After appellee, while unmarried, gave birth to a female child,
she identified appellant as the father to the Connecticut
Department of Social Services, a requirement stemming from the
child's receipt of public assistance. The Department then provided
an attorney for appellee to bring a paternity suit against
appellant in a Connecticut state court. Appellant moved the trial
court to order blood grouping tests on appellee and her child
pursuant to a Connecticut statute (§ 46b-168), which includes
the provision that the cost of such tests shall be chargeable
against the party requesting them. Asserting that he was indigent,
appellant asked that the State be ordered to pay for the tests. The
trial court granted the motion insofar as it sought the tests, but
denied the request that they be furnished at the State's expense,
with the result that no tests were performed. After a trial, the
court found that appellant was the child's father, entered a
damages judgment against him, and ordered him to pay child support
directly to the State. The Appellate Session of the Connecticut
Superior Court affirmed, holding,
inter alia, that §
46b-168 does not violate the due process rights of an indigent
defendant in paternity proceeding.
Held: In the circumstances of this case, application of
§ 46b-168 to deny appellant blood grouping tests because of
his lack of financial resources violated the due process guarantee
of the Fourteenth Amendment. Pp.
452 U. S.
5-17.
(a) Appellant's due process claim is premised on the unique
quality
Page 452 U. S. 2
of blood grouping tests as a source of exculpatory evidence, the
State's prominent role in the litigation, and the character of
paternity suits under Connecticut law. In evaluating that claim,
the following factors must be considered: the private interests at
stake; the risk that the procedures used will lead to erroneous
results, and the probable value, if any, of additional or
substitute procedural safeguards; and the governmental interests
affected.
Mathews v. Eldridge, 424 U.
S. 319,
424 U. S. 335.
Pp.
452 U. S.
5-12.
(b) Assessment of these factors indicates that appellant did not
receive the process he was constitutionally due. The private
interests implicated are substantial. Given the usual absence of
witnesses in a paternity suit, the self-interest coloring the
litigants' testimony, Connecticut's onerous evidentiary rule that
the reputed father's testimony alone is insufficient to overcome
the mother's
prima facie case, and the State's refusal to
pay for blood grouping tests, the risk is not inconsiderable that
an indigent defendant will be erroneously adjudged the father.
Furthermore, because of its recognized capacity to definitively
exclude a high percentage of falsely accused putative fathers, the
availability of scientific blood test evidence clearly would be a
valuable procedural safeguard in such cases. And the State's
financial interest in avoiding the expenses of blood grouping tests
is not significant enough to overcome the substantial private
interests involved, particularly where federal funds are available
to help defray such expenses and the State could advance such
expenses and then tax them as costs to the parties. Thus, without
aid in obtaining blood test evidence in a paternity case, an
indigent defendant, who faces the State as an adversary when the
child is a recipient of public assistance and who must overcome the
evidentiary burden Connecticut imposes, lacks "a meaningful
opportunity to be heard." Pp.
452 U. S.
13-16.
Reversed and remanded.
BURGER, C.J., delivered the opinion for a unanimous Court.
Page 452 U. S. 3
CHIEF JUSTICE BURGER delivered the opinion of the Court.
This appeal presents the question whether a Connecticut statute,
which provides that, in paternity actions, the cost of blood
grouping tests is to be borne by the party requesting them,
violates the Due Process and Equal Protection Clauses of the
Fourteenth Amendment when applied to deny such tests to indigent
defendants.
I
On May 21, 1975, appellee Gloria Streater, while unmarried, gave
birth to a female child, Kenyatta Chantel Streater. As a
requirement stemming from her child's receipt of public assistance,
appellee identified appellant Walter Little as the child's father
to the Connecticut Department of Social Services.
See
Conn.Gen.Stat. § 46b-169 (1981). The Department then provided
an attorney for appellee to bring a paternity suit against
appellant in the Court of Common Pleas at New Haven to establish
his liability for the child's support. [
Footnote 1]
At the time the paternity action was commenced, appellant was
incarcerated in the Connecticut Correctional Institution at
Enfield. Through his counsel, who was provided by a legal aid
organization, appellant moved the trial court to order blood
grouping tests on appellee and her child pursuant to Conn.Gen.Stat.
§ 5184 (1977), which later became Conn.Gen.Stat. §
46b-168 (1981) and includes the provision that "[t]he costs of
making such tests shall be chargeable against the party making the
motion." [
Footnote 2]
Appellant
Page 452 U. S. 4
asserted that he was indigent [
Footnote 3] and asked that the State be ordered to pay for
the tests. The trial court granted the motion insofar as it sought
blood grouping tests, but denied the request that they be furnished
at the State's expense. App. 8.
For "financial reasons," no blood grouping tests were performed
even though they had been authorized.
Id. at 12. The
paternity action was tried to the court on September 28, 1978. Both
appellee and appellant, who was still a state prisoner, testified
at trial.
Id. at 14-19. [
Footnote 4] After listening to the testimony, the court
found that appellant was the child's father.
Id. at 2, 20.
Following a subsequent hearing on damages, the court entered
judgment against appellant in the amount of $6,974.48, which
included the "lying-in" expenses of appellee and the child,
"accrued maintenance" through October 31, 1978, and the "costs of
suit plus reasonable attorney's fees."
Ibid. In addition,
appellant was ordered to pay child support at the rate of $2 per
month -- $1 toward the arrearage amount of $6,974.48 and $1 toward
a current monthly award of $163.58 -- directly to Connecticut's
Department of Finance and Control.
Id. at 20-21. [
Footnote 5]
Page 452 U. S. 5
The Appellate Session of the Connecticut Superior Court affirmed
the trial court's judgment in a per curiam opinion that is not
officially reported. Relying on its prior decision in
Ferro v.
Morgan, 35 Conn.Supp. 679, 406 A.2d 873,
cert.
denied, 177 Conn. 753, 399 A.2d 526 (1979), the Appellate
Session held that Conn.Gen.Stat. § 46b-168 (1981) does not
violate the due process and equal protection rights of an indigent
defendant in a paternity proceeding. The Appellate Session thus
found no error in the trial court's denial of appellant's motion
that the cost of blood grouping tests be paid by the State. App.
25-26.
Thereafter, appellant's petition for certification was denied by
the Connecticut Supreme Court, 180 Conn.756, 414 A.2d 199 (1980);
and we noted probable jurisdiction, 449 U.S. 817 (1980).
II
The Fourteenth Amendment provides in part: "No State shall . . .
deprive any person of life, liberty, or property, without due
process of law. . . ." Appellant argues that his right to due
process was abridged by the refusal, under Conn.Gen.Stat. §
46b-168 (1981), to grant his request based on indigency for
state-subsidized blood grouping tests.
Due process, "unlike some legal rules, is not a technical
conception with a fixed content unrelated to time, place and
circumstances."
Joint Anti-Facist Refugee Committee v.
McGrath, 341 U. S. 123,
341 U. S. 162
(1951) (concurring opinion). Rather, it is "flexible, and calls for
such procedural protections as the particular situation demands."
Morrissey v. Brewer, 408 U. S. 471,
408 U. S. 481
(1972). In
Boddie v. Connecticut, 401 U.
S. 371,
401 U. S. 377
(1971), the Court held that
"due process requires, at a minimum, that, absent a
countervailing state interest of overriding significance, persons
forced
Page 452 U. S. 6
to settle their claims of right and duty through the judicial
process must be given a meaningful opportunity to be heard."
Accord, Armstrong v. Manzo, 380 U.
S. 545,
380 U. S. 552
(1965);
Mullane v. Central Hanover Bank & Trust Co.,
339 U. S. 306,
339 U. S. 313
(1950). And in
Mathews v. Eldridge, 424 U.
S. 319,
424 U. S. 335
(1976), we explained:
"[I]dentification of the specific dictates of due process
generally requires consideration of three distinct factors: first,
the private interest that will be affected by the official action;
second, the risk of an erroneous deprivation of such interest
through the procedures used, and the probable value, if any, of
additional or substitute procedural safeguards; and finally, the
Government's interest, including the function involved and the
fiscal and administrative burdens that the additional or substitute
procedural requirement would entail."
These standards govern appellant's due process claim, which is
premised on the unique quality of blood grouping tests as a source
of exculpatory evidence, the State's prominent role in the
litigation, and the character of paternity actions under
Connecticut law.
A
The discovery of human blood groups by Dr. Karl Landsteiner in
Vienna at the beginning of this century, and subsequent
understanding of their hereditary aspects, made possible the
eventual use of blood tests to scientifically evaluate allegations
of paternity. P. Speiser & F. Smekal, Karl Landsteiner 89-93
(1975). Like their European counterparts, American courts gradually
recognized the evidentiary value of blood grouping tests in
paternity cases, and the modern status of such tests has been
described by one commentator as follows:
"As far as the accuracy, reliability, dependability -- even
infallibility -- of the test are concerned, there is no
Page 452 U. S. 7
longer any controversy. The result of the test is universally
accepted by distinguished scientific and medical authority. There
is, in fact, no living authority of repute, medical or legal, who
may be cited adversely. . . . [T]here is now . . . practically
universal and unanimous judicial willingness to give decisive and
controlling evidentiary weight to a blood test exclusion of
paternity."
S. Schatkin, Disputed Paternity Proceedings § 9.13
(1975).
The application of blood tests to the issue of paternity results
from certain properties of the human blood groups and types: (a)
the blood group and type of any individual can be determined at
birth or shortly thereafter; (b) the blood group and type of every
individual remain constant throughout life; and (c) the blood
groups and types are inherited in accordance with Mendel's laws.
Id. § 5.03. If the blood groups and types of the
mother and child are known, the possible and impossible blood
groups and types of the true father can be determined under the
rules of inheritance. For example, a group AB child cannot have a
group O parent, but can have a group A, B, or AB parent. Similarly,
a child cannot be type M unless one or both parents are type M, and
the factor rh' cannot appear in the blood of a child unless present
in the blood of one or both parents.
Id. §§ 5.03
and 6.02. Since millions of men belong to the possible groups and
types, a blood grouping test cannot conclusively establish
paternity. However, it can demonstrate nonpaternity, such as where
the alleged father belongs to group O and the child is group AB. It
is a negative, rather than an affirmative, test, with the potential
to scientifically exclude the paternity of a falsely accused
putative father.
The ability of blood grouping tests to exonerate innocent
putative fathers was confirmed by a 1976 report developed jointly
by the American Bar Association and the American
Page 452 U. S. 8
Medical Association. Miale, Jennings, Rettberg, Sell, &
Krause, Joint AMA-ABA Guidelines: Present Status of Serologic
Testing in Problems of Disputed Parentage, 10 Family L.Q. 247 (Fall
1976). The joint report recommended the use of seven blood test
"systems" -- ABO, Rh, MNSs, Kell, Duffy, Kidd, and HLA -- when
investigating questions of paternity.
Id. at 257-258.
These systems were found to be "reasonable" in cost and to provide
a 91% cumulative probability of negating paternity for erroneously
accused Negro men and 93% for white men.
Id. at 254,
257-258.
The effectiveness of the seven systems attests the probative
value of blood test evidence in paternity cases. The importance of
that scientific evidence is heightened because
"[t]here are seldom accurate or reliable eyewitnesses, since the
sexual activities usually take place in intimate and private
surroundings, and the self-serving testimony of a party is of
questionable reliability."
Larson, Blood Test Exclusion Procedures in Paternity Litigation:
The Uniform Acts and Beyond, 13 J.Fam.L. 713 (1973-1974). As
JUSTICE BRENNAN wrote while a member of the Appellate Division of
the New Jersey Superior Court:
"[I]n the field of contested paternity . . . the truth is so
often obscured because social pressures create a conspiracy of
silence or, worse, induce deliberate falsity."
"The value of blood tests as a wholesome aid in the quest for
truth in the administration of justice in these matters cannot be
gainsaid in this day. Their reliability as an indicator of the
truth has been fully established. The substantial weight of medical
and legal authority attests their accuracy, not to prove paternity,
and not always to disprove it, but 'they can disprove it
conclusively in a great many cases, provided they are administered
by specially qualified experts. . . .'"
Cortese v. Cortese, 10 N.J.Super. 152, 156,
76 A.2d 717, 719 (1950).
Page 452 U. S. 9
B
Appellant emphasizes that, unlike a common dispute between
private parties, the State's involvement in this paternity
proceeding was considerable and manifest, giving rise to a
constitutional duty. Because appellee's child was a recipient of
public assistance, Connecticut law compelled her, upon penalty of
fine and imprisonment for contempt, "to disclose the name of the
putative father under oath and to institute an action to establish
the paternity of said child." Conn.Gen.Stat. § 46b-169 (1981).
See Maher v. Doe, 432 U. S. 526
(1977);
Roe v. Norton, 422 U. S. 391
(1975). [
Footnote 6] The
State's Attorney General automatically became a party to the
action, and any settlement agreement required his approval or that
of the Commissioner of Human Resources or Commissioner of Income
Maintenance.
See Conn.Gen.Stat. §§ 46b-160 and
46b-170 (1981). The State referred this mandatory paternity suit to
appellee's lawyer "for prosecution" and paid his fee as well as all
costs of the litigation. App. 10, 20; Tr. of Oral Arg. 30, 34, 40.
[
Footnote 7] In addition, the
State will be the recipient of the monthly support payment to be
made by appellant pursuant to the trial court's judgment. App. 21.
"State action" has undeniably pervaded this case. Accordingly,
appellant need not, and does not, contend that Connecticut has a
constitutional obligation to
Page 452 U. S. 10
fund blood tests for an indigent's defense in ordinary civil
litigation between private parties.
The nature of paternity proceedings in Connecticut also bears
heavily on appellant's due process claim. Although the State
characterizes such proceedings as "civil,"
see Robertson v.
Apuzzo, 170 Conn.367, 372-373, 365 A.2d 824, 827-828,
cert. denied, 429 U.S. 852 (1976), they have
"quasi-criminal" overtones. Connecticut Gen.Stat. § 46b-171
(1981) provides that, if a putative father "is found
guilty, the court shall order him to stand charged with
the support and maintenance of such child" (emphasis added); and
his subsequent failure to comply with the court's support order is
punishable by imprisonment under Conn.Gen.Stat. §§
46b-171, 46b-215, and 53-304 (1981).
Cf. Walker v. Stokes,
45 Ohio App.2d 275, 278, 344 N.E.2d 159, 161 (1975);
People v.
Doherty, 261 App.Div. 86, 87, 24 N.Y.S.2d 821, 823 (1941).
Moreover, the defendant in a Connecticut paternity action faces
an unusual evidentiary obstacle. Connecticut's original "bastardy"
statute was enacted in 1672,
see The Book of the General
Laws for the People Within the Jurisdiction of Connecticut 6
(1673), and from 1702 until 1902 it stated in pertinent part:
"And if such woman shall continue constant in her accusation,
being put to the discovery in the time of her travail, and also
examined on the trial of the cause, it shall be
prima
facie evidence that such accused person is the father of such
child."
Mosher v. Bennett, 108 Conn. 671, 672, 144 A. 297
(1929). In
Booth v. Hart, 43 Conn. 480 (1876), the
Connecticut Supreme Court construed this statutory language as
follows:
"[For 146 years,] parties to suits with but one exception could
not testify in their own behalf. But in cases of illegitimate
children, . . . an exception was made of suits brought by [a
mother] for the maintenance of [her] child, and she was allowed to
testify who was its father
Page 452 U. S. 11
under certain safeguards provided by the statute. And the
statute went on to provide that, if she should continue constant in
her accusation, being examined on oath and put to the discovery in
the time of her travail, the person whom she declared to be the
father of her child should be adjudged to be so, unless from the
evidence introduced by him the triers should be of the opinion that
he was innocent of the charge. The existence of these few facts
were all that was necessary to maintain the suit in the first
instance, and the burden of proof then changed to the defendant,
and he was required to prove himself innocent of the accusation by
other evidence than his own."
Id. at 485.
In 1848, the Connecticut Legislature enacted a statute providing
that "[n]o person shall be disqualified as a witness in any action
by reason of his interest in the event of the same, as a party or
otherwise."
Id. at 486. Since the defendant in a paternity
action was no longer precluded from testifying in his own behalf,
the 1848 statute removed the need for the safeguard of putting the
complainant "to the discovery in the time of her travail."
Ibid. In its modern form, Conn.Gen.Stat. § 46b-160
(1981) simply states that,
"if such mother or expectant mother continues constant in her
accusation, it shall be evidence that the respondent is the father
of such child."
Nevertheless, in
Mosher v. Bennett, supra, at 674, 144
A. at 298, the Connecticut Supreme Court held:
"The mother still has the right to rely upon the
prima
facie case made out by constancy in her accusation. She is no
longer required under oath to make such discovery at the time of
her travail.
The prima facie case so made out places upon the
reputed father the burden of showing his innocence of the charge,
and, under our practice, he must do this by other evidence than his
own."
(Emphasis added.)
Page 452 U. S. 12
Accord, Kelsaw v. Green, 6 Conn.Cir. 516, 519-520, 276
A.2d 909, 911-912 (1971). [
Footnote
8]
Under Connecticut law, therefore, the defendant in a paternity
suit is placed at a distinct disadvantage in that his testimony
alone is insufficient to overcome the plaintiff's
prima
facie case. Among the most probative additional evidence the
defendant might offer are the results of blood grouping tests, but,
if he is indigent, the State essentially denies him that reliable
scientific proof by requiring that he bear its cost.
See
Conn.Gen.Stat. § 46b-168 (1981). In substance, the State has
created an adverse presumption regarding the defendant's testimony
by elevating the weight to be accorded the mother's imputation of
him. If the plaintiff has been "constant" in her accusation of
paternity, the defendant carries the burden of proof, and faces
severe penalties if he does not meet that burden and fails to
comply with the judgment entered against him. Yet not only is the
State inextricably involved in paternity litigation such as this
and responsible for an imbalance between the parties, it in effect
forecloses what is potentially a conclusive means for an indigent
defendant to surmount that disparity and exonerate himself. Such a
practice is irreconcilable with the command of the Due Process
Clause.
Page 452 U. S. 13
C
Our holding in
Mathews v. Eldridge, 424 U.S. at
424 U. S. 335,
set forth three elements to be evaluated in determining what
process is constitutionally due: the private interests at stake;
the risk that the procedures used will lead to erroneous results
and the probable value of the suggested procedural safeguard; and
the governmental interests affected. Analysis of those
considerations weighs in appellant's favor.
The private interests implicated here are substantial. Apart
from the putative father's pecuniary interest in avoiding a
substantial support obligation and liberty interest threatened by
the possible sanctions for noncompliance, at issue is the creation
of a parent-child relationship. This Court frequently has stressed
the importance of familial bonds, whether or not legitimized by
marriage, and accorded them constitutional protection.
See
Stanley v. Illinois, 405 U. S. 645,
405 U. S.
651-652 (1972). Just as the termination of such bonds
demands procedural fairness,
see Lassiter v. Department of
Social Services, post, p.
452 U. S. 18, so
too does their imposition. Through the judicial process, the State
properly endeavors to identify the father of a child born out of
wedlock and to make him responsible for the child's maintenance.
Obviously, both the child and the defendant in a paternity action
have a compelling interest in the accuracy of such a determination.
[
Footnote 9]
Page 452 U. S. 14
Given the usual absence of witnesses, the self-interest coloring
the testimony of the litigants, and the State's onerous evidentiary
rule and refusal to pay for blood grouping tests, the risk is not
inconsiderable that an indigent defendant in a Connecticut
paternity proceeding will be erroneously adjudged the father of the
child in question.
See generally H. Krause, Illegitimacy:
Law and Social Policy 106-108 (1971). Further, because of its
recognized capacity to definitively exclude a high percentage of
falsely accused putative fathers, the availability of scientific
blood test evidence clearly would be a valuable procedural
safeguard in such cases.
See id. at 123-137; Part II-A,
supra. Connecticut has acknowledged as much in §
46b-168 of its statutes by providing for the ordering of blood
tests and the admissibility of negative findings.
See
n 2,
supra. Unlike
other evidence that may be susceptible to varying interpretation or
disparagement, blood test results, if obtained under proper
conditions by qualified experts, are difficult to refute. Thus,
access to blood grouping tests for indigent defendants such as
appellant would help to insure the correctness of paternity
decisions in Connecticut.
The State admittedly has a legitimate interest in the welfare of
a child born out of wedlock who is receiving public assistance, as
well as in securing support for the child from those legally
responsible. In addition, it shares the interest of the child and
the defendant in an accurate and just determination of paternity.
See Regulations of Connecticut State Agencies §
17-82e-4 (1979). Nevertheless, the State also has financial
concerns; it wishes to have the paternity actions in which it is
involved proceed as economically as possible and, hence, seeks to
avoid the expense of blood grouping tests. [
Footnote 10] Pursuant to 42 U.S.C. §
655(a)(1) (1976 ed. and
Page 452 U. S. 15
Supp. III), however, the states are entitled to reimbursement of
75% of the funds they expend on operation of their approved child
support plans, and regulations promulgated under authority of 42
U.S.C. § 1302 make clear that such federal financial
participation is available for the development of evidence
regarding paternity, "including the use of . . . blood tests." 45
CFR § 304.20(b)(2)(i)(B) (1980). Moreover, following the
example of other states, the expense of blood grouping tests for an
indigent defendant in a Connecticut paternity suit could be
advanced by the State and then taxed as costs to the parties.
See Ark.Stat.Ann. § 34.705.1 (1962); Kan.Stat.Ann.
§ 2132 (1974); La.Rev.Stat. § 9:397.1 (West Supp.1981);
N.H.Rev.Stat.Ann. § 522:3 (1974); Ore.Rev.Stat. §
109.256(1) (1979); 42 Pa.Cons. Stat.Ann. § 6135 (Purdon
Supp.1981); Tex.Fam.Code Ann. § 13.03(b) (Vernon
Supp.1980-1981). [
Footnote
11] We must conclude
Page 452 U. S. 16
that the State's monetary interest "is hardly significant enough
to overcome private interests as important as those here."
Lassiter v. Department of Social Services, post at
452 U. S.
28.
Assessment of the
Mathews v. Eldridge factors indicates
that appellant did not receive the process he was constitutionally
due. Without aid in obtaining blood test evidence in a paternity
case, an indigent defendant, who faces the State as an adversary
when the child is a recipient of public assistance and who must
overcome the evidentiary burden Connecticut imposes, lacks "a
meaningful opportunity to be heard."
Boddie v.
Connecticut, 401 U.S. at
401 U. S. 377.
[
Footnote 12] Therefore,
"the requirement of
fundamental fairness'" expressed by the Due
Process Clause was not satisfied here. Lassiter v. Department
of Social Services, post at 452 U. S.
24.
III
"[A] statute . . . may be held constitutionally invalid as
applied when it operates to deprive an individual of a protected
right although its general validity as a measure enacted in the
legitimate exercise of state power is beyond question."
Boddie v. Connecticut, 401 U.S. at
401 U. S. 379.
Thus, "a cost requirement, valid on its face, may offend due
process because it operates to foreclose a particular party's
opportunity to be heard."
Id. at
401 U. S. 380.
We hold that, in these specific circumstances,
Page 452 U. S. 17
the application of Conn.Gen.Stat. § 46b-168 (1981) to deny
appellant blood grouping tests because of his lack of financial
resources violated the due process guarantee of the Fourteenth
Amendment. [
Footnote 13]
Accordingly, the judgment of the Appellate Session of the
Connecticut Superior Court is reversed, and the case is remanded
for further proceedings not inconsistent with this opinion.
So ordered.
[
Footnote 1]
While the case was pending, the Court of Common Pleas was merged
with the Superior Court of Connecticut.
See Conn.Gen.Stat.
§ 51-164s (1981) .
[
Footnote 2]
In its entirety, Conn.Gen.Stat. § 46b-168 (1981)
states:
"In any proceeding in which a question of paternity is an issue,
the court, on motion of any party, may order the mother, her child
and the putative father or the husband of the mother to submit to
one or more blood grouping tests, to be made by a qualified
physician or other qualified person, designated by the court, to
determine whether or not the putative father or the husband of the
mother can be excluded as being the father of the child. The
results of such tests shall be admissible in evidence only in cases
where such results establish definite exclusion of the putative
father or such husband as such father. The costs of making such
tests shall be chargeable against the party making the motion."
[
Footnote 3]
Appellant's financial affidavit, which was filed with the
motion, showed that he had weekly income of $5, expenses of $5, and
no assets. App. 7. The trial court later specifically found that,
at the time of the motion, appellant "was indigent and could not
afford to pay the costs for blood grouping tests."
Id. at
23.
[
Footnote 4]
Although appellant admitted intimacy with appellee, he expressed
doubt that he was the child's father because of appellee's alleged
relationship with another man and because she had not allowed him
to see the child.
Id. at 17-18.
[
Footnote 5]
The minimal sum of $2 was ordered, presumably because appellant
was indigent and incarcerated. However, his payments to the State
are subject to future increase pursuant to Conn.Gen.Stat. §
46b-171 (1981), which provides that "[a]ny order for the payment of
[child] support . . . may at any time thereafter be set aside or
altered by any court issuing such order."
[
Footnote 6]
In response to an interrogatory, appellee, through her attorney,
stated that her "continuing eligibility for [public] assistance
required her to disclose [the] father's identity." App. 10.
Connecticut's disclosure requirement is fostered by 42 U.S.C.
§ 654(4), which directs that, as to any child born out of
wedlock for whom benefits under the Aid to Families with Dependent
Children program are claimed, the states must undertake "to
establish . . . paternity . . . unless . . . it is against the best
interests of the child to do so" and "to secure support for such
child from his parent."
See also 45 CFR § 232.12
(1980).
[
Footnote 7]
At oral argument, the Assistant Attorney General of Connecticut
acknowledged that the cost of any witnesses for the plaintiff in a
proceeding such as this also would be paid by the State. Tr. of
Oral Arg. 45.
[
Footnote 8]
At oral argument, the State's Assistant Attorney General
represented that "[c]urrently th[is] is the law of Connecticut,"
id. at 46; and, when presented with a hypothetical
situation, his response illustrated the practical operation of the
evidentiary rule:
"QUESTION: [D]oes that mean . . . that, [if] she takes the stand
[and says], he's the father, he's the father, he's the father, he's
the father. She never deviates. . . . He takes the stand and says,
I am not, I am not, I am not, I am not. And the factfinder believes
him and doesn't believe her, you're saying -- "
"[COUNSEL's ANSWER]: If that was the testimony, she would
win."
Id. at 44.
[
Footnote 9]
In its Report on the 1974 Social Services Amendments to the
Social Security Act, 42 U.S.C. §§ 654, 655,
et
al., the Senate Finance Committee stated:
"In taking the position that a child born out of wedlock has a
right to have its paternity ascertained in a fair and efficient
manner, the [C]ommittee acknowledges that legislation must
recognize the interest primarily at stake in the paternity action
to be that of the child. . . . The Committee is convinced that . .
. paternity can be ascertained with reasonable assurance,
particularly through the use of scientifically conducted blood
typing."
S.Rep. No. 93-1356, p. 52 (1974).
See n 6,
supra.
[
Footnote 10]
Laboratories surveyed in a 1977 study sponsored by the
Department of Health, Education, and Welfare (now in part the
Department of Health and Human Services) charged an average of
approximately $245 for a battery of test systems that led to a
minimum exclusion rate of 80%. HEW Office of Child Support
Enforcement, Blood Testing to Establish Paternity 35-37 (1977
Condensed Report). According to appellant, blood grouping tests
were available at the Hartford Hospital for $250 at the time this
paternity action was pending trial, but the cost has since been
increased to $460. Brief for Appellant 4, and n. 5.
[
Footnote 11]
Other jurisdictions also have statutes by which blood grouping
tests can be made available to indigents.
See, e.g.,
Ala.Code § 26-12-5 (1977); D.C.Code § 16-2343 (Supp. V
1978); Haw. Rev.Stat. § 584-16 (1976); Md.Ann.Code §
16-66G (Supp.1980); Mich.Comp.Laws § 722.716(c) (1970);
Minn.Stat. § 257.69(2) (1980); N.D.Cent.Code § 14-17-15
(Supp.1977); Utah Code Ann. § 78-25-23 (1977); Wis.Stat.Ann.
§ 767.48(5) (West Supp.1980). In addition, the highest courts
of Colorado, Massachusetts, and West Virginia have held that
putative fathers may not constitutionally be denied access to blood
grouping tests on the basis of indigency.
See Franklin v.
District Court, 194 Colo. 189,
571 P.2d 1072
(1977);
Commonwealth v. Possehl, 355 Mass. 575,
246
N.E.2d 667 (1969);
State ex rel. Graves v.
Daugherty, 266 S.E.2d
142 (W.Va.1980).
Apart from Connecticut, it also appears that North Carolina
requires all defendants requesting blood tests in paternity
proceedings, irrespective of means, "to initially be responsible
for any of the expenses thereof" or do without them. N.C.Gen.Stat.
§ 8-50.1(b)(2) (Supp.1979).
[
Footnote 12]
In
Boddie, we held that due process prohibits a state
from denying an indigent access to its divorce courts because of
inability to pay filing fees and costs. However, in
United
States v. Kras, 409 U. S. 434
(1973), and
Ortwein v. Schwab, 410 U.
S. 656 (1973), the Court concluded that due process does
not require waiver of filing fee for an indigent seeking a
discharge in bankruptcy or appellate review of an agency
determination resulting in reduced welfare benefits. Our decisions
in
Kras and
Ortwein emphasized the availability
of other relief and the less "fundamental" character of the private
interests at stake than those implicated in
Boddie.
Because appellant has no choice of an alternative forum and his
interests, as well as those of the child, are constitutionally
significant, this case is comparable to
Boddie, rather
than to
Kras and
Ortwein.
[
Footnote 13]
Because of our disposition of appellant's due process claim, we
need not consider whether the statute, as applied, also violated
the Equal Protection Clause.