
Page 46 U. S. 580
about the supremacy of conflicting legislation. It is only where
both may legislate on the subject that the question can arise.
I have said that the legislation of Congress and the states has
conformed to this construction from the foundation of the
government. This is sufficiently exemplified in the laws in
relation to pilots and pilotage, and the health and quarantine
laws.
In relation to the first, they are admitted on all hands to
belong to foreign commerce, and to be subject to the regulations of
Congress under the grant of power of which we are speaking. Yet
they have been continually regulated by the maritime states as
fully and entirely since the adoption of the Constitution as they
were before, and there is but one law of Congress making any
specific regulation upon the subject, and that passed as late as
1837, and intended, as it is understood, to alter only a single
provision of the New York law, leaving the residue of its
provisions entirely untouched. It is true that the act of 1789
provides that pilots shall continue to be regulated by the laws of
the respective states then in force or which may thereafter be
passed until Congress shall make provision on the subject. And
undoubtedly Congress had the power, by assenting to the state laws
then in force, to make them its own and thus make the previous
regulations of the states the regulations of the general
government. But it is equally clear that as to all future laws by
the states, if the Constitution deprived them of the power of
making any regulations on the subject, an act of Congress could not
restore it. For it will hardly be contended that an act of Congress
can alter the Constitution and confer upon a state a power which
the Constitution declares it shall not possess. And if the grant of
power to the United States to make regulations of commerce is a
prohibition to the states to make any regulation upon the subject,
Congress could no more restore to the states the power of which it
was thus deprived than it could authorize them to coin money, or
make paper money a tender in the payment of debts, or to do any
other act forbidden to them by the Constitution. Every pilot law in
the commercial states has, it is believed, been either modified or
passed since the act of 1789 adopted those then in force, and the
provisions since made are all void if the restriction on the power
of the states now contended for should be maintained, and the
regulations made, the duties imposed, the securities required, and
penalties inflicted by these various state laws are mere nullities,
and could not be enforced in a court of justice. It is hardly
necessary to speak of the mischiefs which such a construction would
produce to those who are engaged in shipping, navigation, and
commerce.
Up to this time, their validity has never been questioned. On
the contrary, they have been repeatedly recognized and upheld by
the decisions of this Court, and it will be difficult to show how
this can be done except upon the construction of the Constitution
which I am now maintaining.
Page 46 U. S. 581
So also in regard to health and quarantine laws. They have been
continually passed by the states ever since the adoption of the
Constitution, and the power to pass them recognized by acts of
Congress, and the revenue officers of the general government
directed to assist in their execution. Yet all of these health and
quarantine laws are necessarily, in some degree, regulations of
foreign commerce in the ports and harbors of the state. They
subject the ship and cargo and crew to the inspection of a health
officer appointed by the state; they prevent the crew and cargo
from landing until the inspection is made, and destroy the cargo if
deemed dangerous to health. And during all this time, the vessel is
detained at the place selected for the quaranting ground by the
state authority. The expenses of these precautionary measures are
also usually, and I believe universally, charged upon the master,
the owner, or the ship, and the amount regulated by the state law,
and not by Congress. Now so far as these laws interfere with
shipping, navigation, or foreign commerce or impose burdens upon
either of them, they are unquestionably regulations of commerce.
Yet, as I have already said, the power has been continually
exercised by the states, has been continually recognized by
Congress ever since the adoption of the Constitution and constantly
affirmed and supported by this Court whenever the subject came
before it.
The decisions of this Court will also, in my opinion, when
carefully examined, be found to sanction the construction I am
maintaining. It is not my purpose to refer to all of the cases in
which this question has been spoken of, but only to the principal
and leading ones; and --
First, to
Gibbons v. Ogden, because this is the case
usually referred to and relied on to prove the exclusive power of
Congress and the prohibition to the states. It is true that one or
two passages in that opinion, taken by themselves and detached from
the context, would seem to countenance this doctrine. And indeed it
has always appeared to me that this controversy has mainly arisen
out of that case, and that this doctrine of the exclusive power of
Congress, in the sense in which it is now contended for, is
comparatively a modern one and was never seriously put forward in
any case until after the decision of
Gibbons v. Ogden,
although it has been abundantly discussed since. Still it seems to
me to be clear upon a careful examination of that case that the
expressions referred do not warrant the inference drawn from them,
and were not used in the sense imputed to them; and that the
opinion in that case, when taken altogether and with reference to
the subject matter before the Court, establishes the doctrine that
a state may, in the execution of its powers of internal police,
make regulations of foreign commerce, and that such regulations are
valid unless they come into collision with a law of Congress. Upon
examining that opinion, it will be seen that the Court, when it
uses the expressions
Page 46 U. S. 582
which are supposed to countenance the doctrine of exclusive
power in Congress, is commenting upon the argument of counsel in
favor of equal powers on this subject in the states and the general
government, where neither party is bound to yield to the other, and
is drawing the distinction between cases of concurrent powers and
those in which the supreme or paramount power was granted to
Congress. It therefore very justly speaks of the states as
exercising their own powers in laying taxes for state purposes,
although the same thing is taxed by Congress, and as exercising the
powers granted to Congress when they make regulations of commerce.
In the first case, the state power is concurrent with that of the
general government -- is equal to it, and is not bound to yield. In
the second, it is subordinate and subject to the superior and
controlling power conferred upon Congress. And it is solely with
reference to this distinction, and in the midst of this argument
upon it, that the Court uses the expressions which are supposed to
maintain an absolute prohibition to the states. But it certainly
did not mean to press the doctrine to that extent. For it does not
decide the case on that ground (although it would have been
abundantly sufficient, if the Court had entertained the opinion
imputed to it), but, after disposing of the argument which had been
offered in favor of concurrent powers, it proceeds immediately, in
a very full and elaborate argument, to show that there was a
conflict between the law of New York and the act of Congress, and
explicitly puts its decision upon that ground. Now the whole of
this part of the opinion would have been unnecessary and out of
place if the state law was of itself a violation of the
Constitution of the United States and therefore utterly null and
void, whether it did or did not come in conflict with the law of
Congress.
Moreover, the Court distinctly admits, on pages
22 U. S. 205-206,
that a state may, in the execution of its police and health laws,
make regulations of commerce, but which Congress may control. It is
very clear that, so far as these regulations are merely internal
and do not operate on foreign commerce or commerce among the
states, they are altogether independent of the power of the general
government and cannot be controlled by it. The power of control,
therefore, which the Court speaks of presupposes that they are
regulations of foreign commerce or commerce among the states. And
if a state, with a view to its police or health, may make valid
regulations of commerce which yet fall within the controlling power
of the general government, it follows that the state is not
absolutely prohibited from making regulations of foreign commerce
within its own territorial limits, provided they do not come in
conflict with the laws of Congress.
It has been said, indeed, that quarantine and health laws are
passed by the states not by virtue of a power to regulate commerce,
but by virtue of their police powers, and in order to guard
Page 46 U. S. 583
the lives and health of their citizens. This, however, cannot be
said of the pilot laws, which are yet admitted to be equally valid.
But what are the police powers of a state? They are nothing more or
less than the powers of government inherent in every sovereignty to
the extent of its dominions. And whether a state passes a
quarantine law, or a law to punish offenses, or to establish courts
of justice, or requiring certain instruments to be recorded, or to
regulate commerce within its own limits, in every case it exercises
the same powers -- that is to say, the power of sovereignty, the
power to govern men and things within the limits of its dominion.
It is by virtue of this power that it legislates, and its authority
to make regulations of commerce is as absolute as its power to pass
health laws except insofar as it has been restricted by the
Constitution of the United States. And when the validity of a state
law making regulations of commerce is drawn into question in a
judicial tribunal, the authority to pass it cannot be made to
depend upon the motives that may be supposed to have influenced the
legislature, nor can the court inquire whether it was intended to
guard the citizens of the state from pestilence and disease or to
make regulations of commerce for the interests and convenience of
trade.
Upon this question the object and motive of the state are of no
importance, and cannot influence the decision. It is a question of
power. Are the states absolutely prohibited by the Constitution
from making any regulations of foreign commerce? If they are, then
such regulations are null and void, whatever may have been the
motive of the state, or whatever the real object of the law, and it
requires no law of Congress to control or annul them. Yet the case
of
Gibbons v. Ogden unquestionably affirms that such
regulations may be made by a state, subject to the controlling
power of Congress. And if this may be done, it necessarily follows
that the grant of power to the federal government is not an
absolute and entire prohibition to the states, but merely confers
upon Congress the superior and controlling power. And to expound
the particular passages herein before mentioned in the manner
insisted upon by those who contend for the prohibition would be to
make different parts of that opinion inconsistent with each other
-- an error which I am quite sure no one will ever impute to the
very eminent jurist by whom the opinion was delivered.
And that the meaning of the court in the case of
Gibbons v.
Ogden was such as I have insisted on is, I think, conclusively
proved by the case of
Willson v. Blackbird Creek
Marsh Company, 2 Pet. 251,
27
U. S. 252. In that case, a dam authorized by a state law
had been erected across a navigable creek so as to obstruct the
commerce above it. And the validity of the state law was objected
to on the ground that it was repugnant to the Constitution of the
United States, being a regulation of commerce. But the Court
said
"The repugnancy of the law of Delaware to the
Page 46 U. S. 584
Constitution is placed entirely on its repugnancy to the power
to regulate commerce with foreign nations, and among the several
states; a power which has not been so exercised as to affect the
question,"
and then proceeds to decide that the law of Delaware could not
"be considered as repugnant to the power to regulate commerce in
its dormant state, or as being in conflict with any law passed on
the subject."
The passages I have quoted show that the validity of the state
law was maintained because it was not in conflict with a law of
Congress, although it was confessedly within the limits of the
power granted. And it is worthy of remark that the counsel for the
plaintiff in error in that case relied upon
Gibbons v.
Ogden as conclusive authority to show the unconstitutionality
of the state law, no doubt placing upon the passages I have
mentioned the construction given to them by those who insist upon
the exclusiveness of the power. This case therefore was brought
fully to the attention of the court. And the decision in the last
case, and the grounds on which it was placed, in my judgment show
most clearly what was intended in
Gibbons v. Ogden, and
that in that case, as well as in the case of
Willson v.
Blackbird Creek Marsh Company, the Court held that a state law
was not invalid merely because it made regulations of commerce, but
that its invalidity depended upon its repugnancy to a law of
Congress passed in pursuance of the power granted. And it is worthy
also of remark that the opinion in both of these cases was
delivered by Chief Justice Marshall, and I consider his opinion in
the latter one as an exposition of what he meant to decide in the
former.
In the case of the
City of New York v.
Miln, 11 Pet. 130, the question as to the power of
the states upon this subject was very fully discussed at the bar.
But no opinion was expressed upon it by the Court, because the case
did not necessarily involve it and there was great diversity of
opinion on the bench. Consequently the point was left open, and has
never been decided in any subsequent case in this Court.
For my own part, I have always regarded the cases of
Gibbons
v. Ogden and
Willson v. Blackbird Creek Marsh Company
as abundantly sufficient to sanction the construction of the
Constitution which in my judgment is the true one. Their
correctness has never been questioned, and I forbear therefore to
remark on the other cases in which this subject has been mentioned
and discussed.
It may be well, however, to remark that in analogous cases where
by the Constitution of the United States power over a particular
subject is conferred on Congress without any prohibition to the
states, the same rule of construction has prevailed. Thus, in the
case of
Houston v.
Moore, 5 Wheat. 1, it was held, that the grant of
power to the federal government to provide for organizing, arming,
and disciplining the militia did not preclude the states from
Page 46 U. S. 585
legislating on the same subject, provided the law of the state
was not repugnant to the law of Congress. And every state in the
Union has continually legislated on the subject, and I am not aware
that the validity of these laws has ever been disputed unless they
came in conflict with the law of Congress.
The same doctrine was held in the case of
Sturges v.
Crowninshield, 4 Wheat. 196, under the clause in
the Constitution which gives to Congress the power to establish
uniform laws on the subject of bankruptcies throughout the United
States.
And in the case of
Chirac v.
Chirac, 2 Wheat. 269, which arose under the grant
of power to establish a uniform rule of naturalization, where the
court speak of the power of Congress as exclusive, they are
evidently merely sanctioning the argument of counsel stated in the
preceding sentence, which placed the invalidity of the
naturalization under the law of Maryland, not solely upon the grant
of power in the Constitution, but insisted that the Maryland law
was "virtually repealed by the Constitution of the United States,
and the act of naturalization enacted by Congress." Undoubtedly it
was so repealed, and the opposing counsel in the case did not
dispute it. For the law of the United States covered every part of
the Union, and there could not therefore by possibility be a state
law which did not come in conflict with it. And indeed in this case
it might well have been doubted whether the grant in the
Constitution itself did not abrogate the power of the states,
inasmuch as the Constitution also provided that the citizens of
each state should be entitled to all the privileges and immunities
of citizens in the several states, and it would seem to be hardly
consistent with this provision to allow any one state, after the
adoption of the Constitution, to exercise a power which, if it
operated at all, must operate beyond the territory of the state and
compel other states to acknowledge as citizens those whom it might
not be willing to receive.
In referring to the opinions of those who sat here before us, it
is but justice to them, in expounding their language, to keep in
mind the character of the case they were deciding. And this is more
especially necessary in cases depending upon the construction of
the Constitution of the United States, where, from the great public
interests which must always be involved in such questions, this
Court have usually deemed it advisable to state very much at large
the principles and reasoning upon which their judgment was founded
and to refer to and comment on the leading points made by the
counsel on either side in the argument. And I am not aware of any
instance in which the Court has spoken of the grant of power to the
general government as excluding all state power over the subject,
unless it was deciding a case where the power had been exercised by
Congress and a state law came in conflict with it. In cases of this
kind, the power of Congress undoubtedly excludes
Page 46 U. S. 586
and displaces that of the state, because wherever there is
collision between them, the law of Congress is supreme. And it is
in this sense only, in my judgment, that it has been spoken of as
exclusive in the opinions of the Court to which I have referred.
The case last mentioned is a striking example, for there the
language of the Court, affirming in the broadest terms the
exclusiveness of the power, evidently refers to the argument of
counsel stated in the preceding sentence.
Upon the whole, therefore, the law of New Hampshire is, in my
judgment, a valid one. For although the gin sold was an import from
another state, and Congress has clearly the power to regulate such
importations under the grant of power to regulate commerce among
the several states, yet as Congress has made no regulation on the
subject, the traffic in the article may be lawfully regulated by
the state as soon as it is landed in its territory, and a tax
imposed upon it, or a license required, or the sale altogether
prohibited, according to the policy which the state may suppose to
be its interest or duty to pursue.
The judgment of the state courts ought, therefore, in my
opinion, to be affirmed in each of the three cases before us.
MR. JUSTICE McLEAN.
Thurlow v. Commonwealth of Massachusetts -- Error from
the state court
The plaintiff was indicted and convicted under the Revised
statutes of Massachusetts, chapter 47, and the act of 1837, chapter
242, for selling foreign spirits, in 1841 and 1842, without a
license.
The third section of the revised act provides that no person
shall presume to be a retailer or seller of wine, brandy, rum, or
other spirituous liquors, in a less quantity than twenty-eight
gallons, and that delivered and carried away all at one time,
unless he is first licensed as a retailer of wine and spirits,
"under the penalty of twenty dollars." The seventeenth section
authorizes the county commissioners to grant licenses, and the
second section of the act of 1837 provides that
"Nothing contained in that act or in the forty-seventh chapter
of the Revised statutes shall be so construed as to require the
county commissioners to grant any licenses when in their opinion
the public good does not require them to be granted."
On the trial in the court of common pleas it was objected that a
part of the spirits sold were foreign, but the court instructed the
jury that such sale was in violation of the statute, which was not
inconsistent with the Constitution or revenue laws of the United
States. On this ruling of the court an exception was taken, and the
cause was removed to the Supreme Court of the State of
Massachusetts, which overruled the exception and entered a judgment
on the verdict against the defendant.
Page 46 U. S. 587
The acts of Congress authorize the importation of spirits in
casks of fifteen gallons, and wine in bottles.
The great question in this case is whether the license laws of
Massachusetts are repugnant to the Constitution of the United
States, or the revenue laws which have been enacted under it.
And first it is insisted that they are unconstitutional as they
prohibit the importer from selling an article that he is authorized
to import without the payment of an additional duty, or impost,
which the state cannot impose.
The case of
Brown v. State of
Maryland, 12 Wheat. 419, is supposed to be
conclusive upon this point. This may be admitted and yet it does
not rule the case before us.
Brown was charged with having imported and sold a package of dry
goods without a license. An act of Maryland required all importers,
before the sale of their imported articles, to take out a license.
And the Court held
"that a tax on the sale of an article, imported only for sale,
is a tax on the article itself -- that the importation gave a right
to the importer to sell the package in question free from any
charge by the state, and consequently that the act of Maryland was
unconstitutional and void as being repugnant to that article of the
Constitution which declares that no state shall lay an impost or
duties on imports or exports."
The act was also held to be repugnant to that clause in the
Constitution which "empowers Congress to regulate commerce with
foreign nations, and among the several states, and with the Indian
tribes."
In
Brown's Case, the reasoning of the Court and its
decision turned upon the fact that he, being the importer of the
package, had a right to sell it; that this right continued so long
as the package was unbroken and remained the property of the
importer.
The plaintiff, Thurlow, asserts no right as an importer of the
article sold. He purchased it in the home market; consequently
neither the general reasoning nor the ruling of the Court in
Brown's Case can control this one.
The Tenth Amendment of the Constitution declares, that
"The powers not delegated to the United States by the
Constitution, nor prohibited by it to the states, are reserved to
the states respectively, or to the people."
Before the adoption of the Constitution, the states possessed,
respectively, all the attributes of sovereignty. In their organic
laws they had distributed their powers of government according to
their own views, subject to such modifications as the people of
each state might sanction. The agencies established by the Articles
of Confederation were not entitled to the dignified appellation of
government.
Among the delegated functions it is declared, that
"Congress shall have power to regulate commerce with foreign
nations, and
Page 46 U. S. 588
among the several states, and with the Indian tribes."
This investiture of power is declared by this Court, in the case
of
Gibbons v.
Ogden, 9 Wheat. 1, and also in
Brown v. State
of Maryland, "to be complete in itself, and to acknowledge no
limitations other than are prescribed by the Constitution."
There may be a limitation on the exercise of sovereign powers,
but that state is not sovereign which is subject to the will of
another. This remark applies equally to the federal and state
governments. The federal government is supreme within the scope of
its delegated powers, and the state governments are equally supreme
in the exercise of those powers not delegated by them nor inhibited
to them. From this it is clear that while these supreme functions
are exercised by the federal and state governments, within their
respective limitations, they can never come in conflict. And when a
conflict occurs, the inquiry must necessarily be which is the
paramount law? And that must depend upon the supremacy of the power
by which it was enacted. The federal government is supreme in the
exercise of powers delegated to it, but beyond this its acts are
unconstitutional and void. So the acts of the states are void when
they do that which is inhibited to them, or exercise a power which
they have exclusively delegated to the federal government.
The power to tax is common to the federal and state governments,
and it may be exercised by each in taxing the same property, but
this produces no conflict of jurisdiction. The conflicts which have
arisen are mainly attributable to the want of an accurate
definition and a clear comprehension of the respective powers of
the two governments. In a system of government so complex as ours,
it may be difficult, perhaps impracticable, to prescribe the exact
limit, in particular cases, to federal and state powers.
The powers expressly prohibited to the states are few in number,
and are specified in the Constitution. Those which are exclusively
delegated to the federal government, and consequently, by
implication, are prohibited to the states, are more numerous.
The states, resting upon their original basis of sovereignty,
subject only to the exceptions stated, exercise their powers over
everything connected with their social and internal condition. A
state regulates its domestic commerce, contracts, the transmission
of estates, real and personal, and acts upon all internal matters
which relate to its moral and political welfare. Over these
subjects the federal government has no power. They appertain to the
state sovereignty as exclusively as powers exclusively delegated
appertain to the general government.
The license acts of Massachusetts do not purport to be a
regulation of commerce. They are essentially police laws.
Enactments similar in principle are common to all the states. Since
the adoption of its Constitution, they have existed in
Massachusetts. A great
Page 46 U. S. 589
moral reform, which enlisted the judgments and excited the
sympathies of the public, has given notoriety to this course of
legislation and extended it lately beyond its former limit. And the
question is now raised whether the laws under consideration trench
upon the power of Congress to regulate foreign commerce.
These laws do not in terms prohibit the sale of foreign spirits,
but they require a license to sell any quantity less than
twenty-eight gallons. Under the decision of
Brown v.
Maryland, it is admitted that the license acts cannot operate
upon the right of the importer to sell. But after the import shall
have passed out of the hands of the importer, whether it remain in
the original package or cask or be broken up, it becomes mingled
with other property in the state and is subject to its laws. This
is the predicament of the spirits in question.
A license to sell an article, foreign or domestic, as a merchant
or innkeeper or victualler is a matter of police and of revenue,
within the power of a state. It is strictly an internal regulation,
and cannot come in conflict, saving the rights of the importer to
sell, of any power possessed by Congress. It is said to reduce the
amount of importation by lessening the profits of the thing
imported. The license is a charge upon the business or profession,
and not a duty upon the things sold. The same price is charged to
every retailer of merchandise or spirits at the same place, without
regard to the amount sold. This charge is in advance of any sales.
It would be difficult to show that such a regulation reduced the
amount of imported goods. But if this were the effect of the
license, would that make the acts unconstitutional?
The acknowledged police power of a state extends often to the
destruction of property. A nuisance may be abated. Everything
prejudicial to the health or morals of a city may be removed.
Merchandise from a port where a contagious disease prevails, being
liable to communicate the disease, may be excluded, and in extreme
cases it may be thrown into the sea. This comes in direct conflict
with the regulation of commerce, and yet no one doubts the local
power. It is a power essential to self-preservation, and exists
necessarily in every organized community. It is indeed the law of
nature, and is possessed by man in his individual capacity. He may
resist that which does him harm, whether he be assailed by an
assassin or approached by poison. And it is the settled
construction of every regulation of commerce that under the
sanction of its general laws, no person can introduce into a
community malignant diseases or anything which contaminates its
morals or endangers its safety. And this is an acknowledged
principle applicable to all general regulations. Individuals in the
enjoyment of their own rights must be careful not to injure the
rights of others.
From the explosive nature of gunpowder, a city may exclude it.
Now this is an article of commerce, and is not known to carry
infectious
Page 46 U. S. 590
disease; yet, to guard against a contingent injury, a city may
prohibit its introduction. These exceptions are always implied in
commercial regulations, where the general government is admitted to
have the exclusive power. They are not regulations of commerce, but
acts of self-preservation. And although they affect commerce to
some extent, yet such effect is the result of the exercise of an
undoubted power in the state.
The objection is strongly and confidently urged that a license
may be refused under these laws, which would in effect prevent
importation, as importation is only made to sell.
It is admitted that a state law which shall prohibit
importations of foreign spirits, being repugnant to the commercial
power in the federal government and contrary to the act of Congress
on that subject, would be void. The object of such a law would upon
its face be a regulation of commerce, which is not within the
powers of a state. But a state has a right to regulate the sale of
this as of every other imported article out of the hands of the
importer.
The license system as adopted in all the states restrains
persons from selling by retail who have not taken a license, and a
license to retail spirits is granted by the court, or some other
body, at its discretion, and on certain conditions. This is the
character of the law under consideration. The applicant to obtain a
license must be recommended by a majority of the selectmen of the
town as a person of good moral character. Should this
recommendation be refused improperly or unjustly, an appeal is
given to the commissioners of the county. But the commissioners are
not required to grant any licenses "when, in their opinion, the
public good does not require them to be granted."
There is no evidence in the record of a refusal to grant a
license in this case. The plaintiff is charged with selling without
a license, but it nowhere appears that he ever applied for one.
This would seem to be conclusive. For if a state have a right to
regulate the retail of foreign spirits, no one can retail them
where a license is required without it. Now that a state may do
this no one doubts. And it is equally clear if the plaintiff rests
upon a prohibition to sell, it must be shown. This does not appear
on the face of the law, and if, in the exercise of their
discretion, the commissioners have refused all licenses, that is a
matter of fact which must be established. On this ground alone,
admitting the force of the arguments for the plaintiff, his case
must fail.
But, not to rest the decision of so important a question on a
defect of proof, we will consider the case as if the fact of
refusal to grant the license were in the record.
The necessity of a license presupposes a prohibition of the
right to sell as to those who have no license. For if a state may
require a license to sell, it may, in the exercise of a proper
discretion, limit the number of such licenses as the public good
may seem to require.
Page 46 U. S. 591
This is believed to have been done under every system of
licenses to retail spirits which has been adopted in the different
states. And this limitation may possibly lessen the sale of the
article. This may be the result of any regulation on the subject.
But it constitutes no objection to the law. An innkeeper is
forbidden to allow drunkenness in his house, and if this
prohibition be observed, a less quantity of rum is sold. Is this
unconstitutional because it may reduce the importation of the
article? Such an argument would be so absurd as to be at once
rejected by every sound mind. No one could fail to see that the
injunction was laid for the maintenance of good order and good
morals. To reject this view would make the excess of the drunkard a
constitutional duty, to encourage the importation of ardent
spirits.
Such an argument would be advanced by no one, and no one would
question either the constitutionality or expediency of the law
which prohibits an innkeeper from encouraging drunkenness. And yet
in this simple proposition is the argument answered against the
constitutionality of the laws in question.
A discretion on this subject must be exercised somewhere, and it
can be exercised nowhere but under the state authority. The state
may regulate the sale of foreign spirits, and such regulation is
valid though it reduce the quantity of spirits consumed. This is
admitted. And how can this discretion be controlled? The powers of
the general government do not extend to it. It is in every aspect a
local regulation, and relates exclusively to the internal police of
the state.
It is said that the object of these laws is to prohibit the
importation of foreign spirits. This is an inference which their
language does not authorize. A license is only required to sell in
less quantity than twenty-eight gallons. A greater quantity than
this may be sold without restriction. But it is said, if the
legislature may require a license for twenty-eight gallons, it may
extend the limitation to three hundred gallons.
In answer to this, it is enough to say that the legislature has
not done what is supposed by the plaintiff's counsel it might do.
But if the legislature cannot extend the license to twenty-eight
gallons, what shall be the constitutional limit? By what rule shall
it be ascertained? Shall a gallon, a quart, or a pint be the limit?
This is altogether arbitrary, and must depend upon the discretion
of the lawmaking power -- the same discretion that imposes a tax,
defines offenses and prescribes their punishment, and which
controls the internal policy of the state. Will it be contended
that the legislature cannot exercise the power, as it may be
exercised beyond the proper limit? This logic is not good when
applied to the practical operations of the government. The argument
is power may be abused, therefore it cannot be exercised. What
power dependent on human agency may not be abused?
Page 46 U. S. 592
In all matters of government, and especially of police, a wide
discretion is necessary. It is not susceptible of an exact
limitation, but must be exercised under the changing exigencies of
society. In the progress of population, of wealth, and of
civilization, new and vicious indulgencies spring up, which require
restraints that can only be imposed by the legislative power. When
this power shall be exerted, how far it shall be carried, and where
it shall cease, must mainly depend upon the evil to be remedied.
Under the pretense of a police regulation, a state cannot
counteract the commercial power of Congress. And yet, as has been
shown, to guard the health, morals, and safety of the community,
the laws of a state may prohibit an importer from landing his
goods, and may sometimes authorize their destruction. But this
exception to the operation of the general commercial law is limited
to the existing exigency. Still, it is clear that a law of a state
is not rendered unconstitutional by an incidental reduction of
importation. And especially is this not the case when the state
regulation has a salutary tendency on society, and is founded on
the highest moral considerations.
The police power of a state and the foreign commercial power of
Congress must stand together. Neither of them can be so exercised
as materially to affect the other. The sources and objects of these
powers are exclusive, distinct, and independent, and are essential
to both governments. The one operates upon our foreign intercourse,
the other upon the internal concerns of a state. The former ceases
when the foreign product becomes commingled with the other property
in the state. At this point the local law attaches, and regulates
it as it does other property. The state cannot, with a view to
encourage its local manufactures, prohibit the use of foreign
articles or impose such a regulation as shall in effect be a
prohibition. But it may tax such property as it taxes other and
similar articles in the state, either specifically or in the form
of a license to sell. A license may be required to sell foreign
articles, when those of a domestic manufacture are sold without
one. And if the foreign article be injurious to the health or
morals of the community, a state may, in the exercise of that great
and conservative police power which lies at the foundation of its
prosperity, prohibit the sale of it. No one doubts this in relation
to infected goods or licentious publications. Such a regulation
must be made in good faith, and have for its sole object the
preservation of the health or morals of society. If a foreign
spirit should be imported containing deleterious ingredients, fatal
to the health of those who use it, its sale may be prohibited.
When in the appropriate exercise of these federal and state
powers, contingently and incidentally their lines of action run
into each other; if the state power be necessary to the
preservation of the morals, the health, or safety of the community,
it must be maintained.
Page 46 U. S. 593
But this exigency is not to be founded on any notions of
commercial policy, or sustained by a course of reasoning about that
which may be supposed to affect, in some degree, the public
welfare. The import must be of such a character as to produce, by
its admission or use, a great physical or moral evil. Any
diminution of the revenue arising from this exercise of local power
would be more than repaid by the beneficial results. By preserving
as far as possible the health, the safety, and the moral energies
of society, its prosperity is advanced.
In
McCullough v. State of
Maryland, 4 Wheat. 428, this Court said
"It is admitted that the power of taxing the people and their
property is essential to the very existence of government, and may
be legitimately exercised on the objects to which it is applicable,
to the utmost extent to which the government may choose to carry
it. The only security against the abuse of this power is found in
the structure of the government itself. In imposing a tax, the
legislature acts upon its constituents. This is in general a
sufficient security against erroneous and oppressive taxation."
"The people of a state therefore give to their government a
right of taxing themselves and their property, and as the
exigencies of government cannot be limited, they prescribe no
limits to the exercise of this right, resting confidently on the
interest of the legislator and on the influence of the
Constitutions over their representatives to guard them against
abuse."
Believing the laws of Massachusetts to regulate licenses for the
sale of spirituous liquors to be constitutional, I affirm the
judgment in this case.
Andrew Peirce, Jr., and Thomas W. Peirce v. State of New
Hampshire
This is a writ of error to the Supreme Court of New Hampshire on
a judgment given by that court sustaining the validity of the act
of that state, "regulating the sale of wines and spirituous
liquors," "approved 4 July, 1838," which is alleged to be in
violation of the Constitution of the United States and the revenue
acts of Congress made in pursuance thereof.
The first section provides
"That if any person shall, without license from the selectmen of
the town &c., sell any wine, rum, gin, brandy, or other
spirits, in any quantity &c., such person, so offending, for
each and every such offense &c., shall pay a sum not exceeding
fifty dollars,"
&c. The indictment charged the defendants in the state court
with having sold one barrel of gin without a license.
On the trial it was proved that the barrel of gin was purchased
by the defendants in Boston, brought coastwise to the landing at
Piscataqua Bridge, and thence to the defendants' store in Dover,
and afterwards sold in the same barrel.
The views expressed by me in the case of
Thurlow
v.
Page 46 U. S. 594
Massachusetts, at the present term, as regards the
power of a state to require a license for the sale of spirituous
liquors, apply equally to the present case. A state may require a
license to sell ardent spirits of domestic manufacture, as well as
foreign. And the only difference between this case and the one
above cited is that the defendants imported this barrel of gin from
the State of Massachusetts to that of New Hampshire, where they
sold it, and they claim the right of importers to sell without a
license.
In the case of
Brown v. State of
Maryland, 12 Wheat. 449, after sustaining the right
of the importer to sell a package of foreign goods without a
license, which an act of Maryland required, the court said -- "It
may be proper to add that we suppose the principles laid down in
this case to apply equally to importations from a sister
state."
This remark of the Court was incidental to the question before
it, and the point was not necessarily involved in the decision.
Whilst the remark cannot fail to be considered with the greatest
respect, coming as it did from a most learned and eminent Chief
Justice, yet it cannot be received as authority. It must have been
made with less consideration than the other points ruled in that
important case.
The power to regulate commerce among the several states is given
to Congress in the same words as the power over foreign commerce.
But in the same article it is declared that
"no preference shall be given by any regulation of commerce or
revenue to the ports of one state over those of another; nor shall
vessels bound to or from one state be obliged to enter, clear, or
pay duties in another."
And it is supposed that the declaration
"that no state, without the consent to Congress, shall lay any
impost or duties on imports or exports, except what may be
absolutely necessary for executing its inspection laws"
refers to foreign commerce.
A revenue to the general government could never have been
contemplated from any regulation of commerce among the several
states. Countervailing duties, under the Confederation, were
imposed by the different states to such an extent as to endanger
the confederacy. But this cannot be done under the Constitution by
Congress, in whom the power to regulate commerce among the states
is vested.
The word "import," in a commercial sense, means the goods or
other articles brought into this country from abroad -- from
another country. In this sense, an importer is a person engaged in
foreign commerce. And it appears that in the acts of Congress which
regulate foreign commerce, he is spoken of in that light. In
Brown v. State of
Maryland, 12 Wheat. 443, the Court said the act of
Maryland "denies to the importer the right of using the privilege
which he has purchased from the United States until he has
purchased it from the state." And it was upon the ground that the
tax was an additional charge or impost upon the thing imported,
Page 46 U. S. 595
which a state could not impose, that the above act was held to
be unconstitutional.
But neither the facts nor the reasons of that case apply to a
person who transports an article from one state to another. In some
cases, the transportation is only made a few feet or rods, and
generally it is attended with little risk, and no duty is paid to
the federal or state government. And why should property, when
conveyed over a state line, be exempt from taxation which is common
to all other property in the state?
There is no act of Congress to which the license law, as applied
to this case, can be held repugnant. And the general "power in
Congress to regulate commerce among the several states," under the
restrictions in the Constitution, cannot affect the validity of the
law. The Constitution prohibits impost duties on a commercial
interchange of commodities among the states. The tax in the form of
a license, as here presented, counteracts no policy of the federal
government, is repugnant to no power it can exercise, and is
imposed by the exercise of an undoubted power in the state. The
license system is a police regulation, and, as modified in the
State of New Hampshire, was designed to restrain and prevent
immoral indulgences and to advance the moral and physical welfare
of society.
The owner of the property, who purchased it in Massachusetts and
transported it to New Hampshire, is not an importer in the sense in
which that term is used in the case of
Brown v. State of
Maryland. And there is nothing in the general reasoning of
that case or in the facts which can bring into doubt the
constitutionality of the New Hampshire law.
If the mere conveyance of property from one state to another
shall exempt it from taxation and from general state regulation, it
will not be difficult to avoid the police laws of any state,
especially by those who live at or near the boundary. If this tax
had been laid on the property as an import into the state, the law
would have been repugnant to the Constitution. It would have been a
regulation of commerce among the states, which has been exclusively
given to Congress. One of the objects in adopting the Constitution
was to regulate this commerce, and to prevent the states from
imposing a tax on the commerce of each other. If this power has not
been delegated to Congress, it is still retained by the states, and
may be exercised at their discretion, as before the adoption of the
Constitution. For if it be a reserved power, Congress can neither
abridge nor abolish it.
But this barrel of gin, like all other property within the State
of New Hampshire, was liable to taxation by the state. It comes
under the general regulation, and cannot be sold without a license.
The right of an importer of foreign spirits to sell in the cask
without a license does not attach to the plaintiffs in error, on
account
Page 46 U. S. 596
of their having transported this property from Massachusetts to
New Hampshire. I affirm the judgment of the state court.
Joel Fletcher v. State of Rhode Island
This is a writ of error to the Supreme Court of Rhode Island,
under the 25th section of the Judiciary Act of 1789. Fletcher was
indicted for selling strong liquor, to-wit, rum, gin, and brandy,
in less quantity than ten gallons, in violation of the law of Rhode
Island. From the evidence, it appeared that the brandy which he
sold was purchased by him at Boston, in the State of Massachusetts,
that it was imported into the United States from France for sale,
and that the duties had been regularly paid at the port of Boston.
The sale of the liquor was admitted by the defendant, as charged in
the indictment.
In the defense it was insisted that the license act was void, it
being repugnant to that clause of the 8th section of the
Constitution of the United States which provides
"That the Congress shall have power to lay and collect taxes,
duties, imposts, and excises, to pay debts, and provide for the
common defense and general welfare of the United States, but all
duties, imposts, and excises shall be uniform throughout the United
States,"
and is also repugnant to that clause of the 8th section which
provides
"That Congress shall have power to regulate commerce with
foreign nations, and among the several states, and with the Indian
tribes,"
and also repugnant to that clause which declares, that
"No state shall, without the consent of Congress, lay any
imposts or duties on imports except what may be absolutely
necessary for executing its inspection laws, and the acts of
Congress in pursuance of the aforesaid several clauses of said
Constitution,"
&c.
The supreme court of the state maintained the validity of the
state statute, and to reverse that judgment this writ of error is
prosecuted.
The opinions given by me in the cases of
Thurlow v. State of
Massachusetts, and
Peirce v. State of New Hampshire,
decide, so far as I am concerned, this case. The first case related
to the sale of spirits of foreign importation, not in the hands of
the importer; the second to domestic spirits transported from one
state to another. And the indictment now under consideration
relates to the sale of foreign spirits purchased in Massachusetts
and transported to Rhode Island. There is, however, one point made
in this case which was not embraced by the facts contained in
either of the others. It was
"agreed that the Town Council of Cumberland, in Rhode Island,
refused to grant any license for retailing strong liquors for a
year from April, 1845, having been instructed to that effect by a
town meeting."
The effect of this proceeding was to prohibit the sale of
spirituous liquors in the Town of Cumberland in less quantities
than ten gallons.
Page 46 U. S. 597
There is no constitutional objection to the exercise of this
discretion under the authority of the state law. In the first
place, no system of licenses to retail spirits has authorized the
grant except upon certain conditions. No one, it is presumed, can
claim a license to retail spirits as a matter of right. Under the
law of the state, a discretion is to be exercised not only as
regards the individuals who apply, but also as to the number that
shall be licensed in each town. And if it shall be determined that
a certain town is not entitled to a license, it is not perceived
how such a decision can be controlled. In the case of Fletcher, it
seems that the town council, who have the power to make the grant,
were influenced to refuse it by the popular vote of the town. A
more satisfactory mode of instructing public officers, it would
seem, could not be adopted.
This produces no restriction on the sale of spirits in any
quantity exceeding ten gallons. And there is nothing in the record
which shows that licenses are not granted in the adjacent towns
within the state. But if this did appear, it would not avoid the
force of the act. I think this regulation is clearly within the
power of the State of Rhode Island, and, consequently, that the act
is not repugnant to the Constitution of the United States or to any
act of Congress passed in pursuance of it. I therefore affirm the
judgment of the Supreme Court.
MR. JUSTICE CATRON.
Peirce and another v. New Hampshire
Andrew Peirce and two others were indicted for selling one
barrel of gin, contrary to a statute of New Hampshire, passed in
1838, which provides that if any person shall, without license from
the selectmen of the town where such person resides, sell any wine,
rum, gin, brandy, or other spirits in any quantity, or shall sell
any mixed liquors part of which are spirituous, such person so
offending, for each offense, on conviction upon an indictment,
shall forfeit and pay a sum not exceeding fifty dollars, nor less
than twenty-five dollars, for the use of the county.
The barrel of gin had been purchased by the defendants at
Boston, in the Commonwealth of Massachusetts, and was brought
coastwise by water near to Dover, in New Hampshire, where it was
sold in the same barrel and condition that it had been purchased in
Boston. Part of the regular business of the defendants was to sell
ardent spirits in large quantities.
The defendants' counsel contended on the trial that the statute
of 1838 was unconstitutional and void because the same is in
violation of certain public treaties of the United States with
Holland, France, and other countries, containing stipulations for
the admission of spirits into the United States, and because it is
repugnant
Page 46 U. S. 598
to the two following clauses in the Constitution of the United
States,
viz.:
"No state shall, without the consent of the Congress, lay any
imposts or duties on imports or exports, except what may be
absolutely necessary for executing its inspection laws."
"The Congress shall have power to regulate commerce with foreign
nations, and among the several states and with the Indian
tribes."
In answer to these objections, the court instructed the jury
that the statute of July 4, 1838, was not entirely void, if it
might have an operation constitutionally in any case, and that as
far as this case was concerned, it could not be in violation of any
treaty with any foreign power which had been referred to,
permitting the introduction of foreign spirits into the United
States, because the liquor in question here was proved to be
American gin.
The court further instructed the jury that this statute, as it
regarded this case, was not repugnant to the clause in the
Constitution of the United States providing that no state shall,
without the consent of Congress, lay any duty on imports or
exports, because the gin in this case was not a foreign article,
and was not imported into, but had been manufactured in, the United
States.
The court further instructed the jury that this state could not
regulate commerce between this and other states; that this state
could not prohibit the introduction of articles from another state
with such a view, nor prohibit a sale of them with such a purpose;
but that although the state could not make such laws with such
views and for such purposes, she was not entirely forbidden to
legislate in relation to articles introduced from foreign countries
or from other states; that she might tax them the same as other
property, and might regulate the sale to some extent; that a state
might pass health and police laws which would to a certain extent
affect foreign commerce and commerce between the states, and that
this statute was a regulation of that character, and
constitutional.
The jury found the defendants guilty, and the court of common
pleas fined them thirty dollars, from which they prosecuted their
writ of error to the Superior Court of Judicature of New Hampshire,
where the judgment was affirmed. The present writ of error is
prosecuted, under the twenty-fifth section of the Judiciary Act of
1789, to reverse the judgment of the state court of New Hampshire
on the grounds above stated. And the question and the case
presented for our consideration are whether the state laws, and the
judgment founded on them are repugnant to the Constitution of the
United States. The court below having decided in favor of their
validity, this is the only question that comes within our
jurisdiction, although divers others were presented to and adjudged
by the state court.
The importance of this case, as regards its bearing on the
commerce
Page 46 U. S. 599
among the states and on the relations and rights of their
citizens and inhabitants is not to be disguised. To my mind it
presents most delicate and difficult considerations.
The first objection, that the statute of New Hampshire violated
certain treaties with Holland, France &c., providing for the
admission of ardent spirits, has no application to the case, as the
spirits sold were not foreign, but American gin.
The second objection relies on the first article and tenth
section of the Constitution, which provides, that "no state shall
lay any imposts or duties on imports or exports, nor any duty on
tonnage," unless with the assent of Congress &c. These are
negative restrictions, where the Constitution operates by its own
force; but as no duty or tax was imposed on the gin introduced into
New Hampshire from Massachusetts, either directly or indirectly,
these prohibitions on the state power do not apply.
The third objection proceeds on the clause that "the Congress
shall have power to regulate commerce with foreign nations, and
among the several states, and with the Indian tribes," to which it
is insisted the state statute is opposed. The power given to
Congress is unrestricted, and broad as the subjects to which it
relates; it extends to all lawful commerce with foreign nations,
and in the same terms to all lawful commerce among the states; and
"among" means between two only, as well as among more than two; if
it was otherwise, then an intermediate state might interdict and
obstruct the transportation of imports over it to a third state,
and thereby impair the general power. The article in question was
introduced from one state directly into another, and the first
question is was it a subject of lawful commerce among the states,
that Congress can regulate? That ardent spirits have been for ages,
and now are, subjects of sale and of lawful commerce, and that of a
large class, throughout a great portion of the civilized world, is
not open to controversy; so our commercial treaties with foreign
powers declare them to be, and so the dealing in them among the
states of this Union recognizes them to be. But this condition of
the subject matter was met by the state decision on the ground, and
on this only,
"that the state might pass health and police laws which would,
to a certain extent, affect foreign commerce and commerce between
the states; and that the statute [of New Hampshire] was a
regulation of that character, and constitutional."
This was the charge to the jury, and on it the verdict and
judgment are founded, and which the state court of last resort
affirmed. The law and the decision apply equally to foreign and to
domestic spirits, as they must do on the principles assumed in
support of the law. The assumption is that the police power was not
touched by the Constitution, but left to the states as the
Constitution found it. This is admitted, and whenever a thing, from
character or condition,
Page 46 U. S. 600
is of a description to be regulated by that power in the state,
then the regulation may be made by the state, and Congress cannot
interfere. But this must always depend on facts subject to legal
ascertainment, so that the injured may have redress. And the fact
must find its support in this whether the prohibited article
belongs to, and is subject to be regulated as part of, foreign
commerce, or of commerce among the states. If, from its nature, it
does not belong to commerce, or if its condition, from putrescence
or other cause, is such when it is about to enter the state that it
no longer belongs to commerce, or, in other words, is not a
commercial article, then the state power may exclude its
introduction. And as an incident to this power, a state may use
means to ascertain the fact. And here is the limit between the
sovereign power of the state and the federal power. That is to say
that which does not belong to commerce is within the jurisdiction
of the police power of the state, and that which does belong to
commerce is within the jurisdiction of the United States. And to
this limit must all the general views come, as I suppose, that were
suggested in the reasoning of this Court in the cases of
Gibbons v. Ogden, Brown v. State of Maryland, and
New
York v. Miln.
What, then, is the assumption of the state court? Undoubtedly,
in effect, that the state had the power to declare what should be
an article of lawful commerce in the particular state, and, having
declared that ardent spirits and wines were deleterious to morals
and health, they ceased to be commercial commodities there, and
that then the police power attached, and consequently the powers of
Congress could not interfere. The exclusive state power is made to
rest not on the fact of the state or condition of the article, nor
that it is property usually passing by sale from hand to hand, but
on the declaration found in the state laws and asserted as the
state policy that it shall be excluded from commerce. And by this
means the sovereign jurisdiction in the state is attempted to be
created in a case where it did not previously exist.
If this be the true construction of the constitutional
provision, then the paramount power of Congress to regulate
commerce is subject to a very material limitation, for it takes
from Congress, and leaves with the states, the power to determine
the commodities or articles of property which are the subjects of
lawful commerce. Congress may regulate, but the states determine
what shall or shall not be regulated.
Upon this theory, the power to regulate commerce, instead of
being paramount over the subject, would become subordinate to the
state police power, for it is obvious that the power to determine
the articles which may be the subjects of commerce, and thus to
circumscribe its scope and operation, is in effect the controlling
one. The police power would not only be a formidable rival, but, in
a struggle, must necessarily triumph over the commercial power,
Page 46 U. S. 601
as the power to regulate is dependent upon the power to fix and
determine upon the subjects to be regulated.
The same process of legislation and reasoning adopted by the
state and its courts could bring within the police power any
article of consumption that a state might wish to exclude, whether
it belonged to that which was drank or to food and clothing, and
with nearly equal claims to propriety, as malt liquors and the
produce of fruits other than grapes stand on no higher grounds than
the light wines of this and other countries, excluded, in effect,
by the law as it now stands. And it would be only another step to
regulate real or supposed extravagance in food and clothing. And in
this connection it may be proper to say that the three states whose
laws are now before us had in view an entire prohibition from use
of spirits and wines of every description, and that their main
scope and object is to enforce exclusive temperance as a policy of
state, under the belief that such a policy will best subserve the
interests of society, and that to this end more than to any other
has the sovereign power of these states been exerted, for it was
admitted on the argument that no licenses are issued, and that
exclusion exists, so far as the laws can produce the result -- at
least, in some of the states -- and that this was the policy of the
law. For these reasons, I think the case cannot depend on the
reserved power in the state to regulate its own police.
Had the gin imported been "an import" from a foreign country,
then the license law prohibiting its sale by the importer would be
void. The reasons for this conclusion are given in my opinion on
the case of
Thurlow v. Commonwealth of Massachusetts, and
need not be repeated, and are founded on the case of
Brown v.
State of Maryland. The next inquiry is did it stand on the
foot of "an import," coming as it did from another state? If it be
true, as the state courts held it was, that Congress has the
exclusive power to regulate commerce among the states (the states
having none), and the gin introduced being an article of commerce,
and the state license law being a regulation of commerce (as it was
held by this Court to be in the case of
Brown v. State of
Maryland), then the state law is void because the state had no
power to act in the matter by way of regulation to any extent.
This narrows the controversy to the single point whether the
states have power to regulate their own mode of commerce among the
states during the time the power of Congress lies dormant and has
not been exercised in regard to such commerce.
Although some regulations have been made by Congress affecting
the coasting trade, requiring manifests of cargoes where they
exceed a certain value, to prevent smuggling, and for other
purposes, still no regulation exists affecting in any degree such
an import as the one under consideration. It must find protection
against the state law under the Constitution or it can have none.
This is also
Page 46 U. S. 602
true as respects similar articles of commerce passing from state
to state by land. Congress has left the states to proceed in this
regard as they were proceeding when the Constitution was
adopted.
Is, then, the power of Congress exclusive? The advocates of this
construction insist that it has been settled by this Court that the
power to regulate commerce is exclusive, and can be exercised by
Congress alone. And the inquiry in advance of further discussion is
has the construction been thus settled? The principle case relied
on is that of
Gibbons v.
Ogden, 9 Wheat. 1, in support of the assumption. In
that case, a monopoly had been granted to the inventors of
machinery propelled by steam which, when applied to vessels, forced
them through the water. The law of monopoly of New York extended to
the tidewaters, and for navigating these with two steamboats
belonging to Gibbons, a bill was filed against him, and he was
enjoined by the state courts of New York, and in his answer he
relied on licenses granted under the Act of 18 February, 1793, for
enrolling and licensing ships and vessels to be employed in the
coasting trade, and for regulating the same. This was the sole
defense. The Court first held that the power to regulate commerce
included the power to regulate navigation also, as an incident to
and part of commerce.
After discussing many topics connected with or supposed to be
connected with the subject, the power of taxation was considered by
the Court, and the powers to tax in the states and the United
States compared with the power to regulate commerce, and in this
connection the Chief Justice, delivering the opinion of the Court,
said
"But, when a state proceeds to regulate commerce with foreign
nations, or among the several states, it is exercising the very
power granted to Congress, and is doing the very thing which
Congress is authorized to do. There is no analogy, then, between
the power of taxation and the power of regulating commerce. In
discussing the question whether this power is still in the states,
in the case under consideration we may dismiss from it the inquiry
whether it is surrendered by the mere grant to Congress or is
retained until Congress shall exercise the power. We may dismiss
that inquiry because it has been exercised, and the regulations
Congress deemed proper to make are now in full operation. The sole
question is can a state regulate commerce with foreign nations and
among the states while Congress is regulating it?"
And then the Court proceeds to discuss the effect of the
licenses set up in Gibbon's answer, and gives a decree of reversal,
on that sole question, in his favor. The decree says
"This Court is of opinion that the several licenses to the
steamboats the
Stoudinger and the
Bellona to
carry on the coasting trade, which are set up by the appellant,
Thomas Gibbons, in his answer, which were granted under an act of
Congress passed in pursuance of the Constitution of the United
States, gave full authority to those vessels to navigate
Page 46 U. S. 603
the waters of the United States, by steam or otherwise, for the
purpose of carrying on the coasting trade, any law of the State of
New York to the contrary notwithstanding."
And then the state law is declared void as repugnant to the
Constitution and laws of the United States.
22 U. S. 9 Wheat.
240.
This case, then, decides that navigation was within the
commercial power of the United States, and that a coasting license
granted pursuant to an act of Congress, in the exercise of the
power, was an authority under the supreme law to navigate the
public waters of New York, notwithstanding the state law granting
the monopoly. This decision was made in 1824. Three years after
(1827), the case of
Brown v. State of
Maryland came before the Court. 12 Wheat. 419.
Brown, an importing merchant, had been indicted for selling
packages of dry goods in the form they were imported without taking
out a license to sell by wholesale. To this he demurred, and the
demurrer was sustained, on the ground that "imports" could be sold
by the importer regardless of the state law, on which the
indictment was founded. Two propositions were stated by the Court,
and the decision of the cause proceeded on them both, and was
favorable to Brown -- first, the provision of the Constitution
which declares, that "no state shall, without the consent of
Congress, lay any imposts or duties on imports or exports," and
second that which declares Congress shall have power to regulate
commerce with foreign nations, and among the several states and
with the Indian tribes.
The first proposition has no application to the controversy
before us, as here no tax or duty was imposed.
2. The Court proceeds (p.
25 U. S. 446)
to inquire of the extent of the power, and says -- "It is complete
in itself, and acknowledges no limitations, and is coextensive with
the subject on which it operates." And for this
Gibbons v.
Ogden is referred to as having asserted the same postulates.
The opinion then urges the necessity that Congress should have
power over the whole subject, and the power to protect the imported
article in the hands of the importer, and proceeds to say
"We think it cannot be denied what can be the meaning of an act
of Congress which authorized importation, and offers the privilege
for sale at a fixed price to every person who chooses to become a
purchaser. . . . We think, then, that if the power to authorize a
sale exists in Congress, the conclusion that the right to sell is
connected with the law permitting importation, as an inseparable
incident, is inevitable."
Two points were decided on the second proposition:
1st. That a tax on the importer was a tax on the import.
2d. That "an import," which had paid a tax to the United States
according to the regulations of commerce made by Congress, could
not be taxed a second time in the hands of the importer.
Neither of these cases touch the question of exclusive power,
nor
Page 46 U. S. 604
do I suppose it was intended by the writer of the opinions to
approach that question, as he studiously guarded the opinion in the
leading case of
Gibbons v. Ogden against such an
inference, and professedly followed the doctrines there laid down
in
Brown v. State of Maryland.
The next case that came before the court was that of
Willson v. Blackbird Creek
Marsh Company, in 1829, 2 Pet. 245. The Chief
Justice again delivered the opinion of the Court, as he had done in
the two previous cases. The company was authorized to make a dam
across the creek under a state charter. The creek was a navigable
tidewater; the dam was constructed, and the licensed sloop of
Willson not being enabled to pass, he broke the dam, and the
company sued him for damages, to which he pleaded that the creek
was a navigable highway where the tide ebbed and flowed, and that
he only did so much damage as to allow his vessel to pass. The plea
was demurred to, and there was a judgment against Willson in the
state court. It was insisted on his behalf in this Court that the
power to regulate commerce included navigation, and that navigable
streams are the waters of the United States, and subject to the
power of Congress, and the case of
Gibbons v. Ogden was
relied on. The Chief Justice in the opinion said:
"The counsel for the plaintiff in error insists that it comes in
conflict with the powers of the United States to regulate commerce
with foreign nations, and among the several states."
"If Congress had passed any act which bore upon the case, any
act in execution of the power to regulate commerce the object of
which was to control state legislation over those small navigable
creeks into which the tide flows, and which abound throughout the
lower country of the Middle and Southern states, we should feel not
much difficulty in saying that a state law coming in conflict with
such act would be void. But Congress has passed no such act. The
repugnancy of the law of Delaware to the Constitution is placed
entirely on its repugnancy to the power to regulate commerce with
foreign nations and among the several states, a power which has not
been so exercised as to affect the question."
"We do not think that the act empowering the Blackbird Creek
Marsh Company to place a dam across the creek can, under all the
circumstances of the case, be considered as repugnant to the power
to regulate commerce in its dormant state, or as being in conflict
with any law passed on the subject."
Here the adjudications end. But judges who were of the Court
when the three cases cited were determined differ as to the true
meaning of the Chief Justice in the language employed in the case
of
Gibbons v. Ogden, in illustrating the Constitution in
aspects supposed to bear more or less on the questions before the
Court, such, for instance, as that the commercial power was a unit
and covered the entire subject matter of commerce with foreign
nations and
Page 46 U. S. 605
among the states, and that navigation was included in the power.
In the case of
New York v.
Miln, 11 Pet. 102, Mr. Justice Thompson and Mr.
Justice Story differed entirely as to what the language employed in
the opinion in
Gibbons v. Ogden meant in regard to the
true exposition of the Constitution -- one contending that the
language used had reference to the power of Congress and to a case
where it had been fully exercised, the other insisting that the
opinion maintained the exclusive power in Congress to regulate
commerce, and that the states had no authority to legislate, but
were altogether excluded from interfering. This was Mr. Justice
Story's opinion. I think it must be admitted that Chief Justice
Marshall understood himself as Mr. Justice Thompson understood him,
otherwise he could not have held as he did in the last case, in
1829, of
Willson v. Blackbird Creek Marsh Company. And as
this case was an adjudication on the precise question whether the
Constitution of the United States, in itself, extinguished the
powers of the states to interfere with navigation on tidewater, and
as it was adjudged, in the case of
Gibbons v. Ogden, that
the power to regulate commerce included navigation as fully as if
the clause had expressed it in terms, it is difficult to say that
this case does not settle the question favorably to the exercise of
jurisdiction on the part of the states until Congress shall act on
the same subject and suspend the state law in its operation. But,
owing to the conflicting opinions of individual judges, it is
deemed proper to treat the question as though it was an open one in
the aspect that this case presents it, and then the consideration
arises can a state, by its general laws, operating on all persons
and property within its jurisdiction, regulate articles coming into
the state from other states, and prohibit their sale unless a
license is obtained by the person bringing them in, and where no
tax or duty is demanded of the person, or imposed on the
article?
In this proposition, it is not intended to involve the
consideration that where Congress regulates a particular commerce
by general laws, as where a tax is levied on some articles on being
introduced from abroad and others permitted to come in free, that
all are regulated; this I admit in the instance put and in all
others of a like character. But as no General law of Congress has
regulated commerce among the states, such a rule cannot apply
here.
To a true understanding of the power conferred on Congress to
regulate commerce among the states, it may be proper briefly to
refer to their condition and acts before the Constitution was
adopted, in this respect. The prominent evil was that they taxed
the commerce of each other directly and indirectly, and to secure
themselves from undue and opposing taxes, the Constitution first
provides that Congress shall lay no tax on articles exported from
any state; second, that no state shall lay any imposts or duties on
imports or exports; nor, third, lay any duty or tonnage,
without
Page 46 U. S. 606
the consent of Congress except so much as may be necessary for
executing its inspection laws. These are prohibitions to which the
states have conformed.
But, as many general and all necessary local regulations existed
when the Constitution was adopted, and this, in all the states,
affecting the end of commerce within their respective limits, the
local regulations were continued, so far as the Constitution left
them in force. And they have been added to and accumulated to a
great extent up to this time in the maritime states, not only as
regards commerce among the states, but affecting foreign commerce
also; the states, within their harbors and inland waters, have done
almost everything, and Congress next to nothing. So minute and
complicated are the wants of commerce when it reaches its port of
destination that even the state legislatures have been incapable of
providing suitable means for its regulation between ship and shore,
and therefore charters, granted by the state legislatures, have
conferred the power on city corporations. Owing to situation and
climate, every port and place where commerce enters a state must
have peculiarity in its regulations, and these it would be
exceedingly difficult for Congress to make; nor could it depute the
power to corporations, as the states do. The difficulties standing
in the way of Congress are fast increasing with the increase of
commerce and the places where it is carried on. And where it enters
states through their inland borders, by land and water, the
complication is not less, and especially on the large rivers. There
too Congress has the undisputed power to regulate commerce coming
from state to state, but as every village would require special
legislation, and constant additions as it grew and its commerce
increased, to deal with the subject on the part of Congress would
be next to impossible in practice. I admit that this condition of
things does not settle the question of contested power, but it
satisfactorily shows that Congress cannot do what the states have
done, are doing, and must continue to do from a controlling
necessity, even should the exclusive power in Congress be
maintained by our decision. And this state of things was too
prominently manifest for the convention to overlook it. Nor do I
suppose they did so, for the following reasons.
The general rules of construction applicable to the negative and
affirmative powers of grant in the Constitution are commented on in
the 32d number of the Federalist, in these terms:
"That notwithstanding the affirmative grants of general
authorities, there has been the most pointed care, in those cases
where it was deemed improper that the like authorities should
reside in the states, to insert negative clauses prohibiting the
exercise of them by the states. The tenth section of the first
article consists altogether of such provisions. This circumstance
is a clear indication of the sense of the convention, and furnishes
a rule of interpretation out of the body of the act, which
justifies the position I have advanced, and
Page 46 U. S. 607
refutes every hypothesis to the contrary."
That is, in favor of the state power. These remarks were made to
quiet the fears of the people, and to clear up doubts on the
meaning of the Constitution, then before them for adoption by the
state conventions. And it is an historical truth never, so far as I
know, denied that these papers were received by the people of the
states as the true exponents of the instrument submitted for their
ratification. Proceeding on the principle of construction
applicable to affirmative statutes -- that they stood together as a
general rule, if there were no negative words -- and taking the
doctrine laid down in the Federalist to be the true rule of
interpretation -- that where the states were intended to be
prohibited negative words had been used -- the states continued to
do what they had previously done, and were not by negation
prohibited from doing; that is to say, to exercise the powers
conferred on Congress in arming, and organizing, and disciplining
the militia, to pass bankrupt laws, and to regulate the details of
commerce within their limits, coming from other states and foreign
countries.
The exercise of the powers to regulate the militia, and to pass
bankrupt laws has met the approval of this Court in the cases of
Houston v. Moore and in
Ogden v. Saunders.
As to the existence of the power in the states in these two
instances, there is no further controversy here or elsewhere.
And in regard to the third, Congress has stood by for nearly
sixty years, and seen the states regulate the commerce of the whole
country, more or less, at the ports of entry and at all their
borders, without objection, and for this Court now to decide that
the power did not exist in the states, and that all they had done
in this respect was void from the beginning, would overthrow and
annul entire codes of state legislation on the particular subject.
We would by our decision expunge more state laws and city corporate
regulations than Congress is likely to make in a century on the
same subject, and on no better assumption than that Congress and
the state legislatures had been altogether mistaken as to their
respective powers for fifty years and more. If long usage, general
acquiescence, and the absence of complaint can settle the
interpretation of the clause in question, then it should be deemed
as settled in conformity to the usage by the courts.
And as Congress and the courts have conceded that the states may
pass laws regulating the militia, and on the subject of
bankruptcies, and that the affirmative grants of power to Congress
in these instances did not deprive the states from exercising the
power until Congress acted, it is now too late, under existing
circumstances, for this Court to say that the similar affirmative
power to regulate commerce with foreign nations and among the
states shall be held an exclusive power in Congress, as it could no
more be done with consistency of interpretation than with safety to
the existing state of the country.
Page 46 U. S. 608
In proceeding on this moderate, and, as I think, prudent and
proper construction, all further difficulty will be obviated in
regard to the admission of property into the states; this the
states may regulate, so they do not tax; and if the states (or
anyone of them) abuse the power, Congress can interfere at
pleasure, and remedy the evil; nor will the states have any right
to complain. And so the courts can interfere if the states assume
to exercise an excess of power, or act on a subject of commerce
that is regulated by Congress. As already stated, it is hardly
possible for Congress to deal at all with the details of this
complicated matter.
The case before us presents a fair illustration of the
difficulty; all venders of spirits produced in New Hampshire are
compelled to be licensed before they can lawfully sell; this is not
controverted, and cannot be. To hold that the state license law was
void as respects spirits coming in from other states as articles of
commerce would open the door to an almost entire evasion, as the
spirits might be introduced in the smallest divisible quantities
that the retail trade would require, the consequence of which would
be that the dealers in New Hampshire would sell only spirits
produced in other states, and that the products of New Hampshire
would find an unrestrained market in the neighboring states having
similar license laws to those of New Hampshire.
For the sake of convenience, the views on which this opinion
proceeds will be briefly restated.
1. It is maintained that spirits and wines are articles
belonging to foreign commerce and commerce among the states, and
that Congress can regulate their introduction and transmission into
and through the states so long as they belong to either class of
such commerce, but no further.
2. That any state law whose provisions are repugnant to the
existing regulations of Congress (within the above limit) is void
so far as it is opposed to the legislation of Congress.
3. That the police power of the states was reserved to the
states, and that it is beyond the reach of Congress, but that such
police power extends to articles only which do not belong to
foreign commerce or to commerce among the states at the time the
police power is exercised in regard to them, and that the fact of
their condition is a subject proper for judicial ascertainment.
4. That the power to regulate commerce among the states may be
exercised by Congress at pleasure, and that the states cut off from
regulating the same commerce at the same time it stands regulated
by Congress, but that until such regulation is made by Congress,
the states may exercise the power within their respective
limits.
5. That the law of New Hampshire was a regulation of commerce
among the states in regard to the article for selling of which the
defendants were indicted and convicted, but that the state law was
constitutionally passed, because of the power of the state thus
Page 46 U. S. 609
to regulate; there being no regulation of Congress, special or
general, in existence to which the state law was repugnant.
And for these reasons I think the judgment of the state court
should be affirmed.
Thurlow v. Massachusetts
The statute of Massachusetts provides that no person shall
presume to be a retailer or seller of wine, brandy, rum, or other
spirituous liquors, in a less quantity than twenty-eight gallons,
and that delivered and carried away all at one time, unless he is
first licensed as a retailer of wine and spirits, as is provided in
this chapter, on pain of forfeiting twenty dollars for each
offense.
The plaintiff, Thurlow, was found guilty by a jury for violating
this law, on which verdict the Supreme Judicial Court of
Massachusetts pronounced judgment, and from which a writ of error
was prosecuted to this Court under the twenty-fifth section of the
Judiciary Act of 1789. The bill of exceptions shows that some of
the sales charged in the indictment were of foreign liquors, in
regard to which the court directed the jury that the license law
applied as well to imported spirits as to domestic. It was proved
that the defendant below had sold in quantities of gallons, quarts,
and pints. And the question submitted for our consideration is
whether the state law, and the judgment founded on it, are
repugnant to the acts of Congress authorizing the importation of
wines, brandies, and other foreign spirits, and it is proper to
remark that our jurisdiction and power to interfere involve the
question merely of repugnance or no repugnance; if repugnance is
found to exist, we must reverse, and if not, we must affirm. It
follows that the judicial ascertainment of the fact will end the
controversy.
For the plaintiff in error it is insisted that the state law and
the judgment founded on it are repugnant to the acts of Congress
authorizing the importation of foreign wines and spirits and to
their introduction into the United States on paying a prescribed
tax. That the laws of the states cannot control the retail trade in
such liquors; that if they can to any extent, they may prohibit
their sale altogether, and by this means do that indirectly which
cannot be done directly -- that is to say, prohibit their
introduction; that the purposes of wholesale importation being
retail distribution, the two must go together; if not, the first is
of no value; that importations reach our country in large masses
for the sole purposes of diffusion and consumption, and unless
Congress has the control of distribution until the imported article
reaches the consumer, the power to admit and to regulate commerce
in regard to it will be worthless, and little better than a barren
theory, leaving us where we began in 1789. That any law, therefore,
that prohibits consumption necessarily destroys importation, and
the retail process being the ordinary means
Page 46 U. S. 610
to consumption, and indispensable to it, to refuse this means
would wholly defeat the end Congress has protected -- that is to
say, consumption. On the soundness of this reasoning the result of
the controversy depends.
To this argument we answer that under the power to regulate
foreign commerce, Congress can protect every article belonging to
foreign commerce, so long as it does belong to it, from the
operation of a tax or a license, imposed by a state law, that
obstructs or hinders the commerce. But the true inquiry here is how
long does the imported article so continue? The acts of Congress
protect "imports," and prescribe the quantity and measure in which
they shall be made; the question of more or less is within the
competency of Congress, but how long the imported article continues
to be "an import" is a different question, for so soon as it ceases
to be so, then it is beyond the power conferred on Congress "to
regulate foreign commerce," and that power cannot afford it further
protection. This is the line of jurisdiction where the powers of
Congress end and where the powers of the states begin when dealing
respectively with the imported article. And such is the limit
established in the case of
Brown v. State of Maryland. I
do not mean to say that Congress may not protect an import for the
purposes of transmission over land, in the form it was imported,
from one state to another, for the purposes of distribution and
sale by the importer, as this can be done under the power to
regulate commerce among the states. The question under examination
is not what Congress may do, but what it has done. It has not
permitted spirituous liquors to be imported in the quantities that
they were sold by the plaintiff in error. And when the article
passes by sale from the hands of the importer into the hands of
another, either for the purposes of resale or of consumption, or is
divided into smaller quantities by breaking up the casks, packages
&c., by the importer, the article ceases to be a protected
"import," according to the legislation of Congress as it now
stands, and therefore the liquors sold in this instance did not
belong to "foreign commerce," when sold at the retail house by
single gallons, quarts &c. When thus divided and sold in the
body of the state, the foreign liquors became a part of its
property and were subject to be taxed or to be regulated by
licenses, like any other property owned within the state.
But while foreign liquors, imported according to the regulations
of Congress, remain in the cask, bottle &c., in the original
form, then the importer may sell them in that form at the port of
entry, or in any other part of the United States, nor can any state
law hinder the importer from doing so; nor does it make any
difference whether the imported article paid a tax on its
introduction or was admitted as a free article; until it passes
from the hands of the importer, it is "an import," and belongs to
regulated "foreign commerce," and is protected.
Page 46 U. S. 611
It follows from the principles stated that the spirituous
liquors sold by the defendant stood on no higher ground than
domestic spirits did, and that domestic spirits are subject to the
state authority as objects of taxation, or of license in restraint
of their sale, is not a matter of controversy, and certainly cannot
be here, under the twenty-fifth section of the Judiciary Act.
I admit as inevitable that if the state has the power of
restraint by licenses to any extent, she has the discretionary
power to judge of its limit, and may go to the length of
prohibiting sales altogether if such be her policy, and that if
this Court cannot interfere in the case before us, so neither could
we interfere in the extreme case of entire exclusion except to
protect imports belonging to foreign commerce, as already defined.
The reasons are obvious. We have no power to inquire into abuses
(if such there be) inflicted by state authority on the inhabitants
of the state unless such abuses are repugnant to the Constitution,
laws, or treaties of the United States.
For the reasons above set forth, I think the judgment of the
state court should be affirmed.
And as the case of Joel Fletcher against the State of Rhode
Island depends on the same principles, to every extent, I think it
must be affirmed also.
MR. JUSTICE DANIEL.
In the decision of the Court, so far as it establishes the
validity of the license laws of the States of Massachusetts, Rhode
Island, and New Hampshire, I entirely concur, and had the opinions
of judges in forming that decision been limited strictly to an
inquiry into the compatibility of those laws with the Constitution
of the United States, or with a just exercise of state power (the
only inquiry, in my apprehension, regularly before the Court), I
should have been spared the painful duty of disagreement with my
brethren. To this inquiry, however, those opinions, according to my
apprehension, are by no means restricted. The majority of the
judges, in fulfillment of their own convictions, have seemed to me
to go beside the questions regularly before them, and in this
departure have propounded principles propositions against which,
whensoever they may be urged as motives for action on my part, I
shall feel myself bound most earnestly to protest. It has been said
that the principles here objected to have been already solemnly and
fully adjudged and established, and should therefore be no longer
assailed. The assertion as to the extent in which these principles
have been ruled, or the solemnity with which they have been fixed
and settled, may in the first place be justly questioned. It is
believed that they have been directly adjudged in a single case
only, and then under the qualification of an able dissent.
*
Page 46 U. S. 612
But should this assertion be conceded in its greatest latitude,
my reply to it must be firmly and unhesitatingly this -- that in
matters involving the meaning and integrity of the Constitution, I
never can consent that the text of that instrument shall be
overlaid and smothered by the glosses of essay writers, lecturers,
and commentators. Nor will I abide the decisions of judges,
believed by me to be invasions of the great
lex legum. I
too have been sworn to observe and maintain the Constitution. I
possess no sovereign prerogative by which I can put my conscience
into commission. I must interpret exclusively as that conscience
shall dictate. Could I, in cases of minor consequence, consent, in
deference to others, to pursue a different course, I should, in
instances like the present, be especially reluctant to place myself
within the description of the poet --
"Stat magni nominis
umbra."
The doctrines which to me appear to have been gratuitously
brought into this case are those which have been promulgated in the
reasoning of this Court in the case of
Brown v.
State of Maryland, reported in 12 Wheat. 419 --
doctrines (and I speak it with all due respect) which I conceive
cannot by correct induction be derived from the Constitution nor
even from the grounds assumed for their foundation in the reasoning
of the Court in that case, but which, on the contrary, appear to be
wholly illogical and arbitrary. The doctrines adverted to are
these. That under the operation of that provision in the
Constitution which confers on Congress the power of regulating
commerce with foreign nations &c., and by the farther provision
which prohibits to the states the power of levying imposts or
duties on imports, merchandise, or property imported from abroad --
however completely its transit may have been ended, however
completely it shall have passed beyond all agencies and obligations
in reference to the federal government, and however absolutely,
exclusively, and undeniably it shall have become the property, and
passed into the possession, of the citizen resident within the
state, and protected both in person and property by the laws of the
state -- shall never become subject to taxation, in common with
other property of the same citizen, whilst it shall remain in the
bale, package, or form in which it shall have been imported, nor
until (to use the language of the Court) it shall have been "broken
up and mingled with the general mass of property."
With regard to this phrase, "broken up and mingled with the mass
of property," so often appealed to with the view to illustration,
it may be worthwhile to remark in passing how often words
introduced for the purpose of explanation are themselves the means
of creating doubt or ambiguity. With respect to the phrase above
mentioned it may be retorted that a person may import a steam
engine, a piano, a telescope, or a horse, and many other subjects,
which could not be broken up in order to be mingled with the
Page 46 U. S. 613
general mass of property. If, then, this phrase is to be
apprehended as signifying (and this alone seems its reasonable
meaning) the appropriation of a subject imported in absolute
private right and enjoyment, either positively or relatively, it
surrenders the whole matter in dispute and admits that all the
property of the citizen, who is himself protected in his person and
in the enjoyment of his property, is bound to contribute to the
support of the government which yields this protection, whether he
shall have imported that property or purchased it at home.
By the 6th article and 2d clause of the Constitution, it is thus
declared:
"That this Constitution and the laws of the United States made
in pursuance thereof, and treaties made under the authority of the
United States, shall be the supreme law of the land."
This provision of the Constitution, it is to be feared, is
sometimes applied or expounded without those qualifications which
the character of the parties to that instrument and its adaptation
to the purposes for which it was created necessarily imply. Every
power delegated to the federal government must be expounded in
coincidence with a perfect right in the states to all that they
have not delegated in coincidence, too, with the possession of
every power and right necessary for their existence and
preservation, for it is impossible to believe that these ever were,
in intention or in fact, ceded to the general government. Laws of
the United States, in order to be binding, must be within the
legitimate powers vested by the Constitution. Treaties, to be
valid, must be made within the scope of the same powers, for there
can be no "authority of the United States" save what is derived
mediately or immediately, and regularly and legitimately, from the
Constitution. A treaty, no more than an ordinary statute, can
arbitrarily cede away any one right of a state or of any citizen of
a state. In cases of alleged conflict between a law of the United
States and the Constitution or between the law of a state and the
Constitution or a statute of the United States, this Court must
pronounce upon the validity of either law with reference to the
Constitution; but whether the decision of the Court in such cases
be itself binding or otherwise must depend upon its conformity
with, or its warrant from, the Constitution. It cannot be correctly
held that a decision, merely because it be by the Supreme Court, is
to override alike the Constitution and the laws both of the states
and of the United States. Let us test by these principles --
believed to be irrefragable -- the power over foreign commerce
vested in Congress by the Constitution, and also the positions
sought to be deduced from that grant of power by the argument in
Brown v. State of Maryland. By art. 1, § 8, clause 4,
of the Constitution it is declared "that Congress shall have power
to regulate commerce with foreign nations, among the several
states, and with the Indian tribes." It is with the first of the
grants in this article that we have now to deal. The commerce
here
Page 46 U. S. 614
spoken of is that traffic between the people of the United
States and foreign nations, by which articles are procured by
purchase or barter from abroad, or by which the like subjects of
traffic are transmitted from the United States to foreign
countries, keeping in view always the essential characteristic of
this commerce as stamped upon it by the Constitution -- namely that
it is commerce with foreign nations, or in other words that it is
external commerce. By this, however, is not meant that it should be
external in reference to geographical or territorial lines, but in
reference to the parties and the nature of their transactions. The
power to regulate this commerce may properly comprise the times and
places at which, the modes and vehicles in which, and the
conditions upon which, it may as foreign commerce be carried on;
but precisely at that point of its existence that it is changed
from foreign commerce, at that point this power of regulation in
the federal government must cease, the subject for the action of
this power being gone.
Independently of an express prohibition upon the states to lay
duties on imports, this power of regulating foreign commerce may
correctly imply a denial to the states of a right to interfere with
existing regulations over subjects of foreign commerce; but they
must be continuing, and still in reality, subjects of foreign
commerce, and such they can no longer be after that commerce with
regard to them has terminated, and they are completely vested as
property in a citizen of a state, whether he be the first, second,
or third proprietor; if this were otherwise, then, by the same
reasoning, they would remain imports, or subject of foreign
commerce, through every possible transmission of title, because
they had been once imported.
Imports in a political or fiscal, as well as in common practical
acceptation, are properly commodities brought in from abroad which
either have not reached their perfect investiture or their
alternate destination as property within the jurisdiction of the
state, or which still are subject to the power of the government
for a fulfillment of the conditions upon which they have been
admitted to entrance -- as for instance goods on which duties are
still unpaid, or which are bonded or in public warehouses. So soon
as they are cleared of all control of the government which permits
their introduction, and have become the complete and exclusive
property of the citizen or resident, they are no longer imports in
a political or fiscal or common sense. They are like all other
property of the citizen, and should be equally the subjects of
domestic regulation and taxation, whether owned by an importer or
his vendee, or may have been purchased by cargo, package, bale,
piece, or yard, or by hogsheads, casks, or bottles. I can perceive
no rational distinction which can be taken upon the circumstance of
mere quantity, shape, or bulk, or on that of the number of
transmissions through which a commodity may have passed from the
first proprietor or of its remaining still with the latter. The
Page 46 U. S. 615
objection, that a tax upon an article in bulk (the property of a
citizen) is forbidden because it is a burden on foreign commerce,
whilst a similar burden is permissible on the very same bulk or on
fragments of the same article in the hands of his vendee, it would
appear difficult to reconcile with sound reasoning. Every tax is
alike a burden, whether it be imposed on larger or smaller
subjects, and in either mode must operate on price, and
consequently on demand and consumption. If, then, there was any
integrity in the objection urged, it should abolish all regulations
of retail trade, all taxes on whatever may have been imported.
It cannot be correctly maintained that state laws which may
remotely or incidentally affect foreign commerce are on that
account to be deemed void. To render them so, they must be
essentially and directly in conflict with some power clearly
invested in Congress by the Constitution, and, I would add, with
some regulation actually established by Congress in virtue of that
power. In the case of
Brown v. State of Maryland it is
said by the Court that liberty to import implies unqualified
liberty to sell at the place of importation. In the argument of
this case, the proposition just mentioned does not, in all its
amplitude, seem broad enough for counsel, who have contended that
liberty to import implies on the part of the states a duty to
encourage, if not to enforce, the consumption of foreign
merchandise, arising, it is affirmed, from a farther duty incumbent
on the states to regard
a priori the acts of the federal
government as wisest and best, and therefore imposing an obligation
on the states for cooperation with them. These very exacting
propositions, it is believed, can hardly be vindicated either by
the legitimate meaning of words or any correct theory of the
constitutional powers of Congress. It cannot be necessary here to
institute a criticism upon the words "importation, sale,
consumption" in order to show either their etymological or ordinary
acceptation or in order to expose the fallacy of the aforegoing new
and startling theory. Goods, moreover, may be imported into a
country as into a commercial entrepot, for reshipment to other
markets, and not for consumption at all.
But where importation may have been made with the direct view to
sell, it does not follow by necessary induction that permission for
the former implies permission for the latter, nor the power of
granting the former the power of conferring the latter, much less
that it implies the power or the obligation on the part of the
government to command or insure a sale. Whatever might be the case
under governments in which power is either absolute or single, it
is wholly otherwise under our system of confederated sovereignties.
Here, the power of the general government is emphatically delegated
and limited, although it is paramount so far as it has been
delegated, and when we look for this power of the government in
relation to this matter in the Constitution, we find it the power
to regulate commerce with foreign nations, it
Page 46 U. S. 616
being the foreign character of that commerce alone which confers
on Congress any power whatsoever with respect to it. It has been
urged that the importer pays a duty to the government for
permission to introduce and vend his merchandise; that it would be
unjust, therefore, to deprive him of the power of vending, as he
never would have imported except with the expectation of selling.
To this it may, in the first place, be replied, as has been
remarked in the argument at the bar, that the question here is one
of constitutional power, and if the federal government shall have
transcended its legitimate powers, I ask, can it be right in any
view to compensate those who may have suffered by the transgression
by authorizing unlimited reprisals upon the states? But in truth no
such right as the one supposed is purchased by the importer, and no
injury in any accurate sense is inflicted on him by denying to him
the power demanded. He has doubtless in view the profits resulting
from the sale of his commodities, but he has not purchased and
cannot purchase from the government that which it could not insure
to him -- a sale independently of the laws and polity of the
states. He has, under the legitimate power of the federal
government to regulate foreign commerce, purchased the right to
import, or introduce his merchandise -- the right to come in with
it in quest of a market, and nothing beyond this. The habits, the
tastes, the necessities, the health, the morals, and the safety of
society form the true foundation of his calculations, or of any
power or right which may be conceded to him for the sale of his
merchandise, and not any supposed right in the federal government,
in contravention of all these, to enforce such sale.
The want of integrity in the argument under examination is
farther exposed by showing that it will not cover the conclusion
sought to be drawn from it. If the right of the importer to vend
and his exemption from taxation are made to rest on the payment of
duties to the federal government, on what foundation must be rested
his right and his exemption, in reference to articles on which
duties are neither paid nor exacted? Are these to be left
exclusively the subjects of state regulation and state taxation?
That they must be so left is a logical and inevitable conclusion
from the proposition that the right to vend flows from the payment
of duties. And then this argument involves the palpable absurdity
that merchandise which the government does not so strongly favor as
to admit without duty shall remain intact and sacred, whilst
merchandise which is so much preferred as to be admitted freely --
nay, whose introduction is in effect invited and solicited by the
federal government -- may be burdened by the states at
pleasure.
It has been insisted that, as by treaty stipulations articles of
foreign merchandise have been admitted for consumption (and much
stress is laid upon this expression) in certain specified
Page 46 U. S. 617
quantities, consequently by such stipulations, forming the
supreme law of the land, the free sale of these articles must be an
absolute right. In what instances a treaty is or is not the supreme
law, or is no law at all, I have already endeavored to distinguish.
Passing, therefore, that investigation, it seems very clear that
the proposition just adverted to involves a great fallacy. The
treaty stipulations here exemplified mean this, and nothing more --
namely that whereas certain enumerated commodities could heretofore
be imported only in greater quantities, for the use of those who
might choose to buy and consume them, they may hereafter be
imported in lesser quantities. These stipulations no more signify
that commodities shall be circulated and used free of all internal
regulation than they convey a positive mandate for their being
purchased and consumed, eaten and drunk,
nolens volens or
at all events. Every state that is in any sense sovereign and
independent possesses, and must possess, the inherent power of
controlling property held and owned within its jurisdiction and in
virtue and under the protection of its own laws, whether that
control be exerted in taxing it or in determining its tenure, or in
directing the manner of its transmission, and this too irrespective
of the quantities in which it is held or transferred or the sources
whence it may have been derived. Such a power differs entirely from
an authority essentially extraneous in its character -- an
authority limited and specific, by the very terms which confer it,
restricted to action upon the progress of property on its way to
complete investment under the laws of the state.
The license laws of Massachusetts, Rhode Island, and New
Hampshire now under review impose no exaction on foreign commerce.
They are laws simply determining the mode in which a particular
commodity may be circulated within the respective jurisdictions of
those states, vesting in their domestic tribunals a discretion in
selecting the agents for such circulation, without discriminating
between the sources whence commodities may have been derived. They
do not restrict importation to any extent; they do not interfere
with it either in appearance or reality; they do not prohibit sales
either by wholesale or retail; they assert only the power of
regulating the latter, but this entirely within the sphere of their
peculiar authority.
These laws are therefore in violation neither of the
Constitution of the United States nor of any law nor treaty made in
pursuance or under the authority of the Constitution. Viewing them
in this character, my cooperation is given in maintaining them,
whatever differences of opinion may exist in relation to their
policy or necessity. But since, whilst extending to these laws
their sanction and support, there have been advanced by others
principles and opinions which to me appear to have their source not
in the fountain of all legitimate power in this or any other
department of the federal government, I cannot by silence seem to
assent to those principles
Page 46 U. S. 618
and opinions, nor put from me the obligation of declaring my
dissent from them.
MR. JUSTICE NELSON concurred in the opinions delivered by THE
CHIEF JUSTICE and MR. JUSTICE CATRON.
*
See 25 U. S. 12
Wheat. 449, the opinion of Thompson, Justice.
MR. JUSTICE WOODBURY.
I concur in the conclusion of my brethren as to the judgment
which ought to be pronounced in all of the three license cases.
But, differing in some of the reasons for that judgment, and in
the limitations and extent of some of the principles involved, and
knowing the cases to possess much interest in the circuit to which
I belong and from which they all come, I do not feel at liberty to
refrain from briefly expressing my views upon them.
The paramount question involved in all the cases is whether
license laws by the states for selling spirituous liquors are
constitutional. It is true that several other points are raised, as
to evidence, the power of juries in criminal prosecutions to decide
the law as well as the facts, and other questions not connected
with the overruling of any clause in an act of Congress, or treaty,
or the Constitution, which was interposed in the defense. But,
confined as we are to these last considerations in writs of error
to state courts, it would be traveling out of our prescribed path
to discuss at all either the other questions just alluded to or
some which have been long and ardently agitated in connection with
this subject -- such, for instance, as the expediency of the
license laws or the power of a state to regulate in any way the
food and drink or clothing of its inhabitants. Fortunately those
questions belong to another and more appropriate forum -- the state
tribunals.
But, looking to the relations which exist between the general
government and the different state sovereignties, the question,
whether the laws in these cases are within the power of the states
to pass without an encroachment on the authority of the general
government is one of those conflicts of laws between the two
governments, involving the true extent of the powers in each as
regards the other, which is very properly placed under our
revision. In helping to discharged that duty on this occasion, I
carry with me as a controlling principle the proposition that state
powers, state rights, and state decisions are to be upheld when the
objection to them is not clear, equally proper as it may be for
them, when the objection is clear, to give way to the supremacy of
the authorized measures of the general government.
See
Constitution, art. 3.
It is not enough to fancy some remote or indirect repugnance to
acts of Congress -- a "potential inconvenience" -- in order to
annul the laws of sovereign states and overturn the deliberate
decisions of state tribunals. There must be an actual collision, a
direct inconsistency, and that deprecated case of "clashing
sovereignties,"
Page 46 U. S. 619
in order to demand the judicial interference of this Court to
reconcile them.
McCulloch v.
Maryland, 4 Wheat. 316,
17 U. S. 487; 1
Story Com. on Const. 432.
These cases present two leading facts in respect to the material
points which ought first to be noticed. Neither of them is a
prosecution against the importer of spirit or wine from a foreign
country, and in neither has a duty been imposed, or a tax collected
by the state from the original defendant in connection with these
articles. From this state of things it follows that however much
has been said as to the collision between these license laws and
some former decisions of this Court, no such direct issue is made
up in either of them.
The case usually cited in support of such a proposition is very
different. It is that of
Brown v.
Maryland, 12 Wheat. 419, which was a tax or license
required before the sale of an article from the importer of it from
a foreign country, and it was an importer alone who called the
constitutionality of the law in question. What do these statutes,
then, really seek to do? They merely attempt to regulate the sale
of spirit or wine within the limits of states in regard to the
quantity sold at any one time without a license from the state
authorities -- as in the cases from Massachusetts and Rhode Island,
and in regard to any sale whatever without such license -- as in
the case from New Hampshire.
It is true also that the quantity allowed to be sold in
Massachusetts at any one time without a license is not so small as
that which is permitted by Congress to be imported in kegs, and in
Rhode Island is greater than that which Congress permits to be
imported in bottles, and in New Hampshire is no quantity whatever.
Yet neither of the laws unconditionally prohibits importations.
Indeed neither of them says anything on the subject of
importations. The first inquiry then recurs whether they do not all
stand on the same platform in respect to this, and without
conflicting in this respect with any act of Congress. My opinion is
that they do, as none of them, by prohibiting importations, opposes
in terms any act of Congress which allows them, and none seems to
me to conflict in substance more than form with entire freedom on
that subject. Nor in either case do they, in point of fact, amount
to a prohibition of importations in any quantity, however small.
Under them and so far as regards them, importations still go on
abundantly into each of those states. It is manifest also, whether
as an abstract proposition or practical measure, that a prohibition
to import is one thing, while a prohibition to sell without license
is another and entirely different. The first would operate on
foreign commerce on the voyage. The latter affects only the
internal business of the state after the foreign importation is
completed and on shore. In the next place, in point of fact,
neither of the laws goes so far as to prohibit in terms the sales,
any more than the imports, of spirits.
Page 46 U. S. 620
On looking at the laws this will be conceded. But if such a
prohibition existed as to sales, what act of Congress would it come
in collision with? None has ever been passed which professes to
regulate or permit sales within the states as a matter of commerce.
A good reason exists for this, as the subject of buying and selling
within a state is one as exclusively belonging to the power of the
state over its internal trade as that to regulate foreign commerce
is with the general government under the broadest construction of
that power.
And what power or measure of the general government would a
prohibition of sales within a state conflict with if it consisted
merely in regulations of the police or internal commerce of the
state itself? There is no contract, express or implied, in any act
of Congress that the owners of property, whether importers or
purchasers from them, shall sell their articles in such quantities
or at such times as they please within the respective states. Nor
can they expect to sell on any other or better terms than are
allowed by each state to all its citizens, or in a manner different
from what has comported with the policy of most of the old states,
as well before as since the Constitution was adopted. Any other
view would not accord with the usages of the country, or the
fitness of things, or the unquestioned powers of all sovereign
states, and, as is admitted, even of those in this Union, to
regulate both their internal commerce and general police. The idea,
too, that a prohibition to sell would be tantamount to a
prohibition to import does not seem to me either logical or founded
in fact. For even under a prohibition to sell, a person could
import, as he often does, for his own consumption and that of his
family and plantations, and also if a merchant extensively engaged
in commerce often does import articles with no view of selling them
here, but of storing them for a higher and more suitable market in
another state or abroad. This was the paramount object in the law
of Congress, so often cited, as to the importation of kegs of
fifteen gallons of brandy -- to have them in proper shape to be
re-exported and carried on mules in Mexico rather than to be sold
for use here.
I should question the correctness of this objection even were it
the doctrine in
Brown v. Maryland, though I do not regard
it as the point there settled or the substantial reason for it.
See Chief Justice Parker's Opinion in
State of New
Hampshire v. Peirce, in Law Rep. for September, 1845. That
point related rather to the want of power in a state to lay a duty
on imports.
But it is earnestly urged that as these acts indirectly prohibit
sales, such a prohibition of sales is indirectly a prohibition of
importations, and importations are certainly regulated by Congress.
It is necessary to scrutinize the grounds on which such circuitous
reasoning and analogy rest. The sale of spirit being still
permitted in all these states, as before remarked, it is first
objected that it is
Page 46 U. S. 621
permitted in certain quantities only, except under license, and
that this restricts and lessens both the sales and imports. But the
leading object of the license is to ensure the sale of spirit in
quantities not likely to encourage intemperance, and at places and
times and by persons conducive to the same end. This is the case in
New Hampshire, where none can be sold without license, while in the
two other states, if no license is granted, the owner may sell in
ten or twenty-eight gallons at a time, and in all the three states
the owner may without license consume what he imports or store and
re-export it for a market elsewhere. So the laws of most of the
states forbid sales of property on the Sabbath. But who ever
regarded that as prohibiting there entirely either their imports or
sales?
It is further argued, however, that the license laws accomplish
indirectly what is hostile to the policy of Congress, and thus
conflict with the spirit of its acts as much as if they prohibited
absolutely both importations and sales. But, if effecting this at
all, it must be because they tend to lessen and are designed to
lessen the consumption of foreign spirits, and thus help to reduce
the imports and sales of them.
The case from New Hampshire is in this respect less open to
objection than the others, the spirit there having been domestic.
But as it came in coastwise from another state, it may involve a
like principle in another view, and in its prohibitory character as
to selling any liquor without license, the New Hampshire statute
goes farther than either of the others.
Now can it be maintained that every law which tends to diminish
the consumption of any foreign or domestic article is
unconstitutional or violates acts of Congress. For that is the
essence of this point. So far from this, whatever promotes economy
in the use or consumption of any articles is certainly desirable
and to be encouraged by both the state and general governments.
Improvements of that kind by new inventions and labor-saving
machinery are encouraged by patents and rewards. More especially is
it sound policy everywhere to lessen the consumption of luxuries,
and in particular those dangerous to public morals. So in respect
to foreign articles, the disuse of them is promoted by both the
general and state governments in several other ways, rather than
treating it as unconstitutional or against the acts of Congress,
though the revenue as well as consumption be thereby diminished.
Thus the former orders the purchase of only domestic hemp for the
navy when it can be obtained of a suitable quality and price
(Resolution, 18 February, 1843, 5 Stat. 648). And some of the
states have often bestowed bounties on the growth of hemp and of
wheat and other useful articles. An exception like this would cut
so deep and wide into other usages and policy well established as
to need no further refutation. But this objection is
Page 46 U. S. 622
mixed up with another -- that the operation of these license
laws is unconstitutional because they lessen the amount of revenue
which the general government might otherwise derive from the
importation of that which is made abroad. It may be a sufficient
reply to this that Congress itself, by its own revenue system, has
at times, by very high duties on some articles, meant to diminish
their consumption and reduce the revenue which otherwise might be
derived from them if allowed to be introduced more largely under a
small duty. And in this very article of spirits it has confessedly,
from the foundation of the government, made the duties high so as
to discourage their use, and this in the very last tariff of 1846,
though considered to be more emphatically a mere revenue measure.
So its actual policy for fifteen years has been to lessen the use
of spirit in both the army and navy, and by the third section of
the Act of Aug. 29, 1842, ch. 267, 5 Stat. 546, this policy is
recognized and encouraged by law.
So when resorting to internal duties, for a like reason in part,
stills and the manufacture of whiskey have been the first resorted
to, and at last, in order to discourage the making of molasses into
New England rum, the drawback on the former when manufactured into
spirit and exported is allowed to stand now on a footing much less
favorable than that on sugar when refined and exported.
Again, where states look to the most proper objects of domestic
taxation, it is perfectly competent for them to assess a higher tax
or excise, by way of license or direct assessment, on articles of
foreign rather than domestic growth belonging to her citizens, and
it ever has been done, however it may discourage the use of the
former or lessen the revenue which might otherwise be derived from
them by the general government or tend to reduce imports, as well
as restrict the sale of them when considered of a dangerous
character.
The ground is therefore untenable entirely that a course of
legislation which serves to discourage what is foreign, whether it
be by Congress or the states, is for that reason alone contrary to
the Constitution, even if it tend at the same time to reduce the
amount of revenue which would otherwise accrue from foreign imports
or from those of that particular article.
Importations, then, being left unforbidden in all of these
cases, and the right to sell with a license not being prohibited in
any of them -- nor without one prohibited, except qualifiedly in
two of them, and in the other absolutely, but not affecting foreign
imports at all in that case, as the spirit sold there was of
domestic manufacture -- I pass to the next constitutional
objection.
It has been contended that the sum required to be paid for a
license and the penalty imposed for selling without one are in the
nature of a duty on imports, and thus come within the principle
really settled in
Brown v. Maryland, and thus conflict
with the Constitution. It is conceded that a state is forbidden "to
lay any impost
Page 46 U. S. 623
or duties on imports" without the assent of Congress. Art. 1,
§ 10. But neither of these statutes purports to tax imports
from abroad of foreign spirits or imports from another state,
either coastwise or by land, of either foreign or domestic spirits.
The last mode is not believed to be that referred to in the
Constitution, and no regulation has ever been made by Congress
concerning it when consisting of domestic spirits, as in the case
of New Hampshire, except with a view to prevent smuggling. Act of
Congress, Sept. 1, 1789, ch. 11, § 25, and Feb. 18, 1793, ch.
8, § 14; 1 Stat. 61, 309.
Nor does either of those statutes purport to tax the
introduction of an article by the merchant importing it, much less
to impose any duty on the article itself for revenue in addition to
what Congress requires. Neither of them appears to be, in character
or design, a fiscal measure. They do not touch the merchandise till
it has become a part of the property and capital of the state, and
then merely regulate the disposal of it under license, as an affair
of police and internal commerce. They might then even tax it as a
part of the commercial stock in trade, and thus subject it, like
other property, to a property tax, without being exposed to be
considered an impost on imports, so as to conflict with the
Constitution. But the penalty and license in these cases are
imposed
diverso intuitu, and not as a tax of any kind.
Hence they operate no more in substance than in form as an impost
of the prohibited character.
There is no pretense that the penalty is for revenue, and if the
small sum taken for a license should ever exceed the expense and
trouble of supervising the matter and become a species of internal
duty or excise, it would operate on spirit made in the state as
well as that made elsewhere, and on others as well as importers,
and, like any state tax on local property, or local trade, or local
business, be free from any conflict with the Constitution or acts
of Congress. And what seems decisive in these causes as to this
aspect of the question is that neither of the persons here
prosecuted was in fact an importer of foreign spirit or wines, or
set up a defense of that kind as to himself, on the trial, which
was overruled in the state courts.
Nor can the proposition, sometimes advanced, be vindicated that
this license, if a tax and falling at times on persons not
citizens, whether they belong to other states or are aliens, is
either unjust or unconstitutional. It falls on them only when
within the limits of the state, under the protection of its laws
and seeking the privileges of its trade, and only in common with
their own citizens. Such taxes are justifiable on principles of
international law (Vattel, B. 8, ch. 10, § 132), and I can
find no clause in the Constitution with which they come in
collision.
Again it has been strenuously insisted on in these cases, and
perhaps it is the leading position, that these license laws are
virtually
Page 46 U. S. 624
regulations of foreign commerce, and hence, when passed by a
state, are exercising a power exclusively vested in the general
government, and therefore void. This is maintained whether they
actually conflict with any particular act of Congress or not. But,
dissenting from any such definition of that power, as thus
exclusive and thus abrogating every measure of a state which by
construction may be deemed a regulation of foreign commerce, though
not at all conflicting with any existing act of Congress or with
anything ever likely to be done by Congress, I shall not, on this
occasion, go at length into the reasons for my dissent to the
exclusive character of this power, because these license laws are
not, in my opinion, regulations of foreign commerce, and in a
recent inquiry on the circuit I have gone very fully into the
question.
United States v. New Bedford Bridge, in
Massachusetts District.
My reasons are in brief:
1. The grant is in the same article of the Constitution, and in
like language, with others which this Court has pronounced not to
be exclusive,
e.g., the regulation of weights and
measures, of bankruptcy, and disciplining the militia.
2. There is nothing in its nature, in several respects, to
render it more exclusive than the other grants, but, on the
contrary, much in its nature to permit and require the concurrent
and auxiliary action of the states. But I admit that so far as
regards the uniformity of a regulation reaching to all the states
it must in these cases, of course, be exclusive, no state being
able to prescribe rules for others as to bankruptcy, or weights and
measures, or the militia, or for foreign commerce. A want of
attention to this discrimination has caused most of the difficulty.
But there is much in connection with foreign commerce which is
local within each state, convenient for its regulation and useful
to the public, to be acted on by each till the power is abused or
some course is taken by Congress conflicting with it. Such are the
deposit of ballast in harbors, the extension of wharves into tide-
water, the supervision of the anchorage of ships, the removal of
obstructions, the allowance of bridges with suitable draws, and
various other matters that need not be enumerated, beside the
exercise of numerous police and health powers, which are also by
many claimed upon different grounds.
This local, territorial, and detailed legislation should vary in
different states, and is better understood by each than by the
general government, and hence, as the colonies under an empire
usually attend to all such local legislation within their limits,
leaving only general outlines and rules to the parent country at
home, as towns, cities, and corporations do it through bylaws for
themselves, after the state legislature lays down general
principles, and as the War and Navy Departments and courts of
justice make detailed rules under general laws, so here the states,
not conflicting with any uniform and general regulations by
Congress as to foreign commerce,
Page 46 U. S. 625
must for convenience, if not necessity, from the very nature of
the power, not be debarred from any legislation of a local and
detailed character on matters connected with that commerce omitted
by Congress. And to hold the power of Congress as to such topics
exclusive in every respect and prohibitory to the states, though
never exercised by Congress, as fully as when in active operation,
which is the opposite theory, would create infinite inconvenience
and detract much from the cordial cooperation and consequent
harmony between both governments in their appropriate spheres. It
would nullify numerous useful laws and regulations in all the
Atlantic and commercial states in the Union.
If this view of the subject conflicts with opinions laid down
obiter in some of the decisions made by this Court,
22 U. S. 9 Wheat.
209;
25 U. S. 12
Wheat. 438;
41 U. S. 16
Pet. 543, it corresponds with the conclusions of several judges on
this point, and does not, in my understanding of the subject,
contradict any adjudged case in point.
18 U. S. 5 Wheat.
49;
Willson v. Blackbird Creek
Marsh Company, 2 Pet. 245;
36 U. S. 11
Pet. 132;
39 U. S. 14
Pet. 579;
41 U. S. 16
Pet. 627,
41 U. S. 664;
17 U. S. 4
Wheat. 196.
But without going farther into this question, it is enough here
to say that these license laws do not profess to be, nor do they
operate as, regulations of foreign commerce. They neither direct
how it shall be carried on nor where, nor under what duties or
penalties. Nothing is touched by them which is on shipboard or
between ship and shore; nothing till within the limits of a state
and out of the possession and jurisdiction of the general
government.
It is objected in another view that such licenses for selling
domestic spirit may affect the commerce in it between the states
which by the Constitution is placed under the regulation of
Congress as much as foreign commerce.
But this license is a regulation neither of domestic commerce
between the states nor of foreign commerce. It does not operate on
either, or the imports of either, till they have entered the state
and become component parts of its property. Then it has by the
Constitution the exclusive power to regulate its own internal
commerce and business in such articles and bind all residents,
citizens or not, by its regulations if they ask its protection and
privileges, and Congress, instead of being opposed and thwarted by
regulations as to this, can no more interfere in it than the states
can interfere in regulation of foreign commerce. If the proposition
was maintainable that without any legislation by Congress as to the
trade between the states (except that in coasting, as before
explained, to prevent smuggling), anything imported from another
state, foreign or domestic, could be sold of right in the package
in which it was imported not subject to any license or internal
regulation of a state, then it is obvious that the whole license
system may be evaded and nullified either from abroad or from a
neighboring state. And the more especially can it be done from the
latter, as
Page 46 U. S. 626
imports may be made in bottles of any size down to half a pint
of spirits or wines, and if its sale cannot be interfered with and
regulated, the retail business can be carried on in any small
quantity, and by the most irresponsible and unsuitable persons,
with perfect impunity.
The apprehension that the states, by these license systems, are
likely to impair the freedom of trade between each other is hardly
verified by the experience of a half-century. Their conduct has
been so liberal and just thus far on this matter as never to have
called for the legislation of Congress, which it clearly has the
power to make in respect to the commerce between the states
whenever any occasion shall require its interposition to check
imprudences or abuses on the part of anyone of them towards the
citizens of another. Some have objected, next, that these laws
violate our foreign treaties, such as those, for example, with
Great Britain and Prussia, which stipulate for free ingress and
egress as to our ports as well as for a participation in our
interior trade.
See 8 Stat. 116, 228, 378. But those
arrangements do not profess to exempt their people from local
taxation here, or local conformity to license systems, operating,
as these state laws do, on their own citizens and their own
domestic products in the same way, and to the same extent as on
foreign ones. And neither of those laws in this case forbids access
to our ports or importation into the several states by the
inhabitants of any foreign countries.
In settling the question whether these laws impugn treaties or
regulate either foreign commerce or that between the states or
impose a duty on imports, ordinary justice to the states demands
that they be presumed to have meant what they profess till the
contrary is shown. Hence, as these laws were passed by states
possessing experience, intelligence, and a high tone of morals, it
is neither legal nor liberal to attempt to nullify them by any
forced construction, so as to make them regulations of foreign
commerce, or measures to collect revenue by a duty on foreign
imports, thus imparting to them a character different from that
professed by their authors, or from that which, by their provisions
and tendency, they appear designed for. These states are as
incapable of duplicity or fraud in their laws, of meaning one thing
and professing another, as the purest among their accusers, and
while legitimate and constitutional objects are assigned, and means
used which seem adapted to such ends, it is illiberal to impute
other designs and to construe their legislation as of a sinister
character which they never contemplated. Thus, on the face of them,
these laws relate exclusively to the regulation of licensed houses
and the sales of an article which, especially where retailed in
small quantities, is likely to attract together within the state
unusual numbers and encourage idleness, wastefulness, and
drunkenness. To mitigate if not prevent this last evil was
undoubtedly their real design.
Page 46 U. S. 627
From the first settlement of this country and in most other
nations, ancient or modern, civilized or savage, it has been found
useful to discountenance excesses in the use of intoxicating
liquor. And without entering here into the question whether
legislation may not, on this as other matters, become at times
intemperate and react injuriously to the salutary objects sought to
be promoted, it is enough to say, under the general aspect of it,
that the legislation here is neither novel nor extraordinary, nor
apparently designed to promote other objects than physical, social,
and moral improvement. On the contrary, its tendency clearly is to
reduce family expenditures, secure health, lessen pauperism and
crime, and cooperate with, rather than counteract, the apparent
policy of the general government itself in respect to the disuse of
ardent spirit.
They aim, then, at a right object. They are calculated to
promote it. They are adapted to no other. And no other or sinister
or improper view can therefore, either with delicacy or truth, be
imputed to them.
But I go further on this point than some of the Court, and wish
to meet the case in front and in its worst bearings. If, as in the
view of some, these license laws were really in the nature of
partial or entire prohibitions to sell certain articles within the
limits of a state, as being dangerous to public health and morals,
or were virtual taxes on them as state property in a fair ratio
with other taxation, it does not seem to me that their conflict
with the Constitution would, by any means, be clear. Taking for
granted, till the contrary appears, that the real design in passing
them for such purposes is the avowed one, and especially while
their provisions are suited to effect the professed object, and
nothing beyond that, and do not apply to persons or things, except
where within the limits of state territory, they would appear
entirely defensible as a matter of right, though prohibiting
sales.
Whether such laws of the states as to licenses are to be classed
as police measures or as regulations of their internal commerce, or
as taxation merely, imposed on local property and local business,
and are to be justified by each or by all of them together, is of
little consequence if they are laws which from their nature and
object must belong to all sovereign states. Call them by whatever
name, if they are necessary to the wellbeing and independence of
all communities, they remain among the reserved rights of the
states, no express grant of them to the general government having
been either proper or apparently embraced in the Constitution. So
whether they conflict or not indirectly and slightly with some
regulations of foreign commerce, after the subject matter of that
commerce touches the soil or waters within the limits of a state,
is not perhaps very material if they do not really relate to that
commerce or any other topic within the jurisdiction of the general
government.
Page 46 U. S. 628
As a general rule, the power of a state over all matters not
granted away must be as full in the bays, ports, and harbors within
her territory,
intra fauces terrae, as on wharves and
shores or interior soil. And there can be little check on such
legislation beyond the discretion of each state if we consider the
great conservative reserved powers of the states, in their
quarantine or health systems, in the regulation of their internal
commerce, in their authority over taxation, and in short every
local measure necessary to protect themselves against persons or
things dangerous to their peace and their morals.
It is conceded that the states may exclude pestilence, either to
the body or mind, shut out the plague or cholera, and, no less,
obscene paintings, lottery tickets, and convits.
Holmes
v. Jennison, 14 Pet. 568;
22 U. S. 9 Wheat.
203;
36 U. S. 11
Pet. 133. How can they be sovereign within their respective spheres
without power to regulate all their internal commerce, as well as
police, and direct how, when, and where it shall be conducted in
articles intimately connected either with public morals or public
safety or the public prosperity?
See Vattel, B. 1, ch. 18,
§§ 219, 231.
The list of interdicted articles and persons is a long one in
most European governments, and, though in some cases not very
judicious or liberal, is in others most commendable, and the
exclusion of opium from China is an instance well known in Asia and
kindred in its policy. The introduction and storage of gunpowder in
large quantities is one of those articles long regulated and
forbidden here. New York v. Miln, 11 Pet. 102. Lottery tickets and
indecent prints are also a common subject of prohibition almost
everywhere. 6 Greenl. 412; 4 Blackf. 107.
See the tariff
of 1842; 5 Stat. 566, § 28. And why not cards, dice, and other
instruments for gaming, when thought necessary to suppress that
vice? In short, on what principle but this rests the justification
of the states to prohibit gaming itself, wagers, champerty,
forestalling -- not to speak of the debatable cases of usury,
marriage brokerage bonds and many other matters deemed either
impolitic or criminal?
It might not comport with the usages or laws of nations to
impose mere transit duties on articles or men passing through a
state, and however resorted to in some places and on some
occasions, it is usually illiberal, as well as injudicious. Vattel,
B. 8, ch. 10. And if resorted to here, in respect to the business
or imports of citizens of other states, might clearly conflict with
some provisions of the Constitution conferring on them equal
rights, and be a regulation of the commerce between the states, the
power over which they have expressly granted to the general
government. But the present case is not of that character. Nor
would it be if prohibiting sales within the acknowledged limits of
a state in cases affecting public morals or public health. Nor is
there in this case
Page 46 U. S. 629
any complaint, either by a foreign merchant or foreign nation,
that treaties are broken, or by any of our own states or by
Congress, that its acts or the Constitution have been violated.
There are additional illustrations of such powers, existing on
general principles in all independent states, given in Puffendorf,
B. 8, ch. 5, § 30, as well as in various other writers on
national law. And those exercised under what he terms "sovereign or
transcendental property" (§ 7th), and those which we class
under the right of "eminent domain," are recognized in the Fifth
Amendment to the Constitution itself, and go far beyond this.
Much more is there an authority to forbid sales where an
authority exists both to seize and destroy the article itself, as
is often the case at quarantine.
So the power to forbid the sale of things is surely as
extensive, and rests on as broad principles of public security and
sound morals, as that to exclude persons. And yet who does not know
that slaves have been prohibited admittance by many of our states,
whether coming from their neighbors or abroad? And which of them
cannot forbid their soil from being polluted by incendiaries and
felons from any quarter?
Nor is there in my view any power conferred on the general
government which has a right to control this matter of internal
commerce or police, while it is fairly exercised so as to
accomplish a legitimate object, and by means adapted legally and
suitably to such end alone. New Hampshire has for many years made
it penal to bring into her limits paupers even from other states,
and this is believed to be a power exercised widely in Europe among
independent nations, as well as in this country among the states.
N.H. Rev.Stat. Paupers 140.
It is the undoubted and reserved power of every state here, as a
political body, to decide, independent of any provisions made by
Congress, though subject not to conflict with any of them when
rightful, who shall compose its population, who become its
residents, who its citizens, who enjoy the privileges of its laws,
and be entitled to their protection and favor, and what kind of
property and business it will tolerate and protect. And no one
government or its agents or navigators possess any right to make
another state, against its consent, a penitentiary or hospital or
poor house farm for its wretched outcasts or a receptacle for its
poisons to health and instruments of gambling and debauchery.
Indeed, this Court has deliberately said
"We entertain no doubt whatsoever that the states, in virtue of
their general police power, possess full jurisdiction to arrest and
restrain runaway slaves and remove them from their borders and
otherwise to secure themselves against their depredations and evil
example, as they certainly may do in cases of idlers, vagabonds,
and paupers."
Prigg v.
Pennsylvania, 16 Pet. 625.
Page 46 U. S. 630
There may be some doubt whether the general government or each
state possesses the prohibitory power, as to persons or property of
certain kinds, from coming into the limits of the state. But it
must exist somewhere, and it seems to me rather a police power,
belonging to the states, and to be exercised in the manner best
suited to the tastes and institutions of each, than one anywhere
granted or proper to the peculiar duties of the general government.
Or, if vested in the latter at all, it is but concurrent. Hence,
when the latter prohibited the import of obscene prints in the
tariff of 1842, it was a novelty, and was considered by some more
properly to be left to the states, as it opened the door to a
prohibition, or to prohibitory duties, to many articles by the
general government which some states might desire, but others not
wish to come in as competitors to their own manufactures. But, as
previously shown, to prohibit sales is not the same power,
nominally or in substance, as to prohibit imports.
It is possible that under our system of double governments over
one and the same people, the states cannot prohibit the mere
arrival of vessels and cargoes which they may deem dangerous in
character to the public peace or public morals or general health.
This might perhaps trench on foreign commerce. Nor can they tax
them as imports. This might trench on that part of the Constitution
which forbids states to lay duties on imports. But after articles
have come within the territorial limits of states, whether on land
or water, the destruction itself of what contains disease and
death, and the longer continuance of such articles within their
limits or the terms and conditions of their continuance, when
conflicting with their legitimate police, or with their power over
internal commerce, or with their right of taxation over all persons
and property under their protection and jurisdiction, seems one of
the first principles of state sovereignty, and indispensable to
public safety. Such extraordinary powers, I concede, are to be
exercised with caution, and only when necessary or clearly
justifiable in emergencies on sound and constitutional principles,
and, if used too often or indiscreetly, would open a door to much
abuse. But the powers seem clearly to exist in the states, and
ought to remain there, and though in this instance they are not
used to this extent, but still, as respectable minorities within
these three states believe not to be useful, and as some other
states do not think deserving imitation, yet they are used as the
competent and constitutional power within each has judged to be
proper for its own welfare, and as does not appear to be repugnant
to any part of the Constitution or a treaty or an act of Congress.
They must therefore not be interfered with by this Court, and the
more especially as one reason why these powers have been left with
the states is that the subject matter of them is better understood
by each state than by the Union, and the policy and opinions and
usages of one
Page 46 U. S. 631
state in relation to some of them may be very unlike those of
others, and therefore require a different system of legislation.
Where can such a power also be safer lodged than with those public
bodies or states who are themselves to be the greatest sufferers in
interest and character by an improper use of it? If is should
happen at any time to be exercised injudiciously, that circumstance
would furnish a ground for an appeal rather to the intelligence and
prudence of the state, in respect to its modification or repeal,
than an authority for this Court by a writ of error to interfere
with the well considered decision of a state court, and reverse it
and pronounce a state law null and void merely on that account.
Many state laws are such that their expediency and justice may
be doubted widely and by this tribunal, but this confers no
authority on us to nullify them, nor is any such authority for such
a cause conferred on Congress by any part of the Constitution.
The states stand properly on their reserved rights, within their
own powers and sovereignty, to judge of the expediency and wisdom
of their own laws, and while they take care not to violate clearly
any portion of the Constitution or statutes of the general
government, our duty to that Constitution and laws, and our respect
for states rights, must require us not to interfere.
MR. JUSTICE GRIER.
I concur with my brethren in affirming the judgment in this and
the preceding cases on the same subject, but for reasons differing
somewhat from those expressed by the other members of the Court,
and as I concurred mainly with the opinion delivered by MR. JUSTICE
McLEAN in the case of
Thurlow v. Massachusetts, I had
concluded to be silent, and therefore am not prepared to express my
views at length. I take this occasion, however, to remark that the
true question presented by these cases, and one which I am not
disposed to evade, is whether the states have a right to prohibit
the sale and consumption of an article of commerce which they
believe to be pernicious in its effects, and the cause of disease,
pauperism, and crime. I do not consider the question of the
exclusiveness of the power of Congress to regulate commerce as
necessarily connected with the decision of this point.
It has been frequently decided by this Court
"that the powers which relate to merely municipal regulations,
or what may more properly be called internal police, are not
surrendered by the states, or restrained by the Constitution of the
United States, and that consequently, in relation to these, the
authority of a state is complete, unqualified, and conclusive."
Without attempting to define what are the peculiar subjects or
limits of this power, it may safely be affirmed that every law for
the restraint and punishment of crime, for the preservation of
public peace, health, and morals, must come within this
category.
Page 46 U. S. 632
As subjects of legislation, they are from their very nature of
primary importance; they lie at the foundation of social existence;
they are for the protection of life and liberty, and necessarily
compel all laws on subjects of secondary importance, which relate
only to property, convenience, or luxury, to recede, when they come
in conflict or collision,
"salus populi suprema lex."
If the right to control these subjects be "complete,
unqualified, and exclusive" in the state legislatures, no
regulations of secondary importance can supersede or restrain their
operations, on any ground of prerogative or supremacy. The
exigencies of the social compact require that such laws be executed
before and above all others.
It is for this reason that quarantine laws, which protect the
public health, compel mere commercial regulations to submit to
their control. They restrain the liberty of the passengers, they
operate on the ship which is the instrument of commerce, and its
officers and crew, the agents of navigation. They seize the
infected cargo and cast it overboard. The soldier and the sailor,
though in the service of the government, are arrested, imprisoned,
and punished for their offenses against society. Paupers and
convicts are refused admission into the country. All these things
are done not from any power which the states assume to regulate
commerce or to interfere with the regulations of Congress, but
because police laws for the preservation of health, prevention of
crime, and protection of the public welfare must of necessity have
full and free operation according to the exigency which requires
their interference.
It is not necessary for the sake of justifying the state
legislation now under consideration to array the appalling
statistics of misery, pauperism, and crime which have their origin
in the use or abuse of ardent spirits. The police power, which is
exclusively in the states, is alone competent to the correction of
these great evils, and all measures of restraint or prohibition
necessary to effect the purpose are within the scope of that
authority. There is no conflict of power or of legislation as
between the states and the United States; each is acting within its
sphere, and for the public good, and if a loss of revenue should
accrue to the United States from a diminished consumption of ardent
spirits, she will be the gainer a thousandfold in the health,
wealth, and happiness of the people.
Order
Samuel Thurlow v. Commonwealth of Massachusetts
This cause came on to be heard on the transcript of the record
from the Supreme Judicial Court, holden in and for the County of
Essex in the Commonwealth of Massachusetts, and was argued by
counsel. On consideration whereof it is now here ordered and
adjudged
Page 46 U. S. 633
by this Court that the judgment of the said Supreme Judicial
Court in this cause be and the same is hereby affirmed with
costs.
Order
Joel Fletcher v. State of Rhode Island and Providence
Plantations
This cause came on to be heard on the transcript of the record
from the Supreme Court of the State of Rhode Island and Providence
Plantations, holden at Providence, within and for the County of
Providence and was argued by counsel. On consideration whereof it
is now here ordered and adjudged by this Court that the judgment of
the said Supreme Court in this cause be and the same is hereby
affirmed with costs.
Order
Andrew Peirce, Junior, and Thomas W. Peirce v. State of New
Hampshire.
This cause came on to be heard on the transcript of the record
from the Superior Court of Judicature in and for the First Judicial
District of the State of New Hampshire and was argued by counsel.
On consideration whereof it is now here ordered and adjudged by
this Court that the judgment of the said Superior Court of
Judicature in this cause be and the same is hereby affirmed with
costs.