Held: The University of Maryland's policy of
categorically denying domiciled nonimmigrant aliens who hold G-4
visas (visas issued to nonimmigrant aliens who are officers or
employees of certain international organizations and to members of
their immediate families) in-state status under which preferential
treatment is given to domiciled citizen and immigrant alien
students for purposes of tuition and fees is invalid under the
Supremacy Clause. Pp.
458 U. S.
10-19.
(a) "[S]tate regulation not congressionally sanctioned that
discriminates against aliens lawfully admitted to the country is
impermissible if it imposes additional burdens not contemplated by
Congress."
De Canas v. Bica, 424 U.
S. 351,
424 U. S. 358,
n. 6. Here, in light of Congress' explicit decision in the
Immigration and Nationality Act of 1952 not to bar G-4 aliens from
acquiring domicile in the United States, the State's decision to
deny "in-state" status to G-4 aliens, solely on account of such
aliens' immigration status, amounts to an ancillary "burden not
contemplated by Congress" in admitting these aliens to the United
States. Moreover, by imposing on domiciled G-4 aliens higher
tuition and fees than are imposed on other domiciliaries of the
State, the University's policy frustrates the federal policies
embodied in the special tax exemptions afforded G-4 aliens by
various treaties, international agreements, and federal statutes.
Pp.
458 U. S.
10-17.
Page 458 U. S. 2
(b) The Eleventh Amendment did not preclude the District Court
from ordering the University to pay refunds to various G-4 alien
class members who would have obtained in-state status but for the
stay, pending appeal, of that court's original order granting
partial summary judgment in favor of the named plaintiffs, where
the University, in seeking the stay, represented that, if the order
was affirmed on appeal, it would make appropriate refunds. Contrary
to petitioners' contention, the order was not vacated when this
Court vacated the Court of Appeals' judgment affirming the District
Court and remanded the case to the District Court for
reconsideration. Pp.
458 U. S.
17-19.
645 F.2d 217, affirmed.
BRENNAN, J., delivered the opinion of the Court, in which WHITE,
MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ., joined. BLACKMUN, J.,
filed a concurring opinion,
post, 458 U. S. 19. O'CONNOR, J., filed an opinion
concurring in part and dissenting in part,
post,
458 U. S. 24.
REHNQUIST, J., filed a dissenting opinion, in which BURGER, C.J.,
joined,
post, 458 U. S. 25.
Page 458 U. S. 3
JUSTICE BRENNAN delivered the opinion of the Court.
The state-operated University of Maryland grants preferential
treatment for purposes of tuition and fees to students with
"in-state" status. Although citizens and immigrant aliens may
obtain in-state status upon a showing of domicile within the State,
nonimmigrant aliens, even if domiciled, are not eligible for such
status. The question in this case is whether the University's
in-state policy is invalid under the Supremacy Clause of the
Constitution, insofar as the policy categorically denies in-state
status to domiciled nonimmigrant aliens who hold G-4 visas.
I
The factual and procedural background of this case, which has
prompted two prior decisions of this Court, requires some
elaboration. The focus of the controversy has been a policy adopted
by the University in 1973 governing the eligibility of students for
in-state status with respect to admission and fees. The policy
provides in relevant part:
"1. It is the policy of the University of Maryland to grant
in-state status for admission, tuition and charge-differential
purposes to United States citizens, and to immigrant aliens
lawfully admitted for permanent residence in accordance with the
laws of the United States, in the following cases: "
Page 458 U. S. 4
"a. Where a student is financially dependent upon a parent,
parents, or spouse domiciled in Maryland for at least six
consecutive months prior to the last day available for registration
for the forthcoming semester."
"b. Where a student is financially independent for at least the
preceding twelve months, and provided the student has maintained
his domicile in Maryland for at least six consecutive months
immediately prior to the last day available for registration for
the forthcoming semester."
App. to Pet. for Cert. 167a-168a.
In 1975, when this action was filed, respondents Juan Carlos
Moreno, Juan Pablo Otero, and Clare B. Hogg were students at the
University of Maryland. Each resided with, and was financially
dependent on, a parent who was a nonimmigrant alien holding a "G-4"
visa. Such visas are issued to nonimmigrant aliens who are officers
or employees of certain international organizations, and to members
of their immediate families. 66 Stat. 168, 8 U.S.C. §
1101(a)(15)(G)(iv). [
Footnote
1] Despite respondents' residence in the State, the University
denied them in-state status pursuant to its policy of excluding all
nonimmigrant aliens. Seeking declaratory and injunctive relief, the
three respondents filed a class action against the University of
Maryland and its President. [
Footnote 2] They contended that the University's policy
violated various federal laws, the Due Process and Equal Protection
Clauses of the Fourteenth Amendment, and the Supremacy Clause.
Page 458 U. S. 5
The District Court granted partial summary judgment in favor of
the three named plaintiffs and the class of G-4 visaholders
represented by them. [
Footnote
3] In the view of the District Court, the University's denial
of in-state status to these plaintiffs rested upon an irrebuttable
presumption that a G-4 alien cannot establish Maryland domicile.
Concluding that the presumption was "not universally true" as a
matter of either federal or Maryland law, the District Court held
that, under
Vlandis v. Kline, 412 U.
S. 441 (1973), the in-state policy violated the Due
Process Clause of the Fourteenth Amendment.
Moreno v.
University of Maryland, 420 F.
Supp. 541, 559 (Md.1976). Accordingly, in an order dated July
13, 1976, the District Court enjoined the President of the
University [
Footnote 4] from
denying respondents the opportunity to establish in-state status
solely on the basis of an "irrebuttable presumption of
non-domicile."
Id. at 565. [
Footnote 5] The court stayed its order pending appeal in
reliance on the University's representation that it would make
appropriate refunds "in the event the Court's Order of July 13,
1976, were finally affirmed on appeal." App. to Pet. for Cert.
100a. The Court of Appeals for the Fourth Circuit affirmed,
adopting
Page 458 U. S. 6
the reasoning of the District Court.
Id. at 102a.
[
Footnote 6] Affirmance order
reported at 556 F.2d 573 (1977).
We reviewed the case on writ of certiorari.
Elkins v.
Moreno, 435 U. S. 647
(1978). We held that,
"[b]ecause petitioner makes domicile the 'paramount' policy
consideration, and because respondents' contention is that they can
be domiciled in Maryland but are conclusively presumed to be unable
to do so, this case is squarely within
Vlandis as limited
by
[ 422
U. S. ] Salfi, [
422 U.S.
749 (1975)]."
Id. at 660. [
Footnote
7] It was therefore necessary to decide whether the presumption
was universally true. With respect to federal law, we concluded
that G-4 visaholders could "adopt the United States as their
domicile."
Id. at 666. [
Footnote 8] We were thus left with the "potentially
dispositive" question whether G-4 aliens are, as a matter of state
law, incapable of becoming domiciliaries of Maryland. We certified
this question to the Maryland Court of Appeals. [
Footnote 9] The state court answered the
Page 458 U. S. 7
certified question in the negative, advising us that "nothing in
the general Maryland law of domicile renders G-4 visa holders, or
their dependents, incapable of becoming domiciled in this State."
Toll v. Moreno, 284 Md. 425, 444, 397 A.2d 1009, 1019
(1979).
After our certification, but before the state court's response,
the University adopted a "clarifying resolution" concerning its
in-state policy. [
Footnote
10] By its terms, the resolution did not offer a new definition
of "in-state" students; rather, it purported to "reaffirm" the
existing policy. [
Footnote
11] The resolution indicated, however, that the University's
policy,
"insofar as it denies in-state status to nonimmigrant aliens,
serves a number of substantial purposes and interests, whether or
not it conforms to the generally or otherwise applicable definition
of domicile under the Maryland common law."
App. to Pet. for Cert. 173a. The interests assertedly served by
the policy were described in the following terms:
"(a) limiting the University's expenditures by granting a higher
subsidy toward the expenses of providing educational services to
that class of persons who, as a class, are more likely to have a
close affinity to the State and to contribute more to its economic
wellbeing;"
"(b) achieving equalization between the affected classes of the
expenses of providing educational services;"
"(c) efficiently administering the University's in-state
determination and appeals process; and "
Page 458 U. S. 8
"(d) preventing disparate treatment among categories of
nonimmigrants with respect to admissions, tuition, and
charge-differentials."
Id. at 173a-174a.
Following the Maryland Court of Appeals' decision, the case
returned to this Court. But we declined to restore the case to the
active docket for full briefing and argument, concluding that the
University's clarifying resolution had "fundamentally altered the
posture of the case."
Toll v. Moreno, 441 U.
S. 458,
441 U. S. 461
(1979) (per curiam). We noted that "if domicile [was] not the
paramount' policy consideration of the University, this case
[was] no longer `squarely within Vlandis as limited by
Salfi,'" and thus raised "new issues of constitutional law
which should be addressed in the first instance by the District
Court." Id. at 441 U. S.
461-462, quoting Elkins v. Moreno, supra, at
660. [Footnote 12]
Accordingly, we vacated the judgment of the Court of Appeals and
remanded the case
"to the District Court for further consideration in light of our
opinion and judgment in
Elkins, the opinion and judgment
of the Maryland Court of Appeals in
Toll, and the Board of
Regents' clarifying resolution of June 23, 1978."
441 U.S. at
441 U. S.
462.
On remand, the District Court determined that the clarifying
resolution constituted a change in the University's position.
Before that resolution, the University's primary concern had, in
fact, been domicile; after the resolution, domicile was no longer
"the paramount consideration in the University's policy."
480 F.
Supp. 1116, 1124 (Md.1979). Thus,
Page 458 U. S. 9
with respect to the period preceding the issuance of the
resolution, the District Court reaffirmed its earlier determination
that, insofar as the policy precluded G-4 aliens (or their
dependents) from acquiring in-state status, it denied due process
under
Vlandis. 480 F. Supp. at 1122-1125. With respect to
the period following the promulgation of the resolution, however,
the court held that
Vlandis did not control: the
University had abandoned its position that G-4 aliens could not
establish domicile in Maryland. 480 F. Supp. at 1125. Nevertheless,
the District Court concluded that the revised in-state policy was
constitutionally invalid, basing its conclusion on two alternative
grounds. First, the court held that the policy ran afoul of the
Equal Protection Clause of the Fourteenth Amendment. According to
the court, the challenged portion of the University's policy
contained a classification based on alienage, requiring strict
scrutiny, an analysis which the policy did not survive, since the
policy did not further any compelling interest.
489 F.
Supp. 658, 660-667 (Md.1980). Alternatively, the court held
that the in-state policy violated the Supremacy Clause by
encroaching upon Congress' prerogatives with respect to the
regulation of immigration.
Id. at 667-668. [
Footnote 13]
The Court of Appeals affirmed for "reasons sufficiently stated"
by the District Court.
Moreno v. University of Maryland,
645 F.2d 217, 220 (1981) (per curiam). We granted certiorari. 454
U.S. 815 (1981). For the reasons that follow, we hold that the
University of Maryland's in-state policy, as applied to G-4 aliens
and their dependents, violates the Supremacy Clause of the
Constitution, [
Footnote 14]
and on
Page 458 U. S. 10
that ground affirm the judgment of the Court of Appeals. We
therefore have no occasion to consider whether the policy violates
the Due Process or Equal Protection Clauses.
II
Our cases have long recognized the preeminent role of the
Federal Government with respect to the regulation of aliens within
our borders.
See, e.g., Mathews v. Diaz, 426 U. S.
67 (1976);
Graham v. Richardson, 403 U.
S. 365,
403 U. S.
377-380 (1971);
Takahashi v. Fish & Game
Comm'n, 334 U. S. 410,
334 U. S.
418-420 (1948);
Hines v. Davidowitz,
312 U. S. 52,
312 U. S. 62-68
(1941);
Truax v. Raich, 239 U. S. 33,
239 U. S. 42
(1915). Federal authority to regulate the status of aliens derives
from various sources, including the Federal Government's power
"[t]o establish [a] uniform Rule of Naturalization," U.S.Const.,
Art. I, § 8, cl. 4, its power "[t]o regulate Commerce with
foreign Nations",
id. cl. 3, and its broad authority over
foreign affairs,
see United States v. Curtiss-Wright Export
Corp., 299 U. S. 304,
299 U. S. 318
(1936);
Mathews v. Diaz, supra, at
428 U. S. 81, n.
17;
Harisiades v. Shaughnessy, 342 U.
S. 580,
342 U. S.
588-589 (1952).
Not surprisingly, therefore, our cases have also been at pains
to note the substantial limitations upon the authority of the
States in making classifications based upon alienage. In
Takahashi v. Fish & Game Comm'n, supra, we considered
a California statute that precluded aliens who were "ineligible for
citizenship under federal law" from obtaining commercial fishing
licenses, even though they "met all other state requirements" and
were lawful inhabitants of the State. 334 U.S. at
334 U. S. 414.
[
Footnote 15] In seeking to
defend the statute, the State
Page 458 U. S. 11
argued that it had "simply followed the Federal Government's
lead" in classifying certain persons as "ineligible for
citizenship."
Id. at
334 U. S. 418.
We rejected the argument, stressing the delicate nature of the
federal-state relationship in regulating aliens:
"The Federal Government has broad constitutional powers in
determining what aliens shall be admitted to the United States, the
period they may remain, regulation of their conduct before
naturalization, and the terms and conditions of their
naturalization. Under the Constitution, the states are granted no
such powers; they can neither add to nor take from the conditions
lawfully imposed by Congress upon admission, naturalization and
residence of aliens in the United States or the several states.
State laws which impose discriminatory burdens upon the
entrance or residence of aliens lawfully within the United States
conflict with this constitutionally derived federal power to
regulate immigration, and have accordingly been held
invalid."
Id. at
334 U. S. 419
(emphasis added) (citation and footnote omitted). [
Footnote 16]
Page 458 U. S. 12
The decision in
Graham v. Richardson, supra, followed
directly from
Takahashi. In
Graham, we held that
a State may not withhold welfare benefits from resident aliens
"merely because of their alienage." 403 U.S. at
403 U. S. 378.
Such discrimination, the Court concluded, would not only violate
the Equal Protection Clause, but would also encroach upon federal
authority over lawfully admitted aliens. In support of the latter
conclusion, the Court noted that Congress had "not seen fit to
impose any burden or restriction on aliens who become indigent
after their entry into the United States,"
id. at
403 U. S. 377,
but rather had chosen to afford "lawfully admitted resident aliens
. . . the full and equal benefit of all state laws for the security
of persons and property,"
id. at
403 U. S. 378.
The States had thus imposed an "auxiliary burde[n] upon the
entrance or residence of aliens" that was never contemplated by
Congress.
Id. at
403 U. S.
379.
Read together,
Takahashi and
Graham stand for
the broad principle [
Footnote
17] that
"state regulation not congressionally sanctioned
Page 458 U. S. 13
that discriminates against aliens lawfully admitted to the
country is impermissible if it imposes additional burdens not
contemplated by Congress."
De Canas v. Bica, 424 U. S. 351,
424 U. S. 358,
n. 6 (1976). [
Footnote 18]
To be sure, when Congress has done nothing more than permit a class
of aliens to enter the country temporarily, the proper application
of the principle is likely to be a matter of some dispute. But the
instant case does not present such a situation, and there can be
little doubt regarding the invalidity of the challenged portion of
the University's in-state policy.
The Immigration and Nationality Act of 1952, 66 Stat. 163, as
amended, 8 U.S.C. § 1101
et seq. (1976 ed. and Supp.
IV), represents
"a comprehensive and complete code covering all aspects of
admission of aliens to this country, whether for business or
pleasure, or as immigrants seeking to become permanent
residents."
Elkins v. Moreno, 435 U.S. at
435 U. S. 664.
The Act recognizes two basic classes of aliens, immigrant and
nonimmigrant. [
Footnote 19]
With respect to the nonimmigrant class,
Page 458 U. S. 14
the Act establishes various categories, the G-4 category among
them. For many of these nonimmigrant categories, Congress has
precluded the covered alien from establishing domicile in the
United States.
Id. at
435 U. S. 665.
[
Footnote 20] But,
significantly, Congress has allowed G-4 aliens -- employees of
various international organizations and their immediate families --
to enter the country on terms permitting the establishment of
domicile in the United States.
Id. at
435 U. S. 666.
In light of Congress' explicit decision not to bar G-4 aliens from
acquiring domicile, the State's decision to deny "in-state" status
to G-4 aliens
solely on account of the G-4 alien's federal
immigration status surely amounts to an ancillary "burden not
contemplated by Congress" in admitting these aliens to the United
States. We need not rely, however, simply on Congress' decision to
permit the G-4 alien to establish domicile in this country; the
Federal Government has also taken the additional affirmative step
of conferring special tax privileges on G-4 aliens.
As a result of an array of treaties, international agreements,
and federal statutes, G-4 visaholders employed by the international
organizations described in 8 U.S.C. § 1101(a)(15)(G)(iv) are
relieved of federal and, in many instances, state and local taxes
on the salaries paid by the organizations. For example, the
international agreements governing the international banks for
which the parents of the named respondents are employed
specifically exempt the parents from all taxes on their
organizational salaries.
See Articles of Agreement of the
International Bank for Reconstruction and Development, Art. VII,
§ 9(b), 60 Stat. 1458, T.I.A.S. No. 1502 (1945) ("No tax shall
be levied on or in respect of salaries and emoluments paid by the
Bank to executive
Page 458 U. S. 15
directors, alternates, officials or employees of the Bank who
are not local citizens, local subjects, or other local nationals");
Agreement Establishing the Inter-American Development Bank, Art.
XI, § 9(b), [1969] 10 U.S.T. 3029, 3096, T.I.A.S. No. 4397
(1959) ("No tax shall be levied on or in respect of salaries and
emoluments paid by the Bank to . . . employees of the Bank who are
not local citizens or other local nationals"). [
Footnote 21] Not only have some of the
specific tax exemptions contained in international agreements been
incorporated into a federal statute,
see 22 U.S.C. §
286h, but also the International Organizations Immunities Act has
explicitly afforded a federal tax exemption for those G-4
visaholders employed by international organizations for which no
treaty or international agreement has provided a tax exemption for
foreign employees. [
Footnote
22] § 4(b), 59 Stat. 670, reenacted, 68A Stat. 284, as
§ 893 of the Internal Revenue
Page 458 U. S. 16
Code of 1954, 26 U.S.C. § 893 ("Wages, fees, or salary of
any employee [except citizens of the United States and of the
Republic of the Philippines] of . . . an international organization
. . . received as compensation for official services to such . . .
international organization shall not be included in gross income
and shall be exempt from [federal] taxation").
In affording G-4 visaholders such tax exemption, the Federal
Government has undoubtedly sought to benefit the employing
international organizations by enabling them to pay salaries not
encumbered by the full panoply of taxes, thereby lowering the
organizations' costs.
See 41 Op.Atty.Gen. 170, 172-173
(1954). The tax benefits serve as an inducement for these
organizations to locate significant operations in the United
States.
See, e.g., H.R.Rep. No. 1203, 79th Cong., 1st
Sess., 2-3 (1945); S.Rep. No. 861, 79th Cong., 1st Sess., 2-3
(1945). By imposing on those G-4 aliens who are domiciled in
Maryland higher tuition and fees than are imposed on other
domiciliaries of the State, the University's policy frustrates
these federal policies. Petitioners' very argument in this Court
only buttresses this conclusion. One of the grounds on which
petitioners have sought to
justify the discriminatory
burden imposed on the named respondents is that the salaries their
parents receive from the international banks for which they work
are exempt from Maryland income tax. Indeed, petitioners suggest
that the
"dollar differential . . . at stake here [is] an amount roughly
equivalent to the amount of state income tax an international bank
parent is spared by treaty each year."
Brief for Petitioners 23 (footnote omitted). But to the extent
this is indeed a justification for the University's policy with
respect to the named respondents, it is an impermissible one: the
State may not recoup indirectly from respondents' parents the taxes
that the Federal Government has expressly barred the State from
collecting. [
Footnote
23]
Page 458 U. S. 17
In sum, the Federal Government has not merely admitted G-4
aliens into the country; it has also permitted them to establish
domicile and afforded significant tax exemptions on organizational
salaries. In such circumstances, we cannot conclude that Congress
ever contemplated that a State, in the operation of a university,
might impose discriminatory tuition charges and fees solely on
account of the federal immigration classification. [
Footnote 24] We therefore conclude that,
insofar as it bars domiciled G-4 aliens (and their dependents) from
acquiring in-state status, the University's policy violates the
Supremacy Clause. [
Footnote
25]
III
Finally, we must address petitioners' contention that the
Eleventh Amendment precluded the District Court from ordering the
University to pay refunds to various class members who would have
obtained in-state status but for the stay of the District Court's
original order of July 13, 1976. As petitioners concede, in seeking
a stay of that order, the University
Page 458 U. S. 18
made the representation to the District Court that, in the event
the 1976 order was "finally affirmed on appeal," it would make
appropriate refunds. This representation was incorporated in the
stay orders of both the District Court and Court of Appeals. It is
petitioners' contention, however, that the 1976 order was
"effectively" vacated when this Court, in
Toll v. Moreno,
441 U. S. 458
(1979), vacated the judgment of the Court of Appeals and remanded
the case to the District Court for reconsideration. Petitioners
therefore conclude that the terms of the University's waiver of
sovereign immunity can no longer be satisfied.
Petitioners' argument is not persuasive. We do not interpret
Toll as having vacated the judgment of the District Court.
In
Toll, the Court recognized that the University had
altered its position through the promulgation of the clarifying
resolution, raising "new issues of constitutional law which should
be addressed in the first instance by the District Court."
Id. at
441 U. S. 462.
The Court declined, however, to decide whether the District Court,
in issuing its 1976 order, had improperly relied on due process
grounds, and whether continuation of the order was justified on
equal protection or preemption grounds. Thus, while we vacated "the
judgment of the Court of Appeals,"
ibid., we left the
judgment of the District Court undisturbed. [
Footnote 26] And contrary to petitioners'
suggestion, a vacatur of the District Court's judgment was not
necessary to give the District Court jurisdiction to reconsider the
case.
See Goldberg v. United
States, 425
Page 458 U. S. 19
U.S. 94,
425 U. S.
111-112 (1976);
Campbell v. United States,
365 U. S. 85,
365 U. S. 98-99
(1961); 28 U.S.C. § 2106 ("The Supreme Court . . . may affirm,
modify, vacate, set aside or reverse any judgment . . . and may . .
. require such further proceedings to be had as may be just under
the circumstances"). [
Footnote
27]
IV
For the foregoing reasons, the judgment of the Court of Appeals
is
Affirmed.
[
Footnote 1]
The international organizations covered by the provision are
those that are entitled to the privileges, exemptions, and
immunities conferred under the International Organizations
Immunities Act, 59 Stat. 669, 22 U.S.C. § 288
et seq.
At the time suit was brought, the named plaintiffs in this case
were dependents of employees of either the Inter-American
Development Bank or the International Bank for Reconstruction and
Development (World Bank).
[
Footnote 2]
A fourth individual, Rene Otero, Jr., a respondent in this
Court, was made a named plaintiff in 1980 when a supplemental
complaint was filed.
[
Footnote 3]
The court certified a class of G-4 visaholders or their
dependents who,
"residing in Maryland, . . . are current students at the
University of Maryland, or . . . chose not to apply to the
University of Maryland because of the challenged policies but would
now be interested in attending if given an opportunity to establish
'in-state' status, or . . . are currently students in senior high
schools in Maryland."
Moreno v. University of Maryland, 420 F.
Supp. 541, 563 (Md.1976).
[
Footnote 4]
Citing
Monroe v. Pape, 365 U.
S. 167 (1961), the District Court dismissed the claim
against the University itself. 420 F. Supp. at 54550. The
plaintiffs did not appeal that dismissal.
[
Footnote 5]
The District Court did not order the University to grant the
named plaintiffs in-state status. Rather, it merely barred the
University from denying them and the members of the class
"the opportunity to demonstrate that they or any of them are
entitled to 'in-state' status for purposes of tuition and
charge-differential determinations."
Id. at 565.
[
Footnote 6]
The Court of Appeals stayed its mandate "on the same terms as
the district court originally granted its stay." App. to Pet. for
Cert. 103a-104a.
[
Footnote 7]
Salfi limited
Vlandis
"to those situations in which a State 'purport[s] to be
concerned with [domicile, but] at the same time den[ies] to one
seeking to meet its test of [domicile] the opportunity to show
factors clearly bearing on that issue.'"
Elkins v. Moreno, 435 U.S. at
435 U. S. 660,
quoting
Weinberger v. Salfi, 422 U.
S. 749,
422 U. S. 771
(1975).
[
Footnote 8]
We noted that, as to some categories of nonimmigrant aliens,
Congress had
"expressly conditioned admission . . . on an intent not to
abandon a foreign residence or, by implication, on an intent not to
seek domicile in the United States."
435 U.S. at
435 U. S. 665.
See, e.g., 8 U.S.C. §§ 1101(a)(15) (B), (F),
(H). With respect to G-4 nonimmigrant aliens, however, we concluded
that Congress had deliberately declined to "impose restrictions on
intent," thereby permitting them to "adopt the United States as
their domicile." 435 U.S. at
435 U. S.
666.
[
Footnote 9]
The certified question was phrased as follows:
"Are persons residing in Maryland who hold or are named in a
visa under 8 U.S.C. § 1101(a)(15)(G)(iv) (1976 ed.), or who
are financially dependent upon a person holding or named in such a
visa, incapable as a matter of state law of becoming domiciliaries
of Maryland?"
Id. at 668-669 (footnote omitted).
[
Footnote 10]
It was entitled
"A Resolution Clarifying the Purposes, Meaning, and Application
of the Policy of the University of Maryland for Determination of
In-State Status for Admission, Tuition, and Charge-Differential
Purposes, Insofar as It Denies In-State Status to Nonimmigrant
Aliens."
App. to Pet. for Cert. 172a.
[
Footnote 11]
"
Reaffirmation of In-State Policy. Regardless of
whether or not the policy approved by the Board of Regents on
September 21, 1973, conforms with the generally or otherwise
applicable definition of domicile under the Maryland common law,
the Board of Regents reaffirms that policy. . . ."
Id. at 174a.
[
Footnote 12]
We further noted:
"Our decision in
Elkins rests on the premise that"
"the University apparently has no interest in continuing to deny
in-state status to G-4 aliens as a class if they can become
Maryland domiciliaries, since it has indicated both here and in the
District Court that it would redraft its policy 'to accommodate'
G-4 aliens were the Maryland courts to hold that G-4 aliens
can"
"acquire such domicile. 435 U.S. at
435 U. S.
661. After the clarifying resolution, this premise no
longer appears to be true."
441 U.S. at
441 U. S.
461.
[
Footnote 13]
The District Court's preemption holding rested in part on its
equal protection analysis; according to the court, "the standard
utilized to uphold a state regulation dealing with benefits to be
accorded to aliens is essentially the strict scrutiny analysis" of
equal protection.
489 F.
Supp. at 668.
[
Footnote 14]
"This Constitution, and the Laws of the United States which
shall be made in Pursuance thereof; and all Treaties made, or which
shall be made, under the Authority of the United States, shall be
the supreme Law of the Land; and the Judges in every State shall be
bound thereby, any Thing in the Constitution or Laws of any State
to the Contrary notwithstanding."
Art. VI, cl. 2.
[
Footnote 15]
At the time
Takahashi was decided, federal law
"permitted Japanese and certain other non-white racial groups to
enter and reside in the country, but . . . made them ineligible for
United States citizenship."
334 U.S. at
334 U. S. 412
(footnote omitted).
[
Footnote 16]
JUSTICE REHNQUIST, in dissent, suggests that the italicized
language should not be interpreted literally.
Post at
458 U. S. 28-29.
Rather, he suggests, the language can only be understood as
explaining three prior Court cases that
Takahashi cited in
a footnote immediately after the italicized language. 3 34 U.S. at
334 U. S. 419,
n. 6, citing
Truax v. Raich, 239 U. S.
33 (1915),
Chy Lung v. Freeman, 92 U. S.
275,
92 U. S. 280
(1876), and
Hines v. Davidowitz, 312 U. S.
52,
312 U. S. 65-68
(1941). According to JUSTICE REHNQUIST,
"in each of these cases, the Court found either a clear
encroachment on exclusive federal power to admit aliens into the
country or a clear conflict with a specific congressional
purpose."
Post at
458 U. S. 29.
JUSTICE REHNQUIST thus concludes that the language in
Takahashi does not mean what it says; instead, it means
that, absent a clear encroachment on exclusive federal power or
clear conflict with a federal statute, the States are free to treat
aliens as they will. JUSTICE REHNQUIST is wrong. If the language
were read in the manner suggested by the dissent, it would fail to
explain
Takahashi itself: the California statute at issue
in
Takahashi, denying certain lawful aliens the right to
obtain commercial fishing licenses from the State, presented
neither "a clear encroachment on exclusive federal power to admit
aliens" nor "a clear conflict with a specific congressional
purpose." JUSTICE REHNQUIST's
nonliteral interpretation of
the
Takahashi holding is simply wishful thinking on his
part.
While preemption played a significant role in the Court's
analysis in
Takahashi, the actual basis for invalidation
of the California statute was apparently the Equal Protection
Clause of the Constitution. Commentators have noted, however, that
many of the Court's decisions concerning alienage classifications,
such as
Takahashi, are better explained in preemption than
in equal protection terms.
See, e.g., Perry, Modern Equal
Protection: A Conceptualization and Appraisal, 79 Colum.L.Rev.
1023, 1060-1065 (1979); Note, The Equal Treatment of Aliens:
Preemption or Equal Protection?, 31 Stan.L.Rev. 1069 (1979).
[
Footnote 17]
Our cases do recognize, however, that a State, in the course of
defining its political community, may, in appropriate
circumstances, limit the participation of noncitizens in the
States' political and governmental functions.
See, e.g., Cabell
v. Chavez-Salido, 454 U. S. 432
(1982);
Ambach v. Norwick, 441 U. S.
68,
441 U. S. 72-75
(1979);
Foley v. Connelie, 435 U.
S. 291,
435 U. S.
295-296 (1978);
Sugarman v. Dougall,
413 U. S. 634,
413 U. S.
646-649 (1973).
[
Footnote 18]
In
De Canas, we considered whether a California statute
making it unlawful in some circumstances to employ
illegal
aliens was invalid under the Supremacy Clause. We upheld the
statute. JUSTICE REHNQUIST's dissent in the present case suggests
that the preemption claim was rejected in
De Canas because
"the Court found no strong evidence that Congress intended to
preempt" the State's action.
Post at
458 U. S. 31.
JUSTICE REHNQUIST has misread
De Canas. We rejected the
preemption claim not because of an absence of congressional intent
to preempt, but because Congress
intended that the States
be allowed, "to the extent consistent with federal law, [to]
regulate the employment of illegal aliens." 424 U.S. at
424 U. S.
361.
[
Footnote 19]
Immigrant aliens are subject to stricter qualitative tests than
nonimmigrant aliens.
See E. Harper, Immigration Laws of
the United States 228 (3d ed.1975). And whereas there are no
quantitative restrictions on the admission of nonimmigrant aliens,
there are, with a few exceptions, quota limitations for immigrant
aliens.
See 8 U.S.C. § 1151(a) (1976 ed., Supp. IV);
Harper,
supra, at 228. As we noted in
Elkins v.
Moreno:
"Congress defined nonimmigrant classes to provide for the needs
of international diplomacy, tourism, and commerce, each of which
requires that aliens be admitted to the United States from time to
time and all of which would be hampered if every alien entering the
United States were subject to a quota and to the more strict entry
conditions placed on immigrant aliens."
435 U.S. at
435 U. S. 665
(footnote omitted).
[
Footnote 20]
See, e.g., 8 U.S.C. § 1101(a)(15)(B) (temporary
visitors for pleasure or business); § 1101(a)(15)(C) (aliens
in transit); § 1101(a)(15)(F) (foreign students); §
1101(a)(15)(H) (temporary workers).
[
Footnote 21]
Among the similar agreements pertaining to other international
organizations are the following: Articles of Agreement of the
International Finance Corporation. Art. VI, § 9(b), [1956] 7
U.S.T. 2197, 2216, T.I.A.S. No. 3620 (1955) ("No tax shall be
levied on or in respect of salaries and emoluments paid by the
Corporation to . . . employees of the Corporation who are not local
citizens, local subjects, or other local nationals"); Articles of
Agreement of the International Development Association, Art. VIII,
§ 9(b), [1960] 11 U.S.T. 2284, 2306, T.I.A.S. No. 4607 (1960)
("No tax shall be levied on or in respect of salaries and
emoluments paid by the Association to . . . employees of the
Association who are not local citizens, local subjects, or other
local nationals"); Convention on the Settlement of Investment
Disputes Between States and Nationals of Other States, Art. 24,
§ 2, [1966] 17 U.S.T. 1270, 1279, T.I.A.S. No. 6090 (1965)
("Except in the case of local nationals, no tax shall be levied . .
. on or in respect of salaries, expense allowances or other
emoluments paid by the Centre to officials or employees of the
Secretariat"); Articles of Agreement of the International Monetary
Fund, Art. IX, § 9(b), 60 Stat. 1414, T.I.A.S. No. 1501 (1945)
("No tax shall be levied on or in respect of salaries and
emoluments paid by the Fund to . . . employees of the Fund who are
not local citizens, local subjects, or other local nationals").
[
Footnote 22]
And by virtue of Md.Ann.Code, Art. 81, § 280(a) (1980),
this group of G-4 visaholders is able to shield organizational
income from Maryland income tax.
[
Footnote 23]
Petitioners point out that the international banks for which the
named respondents' parents work provide reimbursement for the
difference between in-state and out-of-state tuition. Certainly,
this fact does not assist -- but undermines -- petitioners'
argument. Such reimbursements only add to the employment costs of
the international organizations, thereby frustrating the federal
intention of benefiting the international organizations.
[
Footnote 24]
Some members of the class represented by the respondents derive
their state tax exemption not from a treaty or international
agreement, but from the combination of federal and state statutes.
See supra at
458 U. S. 15-16,
and n. 22. As to these G-4 aliens, it is true, as the dissent
notes,
post at
458 U. S. 34-35,
that the Federal Government has not precluded the collection of a
state income tax that is imposed on domiciliaries of the State. But
even with respect to this group of G-4 aliens, the Federal
Government has taken the affirmative steps of permitting the
establishment of domicile and of providing federal income tax
exemption on organizational salaries. This special status afforded
by the Federal Government is, in our view, inconsistent with the
University of Maryland's
discriminatory denial of in-state
status to G-4 aliens who are domiciled in the State.
[
Footnote 25]
It is important to note that this case does not involve, and we
express no views regarding, a State's imposition of a burden on all
individuals sharing a common relevant characteristic, of whom only
some are aliens.
[
Footnote 26]
Petitioners note, however, that, whereas the District Court's
1976 order was based solely on due process grounds, the District
Court, on remand, held the in-state policy as it operated during
the period following the clarifying resolution invalid on two
different grounds -- equal protection and preemption. In our view,
this fact is of little moment. Just as a respondent is entitled to
defend in this Court a judgment on grounds different from those
relied on by the court below,
e.g., Colautti v. Franklin,
439 U. S. 379,
439 U. S. 397,
n. 16 (1979), respondents in this case were entitled, following our
remand, to support a reaffirmance of the earlier order on grounds
previously urged but not relied on.
[
Footnote 27]
Even if we were to assume that the judgment of the District
Court was indeed vacated, we could not say that the terms of the
University's waiver of sovereign immunity -- that the District
Court's order be "finally affirmed on appeal" -- would not be
satisfied. Petitioners have not prevailed on the merits in a single
court, despite the numerous decisions that this litigation has
prompted. By its original order, the District Court held that the
University's in-state policy was invalid insofar as it
discriminated against G-4 aliens. Today, we reaffirm that
conclusion.
JUSTICE BLACKMUN, concurring.
I join the Court's opinion. Its action today provides an
eloquent and sufficient answer to JUSTICE REHNQUIST's dissent:
despite the vehemence with which his opinion is written, JUSTICE
REHNQUIST has persuaded only one Justice to his position. But
because the dissent attempts to plumb the Court's psyche,
see
post at
458 U. S. 41-42,
n. 12, [
Footnote 2/1] I feel
compelled to add comments addressed to JUSTICE REHNQUIST's
ruminations on equal protection. In particular, I cannot leave
unchallenged his suggestion that the Court's decisions holding
resident aliens to be a "suspect class" no longer are good law.
JUSTICE REHNQUIST's analysis on this point is based on a simple
syllogism. Alienage classifications have been subjected to strict
scrutiny, he suggests, because "aliens [are]
Page 458 U. S. 20
barred from asserting their interests in the governmental body
responsible for imposing burdens upon them."
Post at
458 U. S. 40. But
"[m]ore recent decisions," he continues, have established that
"the political powerlessness of aliens is itself the consequence
of distinctions on the basis of alienage that are constitutionally
permissible."
Ibid. This prompts JUSTICE REHNQUIST to pose what one
supposes to be a rhetorical question:
"whether political powerlessness is any longer a legitimate
reason for treating aliens as a 'suspect class' deserving of
'heightened judicial solicitude.'"
Post at
458 U. S. 41. The
reader would infer from this analysis that JUSTICE REHNQUIST would
uphold state enactments disadvantaging aliens unless those
enactments are wholly irrational.
With respect, in my view it is JUSTICE REHNQUIST's analysis that
is wholly irrational; simply to state his proposition is to
demonstrate its logical flaws. Most obviously, his exegesis of the
Court's reasons for according aliens "suspect class" status is
simplistic to the point of caricature. By labeling aliens a
"
discrete and insular' minority," Graham v.
Richardson, 403 U. S. 365,
403 U. S. 372
(1971), the Court did something more than provide a historical
description of their political standing. That label also reflected
the Court's considered conclusion that, for most legislative
purposes, there simply are no meaningful differences between
resident aliens and citizens, see Ambach v. Norwick,
441 U. S. 68,
441 U. S. 75
(1979), so that aliens and citizens are "persons similarly
circumstanced" who must "be treated alike." F. S. Royster Guano
Co. v. Virginia, 253 U. S. 412,
253 U. S. 415
(1920). At the same time, both common experience and the unhappy
history reflected in our cases, see Cabell v.
Chavez-Salido, 454 U. S. 432,
454 U. S.
462-463 (1982) (dissenting opinion); Ambach v.
Norwick, 441 U.S. at 441 U. S. 82
(dissenting opinion), demonstrate that aliens often have been the
victims of irrational discrimination.
In combination, these factors -- disparate treatment accorded a
class of "similarly circumstanced" persons who historically have
been disabled by the prejudice of the majority
Page 458 U. S. 21
-- led the Court to conclude that alienage classifications "in
themselves supply a reason to infer antipathy,"
Personnel
Administrator of Massachusetts v. Feeney, 442 U.
S. 256,
442 U. S. 272
(1979), and therefore demand close judicial scrutiny. This
understanding, which is at the heart of the Court's modern alienage
decisions, was unreservedly reaffirmed this Term in
Cabell v.
Chavez-Salido, 454 U.S. at
454 U. S. 438
("citizenship is not a relevant ground for the distribution of
economic benefits").
JUSTICE REHNQUIST nevertheless suggests that the Court's
original understanding somehow has been undercut by "more recent
decisions" recognizing that aliens may be excluded from the
governmental process. For this proposition, he cites
Cabell v.
Chavez-Salido, supra; Ambach v. Norick, supra; and
Foley
v. Connelie, 435 U. S. 291
(1978). Again, with all due respect, JUSTICE REHNQUIST is simply
wrong. The idea that aliens may be denied political rights is not a
recently discovered concept or a newly molded principle that can be
said to have eroded the prior understanding. To the contrary, the
Court always has recognized that aliens may be denied use of the
mechanisms of self-government, and all of the alienage cases have
been decided against the backdrop of that principle. Indeed, this
aspect of the alienage-equal protection doctrine was explored at
length in
Sugarman v. Dougall, 413 U.
S. 634,
413 U. S.
647-649 (1973), the second of the Court's modern
decisions in the area. [
Footnote
2/2]
See Cabell v. Chavez-Salido, 454 U.S. at
454 U. S.
438-442 (citing
Sugarman);
Ambach
v.
Page 458 U. S. 22
Norwick, 441 U.S. at
441 U. S. 74
(citing
Sugarman);
Foley v. Connelie, 435 U.S. at
435 U. S.
294-296 (citing
Sugarman). Yet in cases
contemporary with or postdating
Sugarman, the Court has
experienced no noticeable discomfort in applying strict scrutiny to
alienage classifications that did not involve political interests.
See In re Griffiths, 413 U. S. 717
(1973);
Examining Board v. Flores de Otero, 426 U.
S. 572 (1976);
Nyquist v. Mauclet, 432 U. S.
1 (1977).
It is not surprising, then, that none of the "more recent
decisions" relied on by JUSTICE REHNQUIST so much as suggested that
the Court's earlier analysis had been undercut. Instead, those
cases pointedly have
declined to
"retrea[t] from the position that restrictions on lawfully
resident aliens that primarily affect economic interests are
subject to heightened judicial scrutiny."
Cabell v. Chavez-Salido, 454 U.S. at
454 U. S. 439.
See Ambach v. Norwick, 441 U.S. at
441 U. S. 75
(that aliens may be denied political rights "is an exception to the
general standard applicable to classifications based on alienage");
Foley v. Connelie, 435 U.S. at
435 U. S. 296.
This reflects the Court's proper judgment that the alienage cases
are not irreconcilable or inconsistent with one another. For while
the Court has recognized, as the Constitution suggests, that
alienage may be taken into account when it is relevant -- that is,
when classifications bearing on political interests are involved --
"[t]he distinction between citizens and aliens . . . ordinarily
[is]
irrelevant to private activity,"
Ambach v.
Norwick, 441 U.S. at
441 U. S. 75
(emphasis added). And it hardly need be demonstrated that
governmental distinctions based on irrelevant characteristics
cannot stand. If this dual aspect of alienage doctrine is unique,
it is because aliens constitute a unique class. [
Footnote 2/3]
Page 458 U. S. 23
Finally, even were I to accept JUSTICE REHNQUIST's view that
powerlessness is the end-all of alienage-equal protection doctrine,
I would find preposterous his further suggestion that, because
States do not violate the Constitution when they exclude aliens
from participation in the government of the community, the alien's
powerlessness therefore is constitutionally irrelevant. From the
moment the Court began constructing modern equal protection
doctrine in
United States v. Carolene Products Co.,
304 U. S. 144
(1938), it never has been suggested that the reason for a discrete
class' political powerlessness is significant; instead, the fact of
powerlessness is crucial, for, in combination with prejudice, it is
the minority group's inability to assert its political interests
that "curtail[s] the operation of those political processes
ordinarily to be relied upon to protect minorities."
Id.
at
304 U. S.
152-153, n. 4. The very powerlessness of a discrete
minority, then, is itself the factor that overcomes the usual
presumption that "
even improvident decisions [affecting
minorities] will eventually be rectified by the democratic
process.'" Personnel Administrator of Massachusetts v.
Feeney, 442 U.S. at 442 U. S. 272,
quoting Vance v. Bradley, 440 U. S.
93, 440 U. S. 97
(1979). If anything, the fact that aliens constitutionally may be
-- and generally are -- formally and completely barred from
participating in the process of self-government makes particularly
profound the need for searching judicial review of classifications
grounded on alienage. I might add that the Court explicitly has
endorsed this seemingly self-evident proposition: in Hampton v.
Mow Sun Wong, 426 U. S. 88
(1976), after noting that "[s]ome of [an alien's] disadvantages
stem directly from the Constitution itself," the Court declared
that
"[t]he legitimacy of the delineation of the affected class [of
aliens] buttresses the conclusion that it is "a
discrete and
insular' minority" . . . and, of course, is consistent with the
premise that the class is one whose members suffer special
Page 458 U. S.
24
disabilities."
Id. at
426 U. S. 102,
n. 22. I find JUSTICE REHNQUIST's attempt to stand this principle
on its head perplexing, to say the least.
One of the few assertions that can be made with complete
confidence about the Court's alienage-equal protection decisions is
that no opinion for the Court has ever so much as suggested that
JUSTICE REHNQUIST's lone dissent in
Sugarman, 413 U.S. at
413 U. S. 649
-- which espoused a view similar to the one he hints at today --
expressed the proper approach for deciding these cases. Of course,
one cannot condemn another for sticking to his guns. Barring a
radical change in the Court's reasoning in cases concerning
alienage, however, one can expect that today's equal protection
writing by JUSTICE REHNQUIST will join his opinion in
Sugarman, to use his phrase, as "lifeless words on the
pages of these Reports."
Post at
458 U. S. 48.
[
Footnote 2/1]
The Justice opines that,
"[i]f the Court has eschewed strict scrutiny in the 'political
process' [alienage-equal protection] cases, it may be because the
Court is becoming uncomfortable with the categorization of aliens
as a suspect class."
Post at
458 U. S. 42, n.
12.
[
Footnote 2/2]
Among other things, the Court noted in
Sugarman that
the State may exclude aliens from governmental positions "that go
to the heart of representative government," in an attempt "
to
preserve the basic conception of a political community.'" 413 U.S.
at 413 U. S. 647,
quoting Dunn v. Blumstein, 405 U.
S. 330, 405 U. S. 344
(1972). The Sugarman Court thus recognized the "State's
historical power to exclude aliens from participation in its
democratic political institutions." 413 U.S. at 413 U. S. 648.
This makes JUSTICE REHNQUIST's analysis particularly perplexing;
his discussion appears to suggest that Sugarman -- decided
in 1973 -- somehow undercut the analysis of Hampton v. Mow Sun
Wong, 426 U. S. 88
(1976). See post at 458 U. S.
40.
[
Footnote 2/3]
JUSTICE REHNQUIST suggests that alienage classifications
involving political interests are subjected to a lesser standard of
review because "the strength of the State's interest is great when
it seeks to exclude aliens from its political processes."
Post at
458 U. S. 41, n.
12. This suggestion is inaccurate. Such classifications are
permissible because the Court has recognized that they are likely
to be based on meaningful distinctions: alienage "is a relevant
ground for determining membership in the political community."
Cabell v. Chavez-Salido, 454 U. S. 432,
454 U. S. 438
(1982).
JUSTICE O'CONNOR, concurring in part and dissenting in part.
I concur in the Court's opinion insofar as it holds that the
State may not charge out-of-state tuition to nonimmigrant aliens
who, under federal law, are exempt from both state and federal
taxes, and who are domiciled in the State. Imposition of
out-of-state tuition on such aliens conflicts with federal law
exempting them from state taxes, since, after all, the University
admits that it seeks to charge the higher tuition in order to
recover costs that state income taxes normally would cover.
I cannot join the remainder of the Court's opinion, however, for
it wholly fails to address the criticisms leveled in JUSTICE
REHNQUIST's dissenting opinion. As JUSTICE REHNQUIST makes clear,
the class of G-4 aliens is not homogenous: some G-4 aliens are
exempt under federal law from state taxes, while other G-4 aliens
are not. Moreover, the legislative history of § 4(b) of the
International Organizations Immunities Act, later reenacted as
§ 893 of the Internal Revenue Code of 1954, 26 U.S.C. §
893, from which many G-4
Page 458 U. S. 25
aliens derive their federal tax immunity, demonstrates that
Congress did not intend to exempt such aliens from state taxes,
choosing instead to leave the matter to the state and local
authorities. Thus, I disagree with the Court when it states that
the "State may not recoup indirectly from respondents' parents the
taxes that the Federal Government has expressly barred the State
from collecting,"
ante at
458 U. S. 16,
for, in fact, Congress has not barred the State from collecting
state taxes from many G-4 aliens. Accordingly, I conclude that the
Supremacy Clause does not prohibit the University from charging
out-of-state tuition to those G-4 aliens who are exempted by
federal law from federal taxes only.
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE joins,
dissenting.
Despite rather broad dicta regarding the conditions under which
federal power over immigration will preempt state statutes that
adversely affect aliens, the Court's holding is narrow. Purporting
to rely on a collection of treaties and statutes that concern the
tax liability of certain nonimmigrant aliens, it concludes
that no room is left for the State of Maryland to charge such
aliens nonresident
tuition for attending the State's
university. The Court's dicta seems to me inconsistent with our
prior cases, and its conclusion about the effect of the statutes
and treaties is strained, at best. In short, the Court reaches a
result that I find quite out of step with our normal approach to
federal preemption of state law.
Its holding has the additional vice of foreclosing governmental
autonomy in an area plainly within the State's traditional
responsibilities -- education. And it acts, not on behalf of a
disadvantaged minority, but at the behest of a group of individuals
who have been accorded a status by the Federal Government
superior to that of the average citizen, and in a case
where the State has demonstrated, by virtue of its favorable
treatment of resident aliens, that its policy is not the result of
an invidious or irrational motive. I find the Court's
Page 458 U. S. 26
actions unjustified and unnecessary and, accordingly, I dissent.
Because I would reverse the judgment of the Court of Appeals, I
also address other grounds relied on by the lower courts and argued
by respondents in support of their judgments.
I
Our prior decisions indicate that
"when a State's exercise of its police power is challenged under
the Supremacy Clause,"
"we start with the assumption that the historic police powers of
the States were not to be superseded by the Federal Act unless that
was the clear and manifest purpose of Congress."
"
Rice v. Santa Fe Elevator Corp., 331 U. S.
218,
331 U. S. 230 (1947)."
Ray v. Atlantic Rich.field Co., 435 U.
S. 151,
435 U. S. 157
(1978). State laws will survive such a challenge unless there
is
"such actual conflict between the two schemes of regulation that
both cannot stand in the same area, [or] evidence of a
congressional design to preempt the field."
Florida Lime & Avocado Growers, Inc. v. Paul,
373 U. S. 132,
373 U. S. 141
(1963).
Unquestionably, federal power over immigration and
naturalization is plenary and exclusive. Our decision in
De
Canas v. Bica, 424 U. S. 351
(1976), however, unambiguously forecloses any argument that this
power, either unexercised or as manifested in the Immigration and
Nationality Act, preempts the field of regulations affecting aliens
once federal authorities have admitted them into this country. In
light of the Court's expansive observations in the instant case,
that opinion bears quoting at some length:
"[T]he Court has never held that every state enactment which in
any way deals with aliens is a regulation of immigration and thus
per se preempted by [the Federal Government's]
constitutional power, whether latent or exercised. For example,
Takahashi v. Fish & Game Comm'n, 334 U. S.
410,
334 U. S. 415-422 (1948),
and
Graham v. Richardson, 403 U. S.
365,
403 U. S. 372-373 (1971),
cited a line of
Page 458 U. S. 27
cases that upheld certain discriminatory state treatment of
aliens lawfully within the United States. Although the 'doctrinal
foundations' of the cited cases, which generally arose under the
Equal Protection Clause 'were undermined in
Takahashi,'
they remain authority that, standing alone, the fact that aliens
are the subject of a state statute
does not render it a
regulation of immigration, which is essentially a determination of
who should or should not be admitted into the country, and the
conditions under which a legal entrant may remain."
Id. at
424 U. S. 355
(citations omitted; emphasis added). In
De Canas, the
Court also held that Congress' enactment of the Immigration and
Nationality Act (INA) was insufficient to oust "harmonious state
regulation touching on aliens in general."
Id. at
424 U. S.
358.
Thus, neither Congress' unexercised constitutional power over
immigration and naturalization nor its exercise of that power in
passing the INA precludes the States from enforcing laws and
regulations that prove burdensome to aliens. Under our precedents,
therefore, state law is invalid only if there is "such actual
conflict between the two schemes of regulation that both cannot
stand in the same area,"
Florida Lime & Avocado Growers,
Inc. v. Paul, supra, at
373 U. S. 141,
[
Footnote 3/1] or if Congress has
in some other way unambiguously declared its intention to foreclose
the state law in question,
see Ray v. Atlantic Richfield Co.,
supra, at
435 U. S.
157-158. In the absence of a conflict, "we are not to
conclude that Congress legislated the ouster of [a state law] in
the absence of an unambiguous congressional mandate to that
effect."
Florida Lime & Avocado Growers, supra, at
373 U. S.
146-147.
Page 458 U. S. 28
Notwithstanding these settled principles, the Court suggests in
dicta that any state law which discriminates against lawfully
admitted aliens is void, presumably without regard to the strength
of the State's justification, if Congress did not contemplate such
a law.
Ante at
458 U. S. 12-13.
This standard seems to me clearly to reverse the presumption that
normally prevails when state laws are challenged under the
Supremacy Clause. The Court relies on language in three cases to
support this proposition. On closer inspection, none of the three
offers the precedential support for which the Court obviously
grasps.
The first case,
Takahashi v. Fish & Game Comm'n,
334 U. S. 410
(1948), involved a California statute that prohibited the issuance
of commercial fishing licenses to aliens who were ineligible for
citizenship. The language emphasized by the Court explains that
"[s]tate laws which impose discriminatory burdens upon the
entrance or residence of aliens lawfully within the United States
conflict with this constitutionally derived federal power to
regulate immigration, and have accordingly been held invalid."
Id. at
334 U. S. 419
(footnote omitted). In the
Takahashi opinion, this
statement is immediately followed by three citations, which the
Court omits. These citations explain, and qualify, the otherwise
broad language quoted by the Court. In the first of these cases,
Chy Lung v. Freeman, 92 U. S. 275
(1876), the Court considered a California law that, with certain
extremely limited exceptions, prohibited any alien who was, or
would likely become, "a public charge," from entering the State
through any of its ports. The Court held that the statute was
preempted by federal law:
"The passage of laws which concern the admission of citizens and
subjects of foreign nations to our shores belongs to Congress, and
not to the States."
Id. at
92 U. S. 280
(emphasis added).
The second case cited in
Takahashi, Truax v. Raich,
239 U. S. 33
(1915), concerned an Arizona statute limiting virtually all
employment opportunities in the State to citizens. Although
Truax involved an asserted repugnancy to the
Page 458 U. S. 29
Equal Protection Clause, the Court also suggested that the
challenged statute was in conflict with federal law. It is
important to note that the Court interpreted the statute as
"deny[ing] to lawful inhabitants, because of their race or
nationality, the ordinary means of earning a livelihood."
Id. at
239 U. S. 41.
The Court subsequently stated:
"The assertion of an authority to deny to aliens the opportunity
of earning a livelihood when lawfully admitted to the State would
be tantamount to the assertion of the right to deny them
entrance and abode, for in ordinary cases they cannot live
where they cannot work."
Id. at
239 U. S. 42
(emphasis added).
The final case relied on in
Takahashi is
Hines v.
Davidowitz, 312 U. S. 52
(1941). The Pennsylvania statute at issue there required adult
aliens to register with the State and to carry an identification
card, which they were required to present on demand to state
agents. The Court held that the statute was preempted by the
federal Alien Registration Act of 1940, finding that "[t]he basic
subject of the state and federal laws [was] identical,"
id. at
312 U. S. 61,
and that the state law embodied requirements that Congress had
studiously avoided in passing the federal Act,
id. at
312 U. S.
70-74.
Thus, in each of these cases, the Court found either a clear
encroachment on exclusive federal power to admit aliens into the
country or a clear conflict with a specific congressional purpose.
It was with these cases in mind that the Court, in
Takahashi, condemned "[s]tate laws which impose
discriminatory burdens upon the entrance or residence of aliens
lawfully within the United States." 334 U.S. at
334 U. S. 419.
It is most unlikely, therefore, that the Court intended with one
stroke of the pen to reverse the normal presumption applicable in
cases challenging state enactments under the Supremacy Clause, and
to declare such laws invalid without regard to the existence of a
conflict with federal statutes or a usurpation of federal power
over immigration.
The Court also relies on
Graham v. Richardson,
403 U. S. 365
(1971), which struck down as a denial of equal protection a
California law that withheld welfare benefits from lawfully
Page 458 U. S. 30
resident aliens. As an alternative ground, the Court also
declared the law invalid as an encroachment on federal power. On
the basis of specific federal statutes barring the admission of
aliens likely to become public charges, and providing for the
deportation of aliens who become public charges because of factors
that existed prior to entry, the Court inferred a congressional
purpose not "to impose any burden or restriction on aliens who
become indigent after their entry into the United States."
Id. at
403 U. S. 377.
The Court also concluded, relying on
Truax, supra, that
the law denied indigent aliens the "necessities of life," and
therefore "equate[d] with the assertion of a right, inconsistent
with federal policy, to deny entrance and abode." The holding in
Graham, therefore, offers no support for a presumption
that all state laws burdening aliens conflict with amorphous
federal power over immigration.
Finally, the Court quotes from dictum appearing in a footnote in
De Canas v. Bica, 424 U.S. at
424 U. S. 358,
n. 6, that
"'state regulation not congressionally sanctioned that
discriminates against aliens lawfully admitted to the country is
impermissible if it imposes additional burdens not contemplated by
Congress.'"
Ante at
458 U. S. 12-13.
The principal support for this assertion was the passage previously
quoted by the Court from
Takahashi. As I have already
indicated, that passage in context means a good deal less than it
does out of context. Most important, however,
De Canas
itself suggests that the quoted footnote is not a fair description
of the law. Although the statute at issue only affected illegal
aliens, the principles recognized in the Court's opinion were not
so limited. Thus, the Court emphasized that "the fact that aliens
are the subject of a state statute does not render it a regulation
of immigration," 424 U.S. at
424 U. S. 355,
that
Takahashi, Graham, and
Hines found
preemption only after examining specific congressional enactments,
424 U.S. at
424 U. S. 355,
that it was necessary to look for some "specific indication . . .
that Congress intended to preclude even harmonious state regulation
touching on aliens in general,"
id. at
424 U. S. 358,
and that preemption
Page 458 U. S. 31
should be found only when it is possible to say "
either that
the nature of the regulated subject matter permits no other
conclusion or that the Congress has unmistakably so ordained,'"
id. at 424 U. S. 356
(quoting Florida Lime & Avocado Growers, Inc. v. Paul,
373 U.S. at 373 U. S.
142).
In sum, the fact that a state statute can be said to
discriminate against aliens does not, standing alone, demonstrate
that the statute is preempted, absent some form of congressional
sanction. The statute in
De Canas discriminated against
aliens, yet the Court found no strong evidence that Congress
intended to preempt it. Obviously, the fact that the aliens were in
this country illegally was an important factor in ascertaining
Congress' intent. But, just as clearly, the fact that disadvantaged
aliens are
lawfully in the country does not authorize the
Court to dispense with the particularized inquiry into
congressional intent that preemption analysis traditionally has
demanded. [
Footnote 3/2]
Discriminatory legislation may well be invalid under the federal
civil rights laws as a denial of equal treatment, but, under our
precedents, such a conclusion is possible only after an examination
of the classification drawn by the State and its justification for
doing so. Under the Court's summary of preemption principles
applicable to laws discriminating against aliens, these factors
would be irrelevant. [
Footnote 3/3]
I cannot agree that such a summary accurately reflects the law.
Page 458 U. S. 32
The Court concedes that the proper application of its preemption
principle "is likely to be a matter of some dispute,"
ante
at
458 U. S. 13, and
then proceeds to resolve the case by finding a conflict between
Maryland's tuition policy and a collection of treaties and statutes
that address the tax liability of certain nonimmigrant aliens.
Although I find this conclusion quite unconvincing, it is
gratifying to learn that, in practice, perhaps the Court's new
principle still demands proof of a conflict with federal law, just
as traditional preemption cases instruct. Because the Court's
judgment relies on the asserted presence of such a conflict, its
statements suggesting that such a particularized inquiry is
unnecessary must be regarded as dicta, though unwise dicta at that.
With this said, I turn to the Court's discovery of a conflict with
federal law.
II
The Court relies on two features of federal law. First, it notes
that Congress has permitted nonimmigrant aliens holding G-4 visas
to establish domicile in the United States.
Ante at
458 U. S. 14. It
then reasons that denying these aliens in-state tuition conflicts
with Congress' decision. The Court offers no evidence that
Congress' intent in permitting respondents to establish "domicile
in the United States" has any bearing at all on the tuition
available to them at state universities. Federal law does not
require the States to make residence or domicile the determinant of
their tuition policies, and, as the Court recognizes, Maryland has
chosen not to do so in the case of nonimmigrant aliens. Moreover,
unlike the state laws scrutinized in
Truax and
Graham, Maryland's policy does not deprive respondents of
a livelihood or the means of subsistence such that it could fairly
be characterized as denying respondents "entrance and abode," 239
U.S. at
239 U. S.
42.
Page 458 U. S. 33
The Court's reference to "domicile in the United States,"
therefore, is little more than a restatement of its more general
principle that any laws burdensome to aliens who have been lawfully
admitted are presumptively preempted absent congressional intent to
"sanction" them. As I have already suggested, this turns preemption
analysis on its head.
The second feature of federal law on which the Court relies
consists of certain statutes and treaties that affect the tax
liability of G-4 visaholders. The Court considers these statutes
and treaties as an amorphous whole, and concludes that the
University's policy "frustrates" the policies embodied in them.
"The State may not recoup indirectly from respondents' parents
the taxes that the Federal Government has expressly barred the
State from collecting."
Ante at
458 U. S. 16.
There are two serious flaws in this argument. First, the Federal
Government has not barred the States from collecting taxes from
many, if not most, G-4 visaholders. Second, as to those G-4
nonimmigrants who are immune from state income taxes by treaty,
Maryland's tuition policy cannot fairly be said to conflict with
those treaties in a manner requiring its preemption.
The individual respondents in this case represent a class of G-4
visaholders or their dependents who are or may become students at
the University of Maryland. The Court, contrary to the teaching of
our cases, [
Footnote 3/4] reasons
as though the class members were a homogenous group. They are not,
and the Court's ignorance of relevant differences leads it into
error. The named class representatives are dependents of employees
of either the Inter-American Development Bank or the International
Bank for Reconstruction and Development
Page 458 U. S. 34
(the World Bank). As the Court notes, the salaries paid
employees of these organizations are exempt by international
agreement from taxation by any country other than their own.
Ante at
458 U. S. 15. As
the Court also notes, the exemption contained in the agreement
establishing the World Bank has by statute been given the force of
federal law in the United States. 22 U.S.C. § 286h;
see
ante at
458 U. S.
15-16.
Most G-4 visaholders, however, derive whatever tax immunity they
enjoy in this country from § 4(b) of the International
Organizations Immunities Act (IOIA or Act), later reenacted as
§ 893 of the Internal Revenue Code of 1954, 26 U.S.C. §
893. That statute exempts the salaries paid to alien employees of
international organizations from
federal income tax. The
principal purpose of the Act as a whole, which is now divided among
many Titles of the United States Code, was to extend governmental
privileges and immunities to international organizations and their
officers and employees located in this country. H.R.Rep. No. 1203,
79th Cong., 1st Sess., 4 (1945). As noted, § 4 amended the
Internal Revenue Code to exempt the salaries of such officers and
employees from federal income tax. As the relevant Committee
Reports demonstrate, the exemption was strictly limited to
salaries; income derived from commercial activities, investments,
and other similar sources was not to enjoy an exemption, and all
federal taxes other than those applicable to income remained fully
effective.
Ibid.; S.Rep. No. 861, 79th Cong., 1st Sess.,
4-5 (1945).
Section 6 of the bill, as originally introduced in the House,
provided an exemption from state and local taxes as well. [
Footnote 3/5]
Page 458 U. S. 35
The Senate Committee deleted the exemption, reasoning that "this
matter should be properly dealt with by the State and local
authorities." S.Rep. No. 861,
supra, at
458 U. S. 5. The
House eventually agreed to the amendment, and the bill as enacted
contains no exemption from state or local taxes. [
Footnote 3/6] Floor debates confirm what the
Committee amendment implied: although the Act provides an exemption
from the federal income tax, it was not intended to foreclose the
States from taxing employees of international organizations.
[
Footnote 3/7] Accordingly,
employees of international organizations whose tax immunity derives
solely from the IOIA can claim no federal immunity from state
taxes. According to petitioners, approximately three-quarters of
the international organizations whose employees hold G-4 visas fall
into that category. Brief for Petitioners 29, n. 22. Therefore,
even if one were to accept the Court's reasoning that immunity from
state taxes implies a right to in-state college tuition, many, if
not most, of the class members cannot benefit from the argument.
[
Footnote 3/8]
Page 458 U. S. 36
The Court's reasoning is flawed, however, and cannot help even
those class members whose parents' tax immunity is based on a
treaty or international agreement. [
Footnote 3/9] The State's tuition policy is void under
the Supremacy Clause only "to the extent that it actually conflicts
with a valid federal statute,"
Ray v. Atlantic Richfield
Co., 435 U.S. at
435 U. S. 158,
or, of course, a valid treaty. As the Court stated in
Ray,
ibid.:
"A conflict will be found 'where compliance with both federal
and state regulations is a physical impossibility . . . ,'
Florida Lime & Avocado Growers, Inc. v. Paul,
373 U. S.
132,
373 U. S. 142-143 (1963), or
where the state 'law stands as an obstacle to the accomplishment
and execution of the full purposes and objectives of Congress.'
Hines v. Davidowitz, 312 U. S. 52,
312 U. S.
67 (1941);
Jones v. Rath Packing Co., [430
U.S.] at
430 U. S. 526,
430 U. S.
540-541.
Accord, De Canas v. Bica, 424 U. S.
351,
424 U. S. 363 (1976)."
There is, of course, no physical impossibility in the
coexistence of the two policies. The treaties and agreements insure
that signatory nations will not tax the salaries of foreign
Page 458 U. S. 37
nationals employed by the designated organizations. The State of
Maryland does not tax these salaries. It merely charges tuition for
enrollment in its University that is higher than the tuition
charged to American citizens and other foreign nationals who have
been admitted to this country as immigrants.
The remaining question is whether Maryland's tuition policy
"stands as an obstacle to the accomplishment and execution of the
full purposes and objectives" of the treaties and agreements.
Hines v. Davidowitz, 312 U.S. at
312 U. S. 67. In
answering this question, it is well to bear in mind certain
guideposts that the Court appears to have forgotten:
"It is, of course, true that even treaties with foreign nations
will be carefully construed so as not to derogate from the
authority and jurisdiction of the States of this nation unless
clearly necessary to effectuate the national policy."
United States v. Pink, 315 U.
S. 203,
315 U. S. 230
(1942).
"Even the language of a treaty, wherever reasonably possible,
will be construed so as not to override state laws or to impair
rights arising under them."
Guaranty Trust Co. v. United States, 304 U.
S. 126,
304 U. S. 143
(1938). In this case, the Court has gone out of its way to raise
the banner of federal supremacy over the State's University without
support in the language of the treaties and without examining the
intent of the negotiating parties.
It is one thing to exempt employees of an international
organization from tax liability on their salaries, which otherwise
would be incurred by the employees simply by doing what they came
to this country to do -- working for international organizations
such as the World Bank. It is another matter to restrict the
State's ability to recover its costs in providing educational
services, which respondents were certainly not required to use.
Cf. Hamilton v. Regents of the University of California,
293 U. S. 245,
293 U. S. 262
(1934). Although a college education over the years has become
accessible to increasing numbers of Americans, it can hardly be
characterized as an unavoidable feature of life in this
country.
Page 458 U. S. 38
Thus, although the negotiating parties undoubtedly intended to
lower the costs of international organizations by exempting
employees from income taxes, it does not at all follow that they
further intended to require the States to subsidize the
cost of services which those employees or their families might
choose to use. [
Footnote
3/10]
Indeed, the United States, which, unlike the State of Maryland,
negotiated the agreements in question, clearly does not understand
them to require that education for G-4 visaholders be subsidized to
the same extent as education for citizens or resident aliens. For
example, the Federal Guaranteed Student Loan Program, which
provides significant aid to students attending qualifying colleges
and graduate schools, is available to American citizens and
permanent resident aliens, but
not to nonimmigrant aliens
such as respondents.
See 34 CFR § 682.201(a)(2)
(1981). If this reflects the federal policy embodied in the
treaties on which the Court relies, I fail to see how Maryland's
tuition policy "frustrates" it.
III
The lower courts' principal basis for invalidating Maryland's
tuition policy was not the Supremacy Clause, but the Equal
Protection Clause. Those courts interpreted the State's policy as a
classification based on alienage, and therefore
Page 458 U. S. 39
subjected it to "strict scrutiny" on the authority of
Graham
v. Richardson, 403 U. S. 365
(1971), and later cases. In light of several recent decisions,
however, it is clear that not every alienage classification is
subject to strict scrutiny. In my view, the classification relied
upon by the State in this case cannot fairly be called "suspect,"
and therefore I would ask only whether it rests upon a rational
basis. Because I believe it does, I cannot agree with the lower
courts that it denies the equal protection of the laws.
The Equal Protection Clause of the Fourteenth Amendment has been
interpreted by this Court as embodying the principle that "all
persons similarly circumstanced shall be treated alike."
F. S.
Royster Guano Co. v. Virginia, 253 U.
S. 412,
253 U. S. 415
(1920). By the same token, however, "[t]he Constitution does not
require things which are different in fact or opinion to be treated
in law as though they were the same."
Tigner v. Texas,
310 U. S. 141,
310 U. S. 147
(1940).
All laws classify, and, unremarkably, the characteristics that
distinguish the classes so created have been judged relevant by the
legislators responsible for the enactment. The Equal Protection
Clause, however, reflects the judgment of its Framers that some
distinguishing characteristics may seldom, if ever, be the basis
for difference in treatment by the legislature. The key question in
all equal protection cases, of course, is whether the
distinguishing characteristics on which the State relies are
constitutional.
In the vast majority of cases, our judicial function permits us
to ask only whether the judgment of relevance made by the State is
rational.
See McGowan v. Maryland, 366 U.
S. 420,
366 U. S.
425-426 (1961). [
Footnote
3/11] In a very few other cases, we have required that the
State pass a more demanding test because of
Page 458 U. S. 40
the judgment that the classification drawn by the State is
virtually never permissible from a constitutional perspective. Such
classifications are deemed "suspect," and strictly scrutinized.
Until 1971, only race and national origin had been so classified by
the Court.
See Brown v. Board of Education, 347 U.
S. 483,
347 U. S. 494
(1954);
Strauder v. West Virginia, 100 U.
S. 303 (1880);
Oyama v. California,
332 U. S. 633
(1948).
In
Graham v. Richardson, supra, the Court added
alienage to this select list. Apart from the abbreviated conclusion
that "[a]liens as a class are a prime example of a
discrete and
insular' minority," id. at 403 U. S. 372,
the Court did not elaborate on the justification for "heightened
judicial solicitude," ibid. Subsequently, the Court
observed that aliens, unlike other members of the community, were
subject to the particular disadvantage of being unable to vote, and
thus were barred from participating formally in the process of
self-government. Hampton v. Mow Sun Wong, 426 U. S.
88, 426 U. S. 102
(1976). One could infer that rigorous judicial scrutiny normally
was necessary because aliens were barred from asserting their
interests in the governmental body responsible for imposing burdens
upon them.
More recent decisions have established, however, that the
political powerlessness of aliens is itself the consequence of
distinctions on the basis of alienage that are constitutionally
permissible.
"[I]t is clear that a State may deny aliens the right to vote,
or to run for elective office, for these lie at the heart of our
political institutions.
See [Sugarman v. Dougall,
413 U. S.
634,
413 U. S. 647-649 (1973)].
Similar considerations support a legislative determination to
exclude aliens from jury service.
See Perkins v.
Smith, 370 F.
Supp. 134 (Md.1974),
aff'd, 426 U. S.
913 (1976). Likewise, we have recognized that
citizenship may be a relevant qualification for fulfilling those
'important nonelective executive, legislative, and judicial
positions,' held by 'officers who participate directly in the
formulation,
Page 458 U. S. 41
execution, or review of broad public policy.'
Dougall,
supra, at
413 U. S. 647."
Foley v. Connelie, 435 U. S. 291,
435 U. S. 296
(1978). As the Court explained earlier this Term:
"The exclusion of aliens from basic governmental processes is
not a deficiency in the democratic system, but a necessary
consequence of the community's process of political
self-definition. Self-government, whether direct or through
representatives, begins by defining the scope of the community of
the governed, and thus of the governors as well: aliens are, by
definition, those outside of this community. Judicial incursions
into this area may interfere with those aspects of democratic
self-government that are most essential to it."
Cabell v. Chavez-Salido, 454 U.
S. 432,
454 U. S.
439-440 (1982).
If the exclusion of aliens from the political processes is
legitimate, as it clearly is, there is reason to doubt whether
political powerlessness is any longer a legitimate reason for
treating aliens as a "suspect class" deserving of "heightened
judicial solicitude." Indeed, in
Foley v. Connelie, supra,
Ambach v. Norwick, 441 U. S. 68
(1979), and
Cabell v. Chavez-Salido, supra, the Court
plainly eschewed the application of strict scrutiny to the States'
exclusion of aliens from particular public offices. [
Footnote 3/12] In my view, these
decisions merely
Page 458 U. S. 42
reflect the judgment that alienage, or the other side of the
coin, citizenship, is, for certain important state purposes, a
constitutionally relevant characteristic, and therefore cannot
always be considered invidious in the same manner as race or
national origin. [
Footnote
3/13]
Page 458 U. S. 43
IV
The State's policy in this case is to provide in-state tuition
to residents of the State who are citizens and immigrant aliens
lawfully admitted for permanent residence. In-state tuition is not
available to certain students, however, regardless of whether they
have established residence within the State. Within this class are
citizens who are financially dependent either on parents or on a
spouse who is not domiciled in the State, as well as citizens who
are members of the Armed Forces and have been assigned by the
military to attend the University. [
Footnote 3/14] Also within the class are nonimmigrant
aliens, who have not been admitted to this country for permanent
residence.
Page 458 U. S. 44
In each case in which the Court has tested state alienage
classifications under the Equal Protection Clause, the question has
been the extent to which the States could permissibly distinguish
between citizens and permanent resident aliens.
See Graham v.
Richardson, 403 U. S. 365
(1971);
Sugarman v. Dougall, 413 U.
S. 634 (1973);
In re Griffiths, 413 U.
S. 717 (1973);
Examining Board v. Flores de
Otero, 426 U. S. 572
(1976);
Nyquist v. Mauclet, 432 U. S.
1 (1977). We recently summarized these decisions as
implying that "there would be few -- if any -- areas in which a
State could legitimately distinguish between its citizens and
lawfully resident aliens."
Cabell v.
Chavez-Salido, 454 U.S. at
454 U. S. 438
(emphasis added). In this case, however, the question is whether
the State can distinguish between two groups, each of which
consists of citizens and aliens. For two reasons, the State's
classification should not be deemed "suspect," and subjected to
strict scrutiny.
First, unlike immigrant aliens, nonimmigrants such as G-4
visaholders are significantly different from citizens in certain
important respects. Our previous decisions have emphasized that
immigrant aliens have been lawfully admitted to this country for
permanent residence, and share many of the normal burdens of
citizenship, such as the duty to pay taxes and to serve in the
Armed Forces.
Nyquist v. Mauclet, supra, at
432 U. S. 12;
Hampton v. Mow Sun Wong, 426 U.S. at
426 U. S. 107,
n. 30;
Sugarman v. Dougall, supra, at
413 U. S. 645;
Graham v. Richardson, supra, at
403 U. S. 376.
Implicit in these cases is the judgment that, because permanent
resident aliens are in so many respects situated similarly to
citizens, distinctions between them are to be carefully
scrutinized. [
Footnote 3/15]
Although there is legitimate
Page 458 U. S. 45
doubt whether these decisions have survived
Foley,
Ambach, and
Cabell intact, their judgment about the
need for strict scrutiny simply does not apply to state policies
that distinguish between permanent resident aliens and
nonimmigrants.
As noted earlier, nonimmigrant aliens holding G-4 visas, unlike
resident aliens, are exempt from Maryland's income tax, by
operation of either international agreement or a combination of
federal and state law. [
Footnote
3/16] The University is substantially supported by general
state revenues appropriated by the legislature, and of this sum,
nearly half is generated by the state income tax.
See
Brief for Petitioners 29, n. 23. Consequently, for the purpose of
assessing tuition to the State's University, G-4 nonimmigrant
aliens are not situated similarly either to most citizens or to
permanent resident aliens. They are distinguished by a trait that
is obviously quite relevant from the State's perspective, and
legitimately so. Other nonimmigrant aliens are subject to state
income taxes, but, as respondents concede, Brief for Respondents
12, 14, 23, they are admitted to this country only temporarily, and
for limited purposes. These aliens are also not situated similarly
to resident citizens or to permanent resident aliens, because most
are admitted on the condition that they cannot establish domicile
in the United States.
See Elkins v. Moreno, 435 U.
S. 647,
435 U. S. 665
(1978). As a group, then, nonimmigrant aliens are sufficiently
different from citizens in relevant respects that distinctions
between them and citizens or immigrant aliens should not call for
heightened scrutiny.
Second, the State's tuition policy, as it applies to G-4
visaholders, simply cannot be broadly characterized as a
classification that discriminates on the basis of alienage. It is
more accurately described as a policy that classifies on the basis
of
Page 458 U. S. 46
financial contribution toward the costs of operating the
University. In one class are citizens and permanent resident
aliens, all of whom have lived in the State and have contributed to
state revenues through the payment of income taxes. To these
students the State offers its in-state tuition, which covers only a
portion of the cost of educating each student. The remainder is
subsidized through state revenues, to which the students themselves
have contributed by paying the full spectrum of state taxes.
In the other class is an equally mixed group of citizens and
aliens. Some of these citizens do not reside in the State, and
therefore do not pay state taxes. Others do reside in the State,
but are financially dependent on parents or a spouse who is
domiciled elsewhere, and therefore do not help finance the
operation of the University through income taxes. Nonimmigrant
aliens holding G-4 visas also reside in the State but, like
citizens in this class, do not pay state income taxes. [
Footnote 3/17] To all members of this
class, the State charges a higher, so-called "out-of-state"
tuition, although one that still does not fully cover the cost of
education. Just as it may seem unfair for a State to deny to a
resident alien the right to participate in public benefits to which
he has contributed through taxes, it might seem equally unfair to
allow G-4 visaholders to participate, on a par with taxpaying
resident citizens and permanent resident aliens, in public benefits
to which they have not contributed. Whether or not such a judgment
is correct, a policy justified in such terms cannot fairly be
called the product of xenophobic prejudice. Given the State's
decision to treat immigrant aliens on a par with citizens, its
decision to require a higher tuition of G-4 nonimmigrant aliens
cannot
Page 458 U. S. 47
be characterized as a classification on the basis of alienage.
[
Footnote 3/18]
Consequently, for either of these reasons, the "strict scrutiny"
authorized by
Graham v. Richardson, 403 U.
S. 365 (1971), even if it is still applicable to
discrimination against permanent resident aliens, has no proper
application to the State's policy in this case. The only question,
therefore, is whether "the State's classification rationally
furthers the purpose identified by the State."
Massachusetts
Board of Retirement v. Murgia, 427 U.
S. 307,
427 U. S. 314
(1976). The State has articulated several purposes for its policy
of denying in-state tuition to nonimmigrant aliens. One purpose is
roughly to equalize the cost of higher education borne by those
students who do and those who do not financially contribute to the
University through income tax payments. The purpose surely is a
legitimate one, and I should think it evident that the State's
classification rationally furthers that purpose. [
Footnote 3/19]
Page 458 U. S. 48
V
On June 23, 1978, approximately two months after our decision in
Elkins v. Moreno, 435 U. S. 647
(1978), the University's Board of Regents adopted a "clarifying"
resolution establishing beyond doubt that the State's policy
excluding G-4 visaholders from eligibility for in-state tuition was
not based on their lack of domicile. For this reason, we remanded
the case to the District Court for further proceedings, having
concluded that this case was no longer controlled by
Vlandis v.
Kline, 412 U. S. 441
(1973), as limited by
Weinberger v. Salfi, 422 U.
S. 749,
422 U. S. 771
(1975).
Toll v. Moreno, 441 U. S. 458,
441 U. S.
461-462 (1979). On remand, the District Court concluded
that, although the clarifying resolution adopted on June 23, 1978,
eliminated the "conclusive presumption" that respondents could not
establish domicile, the existence of such a presumption before that
date denied respondents due process under the teaching of
Vlandis v. Kline, supra.
There is legitimate doubt whether, at this late date, anything
remains of
Vlandis v. Kline but its lifeless words on the
pages of these Reports. Such doubts, however, need not be resolved
in this case. The University has made clear that domicile is not
the principal consideration underlying its tuition policy as
applied to respondents, and, in my view, that policy is rationally
related to other legitimate purposes proffered by the State. The
classification challenged by respondents did not change on June 23,
1978. If the classification is valid today, as I believe it is,
then it was valid before the State issued its "clarifying"
resolution. A statute's consistency
Page 458 U. S. 49
with the Due Process Clause or the Equal Protection Clause
should not depend on which purpose state officials choose to
emphasize at a particular time, as long as one of the State's
purposes is rationally served by the statute.
See McGowan v.
Maryland, 366 U.S. at
366 U. S. 426 ("A statutory discrimination will not be
set aside if any state of facts reasonably may be conceived to
justify it").
For the foregoing reasons, I would reverse the judgment of the
Court of Appeals.
[
Footnote 3/1]
The state courts in
De Canas v. Bica, 424 U.
S. 351 (1976), had not addressed the question in light
of their determination that Congress had completely barred state
action in the field of employment of illegal aliens. Consequently,
this Court also deferred consideration of the issue.
Id.
at
424 U. S.
363.
[
Footnote 3/2]
As the Court obligatorily notes,
ante at
458 U. S. 12, n.
17, but promptly ignores, our decisions in
Foley v.
Connelie, 435 U. S. 291
(1978);
Ambach v. Norwick, 441 U. S.
68 (1979); and
Cabell v. Chavez-Salido,
454 U. S. 432
(1982), all upheld state laws that expressly discriminated against
lawfully admitted resident aliens. Such decisions would not have
been possible if the mere fact that a law discriminated against
aliens placed it in irreconcilable conflict with federal power over
immigration.
[
Footnote 3/3]
As I have always understood the Supremacy Clause, if a state law
is inconsistent with federal law, the state law is unenforceable.
The inconsistency is made no less fatal because the State has a
rational basis for, or a compelling interest in, its actions. Under
the majority's formulation, a state law that arguably discriminates
against aliens conflicts with federal law, and unless further
modifications of the preemption doctrine are in the offing, that
will be the end of the matter.
[
Footnote 3/4]
"[A] host of constitutional and statutory provisions rest on the
premise that a legitimate distinction between citizens and aliens
may justify attributes and benefits for one class not accorded to
the other; and the class of aliens is itself a heterogenous
multitude of persons with a wide-ranging variety of ties to this
country."
Mathew v. Diaz, 426 U. S. 67,
426 U. S. 779
(1976) (footnote omitted).
[
Footnote 3/5]
Section 6 of the original bill, H.R. 4489, read as follows:
"International organizations shall be exempt from all property
taxes imposed by, or under the authority of, any act of Congress,
including such acts as are applicable solely to the District of
Columbia or the Territories; and shall be entitled to the same
exemptions and immunities from State or local taxes as is the
United States Government."
91 Cong.Rec. 10867 (1945).
[
Footnote 3/6]
Section 6 is codified at 22 U.S.C. § 288c and now
reads:
"International organizations shall be exempt from all property
taxes imposed by, or under the authority of, any Act of Congress,
including such Acts as are applicable solely to the District of
Columbia or the Territories."
[
Footnote 3/7]
Thus, sponsors of the legislation in the House assured their
colleagues that the bill would not admit such employees as
immigrants. In addition, the following exchange occurred:
"Mr. RANKIN. This bill does not interfere with State laws in any
way?"
"Mr. ROBERTSON of Virginia. None whatever."
91 Cong.Rec. 10866 (1945).
In the Senate, Senator Taft explained that his Committee had
deleted the proposed exemption contained in § 6 because it
"felt that that was wholly beyond the power of Congress." 91
Cong.Rec. 12432 (1945).
[
Footnote 3/8]
G-4 visaholders residing in Maryland who are relieved of federal
taxes under the Internal Revenue Code have also been exempted from
Maryland taxes by operation of
state law. Maryland's tax
code provides that, with certain exceptions not relevant here, the
net income taxable under state law is the taxpayer's federal
adjusted gross income. Md.Ann.Code, Art. 81, § 280(a) (1980).
By operation of 26 U.S.C. § 893, that amount will not include
wages paid by an international organization. The
State's
decision indirectly to relieve class members of state taxes on
their salaries, of course, provides no basis for preemption of the
State's tuition policy under the Supremacy Clause.
[
Footnote 3/9]
The District Court, which concluded that the State's tuition
policy interfered with Congress' exclusive control over
immigration, nevertheless rejected the argument that the policy
conflicted with the treaties and agreements relieving respondents
of liability for income taxes.
"In this case, it is apparent that there is no 'clear conflict'
between the policies in question. The University's Policy seeks to
confer certain economic benefits on individuals closely affiliated
with the State of Maryland. The mere fact that one of the factors
which is considered in determining eligibility for this benefit is
whether or not the applicant's income is taxed by Maryland does not
necessarily imply that the policy conflicts with the tax policies
contained in the relevant international agreements. The 'conflict'
between these policies, in and of itself, is too attenuated to
warrant invalidating the University's Policy."
489 F.
Supp. 668, 667 (Md.1980).
[
Footnote 3/10]
As petitioners explain, tuition and fee charges do not pay the
full cost of a university education at the University of Maryland.
In fiscal year 1981, for example, the University received
appropriations from general fund revenues in the amount of $164
million. Brief for Petitioners 29, n. 23. Nearly half of general
fund revenues are provided by the State's income tax.
Ibid. The State, therefore, subsidizes the cost of
education at the University. The amount of the subsidy, of course,
is considerably greater for students who are eligible for in-state
tuition. Since residents of the State normally pay income tax, and
thereby indirectly contribute to the subsidy, it is not
unreasonable for the State to accord such persons a reduced
tuition. By charging respondents out-of-state tuition, the
University is merely asking them to pay their fair share of the
cost of state-supported education.
[
Footnote 3/11]
"This standard reduces to a minimum the likelihood that the
federal judiciary will judge state policies in terms of the
individual notions and predilections of its own members, and, until
recently, it has been followed in all kinds of 'equal protection'
cases."
Harper v. Virginia Board of Elections, 383 U.
S. 663,
383 U. S.
681-682 (1966) (Harlan, J., dissenting).
[
Footnote 3/12]
As suggested earlier, we have affirmed
"the general principle that some state functions are so bound up
with the operation of the State as a governmental entity as to
permit the exclusion from those functions of all persons who have
not become part of the process of self-government."
Ambach v. Norwick, 441 U.S. at
441 U. S.
774.
"[I]n those areas, the State's exclusion of aliens need not
"clear the high hurdle of
strict scrutiny,' because [that]
would `obliterate all the distinctions between citizens and aliens,
and thus depreciate the historic value of citizenship.'" Foley
v. Connelie, 435 U.S. at 435 U. S. 295
(citation omitted)."
Cabell v. Chavez-Salido, 454 U.S. at
454 U. S. 439
(footnote omitted). The Court has recognized that the strength of
the State's interest is great when it seeks to exclude aliens from
its political processes, but selection of the appropriate level of
"scrutiny" traditionally has depended not on the nature of the
State's interest, but on the nature of the burdened class. If the
Court has eschewed strict scrutiny in the "political process"
cases, it may be because the Court is becoming uncomfortable with
the categorization of aliens as a suspect class.
[
Footnote 3/13]
That judgment was shared by the Framers of the Fourteenth
Amendment. Indeed, the first clause of the first section of that
Amendment confirms the importance of citizenship by defining the
means of obtaining it in a way that encompassed the freed
slaves:
"All persons born or naturalized in the United States, and
subject to the jurisdiction thereof, are citizens of the United
States and the State wherein they reside."
Citizenship is also a concept fundamental to structures and
processes established elsewhere in the Constitution:
"The distinction between citizens and aliens, though ordinarily
irrelevant to private activity, is fundamental to the definition
and government of a State. The Constitution itself refers to the
distinction no less than 11 times,
see Sugarman v. Dougall,
supra, at
413 U. S. 651-652
(REHNQUIST, J., dissenting), indicating that the status of
citizenship was meant to have significance in the structure of our
government. The assumption of that status, whether by birth or
naturalization, denotes an association with the polity which, in a
democratic republic, exercises the powers of governance."
Ambach v. Norwick, supra, at
441 U. S.
75.
JUSTICE BLACKMUN has chosen to respond to this portion of the
dissent, but misunderstands my point. I have observed that the
political powerlessness of aliens is the result of state-created
classifications which this Court has upheld as constitutional. One
may nevertheless conclude, as JUSTICE BLACKMUN does, that the
political powerlessness of aliens is still a reason for applying
strict scrutiny to alienage classifications. My point, to which
JUSTICE BLACKMUN's concurrence is unresponsive, is that a
classification which is constitutionally relevant to many important
state purposes should not be considered "suspect." It is beside the
point to recognize that alienage may be irrelevant for some other
purposes. Were this consideration conclusive, all state
classifications would be considered "suspect" under the Equal
Protection Clause, because every classification is relevant to some
purposes and irrelevant to others.
[
Footnote 3/14]
The State's written policy, effective since 1975, reads in part
as follows:
"1. It is the policy of the University of Maryland to grant
in-state status for admission, tuition and charge-differential
purposes to United States citizens, and to immigrant aliens
lawfully admitted for permanent residence in accordance with the
laws of the United States, in the following cases:"
"a. Where a student is financially dependent upon a parent,
parents, or spouse domiciled in Maryland for at least six
consecutive months prior to the last day available for registration
for the forthcoming semester."
"b. Where a student is financially independent for at least the
preceding twelve months, and provided the student has maintained
his domicile in Maryland for at least six consecutive months
immediately prior to the last day available for registration for
the forthcoming semester."
"c. Where a student is the spouse or a dependent child of a
full-time employee of the University."
"d. Where a student who is a member of the Armed Forces of the
United States is stationed on active duty in Maryland for at least
six consecutive months immediately prior to the last day available
for registration for the forthcoming semester, unless such student
has been assigned for educational purposes to attend the University
of Maryland."
"e. Where a student is a full-time employee of the University of
Maryland."
"2. It is the policy of the University of Maryland to attribute
out-of-state status for admission, tuition, and charge-differential
purposes in all other cases."
App. to Pet. for Cert. 167a-168a.
[
Footnote 3/15]
For example, in
Nyquist, the Court stated:
"Resident aliens are obligated to pay their full share of the
taxes that support the assistance programs. There thus is no real
unfairness in allowing resident aliens an equal right to
participate in programs to which they contribute on an equal
basis."
432 U.S. at
432 U. S. 12.
[
Footnote 3/16]
In addition, nonimmigrant aliens are not required to register
for military service.
See 50 U.S.C.App. § 453(a)
(1976 ed., Supp. V); 32 CFR § 1611.2 (1980).
[
Footnote 3/17]
Other nonresident aliens whose tax liability is not the subject
of a treaty or special law such as the IOIA are subject to taxation
only on income received from sources within the United States at a
maximum rate of 30%. 26 U.S.C. § 871(a)(1).
[
Footnote 3/18]
Respondents, citing
Nyquist v. Mauclet, 432 U.S. at
432 U. S. 9, argue
that strict scrutiny applies even when the State discriminates only
against a certain subclass of aliens, rather than all aliens. In
Nyquist, the State argued that its law limiting financial
assistance for higher education to citizens and resident aliens who
declared their intention to seek citizenship was not a
classification on the basis of alienage. Rather, it distinguished
between aliens who intended to become citizens and those who did
not. The Court rejected this argument, noting that the statute was
"directed at aliens, and that only aliens [were] harmed by it."
Ibid. In this case, however, the State also denies
in-state tuition to certain resident citizens, as well as to G-4
visaholders. Moreover, even if the State denied in-state tuition to
G-4 visaholders alone, strict scrutiny would not be called for. As
argued in the text, G-4 visaholders and other nonimmigrant aliens,
unlike permanent resident aliens who were the subject of
discrimination in
Nyquist, are not so similarly situated
to citizens as to render distinctions between such aliens and
citizens "suspect."
[
Footnote 3/19]
As respondents note, G-4 visaholders do pay state taxes other
than the income tax. State and local property taxes, however, do
not enter the general funds of the State, and thus do not support
the operation of the University. Brief for Petitioners 29, n. 23.
In any event, "a State does not violate the Equal Protection Clause
merely because the classifications made by its laws are imperfect."
Dandridge v. Williams, 397 U. S. 471,
397 U. S. 485
(1970). Respondents' exemption from the income tax sufficiently
distinguishes them from citizens and other aliens who do pay such
taxes, and therefore contribute a greater portion of their incomes
to support the University, that the State's decision to require
higher tuition payments is certainly rational.