As authorized by the Clean Air Act (Act), the Environmental
Protection Agency (EPA) decided, on the basis of correspondence
with respondents, that certain equipment at a power generating
facility of respondent PPG Industries, Inc. (PPG), was subject to
certain "new source" performance standards regarding air pollution
that had been promulgated by the EPA Administrator. PPG then filed
a petition in the Court of Appeals for review of the EPA's decision
under § 307(b)(1) of the Act, which provides for direct review
in a federal court of appeals of certain locally and regionally
applicable actions taken by the Administrator under specifically
enumerated provisions of the Act, and of "
any other final
action of the Administrator under [the] Act . . . which is
locally or regionally applicable." Because of its uncertainty as to
the proper forum for judicial review, PPG also filed suit for
injunctive relief against the Administrator in a Federal District
Court, which suit was stayed pending the disposition of the present
case. The Court of Appeals dismissed PPG's petition for lack of
jurisdiction under § 307(b)(1).
Held: The phrase "any other final action" in §
307(b)(1) is to be construed in accordance with its literal meaning
so as to reach any action of the Administrator that is final, not
just final actions of the Administrator similar to actions under
the specifically enumerated provisions that precede the catchall
phrase in the statute. Pp.
446 U. S. 586-594.
(a) The rule of
ejusdem generis does not apply to
§ 307(b)(1) so as to limit "any other final action" to actions
similar to those under the specifically enumerated provisions on
the theory that the latter actions (unlike the Administrator's
informal decision here) must be based on administrative proceedings
reflecting at least notice and opportunity for a hearing. At least
one of the specifically enumerated provisions in § 307(b)(1)
does not require the Administrator to act only after notice and
opportunity for a hearing, and thus, even if the rule of
ejusdem generis were applied, it would not significantly
narrow the ambit of "any other final action" under §
307(b)(1). Moreover,
Page 446 U. S. 579
the rule of
ejusdem generis is only an instrumentality
for ascertaining the correct meaning of words when there is
uncertainty, and the phrase "any other final action" offers no
indication whatever that Congress intended such a limiting
construction of § 307(b)(1). Pp.
446 U. S.
587-589.
(b) Nothing in the legislative history supports a conclusion
that the phrase "any other final action" in § 307(b)(1) means
anything other than what it says, or that Congress did not intend
the phrase to enlarge the jurisdiction of the courts of appeals to
include the review of case based on an administrative record
reflecting less than notice and an opportunity fr a hearing. Pp.
446 U. S.
589-59.
(c) The argument that, as a matter of policy, the basic purpose
of § 307(b)(1) -- to provide prompt preenforcement review of
EPA action -- would be better served by providing in cases such as
this for review in a district court, rather than a court of
appeals, is an argument to be addressed to Congress, not to this
Court. Pp.
446 U. S.
592-594.
587 F.2d 237, reversed and remanded.
STEWART, J., delivered the opinion of the Court, in which
BURGER, C.J., and BRENNAN, WHITE, MARSHALL, and POWELL, JJ.,
joined. POWELL, J., filed a concurring opinion,
post, p.
446 U. S. 594.
BLACKMUN, J., filed an opinion concurring in the result,
post, p.
446 U. S. 595.
REHNQUIST, J.,
post, p.
446 U. S. 595,
and STEVENS, J.,
post, p.
446 U. S. 602,
filed dissenting opinions.
MR. JUSTICE STEWART delivered the opinion of the Court.
Section 307(b)(1) of the Clean Air Act (Act) provides for direct
review in a federal court of appeals of certain locally and
regionally applicable actions taken by the Administrator of the
Environmental Protection Agency (EPA) under specifically enumerated
provisions of the Act, and of "
any other final action of
the Administrator under [the] Act . . . which is locally or
regionally applicable." (Emphasis
Page 446 U. S. 580
added.) [
Footnote 1] The
issue in this case is whether the Court of Appeals for the Fifth
Circuit was correct in concluding that it was without jurisdiction
under § 307(b)(1) to entertain a petition for review in which
PPG Industries, Inc. (PPG),
Page 446 U. S. 581
and Conoco, Inc. (Conoco), the respondents here, challenged a
decision of the Administrator concerning the applicability of EPA's
"new source" performance standards to a power generating facility
operated by PPG. More specifically, we must decide whether the
Administrator's decision falls within the ambit of "any other final
action" reviewable in a court of appeals under §
307(b)(1).
I
The dispute underlying this jurisdictional question involves a
decision of the Administrator under § 111 of the Act, 42
U.S.C. § 7411 (1976 ed., Supp. II). That provision requires
the Administrator to publish, and from time to time to revise, a
list of categories of any stationary source that he determines
"causes, or contributes significantly to, air pollution which may
reasonably be anticipated to endanger public health or welfare,"
§ 111(b)(1)(A), and to promulgate regulations establishing
standards of performance for "new sources" within the list of those
categories, § 111(b)(1)(B). The Act defines a "new source"
as
"any stationary source, the construction or modification of
which is commenced after the publication of regulations (or, if
earlier, proposed regulations) prescribing a standard of
performance under this section which will be applicable to such
source."
§ 111(a)(2).
In 1971, the Administrator included "fossil fuel-fired steam
generators" in his list of stationary sources. 36 Fed.Reg. 5931.
Later that year, pursuant to his mandate to promulgate "new source"
performance standards, the Administrator established certain
emission limits for any "fossil fuel-fired steam generating unit"
of more than 250 million Btu's per hour heat input, the
construction or modification of which was commenced after August
17, 1971, the date on which the standards were proposed. 40 CFR
§§ 60.1-60.15, 60.40-60.46 (1979). These "new source"
regulations define the term "fossil fuel-fired steam generating
unit," § 60.41(a), and also create a procedure under which the
Administrator, upon
Page 446 U. S. 582
request, will determine whether any action taken or planned by
the owner or operator of a facility constitutes or will constitute
"construction" or "modification" of the facility for purposes of
triggering the applicability of the performance standards. §
60.5.
Sometime in 1970, the respondent PPG, a chemical manufacturing
corporation, began the planning and preliminary construction of a
new power generating facility at its plant in Lake Charles, La.
That facility, designed to take advantage of fuel-efficient
"cogeneration" technology, was to consist of two gas turbine
generators, two "waste-heat" boilers, and a turbogenerator. The
dispute between EPA and PPG concerns the applicability of the "new
source" performance standards to the waste-heat boilers of this
facility. This controversy first arose in 1975, when the respondent
Conoco, PPG's fuel supplier, informed EPA that Conoco was switching
the supply of fuel to the Lake Charles facility from natural gas to
fuel oil. An exchange of correspondence ensued, initiated by EPA's
request that PPG submit additional information bearing on whether
the waste-heat boilers were covered by the "new source" standards.
PPG's submissions revealed that, although assembly of the
waste-heat boilers had not begun until 1976, the new power facility
itself, of which the boilers were an integral component, had been
originally designed and partially ordered in 1970, a year before
the proposed date of the "new source" performance standards.
On the basis of PPG's submissions, the Regional Director for
Enforcement of the EPA notified PPG of his conclusion that the
boilers were subject to the "new source" standards, since
construction of the boilers themselves had not begun until long
after January 14, 1971, the date on which the standards had been
proposed. In response, PPG took the position that the boilers were
part of an integrated unit, the construction of which had begun in
1970, before the proposed date of the standards. The Regional
Director, nevertheless, reaffirmed his initial decision.
Page 446 U. S. 583
Pursuant to the procedure outlined in the "new source"
regulations, 40 CFR § 60.5 (1979), PPG then submitted a formal
request for an EPA determination that (1) the "new source"
standards for "fossil fuel-fired steam generators" do not apply to
the type of boilers in question, and (2) in any event, since
construction of the facility of which the boilers were a part began
before the date on which the standards were proposed, the boilers
were not "new sources," and thus not subject to the performance
standards. In the event that EPA determined that PPG's waste-heat
boilers were subject to the standards, PPG also requested a
clarification as to how those standards would apply.
Responding to PPG's request, the Regional Administrator notified
PPG by letter that he had concluded that the waste-heat boilers
were, indeed, subject to the "new source" standards for "fossil
fuel-fired steam generators," and rejected PPG's argument that
construction of the boilers had begun with the construction of
other facets of the Lake Charles facility. Thus, the Regional
Administrator affirmed the previous EPA determination that the
waste-heat boilers were subject to the "new source" performance
standards. With regard to the manner in which those standards were
to apply to the waste-heat boilers, the Regional Administrator
indicated that, since PPG's gas turbine generators were not subject
to the "new source" standards, PPG would be held accountable only
for those emissions from the waste-heat boilers attributable to the
combustion of fossil fuel, not those emissions attributable to
waste heat from the gas turbine generators. [
Footnote 2]
Page 446 U. S. 584
PPG then filed a petition in the Court of Appeals for the Fifth
Circuit, seeking review of EPA's decision concerning the
applicability of the "new source" standards to its waste-heat
boilers. Because of its uncertainty regarding the proper forum for
judicial review, PPG also filed a complaint for injunctive relief
against the Administrator in the United States District Court for
the Western District of Louisiana. That suit has been stayed
pending the disposition of the present case.
PPG's uncertainty, and the issue in this case, stem from
conflicting views as to the proper interpretation of §
307(b)(1) of the Act, 42 U.S.C. § 7607(b)(1) (1976 ed., Supp.
II). Before 1977, § 307(b)(1) provided for exclusive review in
an appropriate court of appeals of certain locally or regionally
applicable actions of the Administrator under several specifically
enumerated provisions of the Act. Actions of the Administrator
under provisions not specifically enumerated in § 307(b)(1)
were reviewable only in a district court under its federal question
jurisdiction, 28 U.S.C. § 1331. Congress expanded the ambit of
§ 307(b)(1) in 1977. The Clean Air Act Amendments of 1977,
Pub.L. 95-95, 91 Stat. 776, added to the list of locally or
regionally applicable actions reviewable exclusively in the
appropriate court of appeals both (1) actions of the Administrator
under another specifically enumerated provision of the Act, and (2)
"
any other final action of the Administrator under [the]
Act which is locally or
Page 446 U. S. 585
regionally applicable." (Emphasis added.) Later in 177, in
enacting the Clean Air Act Technical and Conforming Amendments,
Pub.L. 95-190, 91 Stat. 1404, Congress added several more
provisions to those listed in § 307(b)(1) under which a
locally or regionally applicable action of the Administrator is
reviewable in the appropriate court of appeals.
It was under § 307(b)(1), as amended, that PPG filed a
petition for review in the Court of Appeals for the Fifth Circuit.
Despite having filed its petition there, PPG, and Conoco as
intervenor, argued that that court was without jurisdiction, since
the Administrator's decision was not an action taken under one of
the provisions specifically enumerated in § 307(b)(1), and
could not be properly characterized as "any other final action of
the Administrator." The latter phrase, they argued, referred only
to other locally or regionally applicable final actions under the
provisions of the Act specifically enumerated in § 307(b)(1).
In response, EPA argued that the phrase "any other final action"
should be read literally to mean
any final action of the
Administrator.
The Court of Appeals concluded that the Administrator's decision
did not fall within the meaning of "any other final action" under
§ 307(b)(1). 587 F.2d 237. It was the court's view that,
"[i]f Congress intended . . . to cast the entire responsibility
for reviewing all EPA action under the Act into the courts of
appeals, the numeration of specific sections would appear to be
redundant."
Id. at 243. The "most revealing" aspect of the
legislative history of § 307(b)(1), the court thought, was the
complete absence of any discussion of such a "massive shift" in
jurisdiction. Moreover, the court found it unlikely that Congress
could have intended a shift of jurisdiction that would require the
courts of appeals to review decisions of the Administrator that
simply applied or interpreted his regulations, as in this case.
Such a decision, the court noted, is often based on a "skeletal
record" that may leave the reviewing court unable to
Page 446 U. S. 586
perform meaningful judicial review. Since an appellate court is
ill-suited to augment such a record, especially when compared to a
trial court in which the tools of discovery are available, the
court concluded that
"[w]hatever addition to the jurisdiction of the courts of
appeals Congress may have contemplated by adding the 'any other
final action' language to § 307(b)(1), we assume that section
was drafted with the mechanical limitations of the courts of
appeals in mind."
587 F.2d at 245. Accordingly, the Court of Appeals dismissed
PPG's petition for lack of jurisdiction under § 307(b)(1). We
granted certiorari, 444 U.S. 823, because of the importance of
determining the locus of judicial review of the actions of EPA.
II
It is undisputed that the Administrator's decision concerning
the applicability of the "new source" performance standards to
PPG's waste-heat boilers was locally applicable action under a
provision of the Act not specifically enumerated in §
307(b)(1). The question at issue is whether the Administrator's
decision falls within the scope of the phrase, "any other final
action of the Administrator," so as to make that decision
reviewable in a federal court of appeals under §
307(b)(1).
At the outset, we note that the parties are in agreement that
the Administrator's decision was "final action" as that term is
understood in the context of the Administrative Procedure Act and
other provisions of federal law. It is undisputed that the
Administrator's ruling represented EPA's final determination
concerning the applicability of the "new source" standards to PPG's
power facility. Short of an enforcement action, EPA has rendered
its last word on the matter. The controversy thus is not about
whether the Administrator's decision was "final," but rather about
whether it was "any other final action" within the meaning of
§ 307(b)(1), as amended in 1977.
Page 446 U. S. 587
The petitioners argue that the phrase "any other final action"
should be construed in accordance with its literal meaning so as to
reach
any action of the Administrator under the Act that
is "final" and not taken under a specifically enumerated provision
in § 307(b)(1). The respondents argue that the statutory
language should be construed more narrowly. Relying on the familiar
doctrine of
ejusdem generis, they assert that the phrase,
"any other final action," should be read not to reach all final
actions of the Administrator, but rather only those similar to the
actions under the specifically enumerated provisions that precede
that catchall phrase in the statute. [
Footnote 3] The similarity that the respondents discern
among the actions under the specifically enumerated provisions in
§ 307(b)(1) is that those actions must be based on what the
respondents refer to as "a contemporaneously compiled
administrative record," by which they mean a record "based on
administrative proceedings reflecting at least notice and
opportunity for hearing." Since the Administrator's informal
decision in this case was not based on such a record, the
respondents argue that his decision was not "other final action"
within the meaning of § 307(b)(1), and thus not within the
jurisdiction of the Court of Appeals. [
Footnote 4]
Page 446 U. S. 588
The respondents' reliance on the rule of
ejusdem
generis is, we think, misplaced in two respects. Under the
rule of
ejusdem generis, where general words follow an
enumeration of specific items, the general words are read as
applying only to other items akin to those specifically enumerated.
Applying this rule to § 307(b)(1), the respondents argue that
"any other final action" must refer only to final actions based on
an administrative record reflecting at least notice and opportunity
for a hearing. The flaw in this argument is that at least one of
the specifically enumerated provisions in § 307(b)(1), namely,
§ 112(c) of the Act, 42 U.S.C. § 7412(c) (1976 ed., Supp.
II), does not require the Administrator to act only after notice
and opportunity for a hearing. In fact, the respondents themselves
recognize that an action by the Administrator under § 112(c)
would be based on an administrative record not unlike that involved
in this case. [
Footnote 5]
Thus, even if the rule of
ejusdem generis were applied, it
would not significantly narrow the ambit of "any other final
action" under § 307(b)(1).
The second problem with the respondents' reliance on the rule of
ejusdem generis is more fundamental. As we have often
noted:
"'The rule of
ejusdem generis, while firmly
established, is only an instrumentality for ascertaining the
correct meaning of words when there is uncertainty.'"
United States v. Powell, 423 U. S.
87,
423 U. S. 91,
quoting
Gooch v. United States, 297 U.
S. 124,
297 U. S. 128.
With regard to § 307(b)(1), we discern no uncertainty in the
meaning of the phrase, "any other final action." When Congress
amended the provision
Page 446 U. S. 589
in 1977, it expanded its ambit to include not simply "other
final action," but rather "
any other final action." This
expansive language offers no indication whatever that Congress
intended the limiting construction of § 307(b)(1) that the
respondents now urge. Accordingly, we think it inappropriate to
apply the rule of
ejusdem generis in construing §
307(b)(1). Rather, we agree with the petitioners that the phrase,
"any other final action," in the absence of legislative history to
the contrary, must be construed to mean exactly what it says,
namely,
any other final action. [
Footnote 6]
B
We have found nothing in the legislative history to support a
conclusion that the phrase, "any other final action," in §
307(b)(1) means anything other than what it says.
Page 446 U. S. 590
Congress added the language, "any other final action," to §
307(b)(1) in the Clean Air Act Amendments of 1977. The phrase first
appeared in H.R. 6161, 95th Cong., 1st Sess. (1977). That bill, as
reported out of the House Committee on Interstate and Foreign
Commerce, expanded the jurisdiction of the Court of Appeals for the
District of Columbia Circuit to include review of not only certain
EPA actions of nationwide consequences under specifically
enumerated provisions of the Act, but also "any other nationally
applicable regulations promulgated, or final action taken, by the
Administrator under [the] Act." In parallel fashion, the bill
expanded the jurisdiction of the regional courts of appeals to
include review not only of certain local or regional actions under
specifically enumerated provisions, but also of "
any other
final action of the Administrator under [the] Act which is
locally or regionally applicable." (Emphasis added.)
The only extended discussion of this proposed amendment to
§ 307(b)(1) was contained in the Committee Report accompanying
H.R. 6161. H.R.Rep. No. 95-294, pp. 323-324 (1977). That
discussion, however, focused not on the jurisdictional question at
issue here, but rather on the proper venue as between the District
of Columbia Circuit and the other Federal Circuits. The Committee
Report described the proposed amendments as "intended to clarify
some questions relating to venue for review of rules or orders
under the [A]ct."
Id. at 323. In this regard, the
Committee Report explained:
"[The proposed addition to the first sentence of §
307(b)(1)] makes it clear that any nationally applicable
regulations promulgated by the Administrator under the Clean Air
Act could be reviewed only in the U.S. Court of Appeals for the
District of Columbia. . . ."
"[The proposed addition to the second sentence] provides for
essentially locally, statewide, or regionally applicable rules or
orders to be reviewed in the U.S. court
Page 446 U. S. 591
of appeals for the circuit in which such locality, State, or
region is located. . . ."
Ibid. The Committee Report further stated that the
proposed changes reflected the Committee's agreement with certain
venue proposals of the Administrative Conference of the United
States, but added the caveat that the adoption of these proposals
was not to be taken as an endorsement of the remainder of the
Administrative Conference's recommendations.
Id. at
324.
The respondents infer from this scant legislative history that
Congress never intended the addition of the phrase, "any other
final action," to § 307(b)(1) to enlarge the jurisdiction of
the courts of appeals to include the review of cases based on an
administrative record reflecting less than notice and an
opportunity for a hearing. But, insofar as the respondents rely on
what the Committee said in its Report, we fail to see how the
Committee's observations on venue have any bearing at all on the
jurisdictional issue now before the Court. [
Footnote 7] Moreover, since the Administrative
Conference had not proposed that the jurisdiction of the courts of
appeals be expanded to include "any other final action," the fact
that the Committee expressly disclaimed an endorsement of the
recommendations of the Administrative Conference on matters other
than venue would appear wholly irrelevant.
The respondents also rely on what the Committee and the
Page 446 U. S. 592
Congress did not say about the 1977 amendments to §
307(b)(1). It is unlikely, the respondents assert, that Congress
would have expanded so radically the jurisdiction of the courts of
appeals, and divested the district courts of jurisdiction, without
some consideration and discussion of the matter. We cannot accept
this argument. First, although the number of actions comprehended
by a literal interpretation of "any other final action" is no doubt
substantial, the number would not appear so large as ineluctably to
have provoked comment in Congress. Secondly, it would be a strange
canon of statutory construction that would require Congress to
state in committee reports or elsewhere in its deliberations that
which is obvious on the face of a statute. In ascertaining the
meaning of a statute, a court cannot, in the manner of Sherlock
Holmes, pursue the theory of the dog that did not bark. [
Footnote 8]
C
The respondents finally argue that, as a matter of policy, the
basic purpose of § 307(b)(1) -- to provide prompt
preenforcement review of EPA action -- would be better served by
providing for judicial review of cases such as this in a district
court, rather than a court of appeals. [
Footnote 9] It is the respondents'
Page 446 U. S. 593
view that, since agency action predicated on neither formal
adjudication nor informal rulemaking is apt to be based on a record
too scant to permit informed judicial review, the district court is
the preferable forum, since the tools of discovery are there
available to augment the record, whereas, in a court of appeals, a
time-consuming remand to EPA might be required.
This is an argument to be addressed to Congress, not to this
Court. It is not our task to determine which would be the ideal
forum for judicial review of the Administrator's decision in this
case.
See, e.g., Currie & Goodman, Judicial Review of
Federal Administrative Action: Quest for the Optimum Forum, 75
Colum.L.Rev. 1 (1975). Rather, we must determine what Congress
intended when it vested the courts of appeals with jurisdiction
under § 307(b)(1) to review "any other final action." The
language of the statute clearly provides that a decision of the
sort at issue here is reviewable in a court of appeals, and nothing
in the legislative history points to any different conclusion.
[
Footnote 10]
We add only that, as a matter of policy, this conferral of
jurisdiction upon the courts of appeals is not wholly irrational.
The most obvious advantage of direct review by a court of appeals
is the time saved compared to review by a district court, followed
by a second review on appeal. It may be seriously questioned
whether the overall time lost by court of appeals remands to EPA of
those cases in which the
Page 446 U. S. 594
records are inadequate would exceed the time saved by forgoing
in every case initial review in a district court. But whatever the
answer to this empirical question, an appellate court is not
without recourse in the event it finds itself unable to exercise
informed judicial review because of an inadequate administrative
record. In such a situation, an appellate court may always remand a
case to the agency for further consideration. [
Footnote 11]
For the reasons stated, we hold that the Court of Appeals erred
in dismissing the petition for want of jurisdiction. Accordingly,
the judgment is reversed, and the case is remanded to the Court of
Appeals for further proceedings consistent with this opinion.
It is so ordered.
[
Footnote 1]
Section 307(b)(1) provides in full:
"A petition for review of action of the Administrator in
promulgating any national primary or secondary ambient air quality
standard, any emission standard or requirement under section 112,
any standard of performance or requirement under section 111, any
standard under section 202 (other than a standard required to be
prescribed under section 202(b)(1)), any determination under
section 202(b)(5), any control or prohibition under section 211,
any standard under section 231, any rule issued under section 113,
119, or under section 120, or any other nationally applicable
regulations promulgated, or final action taken, by the
Administrator under this Act may be filed only in the United States
Court of Appeals for the District of Columbia.
A petition for
review of the Administrator's action in approving or promulgating
any implementation plan under section 110 or section 111(d), any
order under section 111(j), under section 112(c), under section
113(d), under section 119, or under section 120, or his action
under section 119(c)(2)(A), (b), or (C) (as in effect before the
date of enactment of the Clean Air Act Amendments of 1977) or under
regulations thereunder, or any other final action of the
Administrator under this Act (including any denial or disapproval
by the Administrator under title I) which is locally or regionally
applicable may be filed only in the United States Court of Appeals
for the appropriate circuit. Notwithstanding the preceding
sentence a petition for review of any action referred to in such
sentence may be filed only in the United States Court of Appeals
for the District of Columbia if such action is based on a
determination of nationwide scope or effect and if in taking such
action the Administrator finds and publishes that such action is
based on such a determination. Any petition for review under this
subsection shall be filed within sixty days from the date notice of
such promulgation, approval, or action appears in the Federal
Register, except that, if such petition is based solely on grounds
arising after such sixtieth day, then any petition for review under
this subsection shall be filed within sixty days after such grounds
arise."
(Emphasis added.) § 307(b)(1) of the Act, as added, 84
Stat. 1708, and amended by the Clean Air Act Amendments of 1977,
Pub.L. 95-95, 91 Stat. 776, and the Clean Air Act Technical and
Conforming Amendments, § 14 of Pub.L. 95 190, 91 Stat. 1404,
42 U.S.C. § 7607(b)(1) (1976 ed., Supp. II).
[
Footnote 2]
In a request for clarification, PPG expressed its understanding
that the "new source" standards would not be applicable during the
normal course of operation of the boilers, but only during
performance tests or other periods when the boilers were operating
on 100% fossil fuel. EPA, by letter, confirmed PPG's understanding.
This position, however, was inconsistent with both the Regional
Administrator's earlier ruling and with EPA's position in similar
cases. Accordingly, an EPA representative notified PPG by telephone
that the letter was incorrect. In a subsequent letter, the Director
of the Division of Stationary Source Enforcement of EPA reiterated
that the "new source" standards would be applicable during the
normal operation of the waste-heat boilers, but only to the extent
that the boilers were operating on fossil fuel, rather than waste
heat. The Director also indicated that, pursuant to the standards,
PPG would be required to operate the boilers at all times with fuel
containing less than a certain specified content of sulfur. He
further noted that PPG would be required to install and operate
opacity monitors in the stacks of the boilers, and to perform
alternative monitoring tests.
[
Footnote 3]
The respondents have abandoned the construction of the statute
they advanced in the Court of Appeals, namely, that the phrase,
"any other final action," refers only to other final actions under
those provisions specifically enumerated in § 307(b)(1). That
construction, as the Court of Appeals correctly noted, is
inconsistent with the fact that the phrase, "any other final
action," is modified not by "under these sections," but rather by
"under this Act."
[
Footnote 4]
It would appear that the respondents' construction of the
statute is that adopted by the Court of Appeals, although the
matter is not free from doubt. The doubt arises from the fact that
the Court of Appeals' opinion can also be read as establishing a
jurisdictional test that turns on a case-by-case inquiry into the
adequacy of the administrative record. But, as the respondents
themselves acknowledge, that reading of the opinion would create
excessive uncertainty as to the proper forum for judicial
review.
[
Footnote 5]
The respondents argue that this exception should be ignored in
applying the rule of
ejusdem generis, since § 112(c)
governs the regulation of "hazardous air pollutants" for which
Congress may have wanted "special review" in the courts of appeals,
even in the absence of procedures requiring notice and opportunity
for a hearing. It is our view, however, that, if the rule of
ejusdem generis is applicable, it must be applied to
actions under all the specifically enumerated provisions in §
307(b)(1), not simply those that fit the respondents' theory.
[
Footnote 6]
The respondents raise several objections to so literal a reading
of § 307(b)(1), none of which we find persuasive. First, the
respondents assert that such a construction of § 307(b)(1) is
both internally inconsistent and inconsistent with another
provision of the Act. The internal inconsistency is said to arise
from the fact that, if the phrase, "any other final action," were
construed to include
any final action of the
Administrator, it would nullify the express exception from review
in § 307(b)(1) of any "standard required to be prescribed
under section 202(b)(1)." The inconsistency with another provision
in the Act is said to arise from the fact that a literal reading of
"any other final action" would effectively repeal another judicial
review provision in the Act, § 206(b)(2)(b), 42 U.S.C. §
7525(b)(2)(b) (1976 ed., Supp. II). These objections fall far short
of the mark, however, for the general language of the catchall
phrase, "any other final action," must obviously give way to
specific express provisions in the Act.
The respondents also argue that, if Congress had intended the
phrase, "any other final action," to refer to all final actions of
the Administrator, it would have been unnecessary, in 1977, to add
to the list in § 307(b)(1) of specifically enumerated
provisions under which actions of the Administrator are reviewable
in the courts of appeals. This may be true, but the fact remains
that even if Congress had intended the phrase, "any other final
action," to be read, as the respondents urge, in accordance with
the rule of
ejusdem generis, there still would have been
no necessity to add to the list of specifically enumerated
provisions.
[
Footnote 7]
That the Committee intended the phrase, "any other final
action," to result in at least some expansion of the jurisdiction
of the courts of appeals is evident in the fact that the Committee
Report expressly indicated that several types of nationwide actions
under provisions not specifically enumerated in § 307(b)(1)
would be reviewable in the District of Columbia Circuit.
See H.R.Rep. No. 9294, pp. 323-324 (1977) (
e.g.,
regulations to carry out the nonattainment policy set out in §
117 of the Act). Thus, as even the respondents concede, the issue
here is not whether Congress intended any expansion of the
jurisdiction of the courts of appeals, but rather the extent to
which Congress intended to expand that jurisdiction. As to that
issue, the legislative history is silent.
[
Footnote 8]
Arthur Conan Doyle, The Silver Blaze, in The Complete Sherlock
Holmes (1938).
[
Footnote 9]
The respondents also argue that a literal construction of §
307(b)(1) would violate due process of law. This argument turns on
the interrelationship between § 307(b)(1) and its companion
provision, § 307(b)(2), which provides that
"[a]ction of the Administrator with respect to which review
could have been obtained under [§ 307(b)(1)] shall not be
subject to judicial review in civil or criminal proceedings for
enforcement."
42 U.S.C. § 7607(b)(2) (1976 ed., Supp. II). To preclude a
defendant in a civil or criminal enforcement proceeding from
attacking the validity of informal action on the part of the
Administrator would, in the respondents' view, violate the
defendant's due process right to a "reasonable opportunity to be
heard and present evidence."
Yakus v. United States,
321 U. S. 414,
321 U. S. 433.
The short answer to the respondents' argument is that the validity
of § 307(b)(2) is not at issue here. The constitutional
question raised by the respondents must, therefore, await another
day.
[
Footnote 10]
The dissenting opinions would modify the language of §
307(b)(1) so as to read either (1) any other final action similar
to that under the specifically enumerated provisions other than
those added in the Clean Air Act Technical and Conforming
Amendments,
post at
446 U. S.
600-602, or (2) any other final action expressly, but
not impliedly, authorized under the sections of the Act not
specifically enumerated in § 307(b)(1),
post at
446 U. S. 607.
But neither the language of the statute nor its legislative history
supports either of these proposed readings of § 307(b)(1).
[
Footnote 11]
Whether the present administrative record in this case is
adequate to permit informed judicial review is a question that the
Court of Appeals must determine.
MR. JUSTICE POWELL, concurring.
I continue to have reservations about the constitutionality of
the notice and review preclusion provisions of § 307(b).
Adamo Wrecking Co. v. United States, 434 U.
S. 275,
434 U. S. 289
(1978) (POWELL, J., concurring);
see ante at
446 U. S.
592-593, n. 9. Congress has extended to 60 days the
period within which a petition for review may be filed under §
307(b)(1). But publication in the Federal Register still is
unlikely to provide constitutionally adequate notice that a failure
to seek immediate review will bar affected parties from challenging
the noticed action in a subsequent criminal prosecution. An
informal exchange of letters, like those involved in this case,
often will provide no greater protection. Although these
constitutional difficulties well may counsel a narrow construction
of § 307(b)(1),
cf. Chrysler Corp. v. EPA, 195
U.S.App.D.C. 90, 98-100, 600 F.2d 904, 912 914 (1979) (parallel
provisions of Noise Control Act), no such construction is
Page 446 U. S. 595
possible in this case. As the Court demonstrates, the intention
of Congress is clear. Accordingly, I join the opinion of the
Court.
MR. JUSTICE BLACKMUN, concurring in the result.
For the reasons stated in my Brother STEVENS' dissent, I accept
the Court's conclusion that the Agency's determination in this case
constituted "final" action. The opaque language of § 307(b)(1)
and the scant attention it received by Congress, however, leave me
in doubt concerning Congress' true intention with respect to the
scope of direct appellate review. Like my dissenting Brethren, I
find it difficult to believe that Congress would undertake such a
massive expansion in the number of Agency actions directly
reviewable by the courts of appeals without some palpable
indication that it had given thought to the consequences.
Nonetheless, I agree with the Court that the dearth of evidence to
the contrary makes its broad interpretation of the statute
inescapable. On this legislative record, we must leave to Congress,
should it be so inclined, the task of introducing some clear
limitation on appellate jurisdiction over review of informal Agency
determinations like the one now before us.
MR. JUSTICE REHNQUIST, dissenting.
The effort to determine congressional intent here might better
be entrusted to a detective than to a judge. The Court rejects the
application of the traditional canon of
ejusdem generis to
the phrase "any other final action" on the grounds that (1) there
is no uncertainty as to the meaning of that phrase,
ante
at
446 U. S. 588,
and (2) at least one of the provisions now included in §
307(b)(1), 42 U.S.C. § 7607(b)(1) (1976 ed., Supp. II) --
i.e., § 112(c), 42 U.S.C. § 7412(c) (1976 ed.,
Supp. II) -- does not require the Administrator to act after notice
and opportunity for comment or hearing,
ante at
446 U. S. 588.
While I agree with the Court that the phrase "any other final
action" may not, by itself, be "ambiguous," I think that what
Page 446 U. S. 596
we know of the matter makes Congress' additions to §
307(b)(1) in the Clean Air Act Technical and Conforming Amendments
of 1977 no less curious than was the incident in the Silver Blaze
of the dog that did nothing in the night time. If I am correct in
this, we must look beyond the language of the phrase "any other
final action" in ascertaining congressional intention. The Court
did just that in
Chemehuevi Tribe of Indians v. FPC,
420 U. S. 395
(1975).
Before 1977, § 307(b)(1) granted exclusive jurisdiction to
courts of appeals to review only a limited class of actions taken
by the Administrator. [
Footnote
2/1]
District of Columbia v. Train, 175 U.S.App.D.C.
115, 119, 533 F.2d 1250, 1254 (1976);
Utah Power & Light
Co. v. EPA, 180 U.S.App.D.C. 70, 72, 553 F.2d 215, 217 (1977).
The EPA was required to provide for notice and an opportunity for
hearing or comment with respect to all such actions. These
procedural requirements generally result in the creation of an
administrative record
Page 446 U. S. 597
that is more susceptible of judicial review by courts of appeals
than actions such as the one in this case, in which no notice and
opportunity for comment are required. [
Footnote 2/2] Indeed, it has been stated:
"The requirements that interested persons have an opportunity at
least for written comment and that the agency provide a general
statement of reasons virtually assure that an appellate court will
have a meaningful record to review. While it is true that, in many
instances, informal adjudication also produces an administrative
record, the nature and scope of the records vary widely from one
type of action to another, and cannot provide the same assurance
that appellate review will be feasible."
Currie & Goodman, Judicial Review of Federal Administrative
Action: Quest for the Optimum Forum, 75 Colum.L.Rev. 1, 57 (1975).
Thus the grant of exclusive jurisdiction to courts of appeals in
pre-1977 § 307(b)(1) actions fully comports with the
traditional role of appellate courts in reviewing agency decisions
that are based on development of factual issues by means of an
administrative record. [
Footnote
2/3]
The revision of § 307(b)(1) during the Clean Air Act
Amendments of 1977, when Congress added the phrase "any other final
action," does not, in my view, support the Court's
Page 446 U. S. 598
construction of that phrase as a major expansion of Congress'
original limited grant of exclusive jurisdiction to federal courts
of appeals. The amendment added only § 120, 42 U.S.C. §
7420 (1976 ed., Supp. II), to the list of those specifically
enumerated in § 307(b)(1), and it also included the "any other
final action" phrase. Pub.L. 995, 91 Stat. 776. Section 120 does
not depart from the requirement of notice and opportunity for
comment or hearing that existed prior to 1977 with respect to the
other sections specifically enumerated in § 307(b)(1). It
directs the EPA to give notice and an opportunity for public
hearing before adopting the authorized regulations. And in adding
the phrase "any other final action," Congress gave no indication
whatsoever that it intended to make reviewable in the courts of
appeals actions that differed substantially in character from those
authorized by § 120 and the other sections listed in §
307(b)(1). Instead, the limited legislative history on the subject
suggests that the amendment was aimed at resolving problems of
venue under the section, not at effecting a major jurisdictional
shift from the district courts to courts of appeals. [
Footnote 2/4]
If Congress had done nothing more than enact this amendment,
Page 446 U. S. 599
I doubt that the Court would find application of the rule of
ejusdem generis problematic.
See infra at
446 U. S. 601.
The difficulty in ascertaining Congress' intention here arises from
the so-called "technical amendments" enacted three months after
Congress adopted the Clean Air Act Amendments in 1977. Clean Air
Act Technical and Conforming Amendments of 1977, Pub.L. 95-140, 91
Stat,. 1404. The amendments purportedly made no substantive changes
in the earlier amendments. [
Footnote
2/5] They nonetheless altered § 307(b)(1) by specifying
four additional sections that would trigger the original
jurisdiction of courts of appeals: § 111(j), 42 U.S.C. §
7411(j) (1976 ed., Supp. II); § 112(c), 42 U.S.C. §
7412(c) (1976 ed., Supp. II); § 113(d), 42 U.S.C. §
7413(d) (1976 ed., Supp. II); and § 119, 42 U.S.C. § 7419
(1976 ed., Supp. II). EPA maintains that these additions make no
substantive changes, because the "any other final action" phrase
already included actions under these sections, and, under the
Court's interpretation of that phrase, this would clearly be the
case. This view, however, also leads to the conclusion that the
technical amendments were a largely meaningless exercise of
Congress' legislative authority. But, as previously noted, in
presenting the technical amendments, Senator Muskie said they were
"
necessary to correct technical errors or unclear
phrases." 123 Cong.Rec. 36252 (1977) (emphasis added); n. 4,
supra. Thus, the technical amendments, coupled with
Senator Muskie's statement in introducing them, present this Court
with a paradox in attempting to ascertain Congress' intention:
under the Court's interpretation of the phrase "any other final
action," the technical amendments, contrary to their advance
billing, were entirely unnecessary, because the phrase
Page 446 U. S. 600
clearly includes those sections. But if "any other final action"
means anything less than the Court's interpretation, then the
technical amendments, again contrary to their stated purpose, made
important substantive change's to § 307(b)(1). [
Footnote 2/6] The Court attempts, partially
and unsuccessfully, to address the difficulty here in a footnote,
when it acknowledges that, under its interpretation, the technical
amendments were "unnecessary." That response, however, does not
answer the question: it merely restates it. The Court adds only the
additional observation that
"[t]his may be true, but the fact remains that, even if Congress
had intended the phrase 'any other final action' to be read . . .
in accordance with the rule of
ejusdem generis, there
still would have been no necessity to add to the list of
specifically enumerated provisions."
Ante at
446 U. S. 589,
n. 6.
In my view, absent any clear indication to the contrary, the
statute should not be construed as creating a broad expansion of
the jurisdiction of the federal courts of appeals. Such an approach
is quite appropriate in this case, because the jurisdictional
expansion wrought by the Court is thoroughly inconsistent with the
traditional role of appellate courts. Indeed, I think it is
difficult to believe that Congress would adopt a massive shift in
jurisdiction from the district courts to the courts of appeals
without any comment whatsoever. The sketchy legislative history
here indicates that Congress considered the Administrative
Conference's recommendations, and that the principal purpose of the
1977 amendment was to effect the change in venue that was
recommended by the Administrative Conference. The change would be
far less substantial
Page 446 U. S. 601
than the jurisdictional shift that, according to the Court,
Congress adopted
sub silentio. And the remarks made at the
time the technical amendments were adopted, coupled with the nature
of the actions reviewable under § 307(b)(1) prior to that
time, are sufficiently perplexing that, in my view, the technical
amendments do not shed any meaningful light on Congress' intention
in adding the phrase "any other final action" to § 307(b)(1).
Accordingly, even though they be labeled "technical amendments," I
think they are most accurately viewed as subsequent legislative
history that is not controlling in interpreting a prior enactment.
See United Air Lines, Inc. v. McMann, 434 U.
S. 192,
434 U. S. 200,
n. 7 (1977). Indeed, to one not acquainted with the significance of
the expansion of jurisdiction of courts of appeals urged by the EPA
and adopted by the Court, the technical amendments most likely
looked like minor additions to § 307(b)(1). Thus, I think the
most sensible way to interpret the phrase "any other final action"
is to do so by reference to § 307(b)(1) at the time that
phrase was enacted, rather than at the subsequent time at which the
technical amendments were added.
If the phrase "any other final action" is interpreted by
reference to § 307(b)(1) at the time the phrase was added,
this case is clearly a proper one in which to apply the rule of
ejusdem generis. The rule of
ejusdem generis
ordinarily "limits general terms which follow specific ones to
matters similar to those specified."
Gooch v. United
States, 297 U. S. 124,
297 U. S. 128
(1936). It rests on the notion that statutes should be construed so
that the "sense of the words . . . best harmonizes with the context
and the end in view."
Ibid. At the time the general
language "any other final action" was adopted, notice and
opportunity for comments or hearing were required for the actions
listed in the sections that preceded it -- a requirement that
distinguished those sections from the Administrator's action at
issue here. Thus, under the principle of
ejusdem generis,
the general phrase refers to similar types
Page 446 U. S. 602
of actions. This interpretation offers the most satisfactory
explanation for Congress' curious failure to provide any indication
that it intended to effect a major jurisdictional change in the
manner of reviewing EPA actions such as the one before us, a change
that is inconsistent with the traditional role of appellate courts.
In a case where the construction of legislative language such as
this makes so sweeping and so relatively unorthodox a change as
that made here, I think judges, as well as detectives, may take
into consideration the fact that a watchdog did not bark in the
night.
[
Footnote 2/1]
The section originally provided:
"A petition for review of action of the Administrator in
promulgating any national primary or secondary ambient air quality
standard, any emission standard under section 112, any standard of
performance under section 111, any standard under section 202
(other than a standard required t.o be prescribed under section
202(b)(1)), any determination under section 202(b)(5), any control
or prohibition under section 211, or any standard under section 231
may be filed only in the United States Court of Appeals for the
District of Columbia. A petition for review of the Administrator's
action in approving or promulgating any implementation plan under
section 110 or section 111(d) may be filed only in the United
States Court of Appeals for the appropriate circuit. Any such
petition shall be filed within 30 days from the date of such
promulgation or approval. . . ."
Pub.L. 91-604, 84 Stat. 1708. It was inserted by the Senate, S.
4358, 91st Cong., 2d Sess., § 308 (1970), to "specify forums
for judicial review of certain actions of the [EPA] Secretary. . .
." H.R.Conf.Rep. No. 91-1783, p. 57 (1970). The House bill did not
contain a comparable provision.
Ibid. In 1974,
§§ 119(c)(2)(A),(b), and(C) and the phrase "regulations
thereunder" were added to the list of actions reviewable under
§ 307(b)(1). Pub.L. 93-319, 88 Stat. 259.
[
Footnote 2/2]
At the Senate debates on S. 4358, Senator Cooper stated that
decisions of the EPA made after on-the-record development of
"technical and other relevant information necessary to achieve a
sound judgment . . . should be reviewable in the court of appeals
so that the interests of all parties can be fully protected. With
the record developed by the [EPA] Secretary, the court, as an
unbiased, independent institution, is the appropriate forum for
reviewing such decision and making a judgment as to its
quality."
116 Cong.Rec. 33117 (1970).
[
Footnote 2/3]
"Direct appellate review of
formal administrative
adjudications . . . has long been standard practice: because the
agency's action is to be judged by the administrative record, there
is no need for a trial, and thus no need for prior resort to a
district court."
Currie, Judicial Review Under Federal Pollution Laws, 62 Iowa
L.Rev. 1221, 1232 (1977) (emphasis added).
See also Currie
& Goodman, Judicial Review of Federal Administrative Action:
Quest for the Optimum Forum, 75 Colum.L.Rev. 1, 5-6 (1975).
[
Footnote 2/4]
The only discussion of the 1977 addition to the Clean Air Act,
§ 307(b)(1), states that the amendment was "intended to
clarify some questions relating to
venue for review of
rules or orders under the act." H.R.Rep. No. 95-294, p. 323 (1977)
(emphasis added). The House Report noted that,
"in adopting this subsection, the committee was in large measure
approving the portion of the Administrative Conference of the
United States recommendation Section 305.76-4(A) [41 Fed.Reg. 56768
(1976)], that deals with venue,"
and that the proposed amendment also
"incorporates recommendation D2 of the Administrative Conference
on extending the period for petitioning for judicial review in the
court of appeals."
Id. at 324. It further stated that it did not endorse
the remainder of the Administrative Conference's recommendations,
ibid., which include a recommendation that proposed
expanding the jurisdiction of the courts of appeals by eliminating
the exception to review in those courts for regulations adopted
under § 202(b)(1) , 42 U.S.C. § 7521(b)(1) (1976 ed.,
Supp. II).
[
Footnote 2/5]
In a statement explaining the amendments, Senator Muskie stated
that "[i]t is not the purpose of these amendments to reopen
substantive issues in the Clean Air Act." 123 Cong.Rec. 36252
(1977). Rather, he continued,
"[o]nly those amendments that are necessary to correct technical
errors or unclear phrases have been retained in the package of
amendments that is now before the Senate."
Ibid.
[
Footnote 2/6]
Section 112(c) does not make any provision for notice and
comment or hearing. And, while §§ 111(j) and 119(a)
generally provide for notice and hearing, they do not do so in
every case. Under § 111(j), an order denying a waiver
apparently may be made by the Administrator without formal
proceedings, and under § 119(a), the Administrator apparently
may deny an application for a primary nonferrous smelter order
without providing for notice and hearing.
MR. JUSTICE STEVENS, dissenting.
From May, 1976, through June, 1977, respondent PPG Industries,
Inc. (PPG), exchanged a series of letters with various officials of
the Environmental Protection Agency concerning the applicability of
certain federal performance standards to PPG's waste-heat boilers
at its Lake Charles, La., plant. PPG took the position that its
boilers were not required to meet these standards, first, because
construction had begun on them prior to the effective date of the
standards and, second, because waste-heat boilers are not within
the category of sources to which the standards in question apply.
[
Footnote 3/1]
In April, 1977, PPG submitted a formal request, pursuant to 40
CFR § 60.5(a), for a definitive determination on these issues.
Although § 60.5(a) provides for such determinations only with
respect to the first issue raised by PPG, [
Footnote 3/2] EPA's Regional Administrator apparently
rejected both arguments
Page 446 U. S. 603
in her June,1977, response, unequivocally stating that PPG's
boilers were subject to the standards in question.
After a few more "clarifying" letters were exchanged, PPG
brought two separate petitions for review of EPA's determination,
filing in both the District Court for the Western District of
Louisiana and the Court of Appeals for the Fifth Circuit. The Fifth
Circuit dismissed the petition on the ground that review was
properly had, if at all, in the District Court.
There are two issues before us today: first, whether EPA's
determination constitutes "final" agency action such that any
review is appropriate, and second, if so, whether that review must
be had in the Court of Appeals because the determination
constituted "any other final action" within the meaning of §
307(b)(1) of the Clean Air Act, 42 U.S.C. § 7607(b)(1) (1976
ed., Supp. II). While I accept the Court's holding that the
Agency's determination constituted "final" action as that term is
ordinarily used under the Administrative Procedure Act, I am not
persuaded that Congress intended exclusive review of this type of
action in the courts of appeals.
In
Abbott Laboratories v. Gardner, 387 U.
S. 136,
387 U. S.
149-156, this Court set out three tests that informal
agency action must meet in order to be considered final agency
action that is ripe for judicial review. First, the action must
involve an issue that is appropriate for judicial review, such as a
purely legal question. Second, it must be a definitive statement of
the agency's position, and not merely a tentative view or the
opinion of a subordinate official. Finally, the party seeking
review of the action must be faced with serious hardship if he is
not allowed to obtain preenforcement review. In
Abbott
Laboratories itself, the third requirement was satisfied by
the fact that the affected companies either had to expend
substantial amounts of money to comply with the regulation or not
comply, and risk serious criminal and civil penalties.
Although informal advice by agency personnel as to how the
agency is likely to react to a particular set of circumstances
Page 446 U. S. 604
will not ordinarily be subject to judicial review under the
Abbott Laboratories tests, this case would seem to be an
exception. As EPA argues, the only issue to be decided is whether
certain regulations apply under the facts submitted to the Agency
by PPG. Second, the Regional Administrator of EPA herself signed
the letter rejecting PPG's position; thus, it appears to be, as the
Court suggests, the Agency's "last word" on the issue.
Ante at
446 U. S. 586.
[
Footnote 3/3] And finally,
although the parties have not informed us of the magnitude of PPG's
estimated compliance costs, it appears that PPG would have to risk
sizeable penalties under 42 U.S.C. §§ 7413(b),(c), and
7420 (1976 ed., Supp. II) in order to challenge EPA's determination
in enforcement proceedings. [
Footnote
3/4]
Assuming that EPA's letter in this case would constitute "final
agency action" under the APA, the second question is whether we are
compelled by the language of § 307(b)(1) to hold that the
Court of Appeals had exclusive jurisdiction to
Page 446 U. S. 605
review that action. As MR. JUSTICE REHNQUIST points out in his
dissent, such a construction of the statute will greatly increase
the burdens currently borne by the courts of appeals, both in terms
of numbers of cases and difficulty of issues presented. [
Footnote 3/5]
Ante at
446 U. S.
596-597,
446 U. S.
600-601. In my view, it will also distort the concept of
final agency action by giving EPA virtually unlimited discretion to
transform its informal advice into final agency action subject to
court of appeals review.
Under § 307(b)(2) of the Clean Air Act, any agency action
that was reviewable in the courts of appeals cannot be challenged
in an enforcement proceeding, whether or not review was actually
sought. [
Footnote 3/6] Under §
307(b)(1), a petition for review must be filed within 60 days of
the publication of the agency action in the Federal Register.
Although EPA apparently did not publish letters like its letter to
PPG in the Federal Register prior to the Clean Air Act Amendments
of 1977, it is now embarking on a program to do so. [
Footnote 3/7] Because
Page 446 U. S. 606
publication may give the Agency the benefit of the preclusive
effect of § 307(b)(2), it has every incentive to notice a wide
range of actions in the Federal Register.
Once notice of an action has been published in the Federal
Register, it would be difficult to argue that it was not "final"
agency action. Most of the determinations would, like this one,
concern applications of particular regulations to undisputed fact
situations. Second, the very fact that the Agency had published its
position would indicate that it was a definitive statement of
agency policy. And finally, the requirement that an aggrieved
person show some hardship entitling him to preenforcement review
would also seem to be satisfied by mere publication, since the
failure to raise the issue might well foreclose future review
entirely. [
Footnote 3/8]
I find it difficult to believe that Congress intended this
highly undesirable result. Although I do not share MR. JUSTICE
REHNQUIST's interpretation of the statute, I would construe it as
drawing a line short of allowing EPA complete discretion to turn
anything it chooses into final action reviewable only in the courts
of appeals.
Section 307(b)(1) mandates exclusive review in the courts of
appeals of the Administrator's actions under certain specific
subsections of the Act. Those subsections contain specific grants
of authority to the Administrator to make certain determinations.
Thus, §§ 110 and 111(d), 42 U.S.C. § 7410 and
7411(d) (1976 ed., Supp. II), empower the Administrator to approve
state implementation plans; §§ 111(j), 112(c), 113(d),
and 119, 42 U.S.C. §§ 7411(j), 7412(c), 7413(d),
Page 446 U. S. 607
and 7419 (1976 ed., Supp. II), empower the Administrator to
grant (and, by necessary implication, to deny) waivers to companies
that are unable to comply with the applicable standards; and §
120, 42 U.S.C. § 7420 (1976 ed., Supp. II), sets up a
procedure through which the Administrator is to assess
noncompliance penalties, after notice and hearing on the record.
Each of these types of agency action has an immediate impact on the
legal rights of the affected party.
By contrast, agency advice as to whether or not particular
sources are subject to previously promulgated regulations does not,
in itself, change any party's legal status; nor is there anything
in the statute that specifically requires or permits the
Administrator to give such advice. This does not mean that it is
beyond the Administrator's power to do so, or to set up his own
procedures, as he has done in 40 CFR § 60.5(a) (1979), for
giving advice in a formalized manner. But I do not believe Congress
intended the review provisions of the statute to cover this type of
"agency action" as well as those types specifically contemplated by
the statute. In making reviewable "any other final action of the
Administrator under this chapter," Congress must have been thinking
of actions it had specifically directed or authorized the
Administrator to take under sections of the Act not specifically
enumerated in § 307(b)(1). This interpretation is consistent
with both an
ejusdem generis construction of the statute
and its plain language. It is also supported by Congress' apparent
belief that it was extending court of appeals review only to the
types of actions that EPA had been accustomed to publishing in the
Federal Register.
See 446
U.S. 578fn3/7|>n. 7,
supra.
Accordingly, I respectfully dissent.
[
Footnote 3/1]
PPG also had questions about compliance in the event that the
standards were found to apply.
[
Footnote 3/2]
Title 40 CFR § 60.5(a) (1979) provides:
"When requested to do so by an owner or operator, the
Administrator will make a determination of whether action taken or
intended to be taken by such owner or operator constitutes
construction (including reconstruction) or modification or the
commencement thereof within the meaning of this part."
[
Footnote 3/3]
The Court relies exclusively on this factor, along with the fact
that the parties agree that the action is "final." I would not
place much reliance on the parties' agreement, however, since they
share a common interest in having the threshold jurisdictional
question resolved in the affirmative. Thus, it serves PPG's
interests to treat EPA's letter as a final action, because PPG
wants judicial review as soon as possible. It also serves EPA's
interests because broadening the category of agency actions that
are final and reviewable only in the courts of appeals increases
the number of agency actions that cannot be challenged in
enforcement proceedings under the Act.
See infra at
446 U. S.
605.
[
Footnote 3/4]
See National Automatic Laundry & Cleaning Council v.
Shultz, 143 U.S.App.D.C. 274, 281, 443 F.2d 689, 696 (1971),
in which the court held a letter signed by the Wage-Hour
Administrator concerning a particular application of the Fair Labor
Standards Act to be "final action" in light of the fact that
noncompliance with the agency's policy could have led to criminal
liability and actions for double damages by affected employees.
But see West Penn Power Co. v. Train, 522 F.2d 302, 31311
(CA3 1975),
cert. denied, 426 U.S. 947; 522 F.2d at
317-319 (Adams, J., dissenting), where the court refused to
consider a notice of violation issued pursuant to the Clean Air Act
to be final agency action despite the severe penalties that could
have attached to future noncompliance.
[
Footnote 3/5]
Whether or not the record in this case was sufficiently
developed for purposes of court of appeals' review (an issue on
which the parties differ), it is clear that there will be many
cases involving informal EPA action in which the "record" on which
the Agency relied in making its determination will be minimal.
[
Footnote 3/6]
Section 307(b)(2) of the Clean Air Act provides:
"Action of the Administrator with respect to which review could
have been obtained under paragraph (1) shall not be subject to
judicial review in civil or criminal proceedings for
enforcement."
[
Footnote 3/7]
In EPA's brief in the Court of Appeals, it took the position
that, by adding "any other final action" to § 307(b)(1),
Congress intended to require the Agency to give notice in the
Federal Register of each and every "final action" it takes,
contrary to its prior practice. Although the Agency noted that it
had not yet begun complying with this obligation, it stated that it
intended to begin publication in the near future of all final
agency actions taken since the 1977 amendments. Brief for
Respondents in No. 77-2989 (CA5), pp. 27-29. EPA's interpretation
of the Federal Register clause as a requirement that notice of
final determinations be given seems backwards to me. I think a more
plausible interpretation of the statute is that Congress intended
the term "final agency action" to refer only to the types of
actions that EPA was accustomed to publishing in the Federal
Register prior to the 1977 amendments.
[
Footnote 3/8]
The hardship determination, of course, becomes circular, since
there is no preclusion unless there is "final" agency action and no
finality unless there is some hardship in not according
preenforcement review. Under these circumstances, the courts are
likely to emulate the Court's approach in this case, ignoring the
hardship component entirely and making reviewable any action that
constitutes a definitive statement of the Agency's position.