Section 6(b)(1) of the Consumer Product Safety Act (CPSA)
requires that, at least 30 days prior to the "public disclosure of
any information" pertaining to a consumer product obtained by the
Consumer Product Safety Commission (Commission) pursuant to its
information-gathering authority, the Commission must notify the
manufacturer and provide it with a summary of the information to be
disclosed, if the product is to be designated or described in such
a way as to permit the public to ascertain readily the
manufacturer's identity; that the manufacturer be given a
reasonable opportunity to submit comments regarding the
information; and that the Commission "take reasonable steps to
assure" that such information is "accurate" and that disclosure is
"fair in the circumstances and reasonably related to effectuating
the purposes" of the CPSA. In the instant case, the Commission,
upon receiving Freedom of Information Act (FOIA) requests and
without complying with § 6(b)(1), decided to release certain
accident reports that it had obtained from respondent manufacturers
and that were accompanied, for the most part, by claims of
confidentiality. The District Court permanently enjoined the
Commission from disclosing the materials, rejecting its contention
that § 6(b)(1) applies only when the Commission affirmatively
undertakes to disclose information to the public, but not when it
merely complies with a request for information under the FOIA. The
Court of Appeals affirmed.
Held. Section 6(b)(1) governs the disclosure of records
by the Commission pursuant to a request under the FOIA. Pp.
447 U. S.
108-124.
(a) Nothing in § 6(b)(1)'s language, or in any other
provision of the CPSA, supports the claim that § 6(b)(1) is
limited to disclosures initiated by the Commission, a disclosure
pursuant to the FOIA being accurately characterized as a "public
disclosure" within the plain meaning of § 6(b)(1). Moreover,
§ 6(b)(2), which contains specific exceptions to §
6(b)(1)'s requirements, does not include the disclosure of
information in response to an FOIA request. And § 25(c) of the
CPSA -- designating certain reports as "public information"
notwithstanding that they might be exempted from disclosure under
the FOIA,
Page 447 U. S. 103
and thus within the scope of § 6(a)(1), which incorporates
by reference the exemptions of the FOIA -- specifically makes the
disclosure of the information subject to the limitations of §
6(b) whether it be "affirmatively" released by the Commission or
released pursuant to an FOIA request. Pp.
447 U. S.
108-110.
(b) Neither the legislative history of the CPSA prior to its
enactment nor subsequent legislative and administrative
interpretations of § 6(b)(1) warrant construing § 6(b)(1)
as being limited to the Commission's "affirmative" disclosures. Pp.
447 U. S.
110-120.
(c) Applicability of § 6(b)(1) to FOIA requests is not
precluded on the alleged ground that the Commission would be unable
to comply with FOIA time requirements for handling disclosure
requests and administrative appeals from refusals to disclose. Such
an argument assumes that the Commission must comply with FOIA time
limitations, but its Exemption 3 states that the FOIA does not
apply to matters that are specifically exempted from disclosure by
another statute which requires that the matters be withheld from
the public in such a manner as to leave no discretion on the issue,
or which establishes particular criteria for withholding or refers
to particular types of matters to be withheld. Here, § 6(b)(1)
sets forth sufficiently definite standards to fall within the scope
of Exemption 3. Pp.
447 U. S.
121-123.
(d) The argument that requiring the Commission to comply with
§ 6(b)(1) in meeting FOIA requests will impose insurmountable
burdens on the agency is entirely speculative. Moreover, any
increased burdens imposed on the Commission were intended by
Congress in striking an appropriate balance between the interests
of consumers and the need for fairness and accuracy with respect to
information disclosed by the Commission, and thus the claim of
undue burdens is properly addressed to Congress, not this Court.
Pp.
447 U. S.
123-124.
598 F.2d 790, affirmed.
REHNQUIST, J., delivered the opinion for a unanimous Court.
Page 447 U. S. 104
MR. JUSTICE REHNQUIST delivered the opinion of the Court.
The question presented is whether § 6(b)(1) of the Consumer
Product Safety Act, 15 U.S.C. § 2055(b)(1), governs the
disclosure of records by the Consumer Product Safety Commission
pursuant to a request under the Freedom of Information Act. We
granted certiorari to review a judgment of the Court of Appeals for
the Third Circuit because of the importance of the question and
because of a conflict in the Circuits. [
Footnote 1] 411 U.S. 979.
I
In 1972, Congress enacted the Consumer Product Safety Act
(CPSA), 86 Stat. 1207, 15 U.S.C. § 2051
et seq., in
order,
inter alia, "to protect the public against
unreasonable risks of injury associated with consumer products" and
"to assist consumers in evaluating the comparative safety of
consumer products." 15 U.S.C. §§ 2051(b)(1) and (2). The
CPSA created the Consumer Product Safety Commission (Commission) to
carry out the statutory purposes. 15 U.S.C. §-2053. The
Commission's powers include the authority to collect and
disseminate product safety information, 15 U.S.C. §
2054(a)(1), to conduct research and tests on consumer products, 15
U.S.C. §§ 2054(b)(1) and (2), to promulgate safety
standards, 15 U.S.C. § 2056, and to ban hazardous products, 15
U.S.C. § 2057.
Page 447 U. S. 105
Section 6 of the CPSA, 86 Stat. 1212, 15 U.S.C. § 2055,
regulates the "public disclosure" of information by the Commission.
Section 6(b)(1), with which we deal here, requires the Commission,
at least 30 days before the public disclosure of information
pertaining to a consumer product, to notify the manufacturer and to
provide it with a summary of the information to be disclosed, if
the product is to be designated or described in such a way as to
permit the public to ascertain readily the manufacturer's identity.
The manufacturer must be given a reasonable opportunity to submit
comments regarding the information. And the Commission must take
reasonable steps to assure that such information is accurate and
that disclosure is "fair in the circumstances and reasonably
related to effectuating the purposes" of the CPSA. If the
Commission subsequently finds that it has made public disclosure of
inaccurate or misleading information that adversely reflects on a
manufacturer's products or practices, the Commission must "publish
a retraction" in a manner "similar to that in which such disclosure
was made. . . ." [
Footnote
2]
Page 447 U. S. 206
The relevant facts are set forth in a case decided by this Court
earlier this Term,
GTE Sylvania, Inc. v. Consumers Union,
445 U. S. 375
(1980), and need not be restated in detail. Briefly, the Commission
obtained from respondents various accident reports, most of which
were accompanied by claims of confidentiality. The Commission
subsequently decided, after receiving Freedom of Information Act
(FOIA) requests from the Consumers Union of the United States,
Inc., and the Public Citizen's Health Research Group (the
requesters), to release even those accident reports that were
claimed to be confidential. Not surprisingly, lawsuits were soon
filed in several Federal District Courts.
See GTE Sylvania,
Inc. v. Consumers Union, supra at
445 U. S. 378,
n. 1.
Page 447 U. S. 107
The District Court for the District of Delaware ultimately
granted respondents' motion for summary judgment and permanently
enjoined the Commission from disclosing the submitted accident
reports, as well as data compiled on a computer printout from those
reports.
443 F.
Supp. 1152 (1977). [
Footnote
3] The District Court rejected the Commission's contention that
§ 6(b)(1) applies only when the Commission affirmatively
undertakes to disclose information to the public, but not when it
merely complies with a request for information under the FOIA. It
held that § 6(b)(1) is applicable to disclosures in response
to FOIA requests, and that it establishes particular criteria for
withholding information, thereby falling within the scope of
Exemption 3 of the FOIA, 5 U.S.C. § 552(b)(3). It also found
that the Commission failed to comply with § 6(b)(1) procedures
in this case. Thus, it concluded that the release of the accident
reports would be contrary to the CPSA. 443 F. Supp. at 1162.
The Court of Appeals for the Third Circuit affirmed. 598 F.2d
790 (1979). After thoroughly examining the language and legislative
history of § 6(b)(1), it concluded that
"Congress did not intend that provision to apply only to
Commission press releases, news conferences, publication of reports
and other forms of 'affirmative disclosure' of information obtained
under the Act."
598 F.2d at 811. Rather,
"the information disclosure requirements of the CPSA were meant
to protect manufacturers from the harmful effects of inaccurate or
misleading public disclosure by the Commission, through any means,
of material obtained pursuant to its broad information-gathering
powers. The policies designed to be served by section 6(b)(1) would
be severely undermined, if not eviscerated, were the Commission's
interpretation to prevail."
Id. at 811-812.
Page 447 U. S. 108
Petitioners repeat their contention here that § 6(b)(1) was
intended to provide safeguards for the release of information by
the Commission only when the Commission makes public disclosures of
information on its own initiative in carrying out its
responsibilities under the CPSA. When information is released in
this fashion, they argue, the Commission explicitly or implicitly
represents that it believes the disclosed information to be true
and that the public should rely on it. Brief for Petitioners 10.
When the Commission merely releases information in response to an
FOIA request, by contrast, they claim the Commission is obliged to
release whatever materials it possesses, and need not comply with
§ 6(b)(1), because it has not made any express or implied
statement regarding the documents released or the extent to which
those documents reflect agency policy. Brief for Petitioners 11.
Although there is some support for petitioners' interpretation of
§ 6(b)(1) in legislative history contained in a Conference
Report four years after the enactment of that section,
see
447 U. S.
infra, we agree with the Court of Appeals' determination
that "legislative history" of this sort cannot be viewed as
controlling.
II
We begin with the familiar canon of statutory construction that
the starting point for interpreting a statute is the language of
the statute itself. Absent a clearly expressed legislative
intention to the contrary, that language must ordinarily be
regarded as conclusive.
Section 6(b)(1) by its terms applies to the "public disclosure
of
any information" obtained by the Commission pursuant to
its authority under the CPSA, and to any information "to be
disclosed to the public in connection therewith." (Emphasis added.)
Nothing in the language of that section, or in any other provision
of the CPSA, supports petitioners' claim that § 6(b)(1) is
limited to disclosures initiated by the Commission. And, as a
matter of common usage, the term
Page 447 U. S. 109
"public" is properly understood as including persons who are
FOIA requesters. A disclosure pursuant to the FOIA would thus seem
to be most accurately characterized as a "public disclosure" within
the plain meaning of § 6(b)(1). [
Footnote 4]
Section 6(b)(2) of the CPSA, 15 U.S.C. § 2055(b)(2),
contains specific exceptions to the requirements of § 6(b)(1).
[
Footnote 5] But the list of
exceptions does not include the disclosure of information in
response to an FOIA request. If Congress had intended to exclude
FOIA disclosures from § 6(b)(1), it could easily have done so
explicitly in this section, as it did with respect to the other
listed exceptions. That Congress was aware of the relationship
between § 6 and the FOIA when it enacted the CPSA is exhibited
by the fact that Congress, in § 6(a)(1), specifically
incorporated by reference the nine exemptions of the FOIA, 5 U.S.C.
§ 552(b). We are consequently reluctant to conclude that
Congress' failure to include FOIA requests within the exceptions to
§ 6(b)(1) listed in § 6(b)(2) was unintentional.
Finally, § 25(c) of the CPSA, 15 U.S.C. § 2074(c),
further supports the conclusion that § 6(b)(1) was not
intended to distinguish between information disclosed to the
public
Page 447 U. S. 110
pursuant to FOIA requests and information disclosed at the
initiative of the Commission. [
Footnote 6] Section 25(c) designates accident and
investigation reports that do not identify injured parties and
their physicians, and reports on research and demonstration
projects as "public information" notwithstanding the fact that they
might be exempted from disclosure under the FOIA, and thus within
the scope of § 6(a)(1). Section 25(c), however, specifically
makes the disclosure of this information subject to the limitations
of §§ 6(a)(2) and 6(b), whether it be "affirmatively"
released by the Commission or released pursuant to an FOIA request.
The language of the CPSA thus provides little basis for accepting
petitioners' claim that § 6(b)(1) does not apply to
information released by the Commission in response to FOIA
requests.
III
Petitioners next argue that the legislative history of the CPSA
requires the conclusion that § 6(b)(1) is inapplicable to FOIA
requests despite the language of the statute. In making their
argument, petitioners concede that "the preenactment history of
this legislation does not directly address the precise issue of
statutory construction involved in this case." Brief for
Petitioners 33. They nonetheless maintain that the principal
concern underlying the adoption of the section was the danger that
the Commission might on its own initiative disseminate findings,
reports, and other product information harmful to manufacturers
without first assuring
Page 447 U. S. 111
the fairness and accuracy of the disclosure. We agree with
petitioners that industry representatives were concerned about the
harms resulting from information affirmatively disclosed by an
agency. But petitioners have failed to establish that industry
concerns were limited to information disclosed in this fashion.
[
Footnote 7] More importantly,
a full examination of the legislative history of the CPSA prior to
its enactment indicates that, for purposes of § 6(b)(1), no
distinction was made between information affirmatively disclosed by
the Commission and information released pursuant to the FOIA.
The CPSA gave the Commission broad powers to gather, analyze,
and disseminate vast amounts of private information. In granting
the Commission such authority, Congress adopted safeguards
specifically designed to protect manufacturers' reputations from
damage arising from improper disclosure of
Page 447 U. S. 112
information gathered and received by the Commission. The House
Report on the CPSA states:
"If the Commission is to act responsibly and with adequate
basis, it must have complete and full access to information
relevant to its statutory responsibilities. Accordingly, the
committee has built into this bill broad information-gathering
powers. It recognizes that, in so doing, it has recommended giving
the Commission the means of gaining access to a great deal of
information which would not otherwise be available to the public or
to Government. Much of this relates to trade secrets or other
sensitive cost and competitive information. Accordingly, the
committee has written into section 6 of the bill detailed
requirements and limitations relating to the Commission's authority
to disclose information which it acquires in the conduct of its
responsibilities under this act."
H.R.Rep. No. 92-1153, p. 31 (1972). [
Footnote 8]
Page 447 U. S. 113
The House Report does not provide any indication that the
safeguards for the release of CPSA information are inapplicable
when the Commission discloses information in response t,o an FOIA
request. And, in its explanatory comments on § 6(b)(1), the
Report makes no distinction what,soever between information
released at the initiative of the Commission
Page 447 U. S. 114
and information disclosed pursuant to an FOIA request. Rather,
it states:
"Before disseminating
any information which identifies
the manufacturer or private labeler of a product, the Commission is
directed to give the manufacturer or private labeler 30 days in
which to comment on the proposed disclosure of information. This
procedure is intended to permit the manufacturer or private labeler
an opportunity to come forward with explanatory data or other
relevant information for the Commission's consideration."
H.R.Rep. No. 92-1153,
supra, at 32 (emphasis added).
Nor does the Conference Report contain any suggestion that §
6(b)(1) does not apply to FOIA requests. As observed by the Court
of Appeals, the
"conferees' description of section 6(b)(1) is instructive in
that the accuracy and fairness requirements for 'publicly disclosed
information' are mentioned in almost the same breath as the
description of section 6(a)(1), stating that no information need be
'publicly disclosed' by the Commission if it is exempt from
disclosure under the FOIA."
598 F.2d at 809. [
Footnote
9]
Further support for this construction of § 6(b)(1) can be
found in examining comments made with respect to earlier versions
of the House bill. [
Footnote
10] In commenting on the disclosure
Page 447 U. S. 115
provisions of the administration bill, H.R. 8110, Representative
Moss, chairman of the Subcommittee on Commerce and Finance, which
was considering the House bills, stated: "I am sure the
subcommittee will want to examine carefully this proposed change in
the Freedom of Information Act." Subcommittee Hearings, pt. 2, p.
300. [
Footnote 11] The
operative information-disclosure requirements contained in §
4(c) of H.R. 8110, absent a requirement that the Commission publish
manufacturers' comments, were nonetheless enacted into law in
§ 6(b).
See n 8,
supra.
Section 4(c) and the provision that was finally enacted as
§ 6(b), by their terms, include both affirmative disclosures
by the Commission and information released pursuant to the FOIA.
And the Department of Health, Education, and Welfare, the agency
that drafted H.R. 8110, stated in its section-by-section analysis
of the bill:
"
Section 4 (c) would protect the Secretary's refusal to
disclose information not required to be released by the [FOIA], and
would expressly prohibit his disclosure of commercial secrets, or
of illness or injury data revealing [the] identity of the
victim."
"It would also require the provision of thirty days notice to
the manufacturer of any consumer product prior to the Secretary's
public disclosure of information respecting that product, if such
information would reveal the manufacturer's identity."
Subcommittee Hearings, pt. 1, p. 188.
Page 447 U. S. 116
These comments clearly do not support petitioners' reading of
the present disclosure requirements of the CPSA. And the General
Counsel of the Department of Commerce, in opposing the Senate's
less restrictive proposal for the disclosure of information by the
Commission, wrote:
"[W]e believe that, in the interest of fairness, the disclosure
of
any information should be attendant with safeguards.
These include prior notice to manufacturers, the right of the
manufacturer to rebut false information, and a requirement that the
information be fair and accurate."
S.Rep. No. 92-749, p. 100 (1972) (emphasis added) The
legislative history of § 6(b)(1) thus fails to establish that
petitioners' proposed distinction should be read into the
section
IV
Petitioners also contend that legislative interpretations of
§ 6(b)(1) made after the section was enacted, and the
Commission's administrative interpretation of that section, support
their proposed construction. Petitioners first rely on a statement
by Representative Moss, one of the sponsors of the House bill. In
testimony before a congressional Oversight Subcommittee, then
Commission Chairman Richard O. Simpson explained that the
Commission interpreted § 6(b)(1) to be inapplicable to FOIA
requests. Representative Moss then remarked: "As the primary author
of both acts, I am inclined to agree with you." Regulatory Reform:
Hearings before the Subcommittee on Oversight and Investigations of
the House Committee on Interstate and Foreign Commerce, 94th Cong.,
2d Sess., Vol. IV, pp. 7-8 (1976). Petitioners also note that, when
Congress added § 29(e), 15 U.S.C. § 2078(e), to the CPSA
in the Consumer Product Safety Commission Improvements Act of 1976,
the Conference Committee explained the joint operation of the new
section and § 6(b) as follows:
"The requirement that the Commission comply with section 6(b)
prior to another Federal agency's public
Page 447 U. S. 117
disclosure of information obtained under the Act is not intended
by the conferees to supersede or conflict with the requirements of
the Freedom of Information Act (5 U.S.C. § 552(a)(3) and
(a)(6)).
The former relates to public disclosure initiated by
the Federal agency, while the latter relates to disclosure
initiated by a specific request from a member of the public under
the Freedom of Information Act."
H.R.Conf.Rep. No. 94-1022, p. 27 (1976) (emphasis added).
[
Footnote 12]
In evaluating the weight to be attached to these statements, we
begin with the oft-repeated warning that "the views of a subsequent
Congress form a hazardous basis for inferring the intent of an
earlier one."
United States v.
Price, 361 U.S.
Page 447 U. S. 118
304,
361 U. S. 313
(1960), quoted in
United States v. Philadelphia National
Bank, 374 U. S. 321,
374 U. S.
348-349 (1963). [
Footnote 13] And ordinarily even the contemporaneous
remarks of a single legislator who sponsors a bill are not
controlling in analyzing legislative history.
Chrysler Corp. v.
Brown, 441 U. S. 281,
441 U. S. 311
(1979). We do not think that either Representative Moss' isolated
remark or the
post hoc statement of the Conference
Committee with respect to § 6(b) is entitled to much weight
here.
While Representative Moss claimed sponsorship of the CPSA
generally, he was not a sponsor of the original bill that
ultimately provided that legislation with its provisions governing
information disclosure. Rather, he authored another bill, H.R.
8157, that contained much less restrictive disclosure requirements
than those ultimately adopted. [
Footnote 14] His statement
Page 447 U. S. 119
is thus not one that provides a reliable indication as to
congressional intention. [
Footnote 15]
An examination of the statement of the Conference Committee, as
the Court of Appeals concluded, reveals that it also is not
persuasive authority in support of petitioners' position. Section
29(e), by its terms, does not purport to interpret the scope of
§ 6(b). Rather, it deals solely with the release of accident
and investigation reports by the Commission to other agencies.
See n 12,
supra. And as the Court of Appeals stated:
"[T]he conference committee statement was made in the context of
approving legislation that contained numerous and extensive
amendments to the Consumer Product Safety Act; yet the problem
before us here was not otherwise addressed by Congress in enacting
the Improvements Act. The interpretation of section 6(b) espoused
by the conferees was not mentioned by the House committee that
drafted the Improvements Act.
See H.R.Rep. No. 94-325,
94th Cong., 1st Sess. 18 (1975). The Senate version of the
Improvements Act did not contain a provision amending section 29.
[H.R.Conf.Rep. No. 94-1022, p. 26.] In the debates in the House,
the amendment to section 29, and the relationship between section
6(b) and the FOIA, were not
Page 447 U. S. 120
mentioned. Nor was the conferees' interpretation of section 6(b)
mentioned in either House when the conference report was debated.
See 122 Cong.Rec. 10,811 (House approval of the conference
report);
id. 11,585 (Senate approval) (1976)."
598 F.2d a 810-811. In light of this background, the statement
of the Conference Committee is far from authoritative as an
expression of congressional will under the oft-quoted factors
enunciated in
Skidmore v. Swift & Co., 323 U.
S. 134,
323 U. S. 140
(1944). [
Footnote 16] For
the same reasons, we reject petitioners' contention that the
Commission's 1977 administrative interpretation should be afforded
the degree of deference necessary for it to prevail here.
See 42 Fed.Reg. 54304
et seq. (1977). This case
presents a narrow legal issue that is readily susceptible of
judicial resolution. Nor are we presented here with a situation in
which there has been a longstanding contemporaneous administrative
construction upon which those subject to the jurisdiction of the
agency would have been likely to rely. [
Footnote 17]
Page 447 U. S. 121
V
Petitioners next argue that the interpretation of § 6(b)(1)
by the Court of Appeals is inconsistent with the FOIA time
requirements for the release of information. The FOIA requires an
agency to "determine within ten days . . . whether to comply with
[an FOIA] request" and to notify the requester "immediately" of the
agency's determination. 5 U.S.C. § 552(a)(6)(A)(i). The FOIA
also requires an agency to resolve any administrative appeal of a
refusal to disclose within 20 days after the filing of the appeal.
§ 552(a)(6)(A)(ii). Petitioners claim that, if § 6(b)(1)
applies to FOIA requests, the Commission will be unable to comply
with FOIA time requirements.
Petitioners' argument assumes that, despite the specific
procedural safeguards set forth in § 6(b)(1), the Commission
must comply with FOIA time limitations. Federal agencies, however,
are granted discretion to refuse FOIA requests when the requested
material falls within one of the nine statutory exemptions set
forth in 5 U.S.C. § 552(b). Exemption 3 of the FOIA, 5 U.S.C.
§ 552(b)(3), states that the FOIA does not apply to matters
that are
"specifically exempted from disclosure by statute (other than
section 552b of this title), provided that such statute (A)
requires that the matters be withheld from the public in such a
manner as to leave no discretion on the issue, or (b) establishes
particular criteria for withholding or refers to particular types
of matters to be withheld. [
Footnote 18] "
Page 447 U. S. 122
Here, § 6(b)(1) sets forth sufficiently definite standards
to fall within the scope of Exemption 3. It does not grant the
Commission broad discretion to refuse to comply with FOIA requests.
Rather, it requires that the Commission "take reasonable steps to
assure" (1) that the information is "accurate," (2) that disclosure
will be "fair in the circumstances," and (3) that disclosure will
be "reasonably related to effectuating the purposes of [the CPSA]."
[
Footnote 19] We therefore
do not
Page 447 U. S. 123
believe there is any insoluble conflict between § 6(b)(1)
and the FOIA. [
Footnote
20]
VI
Finally, petitioners argue that requiring the Commission to
comply with § 6(b)(1) in meeting FOIA requests will impose
insurmountable burdens on the agency. In making this claim,
petitioners state that the Commission receives nearly 8,000 FOIA
requests annually. The extent to which these requests will present
problems of fairness and accuracy with respect to the information
released by the Commission is entirely speculative. And in light of
the fact that Exemption 3 is applicable to the disclosure of
information controlled by § 6(b)(1), we do not think these
burdens will prove to be unbearable. Most importantly, our
interpretation of the language and legislative history of §
6(b)(1) reveals that any increased burdens imposed on the
Commission as a result of its compliance with § 6(b)(1) were
intended by Congress in striking an appropriate balance between the
interests of
Page 447 U. S. 124
consumers and the need for fairness and accuracy with respect to
information disclosed by the Commission. Thus, petitioners' claim
that the Commission's compliance with the requirements of §
6(b)(1) will impose undue burdens on the Commission is properly
addressed to Congress, not to this Court.
For the foregoing reasons, the judgment of the Court of Appeals
for the Third Circuit is
Affirmed.
[
Footnote 1]
The decision below, 598 F.2d 790 (179), is in direct conflict
with
Pierce & Stevens Chemical Corp. v. U.S. Consumer
Product Safety Comm'n, 585 F.2d 1382 (CA2 1978).
[
Footnote 2]
In its entirety, § 6 states:
"(a)(1) Nothing contained in this Act shall be deemed to require
the release of any information described by subsection (b) of
section 552, title 5, United States Code, or which is otherwise
protected by law from disclosure to the public."
"(2) All information reported to or otherwise obtained by the
Commission or its representative under this Act which information
contains or relates to a trade secret or other matter referred to
in section 1905 of title 18, United States Code, shall be
considered confidential and shall not be disclosed, except that
such information may be disclosed to other officers or employees
concerned with carrying out this Act or when relevant in any
proceeding under this Act. Nothing in this Act shall authorize the
withholding of information by the Commission or any officer or
employee under its control from the duly authorized committees of
the Congress."
"(b)(1) Except as provided by paragraph (2) of this subsection,
not less than 30 days prior to its public disclosure of any
information obtained under this Act, or to be disclosed to the
public in connection therewith (unless the Commission finds out
that the public health and safety requires a lesser period of
notice), the Commission shall, to the extent practicable, notify,
and provide a summary of the information to, each manufacturer or
private labeler of any consumer product to which such information
pertains, if the manner in which such consumer product is to be
designated or described in such information will permit the public
to ascertain readily the identity of such manufacturer or private
labeler, and shall provide such manufacturer or private labeler
with a reasonable opportunity to submit comments to the Commission
in regard to such information. The Commission shall take reasonable
steps to assure, prior to its public disclosure thereof, that
information from which the identity of such manufacturer or private
labeler may be readily ascertained is accurate, and that such
disclosure is fair in the circumstances and reasonably related to
effectuating the purposes of this Act. If the Commission finds
that, in the administration of this Act, it has made public
disclosure of inaccurate or misleading information which reflects
adversely upon the safety of any consumer product, or the practices
of any manufacturer, private labeler, distributor, or retailer of
consumer products, it shall, in a manner similar to that in which
such disclosure was made, publish a retraction of such inaccurate
or misleading information."
"(2) Paragraph (1) (except for the last sentence thereof) shall
not apply to the public disclosure of (A) information about any
consumer product with respect to which product the Commission has
filed an action under section 12 (relating to imminently hazardous
products), or which the Commission has reasonable cause to believe
is in violation of section 19 (relating to prohibited acts), or (b)
information in the course of or concerning any administrative or
judicial proceeding under this Act."
86 Stat. 1212, 15 U.S.C. § 2055.
[
Footnote 3]
Earlier decisions of the District Court are reported at
438 F.
Supp. 208 (1977) and
404 F.
Supp. 352 (1975). These decisions are discussed in
GTE
Sylvania, Inc. v. Consumers Union, 445 U.S. at
445 U. S.
377-378, and n. 1.
[
Footnote 4]
Petitioners argue that the exception to the 30-day notice
requirement where "the Commission finds out that the public health
and safety requires a lesser period of notice" suggests that the
term "public disclosure" in § 6(b)(1) should be read to
encompass only affirmative disclosures by the Commission. The
exception, they claim, makes little sense as applied to FOIA
disclosures in that such disclosures are the result of the
Commission's statutory obligation to comply with an FOIA request,
rather than a Commission-initiated decision to assist the public.
The language of 6(b)(1), however, does not limit the scope of that
section to disclosures of information intended "to assist the
public." Rather, it refers broadly to any "public disclosure." And,
as discussed in
447 U. S.
infra, the legislative history indicates that the concerns
underlying § 6(b)(1) were not limited to information
affirmatively disclosed by the Commission.
[
Footnote 5]
These exceptions, for example, include the disclosure of
information concerning an imminently hazardous product and
disclosures in the course of an administrative or judicial
proceeding under the CPSA.
[
Footnote 6]
Section 25(c), as set forth in 15 U.S. .C. § 2074(c),
states:
"Subject to sections 2055(a)(2) and 2055(b) of this title but
notwithstanding section 2055(a)(1) of this title, (1) any accident
or investigation report made under this chapter by an officer or
employee of the Commission shall be made available to the public in
a manner which will not identify any injured person or any person
treating him, without the consent of the person so identified, and
(2) all reports on research projects, demonstration projects, and
other related activities shall be public information."
[
Footnote 7]
Thus, although as petitioners point out, a vice-president of
General Electric Co., James F. Young, cautioned against the dangers
of information "[i]ssued under the dignity and with the apparent
imprimatur of the U.S. Government," Consumer Product Safety Act:
Hearings before the Subcommittee on Commerce and Finance of the
House Committee on Interstate and Foreign Commerce, 92d Cong., 1st
and 2d Sess., pt. 3, p. 1065 (1971-1972) (hereinafter Subcommittee
Hearings), other statements by industry representatives expressed
more general concerns about the disclosure by the Commission of
information relating to product safety. For example, Bernard H.
Falk, president of the National Electrical Manufacturers
Association, stated that "[n]o information should be disclosed
which is inaccurate, misleading or incomplete."
Id. at
1197. And in a prepared statement, George P. Lamb, general counsel
of the Association of Home Appliance Manufacturers, voiced the
following concern:
"Authority to collect and disseminate information carries with
it a responsibility not to disclose data that may injure a company
or reveal confidential information. A statute establishing a
standards-setting agency should state explicitly, as do many other
federal statutes, that confidential data are not to be
disseminated. A statute should also assure that
any
information to be made public is accurate, and that, if it is
derogatory, the company it identifies has had an opportunity to
refute it. H.R. 8110 contains provisions in § 4(c) that would
accomplish this."
Id. at 1237 (emphasis added).
[
Footnote 8]
The provisions of § 6 of the CPSA, as finally enacted, can
be traced to H.R. 8110, 92d Cong., 1st Sess. (1971), a bill
introduced in the House on behalf of the administration. Section
4(c) of this bill, which was also introduced in the Senate,
contained information disclosure limitations that were virtually
identical to those ultimately enacted in § 6(b)(1) of the
CPSA. It provided:
"(1) Nothing contained in this Act shall be deemed to require
the release of any information described by subsection (b) of
section 552, title 5, United States Code, or which is otherwise
protected by law from disclosure to the public. The Secretary shall
not make public information obtained by him under this Act which
would disclose trade secrets, formulas, processes, costs, methods
of doing business, or other competitive information not otherwise
available to the general public, or the names or other means of
identification of ill or injured persons without their express
written consent."
"(2)(A) Except as provided by subparagraph (b) of this
paragraph, not less than thirty days prior to his public disclosure
of any information obtained under this Act, or to be disclosed to
the public in connection therewith, the Secretary shall provide
such information to each manufacturer of any consumer product to
which such information pertains, if the manner in which such
consumer product is to be designated or described in such
information will permit the public to ascertain readily the
identity of such manufacturer, and shall provide such manufacturer
with a reasonable opportunity to submit comments to the Secretary
in regard to such information. Upon the request of such
manufacturer, the Secretary shall publish such comments or a fair
summary thereof, or a statement of the manufacturer of reasonable
length in lieu thereof, concurrently and in association with the
disclosure of the information to which such comments or statement
appertain. The Secretary shall take reasonable steps to assure,
prior to his public disclosure thereof, that information from which
the identity of such manufacturer may be readily ascertained is
accurate, and that such disclosure is fair in the circumstances and
reasonably related to effectuating the purposes of this Act. If the
Secretary finds that, in the administration of this Act, he has
made public disclosure of inaccurate or misleading information
which reflects adversely upon the safety of any consumer product,
or the practices of any manufacturer of, distributor of, importer
of, or dealer in consumer products, he shall, in a manner similar
to that in which such disclosure was made, publish a retraction of
such inaccurate or misleading information."
"(B) Subparagraph (A) (except for the last sentence thereof)
shall not apply to the public disclosure of (i) information about
any consumer product with respect to which product the Attorney
General has filed an action (or an action against a manufacturer
thereof with respect to such product) under section 12, or which
the Secretary has reasonable cause to believe is in violation of
section 15, or (ii) information about any administrative or
judicial proceeding under this Act."
Although the bill passed by the Senate omitted these safeguards,
see S.Rep. No. 92-749, pp. 49, 51 (1972), the bill passed
by the House, H.R. 1503, incorporated the administration's proposal
in this regard.
See H.R.Rep. No. 92-1153, pp. 5, 24
(1972). The information disclosure limitations contained in H.R.
15003 were accepted by the Conference Committee and ultimately
became law.
See H.R.Conf.Rep. No. 92-1593, p. 7
(1972).
[
Footnote 9]
The Conference Report stated:
"The Commission was directed to take steps to assure that
publicly disclosed information from which specific manufacturers or
distributors could be identified was accurate, and that the
disclosure was fair in the circumstances and reasonably related to
carrying out its duties. No information would be required to be
publicly disclosed if it is information described in section
552(b), title 5, United States Code (relating to information which
is entitled to be protected from public access under the Freedom of
Information Act), or which is otherwise protected by law from
disclosure to the public."
Id. at 41.
[
Footnote 10]
The conclusion that § 6(b)(1) applies to FOIA requests is
also supported by a statement of Representative James Broyhill, a
member of the Conference Committee on the CPSA. In the House
debates on the CPSA, Representative Broyhill stated that the
proposed legislation, H.R. 15003,
"requires the Commission to notify each manufacturer of its
intent to release
any information at least 30 days prior
to disclosure, and offer an opportunity for comment. This provision
is not found in any other safety legislation."
118 Cong.Rec. 31381 (172) (emphasis added).
[
Footnote 11]
The statement was made following his observation that the
administration bill, H.R. 8110, contained more restrictive
disclosure provisions than his own bill, H.R. 8157. Subcommittee
Hearings, pt. 2, p. 300.
[
Footnote 12]
Section 29(e) was added to the CPSA to
"prescrib[e] conditions under which the Commission may provide
accident and investigation reports to other Federal agencies or
State or local authorities engaged in activities relating to
health, safety, or consumer protection."
H.R.Conf.Rep. No. 91022, at 26. Section 29(e), 90 Stat. 510,
provides:
"The Commission may provide to another Federal agency or a
States or local agency or authority engaged in activities relating
to health, safety, or consumer protection, copies of any accident
or investigation report made under this Act by any officer,
employee, or agent of the Commission only if (1) information which
under section 6(a)(2) is to be considered confidential is not
included in any copy of such report which is provided under this
subsection; and (2) each Federal agency and State and local agency
and authority which is to receive under this subsection a copy of
such report provides assurances satisfactory to the Commission that
the identity of any injured person and any person who treated an
injured person will not, without the consent of the person
identified, be included in -- "
"(A) any copy of any such report, or"
"(B) any information contained in any such report,"
"which the agency or authority makes available to any member of
the public. No Federal agency or State or local agency or authority
may disclose to the public any information contained in a report
received by the agency or authority under this subsection unless
with respect to such information the Commission has complied with
the applicable requirements of section 6(b)."
[
Footnote 13]
Petitioners invoke the maxim that states: "Subsequent
legislation declaring the intent of an earlier statute is entitled
to great weight in statutory construction."
Red Lion
Broadcasting Co. v. FCC, 395 U. S. 367,
395 U. S. 380-381
(1969) (footnote omitted). With respect to subsequent legislation,
however, Congress has proceeded formally through the legislative
process. A mere statement in a conference report of such
legislation as to what the Committee believes an earlier statute
meant is obviously less weighty.
The less formal types of subsequent legislative history provide
an extremely hazardous basis for inferring the meaning of a
congressional enactment. While such history is sometimes considered
relevant, this is because, as Mr. Chief Justice Marshall stated in
United States v.
Fisher, 2 Cranch 358,
6 U. S. 386
(1805): "Where the mind labours to discover the design of the
legislature, it seizes every thing from which aid can be derived."
See Andrus v. Shell Oil Co., 446 U.
S. 657,
446 U. S. 666,
n. 8 (1980). Such history does not bear strong indicia of
reliability, however, because, as time passes, memories fade and a
person's perception of his earlier intention may change. Thus, even
when it would otherwise be useful, subsequent legislative history
will rarely override a reasonable interpretation of a statute that
can be gleaned from its language and legislative history prior to
its enactment.
[
Footnote 14]
Section 19(d) of H.R. 8175, 92d Cong., 1st Sess. (1971),
provided:
"When the Commission finds that publication of any information
obtained by it is in the public interest and would not give an
unfair competitive advantage to any person, it is authorized to
publish such information in the form and manner deemed best adapted
for public use, except that data and information which relates to a
trade secret, shall be held confidential and shall not be
disclosed, unless the Commission determines that it is necessary to
carry out the purposes of this Act."
Subcommittee Hearings, pt. 1, p. 68-69.
[
Footnote 15]
In addition, Chairman Simpson submitted to the Oversight
Subcommittee a proposed amendment to § 6(b)(2) that would have
added the release of information by the Commission under the FOIA
to the list of exceptions from the requirements of § 6(b)(1).
Regulatory Reform: Hearings before the Subcommittee on Oversight
and Investigations of the House Committee on Interstate and Foreign
Commerce, 94th Cong., 2d Sess., Vol. IV, p. 8 (1976). That proposed
amendment was never reported out of Committee.
[
Footnote 16]
Petitioners also assert that, under § 29(e), agencies that
receive accident and investigation reports from the Commission
would not have to comply with § 6(b)(1) when FOIA requests are
made for information in such reports, and thus there would be an
inconsistency in the statutory scheme if the Commission were
required to comply with § 6(b)(1) before releasing such
information. Although the other agencies themselves may not be
required to comply with § 6(b)(1), the inconsistency is
nonetheless not readily apparent, in that § 29(e) states
that
"[n]o Federal agency or State or local agency or authority may
disclose to the public any information contained in a report
received by the agency or authority under this subsection unless
with respect to such information the Commission has complied with
the applicable requirements of section 6(b)."
In any event, we need not address the scope of § 29(e)
here.
[
Footnote 17]
The Commission did not reach its present interpretation of the
statute until it met in executive session on October 6, 1975,
443 F.
Supp. 1152, 1155, n. 6 (1977) -- over six months after it had
decided to release the information involved in this case and more
than two months after the manufacturers' motions for preliminary
injunction had been fully briefed and argued before the District
Court. And it was not until October 5, 1977 -- two days before the
Commission filed its brief opposing the manufacturers' motions for
summary judgment (App. 7) and two years after the District Court
concluded that the Commission must comply with § 6(b)(1) in
responding to FOIA requests, 404 F. Supp. at 370 -- that the
Commission's proposed rules were published.
See 42
Fed.Reg. 54, 304 (1977). It is thus arguable that the Commission's
interpretation here is primarily litigation inspired.
Cf.
Davies Warehouse Co. v Bowles, 321 U.
S. 144,
321 U. S. 156
(1944).
[
Footnote 18]
This exemption was amended in 1976 by § 5(b) of the
Government in the Sunshine Act, Pub.L. 94-409, 90 Stat. 1247. The
amendment was to further define those statutes that "specifically
exempt" material from disclosure. The Conference Report to the
Sunshine Act states that the amendment was designed
"to overrule the decision of the Supreme Court in Administrator,
FAA v. Robertson, 422 U. S. 255 (1975), which
dealt with section 1104 of the Federal Aviation Act of 1958 (49
U.S.C. 1504)."
H.R.Conf.Rep. No. 94-1441, p. 25 (1976).
Robertson held
that § 1104, which vested broad discretion in the Federal
Aviation Administration to withhold information from the public,
fell within the scope of Exemption 3. The amendment was designed to
eliminate from Exemption 3 those statutes that granted
administrative agencies such discretion with respect to the
disclosure or nondisclosure of material within their possession. As
stated in the Report of the House Committee on Government
Operations on the Sunshine Act, which recommended the
amendment:
"Believing that the decision misconceives the intent of
exemption (3), the committee recommends that the exemption be
amended to exempt only material required to be withheld from the
public by any statute establishing particular criteria or referring
to particular types of information. The committee is of the opinion
that this change would eliminate the gap created in the Freedom of
Information Act by the Robertson case without in any way
endangering statutes such as the Atomic Energy Act of 1954, 42
U.S.C. §§ 2161-2166, which provides explicitly for the
protection of certain nuclear data."
"Under the amendment, the provision of the Federal Aviation Act
of 1958 that was the subject of
Robertson, and which
affords the FAA Administrator
cart blanche [
sic]
to withhold any information he pleases, would not come within
exemption 3. . . ."
H.R.Rep. No. 94-880, pt. 1, p. 23 (1976).
[
Footnote 19]
The statute in
Robertson, by contrast, provided:
"Any person may make written objection to the public disclosure
of information contained in any application, report, or document
filed pursuant to the provisions of this Act or of information
obtained by the Board or the Administrator, pursuant to the
provisions of this Act, stating the grounds for such objection.
Whenever such objection is made, the Board or Administrator shall
order such information withheld from public disclosure when, in
their judgment, a disclosure of such information would adversely
affect the interests of such person and is not required in the
interest of the public. The Board or Administrator shall be
responsible for classified information in accordance with
appropriate law:
Provided, That nothing in this section
shall authorize the withholding of information by the Board or
Administrator from the duly authorized committees of the
Congress."
§ 1104, 72 Stat. 797, 49 U.S.C. § 1504.
[
Footnote 20]
In addition, when Congress enacted the CPSA in 1972, the FOIA
required only that an agency make records "promptly available" to
any person requesting them. Pub.L. 923, 81 Stat. 55. It was not
until 1974, when Congress amended the FOIA, that the time
requirements that petitioners argue conflict with § 6(b)(1)
were adopted. Pub.L. 93-502, § 1(c), 88 Stat. 1562, 5 U.S.C.
§ 552(a)(6). Because § 6(b)(1) has not been amended since
1972, these requirements also do not provide a sound basis for
inferring a congressional intent to limit the application of §
6(b)(1) to disclosures initiated by the Commission.