A Kentucky statute permits service of process in forcible entry
or detainer actions to be made by posting a summons "in a
conspicuous place on the premises," if the defendant or a member of
the defendant's family over 16 years of age cannot be found on the
premises. Service of process under this statute was made on
appellee tenants in a public housing project by posting a summons
on the door of each of their apartments. Appellees claim that they
never saw the summonses and did not know of the eviction
proceedings until they were served with writs of possession,
executed after default judgments had been entered against them and
their opportunity for appeal had lapsed. They then filed a class
action in Federal District Court against appellant public
officials, seeking declaratory and injunctive relief under 42
U.S.C. § 1983 and alleging that the notice procedures employed
violated the Due Process Clause of the Fourteenth Amendment. The
District Court granted summary judgment for appellants, holding
that such notice procedures did not deny due process. The Court of
Appeals reversed.
Held: In failing to afford appellees adequate notice of
the proceedings against them before issuing final orders of
eviction, the State deprived them of property without due process
of law required by the Fourteenth Amendment. Pp.
456 U. S.
449-456.
(a) "An elementary and fundamental requirement of due process in
any proceeding which is to be accorded finality is notice
reasonably calculated, under all the circumstances, to apprise
interested parties of the pendency of the action and afford them an
opportunity to present their objections."
Mullane v. Central
Hanover Bank & Trust Co., 339 U.
S. 306,3
339 U. S. 14. Pp.
456 U. S.
449-450.
(b) In light of the fact that appellees were deprived of a
significant interest in property and, indeed, of the right to
continued residence in their homes, it does not suffice to recite
that, because the action was
in rem, it was only necessary
to serve notice "upon the thing itself." The sufficiency of the
notice must be tested with reference to its ability to inform
people of the pendency of proceedings that affect their interests.
Pp.
456 U. S.
450-451.
(c) Notices posted on the doors of tenants' apartments were "not
infrequently" removed before they could be seen by the tenants.
Whatever
Page 456 U. S. 445
the efficacy of posting notice on a door of a person's home in
many cases, it is clear that, in the circumstances of this case,
merely posting notice on the apartment door did not satisfy minimum
standards of due process. Pp.
456 U. S.
453-454.
(d) Neither the statute nor the practice of process servers
provides for even a second attempt at personal service. The failure
to effect personal service on the first visit hardly suggests that
the tenant has abandoned his interest in the apartment such that
mere
pro forma notice might be constitutionally adequate.
P.
456 U. S.
454.
(e) Notice by mail in the circumstances of this case would go a
long way toward providing the constitutionally required assurance
that the State has not allowed its power to be invoked against a
person who has had no opportunity to present a defense. Pp.
456 U. S.
455-456.
649 F.2d 425, affirmed.
BRENNAN, J., delivered the opinion of the Court, in which WHITE,
MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ., joined. O'CONNOR, J.,
filed a dissenting opinion, in which BURGER, C.J., and REHNQUIST,
J., joined,
post, p.
456 U. S.
456.
JUSTICE BRENNAN delivered the opinion of the Court.
A Kentucky statute provides that in forcible entry or detainer
actions, service of process may be made under certain circumstances
by posting a summons on the door of a tenant's apartment. The
question presented is whether this statute, as applied to tenants
in a public housing project, fails to afford those tenants the
notice of proceedings initiated against them required by the Due
Process Clause of the Fourteenth Amendment.
Page 456 U. S. 446
I
Appellees Linnie Lindsey, Barbara Hodgens, and Pamela Ray are
tenants in a Louisville, Ky., housing project. Appellants are the
Sheriff of Jefferson County, Ky., and certain unnamed Deputy
Sheriffs charged with responsibility for serving process in
forcible entry and detainer actions. In 1975, the Housing Authority
of Louisville initiated detainer actions against each of appellees,
seeking repossession of their apartments. Service of process was
made pursuant to Ky.Rev.Stat. § 454.030 (1975), which
states:
"If the officer directed to serve notice on the defendant in
forcible entry or detainer proceedings cannot find the defendant on
the premises mentioned in the writ, he may explain and leave a copy
of the notice with any member of the defendant's family thereon
over sixteen (16) years of age, and if no such person is found he
may serve the notice by posting a copy thereof in a conspicuous
place on the premises. The notice shall state the time and place of
meeting of the court."
In each instance, notice took the form of posting a copy of the
writ of forcible entry and detainer on the door of the tenant's
apartment. [
Footnote 1]
Appellees claim never to have seen these posted summonses; they
state that they did not learn of the
Page 456 U. S. 447
eviction proceedings until they were served with writs of
possession, executed after default judgments had been entered
against them, and after their opportunity for appeal had
lapsed.
Thus without recourse in the state courts, appellees filed this
suit as a class action in the United States District Court for the
Western District of Kentucky, seeking declaratory and injunctive
relief under 42 U.S.C. § 1983. They claimed that the notice
procedure employed as a predicate to these eviction proceedings did
not satisfy the minimum standards of constitutionally adequate
notice described in
Mullane v. Central Hanover Bank & Trust
Co., 339 U. S. 306
(1950), and that the Commonwealth of Kentucky had thus failed to
afford them the due process of law guaranteed by the Fourteenth
Amendment. Named as defendants were the Housing Authority of
Louisville, several public officials charged with responsibility
over particular Louisville public housing projects, Joseph Greene,
the Jefferson County Sheriff, and certain known and unknown Deputy
Sheriffs.
On cross-motions for summary judgment, the District Court
granted judgment for appellants. In an unreported opinion, the
court noted that, some 70 years earlier, in
Weber v. Grand
Lodge of Kentucky, F. & A. M., 169 F. 522 (1909), the
Court of Appeals for the Sixth Circuit had held that constructive
notice by posting on the door of a building, pursuant to the
predecessor statute to § 454.030, provided an adequate
constitutional basis upon which to commence an eviction action, on
the ground that it was reasonable for the State to presume that a
notice posted on the door of the building in dispute would give the
tenant actual notice in time to contest the action. Although the
District Court recognized that
"conditions have changed since the decision in
Weber, .
. . and . . . that there is undisputed testimony in this case that
notices posted on the apartment doors of tenants are often removed
by other tenants,"
App. 41-42, the court nevertheless concluded that the procedures
employed did not deny due
Page 456 U. S. 448
process in light of the fact "that posting only comes into play
after the officer directed to serve notice cannot find the
defendant on the premises,"
id. at 42.
The Court of Appeals for the Sixth Circuit reversed the grant of
summary judgment in favor of appellants and remanded the case for
further proceedings. 649 F.2d 425 (1981). Acknowledging that its
decision in
Weber directed a contrary result, the Court of
Appeals examined the doctrinal basis of that decision and concluded
that it rested in part on distinctions between actions
in
rem and actions
in personam that had been drawn in
cases such as
Pennoyer v. Neff, 95 U. S.
714 (1878);
Hulin v. Kaw Valley Railway &
Improvement Co., 130 U. S. 559
(1889);
Arndt v. Griggs, 134 U. S. 316
(1890);
Ballard v. Hunter, 204 U.
S. 241 (1907); and
Longyear v. Toolan,
209 U. S. 414
(1908), and that had been substantially undercut by intervening
decisions of this Court. In overruling
Weber, the Court of
Appeals cited
International Shoe Co. v. Washington,
326 U. S. 310
(1946),
Mullane, supra, and
Shaffer v. Heitner,
433 U. S. 186
(1977), as cases calling for a more realistic appraisal of the
adequacy of process provided by the State. Turning to the
circumstances of this case and the procedures contemplated by
§ 454.030, the Court of Appeals noted that, while there may
have been
"a time when posting provided a surer means of giving notice
than did mailing, [t]hat time has passed. The uncontradicted
testimony by process servers themselves that posted summonses are
not infrequently removed by persons other than those served
constitutes effective confirmation of the conclusion that notice by
posting 'is not reasonably calculated to reach those who could
easily be informed by other means at hand,'"
649 F.2d at 428, quoting
Mullane, supra, at
339 U. S. 319.
[
Footnote 2] The court held,
therefore, that the notice provided
Page 456 U. S. 449
pursuant to § 454.030 was constitutionally deficient. We
noted probable jurisdiction, 454 U.S. 938 (1981), and now
affirm.
II
A
"The fundamental requisite of due process of law is the
opportunity to be heard."
Grannis v. Ordean, 234 U.
S. 385,
234 U. S. 394
(1914). And the
"right to be heard has little reality or worth unless one is
informed that the matter is pending and can choose for himself
whether to appear or default, acquiesce or contest,"
Mullane, supra, at
339 U. S. 314.
Personal service guarantees actual notice of the pendency of a
legal action; it thus presents the ideal circumstance under which
to commence legal proceedings against a person, and has
traditionally been deemed necessary in actions styled
in
personam. McDonald v. Mabee, 243 U. S.
90,
243 U. S. 92
(1917). Nevertheless, certain less rigorous notice procedures have
enjoyed substantial acceptance throughout our legal history; in
light of this history and the practical obstacles to providing
personal service in every instance, we have allowed judicial
proceedings to be prosecuted in some situations on the basis of
procedures that do not carry with them the same certainty of actual
notice that inheres in personal service. But we have also clearly
recognized that the Due Process Clause does prescribe a
constitutional minimum:
"An elementary and fundamental requirement of due process in any
proceeding which is to be accorded finality is
notice
reasonably calculated, under all the circumstances, to apprise
interested parties of the
Page 456 U. S. 450
pendency of the action and afford them an opportunity
to present their objections."
Mullane, 339 U.S. at
339 U. S. 314
(emphasis added). It is against this standard that we evaluate the
procedures employed in this case.
B
Appellants argue that, because a forcible entry and detainer
action is an action
in rem, notice by posting is
ipso
facto constitutionally adequate. Appellees concede that
posting has traditionally been deemed appropriate for
in
rem proceedings, but argue that detainer actions can now
encompass more than the simple issue of the tenant's continued
right to possession, and that they therefore require the more
exacting forms of notice customarily provided for proceedings
in personam. Appellants counter by conceding that, if the
particular detainer proceeding was one in which the landlord sought
to recover past due rent, personal service would be required by
Kentucky law, but argue that such claims are unusual in such
proceedings, and that, in the case before us, the landlord claimed
only a right to recover possession. Tr. of Oral Arg. 121.
As in
Mullane, we decline to resolve the constitutional
question based upon the determination whether the particular action
is more properly characterized as one
in rem or
in
personam. 339 U.S. at
339 U. S. 312.
See Shaffer v. Heitner, supra,
at
433 U. S. 206.
That is not to say that the nature of the action has no bearing on
a constitutional assessment of the reasonableness of the procedures
employed. The character of the action reflects the extent to which
the court purports to extend its power, and thus may roughly
describe the scope of potential adverse consequences to the person
claiming a right to more effective notice. But "
[a]ll
proceedings, like all rights, are really against persons.'"
[Footnote 3] In this case,
appellees
Page 456 U. S.
451
have been deprived of a significant interest in property:
indeed, of the right to continued residence in their homes.
[Footnote 4] In light of this
deprivation, it will not suffice to recite that, because the action
is in rem, it is only necessary to serve notice "upon the
thing itself." [Footnote 5] The
sufficiency of notice must be tested with reference to its ability
to inform people of the pendency of proceedings that affect their
interests. In arriving at the constitutional assessment, we look to
the realities of the case before us: in determining the
constitutionality of a procedure established by the State to
provide notice in a particular class of cases, "its effect must be
judged in the light of its practical application to the affairs of
men as they are ordinarily conducted." North Laramie Land Co.
v. Homan, 268 U. S. 276,
268 U. S. 283
(1925).
It is, of course, reasonable to assume that a property owner
will maintain superintendence of his property, and to presume that
actions physically disturbing his holdings will come to his
attention.
See Mullane, supra, at
339 U. S. 316.
[
Footnote 6] The
Page 456 U. S. 452
frequent restatement of this rule impresses upon the property
owner the fact that a failure to maintain watch over his property
may have significant legal consequences for him, providing a spur
to his attentiveness, and a consequent reinforcement to the
empirical foundation of the principle. Upon this understanding, a
State may, in turn, conclude that, in most cases, the secure
posting of a notice on the property of a person is likely to offer
that property owner sufficient warning of the pendency of
proceedings possibly affecting his interests.
The empirical basis of the presumption that notice posted upon
property is adequate to alert the owner or occupant of property of
the pendency of legal proceedings would appear to make the
presumption particularly well-founded where notice is posted at a
residence. With respect to claims affecting the continued
possession of that residence, the application of this presumption
seems particularly apt: if the tenant has a continuing interest in
maintaining possession of the property for his use and occupancy,
he might reasonably be expected to frequent the premises; if he no
longer occupies the premises, then the injury that might result
from his not having received actual notice as a consequence of the
posted notice is reduced. Short of providing personal service,
then, posting notice on the door of a person's home would, in
many
Page 456 U. S. 453
or perhaps most instances, constitute not only a
constitutionally acceptable means of service, but indeed a
singularly appropriate and effective way of ensuring that a person
who cannot conveniently be served personally is actually apprised
of proceedings against him.
But whatever the efficacy of posting in many cases, it is clear
that, in the circumstances of this case, merely posting notice on
an apartment door does not satisfy minimum standards of due
process. In a significant number of instances, reliance on posting
pursuant to the provisions of § 454.030 results in a failure
to provide actual notice to the tenant concerned. Indeed, appellees
claim to have suffered precisely such a failure of actual notice.
As the process servers were well aware, notices posted on apartment
doors in the area where these tenants lived were "not infrequently"
removed by children or other tenants before they could have their
intended effect. [
Footnote 7]
Under these conditions, notice by
Page 456 U. S. 454
posting on the apartment door cannot be considered a "reliable
means of acquainting interested parties of the fact that their
rights are before the courts."
Mullane, 339 U.S. at
339 U. S.
315.
Of course, the reasonableness of the notice provided must be
tested with reference to the existence of "feasible and customary"
alternatives and supplements to the form of notice chosen.
Ibid. In this connection, we reject appellants'
characterization of the procedure contemplated by § 454.030 as
one in which "
posting' is used as a method of service only as a
last resort." Brief for Appellants 7. To be sure, the statute
requires the officer serving notice to make a visit to the tenant's
home and to attempt to serve the writ personally on the tenant or
some member of his family. But if no one is at home at the time of
that visit, as is apparently true in a "good percentage" of cases,
[Footnote 8] posting follows
forthwith. Neither the statute nor the practice of the process
servers makes provision for even a second attempt at personal
service, perhaps at some time of day when the tenant is more likely
to be at home. The failure to effect personal service on the first
visit hardly suggests that the tenant has abandoned his interest in
the apartment such that mere pro forma notice might be
held constitutionally adequate. Cf. Mullane, 339 U.S. at
339 U. S.
317-318.
Page 456 U. S. 455
As noted by the Court of Appeals, and as we noted in
Mullane, the mails provide an "efficient and inexpensive
means of communication,"
id. at
339 U. S. 319,
upon which prudent men will ordinarily rely in the conduct of
important affairs,
id. at
339 U. S.
319-320. Notice by mail in the circumstances of this
case would surely go a long way toward providing the
constitutionally required assurance that the State has not allowed
its power to be invoked against a person who has had no opportunity
to present a defense despite a continuing interest in the
resolution of the controversy. [
Footnote 9] Particularly where the subject matter of the
action also happens to be the mailing address of the defendant, and
where personal service is ineffectual, notice by mail may
reasonably be relied upon to provide interested persons with actual
notice of judicial proceedings. We need not go so far as to insist
that, in order to "dispense with personal service, the substitute
that is most likely to reach the defendant is the least that ought
to be required,"
McDonald v. Mabee, 243 U.S. at
243 U. S. 92, in
order to recognize that, where an inexpensive and efficient
mechanism such as mail service is available to enhance the
reliability of an otherwise unreliable notice procedure, the
State's continued exclusive reliance on an ineffective means of
service is not notice "reasonably calculated to reach those who
could
Page 456 U. S. 456
easily be informed by other means at hand."
Mullane,
supra, at
339 U. S. 319.
[
Footnote 10]
III
We conclude that, in failing to afford appellees adequate notice
of the proceedings against them before issuing final orders of
eviction, the State has deprived them of property without the due
process of law required by the Fourteenth Amendment. The judgment
of the Court of Appeals is therefore
Affirmed.
[
Footnote 1]
"Posting" refers to the practice of placing the writ on the
property by use of a thumbtack, adhesive tape, or other means. App.
74, 77 (deposition of process servers). Appellants describe the
usual method of effecting service pursuant to § 454.030 in the
following terms:
"The officer of the court who is charged with serving notice in
a forcible entry and detainer action, usually a Jefferson County
Deputy Sheriff, takes the following steps in notifying a tenant.
First, the officer goes to the apartment in an effort to effectuate
personal in-hand service. Second, if the named tenant is absent or
will not appear at the door, personal in-hand service is made on
any member of the tenant's family over sixteen years of age.
Finally, if no one answers the door, a copy of the notice is posted
on the premises, usually the door."
Brief for Appellants 3.
[
Footnote 2]
The Court of Appeals concluded that
"[r]equiring Kentucky to provide notice by mail when personal
service proves infeasible will not be overly burdensome. The cost
will be minimal, and the state's conceded interest in providing a
summary procedure for settlement of landlord-tenant disputes will
not be seriously circumscribed."
649 F.2d at 428. The court then noted with approval the
provisions of the New York counterpart of § 454.030, which
provides that, when notice is served by posting, a copy of the
petition must be sent by registered or certified mail within a day
of the posting.
Ibid., citing
Velazquez v.
Thompson, 451 F.2d 202, 205 (CA2 1971).
[
Footnote 3]
Shaffer v. Heitner, 433 U. S. 186,
433 U. S. 207,
n. 22 (1977), quoting
Tyler v. Court of Registration, 175
Mass. 71, 76, 55 N.E. 812, 814 (Holmes, C.J.),
writ of error
dism'd, 179 U. S. 405
(1900).
[
Footnote 4]
The dissent directs our attention to the "nature and purpose,"
of Kentucky's forcible entry and detainer action.
Post at
456 U. S. 457.
Such proceedings are designed to offer an expeditious means of
determining who is entitled to retain possession of an apartment.
But that hardly explains why we may dispense with the
constitutional requirement of adequate notice. After all, detainer
proceedings, while in some sense "summary," are
proceedings in which issues of fact and law are to be
resolved, and important interests in property determined. We can
agree with the dissent's observation that the "means chosen for
making service of process . . . must be prompt and certain."
Ibid. But it is difficult to see how, from the perspective
of the landlord, any of the likely supplements to the form of
service currently provided under § 454.030 will render the
procedure markedly less prompt or certain. More significantly,
from the perspective of the tenant, it is difficult to see
how a means of serving process that fails to afford actual notice
in a "not insubstantial" number of cases can be deemed either
prompt or certain.
[
Footnote 5]
The Mary, 9
Cranch 126,
13 U. S. 144
(1815).
[
Footnote 6]
As we noted in
Mullane:
"The ways of an owner with tangible property are such that he
usually arranges means to learn of any direct attack upon his
possessory or proprietary rights. Hence, . . . entry upon real
estate in the name of law may reasonably be expected to come
promptly to the owner's attention. . . . A state may indulge the
assumption that one who has left tangible property in the state
either has abandoned it, in which case proceedings against it
deprive him of nothing, . . . or that he has left some caretaker
under a duty to let him know that it is being jeopardized."
339 U.S. at
339 U. S. 316.
Of course, the
Mullane discussion of the special notice
rules with respect to proceedings affecting property ownership
focused on the forms of notice that might be appropriate as a
supplement to the direct disturbance of the property itself. But
where the State has reason to believe the premises to be occupied
or under the charge of a caretaker, notice posted on the premises,
if sufficiently apparent, is itself a form of disturbance, likely
to come to the attention of the occupants or the caretaker.
[
Footnote 7]
The depositions before the District Court included the following
statements by the process servers:
"The children -- we had problems with children. They would take
[the writs] off."
"They never took them off when we were present, but we, you
know, assume -- the Housing Authority told us that they would take
them off, so we always put them up high."
App. 74.
"Q. Did you ever see kids pulling them off?"
"A. Yes."
"Q. You did?"
"A. Uh-huh."
"Q. Did you see many?"
"A. No, not too many. I did see it in one place over there."
"Q. Where was that?"
"A. Village West."
"Q. How many times did you see that happen?"
"A. Well, probably a couple of times."
Id. at 80.
"Q. . . . Were you aware of there being any problem with
children ripping the Writs off?"
"A. Oh, we had plenty of trouble."
"Q. You had trouble?"
"A. With kids, yeah. Yeah."
"Q. Did you ever see kids ripping them off?"
"A. Yeah. I have seen them take them off of the door and I would
go back and tell them to put it back. They don't know. They didn't
know. They just -- "
"
* * * *"
"Q. Were there any particular places where you saw kids ripping
them off the doors?"
"A. Well most of that was in Village West."
Id. at 82.
[
Footnote 8]
Id. at 76 (deposition of process server).
[
Footnote 9]
The dissent apparently wishes to dispute the District Court's
finding that "notices posted on apartment doors are often removed,"
and further questions our reliance on the observation in
Mullane that the mails are a reliable means of
communication -- in light of its own observation that "unattended
mailboxes are subject to plunder."
Post at
456 U. S. 460.
The dissent misconstrues the constitutional standard. In light of
the findings of the courts below, we hold only that posted notice
pursuant to § 454.030 is constitutionally inadequate. It is
not our responsibility to prescribe the form of service that the
Commonwealth should adopt. But even conceding that process served
by mail is far from the ideal means of providing the notice the Due
Process Clause of the Fourteenth Amendment requires, we have no
hesitation in concluding that posted service
accompanied
by mail service is constitutionally preferable to posted service
alone.
[
Footnote 10]
"Where the names and post office addresses of those affected by
a proceeding are at hand, the reasons disappear for resort to means
less likely than the mails to apprise them of its pendency."
339 U.S. at
339 U. S. 318.
See Schroeder v. City of New York, 371 U.
S. 208,
371 U. S. 213
(1962).
JUSTICE O'CONNOR, with whom THE CHIEF JUSTICE and JUSTICE
REHNQUIST join, dissenting.
Today, the Court holds that the Constitution prefers the use of
the Postal Service to posted notice. The Court reaches this
conclusion despite the total absence of any evidence in the record
regarding the speed and reliability of the mails. The sole ground
for the Court's result is the scant and conflicting testimony of a
handful of process servers in Kentucky. On this flimsy basis, the
Court confidently overturns the work of the Kentucky Legislature
and, by implication, that of at least 10 other States. I must
respectfully dissent.
At a minimum, the Fourteenth Amendment requires "notice
reasonably calculated, under all the circumstances, to apprise
interested parties of the pendency of the action."
Mullane v.
Central Hanover Bank & Trust Co., 339 U.
S. 306,
339 U. S. 314
(1950). The question before the Court is whether the notice
provided by Kentucky's statute meets this standard. In answering
that question, the first "circumstances"
Page 456 U. S. 457
to be considered are the nature and purpose of the action for
which notice is required.
Kentucky's forcible entry and detainer action is a summary
proceeding for quickly determining whether or not a landlord has
the right to immediate possession of leased premises and, if so,
for enabling the landlord speedily to obtain the property from the
person in wrongful possession. Ky.Rev.Stat. §§ 383.200,
383.210 (1972). As this Court has recognized, such circumstances
call for special procedures:
"There are unique factual and legal characteristics of the
landlord-tenant relationship that justify special statutory
treatment inapplicable to other litigants. The tenant is, by
definition, in possession of the property of the landlord; unless a
judicially supervised mechanism is provided for what would
otherwise be swift repossession by the landlord himself, the tenant
would be able to deny the landlord the rights of income incident to
ownership by refusing to pay rent and by preventing sale or rental
to someone else. Many expenses of the landlord continue to accrue
whether a tenant pays his rent or not. Speedy adjudication is
desirable to prevent subjecting the landlord to undeserved economic
loss and the tenant to unmerited harassment and dispossession when
his lease or rental agreement gives him the right to peaceful and
undisturbed possession of the property."
Lindsey v. Normet, 405 U. S. 56,
405 U. S. 72-73
(1972). The means chosen for making service of process, therefore,
must be prompt and certain, for otherwise the principal purpose of
a forcible entry and detainer action could be thwarted before the
judicial proceedings even began.
The Kentucky statute meets this need. It directs the process
server to attempt personal service on the tenant at his residence.
Ky.Rev.Stat. § 454.030 (1975). If the process server cannot
find the tenant on the premises, the statute directs the server to
explain and leave a copy of the notice
Page 456 U. S. 458
with a family member over the age of 16.
Ibid. If both
of these attempts fail, Kentucky authorizes the server, as a last
resort, to post a copy of the notice in a conspicuous place on the
premises.
Ibid.
As the Court recognizes, notice procedures like Kentucky's,
though "less rigorous" than mandatory personal service, nonetheless
"have enjoyed substantial acceptance throughout our legal history."
Ante at
456 U. S. 449.
The weight of historical precedent is reinforced by the collective
wisdom of the legislatures of the at least 11 States authorizing
notice in summary eviction proceedings solely by posting or by
leaving the notice at the tenant's residence. [
Footnote 2/1] The Court itself acknowledges
that
"posting notice on the door of a person's home would, in many or
perhaps most instances, constitute . . . a singularly appropriate
and effective way of ensuring that a person who cannot conveniently
be served personally is actually apprised of proceedings against
him."
Ante at
456 U. S.
452-453.
The Court nonetheless rejects these established procedures as
unconstitutional, though it does not cite a single case, other than
the decision below, supporting its position that notice by posting
is constitutionally inadequate in summary eviction proceedings.
Instead, the Court relies solely on the deposition testimony of a
few Kentucky process servers.
The testimony is hardly compelling. For example, one process
server, Mr. S. Carter Bacon, reported having seen children in the
Village West housing development pull down posted writs "probably a
couple of times." App. 80; App. in No. 73477 (CA6), p. 103. The
Court neglects to mention,
Page 456 U. S. 459
however, that another process server, Mr. Gilbert Brutscher,
cast doubt on Mr. Bacon's testimony by stating:
"I had been warned beforehand that, by Mr. Bacon, Carter Bacon,
that he suspected -- he wasn't certain, but he suspected that, on
some occasions, the Writs had been torn off the doors by kids. This
is what he told me. Whether that is true or not, I don't know. And
I don't think that he observed that, and the six months I was
working at it, there was no occasion where I saw anyone tear the
Writs off of the door."
Id. at 112-113.
The Court also neglects to mention that another process server
testified that, in order to avoid problems with children, the
process servers "always put [the writs] up high. So we never had
any problems with that." App. 74. Corroborating this testimony,
moreover, is the testimony of yet another process server, who
asserted: "we always try to put the paper up above where, a, say a
small child can't reach it." App. in No. 73477 (CA6), p. 74. This
server, asked whether he had "had complaints about small children
ripping them off," answered that he had never had a complaint, and
had never seen a child try to rip a notice off.
Ibid.
Plainly, such conflicting testimony falls well short of what
this Court should require before rushing to scrap Kentucky's
considered legislative judgment that, as a last resort, posted
notice is an appropriate form of service of process for forcible
entry and detainer actions.
The Court, however, holds that notice via the mails is so far
superior to posted notice that the difference is of constitutional
dimension. [
Footnote 2/2] How the
Court reaches this judgment remains
Page 456 U. S. 460
a mystery, especially since the Court is unable, on the present
record, to evaluate the risks that notice mailed to public housing
projects might fail due to loss, misdelivery, lengthy delay, or
theft. Furthermore, the advantages of the mails over posting, if
any, are far from obvious. It is no secret, after all, that
unattended mailboxes are subject to plunder by thieves. Moreover,
unlike the use of the mails, posting notice at least gives
assurance that the notice has gotten as far as the tenant's
door.
In sum, the Court has chosen to overturn Kentucky's procedures
on the basis of a wholly inadequate record. In so doing, the Court
apparently indulges a presumption that the state legislation
challenged here is unconstitutional until proven otherwise.
Regrettably, the Court seems to forget that we have long since
discarded the concept that "due process authorizes courts to hold
laws unconstitutional when they believe the legislature has acted
unwisely."
Ferguson v. Skrupa, 372 U.
S. 726,
372 U. S. 730
(1963). I respectfully dissent.
[
Footnote 2/1]
See Ala.Code §§ 6332, 35-9-82 (1975);
Colo.Rev.Stat. § 130-112 (1973); Fla.Stat. § 48.183
(1979); Kan.Stat.Ann. § 61-1805 (1976); Ky. Rev.Stat. §
454.030 (1975); La.Code Civ.Proc.Ann., Art. 4703 (West 1961);
Miss.Code Ann. § 89-7-33 (1972); Neb.Rev.Stat. § 25-508
(1979); N.H.Rev.Stat.Ann. §§ 510:2, 540:5 (Supp.1979);
N.C.Gen.Stat. § 42-29 (1976); W.Va.Code § 56-2-1 (1966),
W Va.Rule Civ.Proc. 4(d)(1) (1982).
[
Footnote 2/2]
The Court gives lipservice to the principle that "[i]t is not
our responsibility to prescribe the form of service that [Kentucky]
should adopt,"
ante at
456 U. S. 455,
n. 9, but then goes on to do just that, first by explaining to the
state legislature that, unlike notice by posting, notice by mail
"would surely go a long way toward" satisfying the Court,
ante at
456 U. S. 455,
and then by remarking that, in the Court's view, the combination of
posted service and mail service would be "constitutionally
preferable" to posted service alone,
ante at
456 U. S. 455,
n. 9.