Held: Under the provisions of the Civil Service
Retirement Act whereby a deceased federal employee's legitimate
children under 18 years of age qualify for survivors' benefits but
"recognized natural" children under 18 may recover only if they
"lived with the employee . . . in a regular parent-child
relationship," a recognized natural child is entitled to survivors'
benefits when the child has lived with the deceased employee in a
"regular parent-child relationship," regardless of whether the
child was living with the employee at the time of his death. This
construction of the statutory provisions is fair and reasonable in
light of the language, purpose, and history of the enactment and
avoids a serious constitutional question under the equal protection
component of the Due Process Clause of the Fifth Amendment. Even if
the "lived with" requirement is assumed to serve as a device to
thwart fraudulent claims of dependency or parentage or to promote
efficient administration by facilitating the prompt identification
of eligible annuitants, to construe the provision as applying only
to illegitimate children living with the employee at the time of
death would raise serious equal protection problems that this Court
must seek to avoid by adopting a saving statutory construction not
at odds with fundamental legislative purposes. Pp.
445 U. S.
26-34.
218 Ct.Cl. 705, 590 F.2d 343, affirmed.
MARSHALL, J., delivered the opinion of the Court, in which
BRENNAN, WHITE, BLACKMUN, and STEVENS, JJ., joined. POWELL, J.,
filed an opinion concurring in the judgment, in which BURGER, C.J.,
joined,
post, p.
445 U. S. 34.
REHNQUIST, J., filed a dissenting opinion, in which STEWART, J.,
joined,
post, p.
445 U. S.
36.
Page 445 U. S. 24
MR. JUSTICE MARSHALL delivered the opinion of the Court.
This appeal presents the question whether illegitimate children
of a federal civil service employee are entitled to survivors'
benefits under the Civil Service Retirement Act when the children
once lived with the employee in a familial relationship, but were
not living with the employee at the time of his death.
I
George Isaacson and the appellee Patricia Clark lived together
from 1965 through 1971 without benefit of matrimony. They had two
children, Shawn and Tricia Clark, born in 1968 and 1971,
respectively, and the four lived together as a family. After the
appellee and Isaacson separated, the appellee filed a state court
action in Montana seeking a determination of the paternity of the
children. In June, 1972, the Montana court issued a decree
determining that Isaacson was the natural father of the children
and ordering him to contribute to their support. Isaacson provided
monthly support payments up to the time of his death in 1974.
At the time of death, Isaacson was a federal employee covered by
the Civil Service Retirement Act, 5 U.S.C. § 8331
et
seq. The Act provides that each surviving child of a deceased
federal employee is entitled to a survivors' annuity. 5 U.S.C.
§ 8341(e)(1). All legitimate and adopted children under 18
years of age qualify for these benefits, but stepchildren or
"recognized natural" children under 18 may recover only if they
"lived with the employee . . . in a regular parent-child
relationship." 5 U.S.C. § 8341(a)(3)(A). In September, 1974,
the Civil Service Commission's Bureau of Retirement, Insurance, and
Occupational Health denied the appellee's application for such
annuities for Shawn and Tricia. The Bureau held that 5 U.S.C.
§ 8341(a)(3)(A) bars recovery for otherwise qualified children
born out of wedlock who, like Shawn and Tricia, were not living
with the employee
Page 445 U. S. 25
at the time of his death. The Commission's Board of Appeals and
Review affirmed. [
Footnote
1]
The appellee then filed this action in the Court of Claims on
behalf of her children. She argued that 5 U.S.C. §
8341(a)(3)(A) allows recovery where, as here, the recognized
natural children had once lived with the employee in a parent-child
relationship. Alternatively she contended that, if the Commission's
interpretation of 5 U.S.C. § 8341(a)(3)(A) was correct, that
provision violated the equal protection component of the Due
Process Clause of the Fifth Amendment because it impermissibly
discriminated against illegitimate children.
The Court of Claims granted the appellee's motion for summary
judgment. 218 Ct.Cl. 705, 590 F.2d 343. Ignoring the statutory
issue, the court granted relief on the authority of its earlier
decision in
Gentry v. United States, 212 Ct.Cl. 1, 546
F.2d 343 (1976),
rehearing denied, 212 Ct.Cl. 27, 551 F.2d
852 (1977), which held that the "lived with" requirement of 5
U.S.C. § 8341(a)(3)(A) unconstitutionally discriminated
against illegitimate children. We postponed consideration of our
jurisdiction pending hearing on the merits, 441 U.S. 960 (1979),
and now affirm on the statutory ground presented to, but not
addressed by, the Court of Claims. [
Footnote 2]
Page 445 U. S. 26
II
The Civil Service Retirement Act provides survivors' annuities
to all legitimate children, but grants the same benefits to
Page 445 U. S. 27
children born out of wedlock only if they "lived with the
employee . . . in a regular parent-child relationship." Such a
classification based on illegitimacy is unconstitutional unless it
bears "an evident and substantial relation to the particular . . .
interests this statute is designed to serve."
Lalli v.
Lalli, 439 U. S. 259,
439 U. S. 268
(1978) (plurality opinion);
see id. at
439 U. S. 279
(BRENNAN, J., dissenting).
See also Trimble v. Gordon,
430 U. S. 762,
430 U. S. 767
(1977). [
Footnote 3] The
Government's asserted justification for the classification -- that
it is an administratively convenient means of identifying children
who actually were deprived of support by the employee's death -- is
itself open to constitutional question, since the statute does not
condition benefits to legitimate children on such a showing.
It is well settled that this Court will not pass on the
constitutionality of an Act of Congress if a construction of the
statute is fairly possible by which the question may be avoided.
E.g., Califano v. Yamasaki, 442 U.
S. 682,
442 U. S. 693
(1979);
New York City Transit Authority v. Beazer,
440 U. S. 568,
440 U. S. 582,
and n. 22 (1979);
Machinists v. Street, 367 U.
S. 740,
367 U. S.
749-750 (1961);
Spector Motor Service, Inc. v.
McLaughlin, 323 U. S. 101,
323 U. S. 105
(1944). Where both a constitutional issue and an issue of statutory
construction are raised, we are not, of course, foreclosed from
considering the statutory question merely because the lower court
failed to address it.
Califano v. Yamasaki, supra at
442 U. S. 693;
University of California Regents v. Bakke, 438 U.
S. 265,
438 U. S. 328
(1978)
Page 445 U. S. 28
(opinion of BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.);
id. at
438 U. S. 281
(opinion of POWELL, J.);
id. at
438 U. S.
411-412 (opinion of STEVENS, J.). Accordingly, we turn
to the statute to determine whether resolution of the
constitutional question is necessary to the disposition of this
case.
Shawn and Tricia Clark were denied annuities on the ground that
they did not meet the statutory requirement that they "lived with
the employee . . . in a regular parent-child relationship." The
appellee contended that her children did meet the requirement,
because they had lived with the decedent as a family from their
birth through 1971. If the appellee's construction of the statutory
language is correct, the children are entitled to survivors'
annuities and decision of the constitutional question is
unnecessary. The Civil Service Commission, however, has construed
the "lived with" language to require that the children be living
with the employee at the time of the employee's death.
When the statutory language is considered on its face, the
appellee's reading is at least as plausible as that of the
Government. Shawn and Tricia had "lived with" their father, and we
believe those words would not ordinarily imply a temporal
limitation. Moreover, Congress has demonstrated in other social
welfare legislation that it knows how to restrict the class of
eligible beneficiaries to those living with an individual at a
particular time. [
Footnote
4]
Page 445 U. S. 29
We can find nothing in the legislative history of the statute to
indicate that appellee's construction of the statute is out of
harmony with the congressional intent. The original enactment in
1948 made an annuity payable to
"an unmarried child, including a dependent stepchild or an
adopted child, under the age of eighteen years, or such unmarried
child who because of physical or mental disability is incapable of
self-support."
Act of Feb. 28, 1948, § 11, 62 Stat. 55. The amount of the
annuity depended on whether another parent survived. Although
children born out of wedlock were not expressly included, the
provision was seemingly broad enough to cover them. [
Footnote 5] The Government argues that, in
granting annuities to surviving children, Congress intended to
provide funds to replace support lost by the wage earner's
dependents. The Government views the statutory scheme as designed
to pay benefits only to those children Congress thought most likely
to have been dependent on the wage earner, and to take account of
the likelihood of supplementary support from the other parent. We
note, however, that only stepchildren were required to show
dependency. [
Footnote 6]
In 1956, Congress amended the definition of an entitled child to
include
"an unmarried child, including (1) an adopted child, and (2) a
stepchild or recognized natural child who received more than
one-half his support from and lived with the . . . employee in a
regular parent-child relationship."
Act of July 31, 1956, Title IV, § 1(j), 70 Stat. 744.
[
Footnote 7] For the
Page 445 U. S. 30
first time children born out of wedlock were explicitly
included, but their eligibility was made subject both to the "lived
with" requirement and to the dependency requirement originally
applicable only to stepchildren.
The legislative history is devoid of any indication whether
Congress intended that annuities could be recovered by all
recognized natural children who had once lived with the employee in
a familial relationship, or only by such children who were living
with the employee at the time of death. Nor do the congressional
materials illuminate the purpose of the "lived with" requirement.
The Government defends the provision as a rational indicator of
both dependency and parentage. An illegitimate child who lived with
the natural parent, according to this view, is both more likely to
have received support from the parent and more likely to be the
true issue of that parent than is any illegitimate child who lived
apart from the natural parent. It seems unlikely that Congress
viewed the requirement as a means of ascertaining either dependency
or parentage, however, since the statute also required the child to
prove both that he had received more than one-half of his support
from the deceased employee and that he was the employee's
"recognized natural child." Those provisions speak directly to the
concerns raised by the Government, and the additional requirement
that the child must have lived with the parent would therefore be
superfluous regardless of whether it mandated that the child must
have lived with the parent at the time of the parent's death rather
than at some other time.
The Government also urges that Congress intended the "lived
with" requirement to serve as a means of thwarting fraudulent
claims of dependency or parentage, and to promote efficient
administration by facilitating the prompt identification of
eligible annuitants. It is evident from the facts
Page 445 U. S. 31
of this case, however, that the classification is not narrowly
tailored as a means of furthering either goal. As we recognized in
Jimenez v. Weinberger, 417 U. S. 628,
417 U. S. 636
(1974), the prevention of fraud is a legitimate goal, but it does
not necessarily follow "that the blanket and conclusive exclusion
of [appellee's] subclass of illegitimates is reasonably related to
the prevention of spurious claims." Thus, even if the "lived with"
requirement is assumed to serve as a device to prevent fraud or to
promote efficient administration, it raises serious equal
protection problems that this Court must seek to avoid by adopting
a saving statutory construction not at odds with fundamental
legislative purposes.
In sum, the legislative history of the 1956 amendments provides
no direct guidance on the purpose of the "lived with" provision or
on whether it was intended to be restricted to children living with
the parent at a particular time. The less restrictive construction
proposed by the appellee appears fair and reasonable in light of
the language, purpose, and history of the enactment, and it avoids
a serious constitutional question. Before we conclude our inquiry,
however, we must consider whether a 1966 amendment to the statute
affected the children's right to recovery.
Congress enacted the 1966 amendments to the Act upon the request
of the Executive Branch's Committee on Federal Staff Retirement
Systems. One of these amendments removed the requirement that
children must prove they received one-half of their support from
the deceased employee in order to recover survivors' annuities. Act
of July 18, 1966, Title V, § 502, 80 Stat. 300. Congress
deleted the dependency requirement in order to ensure recovery for
the children of female civil servants, who typically earned less
than their husbands and accordingly contributed less than half of
the support of their children. [
Footnote 8] Congress also deleted the requirement
Page 445 U. S. 32
of proof of dependency for stepchildren and "recognized natural"
children, but retained the "lived with" requirement for those
claimants. The reason for retaining the requirement was not clearly
explained in the Cabinet Committee report, which simply stated:
"Stepchildren and natural children are eligible for benefits at
present only when they have been dependent on the deceased parent
and living with the parent in a regular parent-child relationship.
The latter requirement should be retained; but, if it is fulfilled,
the benefits should be paid as for any other child, without regard
to the dependency requirement."
H.R. Doc. No. 402, 89th Cong., 2d Sess., 41 (1966).
The Government views the 1966 amendment as evidence that
Congress intended the "lived with" requirement to serve as a
convenient method of determining whether the child received support
from the deceased employee. This proposition appears implausible,
since, in the same sentence, the Committee recommended that, if the
"lived with" requirement were met, benefits should be paid "as for
any other child, without regard to the dependency requirement." The
Committee's use of the word "retained" is a further indication that
Congress did not intend the "lived with" provision to assume a new
function previously performed by the dependency requirement.
Moreover, the Government's position again unnecessarily raises the
equal protection question, because legitimate children and adopted
children were not required to demonstrate that they had received
support from the decedent. In the absence of any persuasive
evidence to the contrary, therefore, we assume that Congress'
failure to alter the "lived
Page 445 U. S. 33
with" requirement likewise failed to modify the purpose of that
provision as envisioned by the Congress that enacted it. [
Footnote 9]
We conclude that the "lived with" requirement is satisfied when
a recognized natural child has lived with the deceased employee in
a "regular parent-child relationship," regardless of whether the
child was living with the employee at the time of the employee's
death. Our consideration of the language and purpose of the statute
and of the available legislative history convinces us that this
construction is a fair and reasonable reading of the congressional
enactment. [
Footnote 10]
Furthermore,
Page 445 U. S. 34
the construction is necessary to avoid a serious constitutional
question. By so holding, we do not believe that we are creating
undue administrative difficulties for the Civil Service Commission.
In this case, for example, the Commission relied on the Montana
court's paternity decree and affidavits concerning when the
appellee's children lived with the deceased employee. Similar
documentary evidence would be equally probative of whether an
illegitimate child claiming a survivors' annuity had ever lived
with the deceased employee in a regular parent-child relationship.
[
Footnote 11]
The judgment of the Court of Claims is
Affirmed.
[
Footnote 1]
On January 1, 1979, the Civil Service Commission was abolished,
and the Office of Personnel Management assumed primary
responsibility for the civil service retirement program.
See Civil Service Reform Act of 1978, Pub.L. 95-454, 92
Stat. 1111; Reorg.Plan No. 2 of 1978, 3 CFR 323 (1979). For
convenience, throughout this opinion, we shall refer to the agency
administering the retirement program as the Civil Service
Commission.
[
Footnote 2]
The appellee contends that this Court does not have jurisdiction
to entertain this appeal. We disagree.
By an order dated January 27, 1978, the Court of Claims held
that the "lived with" requirement of 5 U.S.C. § 8341(a)(3)(A)
applicable to illegitimate children violated the equal protection
component of the Due Process Clause of the Fifth Amendment. The
court then resolved the issue of relief, and entered final judgment
on November 6, 1978. The Government filed its notice of appeal on
December 5, 1978.
The appeal statute relied upon by the Government, 28 U.S.C.
§ 1252, provides:
"Any party
may appeal to the Supreme Court from an
interlocutory or final judgment, decree or order of any court of
the United States . . . holding an Act of Congress unconstitutional
in any civil action, suit, or proceeding to which the United States
or any of its agencies, or any officer or employee thereof, as such
officer or employee, is a party."
(Emphasis added.) The appellee first contends that the
Government failed to file a timely notice of appeal because it did
not appeal the January 27, 1978, decision on the liability issue.
Section 1252 would have allowed the Government to seek review of
this interlocutory order declaring a federal statute
unconstitutional, but its permissive language providing that any
party "may appeal . . . from an interlocutory or final judgment"
plainly did not require the Government to appeal before final
judgment was entered.
Cf. United States v. Carlo Bianchi &
Co., 373 U. S. 709
(1963) (review of final judgment under 28 U.S.C. § 1255
entails review of any interlocutory decisions on liability);
Marconi Wireless Telegraph Co. v. United States,
320 U. S. 1,
320 U. S. 47-48
(1943) (same);
American Foreign S. S. Co. v. Matise,
423 U. S. 150
(1975) (same rule when jurisdiction based on 28 U.S.C. §
1254);
Toledo Scale Co. v. Computing Scale Co.,
261 U. S. 399,
261 U. S. 418
(1923) (same).
The appellee also argues that no appeal will lie under 28 U.S.C.
§ 1252 because the Court of Claims did not declare an Act of
Congress unconstitutional. To the contrary, a determination that
the "lived with" requirement of 5 U.S.C. § 8341(a)(3)(A) was
unconstitutional was a necessary predicate to the relief the Court
of Claims granted to the appellee's children, and this
determination of unconstitutionality may be appealed under §
1252.
McLucas v. DeChamplain, 421 U. S.
21,
421 U. S. 30
(1975);
United States v. Raines, 362 U. S.
17,
362 U. S. 20
(1960). It is irrelevant that the Court of Claims reached this
holding by relying on its earlier decision in
Gentry v. United
States, 212 Ct.Cl. 1, 546 F.2d 343 (1976),
rehearing
denied, 212 Ct.Cl. 27, 551 F.2d 852 (1977). An appeal under
§ 1252 lies for any federal court decision declaring an Act of
Congress unconstitutional in a civil action in which the United
States is a party, not just for the first such decision.
Cf.
Garment Workers v. Donnelly Garment Co., 304 U.
S. 243,
304 U. S. 249
(1938).
[
Footnote 3]
The lower federal courts have uniformly held that the "lived
with" requirement violates the equal protection component of the
Due Process Clause of the Fifth Amendment.
Gentry v. United
States, supra; Jenkins v. U.S. Civil Service
Comm'n, 460 F.
Supp. 611 (DC 1978);
Proctor v. United
States, 448 F.
Supp. 418 (DC 1977) (three-judge court);
Tenny v. United
States, 441 F.
Supp. 224 (ED Mo.1977);
Myers v. Commissioners of Civil
Service Comm'n, Civ. No. 8682 (SD Ohio, Aug. 9, 1977).
[
Footnote 4]
See 45 U.S.C. § 231e(c)(1)(i) (Railroad Retirement
Act benefits payable in certain circumstances to "the widow or
widower of the deceased employee who was living with such employee
at the time of such employee's death"); 42 U.S.C. § 416(e)
(Social Security Act in part defines legally adopted child as a
person who "was at the time of such individual's death living in
such individual's household"); 42 U.S.C. § 416 (h)(3)(A) (ii)
(Social Security Act's definition of qualified child is met in part
when "such insured individual is shown . . . to be the father of
the applicant and was living with or contributing to the support of
the applicant at the time such insured individual became entitled
to benefits or attained age 65, whichever first occurred").
[
Footnote 5]
See Visor v. United States, Civ. No. 9922(2) (ED Mo.,
Feb. 12, 1955) .
[
Footnote 6]
By authorizing the payment of benefits to an "unmarried child
who because of physical or mental disability is incapable of
self-support," Act of Feb. 28, 1948, 62 Stat. 55, Congress
apparently intended that, though disabled children over 18 years of
age had to show they were unable to support themselves, they did
not have to show they were dependent on the deceased parent.
[
Footnote 7]
The 1956 amendments also provided that a survivors' annuity was
payable to a legitimate child with a surviving parent only if the
child proved that he had received more than one-half his support
from the deceased employee. Act of July 31, 1956, amending Title
IV, § 10(d), 70 Stat. 754.
[
Footnote 8]
See S.Rep. No. 1187, 9th Cong., 2d Sess., 5 (1966); The
Federal Salary and Fringe Benefits Act of 1966: Hearings on H.R.
14122 before the Senate Committee on Post Office and Civil Service,
89th Cong., 2d Sess., 7 (1966); Joint Annual Report of the Director
of the Bureau of the Budget and the Chairman of the Civil Service
Commission and the Report of the Cabinet Committee on Federal Staff
Retirement Systems, H.R.Doc. No. 402, 89th Cong., 2d Sess., 41
(1966).
[
Footnote 9]
Two Committees of Congress, in passing on requests for
legislation by the Civil Service Commission, have referred to the
"lived with" requirement as a "living with" requirement. S.Rep. No.
92-527, p. 1 (1971); S.Rep. No. 1070, 89th Cong., 2d Sess., 1
(1966).
See also H.R.Rep. No. 92-811, p. 3 (1972);
H.R.Rep. No. 33, 89th Cong., 1st Sess., 3 (1965). We read the
Committees' statements as nothing more than acknowledgments of the
Commission's interpretation of the requirement, which was made
known to each Committee by letters from the Commission. S.Rep. No.
92-527,
supra at 2-3; S.Rep. No. 1070,
supra, at
3-4. In any event, the views of some Congressmen as to the
construction of a statute adopted years before by another Congress
have "
very little, if any, significance.'" United States v.
Southwestern Cable Co., 392 U. S. 157,
392 U. S. 170
(1968) (quoting Rainwater v. United States, 356 U.
S. 590, 356 U. S. 593
(1958)).
The 1966 recommendation of the Cabinet Committee on Federal
Staff Retirement Systems referred to the "lived with" requirement
as allowing benefits to recognized natural children "when they have
been . . . living with the parent in a regular parent-child
relationship." H.R.Doc. No. 402, 89th Cong., 2d Sess., 41 (1966).
This language might appear to be inconsistent with our construction
of the "lived with" requirement. The language was formulated by the
Executive Branch, however, not by Congress, and, at most, simply
reflects the Civil Service Commission's interpretation of the
statute.
[
Footnote 10]
We recognize that the Civil Service Commission has interpreted
the "lived with" requirement to be a "living with" requirement,
although the Government does not inform us whether the agency
interpretation was contemporaneous with the 1956 enactment. We do
not disregard this evidence of the meaning of the statute.
See,
e.g., Batterton v. Francis, 432 U. S. 416,
432 U. S. 425,
n. 9 (1977). In view of our analysis of the statute and its
legislative history, and considering the need to avoid unnecessary
constitutional adjudication, however, the agency interpretation
would not be decisive even if it were contemporaneous.
[
Footnote 11]
Because we hold that the Civil Service Retirement Act expressly
allows the appellee's children to receive survivors' annuities,
there is no question that the Court of Claims below had both
jurisdiction to entertain their claims and authority to grant
recovery.
See United States v. Testan, 424 U.
S. 392,
424 U. S.
397-398 (1976);
Eastport S.S. Corp. v. United
States, 178 Ct.Cl. 599, 606-607, 372 F.2d 1002, 1007-1009
(1967). In light of our holding, we need not address the
Government's argument that the Court of Claims exceeded its
jurisdiction when it declared 5 U.S.C. § 8341(a)(3)(A)'s
"lived with" requirement unconstitutional, severed that requirement
from the statute, and awarded relief to the appellee's children
based on the remaining language in the statute.
Cf. United
States v. Testan, supra.
MR. JUSTICE POWELL, with whom THE CHIEF JUSTICE joins,
concurring in the judgment.
The question in this case is whether the illegitimate children
of a federal employee, who lived with his children after their
birth and had a legal obligation to contribute to their support
until his death, are eligible to receive survivors' benefits under
the Civil Service Retirement Act, 5 U.S.C. § 8331
et
seq. The statutory definition of "child" under that Act
includes a "recognized natural child who lived with the employee .
. . in a regular parent-child relationship." 5 U.S.C. §
8341(a)(3)(A)(ii).
Page 445 U. S. 35
Because I agree that these children satisfy the statutory
definition, I concur in the judgment of the Court. I write
separately because I do not believe that the Court's broad
construction of the "lived with" requirement is compatible with
congressional intent or necessary to avoid constitutional
difficulties.
The Court recognizes that the "lived with" requirement could
serve governmental purposes by providing proof of either paternity
or dependence. The Court concludes that the "lived with"
requirement is not designed to prove paternity, because the statute
separately requires that an eligible illegitimate be a "recognized
natural child."
Ante at
445 U. S. 30. I
agree.
I cannot accept so easily the Court's further conclusion that
the "lived with" requirement was not designed to prove dependency.
Although the 1966 amendment demonstrates that the "lived with"
requirement cannot be interpreted to demand that more than one-half
of a child's support come from the deceased parent, it does not
demonstrate that Congress intended to eliminate entirely the
dependency requirement. As a matter of statutory construction and
common sense, the statement that an illegitimate who fulfills the
"lived with" requirement need not meet an additional dependency
requirement,
ante at
445 U. S. 32,
quoting H.R. Doc. No. 402, 89th Cong., 2d Sess., 41 (1966),
indicates that Congress intended the "lived with" test to serve as
the functional equivalent of a dependency requirement. The Court's
assumption to the contrary deprives the "lived with" requirement of
any legislative purpose. Rather than construe a statutory provision
to serve no identifiable congressional goal, I would conclude that
Congress intended the "lived with" requirement to serve as a means
through which illegitimate children may prove actual dependency on
the deceased parent.
Congress may require illegitimate children to demonstrate actual
dependency even though legitimate children are presumed to be
dependent,
Mathews v. Lucas, 427 U.
S. 495,
427 U. S.
507-509 (1976), so long as the means by which
illegitimates
Page 445 U. S. 36
must demonstrate such dependency are substantially related to
achievement of the statutory goal.
Lalli v. Lalli,
439 U. S. 259,
439 U. S.
275-276 (1978) (opinion of POWELL, J.);
see Trimble
v. Gordon, 430 U. S. 762,
430 U. S.
770-773 (1977). The possible constitutional infirmity in
the Government's construction of the statute is its assumption that
only illegitimates who "lived with" a parent at the time of his
death were actually dependent. Such a requirement may be
unconstitutionally restrictive, because, as in this case, it would
bar the claims of children who lived with their father for some
part of their lives, and who received support from their father
until his death.
*
The recognition of the children's claim in this case clearly
does not frustrate the congressional intent that only dependent
illegitimate children receive survivors' annuities. I therefore
would hold that children who show a continuing relationship of
dependency with their father, which includes living with him in the
past and receiving support from him when they lived apart, satisfy
the requirement of 5 U.S.C. § 8341(a)(3)(A)(ii). I do not
believe, however, that the Court needs to find the requirement
satisfied no matter when the child lived with the deceased parent.
In some circumstances, proof of a domestic living situation at some
far distant period in the child's life may not demonstrate actual
dependency. Accordingly, I would go no further than concluding that
these children have satisfied the "lived with" requirement.
* I believe that the Court errs in assuming that its broad
interpretation of the "lived with" requirement will always avoid
constitutional difficulty. The imposition of the "lived with"
requirement as a test of actual dependency may be unconstitutional
in a case in which a father had always supported, but never lived
with, an illegitimate child.
MR. JUSTICE REHNQUIST, with whom MR. JUSTICE STEWART joins,
dissenting.
I am in full agreement with the Court that the statutory
question should have been resolved in this case prior to any
application of the constitutional issue decided by the Court
Page 445 U. S. 37
of Claims in
Gentry v. United States, 212 Ct.Cl. 1, 546
F.2d 343 (1976). Nor do I disagree with the Court's construction of
the statute in issue. I dissent, however, because I believe that
the Court should remand the case to the Court of Claims for
consideration of the statutory claim in the first instance.
Federal courts should not, of course, resolve cases on the basis
of constitutional questions when a nonconstitutional ground might
be available. A federal court also may not award relief on the
basis of a constitutional decision absent jurisdiction conferred by
Congress. When a federal court violates either of these prudential
or jurisdictional limitations, our standard practice is to remand
the case for consideration of the statutory question. In
Youakim v. Miller, 425 U. S. 231
(1976), this Court found that a constitutional holding of a lower
court might possibly be avoided by the construction of statutory
requirements. The Court remanded, finding that the statutory issue
might be dispositive,
"but that the claim should be aired first in the District Court.
Vacating the judgment and remanding the case for this purpose will
require the District Court first to decide the statutory issue, . .
. and if appellants prevail on that question, it will be
unnecessary for either the District Court or this Court to reach
the equal protection issue at all."
Id. at
425 U. S. 236.
See also Wyman v. Rothstein, 398 U.
S. 275 (1970);
Alma Motor Co. v. Timken-Detroit Axle
Co., 329 U. S. 129
(1946). In
Richardson v. Morris, 409 U.
S. 464 (1973), the District Court decided a
constitutional question under an erroneous assumption of Tucker Act
jurisdiction, and this Court found it necessary to remand the case
so that the District Court could determine what other permissible
grounds of decision may have been open to it.
The Court of Claims in this case was wrong in resolving this
case on the basis of its constitutional holding, both as a matter
of prudential considerations as well as jurisdiction.
See
United States v. Testan, 424 U. S. 392,
424 U. S.
397-398 (1976). While the Court of Claims did have
jurisdiction to entertain the statutory
Page 445 U. S. 38
question presented in this case, we should have permitted it the
opportunity to exercise that jurisdiction. Only this Term, we
remanded a case to the Court of Claims for consideration of an
issue not resolved by that court.
Hatzlachh Supply Co. v.
United States, 444 U. S. 460
(1980). By remanding here, we would conform the disposition of this
case to our customary practice which recognizes the usefulness of
district and appellate court opinions on the questions ultimately
reviewed here, as well as the need to reserve this Court's plenary
consideration for questions still warranting final decision here
after decision by another court.