One provision of the Federal Election Campaign Act of 1971
(Act), 2 U.S.C. § 441a(a)(1)(C), prohibits individuals and
unincorporated associations from contributing more than $5,000 per
calendar year to any multicandidate political committee. A related
provision, § 441a(f), makes it unlawful for political
committees knowingly to accept contributions exceeding the $5,000
limit. Appellant California Medical Association (CMA) is a
not-for-profit unincorporated association of doctors, and appellant
California Medical Political Action Committee (CALPAC) is a
political committee formed by CMA and registered with appellee
Federal Election Commission (FEC). When CMA and CALPAC were
notified of an impending enforcement proceeding by the FEC for
alleged violations of §§ 441a(a)(1)(C) and 441a(f), they,
together with individual members, filed a declaratory judgment
action in Federal District Court challenging the constitutionality
of these provisions. Subsequently, the FEC filed its enforcement
proceeding in the same District Court, and CMA and CALPAC pleaded
as affirmative defenses the same constitutional claims raised in
their declaratory judgment action. Pursuant to the special
expedited review provisions of the Act, § 437h(a), the
District Court, while the enforcement proceeding was still pending,
certified the constitutional questions raised in the declaratory
judgment action to the Court of Appeals, which rejected the
constitutional claims and upheld the challenged $5,000 limit on
annual contributions. Appellants sought review on direct appeal in
this Court pursuant to § 437h(b).
Held: The judgment is affirmed. Pp.
453 U. S.
187-201;
453 U. S.
201-204.
641 F.2d 619, affirmed.
JUSTICE MARSHALL delivered the opinion of the Court with respect
to Parts I, II, and IV, concluding that:
1. This Court has jurisdiction over the appeal. There is no
merit to the FEC's contention that, in view of the overlapping
provisions of the Act for judicial review of declaratory judgment
actions, § 437h(a), and enforcement proceedings, §
437g(a)(10), and because Congress
Page 453 U. S. 183
failed to provide any mechanism for coordinating cases in which
the same constitutional issues are raised by the same parties in
both a declaratory judgment action and an enforcement proceeding,
as here, a direct appeal to this Court under § 437h(b) should
be limited to situations in which no enforcement proceedings are
pending, since otherwise litigants, like appellants here, could
disrupt and delay enforcement proceedings and undermine the
functioning of the federal courts. Neither the statutory language
nor legislative history of §§ 437g and 437h indicates
that Congress intended such a limitation. Pp.
453 U. S.
187-192.
2. Section 441a(a)(1)(C) does not violate the equal protection
component of the Fifth Amendment on the ground, alleged by
appellants, that, because a corporation's or labor union's
contributions to a segregated political fund are unlimited under
the Act, an unincorporated association's contribution to a
multicandidate political committee cannot be limited without
violating equal protection. Appellants' contention ignores the fact
that the Act as a whole imposes far fewer restrictions on
individuals and unincorporated associations than it does on
corporations and unions. The differing restrictions placed on
individuals and unincorporated associations, on the one hand, and
on corporations and unions, on the other, reflect a congressional
judgment that these entities have differing structures and purposes
and that they therefore may require different forms of regulation
in order to protect the integrity of the political process. Pp.
453 U. S.
200-201.
JUSTICE MARSHALL, joined by JUSTICE BRENNAN, JUSTICE WHITE, and
JUSTICE STEVENS, concluded in Part III that § 441a(a)(1)(C)
does not violate the First Amendment. Nothing in §
441a(a)(1)(C) limits the amount CMA or any of its members may
independently expend in order to advocate political views; rather,
the provision restrains only the amount CMA may contribute to
CALPAC. The "speech by proxy" that CMA seeks to achieve through its
contributions to CALPAC is not the sort of political advocacy that
this Court, in
Buckley v. Valeo, 424 U. S.
1, found entitled to full First Amendment protection.
Since CALPAC receives contributions from more than 50 persons a
year, appellants' claim that CALPAC is merely the mouthpiece of CMA
is untenable. CALPAC instead is a separate legal entity that
receives funds from multiple sources and engages in independent
political advocacy. If the First Amendment rights of a contributor
are not infringed by limitations on the amount he may contribute to
a campaign organization which advocates the views and candidacy of
a particular candidate,
Buckley v. Valeo, supra, the
rights of a contributor are similarly not impaired by limits on the
amount he may give to a multicandidate political committee, such as
CALPAC, which advocates the
Page 453 U. S. 184
views and candidacies of a number of candidates. Moreover, the
challenged contribution restriction, contrary to appellants' claim,
is an appropriate means by which Congress could seek to protect the
integrity of the contribution restrictions upheld in
Buckley v.
Valeo. Pp.
453 U. S.
193-199.
JUSTICE BLACKMUN concluded that the challenged contribution
limitation does not violate the First Amendment because it is no
broader than necessary to achieve the governmental interest in
preventing actual or potential corruption. Pp.
453 U. S.
201-204.
MARSHALL, J., announced the Court's judgment and delivered the
opinion of the Court with respect to Parts I, II, and IV, in which
BRENNAN, WHITE, BLACKMUN, and STEVENS, JJ., joined, and an opinion
with respect to Part III, in which BRENNAN, WHITE, and STEVENS,
JJ., joined. BLACKMUN, J., filed an opinion concurring in part and
concurring in the judgment,
post, p.
453 U. S. 201.
STEWART, J., filed a dissenting opinion, in which BURGER, C.J., and
POWELL and REHNQUIST, JJ., joined,
post, p.
453 U. S.
204.
JUSTICE MARSHALL delivered the opinion of the Court with respect
to Parts I, II, and IV, and delivered an opinion with respect to
Part III, in which JUSTICE BRENNAN, JUSTICE WHITE, and JUSTICE
STEVENS joined.
In this case, we consider whether provisions of the Federal
Election Campaign Act of 1971, 86 Stat. 11, as amended, 2 U.S.C.
§ 431
et seq. (1976 ed. and Supp. III), limiting the
amount an unincorporated association may contribute to a
multicandidate political committee violate the First Amendment or
the equal protection component of the Fifth Amendment. Concluding
that these contribution limits are constitutional,
Page 453 U. S. 185
we affirm the judgment of the Court of Appeals for the Ninth
Circuit.
I
The California Medical Association(CMA) is a not-for-profit
unincorporated association of approximately 25,000 doctors residing
in California. In 1976, CMA formed the California Medical Political
Action Committee(CALPAC). CALPAC is registered as a political
committee with the Federal Election Commission, and is subject to
the provisions of the Federal Election Campaign Act relating to
multicandidate political committees. [
Footnote 1] One such provision, 2 U.S.C. §
441a(a)(1)(C), prohibits individuals and unincorporated
associations such as CMA from contributing more than $5,000 per
calendar year to any multicandidate political committee such as
CALPAC. [
Footnote 2] A related
provision of the Act, 2 U.S.C. § 441a(f), makes it unlawful
for political committees such as CALPAC knowingly to accept
contributions exceeding this limit. [
Footnote 3]
Page 453 U. S. 186
In October, 1978, the Federal Election Commission found "reason
to believe" that CMA had violated the Act by making annual
contributions to CALPAC in excess of $5,000, and that CALPAC had
unlawfully accepted such contributions. When informal conciliation
efforts failed, the Commission, in April, 1979 ,authorized its
staff to institute a civil enforcement action against CMA and
CALPAC to secure compliance with the contribution limitations of
the Act. In early May, 1979, after receiving formal notification of
the Commission's impending enforcement action, CMA and CALPAC,
together with two individual members of these organizations, filed
this declaratory judgment action in the United States District
Court for the Northern District of California challenging the
constitutionality of the statutory contribution limitations upon
which the Commission's enforcement action was to be based. Several
weeks later, the Commission filed its enforcement action in the
same District Court. In this second suit, CMA and CALPAC pleaded as
affirmative defenses the same constitutional claims raised in their
declaratory judgment action.
On May 17, 1979, pursuant to the special expedited review
provisions of the Act set forth in 2 U.S.C. § 437h (1976 ed.
and Supp. III), [
Footnote 4]
the District Court certified the constitutional questions raised in
appellants' declaratory judgment action to the Court of Appeals for
the Ninth Circuit. In the meantime, pretrial discovery and
preparation in the Commission's enforcement action continued in the
District Court. In May, 1980, a divided Court of Appeals, sitting
en banc, rejected appellants' constitutional claims and upheld the
$5,000 limit on annual contributions by unincorporated associations
to multicandidate political committees. 641 F.2d 619. Appellants
sought review of that determination in this Court, again pursuant
to the special jurisdictional provisions of 2 U.S.C.
Page 453 U. S. 187
§ 437h (1976 ed. and Supp. III). The Commission
subsequently moved to dismiss the appeal, and we postponed a ruling
on our jurisdiction over this case pending a hearing on the merits.
449 U.S. 817 (1980). [
Footnote
5]
II
Because the Commission vigorously contends that this Court does
not have jurisdiction over this appeal, we first consider the
complex judicial review provisions of the Federal Election Campaign
Act. [
Footnote 6] The Act
provides two routes by which questions involving its
constitutionality may reach this Court. First, such questions may
arise in the course of an enforcement proceeding brought by the
Commission under 2 U.S.C. § 437g (1976 ed. and Supp. III).
Such actions are filed by the Commission in the federal district
courts, where they are to be accorded expedited treatment.
§§ 437g(a)(6)(A)
Page 453 U. S. 188
and(10) (1976 ed., Supp. III). The judgments of the district
courts in such cases are appealable to the courts of appeals, with
final review in this Court available upon certiorari or
certification. § 437g(a)(9).
However, because Congress was concerned that its extensive
amendments to the Act in 1974 might raise important constitutional
questions requiring quick resolution, [
Footnote 7] it provided an alternative method for
obtaining expedited review of constitutional challenges to the Act.
This procedure, outlined in 2 U.S.C. § 437h (1976 ed. and
Supp. III), provides in part:
"The Commission, the national committee of any political party,
or any individual eligible to vote in any election for the office
of President may institute such actions in the appropriate district
court of the United States, including actions for declaratory
judgment, as may be appropriate to construe the constitutionality
of any provision of this Act. The district court immediately shall
certify all questions of constitutionality of this Act to the
United States court of appeals for the circuit involved, which
shall hear the matter sitting en banc."
§ 437h(a)
Page 453 U. S. 189
The statute further provides that decisions of the courts of
appeals on such certified questions may be reviewed in this Court
on direct appeal, § 437h(b), and it directs both the courts of
appeals and this Court to expedite the disposition of such cases,
§ 437h(c).
Although Congress thus established two avenues for judicial
review of constitutional questions arising under the Act, it failed
to provide any mechanism for coordinating cases in which the same
constitutional issues are raised by the same parties in both a
§ 437h declaratory judgment action and a § 437g
enforcement proceeding. The Commission contends that this
legislative oversight has allowed litigants, like appellants here,
to disrupt and delay enforcement proceedings brought by the
Commission under § 437g by instituting separate § 437h
declaratory judgment actions in which the constitutional defenses
to enforcement are asserted as affirmative claims. The Commission
further argues that § 437h declaratory judgment actions may
seriously undermine the functioning of the federal courts because
of the special treatment that these courts are required to accord
such cases. To alleviate these potential problems, the Commission
urges this Court to construe the overlapping judicial review
provisions of the Act narrowly, so as to preclude the use of §
437h actions to litigate constitutional challenges to the Act that
have been or might be raised as defenses to ongoing or contemplated
Commission enforcement proceedings. [
Footnote 8] Under this proposed reading of § 437g and
§ 437h, the District Court in
Page 453 U. S. 190
this case should have declined to certify appellants'
constitutional claims to the Court of Appeal in light of the
Commission's pending enforcement action against CMA and CALPAC. On
this basis, we are urged by the Commission to dismiss the appeal in
this case for want of jurisdiction.
Although we agree with the Commission that the judicial review
provisions of the Act are scarcely a blueprint for efficient
litigation, we decline to construe § 437h in the manner
suggested by the Commission. [
Footnote 9] There is no suggestion in the language or
legislative history of § 437h indicating that Congress
intended to limit the use of this provision to situations in which
no § 437g enforcement proceedings are contemplated or
underway. [
Footnote 10]
Section 437h expressly requires a district court to "immediately .
. . certify
all questions of the constitutionality of this
Act" to the court of appeals. (Emphasis supplied.) We do not
believe that Congress would have used such all-encompassing
language had it intended to restrict § 437h in the manner
proposed by the Commission. [
Footnote 11] Indeed, the cramped construction of the
Page 453 U. S. 191
statute proposed by the Commission would directly undermine the
very purpose of Congress in enacting § 437h. It is undisputed
that this provision was included in the 1974 Amendments to the Act
to provide a mechanism for the rapid resolution of constitutional
challenges to the Act. These questions may arise regardless of
whether a Commission enforcement proceeding is contemplated. Yet,
under the Commission's approach, even the most fundamental and
meritorious constitutional challenge to the Act could not be
reviewed pursuant to § 437h, but instead could be considered
only pursuant to the more limited procedure set forth in §
437g, [
Footnote 12] if this
question also happened to be raised in a Commission enforcement
action. If Congress had intended to remove a whole category of
constitutional challenges from the purview of § 437h, thereby
significantly limiting the usefulness of that provision, it surely
would have made such a limitation explicit.
In addition, the language of § 437g itself undercuts the
Commission's contention that § 437h actions must be held in
abeyance if the same parties are or may be involved in § 437g
enforcement actions brought by the Commission. The statute
expressly provides that § 437g enforcement actions
Page 453 U. S. 192
filed by the Commission in the district court are to be "put
ahead of all other actions (other than other actions brought under
this subsection
or under section 437h of this title)."
437g(a)(10) (emphasis added). If Congress had intended to
coordinate § 437g and § 437h in the manner now proposed
by the Commission, it is inconceivable that it would have chosen
the above language. Instead, the wording of the statute plainly
implies that actions brought under both sections may proceed in the
district court at the same time.
See Bread Political Action
Committee v. Federal Election Comm'n, 591 F.2d 29, 33 (CA7
1979),
appeal pending, No. 80-1481. In sum, although
Congress might have been wiser to orchestrate § 437g and
§ 437h in the manner proposed by the Commission, the statutory
language and history belie any such intention. [
Footnote 13] We therefore conclude that we
have jurisdiction over this appeal. [
Footnote 14]
Page 453 U. S. 193
III
Appellants' First Amendment claim is based largely on this
Court's decision in
Buckley v. Valeo, 424 U. S.
1 (1976) (per
Page 453 U. S. 194
curiam). That case involved a broad challenge to the
constitutionality of the 1974 Amendments to the Federal Election
Campaign Act. We held,
inter alia, that the limitations
placed by the Act on campaign expenditures violated the First
Amendment in that they directly restrained the rights of citizens,
candidates, and associations to engage in protected political
speech.
Id. at
424 U. S. 39-59.
Nonetheless, we upheld the various ceilings the Act placed on the
contributions individuals and multicandidate political committees
could make to candidates and their political committees, and the
maximum aggregate amount any individual could contribute in any
calendar year. [
Footnote 15]
We reasoned that such contribution
Page 453 U. S. 195
restrictions did not directly infringe on the ability of
contributors to express their own political views, and that such
limitations served the important governmental interests in
preventing the corruption or appearance of corruption of the
political process that might result if such contributions were not
restrained.
Id. at
424 U. S.
23-38.
Although the $5,000 annual limit imposed by § 441a(a)(1)(C)
on the amount that individuals and unincorporated associations may
contribute to political committees is, strictly speaking, a
contribution limitation, appellants seek to bring their challenge
to this provision within the reasoning of
Buckley. First,
they contend that § 441a(a)(1)(C) is akin to an
unconstitutional expenditure limitation because it restricts the
ability of CMA to engage in political speech through a political
committee, CALPAC. Appellants further contend that even if the
challenged provision is viewed as a contribution limitation, it is
qualitatively different from the contribution restrictions we
upheld in
Buckley. Specifically, appellants assert that,
because the contributions here flow to a political committee,
rather than to a candidate, the danger of actual or apparent
corruption of the political process recognized by this Court in
Buckley as a sufficient justification for contribution
restrictions is not present in this case.
While these contentions have some surface appeal, they are, in
the end, unpersuasive. The type of expenditures that this Court in
Buckley considered constitutionally protected were those
made
independently by a candidate, individual, or group in
order to engage directly in political speech.
Id. at
424 U. S. 44-48.
Nothing in § 441a(a)(1)(C) limits the amount CMA or any of its
members may independently expend in order to advocate political
views; rather, the statute restrains only the amount that CMA may
contribute to CALPAC. Appellants nonetheless insist that CMA's
contributions to CALPAC should receive the same constitutional
protection as independent expenditures because, according to
appellants,
Page 453 U. S. 196
this is the manner in which CMA has chosen to engage in
political speech.
We would naturally be hesitant to conclude that CMA's
determination to fund CALPAC rather than to engage directly in
political advocacy is entirely unprotected by the First Amendment.
[
Footnote 16] Nonetheless,
the "speech by proxy" that CMA seeks to achieve through its
contributions to CALPAC is not the sort of political advocacy that
this Court in
Buckley found entitled to full First
Amendment protection. CALPAC, as a multicandidate political
committee, receives contributions from more than 50 persons during
a calendar year. 2 U.S.C. § 441a(a)(4). Thus, appellants'
claim that CALPAC is merely the mouthpiece of CMA is untenable.
CALPAC, instead, is a separate legal entity that receives funds
from multiple sources and that engages in independent political
advocacy. Of course, CMA would probably not contribute to CALPAC
unless it agreed with the views espoused by CALPAC, but this
sympathy of interests alone does not convert CALPAC's speech into
that of CMA.
Page 453 U. S. 197
Our decision in
Buckley precludes any argument to the
contrary. In that case, the limitations on the amount individuals
could contribute to candidates and campaign organizations were
challenged on the ground that they limited the ability of the
contributor to express his political views, albeit through the
speech of another. The Court, in dismissing the claim, noted:
"While contributions may result in political expression if spent
by a candidate or an association to present views to the voters,
the transformation of contributions into political debate
involves speech by someone other than the
contributor."
424 U.S. at
424 U. S. 21
(emphasis added). This analysis controls the instant case. If the
First Amendment rights of a contributor are not infringed by
limitations on the amount he may contribute to a campaign
organization which advocates the views and candidacy of a
particular candidate, the rights of a contributor are similarly not
impaired by limits on the amount he may give to a multicandidate
political committee, such as CALPAC, which advocates the views and
candidacies of a number of candidates. [
Footnote 17]
We also disagree with appellants' claim that the contribution
restriction challenged here does not further the governmental
interest in preventing the actual or apparent corruption of the
political process. Congress enacted § 441a(a)(1)(C) in part to
prevent circumvention of the very limitations
Page 453 U. S. 198
on contributions that this Court upheld in
Buckley.
[
Footnote 18] Under the Act,
individuals and unincorporated associations such as CMA may not
contribute more than $1,000 to any single candidate in any calendar
year. 2 U.S.C. § 441a(a)(1)(A). Moreover, individuals may not
make more than $25,000 in aggregate annual political contributions.
2 U.S.C. § 441a(a)(3). If appellants' position -- that
Congress cannot prohibit individuals and unincorporated
associations from making unlimited contributions to multicandidate
political committees -- is accepted, then both these contribution
limitations could be easily evaded. Since multicandidate political
committees may contribute up to $5,000 per year to any candidate, 2
U.S.C. § 441a(a)(2)(A), an individual or association seeking
to evade the $1,000 limit on contributions to candidates could do
so by channelling funds through a multicandidate political
committee. Similarly, individuals could evade the $25,000 limit on
aggregate annual contributions to candidates if they were allowed
to give unlimited sums to multicandidate political committees,
since such committees are not limited in the aggregate amount they
may contribute in any year. [
Footnote 19] These concerns prompted
Page 453 U. S. 199
Congress to enact § 441a(a)(1)(C), and it is clear that
this provision is an appropriate means by which Congress could seek
to protect the integrity of the contribution restrictions upheld by
this Court in
Buckley. [
Footnote 20]
Page 453 U. S. 200
IV
Appellants also challenge the restrictions on contributions to
political committees on the ground that they violate the equal
protection component of the Fifth Amendment. Under the statute,
corporations and labor unions may pay for the establishment,
administration, and solicitation expenses of a "separate segregated
fund to be utilized for political purposes." 2 U.S.C. §
441b(b)(2)(C). Contributions by these groups to such funds are not
limited by the statute. 2 U.S.C. § 431(8)(B)(vi) (1976 ed.,
Supp. III). Appellants assert that a corporation's or a union's
contribution to its segregated political fund is directly analogous
to an unincorporated association's contributions to a
multicandidate political committee. Thus, they conclude that,
because contributions are unlimited in the former situation, they
cannot be limited in the latter without violating equal
protection.
We have already concluded that § 441a(a)(1)(C) does not
offend the First Amendment. In order to conclude that it
nonetheless violates the equal protection component of the Fifth
Amendment, we would have to find that, because of this provision
the Act burdens the First Amendment rights of persons subject to
§ 441a(a)(1)(C) to a greater extent than it burdens the same
rights of corporations and unions, and that such differential
treatment is not justified. We need not consider this second
question -- whether the discrimination alleged by appellants is
justified -- because we find no such discrimination. Appellants'
claim of unfair treatment ignores the plain fact that the statute
as a whole imposes far
fewer restrictions on individuals
and unincorporated associations than it does on corporations and
unions. Persons subject to the restrictions of § 441a(a)(1)(C)
may make unlimited expenditures on political speech;
corporations
Page 453 U. S. 201
and unions, however, may make only the limited contributions
authorized by § 441b(b)(2). Furthermore, individuals and
unincorporated associations may contribute to candidates, to
candidates' committees, to national party committees and to all
other political committees, while corporations and unions are
absolutely barred from making any such contributions. In addition,
multicandidate political committees are generally unrestricted in
the manner and scope of their solicitations; the segregated funds
that unions and corporations may establish pursuant to §
441b(b)(2)(C) are carefully limited in this regard. §§
441b(b)(3), 441b(b)(4). The differing restrictions placed on
individuals and unincorporated associations, on the one hand, and
on unions and corporations, on the other, reflect a judgment by
Congress that these entities have differing structures and
purposes, and that they therefore may require different forms of
regulation in order to protect the integrity of the electoral
process. Appellants do not challenge any of the restrictions on the
corporate and union political activity, yet these restrictions
entirely undermine appellants' claim that, because of
§441a(a)(1)(C), the Act discriminates against individuals and
unincorporated associations in the exercise of their First
Amendment rights.
Cf. Buckley, 424 U.S. at
424 U. S.
95-99.
Accordingly, we conclude that the $5,000 limitation on the
amount that persons may contribute to multicandidate political
committees violates neither the First nor the Fifth Amendment. The
judgment of the Court of Appeals is therefore affirmed.
So ordered.
[
Footnote 1]
Under the Act, a political committee is defined to include
"any committee . . . which receives contributions aggregating in
excess of $1,000 during a calendar year or which makes expenditures
aggregating in excess of $1,000 during a calendar year."
2 U.S.C. § 431(4) (1976 ed., Supp. III). A "multicandidate
political committee" is defined as a
"political committee which has been registered under section 433
of this title for a period of not less than 6 months, which has
received contributions from more than 50 persons, and . . . has
made contributions to 5 or more candidates for Federal Office."
2 U.S.C. § 441a(a)(4).
[
Footnote 2]
Section 441a(a)(1)(C) provides in pertinent part that " [n]o
person shall make contributions . . . to any other political
committee in any calendar year which, in the aggregate, exceed
$5,000." The Act defines the term "person" to include "an
individual, partnership, committee, association, corporation, labor
organization, or any other organization or group of persons." 2
U.S.C. § 431(11) (1976 ed., Supp. III). Corporations and labor
organizations, however, are prohibited by 2 U.S.C. § 441b(a)
from making any contributions to political committees other than
the special segregated funds authorized by § 441b(b)(2)(C),
and hence these entities are not governed by § 441a(a)(1)(C)
.
[
Footnote 3]
This section provides that "[n]o . . . political committee shall
knowingly accept any contribution or make any expenditure in
violation of the provisions of this section."
[
Footnote 4]
See
infra, at 188-189.
[
Footnote 5]
In the meantime, the District Court has entered judgment in
favor of the Commission in its enforcement action against CMA and
CALPAC.
Federal Election Comm'n v. California Medical
Assn., 502 F.
Supp. 196 (1980) .
[
Footnote 6]
Initially, we reject the Commission's suggestion that appellants
may lack standing to raise the claims involved here. The grant of
standing under § 437h, which this Court has held to be limited
only by the constraints of Art. III of the Constitution,
Buckley v. Valeo, 424 U. S. 1,
424 U. S. 11
(1976) (per curium), authorizes actions to be brought by the
Commission, the national committee of a political party, and
individuals eligible to vote in federal elections. The individual
appellants in this case fall within this last category, and, as
members and officers of CMA and CALPAC, have a sufficiently
concrete stake in this controversy to establish standing to raise
the constitutional claims at issue here. Accordingly, we do not
address the question whether parties not enumerated in §
437h's grant of standing, such as CMA and CALPAC, may nonetheless
raise constitutional claims pursuant to that section.
Arlington
Heights v. Metropolitan Housing Dev. Corp., 429 U.
S. 252,
429 U. S. 264,
n. 9 (1977).
Compare Martin Tractor Co. v. Federal Election
Comm'n, 460 F.
Supp. 1017 (DC 1978),
aff'd, 200 U.S.App.D.C. 322, 627
F.2d 375,
cert denied sub nom. National Chamber Alliance for
Politics v. Federal Election Comm'n, 449 U.S. 954 (1980),
with Bread Political Action Committee v. Federal Election
Comm'n, 591 F.2d 29(CA7 1979),
appeal pending, No.
80-1481.
[
Footnote 7]
Senator Buckley introduced the amendment incorporating §
437h into the Act, and noted:
"It merely provides for expeditious review of the constitutional
questions I have raised. I am sure we will all agree that, if, in
fact, there is a serious question as to the constitutionality of
this legislation, it is in the interest of everyone to have the
question determined by the Supreme Court at the earliest possible
time."
120 Cong.Rec. 10562 (1974). The sole explanation of this
provision in the House was by Representative Frenzel, who
stated:
"I believe within this conference report there are at least 100
items questionable from a constitutional standpoint. . . ."
"I do call . . . attention . . . to the fact that any individual
under this bill has a direct method to raise these questions and to
have those considered as quickly as possible by the Supreme
Court."
Id. at 35140.
[
Footnote 8]
Although the Commission now contends that § 437h actions
may not be maintained simultaneously with § 437g proceedings
raising the same constitutional claims, it has in the past argued
that the two review provisions are independent of each other, and
that § 437h actions could be brought by defendants in a §
437g proceeding to adjudicate any constitutional claims arising
during the course of such proceedings.
Federal Election Comm'n
v. Lance, 635 F.2d 1132, 1137, n. 3 (CA5 1981);
Federal
Election Comm'n v. Central Long Island Tax Reform Immediately
Committee, 616 F.2d 45, 48-49 (CA2 1980).
[
Footnote 9]
Even if the Commission's proposed construction of the statute
were accepted, it remains unclear whether we would be required to
dismiss this appeal. The only defendants in the Commission's §
437g enforcement proceeding are CMA and CALPAC. However, the
plaintiffs in the § 437h action include, along with CALPAC and
CMA, two individual doctors. These individuals have standing to
bring this action,
see n. 6,
supra, and the
Commission apparently does not contend that such parties, who are
not involved in a pending or ongoing enforcement proceeding, are
barred from invoking the § 437h procedure.
[
Footnote 10]
The legislative history of the 1974 Amendments is silent on the
interaction of the two provisions. However, the brief discussion in
Congress of § 437h indicates that it was intended to cover all
serious constitutional challenges to the Act.
See n 7,
supra.
[
Footnote 11]
The Commission suggests that the language of § 437h,
authorizing eligible plaintiffs to "institute such actions . . . ,
including actions for declaratory judgments, as may be appropriate
to construe the constitutionality of any provision of the Act,"
confers on the district court discretion to dismiss as
"inappropriate" § 437h suits raising constitutional claims
that are also presented in § 437g proceedings. We do not agree
that the word "appropriate" embodies the broad substantive
limitation proposed by the Commission. As the reference to
declaratory judgment actions in the preceding clause makes clear,
the concept of an "appropriate" action refers only to the form in
which the litigation is cast. Thus, for example, a suit for damages
would not be an "appropriate" action for testing the facial
validity of the Act. In any event, whatever ambiguity surrounds the
meaning of the word "appropriate" in § 437h is dispelled by
the section's command that the district court "immediately . . .
certify
all questions of constitutionality" to the court
of appeals. (Emphasis added.)
[
Footnote 12]
The judgments of the courts of appeals in § 437g cases are
reviewable in this Court only upon certification or writ of
certiorari. § 437g(a)(9). In contrast, the judgments of the
courts of appeals in § 437h proceedings may be directly
appealed to this Court. § 437h(b).
[
Footnote 13]
In reaching a contrary conclusion, the dissent today engages in
a most unusual method of statutory interpretation. Although §
437h expressly requires a district court to "immediately . . .
certify
all questions of the constitutionality" of the Act
to the court of appeals, and although the legislative history of
that provision clearly indicates Congress' intent to have
constitutional challenges to the Act resolved through the §
437h procedure, the dissent blithely concludes that "neither the
language of the Act nor its legislative history directly addresses
the issue" before the Court today.
Post at
453 U. S. 205.
Having so neatly swept aside the relevant statutory language and
history, the dissent proceeds to rewrite the statute in a manner it
perceives as necessary to insure the "proper enforcement of the Act
and . . . the sound functioning of the federal courts. . . ."
Ibid. Under this reconstruction, § 437h may not be
invoked by a party who has been "formally notified of a § 437g
proceeding"; indeed, that provision may not even be used by those
with an "identity of . . . interests" with a party who has been so
notified.
Post at
453 U. S. 208. While the concepts of "formal
notification" and "identity of interests" which the dissent seeks
to engraft on § 437h might well benefit the Commission in its
effort to enforce the Act, and might relieve the courts of appeals
of the burden of some § 437h actions, the task before us is
not to improve the statute, but to construe it. We have already
acknowledged that the statute, as we interpret it today, is subject
to the criticisms raised by the dissent.
Supra at
453 U. S. 190.
The remedy, however, lies with Congress.
Moreover, in its effort to justify rewriting § 437h, the
dissent exaggerates the burden § 437h actions have placed on
the federal courts. To date, there have been only a handful of
cases certified to the Courts of Appeals under this procedure.
Anderson v. Federal Election Comm'n, 634 F.2d 3 (CA1
1980);
Federal Election Comm'n v. Central Long Island Tax
Reform Immediately Committee, 616 F.2d 45 (CA2 1980);
Republican National Committee v. Federal Election Comm'n,
616 F.2d 1 (CA2 1979),
summarily aff'd, 445 U.S. 955
(1980);
Federal Election Comm'n v. Lance, 635 F.2d 1132
(CA5 1981);
Bread Political Action Committee v. Federal
Election Comm'n, 591 F.2d 29 (CA7 1979),
appeal
pending, No. 80-1481;
Buckley v. Valeo, 171
U.S.App.D.C. 172, 519 F.2d 821 (1975),
aff'd in part and rev'd
in part, 424 U. S. 424 U.S. 1
(1976);
Clark v. Valeo, 18 U.S.App.D.C. 21, 559 F.2d 642
(1972),
summarily aff'd sub nom. Clark v. Kimmitt, 431
U.S. 950 (1977);
Martin Tractor Co. v. Federal Election
Comm'n, 200 U.S.App.D.C. 322, 627 F.2d 375,
cert. denied
sub nom. National Chamber Alliance for Politics v. Federal Election
Comm'n, 449 U.S. 954 (1980). Moreover, the Federal Election
Campaign Act is not an unlimited fountain of constitutional
questions, and it is thus reasonable to assume that resort to
§ 437h will decrease in the future. Under these circumstances,
we do not believe that § 437h poses any significant threat to
the effective functioning of the federal courts.
[
Footnote 14]
While we thus decline to adopt the Commission's view, we believe
that its concerns about the potential abuse of § 437h are, in
large part, answered by the other restrictions on the use of that
section. The unusual procedures embodied in this section are, at
the very least, circumscribed by the constitutional limitations on
the jurisdiction of the federal courts.
Buckley v. Valeo,
424 U.S. at
424 U. S. 11. A
party seeking to invoke § 437h must have standing to raise the
constitutional claim.
Ibid. Furthermore, § 437h
cannot properly be used to compel federal courts to decide
constitutional challenges in cases where the resolution of
unsettled questions of statutory interpretation may remove the need
for constitutional adjudication.
Federal Election Comm'n v.
Central Long Island Tax Reform Immediately Committee, supra,
at 51-53.
See Nixon v. Administrator of General Services,
433 U. S. 425,
433 U. S. 438
(1977);
Thorpe v. Housing Authority, 393 U.
S. 268,
393 U. S.
283-284 (1969);
Crowell v. Benson, 285 U. S.
22,
285 U. S. 62
(1932). Moreover, we do not construe § 437h to require
certification of constitutional claims that are frivolous,
see,
e.g., Gifford v. Congress, 452 F.Supp. 802(ED Cal.1978),
cf. California Water Service Co. v. City of Redding,
304 U. S. 252,
304 U. S.
254-255 (1938)(per curiam), or that involve purely
hypothetical applications of the statute.
See, e.g., Clark v.
Valeo, supra; Martin Tractor Co. v. Federal Election Comm'n,
supra, 627 F.2d at 384-386, 388-390. Finally, as a practical
matter, immediate adjudication of constitutional claims through a
§ 437h proceeding would be improper in cases where the
resolution of such questions required a fully developed factual
record.
See, e.g., Anderson v. Federal Election Comm'n, supra;
Martin Tractor Co. v. Federal Election Comm'n, supra, at 325,
627 F.2d at 378;
Mott v. Federal Election
Comm'n, 494 F.
Supp. 131, 135(DC 1980). These restrictions, in our view,
enable a district court to prevent the abuses of § 437h
envisioned by the Commission.
None of these considerations, however, pertains to this case. At
least the individual appellants have standing to bring this
challenge.
See n 6,
supra. Additionally, appellants here expressly challenge
the statute on its face, and there is no suggestion that the
statute is susceptible to an interpretation that would remove the
need for resolving the constitutional questions raised by
appellants. Finally, as evidenced by the divided en banc court
below, the issues here are neither insubstantial nor settled. We
therefore conclude that this case is properly before us pursuant to
§ 437h.
[
Footnote 15]
Specifically, this Court upheld the $1,000 limit on the amount a
person could contribute to a candidate or his authorized political
committees, 2 U.S.C. § 441a(a)(1)(A), the $5,000 limit on the
contributions by a multicandidate political committee to a
candidate or his authorized political committee, 2 U.S.C. §
441a(a)(2)(A), and the overall $25,000 annual ceiling on individual
contributions, 2 U.S.C. § 441a(a)(3).
[
Footnote 16]
In
Buckley, this Court concluded that the act of
contribution involved some limited element of protected speech.
"A contribution serves as a general expression of support for a
candidate and his views, but does not communicate the underlying
basis for the support. The quantity of communication by the
contributor does not increase perceptibly with the size of his
contribution, since the expression rests solely on the
undifferentiated, symbolic act of contributing. At most, the size
of the contribution provides a very rough index of the intensity of
the contributor's support for the candidate. A limitation on the
amount of money a person may give to a candidate or campaign
organization thus involves little direct restraint on his political
communication, for it permits the symbolic expression of support
evidenced by a contribution, but does not in any way infringe the
contributor's freedom to discuss candidates and issues."
424 U.S. at
424 U. S.
21(footnote omitted).
Under this analysis, CMA's contributions to CALPAC symbolize
CMA's general approval of CALPAC's role in the political process.
However, this attenuated form of speech does not resemble the
direct political advocacy to which this Court in
Buckley
accorded substantial constitutional protection.
[
Footnote 17]
Amicus American Civil Liberties Union suggests that
§ 441a(a)(1)(C) would violate the First Amendment if construed
to limit the amount individuals could jointly expend to express
their political views. We need not consider this hypothetical
application of the Act. The case before us involves the
constitutionality of § 441a(a)(1)(C) as it applies to
contributions to multicandidate political committees. Under the
statute, these committees are distinct legal entities that annually
receive contributions from over 50 persons and make contributions
to 5 or more candidates for federal office. 2 U.S.C. §
441a(a)(4). Contributions to such committees are therefore
distinguishable from expenditures made jointly by groups of
individuals in order to express common political views.
[
Footnote 18]
The Conference Report on the provision in the 1976 amendments to
the Act that became § 441a(a)(1)(C) specifically notes:
"The conferees' decision to impose more precisely defined
limitations on the amount an individual may contribute to a
political committee, other than a candidate's committees, and to
impose new limits on the amount a person or multicandidate
committee may contribute to a political committee, other than
candidates' committees, is predicated on the following
considerations: first, these limits restrict the opportunity to
circumvent the 1,000 and $5,000 limits on contributions to a
candidate; second, these limits serve to assure that candidates'
reports reveal the root source of the contributions the candidate
has received; and third, these limitations minimize the adverse
impact on the statutory scheme caused by political committees that
appear to be separate entities pursuing their own ends, but are
actually a means for advancing a candidate's campaign."
H.R.Conf.Rep. No. 94-1057, pp. 57-58 (1976).
[
Footnote 19]
Appellants suggest that their First Amendment concerns would be
satisfied if this Court declared § 441a(a)(1)(C)
unconstitutional to the extent that it restricts CMA's right to
contribute administrative support to CALPAC. The Act defines
"contribution" broadly to include
"any gift, subscription, loan, advance, or deposit of money or
anything of value . . . or . . . the payment by any person of
compensation for the personal services of another person which are
rendered to a political committee without charge for any
purpose."
2 U.S.C. §§ 431(8)(A)(i),(ii) (1976 ed., Supp. III).
Thus, contributions for administrative support clearly fall within
the sorts of donations limited by § 441a(a)(1)(C). Appellants
contend, however, that, because these contributions are earmarked
for administrative support, they lack any potential for corrupting
the political process. We disagree. If unlimited contributions for
administrative support are permissible, individuals and groups like
CMA could completely dominate the operations and contribution
policies of independent political committees such as CALPAC.
Moreover, if an individual or association was permitted to fund the
entire operation of a political committee, all moneys solicited by
that committee could be converted into contributions, the use of
which might well be dictated by the committee's main supporter. In
this manner, political committees would be able to influence the
electoral process to an extent disproportionate to their public
support, and far greater than the individual or group that finances
the committee's operations would be able to do acting alone. In so
doing, they could corrupt the political process in a manner that
Congress, through its contribution restrictions, has sought to
prohibit. We therefore conclude that § 441a(a)(1)(C) applies
equally to all forms of contributions specified in §
431(8)(A), and assess appellants' constitutional claims from that
perspective.
[
Footnote 20]
We also reject appellants' contention that, even if §
441a(a)(1)(C) is a valid means by which Congress could seek to
prevent circumvention of the other contribution limitations
embodied in the Act, it is superfluous, and therefore
constitutionally defective because other antifraud provisions in
the Act adequately serve this end.
See, e.g., 2 U.S.C.
§§ 441a(a)(7), 441a(a)(8). Because we conclude that the
challenged limitation does not restrict the ability of individuals
to engage in protected political advocacy, Congress was not
required to select the least restrictive means of protecting the
integrity of its legislative scheme. Instead, Congress could
reasonably have concluded § 441a(a)(1)(C) was a useful
supplement to the other antifraud provisions of the Act.
Cf.
Buckley v. Valeo, 424 U.S. at
424 U. S. 27-28
(rejecting contention that effective bribery and disclosure
statutes eliminated need for contribution limitations).
JUSTICE BLACKMUN, concurring in part and concurring in the
judgment.
I join Parts I, II, and IV of JUSTICE MARSHALL's opinion, which,
to that extent, becomes an opinion for the Court.
I write separately, however, to note my view of appellants'
First Amendment claims.
453 U. S. S.
202� rest on the premise that the First Amendment test to be
applied to contribution limitations is different from the test
applicable to expenditure limitations. I do not agree with that
proposition. Although I dissented in part in
Buckley v.
Valeo, 424 U. S. 1,
424 U. S. 290
(1976), I am willing to accept as binding the Court's judgment in
that case that the contribution limitations challenged there were
constitutional.
Id. at
424 U. S. 23-38.
But it does not follow that I must concur in the plurality
conclusion today,
ante at
453 U. S. 196,
that political contributions are not entitled to full First
Amendment protection. It is true that there is language in
Buckley that might suggest that conclusion,
see,
e.g., 424 U.S. at
424 U. S. 223,
and it was to such language that I referred when I suggested in my
dissent that the Court had failed to make a principled
constitutional distinction between expenditure and contribution
limitations.
Id. at
424 U. S. 290.
At the same time, however, Buckley states that "contribution and
expenditure limitations both implicate fundamental First Amendment
interests,"
id. at
424 U. S. 23, and
that "governmental
action which may have the effect of
curtailing the freedom to associate is subject to the closest
scrutiny,'" id. at 424 U. S. 25,
quoting NAACP v. Alabama, 357 U.
S. 449, 357 U. S.
460-461( 1958). Thus, contribution limitations can be
upheld only
"if the State demonstrates a sufficiently important interest and
employs means closely drawn to avoid unnecessary abridgment of
associational freedoms."
424 U.S. at
424 U. S. 25.
See Note, The Unconstitutionality of Limitations on
Contributions to Political Committees in the 1976 Federal Election
Campaign Act Amendments, 86 Yale L.J. 953, 961-962 (1977).
Unlike the plurality, I would apply this "rigorous standard of
review," 424 U.S. at
424 U. S. 29, to
the instant case, rather than relying on what I believe to be a
mistaken view that contributions are "not the sort of political
advocacy . . . entitled to full First Amendment protection."
Ante at
453 U. S. 196.
Appellees claim that 2 U.S. C. § 441a(a)(1)(C) is justified by
the governmental
Page 453 U. S. 203
interest in preventing apparent or actual political corruption.
That this interest is important cannot be doubted. It is a closer
question, however, whether the statute is narrowly drawn to advance
that interest. Nonetheless, I conclude that contributions to
multicandidate political committees may be limited to $5,000 per
year as a means of preventing evasion of the limitations on
contributions to a candidate or his authorized campaign committee
upheld in
Buckley. The statute challenged here is thus
analogous to the $25,000 limitation on total contributions in a
given year that
Buckley held to be constitutional. 424
U.S. at
424 U. S. 38.
I stress, however, that this analysis suggests that a different
result would follow if § 441a(a)(1)(C) were applied to
contributions to a political committee established for the purpose
of making independent expenditures, rather than contributions to
candidates. By definition, a multicandidate political committee
like CALPAC makes contributions to five or more candidates for
federal office. § 441a(a)(4). Multicandidate political
committees are therefore essentially conduits for contributions to
candidates, and, as such, they pose a perceived threat of actual or
potential corruption. In contrast, contributions to a committee
that makes only independent expenditures pose no such threat. The
Court repeatedly has recognized that
"[e]ffective advocacy of both public and private points of view,
particularly controversial ones, is undeniably enhanced by group
association. . . ."
NAACP v. Alabama, 357 U.S. at
357 U. S. 460.
By pooling their resources, adherents of an association amplify
their own voices,
see Buckley v. Valeo, 424 U.S. at
424 U. S. 22; the
association "is but the medium through which its individual members
seek to make more effective the expression of their own views."
NAACP v. Alabama, 357 U.S. at
357 U. S. 459.
Accordingly, I believe that contributions to political committees
can be limited only if those contributions implicate the
governmental interest in preventing actual or potential corruption,
and if the limitation is no broader than necessary to achieve that
interest. Because this narrow test
Page 453 U. S. 204
is satisfied here, I concur in the result reached in Part III of
JUSTICE MARSHALL's opinion.
JUSTICE STEWART, with whom THE CHIEF JUSTICE, JUSTICE POWELL,
and JUSTICE REHNQUIST join, dissenting.
In § 313 of the Federal Election Campaign Act of 1971, 2
U.S. C. §437g (1976 ed., Supp. III), Congress created an
elaborate system for the enforcement of the Act. That system may be
summarized as follows:
If the Commission becomes aware of a possible violation of the
Act, it must notify the person responsible for the violation (who
is referred to in the Act as the respondent). 2 U.S. C. §
437g(a)(2) (1976 ed., Supp. III). After investigating the possible
violation, the Commission must notify the respondent of any
recommendation made by the Commission's General Counsel that the
Commission decide whether there is probable cause to believe that
the respondent has violated, or is about to violate, the Act. If
the Commission determines that there is probable cause, it must
attempt, for at least 30, but not more than 90, days "to correct or
prevent such violation by informal methods of conference,
conciliation, and persuasion. . . ." §437g(a)(4)(A)(i). (If
the probable cause determination is made within 45 days before an
election, the Commission need seek conciliation for only 15 days.
§ 437g(a)(4)(A)(ii).) If conciliation fails, the Commission
may institute a civil action for relief in an appropriate United
States district court. §437g(a)(6)(A) (1976 ed. and Supp.
III). Any judgment of that court may be appealed to the appropriate
court of appeals, and the judgment of the court of appeals is
subject to review by this Court upon certiorari or certification.
§ 437g(a)(9). Section 437g(a)(10) provides that
"[a]ny action brought under this subsection shall be advanced on
the docket of the court in which filed, and put ahead of all other
actions (other than other actions brought under this subsection or
under section 437h of this title). "
Page 453 U. S. 205
A number of Members of Congress believed that the Act raised
significant constitutional issues, and Congress concluded that such
issues ought to be expeditiously resolved. Consequently, Congress
authorized
"such actions in the appropriate district court of the United
States, including actions for declaratory judgment, as may be
appropriate to construe the constitutionality of any provision of
this Act."
2 U.S. C. § 437h(a) (1976 ed., Supp. III). To assure quick
and authoritative resolution of these constitutional issues,
Congress established two extraordinary procedures. First,
"[t]he district court immediately shall certify all questions of
constitutionality of this Act to the United States court of appeals
for the circuit involved, which shall hear the matter sitting en
banc."
Ibid. Second,
"any decision on a matter certified under subsection (a) of this
section shall be reviewable by appeal directly to the Supreme Court
of the United States."
§ 437h(b). These procedures are to be accomplished with
special promptness:
"It shall be the duty of the court of appeals and of the Supreme
Court of the United States to advance on the docket and to expedite
to the greatest possible extent the disposition of any matter
certified under subsection (a) of this section."
§ 437h(c).
The Court today holds that a person who has received formal
notification of an impending § 437g enforcement proceeding may
nevertheless bring an action under § 437h raising precisely
the same constitutional issues presented in the § 437g
proceeding. This holding interferes, I think, with the proper
enforcement of the Act and with the sound functioning of the
federal courts in ways that Congress cannot have intended.
Although neither the language of the Act nor its legislative
history directly addresses the issue resolved by the Court's
holding, the structure of the Act itself expresses Congress' intent
that § 437h is not to be available as a means of thwarting a
§ 437g enforcement proceeding. The Act provides for two
separate kinds of proceedings with two separate purposes.
Page 453 U. S. 206
The first proceeding serves to prevent violations of the Act.
The second makes possible prompt challenges to the
constitutionality of the Act, more or less in the abstract.
Because the proceedings serve different purposes, Congress
instituted separate sets of procedures tailored to the purposes of
each proceeding. Thus, Representative Hays -- the chairman of the
House Committee responsible for the bill -- stated during
debate:
"The delicately balanced scheme of procedures and remedies set
out in the act is intended to be the exclusive means for
vindicating the rights and declaring the duties stated
therein."
120 Cong. Rec. 35134 (1974). In particular, in § 437g,
Congress balanced in extensive detail the public's interest in an
expeditious resolution of any § 437g question against the
respondent's interest in fair procedures. Congress accordingly (1)
specified the periods of time in which § 437g proceedings must
be accomplished, (2) directed that § 437g cases need only be
heard by ordinarily constituted panels in the courts of appeals,
and (3) limited access to this Court to those cases certified to
the Court and those cases which the Court chooses to review.
Under the Court's holding today, Congress' assessment of each of
the cautiously limited rights contained in § 437g can easily
be upset, to the detriment of the strong interest in a prompt
resolution of a § 437g proceeding. First, Congress'
requirement of a timely resolution of an enforcement proceeding can
be disrupted by a respondent's decision to engraft a § 437h
proceeding onto a § 437g action. If, in response to such a
graft, the § 437g action is stayed pending the outcome of the
§ 437h proceeding, delay will obviously result. If the §
437g action is not stayed, delay may often be caused by the
necessity of redoing work in light of the decision reached by the
§ 437h courts. Nor will the fact that an appeal has already
been had on the abstract constitutional principle make up for some
of that lost time, since an appeal on the question of whether the
constitutional principle was correctly applied will still be
available under § 437g.
Page 453 U. S. 207
Second, by invoking § 437h, a §437g respondent will be
able to arrogate to himself the extraordinary -- perhaps unique --
right to an immediate hearing by a court of appeals sitting en
banc. (Under Rule 35 of the Federal Rules of Appellate Procedure, a
case is ordinarily heard en banc only after a three-judge panel has
heard it and after a majority of the circuit judges in active
service have decided that consideration by the full court is
necessary to assure the uniformity of the circuit's decisions or
that the proceeding involves a question of exceptional importance.)
Third, by invoking § 437h, the § 437g respondent can
similarly arrogate to himself the unusual right of direct appeal to
this Court.
Not only will Congress' careful balancing of interests thus be
undone by today's holding, but what Representative Hays referred to
as the Act's "comprehensive system of civil enforcement," 120 Cong.
Rec. 35134 (1974), is likely to be impaired by the strain placed on
the Federal Election Commission by the necessity of carrying on two
lines of litigation where the Act envisions but one. I see no
indication that, by adopting § 437h -- which its author,
Senator Buckley, said "merely provides for the expeditious review
of the constitutional questions I have raised," 120 Cong.Rec. 10562
(1974) -- Congress intended either to expand the rights of §
437g respondents or to contract the Government's ability to stop
violations of the Act promptly.
*
Page 453 U. S. 208
In addition, I think the Court errs in construing with such
liberality the jurisdictional scope of an Act that places
uncommonly heavy burdens on the federal court system. Litigants who
can invoke both § 437g and § 437h can impose on the
courts piecemeal adjudication, with all its dangers and
disadvantages: section 437h litigation will often occur without the
firm basis in a specific controversy and without the fully
developed record which should characterize all litigation and which
will generally characterize § 437g proceedings. And §
437h litigation is all too likely to decide questions of
constitutional law which might have been avoided by a decision on a
narrower ground in a § 437g proceeding.
I cannot believe that Congress intended to require every federal
court of appeals to hear en banc every constitutional issue arising
in a § 437g proceeding. En banc hearings drain large amounts
of judicial time, and since they require the summoning together in
the larger federal appellate courts of some two dozen circuit
judges, they are cumbersome as well. As the Court of Appeals said
in the instant case,
"if mandatory en banc hearings were multiplied, the effect on
the calendars of this court as to such matters and as to all other
business might be severe and disruptive."
641 F.2d 619, 632. I would hold that, where a respondent has
been formally notified of a § 437g enforcement proceeding, the
respondent may not use the issues raised in that enforcement
proceeding as a basis for an action under § 437h. I would also
hold that the individual members of the respondent associations in
the instant case fall within the same bar, given the identity of
the interests of the associations and their
Page 453 U. S. 209
members. Consequently, I would hold that the District Court
should not have certified this case to the Court of Appeals, and
that the Court of Appeals was without jurisdiction to decide
it.
Accordingly, I would dismiss this appeal for want of
jurisdiction.
* The Court's opinion suggests that any approach other than its
own would "remove a whole category of constitutional challenges
from the purview of § 437h, thereby significantly limiting the
usefulness of that provision."
Ante at
453 U. S. 191.
However, that "whole category" consists only of those few
challenges raised by § 437g respondents who did not raise the
challenge before the § 437g proceeding began. Any such
challenge, of course, will not go unresolved, but will be promptly
handled according to the method Congress provided under § 437g
for Federal Election Campaign Act issues raised after proceedings
have begun.
The Court's opinion also suggests that the fact that § 437g
proceedings are to be put ahead of all other actions except "other
actions brought under this subsection or under section 437h"
somehow supports its holding. There is no evidence that this
provision of the statute contemplates more than that a court might
have a wholly separate § 437h case on its docket at the time
that a § 437g action is filed, and there is no evidence that
Congress intended "other actions brought . . . under section 437h"
to include a § 437h action which is, in practical effect, the
same case as the § 437g action