At the commencement of a fourth trial on a murder charge (the
defendant's conviction after the first trial having been reversed
on appeal, and two subsequent retrials having ended in mistrials),
the Virginia trial court granted defense counsel's motion that the
trial be closed to the public without any objections having been
made by the prosecutor or by appellants, a newspaper and two of its
reporters who were present in the courtroom, defense counsel having
stated that he did not "want any information being shuffled back
and forth when we have a recess as to . . . who testified to what."
Later that same day, however, the trial judge granted appellants'
request for a hearing on a motion to vacate the closure order, and
appellants' counsel contended that constitutional considerations
mandated that, before ordering closure, the court should first
decide that the defendant's rights could be protected in no other
way. But the trial judge denied the motion, saying that, if he felt
that the defendant's rights were infringed in any way and others'
rights were not overridden, he was inclined to order closure, and
ordered the trial to continue "with the press and public excluded."
The next day, the court granted defendant's motion to strike the
prosecution's evidence, excused the jury, and found the defendant
not guilty. Thereafter, the court granted appellants' motion to
intervene
nunc pro tunc in the case, and the Virginia
Supreme Court dismissed their mandamus and prohibition petitions
and, finding no reversible error, denied their petition for appeal
from the closure order.
Held: The judgment is reversed. Pp.
448 U. S.
563-581;
448 U. S.
584-598;
448 U. S.
598-601;
448 U. S.
601-604.
Reversed.
MR. CHIEF JUSTICE BURGER, joined by MR JUSTICE WHITE and MR.
JUSTICE STEVENS, concluded that the right of the public and press
to attend criminal trials is guaranteed under the First and
Fourteenth Amendments. Absent an overriding interest articulated in
findings, the trial of a criminal case must be open to the public.
Gannett Co. v. DePasquale, 443 U.
S. 368, distinguished. Pp.
448 U. S.
563-581.
Page 448 U. S. 556
(a) The historical evidence of the evolution of the criminal
trial in Anglo-American justice demonstrates conclusively that, at
the time this Nation's organic laws were adopted, criminal trials
both here and in England had long been presumptively open, thus
giving assurance that the proceedings were conducted fairly to all
concerned and discouraging perjury, the misconduct of participants,
or decisions based on secret bias or partiality. In addition, the
significant community therapeutic value of public trials was
recognized: when a shocking crime occurs, a community reaction of
outrage and public protest often follows, and thereafter the open
processes of justice serve an important prophylactic purpose,
providing an outlet for community concern, hostility, and emotion.
To work effectively, it is important that society's criminal
process "satisfy the appearance of justice,"
Offutt v. United
States, 348 U. S. 11,
348 U. S. 14,
which can best be provided by allowing people to observe such
process. From this unbroken, uncontradicted history, supported by
reasons as valid today as in centuries past, it must be concluded
that a presumption of openness inheres in the very nature of a
criminal trial under this Nation's system of justice.
Cf.,
e.g., Levine v. United States, 362 U.
S. 610. Pp.
448 U. S.
563-575.
(b) The freedoms of speech, press, and assembly, expressly
guaranteed by the First Amendment, share a common core purpose of
assuring freedom of communication on matters relating to the
functioning of government. In guaranteeing freedoms such as those
of speech and press, the First Amendment can be read as protecting
the right of everyone to attend trials so as to give meaning to
those explicit guarantees; the First Amendment right to receive
information and ideas means, in the context of trials, that the
guarantees of speech and press, standing alone, prohibit government
from summarily closing courtroom doors which had long been open to
the public at the time the First Amendment was adopted. Moreover,
the right of assembly is also relevant, having been regarded not
only as an independent right, but also as a catalyst to augment the
free exercise of the other First Amendment rights with which it was
deliberately linked by the draftsmen. A trial courtroom is a public
place where the people generally -- and representatives of the
media -- have a right to be present, and where their presence
historically has been thought to enhance the integrity and quality
of what takes place. Pp.
448 U. S.
575-578.
(c) Even though the Constitution contains no provision which, by
its terms, guarantees to the public the right to attend criminal
trials, various fundamental rights, not expressly guaranteed, have
been recognized as indispensable to the enjoyment of enumerated
rights. The right to attend criminal trials is implicit in the
guarantees of the First Amendment;
Page 448 U. S. 557
without the freedom to attend such trials, which people have
exercised for centuries, important aspects of freedom of speech and
of the press could be eviscerated. Pp.
448 U. S.
579-580.
(d) With respect to the closure order in this case, despite the
fact that this was the accused's fourth trial, the trial judge made
no findings to support closure; no inquiry was made as to whether
alternative solutions would have met the need to ensure fairness;
there was no recognition of any right under the Constitution for
the public or press to attend the trial; and there was no
suggestion that any problems with witnesses could not have been
dealt with by exclusion from the courtroom or sequestration during
the trial, or that sequestration of the jurors would not have
guarded against their being subjected to any improper information.
Pp.
448 U. S.
580-581.
MR. JUSTICE BRENNAN, joined by MR. JUSTICE MARSHALL, concluded
that the First Amendment -- of itself and as applied to the States
through the Fourteenth Amendment -- secures the public a right of
access to trial proceedings, and that, without more, agreement of
the trial judge and the parties cannot constitutionally close a
trial to the public. Historically and functionally, open trials
have been closely associated with the development of the
fundamental procedure of trial by jury, and trial access assumes
structural importance in this Nation's government of laws by
assuring the public that procedural rights are respected and that
justice is afforded equally, by serving as an effective restraint
on possible abuse of judicial power, and by aiding the accuracy of
the trial factfinding process. It was further concluded that it was
not necessary to consider in this case what countervailing
interests might be sufficiently compelling to reverse the
presumption of openness of trials, since the Virginia statute
involved -- authorizing trial closures at the unfettered discretion
of the judge and parties -- violated the First and Fourteenth
Amendments. Pp.
448 U. S.
584-598.
MR. JUSTICE STEWART concluded that the First and Fourteenth
Amendments clearly give the press and the public a right of access
to trials, civil as well as criminal; that such right is not
absolute, since various considerations may sometimes justify
limitations upon the unrestricted presence of spectators in the
courtroom; but that, in the present case, the trial judge
apparently gave no recognition to the right of representatives of
the press and members of the public to be present at the trial. Pp.
448 U. S.
598-601.
MR. JUSTICE BLACKMUN, while being of the view that
Gannett
Co. v. DePasquale, supra, was in error, both in its
interpretation of the Sixth Amendment generally and in its
application to the suppression hearing
Page 448 U. S. 558
involved there, and that the right to a public trial is to be
found in the Sixth Amendment, concluded, as a secondary position,
that the First Amendment must provide some measure of protection
for public access to the trial, and that here, by closing the
trial, the trial judge abridged these First Amendment interests of
the public. Pp.
448 U. S.
601-604.
BURGER, C J., announced the Court's judgment and delivered an
opinion, in which WHITE and STEVENS, JJ., joined. WHITE, J.,
post, p.
448 U. S. 581,
and STEVENS, J.,
post, p.
448 U. S. 582,
filed concurring opinions. BRENNAN, J., filed an opinion concurring
in the judgment, in which MARSHALL, J., joined,
post, p.
448 U. S. 584.
STEWART, J.,
post, p.
448 U. S. 598,
and BLACKMUN, J.,
post, p.
448 U. S. 601,
filed opinions concurring in the judgment. REHNQUIST, J., filed a
dissenting opinion,
post, p.
448 U. S. 604.
POWELL, J., took no part in the consideration or decision of the
case.
MR. CHIEF JUSTICE BURGER announced the judgment of the Court and
delivered an opinion, in which MR. JUSTICE WHITE and MR. JUSTICE
STEVENS joined.
The narrow question presented in this case is whether the right
of the public and press to attend criminal trials is guaranteed
under the United States Constitution.
Page 448 U. S. 559
I
In March, 1976, one Stevenson was indicted for the murder of a
hotel manager who had been found stabbed to death on December 2,
1975. Tried promptly in July, 1976, Stevenson was convicted of
second-degree murder in the Circuit Court of Hanover County, Va.
The Virginia Supreme Court reversed the conviction in October,
1977, holding that a bloodstained shirt purportedly belonging to
Stevenson had been improperly admitted into evidence.
Stevenson
v. Commonwealth, 218 Va. 462,
237 S.E.2d
779.
Stevenson was retried in the same court. This second trial ended
in a mistrial on May 30, 1978, when a juror asked to be excused
after trial had begun and no alternate was available. [
Footnote 1]
A third trial, which began in the same court on June 6, 1978,
also ended in a mistrial. It appears that the mistrial may have
been declared because a prospective juror had read about
Stevenson's previous trials in a newspaper and had told other
prospective jurors about the case before the retrial began.
See App. 35a-36a.
Stevenson was tried in the same court for a fourth time
beginning on September 11, 1978. Present in the courtroom when the
case was called were appellants Wheeler and McCarthy, reporters for
appellant Richmond Newspapers, Inc. Before the trial began, counsel
for the defendant moved that it be closed to the public:
"[T]here was this woman that was with the family of the deceased
when we were here before. She had sat in the Courtroom. I would
like to ask that everybody be excluded from the Courtroom because I
don't want any information being shuffled back and forth when we
have
Page 448 U. S. 560
a recess as to what -- who testified to what."
Tr. of Sept. 11, 1978 Hearing on Defendant's Motion to Close
Trial to the Public 2-3.
The trial judge, who had presided over two of the three previous
trials, asked if the prosecution had any objection to clearing the
courtroom. The prosecutor stated he had no objection, and would
leave it to the discretion of the court.
Id. at 4.
Presumably referring to Va.Code § 19.2-266 (Supp. 1980), the
trial judge then announced: "[T]he statute gives me that power
specifically, and the defendant has made the motion." He then
ordered "that the Courtroom be kept clear of all parties except the
witnesses when they testify." Tr.,
supra, at 4-5.
[
Footnote 2] The record does
not show that any objections to the closure order were made by
anyone present at the time, including appellants Wheeler and
McCarthy.
Later that same day, however, appellants sought a hearing on a
motion to vacate the closure order. The trial judge granted the
request and scheduled a hearing to follow the close of the day's
proceedings. When the hearing began, the court ruled that the
hearing was to be treated as part of the trial; accordingly, he
again ordered the reporters to leave the courtroom, and they
complied.
At the closed hearing, counsel for appellants observed that no
evidentiary findings had been made by the court prior to the entry
of its closure order, and pointed out that the court had failed to
consider any other less drastic measures within its power to ensure
a fair trial. Tr. of Sept. 11, 1978, Hearing on Motion to Vacate
11-12. Counsel for appellants argued that constitutional
considerations mandated that, before ordering closure, the court
should first decide that the rights of the defendant could be
protected in no other way.
Page 448 U. S. 561
Counsel for defendant Stevenson pointed out that this was the
fourth time he was standing trial. He also referred to "difficulty
with information between the Jurors," and stated that he "didn't
want information to leak out," be published by the media, perhaps
inaccurately, and then be seen by the jurors. Defense counsel
argued that these things, plus the fact that "this is a small
community," made this a proper case for closure.
Id. at
118.
The trial judge noted that counsel for the defendant had made
similar statements at the morning hearing. The court also
stated:
"[O]ne of the other points that we take into consideration in
this particular Courtroom is layout of the Courtroom. I think that
having people in the Courtroom is distracting to the jury. Now, we
have to have certain people in here, and maybe that's not a very
good reason. When we get into our new Court Building, people can
sit in the audience so the jury can't see them. The rule of the
Court may be different under those circumstances. . . ."
Id. at 19. The prosecutor again declined comment, and
the court summed up by saying:
"I'm inclined to agree with [defense counsel] that, if I feel
that the rights of the defendant are infringed in any way, [when]
he makes the motion to do something and it doesn't completely
override all rights of everyone else, then I'm inclined to go along
with the defendant's motion."
Id. at 20. The court denied the motion to vacate, and
ordered the trial to continue the following morning "with the press
and public excluded."
Id. at 27; App. 21a.
What transpired when the closed trial resumed the next day was
disclosed in the following manner by an order of the court entered
September 12, 1978:
"[I]n the absence of the jury, the defendant, by counsel,
Page 448 U. S. 562
made a Motion that a mistrial be declared, which motion was
taken under advisement."
"At the conclusion of the Commonwealth's evidence, the attorney
for the defendant moved the Court to strike the Commonwealth's
evidence on grounds stated to the record, which Motion was
sustained by the Court."
"And the jury having been excused, the Court doth find the
accused NOT GUILTY of Murder, as charged in the Indictment, and he
was allowed to depart."
Id. at 22a. [
Footnote
3]
On September 27, 1978, the trial court granted appellants'
motion to intervene
nunc pro tunc in the Stevenson case.
Appellants then petitioned the Virginia Supreme Court for writs of
mandamus and prohibition, and filed an appeal from the trial
court's closure order. On July 9, 1979, the Virginia Supreme Court
dismissed the mandamus and prohibition petitions and, finding no
reversible error, denied the petition for appeal.
Id. at
23a-28a.
Appellants then sought review in this Court, invoking both our
appellate, 28 U.S.C. § 1257(2), and certiorari jurisdiction.
§ 1257(3). We postponed further consideration of the question
of our jurisdiction to the hearing of the case on the merits. 444
U.S. 896 (1979). We conclude that jurisdiction by appeal does not
lie; [
Footnote 4] however,
treating the filed
Page 448 U. S. 563
papers as a petition for a writ of certiorari pursuant to 28
U.S.C. § 2103, we grant the petition.
*ig:jurisdiction*justiciability*
The criminal trial which appellants sought to attend has long
since ended, and there is thus some suggestion that the case is
moot. This Court has frequently recognized, however, that its
jurisdiction is not necessarily defeated by the practical
termination of a contest which is short-lived by nature.
See,
e.g., Gannett Co. v. DePasquale, 443 U.
S. 368,
443 U. S.
377-378 (1979);
Nebraska Press Assn. v. Stuart,
427 U. S. 539,
427 U. S.
546-547 (1976). If the underlying dispute is "capable of
repetition, yet evading review,"
Southern Pacific Terminal Co.
v. ICC, 219 U. S. 498,
219 U. S. 515
(1911), it is not moot.
Since the Virginia Supreme Court declined plenary review, it is
reasonably foreseeable that other trials may be closed by other
judges without any more showing of need than is presented on this
record. More often than not, criminal trials will be of
sufficiently short duration that a closure order "will evade
review, or at least considered plenary review in this Court."
Nebraska Press, supra, at
427 U. S. 547.
Accordingly, we turn to the merits.
II
We begin consideration of this case by noting that the precise
issue presented here has not previously been before this
Page 448 U. S. 564
Court for decision. In
Gannett Co. v. DePasquale,
supra, the Court was not required to decide whether a right of
access to
trials, as distinguished from hearings on
pretrial motions, was constitutionally guaranteed. The Court held
that the Sixth Amendment's guarantee to the accused of a public
trial gave neither the public nor the press an enforceable right of
access to a pretrial suppression hearing. One concurring opinion
specifically emphasized that "a hearing on a motion before trial to
suppress evidence is not a trial. . . ." 443 U.S. at
443 U. S. 394
(BURGER, C.J., concurring). Moreover, the Court did not decide
whether the First and Fourteenth Amendments guarantee a right of
the public to attend trials,
id. at
443 U. S. 392,
and n. 24; nor did the dissenting opinion reach this issue.
Id. at
443 U. S. 447
(opinion of BLACKMUN, J.).
In prior cases, the Court has treated questions involving
conflicts between publicity and a defendant's right to a fair
trial; as we observed in
Nebraska Press Assn. v. Stuart,
supra at
427 U. S. 547,
"[t]he problems presented by this [conflict] are almost as old as
the Republic."
See also e.g., Gannett, supra; Murphy v.
Florida, 421 U. S. 794
(1975);
Sheppard v. Maxwell, 384 U.
S. 333 (1966);
Estes v. Texas, 381 U.
S. 532 (1965). But here, for the first time, the Court
is asked to decide whether a criminal trial itself may be closed to
the public upon the unopposed request of a defendant, without any
demonstration that closure is required to protect the defendant's
superior right to a fair trial, or that some other overriding
consideration requires closure.
A
The origins of the proceeding which has become the modern
criminal trial in Anglo-American justice can be traced back beyond
reliable historical records. We need not here review all details of
its development, but a summary of that history is instructive. What
is significant for present purposes is that, throughout its
evolution, the trial has been open to all who cared to observe.
Page 448 U. S. 565
In the days before the Norman conquest, cases in England were
generally brought before moots, such as the local court of the
hundred or the county court, which were attended by the freemen of
the community. Pollock, English Law Before the Norman Conquest, in
1 Select Essays in Anglo-American Legal History 88, 89 (1907).
Somewhat like modern jury duty, attendance at these early meetings
was compulsory on the part of the freemen, who were called upon to
render judgment.
Id. at 89-90;
see also 1 W.
Holdsworth, A History of English Law 10, 12 (1927). [
Footnote 5]
With the gradual evolution of the jury system in the years after
the Norman Conquest,
see, e.g., id. at 316, the duty of
all freemen to attend trials to render judgment was relaxed, but
there is no indication that criminal trials did not remain public.
When certain groups were excused from compelled attendance,
see the Statute of Marlborough, 52 Hen. 3, ch. 10 (1267);
1 Holdsworth,
supra, at 79, and n. 4, the statutory
exemption did not prevent them from attending; Lord Coke observed
that those excused "are not compellable to come, but left to their
own liberty." 2 E. Coke, Institutes of the Laws of England 121 (6th
ed. 1681). [
Footnote 6]
Although there appear to be few contemporary statements
Page 448 U. S. 566
on the subject, reports of the Eyre of Kent, a general court
held in 1313-1314, evince a recognition of the importance of public
attendance apart from the "jury duty" aspect. It was explained
that
"the King's will was that all evil doers should be punished
after their deserts, and that justice should be ministered
indifferently to rich as to poor;
and for the better
accomplishing of this, he prayed the community of the county
by their attendance there to lend him their aid in the
establishing of a happy and certain peace that should be both for
the honour of the realm and for their own welfare."
1 Holdsworth,
supra at 268, quoting from the S.S.
edition of the Eyre of Kent, vol. i., p. 2 (emphasis added) .
From these early times, although great changes in courts and
procedure took place, one thing remained constant: the public
character of the trial at which guilt or innocence was decided. Sir
Thomas Smith, writing in 1565 about "the definitive proceedinges in
causes criminall," explained that, while the indictment was put in
writing as in civil law countries:
"All the rest is doone openlie in the presence of the Judges,
the Justices, the enquest, the prisoner,
and so manie as will
or can come so neare as to heare it, and all depositions and
witnesses given aloude,
that all men may heare from the mouth
of the depositors and witnesses what is saide."
T. Smith, De Republica Anglorum 101 (Alston ed.1972) (emphasis
added). Three centuries later, Sir Frederick Pollock was able to
state of the "rule of publicity" that, "[h]ere we have one
tradition, at any rate, which has persisted through all changes."
F. Pollock, The Expansion of the Common Law 31-32 (1904).
See
also E. Jenks, The Book of English Law 73-74 (6th
ed.1967):
"[O]ne of the most conspicuous features of English justice, that
all judicial trials are held in open court, to which the
Page 448 U. S. 567
public have free access, . . . appears to have been the rule in
England from time immemorial."
We have found nothing to suggest that the presumptive openness
of the trial which English courts were later to call "one of the
essential qualities of a court of justice,"
Dabney v.
Cooper, 10 B. & C. 237, 240, 109 Eng.Rep. 438, 440 (K.B.
1829), was not also an attribute of the judicial systems of
colonial America. In Virginia, for example, such records as there
are of early criminal trials indicate that they were open, and
nothing to the contrary has been cited.
See A. Scott,
Criminal Law in Colonial Virginia 128-129 (1930); Reinsch, The
English Common Law in the Early American Colonies, in 1 Select
Essays in Anglo-American Legal History 367, 405 (1907). Indeed,
when in the mid-1600's the Virginia Assembly felt that the respect
due the courts was
"by the clamorous unmannerlynes of the people lost, and order,
gravity and decoram which should manifest the authority of a court
in the court it selfe neglected,"
the response was not to restrict the openness of the trials to
the public, but, instead, to prescribe rules for the conduct of
those attending them.
See Scott,
supra at
132.
In some instances, the openness of trials was explicitly
recognized as part of the fundamental law of the Colony. The 1677
Concessions and Agreements of West New Jersey, for example,
provided:
"That in all publick courts of justice for tryals of causes,
civil or criminal, any person or persons, inhabitants of the said
Province may freely come into, and attend the said courts, and hear
and be present, at all or any such tryals as shall be there had or
passed, that justice may not be done in a corner nor in any covert
manner."
Reprinted in Sources of Our Liberties 188 (R. Perry ed.1959).
See also 1 B. Schwartz, The Bill of Rights: A Documentary
History 129 (1971).
Page 448 U. S. 568
The Pennsylvania Frame of Government of 1682 also provided
"[t]hat all courts shall be open . . . ," Sources of Our Liberties,
supra at 217; 1 Schwartz,
supra at 140, and this
declaration was reaffirmed in § 26 of the Constitution adopted
by Pennsylvania in 1776.
See 1 Schwartz,
supra at
271.
See also §§ 12 and 76 of the Massachusetts
Body of Liberties, 1641, reprinted in 1 Schwartz,
supra at
73, 80.
Other contemporary writings confirm the recognition that part of
the very nature of a criminal trial was its openness to those who
wished to attend. Perhaps the best indication of this is found in
an address to the inhabitants of Quebec which was drafted by a
committee consisting of Thomas Cushing, Richard Henry Lee, and John
Dickinson and approved by the First Continental Congress on October
26, 1774. 1 Journals of the Continental Congress, 1774-1789, pp.
101, 105 (1904) (Journals). This address, written to explain the
position of the Colonies and to gain the support of the people of
Quebec, is an "exposition of the fundamental rights of the
colonists, as they were understood by a representative assembly
chosen from all the colonies." 1 Schwartz,
supra at 221.
Because it was intended for the inhabitants of Quebec, who had been
"educated under another form of government" and had only recently
become English subjects, it was thought desirable for the
Continental Congress to explain "the inestimable advantages of a
free English constitution of government, which it is the privilege
of all English subjects to enjoy." 1 Journals 106.
"[One] great right is that of trial by jury. This provides that
neither life, liberty nor property can be taken from the possessor
until twelve of his unexceptionable countrymen and peers of his
vicinage, who from that neighbourhood may reasonably be supposed to
be acquainted with his character and the characters of the
witnesses, upon a fair trial, and full enquiry, face to face,
in open Court, before as many of the people as chuse
to
Page 448 U. S. 569
attend, shall pass their sentence upon oath against
him. . . ."
Id. at 107 (emphasis added).
B
As we have shown, and as was shown in both the Court's opinion
and the dissent in
Gannett, 443 U.S. at
443 U. S. 384,
443 U. S. 386,
n. 15,
443 U. S.
418-425, the historical evidence demonstrate
conclusively that, at the time when our organic laws were adopted,
criminal trials both here and in England had long been
presumptively open. This is no quirk of history; rather, it has
long been recognized as an indispensable attribute of an
Anglo-American trial. Both Hale in the 17th century and Blackstone
in the 18th saw the importance of openness to the proper
functioning of a trial; it gave assurance that the proceedings were
conducted fairly to all concerned, and it discouraged perjury, the
misconduct of participants, and decisions based on secret bias or
partiality.
See, e.g., M. Hale, The History of the Common
Law of England 343-345 (6th ed. 1820); 3 W. Blackstone,
Commentaries *372-*373. Jeremy Bentham not only recognized the
therapeutic value of open justice but regarded it as the
keystone:
"Without publicity, all other checks are insufficient: in
comparison of publicity, all other checks are of small account.
Recordation, appeal, whatever other institutions might present
themselves in the character of checks, would be found to operate
rather as cloaks than checks; as cloaks in reality, as checks only
in appearance."
1 J. Bentham Rationale of Judicial Evidence 524 (1827).
[
Footnote 7]
Panegyrics on the values of openness were by no means confined
to self-praise by the English. Foreign observers of English
criminal procedure in the 18th and early 19th centuries
Page 448 U. S. 570
came away impressed by the very fact that they had been freely
admitted to the courts, as many were not in their own homelands.
See L. Radzinowicz, A History of English Criminal Law 715,
and n. 96 (1948). They marveled that "the whole juridical procedure
passes in public," 2 P. Grosley, A Tour to London; or New
Observations on England 142 (Nugent trans. 1772), quoted in
Radzinowicz,
supra at 717, and one commentator
declared:
"The main excellence of the English judicature consists in
publicity, in the free trial by jury, and in the extraordinary
despatch with which business is transacted. The publicity of their
proceedings is indeed astonishing.
Free access to the courts is
universally granted."
C. Goede, A Foreigner's Opinion of England 214 (Horne trans.
1822) (emphasis added.) The nexus between openness, fairness, and
the perception of fairness was not lost on them:
"[T]he judge, the counsel, and the jury, are constantly exposed
to public animadversion, and this greatly tends to augment the
extraordinary confidence which the English repose in the
administration of justice."
Id. at 215.
This observation raises the important point that "[t]he
publicity of a judicial proceeding is a requirement of much broader
bearing than its mere effect upon the quality of testimony." 6 J.
Wigmore, Evidence § 1834, p. 435 (J. Chadbourn rev.1976).
[
Footnote 8] The early history
of open trials in part reflects the widespread acknowledgment, long
before there were behavioral scientists, that public trials had
significant community therapeutic value. Even without such experts
to frame
Page 448 U. S. 571
the concept in words, people sensed from experience and
observation that, especially in the administration of criminal
justice, the means used to achieve justice must have the support
derived from public acceptance of both the process and its
results.
When a shocking crime occurs, a community reaction of outrage
and public protest often follows.
See H. Weihofen, The
Urge to Punish 130-131 (1956). Thereafter the open processes of
justice serve an important prophylactic purpose, providing an
outlet for community concern, hostility, and emotion. Without an
awareness that society's responses to criminal conduct are
underway, natural human reactions of outrage and protest are
frustrated, and may manifest themselves in some form of vengeful
"self-help," as indeed they did regularly in the activities of
vigilante "committees" on our frontiers.
"The accusation and conviction or acquittal, as much perhaps as
the execution of punishment, operat[e] to restore the imbalance
which was created by the offense or public charge, to reaffirm the
temporarily lost feeling of security and, perhaps, to satisfy that
latent 'urge to punish.'"
Mueller, Problems Posed by Publicity to Crime and Criminal
Proceedings, 110 U.Pa.L.Rev. 1, 6 (1961).
Civilized societies withdraw both from the victim and the
vigilante the enforcement of criminal laws, but they cannot erase
from people's consciousness the fundamental, natural yearning to
see justice done -- or even the urge for retribution. The crucial
prophylactic aspects of the administration of justice cannot
function in the dark; no community catharsis can occur if justice
is "done in a corner [or] in any covert manner."
Supra at
448 U. S. 567.
It is not enough to say that results alone will satiate the natural
community desire for "satisfaction." A result considered untoward
may undermine public confidence, and where the trial has been
concealed from public view, an unexpected outcome can cause a
reaction that the system, at best, has failed, and, at worst, has
been corrupted. To work effectively, it is important that society's
criminal
Page 448 U. S. 572
process "satisfy the appearance of justice,"
Offutt v.
United States, 348 U. S. 11,
348 U. S. 14
(1954), and the appearance of justice can best be provided by
allowing people to observe it.
Looking back, we see that, when the ancient "town meeting" form
of trial became too cumbersome, 12 members of the community were
delegated to act as its surrogates, but the community did not
surrender its right to observe the conduct of trials. The people
retained a "right of visitation" which enabled them to satisfy
themselves that justice was, in fact, being done.
People in an open society do not demand infallibility from their
institutions, but it is difficult for them to accept what they are
prohibited from observing. When a criminal trial is conducted in
the open, there is at least an opportunity both for understanding
the system in general and its workings in a particular case:
"The educative effect of public attendance is a material
advantage. Not only is respect for the law increased and
intelligent acquaintance acquired with the methods of government,
but a strong confidence in judicial remedies is secured which could
never be inspired by a system of secrecy."
6 Wigmore,
supra, at 438.
See also 1 J.
Bentham, Rationale of Judicial Evidence, at 525.
In earlier times, both in England and America, attendance at
court was a common mode of "passing the time."
See, e.g.,
6 Wigmore,
supra, at 436; Mueller,
supra, at 6.
With the press, cinema, and electronic media now supplying the
representations or reality of the real life drama once available
only in the courtroom, attendance at court is no longer a
widespread pastime. Yet
"[i]t is not unrealistic, even in this day, to believe that
public inclusion affords citizens a form of legal education, and
hopefully promotes confidence in the fair administration of
justice."
State v. Schmit, 273 Minn. 78, 87-88,
139 N.W.2d
800, 807 (1966). Instead of acquiring information about trials
by firsthand observation or by word
Page 448 U. S. 573
of mouth from those who attended, people now acquire it chiefly
through the print and electronic media. In a sense, this validates
the media claim of functioning as surrogates for the public. While
media representatives enjoy the same right of access as the public,
they often are provided special seating and priority of entry so
that they may report what people in attendance have seen and heard.
This
"contribute[s] to public understanding of the rule of law and to
comprehension of the functioning of the entire criminal justice
system. . . ."
Nebraska Press Assn. v. Stuart, 427 U.S. at
427 U. S. 587
(BRENNAN, J., concurring in judgment).
C
From this unbroken, uncontradicted history, supported by reasons
as valid today as in centuries past, we are bound to conclude that
a presumption of openness inheres in the very nature of a criminal
trial under our system of justice. This conclusion is hardly novel;
without a direct holding on the issue, the Court has voiced its
recognition of it in a variety of contexts over the years.
[
Footnote 9] Even while
holding, in
Levine v.
Page 448 U. S. 574
United States, 362 U. S. 610
(1960), that a criminal contempt proceeding was not a "criminal
prosecution" within the meaning of the Sixth Amendment, the Court
was careful to note that more than the Sixth Amendment was
involved:
"[W]hile the right to a 'public trial' is explicitly guaranteed
by the Sixth Amendment only for 'criminal prosecutions,' that
provision is a reflection of the notion, deeply rooted in the
common law, that 'justice must satisfy the appearance of justice.'
. . . [D]ue process demands appropriate regard for the requirements
of a public proceeding in cases of criminal contempt . . . as it
does for all adjudications through the exercise of the judicial
power, barring narrowly limited categories of exceptions. . .
."
Id. at
362 U. S. 616.
[
Footnote 10] And recently,
in
Gannett Co. v. DePasquale, 443 U.
S. 368 (1979), both the majority,
id. at
443 U. S. 384,
386, n. 15, and dissenting opinion,
id. at
443 U. S. 423,
agreed that open trials were part of the common law tradition.
Page 448 U. S. 575
Despite the history of criminal trials being presumptively open
since long before the Constitution, the State presses its
contention that neither the Constitution nor the Bill of Rights
contains any provision which, by its terms, guarantees to the
public the right to attend criminal trials. Standing alone, this is
correct, but there remains the question whether, absent an explicit
provision, the Constitution affords protection against exclusion of
the public from criminal trials.
III
A
The First Amendment, in conjunction with the Fourteenth,
prohibits governments from
"abridging the freedom of speech, or of the press; or the right
of the people peaceably to assemble, and to petition the Government
for a redress of grievances."
These expressly guaranteed freedoms share a common core purpose
of assuring freedom of communication on matters relating to the
functioning of government. Plainly it would be difficult to single
out any aspect of government of higher concern and importance to
the people than the manner in which criminal trials are conducted;
as we have shown, recognition of this pervades the centuries-old
history of open trials and the opinions of this Court.
Supra at
448 U. S.
564-575, and n. 9.
The Bill of Rights was enacted against the backdrop of the long
history of trials being presumptively open. Public access to trials
was then regarded as an important aspect of the process itself; the
conduct of trials "before as many of the people as chuse to attend"
was regarded as one of "the inestimable advantages of a free
English constitution of government." 1 Journals 106, 107. In
guaranteeing freedoms such as those of speech and press, the First
Amendment can be read as protecting the right of everyone to attend
trials so as to give meaning to those explicit guarantees.
"[T]he First Amendment goes beyond protection of the press and
the self-expression
Page 448 U. S. 576
of individuals to prohibit government from limiting the stock of
information from which members of the public may draw."
First National Bank of Boston v. Bellotti, 435 U.
S. 765,
435 U. S. 783
(1978). Free speech carries with it some freedom to listen. "In a
variety of contexts, this Court has referred to a First Amendment
right to
receive information and ideas.'" Kleindienst v.
Mandel, 408 U. S. 753,
408 U. S. 762
(1972). What this means in the context of trials is that the First
Amendment guarantees of speech and press, standing alone, prohibit
government from summarily closing courtroom doors which had long
been open to the public at the time that Amendment was
adopted.
"For the First Amendment does not speak equivocally. . . . It
must be taken as a command of the broadest scope that explicit
language, read in the context of a liberty-loving society, will
allow."
Bridges v. California, 314 U.
S. 252,
314 U. S. 263
(1941) (footnote omitted). It is not crucial whether we describe
this right to attend criminal trials to hear, see, and communicate
observations concerning them as a "right of access,"
cf.
Gannett, supra at
443 U. S. 397
(POWELL, J., concurring);
Saxbe v. Washington Post Co.,
417 U. S. 843
(1974);
Pell v. Procunier, 417 U.
S. 817 (1974), [
Footnote 11] or a "right to gather information," for we
have recognized that, "without some protection for seeking out the
news, freedom of the press could be eviscerated."
Branzburg v.
Hayes, 408 U. S. 665,
408 U. S. 681
(1972). The explicit, guaranteed rights to speak and to publish
concerning what takes place at a
Page 448 U. S. 577
trial would lose much meaning if access to observe the trial
could, as it was here, be foreclosed arbitrarily. [
Footnote 12]
B
The right of access to places traditionally open to the public,
as criminal trials have long been, may be seen as assured by the
amalgam of the First Amendment guarantees of speech and press; and
their affinity to the right of assembly is not without relevance.
From the outset, the right of assembly was regarded not only as an
independent right, but also as a catalyst to augment the free
exercise of the other First Amendment rights with which it was
deliberately linked by the draftsmen. [
Footnote 13]
Page 448 U. S. 578
"The right of peaceable assembly is a right cognate to those of
free speech and free press, and is equally fundamental."
De
Jonge v. Oregon, 299 U. S. 353,
299 U. S. 364
(1937). People assemble in public places not only to speak or to
take action, but also to listen, observe, and learn; indeed, they
may "assembl[e] for any lawful purpose,"
Hague v. CIO,
307 U. S. 496,
307 U. S. 519
(1939) (opinion of Stone, J.). Subject to the traditional time,
place, and manner restrictions,
see, e.g., Cox v. New
Hampshire, 312 U. S. 569
(1941);
see also Cox v. Louisiana, 379 U.
S. 559,
379 U. S.
560-564 (1965), streets, sidewalks, and parks are places
traditionally open, where First Amendment rights may be exercised,
see Hague v. CIO, supra, at
307 U. S. 515
(opinion of Roberts, J.); a trial courtroom also is a public place
where the people generally -- and representatives of the media --
have a right to be present, and where their presence historically
has been thought to enhance the integrity and quality of what takes
place. [
Footnote 14]
Page 448 U. S. 579
C
The State argues that the Constitution nowhere spells out a
guarantee for the right of the public to attend trials, and that,
accordingly, no such right is protected. The possibility that such
a contention could be made did not escape the notice of the
Constitution's draftsmen; they were concerned that some important
rights might be thought disparaged because not specifically
guaranteed. It was even argued that, because of this danger, no
Bill of Rights should be adopted.
See, e.g., The
Federalist No. 84 (A. Hamilton). In a letter to Thomas Jefferson in
October, 1788, James Madison explained why he, although "in favor
of a bill of rights," had "not viewed it in an important light" up
to that time: "I conceive that, in a certain degree . . . , the
rights in question are reserved by the manner in which the federal
powers are granted." He went on to state that "there is great
reason to fear that a positive declaration of some of the most
essential rights could not be obtained in the requisite latitude."
5 Writings of James Madison 271 (G. Hunt ed.1904). [
Footnote 15]
But arguments such as the State makes have not precluded
recognition of important rights not enumerated. Notwithstanding the
appropriate caution against reading into the Constitution rights
not explicitly defined, the Court has acknowledged that certain
unarticulated rights are implicit in enumerated guarantees. For
example, the rights of association and of privacy, the right to be
presumed innocent, and the right to be judged by a standard of
proof beyond a reasonable
Page 448 U. S. 580
doubt in a criminal trial, as well as the right to travel,
appear nowhere in the Constitution or Bill of Rights. Yet these
important but unarticulated rights have nonetheless been found to
share constitutional protection in common with explicit guarantees.
[
Footnote 16] The concerns
expressed by Madison and others have thus been resolved;
fundamental rights, even though not expressly guaranteed, have been
recognized by the Court as indispensable to the enjoyment of rights
explicitly defined.
We hold that the right to attend criminal trials [
Footnote 17] is implicit in the guarantees
of the First Amendment; without the freedom to attend such trials,
which people have exercised for centuries, important aspects of
freedom of speech and "of the press could be eviscerated."
Branzburg, 408 U.S. at
408 U. S.
681.
D
Having concluded there was a guaranteed right of the public
under the First and Fourteenth Amendments to attend the trial of
Stevenson's case, we return to the closure order challenged by
appellants. The Court in
Gannett made clear that, although
the Sixth Amendment guarantees the accused a right to a public
trial, it does not give a right to a private trial. 443 U.S. at
443 U. S. 382.
Despite the fact that this was the fourth trial of the accused, the
trial judge made no findings to support closure; no inquiry was
made as to whether alternative
Page 448 U. S. 581
solutions would have met the need to ensure fairness; there was
no recognition of any right under the Constitution for the public
or press to attend the trial. In contrast to the pretrial
proceeding dealt with in
Gannett, there exist in the
context of the trial itself various tested alternatives to satisfy
the constitutional demands of fairness.
See, e.g., Nebraska
Press Assn. v. Stuart, 427 U.S. at
427 U. S.
563-565;
Sheppard v. Maxwell, 384 U.S. at
384 U. S.
357-362. There was no suggestion that any problems with
witnesses could not have been dealt with by their exclusion from
the courtroom or their sequestration during the trial.
See
id. at
384 U. S. 359.
Nor is there anything to indicate that sequestration of the jurors
would not have guarded against their being subjected to any
improper information. All of the alternatives admittedly present
difficulties for trial courts, but none of the factors relied on
here was beyond the realm of the manageable. Absent an overriding
interest articulated in findings, the trial of a criminal case must
be open to the public. [
Footnote
18] Accordingly, the judgment under review is
Reversed.
MR. JUSTICE POWELL took no part in the consideration or decision
of this case.
[
Footnote 1]
A newspaper account published the next day reported the mistrial
and went on to note that
"[a] key piece of evidence in Stevenson's original conviction
was a bloodstained shirt obtained from Stevenson's wife soon after
the killing. The Virginia Supreme Court, however, ruled that the
shirt was entered into evidence improperly."
App. 34a.
[
Footnote 2]
Virginia Code § 19.2-266 (Supp. 1980) provides in part:
"In the trial of all criminal cases, whether the same be felony
or misdemeanor cases, the court may, in its discretion, exclude
from the trial any persons whose presence would impair the conduct
of a fair trial, provided that the right of the accused to a public
trial shall not be violated."
[
Footnote 3]
At oral argument, it was represented to the Court that tapes of
the trial were available to the public as soon as the trial
terminated. Tr. of Oral Arg. 36.
[
Footnote 4]
In our view, the validity of Va.Code § 19.2-266 (Supp.
1980) was not sufficiently drawn in question by appellants before
the Virginia courts to invoke our appellate jurisdiction.
"It is essential to our jurisdiction on appeal . . . that there
be an explicit and timely insistence in the state courts that a
state statute, as applied, is repugnant to the federal
Constitution, treaties or laws."
Charleston Federal Savings & Loan Assn. v.
Alderson, 324 U. S. 182,
324 U. S. 185
(1945). Appellants never explicitly challenged the statute's
validity. In both the trial court and the State Supreme Court,
appellants argued that constitutional rights of the public and the
press prevented the court from closing a trial without first giving
notice and an opportunity for a hearing to the public and the press
and exhausting every alternative means of protecting the
defendant's right to a fair trial. Given appellants' failure
explicitly to challenge the statute, we view these arguments as
constituting claims of rights under the Constitution, which rights
are said to limit the exercise of the discretion conferred by the
statute on the trial court.
Cf. Phillips v. United States,
312 U. S. 246,
312 U. S. 252
(1941) ("[A]n attack on lawless exercise of authority in a
particular case is not an attack upon the constitutionality of a
statute conferring the authority . . ."). Such claims are properly
brought before this Court by way of our certiorari, rather than
appellate, jurisdiction.
See, e.g., Kulko v. California
Superior Court, 436 U. S. 84,
436 U. S. 90, n.
4 (1978);
Hanson v. Denckla, 357 U.
S. 235,
357 U. S. 244,
and n. 4 (1958). We shall, however, continue to refer to the
parties as appellants and appellee.
See Kulko, supra.
[
Footnote 5]
That there is little in the way of a contemporary record from
this period is not surprising. It has been noted by historians,
see E. Jenks, A Short History of English Law 3-4 (2d
ed.1922), that the early Anglo-Saxon laws
"deal rather with the novel and uncertain than with the normal
and undoubted rules of law. . . . Why trouble to record that which
every village elder knows? Only when a disputed point has long
caused bloodshed and disturbance, or when a successful invader . .
. insists on a change, is it necessary to draw up a code."
Ibid.
[
Footnote 6]
Coke interpreted certain language of an earlier chapter of the
same statute as specifically indicating that court proceedings were
to be public in nature:
"These words [
In curia Domini Regis] are of great
importance, for all Causes ought to be heard, ordered, and
determined before the Judges of the King's Courts openly in the
King's Courts,
whither all persons may resort. . . ."
2 E. Coke, Institutes of the Laws of England 103 (6th ed. 1681)
(emphasis added).
[
Footnote 7]
Bentham also emphasized that open proceedings enhanced the
performance of all involved, protected the judge from imputations
of dishonesty, and served to educate the public. Rationale of
Judicial Evidence at 522-525.
[
Footnote 8]
A collateral aspect seen by Wigmore was the possibility that
someone in attendance at the trial or who learns of the proceedings
through publicity may be able to furnish evidence in chief or
contradict "falsifiers." 6 Wigmore at 436. Wigmore gives examples
of such occurrences.
Id. at 436, and n. 2.
[
Footnote 9]
"Of course, trials must be public, and the public have a deep
interest in trials."
Pennekamp v. Florida, 328 U.
S. 331,
328 U. S. 361
(1946) (Frankfurter, J, concurring).
"A trial is a public event. What transpires in the court room is
public property."
Craig v. Harney, 331 U. S. 367,
331 U. S. 374
(1947) (Douglas, J.).
"[W]e have been unable to find a single instance of a criminal
trial conducted
in camera in any federal, state, or
municipal court during the history of this country. Nor have we
found any record of even one such secret criminal trial in England
since abolition of the Court of Star Chamber in 1641, and whether
that court ever convicted people secretly is in dispute. . ."
"This nation's accepted practice of guaranteeing a public trial
to an accused has its roots in our English common law heritage. The
exact date of its origin is obscure, but it likely evolved long
before the settlement of our land as an accompaniment of the
ancient institution of jury trial."
In re Oliver, 333 U. S. 257,
333 U. S. 266
(1948) (Black, J.) (footnotes omitted).
"One of the demands of a democratic society is that the public
should know what goes on in courts by being told by the press what
happens there, to the end that the public may judge whether our
system of criminal justice is fair and right."
Maryland v. Baltimore Radio Show, Inc., 338 U.
S. 912,
338 U. S. 920
(1950) (Frankfurter, J., dissenting from denial of certiorari)
.
"It is true that the public has the right to be informed as to
what occurs in its courts, . . . reporters of all media, including
television, are always present if they wish to be, and are plainly
free to report whatever occurs in open court. . . ."
Estes v. Texas, 381 U. S. 532,
381 U. S.
541-542 (1965) (Clark, J.);
see also id. at
381 U. S.
583-584 (Warren, C.J., concurring). (The Court ruled,
however, that the televising of the criminal trial over the
defendant's objections violated his due process right to a fair
trial.)
"The principle that justice cannot survive behind walls of
silence has long been reflected in the 'Anglo-American distrust for
secret trials.'"
Sheppard v. Maxwell, 384 U. S. 333,
384 U. S. 349
(1966) (Clark, J.).
[
Footnote 10]
The Court went on to hold that, "on the particular circumstances
of the case," 362 U.S. at
362 U. S. 616,
the accused could not complain on appeal of the "so-called
secrecy' of the proceedings," id. at 362 U. S. 617,
because, with counsel present, he had failed to object or to
request the judge to open the courtroom at the time.
[
Footnote 11]
Procunier and
Saxbe are distinguishable in the
sense that they were concerned with penal institutions which, by
definition, are not "open" or public places. Penal institutions do
not share the long tradition of openness, although traditionally
there have been visiting committees of citizens, and there is no
doubt that legislative committees could exercise plenary oversight
and "visitation rights."
Saxbe, 417 U.S. at
417 U. S. 849,
noted that
"limitation on visitations is justified by what the Court of
Appeals acknowledged as 'the truism that prisons are institutions
where public access is generally limited.' 161 U.S.App.D.C. at 80,
494 F.2d at 999.
See Adderley v. Florida, 385 U. S.
39,
385 U. S. 41 (1966)
[jails]."
See also Greer v. Spock, 424 U.
S. 828 (196) (military bases).
[
Footnote 12]
That the right to attend may be exercised by people less
frequently today, when information as to trials generally reaches
them by way of print and electronic media, in no way alters the
basic right. Instead of relying on personal observation or reports
from neighbors as in the past, most people receive information
concerning trials through the media whose representatives "are
entitled to the same rights [to attend trials] as the general
public."
Estes v. Texas, 381 U.S. at
381 U. S.
540.
[
Footnote 13]
When the First Congress was debating the Bill of Rights, it was
contended that there was no need separately to assert the right of
assembly, because it was subsumed in freedom of speech. Mr.
Sedgwick of Massachusetts argued that inclusion of "assembly" among
the enumerated rights would tend to make the Congress
"appear trifling in the eyes of their constituents. . . . If
people freely converse together, they must assemble for that
purpose; it is a self-evident, unalienable right which the people
possess; it is certainly a thing that never would be called in
question. . . ."
1 Annals of Cong. 731 (1789). Since the right existed
independent of any written guarantee, Sedgwick went on to argue
that, if it were the drafting committee's purpose to protect all
inherent rights of the people by listing them, "they might have
gone into a very lengthy enumeration of rights," but this was
unnecessary, he said, "in a Government where none of them were
intended to be infringed."
Id. at 732.
Mr. Page of Virginia responded, however, that, at times "such
rights have been opposed," and that "people have . . . been
prevented from assembling together on their lawful occasions":
"[T]herefore it is well to guard against such stretches of
authority by inserting the privilege in the declaration of rights.
If the people could be deprived of the power of assembling under
any pretext whatsoever, they might be deprived of every other
privilege contained in the clause."
Ibid. The motion to strike "assembly" was defeated.
Id. at 733.
[
Footnote 14]
It is, of course, true that the right of assembly in our Bill of
Rights was, in large part, drafted in reaction to restrictions on
such rights in England.
See, e.g., 1 Geo. 1, stat. 2, ch.
5 (1714);
cf. 36 Geo. 3, ch. 8 (1795). As we have shown,
the right of Englishmen to attend trials was not similarly limited;
but it would be ironic indeed if the very historic openness of the
trial could militate against protection of the right to attend it.
The Constitution guarantees more than simply freedom from those
abuses which led the Framers to single out particular rights. The
very purpose of the First Amendment is to guarantee all facets of
each right described; its draftsmen sought both to protect the
"rights of Englishmen" and to enlarge their scope.
See Bridges
v. California, 314 U. S. 252,
314 U. S.
263-265 (1941).
"There are no contrary implications in any part of the history
of the period in which the First Amendment was framed and adopted.
No purpose in ratifying the Bill of Rights was clearer than that of
securing for the people of the United States much greater freedom
of religion, expression, assembly, and petition than the people of
Great Britain had ever enjoyed."
Id. at
314 U. S.
265.
[
Footnote 15]
Madison's comments in Congress also reveal the perceived need
for some sort of constitutional "saving clause," which, among other
things, would serve to foreclose application to the Bill of Rights
of the maxim that the affirmation of particular rights implies a
negation of those not expressly defined.
See 1 Annals of
Cong. 438-440 (1789).
See also, e.g., 2 J. Story,
Commentaries on the Constitution of the United States 651 (5th ed.
1891). Madison's efforts, culminating in the Ninth Amendment,
served to allay the fears of those who were concerned that
expressing certain guarantees could be read as excluding
others.
[
Footnote 16]
See, e.g., NAACP v. Alabama, 357 U.
S. 449 (1958) (right of association);
Griswold v.
Connecticut, 381 U. S. 479
(1965), and
Stanley v. Georgia, 394 U.
S. 557 (1969) (right to privacy);
Estelle v.
Williams, 425 U. S. 501,
425 U. S. 503
(1976), and
Taylor v. Kentucky, 436 U.
S. 478,
436 U. S.
483-486 (1978) (presumption of innocence);
In re
Winship, 397 U. S. 358
(1970) (standard of proof beyond a reasonable doubt);
United
States v. Guest, 383 U. S. 745,
383 U. S.
757-759 (1966), and
Shapiro v. Thompson,
394 U. S. 618,
394 U. S. 630
(1969) (right to interstate travel).
[
Footnote 17]
Whether the public has a right to attend trials of civil cases
is a question not raised by this case, but we note that
historically both civil and criminal trials have been presumptively
open.
[
Footnote 18]
We have no occasion here to define the circumstances in which
all or parts of a criminal trial may be closed to the public,
cf., e.g., 6 J. Wigmore, Evidence § 1835 (J.
Chadbourn rev.1976), but our holding today does not mean that the
First Amendment rights of the public and representatives of the
press are absolute. Just as a government may impose reasonable
time, place, and manner restrictions upon the use of its streets in
the interest of such objectives as the free flow of traffic,
see, e.g., Cox v. New Hampshire, 312 U.
S. 569 (1941), so may a trial judge, in the interest of
the fair administration of justice, impose reasonable limitations
on access to a trial.
"[T]he question in a particular case is whether that control is
exerted so as not to deny or unwarrantedly abridge . . . the
opportunities for the communication of thought and the discussion
of public questions immemorially associated with resort to public
places."
Id. at
312 U. S. 574.
It is far more important that trials be conducted in a quiet and
orderly setting than it is to preserve that atmosphere on city
streets.
Compare, e.g., Kovacs v. Cooper, 336 U. S.
77 (1949),
with Illinois v. Allen, 397 U.
S. 337 (1970),
and Estes v. Texas, 381 U.
S. 532 (1965). Moreover, since courtrooms have limited
capacity, there may be occasions when not every person who wishes
to attend can be accommodated. In such situations, reasonable
restrictions on general access are traditionally imposed, including
preferential seating for media representatives.
Cf.
Gannett, 443 U.S. at
443 U. S.
397-398 (POWELL, J., concurring);
Houchins v.
KQED, Inc.,
438 U. S. 1,
438 U. S. 17
(1978) (STEWART, J., concurring in judgment);
id. at
438 U. S. 32
(STEVENS, J., dissenting).
MR. JUSTICE WHITE, concurring.
This case would have been unnecessary had
Gannett Co. v.
DePasquale, 443 U. S. 368
(1979), construed the Sixth
Page 448 U. S. 582
Amendment to forbid excluding the public from criminal
proceedings except in narrowly defined circumstances. But the Court
there rejected the submission of four of us to this effect, thus
requiring that the First Amendment issue involved here be
addressed. On this issue, I concur in the opinion of THE CHIEF
JUSTICE.
MR. JUSTICE STEVENS, concurring.
This is a watershed case. Until today, the Court has accorded
virtually absolute protection to the dissemination of information
or ideas, but never before has it squarely held that the
acquisition of newsworthy matter is entitled to any constitutional
protection whatsoever. An additional word of emphasis is therefore
appropriate.
Twice before, the Court has implied that any governmental
restriction on access to information, no matter how severe and no
matter how unjustified, would be constitutionally acceptable so
long as it did not single out the press for special disabilities
not applicable to the public at large. In a dissent joined by MR
JUSTICE BRENNAN and MR. JUSTICE MARSHALL in
Saxbe v. Washington
Post Co., 417 U. S. 843,
417 U. S. 850,
MR. JUSTICE POWELL unequivocally rejected the conclusion that
"
any governmental restriction on press access to
information,
Page 448 U. S. 583
so long as it is nondiscriminatory, falls outside the purview of
First Amendment concern."
Id. at
417 U. S. 857
(emphasis in original). And in
Houchins v. KQED, Inc.,
438 U. S. 1,
438 U. S. 19-40,
I explained at length why MR. JUSTICE BRENNAN, MR. JUSTICE POWELL,
and I were convinced that
"[a]n official prison policy of concealing . . . knowledge from
the public by arbitrarily cutting off the flow of information at
its source abridges the freedom of speech and of the press
protected by the First and Fourteenth Amendments to the
Constitution."
Id. at
438 U. S. 38.
Since MR. JUSTICE MARSHALL and MR. JUSTICE BLACKMUN were unable to
participate in that case, a majority of the Court neither accepted
nor rejected that conclusion or the contrary conclusion expressed
in the prevailing opinions. [
Footnote
2/1] Today, however, for the first time, the Court
unequivocally holds that an arbitrary interference with access to
important information is an abridgment of the freedoms of speech
and of the press protected by the First Amendment.
It is somewhat ironic that the Court should find more reason to
recognize a right of access today than it did in
Houchins.
For
Houchins involved the plight of a segment of society
least able to protect itself, an attack on a longstanding policy of
concealment, and an absence of any legitimate justification for
abridging public access to information about how government
operates. In this case, we are protecting the interests of the most
powerful voices in the community, we are concerned with an almost
unique exception to an established tradition of openness in the
conduct of criminal
Page 448 U. S. 584
trials, and it is likely that the closure order was motivated by
the judge's desire to protect the individual defendant from the
burden of a fourth criminal trial. [
Footnote 2/2]
In any event, for the reasons stated in Part II of my
Houchins opinion, 438 U.S. at
438 U. S. 338,
as well as those stated by THE CHIEF JUSTICE today, I agree that
the First Amendment protects the public and the press from
abridgment of their rights of access to information about the
operation of their government, including the Judicial Branch; given
the total absence of any record justification for the closure order
entered in this case, that order violated the First Amendment.
[
Footnote 2/1]
"Neither the First Amendment nor the Fourteenth Amendment
mandates a right of access to government information or sources of
information within the government's control."
438 U.S. at
438 U. S. 15
(opinion of BURGER, C.J.) .
"The First and Fourteenth Amendments do not guarantee the public
a right of access to information generated or controlled by
government. . . . The Constitution does no more than assure the
public and the press equal access once government has opened its
doors."
Id. at
438 U. S. 16
(STEWART, J., concurring in judgment).
[
Footnote 2/2]
Neither that likely motivation nor facts showing the risk that a
fifth trial would have been necessary without closure of the fourth
are disclosed in this record, however. The absence of any
articulated reason for the closure order is a sufficient basis for
distinguishing this case from
Gannett Co. v. DePasquale,
443 U. S. 368. The
decision today is in no way inconsistent with the perfectly
unambiguous holding in
Gannett that the rights guaranteed
by the Sixth Amendment are rights that may be asserted by the
accused, rather than members of the general public. In my opinion,
the Framers quite properly identified the party who has the
greatest interest in the right to a public trial. The language of
the Sixth Amendment is worth emphasizing:
"In all criminal prosecutions,
the accused shall enjoy
the right to a speedy and public trial, by an impartial jury of the
State and district wherein the crime shall have been committed,
which district shall have been previously ascertained by law, and
to be informed of the nature and cause of the accusation; to be
confronted with the witnesses against him; to have compulsory
process for obtaining witnesses in his favor, and to have the
Assistance of Counsel for his defence."
(Emphasis added.)
MR. JUSTICE BRENNAN, with whom MR. JUSTICE MARSHALL joins,
concurring in the judgment.
Gannett Co. v. DePasquale, 443 U.
S. 368 (1979), held that the Sixth Amendment right to a
public trial was personal to the accused, conferring no right of
access to pretrial proceedings that is separately enforceable by
the public or the press. The instant case raises the question
whether the First Amendment, of its own force and as applied to the
States through
Page 448 U. S. 585
the Fourteenth Amendment, secures the public an independent
right of access to trial proceedings. Because I believe that the
First Amendment -- of itself and as applied to the States through
the Fourteenth Amendment -- secures such a public right of access,
I agree with those of my Brethren who hold that, without more,
agreement of the trial judge and the parties cannot
constitutionally close a trial to the public. [
Footnote 3/1]
I
While freedom of expression is made inviolate by the First
Amendment, and, with only rare and stringent exceptions, may not be
suppressed,
see, e.g., Brown v. Glines, 444 U.
S. 348,
444 U. S. 364
(1980) (BRENNAN, J., dissenting);
Nebraska Press Assn. v.
Stuart, 427 U. S. 539,
427 U. S.
558-559 (1976);
id. at
427 U. S. 590
(BRENNAN, J., concurring in judgment);
New York Times Co. v.
United States, 403 U. S. 713,
403 U. S. 714
(1971) (per curiam opinion);
Near v. Minnesota ex rel.
Olson, 283 U. S. 697,
283 U. S.
715-716 (1931), the First Amendment has not been viewed
by the Court in all settings as providing an equally categorical
assurance of the correlative freedom of access to information,
see, e.g., Saxbe v. Washington Post Co., 417 U.
S. 843,
417 U. S.
849
Page 448 U. S. 586
(1974),
Zemel v. Rusk, 381 U. S.
1,
381 U. S. 16-17
(1965);
see also Houchins v. KQED, Inc., 438 U. S.
1,
438 U. S. 8-9
(1978) (opinion of BURGER, C.J.);
id. at
438 U. S. 16
(STEWART J., concurring in judgment);
Gannett Co. v.
DePasquale, 433 U.S. at
433 U. S.
401-405 (REHNQUIST, J., concurring).
But cf.
id. at
433 U. S.
397-398 (POWELL, J., concurring);
Houchins,
supra at
438 U. S. 27-38
(STEVENS, J., dissenting);
Saxbe, supra at
417 U. S.
856-864 (POWELL, J., dissenting);
Pell v.
Procunier, 417 U. S. 817,
417 U. S.
839-842 (1974) (Douglas, J., dissenting). [
Footnote 3/2] Yet the Court has not ruled
out a public access component to the First Amendment in every
circumstance. Read with care and in context, our decisions must
therefore be understood as holding only that any privilege of
access to governmental information is subject to a degree of
restraint dictated by the nature of the information and
countervailing interests in security or confidentiality.
See
Houchins, supra at
438 U. S. 8-9
(opinion of BURGER, C.J.) (access to prisons);
Saxbe,
supra at
417 U. S. 849
(same);
Pell, supra at
417 U. S.
831-832 (same);
Estes v. Texas, 381 U.
S. 532,
381 U. S.
541-542 (1965) (television in courtroom);
Zemel v.
Rusk, supra at
381 U. S. 16-17
(validation of passport to unfriendly country). These cases neither
comprehensively nor absolutely deny that public access to
information may, at times, be implied by the First Amendment and
the principles which animate it.
The Court's approach in right-of-access cases simply reflects
the special nature of a claim of First Amendment right to gather
information. Customarily, First Amendment guarantees are interposed
to protect communication between speaker
Page 448 U. S. 587
and listener. When so employed against prior restraints, free
speech protections are almost insurmountable.
See Nebraska
Press Assn. v. Stuart, supra at
427 U. S.
558-559;
New York Times Co. v. United States,
supra at
403 U. S. 714
(per curiam opinion).
See generally Brennan Address, 32
Rutgers L.Rev. 173 176 (1979). But the First Amendment embodies
more than a commitment to free expression and communicative
interchange for their own sakes; it has a structural role to play
in securing and fostering our republican system of self-government.
See United States v. Carolene Products Co., 304 U.
S. 144,
304 U. S.
152-153, n. 4 (1938);
Grosjean v. American Press
Co., 297 U. S. 233,
297 U. S.
249-250 (1936);
Stromberg v. California,
283 U. S. 359,
283 U. S. 369
(1931); Brennan,
supra at 176-177; J. Ely Democracy and
Distrust 93-94 (1980); T. Emerson, The System of Freedom of
Expression 7 (1970); A. Meiklejohn, Free Speech and Its Relation to
Self-Government (1948); Bork, Neutral Principles and Some First
Amendment Problems, 47 Ind.L.J. 1, 23 (1971). Implicit in this
structural role is not only "the principle that debate on public
issues should be uninhibited, robust, and wide-open,"
New York
Times Co. v. Sullivan, 376 U. S. 254,
376 U. S. 270
(1964), but also the antecedent assumption that valuable public
debate -- as well as other civic behavior -- must be informed.
[
Footnote 3/3] The structural
Page 448 U. S. 588
model links the First Amendment to that process of communication
necessary for a democracy to survive, and thus entails solicitude
not only for communication itself, but also for the indispensable
conditions of meaningful communication. [
Footnote 3/4]
However, because "the stretch of this protection is
theoretically endless," Brennan,
supra at
448 U. S. 177,
it must be invoked with discrimination and temperance. For, so far
as the participating citizen's need for information is concerned,
"[t]here are few restrictions on action which could not be clothed
by ingenious argument in the garb of decreased data flow."
Zemel v. Rusk, supra at
381 U. S. 16-17.
An assertion of the prerogative to gather information must
accordingly be assayed by considering the information sought and
the opposing interests invaded. [
Footnote 3/5]
This judicial task is as much a matter of sensitivity to
practical necessities as it is of abstract reasoning. But at
least
Page 448 U. S. 589
two helpful principles may be sketched. First, the case for a
right of access has special force when drawn from an enduring and
vital tradition of public entree to particular proceedings or
information.
Cf. In re Winship, 397 U.
S. 358,
397 U. S.
361-362 (1970). Such a tradition commands respect, in
part, because the Constitution carries the gloss of history. More
importantly, a tradition of accessibility implies the favorable
judgment of experience. Second, the value of access must be
measured in specifics. Analysis is not advanced by rhetorical
statements that all information bears upon public issues; what is
crucial in individual cases is whether access to a particular
government process is important in terms of that very process.
To resolve the case before us, therefore, we must consult
historical and current practice with respect to open trials, and
weigh the importance of public access to the trial process
itself.
II
"This nation's accepted practice of guaranteeing a public trial
to an accused has its roots in our English common law heritage."
In re Oliver, 333 U. S. 257,
333 U. S. 266
(1948);
see Gannett Co. v. DePasquale, 443 U.S. at
443 U. S.
419-420 (BLACKMUN, J., concurring and dissenting).
Indeed, historically and functionally, open trials have been
closely associated with the development of the fundamental
procedure of trial by jury.
In re Oliver, supra at
333 U. S. 266;
Radin, The Right to a Public Trial, 6 Temp.L.Q. 381, 388 (1932).
[
Footnote 3/6] Preeminent English
legal observers and commentators have unreservedly acknowledged and
applauded the public character of the common law
Page 448 U. S. 590
trial process.
See T. Smith, De Republica Anglorum 77,
81-82 (1970); [
Footnote 3/7] 2 E.
Coke, Institutes of the Laws of England 103 (6th ed. 1681); 3 W.
Blackstone, Commentaries *372-*373; [
Footnote 3/8] M. Hale The History of the Common Law of
England 342-344 (6th ed. 1820); [
Footnote 3/9] 1 J. Bentham, Rationale of Judicial
Evidence 584-585 (1827). And it appears that "there is little
record, if any, of secret proceedings, criminal or civil, having
occurred at any time in known English history."
Gannett,
supra at
443 U. S. 420
(BLACKMUN, J., concurring and dissenting);
see also In re
Oliver, supra at
333 U. S. 269,
n. 22; Radin,
supra, at 386-387.
This legacy of open justice was inherited by the English
settlers in America. The earliest charters of colonial government
expressly perpetuated the accepted practice of public trials.
See Concessions and Agreements of West New Jersey, 1677,
ch. XXIII; [
Footnote 3/10]
Pennsylvania Frame of Government 1682, Laws Agreed Upon in England,
V. [
Footnote 3/11] "There is no
evidence that any colonial court conducted criminal trials behind
closed doors. . . ."
Gannett Co. v. DePasquale, supra at
443 U. S. 425
(BLACKMUN, J., concurring and dissenting). Subsequently framed
state constitutions also prescribed open trial proceedings.
See, e.g., Pennsylvania Declaration of Rights, 1776, IX;
[
Footnote 3/12] North Carolina
Declaration of Rights, 1776, IX; [
Footnote 3/13] Vermont Declaration of Rights, X (1777);
[
Footnote 3/14]
see also In
re Oliver, 333 U.S. at
333 U. S.
267.
"Following the ratification in 1791 of the Federal
Constitution's Sixth Amendment, . . most of the original states and
those subsequently admitted to
Page 448 U. S. 591
the Union adopted similar constitutional provisions."
Ibid. [
Footnote 3/15]
Today, the overwhelming majority of States secure the right to
public trials.
Gannett, supra, at
443 U. S.
414-415, n. 3 (BLACKMUN, J., concurring and dissenting);
see also In re Oliver, supra at
333 U. S.
267-268,
333 U. S. 271,
and nn. 17-20.
This Court too has persistently defended the public character of
the trial process.
In re Oliver established that the Due
Process Clause of the Fourteenth Amendment forbids closed criminal
trials. Noting the "universal rule against secret trials," 333 U.S.
at
333 U. S. 266,
the Court held that
"[i]n view of this nation's historic distrust of secret
proceedings, their inherent dangers to freedom, and the universal
requirement of our federal and state governments that criminal
trials be public, the Fourteenth Amendment's guarantee that no one
shall be deprived of his liberty without due process of law means,
at least, that an accused cannot be thus sentenced to prison."
Id. at
333 U. S. 273.
[
Footnote 3/16]
Page 448 U. S. 592
Even more significantly for our present purpose,
Oliver
recognized that open trials are bulwarks of our free and democratic
government: public access to court proceedings is one of the
numerous "checks and balances" of our system, because
"contemporaneous review in the forum of public opinion is an
effective restraint on possible abuse of judicial power,"
id. at
333 U. S. 270.
See Sheppard v. Maxwell, 384 U. S. 333,
384 U. S. 350
(1966). Indeed, the Court focused with particularity upon the
public trial guarantee "as a safeguard against any attempt to
employ our courts as instruments of persecution," or "for the
suppression of political and religious heresies."
Oliver,
supra at
333 U. S. 270.
Thus,
Oliver acknowledged that open trials are
indispensable to First Amendment political and religious
freedoms.
By the same token, a special solicitude for the public character
of judicial proceedings is evident in the Court's rulings upholding
the right to report about the administration of justice. While
these decisions are impelled by the classic protections afforded by
the First Amendment to pure communication, they are also bottomed
upon a keen appreciation of the structural interest served in
opening the judicial system to public inspection. [
Footnote 3/17] So, in upholding a privilege for
reporting truthful information about judicial misconduct
proceedings,
Landmark Communications, Inc. v. Virginia,
435 U. S. 829
(1978), emphasized that public scrutiny of the operation of a
judicial disciplinary body implicates a major purpose of the First
Amendment -- "discussion of governmental affairs,"
id. at
435 U. S. 839.
Again,
Nebraska Press Assn. v. Stuart, 427 U.S. at
427 U. S. 559,
noted that the traditional guarantee against prior restraint
"should have particular force as applied to reporting of criminal
proceedings. . . ." And
Cox Broadcasting Corp. v. Cohn,
420 U. S. 469,
420 U. S. 492
(1975), instructed that,
Page 448 U. S. 593
"[w]ith respect to judicial proceedings in particular, the
function of the press serves to guarantee the fairness of trials
and to bring to bear the beneficial effects of public scrutiny upon
the administration of justice."
See Time, Inc. v. Firestone, 424 U.
S. 448,
424 U. S.
473-474,
424 U. S.
476-478 (1976) (BRENNAN, J., dissenting) (open judicial
process is essential to fulfill "the First Amendment guarantees to
the people of this Nation that they shall retain the necessary
means of control over their institutions . . .").
Tradition, contemporaneous state practice, and this Court's own
decisions, manifest a common understanding that "[a] trial is a
public event. What transpires in the court room is public
property."
Craig v. Harney, 331 U.
S. 367,
331 U. S. 374
(1947). As a matter of law and virtually immemorial custom, public
trials have been the essentially unwavering rule in ancestral
England and in our own Nation.
See In re Oliver, 333 U.S.
at
333 U. S.
266-268;
Gannett Co. v. DePasquale, 443 U.S. at
443 U. S. 386,
n. 15;
id. at
443 U. S.
418-432, and n. 11 (BLACKMUN, J., concurring and
dissenting). [
Footnote 3/18] Such
abiding adherence to the principle of open trials "reflect[s] a
profound judgment about the way in which law should be enforced and
justice administered."
Duncan v. Louisiana, 391 U.
S. 145,
391 U. S. 155
(1968).
III
Publicity serves to advance several of the particular purposes
of the trial (and, indeed, the judicial) process. Open trials play
a fundamental role in furthering the efforts of our judicial system
to assure the criminal defendant a fair and accurate adjudication
of guilt or innocence.
See, e.g., Estes v. Texas, 381 U.S.
at
381 U. S.
538-539. But, as a feature of our
Page 448 U. S. 594
governing system of justice, the trial process serves other,
broadly political, interests, and public access advances these
objectives as well. To that extent, trial access possesses specific
structural significance. [
Footnote
3/19]
The trial is a means of meeting "the notion, deeply rooted in
the common law, that
justice must satisfy the appearance of
justice.'" Levine v. United States, 362 U.
S. 610, 362 U. S. 616
(1960), quoting Offutt v. United States, 348 U. S.
11, 348 U. S. 14
(1954); accord, Gannett Co. v. DePasquale, supra, at
443 U. S. 429
(BLACKMUN, J., concurring and dissenting); see Cowley v.
Pulsifer, 137 Mass. 392, 394 (1884) (Holmes, J.). For a
civilization founded upon principles of ordered liberty to survive
and flourish, its members must share the conviction that they are
governed equitably. That necessity underlies constitutional
provisions as diverse as the rule against takings without just
compensation, see PruneYard Shopping Center v. Robins,
447 U. S. 74,
447 U. S. 82-83,
and n. 7 (1980), and the Equal Protection Clause. It also mandates
a system of justice that demonstrates the fairness of the law to
our citizens. One
Page 448 U. S. 595
major function of the trial, hedged with procedural protections
and conducted with conspicuous respect for the rule of law, is to
make that demonstration.
See In re Oliver, supra, at
333 U. S. 270,
n. 24.
Secrecy is profoundly inimical to this demonstrative purpose of
the trial process. Open trials assure the public that procedural
rights are respected, and that justice is afforded equally. Closed
trials breed suspicion of prejudice and arbitrariness, which in
turn spawns disrespect for law. Public access is essential,
therefore, if trial adjudication is to achieve the objective of
maintaining public confidence in the administration of justice.
See Gannett, supra at
443 U. S.
428-429 (BLACKMUN, J., concurring and dissenting).
But the trial is more than a demonstrably just method of
adjudicating disputes and protecting rights. It plays a pivotal
role in the entire judicial process, and, by extension, in our form
of government. Under our system, judges are not mere umpires, but,
in their own sphere, lawmakers -- a coordinate branch of
government. [
Footnote
3/20] While individual cases turn upon the controversies
between parties, or involve particular prosecutions, court rulings
impose official and practical consequences upon members of society
at large. Moreover, judges bear responsibility for the vitally
important task of construing and securing constitutional rights.
Thus, so far as the
Page 448 U. S. 596
trial is the mechanism for judicial factfinding, as well as the
initial forum for legal decisionmaking, it is a genuine
governmental proceeding.
It follows that the conduct of the trial is preeminently a
matter of public interest.
See Cox Broadcasting Corp. v.
Cohn, 420 U.S. at
420 U. S.
491-492;
Maryland v. Baltimore Radio Show,
Inc., 338 U. S. 912,
338 U. S. 920
(1950) (opinion of Frankfurter, J., respecting denial of
certiorari). More importantly, public access to trials acts as an
important check, akin in purpose to the other checks and balances
that infuse our system of government.
"The knowledge that every criminal trial is subject to
contemporaneous review in the forum of public opinion is an
effective restraint on possible abuse of judicial power,"
In re Oliver, 333 U.S. at
333 U. S. 270
-- an abuse that, in many cases, would have ramifications beyond
the impact upon the parties before the court. Indeed,
"
[w]ithout publicity, all other checks are insufficient: in
comparison of publicity, all other checks are of small account.'"
Id. at 333 U. S. 271,
quoting 1 J. Bentham, Rationale of Judicial Evidence 524 (1827);
see 3 W. Blackstone, Commentaries *372; M. Hale, History
of the Common Law of England 344 (6th ed. 1820); 1 J. Bryce, The
American Commonwealth 514 (rev.1931).
Finally, with some limitations, a trial aims at true and
accurate factfinding. Of course, proper factfinding is to the
benefit of criminal defendants and of the parties in civil
proceedings. But other, comparably urgent, interests are also often
at stake. A miscarriage of justice that imprisons an innocent
accused also leaves a guilty party at large, a continuing threat to
society. Also, mistakes of fact in civil litigation may inflict
costs upon others than the plaintiff and defendant. Facilitation of
the trial factfinding process, therefore, is of concern to the
public as well as to the parties. [
Footnote 3/21]
Publicizing trial proceedings aids accurate factfinding. "Public
trials come to the attention of key witnesses unknown
Page 448 U. S. 597
to the parties."
In re Oliver, supra at
333 U. S. 270,
n. 24;
see Tanksley v. United States, 145 F.2d 58, 59 (CA9
1944); 6 J. Wigmore, Evidence § 1834 (J. Chadbourn rev.197).
Shrewd legal observers have averred that
"open examination of witnesses
viva voce, in the
presence of all mankind, is much more conducive to the clearing up
of truth than the private and secret examination . . . where a
witness may frequently depose that in private which he will be
ashamed to testify in a public and solemn tribunal."
3 Blackstone,
supra, at *373.
See Tanksley v.
United States, supra at 59-60; Hale,
supra at 345; 1
Bentham,
supra at 522-523. And experience has borne out
these assertions about the truthfinding role of publicity.
See Hearings on S. 290 before the Subcommittee on
Constitutional Rights and the Subcommittee on Improvements in
Judicial Machinery of the Senate Judiciary Committee, 89th Cong.,
1st Sess., pt. 2, pp. 433-434, 437-438 (1966).
Popular attendance at trials, in sum, substantially furthers the
particular public purposes of that critical judicial proceeding.
[
Footnote 3/22] In that sense,
public access is an indispensable element of the trial process
itself. Trial access, therefore, assumes structural importance in
our "government of laws,"
Marbury v.
Madison, 1 Cranch 137,
5 U. S. 163
(1803).
IV
As previously noted, resolution of First Amendment public access
claims in individual cases must be strongly influenced
Page 448 U. S. 598
by the weight of historical practice and by an assessment of the
specific structural value of public access in the circumstances.
With regard to the case at hand, our ingrained tradition of public
trials and the importance of public access to the broader purposes
of the trial process, tip the balance strongly toward the rule that
trials be open. [
Footnote 3/23]
What countervailing interests might be sufficiently compelling to
reverse this presumption of openness need not concern us now,
[
Footnote 3/24] for the statute
at stake here authorizes trial closures at the unfettered
discretion of the judge and parties. [
Footnote 3/25] Accordingly, Va.Code § 19.2-266
(Supp. 1980) violates the First and Fourteenth Amendments, and the
decision of the Virginia Supreme Court to the contrary should be
reversed.
[
Footnote 3/1]
Of course, the Sixth Amendment remains the source of the
accused's own right to insist upon public judicial proceedings.
Gannett Co. v. DePasquale, 443 U.
S. 368 (1979).
That the Sixth Amendment explicitly establishes a public trial
right does not impliedly foreclose the derivation of such a right
from other provisions of the Constitution. The Constitution was not
framed as a work of carpentry, in which all joints must fit snugly
without overlapping. Of necessity, a document that designs a form
of government will address central political concerns from a
variety of perspectives. Significantly, this Court has recognized
the open trial right both as a matter of the Sixth Amendment and as
an ingredient in Fifth Amendment due process.
See Levine v.
United States, 362 U. S. 610,
362 U. S. 614,
362 U. S. 616
(1960);
cf. In re Oliver, 333 U.
S. 257 (1948) (Fourteenth Amendment due process).
Analogously, racial segregation has been found independently
offensive to the Equal Protection and Fifth Amendment Due Process
Clauses.
Compare Brown v. Board of Education, 347 U.
S. 483,
347 U. S. 495
(1954),
with Bolling v. Sharpe, 347 U.
S. 497,
347 U. S.
499-500 (1954).
[
Footnote 3/2]
A conceptually separate, yet related, question is whether the
media should enjoy greater access rights than the general public.
See, e.g., Saxbe v. Washington Post Co., 417 U.S. at
417 U. S. 850;
Pell v. Procunier, 417 U.S. at
417 U. S.
834-835. But no such contention is at stake here. Since
the media's right of access is at least equal to that of the
general public,
see ibid., this case is resolved by a
decision that the state statute unconstitutionally restricts public
access to trials. As a practical matter, however, the institutional
press is the likely, and fitting, chief beneficiary of a right of
access because it serves as the "agent" of interested citizens, and
funnels information about trials to a large number of
individuals.
[
Footnote 3/3]
This idea has been foreshadowed in MR. JUSTICE POWELL's dissent
in
Saxbe v. Washington Post Co., supra at
417 U. S.
862-863:
"What is at stake here is the societal function of the First
Amendment in preserving free public discussion of governmental
affairs. No aspect of that constitutional guarantee is more rightly
treasured than its protection of the ability of our people through
free and open debate to consider and resolve their own destiny. . .
. '[The] First Amendment is one of the vital bulwarks of our
national commitment to intelligent self-government.' . . . It
embodies our Nation's commitment to popular self-determination and
our abiding faith that the surest course for developing sound
national policy lies in a free exchange of views on public issues.
And public debate must not only be unfettered; it must also be
informed. For that reason, this Court has repeatedly stated that
First Amendment concerns encompass the receipt of information and
ideas as well as the right of free expression."
(Footnote omitted.)
[
Footnote 3/4]
The technique of deriving specific rights from the structure of
our constitutional government, or from other explicit rights, is
not novel. The right of suffrage has been inferred from the nature
of "a free and democratic society," and from its importance as a
"preservative of other basic civil and political rights. . . ."
Reynolds v. Sims, 377 U. S. 533,
377 U. S.
561-562 (1964),
San Antonio Independent School Dist.
v. Rodriguez, 411 U. S. 1,
411 U. S. 34, n.
74 (1973). So, too, the explicit freedoms of speech, petition, and
assembly have yielded a correlative guarantee of certain
associational activities.
NAACP v. Button, 371 U.
S. 415,
371 U. S. 430
(1963).
See also Rodriguez, supra at
411 U. S. 33-34
(indicating that rights may be implicitly embedded in the
Constitution); 411 U.S. at
411 U. S. 62-63 (BRENNAN, J., dissenting);
id.
at
411 U. S.
112-115 (MARSHALL, J., dissenting);
Lamont v.
Postmaster General, 381 U. S. 301,
381 U. S. 308
(1965) (BRENNAN, J., concurring).
[
Footnote 3/5]
Analogously, we have been somewhat cautious in applying First
Amendment protections to communication by way of nonverbal and
nonpictorial conduct. Some behavior is so intimately connected with
expression that, for practical purposes, it partakes of the same
transcendental constitutional value as pure speech.
See, e.g.,
Tinker v. Des Moines School District, 393 U.
S. 503,
393 U. S.
505-506 (1969). Yet where the connection between
expression and action id perceived as more tenuous, communicative
interests may be overridden by competing social values.
See,
e.g., Hughes v. Superior Court, 339 U.
S. 460,
339 U. S.
464-465 (1950).
[
Footnote 3/6]
"[The public trial] seems almost a necessary incident of jury
trials, since the presence of a jury . . . already insured the
presence of a large part of the public. We need scarcely be
reminded that the jury was the
patria, the 'country,' and
that it was in that capacity, and not as judges, that it was
summoned."
Radin, The Right to a Public Trial, 6 Temp.L.Q. 381, 388 (1932);
see 3 W. Blackstone, Commentaries *349 ("trial
by
jury, called also the trial
per pais, or
by the
country"); T. Smith, De Republica Anglorum 79 (1970).
[
Footnote 3/7]
First published in 1583.
[
Footnote 3/8]
First published in 1765.
[
Footnote 3/9]
First edition published in 1713.
[
Footnote 3/10]
Quoted in 1 B. Schwartz, The Bill of Rights: A Documentary
History 129 (1971).
[
Footnote 3/11]
Id. at 140.
[
Footnote 3/12]
Id. at 265.
[
Footnote 3/13]
Id. at 287.
[
Footnote 3/14]
Id. at 323
[
Footnote 3/15]
To be sure, some of these constitutions, such as the
Pennsylvania Declaration of Rights, couched their public trial
guarantees in the language of the accused's rights. But although
the Court has read the Federal Constitution's explicit public trial
provision, U.S.Const., Amdt. 6, as benefiting the defendant alone,
it does not follow that comparably worded state guarantees must be
so construed.
See Gannett Co. v. DePasquale, 443 U.S. at
443 U. S. 425,
and n. 9 (BLACKMUN, J., concurring and dissenting);
cf. also
Mallott v. State, 608 P.2d 737,
745, n. 12 (Alaska 1980). And even if the specific state public
trial protections must be invoked by defendants, those state
constitutional clauses still provide evidence of the importance
attached to open trials by the founders of our state governments.
Indeed, it may have been thought that linking public trials to the
accused's privileges was the most effective way of assuring a
vigorous representative for the popular interest.
[
Footnote 3/16]
Notably,
Oliver did not rest upon the simple
incorporation of the Sixth Amendment into the Fourteenth, but upon
notions intrinsic to due process, because the criminal contempt
proceedings at issue in the case were "not within
all criminal
prosecutions' to which [the Sixth] . . . Amendment applies."
Levine v. United States, 362 U. S. 610,
362 U. S. 616
(1960); see also 448
U.S. 555fn3/1|>n. 1, supra.
[
Footnote 3/17]
As Mr. Justice Holmes pointed out in his opinion for the
Massachusetts Supreme Judicial Court in
Cowley v.
Pulsifer, 137 Mass. 392, 394 (1884), "the privilege [to
publish reports of judicial proceedings] and the access of the
public to the courts stand in reason upon common ground."
See
Lewis v. Levy, El., Bl., & El. 537, 120 Eng.Rep. 610 (K.B.
1858).
[
Footnote 3/18]
The dictum in
Branzburg v. Hayes, 408 U.
S. 665,
408 U. S.
684-685 (1972), that "[n]ewsmen . . . may be prohibited
from attending or publishing information about trials if such
restrictions are necessary to assure a defendant fair trial . . ."
is not to the contrary; it simply notes that rights of access may
be curtailed where there are sufficiently powerful countervailing
considerations.
See supra at
448 U. S.
588.
[
Footnote 3/19]
By way of analogy, we have fashioned rules of criminal procedure
to serve interests implicated in the trial process beside those of
the defendant. For example, the exclusionary rule is prompted not
only by the accused's interest in vindicating his own rights, but
also, in part, by the independent "
imperative of judicial
integrity.'" See, e.g., Terry v. Ohio, 392 U. S.
1, 392 U. S. 12-13
(1968), quoting Elkins v. United States, 364 U.
S. 206, 222 (1960); United States v. Calandra,
414 U. S. 338,
414 U. S.
357-359 (1974) (BRENNAN, J., dissenting); Olmstead
v. United States, 277 U. S. 438,
277 U. S.
484-485 (1928) (Brandeis, J., dissenting); id.
at 277 U. S. 470
(Holmes, J., dissenting). And several Members of this Court have
insisted that criminal entrapment cannot be "countenanced," because
the "obligation" to avoid
"enforcement of the law by lawless means . . . goes beyond the
conviction of the particular defendant before the court. Public
confidence in the fair and honorable administration of justice . .
. is the transcending value at stake."
Sherman v. United States, 356 U.
S. 369,
356 U. S. 380
(1958) (Frankfurter, J., concurring in result);
see United
States v. Russell, 411 U. S. 423,
411 U. S.
436-439 (1973) (Douglas, J., dissenting);
id.
at
411 U. S.
442-443 (STEWART, J., dissenting);
Sorrells v.
United States, 287 U. S. 435,
287 U. S. 455
(1932) (opinion of Roberts, J.);
Casey v. United States,
276 U. S. 413,
276 U. S. 423,
276 U. S. 425
(1928) (Brandeis, J., dissenting) .
[
Footnote 3/20]
The interpretation and application of constitutional and
statutory law, while not legislation, is lawmaking, albeit of a
kind that is subject to special constraints and informed by unique
considerations. Guided and confined by the Constitution and
pertinent statutes, judges are obliged to be discerning, to
exercise judgment, and to prescribe rules. Indeed, at times, judges
wield considerable authority to formulate legal policy in
designated areas.
See, e.g., Moragne v. States Marine
Lines, 398 U. S. 375
(197);
Banco Nacional de Cuba v. Sabbatino, 376 U.
S. 398 (1964);
Textile Workers v. Lincoln
Mills, 353 U. S. 448,
353 U. S.
456-457 (1957); P. Areeda, Antitrust Analysis 45-46 (2d
ed.1974) ("Sherman Act [is] . . . a general authority to do what
common law courts usually do: to use certain customary techniques
of judicial reasoning . . . and to develop, refine, and innovate in
the dynamic common law tradition").
[
Footnote 3/21]
Further, the interest in insuring that the innocent are not
punished may be shared by the general public, in addition to the
accused himself.
[
Footnote 3/22]
In advancing these purposes, the availability of a trial
transcript is no substitute for a public presence at the trial
itself. As any experienced appellate judge can attest, the "cold"
record is a very imperfect reproduction of events that transpire in
the courtroom. Indeed, to the extent that publicity serves as a
check upon trial officials, "[r]ecordation . . . would be found to
operate rather as cloa[k] than chec[k]; as cloa[k] in reality, as
chec[k] only in appearance."
In re Oliver, 333 U.S. at
333 U. S. 271,
quoting 1 J. Bentham, Rationale of Judicial Evidence 524 (1827);
see id. at 577-578.
[
Footnote 3/23]
The presumption of public trials is, of course, not at all
incompatible with reasonable restrictions imposed upon courtroom
behavior in the interests of decorum.
Cf. Illinois v.
Allen, 397 U. S. 337
(1970). Thus, when engaging in interchanges at the bench, the trial
judge is not required to allow public or press intrusion upon the
huddle. Nor does this opinion intimate that judges are restricted
in their ability to conduct conferences in chambers, inasmuch as
such conferences are distinct from trial proceedings.
[
Footnote 3/24]
For example, national security concerns about confidentiality
may sometimes warrant closures during sensitive portions of trial
proceedings, such as testimony about state secrets.
Cf. United
States v. Nixon, 418 U. S. 683,
418 U. S.
714-716 (1974).
[
Footnote 3/25]
Significantly, closing a trial lacks even the justification for
barring the door to pretrial hearings: the necessity of preventing
dissemination of suppressible prejudicial evidence to the public
before the jury pool has become, in a practical sense, finite and
subject to sequestration.
MR. JUSTICE STEWART, concurring in the judgment.
In
Gannett Co. v. DePasquale, 443 U.
S. 368, the Court held that the Sixth Amendment, which
guarantees "the accused" the right to a public trial, does not
confer upon representatives of the press or members of the general
public any right of access to a trial. [
Footnote 4/1] But the Court explicitly left
Page 448 U. S. 599
open the question whether such a right of access may be
guaranteed by other provisions of the Constitution,
id. at
443 U. S.
391-393. MR. JUSTICE POWELL expressed the view that the
First and Fourteenth Amendments do extend at least a limited right
of access even to pretrial suppression hearings in criminal cases,
id. at
443 U. S.
397-403 (concurring opinion). MR. JUSTICE REHNQUIST
expressed a contrary view,
id. at
443 U. S.
403-406 (concurring opinion). The remaining Members of
the Court were silent on the question.
Whatever the ultimate answer to that question may be with
respect to pretrial suppression hearings in criminal cases, the
First and Fourteenth Amendments clearly give the press and the
public a right of access to trials themselves, civil as well as
criminal. [
Footnote 4/2] As has
been abundantly demonstrated in Part II of the opinion of THE CHIEF
JUSTICE, in MR. JUSTICE BRENNAN's opinion concurring in the
judgment, and in MR. JUSTICE BLACKMUN's opinion dissenting in part
last Term in the
Gannett case, supra at
448 U. S. 406,
it has for centuries been a basic presupposition of the
Anglo-American legal system that trials shall be public trials. The
opinions referred to also convincingly explain the many good
reasons why this is so. With us, a trial is, by very definition, a
proceeding open to the press and to the public.
In conspicuous contrast to a military base,
Greer v.
Spock, 424 U. S. 828; a
jail,
Adderley v. Florida, 385 U. S.
39; or a prison,
Pell v. Procunier,
417 U. S. 817, a
trial courtroom is a public place. Even more than city streets,
sidewalks, and
Page 448 U. S. 600
parks as areas of traditional First Amendment activity,
e.g., Shuttlesworth v. Birmingham, 394 U.
S. 147, a trial courtroom is a place where
representatives of the press and of the public are not only free to
be, but where their presence serves to assure the integrity of what
goes on.
But this does not mean that the First Amendment right of members
of the public and representatives of the press to attend civil and
criminal trials is absolute. Just as a legislature may impose
reasonable time, place, and manner restrictions upon the exercise
of First Amendment freedoms, so may a trial judge impose reasonable
limitations upon the unrestricted occupation of a courtroom by
representatives of the press and members of the public.
Cf.
Sheppard v. Maxwell, 384 U. S. 333.
Much more than a city street, a trial courtroom must be a quiet and
orderly place.
Compare Kovacs v. Cooper, 336 U. S.
77,
with Illinois v. Allen, 397 U.
S. 337, and
Estes v. Texas, 381 U.
S. 532. Moreover, every courtroom has a finite physical
capacity, and there may be occasions when not all who wish to
attend a trial may do so. [
Footnote
4/3] And while there exist many alternative ways to satisfy the
constitutional demands of a fair trial, [
Footnote 4/4] those demands may also sometimes justify
limitations upon the unrestricted presence of spectators in the
courtroom. [
Footnote 4/5]
Since, in the present case, the trial judge appears to have
Page 448 U. S. 601
given no recognition to the right of representatives of the
press and members of the public to be present at the Virginia
murder trial over which he was presiding, the judgment under review
must be reversed.
It is upon the basis of these principles that I concur in the
judgment.
[
Footnote 4/1]
The Court also made clear that the Sixth Amendment does not give
the accused the right to a private trial. 443 U.S. at
443 U. S. 382.
Cf. Singer v. United States, 380 U. S.
24 (Sixth Amendment right of trial by jury does not
include right to be tried without a jury).
[
Footnote 4/2]
It has long been established that the protections of the First
Amendment are guaranteed by the Fourteenth Amendment against
invasion by the States.
E.g., Gitlow v. New York,
268 U. S. 652. The
First Amendment provisions relevant to this case are those
protecting free speech and a free press. The right to speak implies
a freedom to listen,
Kleindienst v. Mandel, 408 U.
S. 753. The right to publish implies a freedom to gather
information,
Branzburg v. Hayes, 408 U.
S. 665,
408 U. S. 681.
See opinion of MR JUSTICE BRENNAN concurring in the
judgment,
ante p.
448 U. S. 584,
passim.
[
Footnote 4/3]
In such situations, representatives of the press must be assured
access.
Houchins v. KQED, Inc., 438 U. S.
1,
438 U. S. 16
(opinion concurring in judgment).
[
Footnote 4/4]
Such alternatives include sequestration of juries, continuances,
and changes of venue.
[
Footnote 4/5]
This is not to say that only constitutional considerations can
justify such restrictions. The preservation of trade secrets, for
example, might justify the exclusion of the public from at least
some segments of a civil trial. And the sensibilities of a youthful
prosecution witness, for example, might justify similar exclusion
in a criminal trial for rape, so long as the defendant's Sixth
Amendment right to a public trial were not impaired.
See, e.g.,
Stamicarbon, N.V. v. American Cyanamid Co., 56 F.2d 532,
539-542 (CA2 1974).
MR. JUSTICE BLACKMUN, concurring in the judgment.
My opinion and vote in partial dissent last Term in
Gannett
Co. v. DePasquale, 443 U. S. 368,
443 U. S. 406
(1979), compels my vote to reverse the judgment of the Supreme
Court of Virginia.
I
The decision in this case is gratifying for me for two
reasons:
It is gratifying, first, to see the Court now looking to and
relying upon legal history in determining the fundamental public
character of the criminal trial.
Ante at
448 U. S.
564-569,
448 U. S.
572-574, and n. 9. The partial dissent in
Gannett, 443 U.S. at
443 U. S.
419-433, took great pains in assembling -- I believe
adequately -- the historical material, and in stressing its
importance to this area of the law.
See also MR. JUSTICE
BRENNAN's helpful review set forth as Part II of his opinion in the
present case.
Ante at
448 U. S.
589-593. Although the Court in
Gannett gave a
modicum of lip service to legal history, 443 U.S. at
443 U. S. 386,
n. 15, it denied its obvious application when the defense and the
prosecution, with no resistance by the trial judge, agreed that the
proceeding should be closed.
The Court's return to history is a welcome change in
direction.
It is gratifying, second, to see the Court wash away at least
some of the graffiti that marred the prevailing opinions in
Gannett. No fewer than 12 times in the primary opinion in
that case, the Court (albeit in what seems now to have become
Page 448 U. S. 602
clear dicta) observed that its Sixth Amendment closure ruling
applied to the trial itself. The author of the first concurring
opinion was fully aware of this, and would have restricted the
Court's observations and ruling to the suppression hearing.
Id. at
443 U. S. 394.
Nonetheless, he joined the Court's opinion,
ibid., with
its multiple references to the trial itself; the opinion was not a
mere concurrence in the Court's judgment. And MR. JUSTICE
REHNQUIST, in his separate concurring opinion, quite understandably
observed, as a consequence, that the Court was holding "without
qualification," that "
members of the public have no
constitutional right under the Sixth and Fourteenth Amendments to
attend criminal trials,'" id. at 443 U. S. 403,
quoting from the primary opinion, id. at 443 U. S. 391.
The resulting confusion among commentators [Footnote 5/1] and journalist [Footnote 5/2] was not surprising.
Page 448 U. S. 603
II
The Court's ultimate ruling in
Gannett, with such
clarification as is provided by the opinions in this case today,
apparently is now to the effect that there is no Sixth Amendment
right on the part of the public -- or the press -- to an open
hearing on a motion to suppress. I, of course, continue to believe
that
Gannett was in error, both in its interpretation of
the Sixth Amendment generally and in its application to the
suppression hearing, for I remain convinced that the right to a
public trial is to be found where the Constitution explicitly
placed it -- in the Sixth Amendment. [
Footnote 5/3]
The Court, however, has eschewed the Sixth Amendment route. The
plurality turns to other possible constitutional sources, and
invokes a veritable potpourri of them -- the Speech Clause of the
First Amendment, the Press Clause, the Assembly Clause, the Ninth
Amendment, and a cluster of penumbral guarantees recognized in past
decisions. This course is troublesome, but it is the route that has
been selected, and, at least for now, we must live with it. No
purpose would be served by my spelling out at length here the
reasons for my saying that the course is troublesome. I need do no
more than observe that uncertainty marks the nature -- and
strictness -- of the standard of closure the Court adopts. The
plurality opinion speaks of "an overriding interest articulated in
findings,"
ante at
448 U. S. 581;
MR. JUSTICE STEWART reserves, perhaps not inappropriately,
"reasonable limitations,"
ante at
448 U. S. 600;
MR. JUSTICE BRENNAN presents his separate analytical framework; MR.
JUSTICE POWELL, in
Gannett, was critical of those Justices
who, relying on the Sixth Amendment, concluded
Page 448 U. S. 604
that closure is authorized only when "strictly and inescapably
necessary," 443 U.S. at
443 U. S.
339-400; and MR. JUSTICE REHNQUIST continues his flat
rejection of, among others, the First Amendment avenue.
Having said all this, and with the Sixth Amendment set to one
side in this case, I am driven to conclude, as a secondary
position, that the First Amendment must provide some measure of
protection for public access to the trial. The opinion in partial
dissent in
Gannett explained that the public has an
intense need and a deserved right to know about the administration
of justice in general; about the prosecution of local crimes in
particular; about the conduct of the judge, the prosecutor, defense
counsel, police officers, other public servants, and all the actors
in the judicial arena; and about the trial itself.
See 443
U.S. at
443 U. S. 413,
and n. 2,
443 U. S. 414,
443 U. S.
428-429,
443 U. S. 448.
See also Cox Broadcasting Corp. v. Cohn, 420 U.
S. 469,
420 U. S. 492
(1975). It is clear and obvious to me, on the approach the Court
has chosen to take, that, by closing this criminal trial, the trial
judge abridged these First Amendment interests of the public.
I also would reverse, and I join the judgment of the Court.
[
Footnote 5/1]
See, e.g., Stephenson, Fair Trial-Free Press: Rights in
Continuing Conflict, 46 Brooklyn L.Rev. 39, 63 (1979) ("intended
reach of the majority opinion is unclear" (footnote omitted)); The
Supreme Court, 1978 Term, 93 Harv.L.Rev. 60, 65 (1979) ("widespread
uncertainty over what the Court held"); Note, 51 U.Colo.L.Rev. 425,
432-433 (1980) ("Gannett can be interpreted to sanction the closing
of trials"; citing "the uncertainty of the language in
Gannett," and its "ambiguous sixth amendment holding");
Note, 11 Tex.Tech.L.Rev. 159, 170-171 (1979) ("perhaps much of the
present and imminent confusion lies in the Court's own statement of
its holding"); Borow & Kruth, Closed Preliminary Hearings, 55
Calif.State Bar J. 18, 23 (1980) ("Despite the public disclaimers .
. . , the majority holding appears to embrace the right of access
to trials, as well as pretrial hearings"); Goodale,
Gannett Means What it Says; But Who Knows What it Says?,
Nat.L.J. Oct. 15, 1979, p. 20;
see also Keeffe, The Boner
Called Gannett, 66 A.B.A.J. 227 (1980).
[
Footnote 5/2]
The press -- perhaps the segment of society most profoundly
affected by
Gannett -- has called the Court's decision
"cloudy," Birmingham Post-Herald, Aug. 21, 1979, p. A4; "confused,"
Chicago Sun-Times, Sept. 20, 1979, p. 56 (cartoon); "incoherent,"
Baltimore Sun, Sept. 22, 1979, p. A14; "mushy," Washington Post,
Aug. 10, 1979, p. A15; and a "muddle," Time, Sept. 17, 1979, p. 82,
and Newsweek, Aug. 27, 1979, p. 69.
[
Footnote 5/3]
I shall not again seek to demonstrate the errors of analysis in
the Court's opinion in
Gannett. I note, however, that the
very existence of the present case illustrates the utter fallacy of
thinking, in this context, that "the public interest is fully
protected by the participants in the litigation."
Gannett Co.
v. DePasquale, 443 U.S. at
443 U. S. 384.
Cf. id. at
443 U. S.
438-439 (opinion in partial dissent).
MR. JUSTICE REHNQUIST, dissenting.
In the Gilbert and Sullivan operetta "Iolanthe," the Lord
Chancellor recites:
"The Law is the true embodiment"
"of everything that's excellent,"
"It has no kind of fault or flaw,"
"And I, my Lords, embody the Law."
It is difficult not to derive more than a little of this flavor
from the various opinions supporting the judgment in this case. The
opinion of THE CHIEF JUSTICE states:
"[H]ere, for the first time, the Court is asked to decide
whether a criminal trial itself may be closed to the public upon
the unopposed request of a defendant, without any
Page 448 U. S. 605
demonstration that closure is required to protect the
defendant's superior right to a fair trial, or that some other
overriding consideration requires closure."
Ante at
448 U. S. 564.
The opinion of MR. JUSTICE BRENNAN states:
"Read with care and in context, our decisions must therefore be
understood as holding only that any privilege of access to
governmental information is subject to a degree of restraint
dictated by the nature of the information and countervailing
interests in security or confidentiality."
Ante at
448 U. S.
586.
For the reasons stated in my separate concurrence in
Gannett
Co. v. DePasquale, 443 U. S. 368,
443 U. S. 403
(1979), I do not believe that either the First or Sixth Amendment,
as made applicable to the States by the Fourteenth, requires that a
State's reasons for denying public access to a trial, where both
the prosecuting attorney and the defendant have consented to an
order of closure approved by the judge, are subject to any
additional constitutional review at our hands. And I most certainly
do not believe that the Ninth Amendment confers upon us any such
power to review orders of state trial judges closing trials in such
situations.
See ante at
448 U. S. 579,
n. 15.
We have, at present, 50 state judicial systems and one federal
judicial system in the United States, and our authority to reverse
a decision by the highest court of the State is limited to only
those occasions when the state decision violates some provision of
the United States Constitution. And that authority should be
exercised with a full sense that the judges whose decisions we
review are making the same effort as we to uphold the Constitution.
As said by Mr. Justice Jackson, concurring in the result in
Brown v. Allen, 344 U. S. 443,
344 U. S. 540
(1953), "we are not final because we are infallible, but we are
infallible only because we are final."
The proper administration of justice in any nation is bound to
be a matter of the highest concern to all thinking citizens.
Page 448 U. S. 606
But to gradually rein in, as this Court has done over the past
generation, all of the ultimate decisionmaking power over how
justice shall be administered, not merely in the federal system,
but in each of the 50 States, is a task that no Court consisting of
nine persons, however gifted, is equal to. Nor is it desirable that
such authority be exercised by such a tiny numerical fragment of
the 220 million people who compose the population of this country.
In the same concurrence just quoted, Mr. Justice Jackson accurately
observed that
"[t]he generalities of the Fourteenth Amendment are so
indeterminate as to what state actions are forbidden that this
Court has found it a ready instrument, in one field or another, to
magnify federal, and incidentally its own, authority over the
states."
Id. at
344 U. S.
534.
However high-minded the impulses which originally spawned this
trend may have been, and which impulses have been accentuated since
the time Mr. Justice Jackson wrote, it is basically unhealthy to
have so much authority concentrated in a small group of lawyers who
have been appointed to the Supreme Court and enjoy virtual life
tenure. Nothing in the reasoning of Mr. Chief Justice Marshall in
Marbury v.
Madison, 1 Cranch 137 (103) requires that this
Court, through ever-broadening use of the Supremacy Clause, smother
a healthy pluralism which would ordinarily exist in a national
government embracing 50 States.
The issue here is not whether the "right" to freedom of the
press conferred by the First Amendment to the Constitution
overrides the defendant's "right" to a fair trial conferred by
other Amendments to the Constitution; it is, instead, whether any
provision in the Constitution may fairly be read to prohibit what
the trial judge in the Virginia state court system did in this
case. Being unable to find any such prohibition in the First, Sixth
Ninth, or any other Amendment to the United States Constitution, or
in the Constitution itself, I dissent.