In 1974, petitioners United Steelworkers of America (USWA) and
Kaiser Aluminum Chemical Corp. (Kaiser) entered into a master
collective bargaining agreement covering terms and conditions of
employment at 15 Kaiser plants. The agreement included an
affirmative action plan designed to eliminate conspicuous racial
imbalances in Kaiser's then almost exclusively white craft work
forces by reserving for black employees 50% of the openings in
in-plant craft training programs until the percentage of black
craft workers in a plant is commensurate with the percentage of
blacks in the local labor force. This litigation arose from the
operation of the affirmative action plan at one of Kaiser's plants
where, prior to 1974, only 1.83% of the skilled craft workers were
black, even though the local workforce was approximately 39% black.
Pursuant to the national agreement, Kaiser, rather than continuing
its practice of hiring trained outsiders, established a training
program to train its production workers to fill craft openings,
selecting trainees on the basis of seniority, with the proviso that
at least 50% of the trainees were to be black until the percentage
of black skilled craft workers in the plant approximated the
percentage of blacks in the local labor force. During the plan's
first year of operation, seven black and six white craft trainees
were selected from the plant's production workforce, with the most
senior black trainee having less seniority than several white
production workers whose bids for admission were rejected.
Thereafter, respondent Weber, one of those white production
workers, instituted this class action in Federal District Court,
alleging that, because the affirmative action program had resulted
in junior black employees' receiving training in preference to
senior white employees, respondent and other similarly situated
white employees had been discriminated against in violation of the
provisions of §§ 703(a) and(d) of Title VII of the Civil
Rights Act of 1964 that make it unlawful to "discriminate . . .
because
Page 443 U. S. 194
of . . . race" in hiring and in the selection of apprentices for
training programs. The District Court held that the affirmative
action plan violated Title VII, entered judgment in favor of the
plaintiff class, and granted injunctive relief. The Court of
Appeals affirmed, holding that all employment preferences based
upon race, including those preferences incidental to bona fide
affirmative action plans, violated Title VII's prohibition against
racial discrimination in employment.
Held:
1. Title VII's prohibition in §§ 703(a) and (d)
against racial discrimination does not condemn all private,
voluntary, race-conscious affirmative action plans. Pp.
443 U. S.
200-208.
(a) Respondent Weber's reliance upon a literal construction of
the statutory provisions and upon
McDonald v. Santa Fe Trail
Transp. Co., 427 U. S. 273,
which held, in a case not involving affirmative action, that Title
VII protects whites as well as blacks from certain forms of racial
discrimination, is misplaced, since the Kaiser-USWA plan is an
affirmative action plan voluntarily adopted by private parties to
eliminate traditional patterns of racial segregation. "[A] thing
may be within the letter of the statute and yet not within the
statute, because not within its spirit, nor within the intention of
its makers,"
Holy Trinity Church v. United States,
143 U. S. 457,
143 U. S. 459,
and, thus, the prohibition against racial discrimination in
§§ 703(a) and (d) must be read against the background of
the legislative history of Title VII and the historical context
from which the Act arose. P.
443 U. S.
201.
(b) Examination of those sources makes clear that an
interpretation of §§ 703(a) and (d) that forbids all
race-conscious affirmative action would bring about an end
completely at variance with the purpose of the statute, and must be
rejected. Congress' primary concern in enacting the prohibition
against racial discrimination in Title VII was with the plight of
the Negro in our economy, and the prohibition against racial
discrimination in employment was primarily addressed to the problem
of opening opportunities for Negroes in occupations which have been
traditionally closed to them. In view of the legislative history,
the very statutory words intended as a spur or catalyst to
cause
"employers and unions to self-examine and to self-evaluate their
employment practices and to endeavor to eliminate, so far as
possible, the last vestiges of an unfortunate and ignominious page
in this country's history,"
Albemarle Paper Co. v. Moody, 422 U.
S. 405,
422 U. S. 418,
cannot be interpreted as an absolute prohibition against all
private, voluntary, race-conscious affirmative action efforts to
hasten the elimination of such vestiges. Pp.
443 U. S.
201-204.
Page 443 U. S. 195
(c) This conclusion is further reinforced by examination of the
language and legislative history of § 703(j) of Title VII,
which provides that nothing contained in Title VII
"shall be interpreted to require any employer . . . to grant
preferential treatment . . . to any group because of the race . . .
of such . . . group on account of"
a
de facto racial imbalance in the employer's
workforce. Had Congress meant to prohibit all race-conscious
affirmative action, it could have provided that Title VII would not
require or permit racially preferential integration efforts. The
legislative record shows that § 703(j) was designed to prevent
§ 703 from being interpreted in such a way as to lead to undue
federal regulation of private businesses, and thus use of the word
"require," rather than the phrase "require or permit," in §
703(j) fortifies the conclusion that Congress did not intend to
limit traditional business freedom to such a degree as to prohibit
all voluntary, race-conscious affirmative action. Pp.
443 U. S.
204-207.
2. It is not necessary in these cases to define the line of
demarcation between permissible and impermissible affirmative
action plans; it suffices to hold that the challenged Kaiser-USWA
plan falls on the permissible side of the line. The purposes of the
plan mirror those of the statute, being designed to break down old
patterns of racial segregation and hierarchy, and being structured
to open employment opportunities for Negroes in occupations which
have been traditionally closed to them. At the same time, the plan
does not unnecessarily trammel the interests of white employees,
neither requiring the discharge of white workers and their
replacement with new black hirees, nor creating an absolute bar to
the advancement of white employees, since half of those trained in
the program will be white. Moreover, the plan is a temporary
measure, not intended to maintain racial balance, but simply to
eliminate a manifest racial imbalance. Pp.
443 U. S.
209-209.
563 F.2d 216, reversed.
BRENNAN, J., delivered the opinion of the Court, in which
STEWART, WHITE, MARSHALL, and BLACKMUN, JJ., joined. BLACKMUN, J.,
filed a concurring opinion,
post 443 U. S. 209.
BURGER, C.J., filed a dissenting opinion,
post, p.
443 U. S. 216.
REHNQUIST, J., filed a dissenting opinion, in which BURGER, C.J.,
joined,
post, p.
443 U. S. 219.
POWELL and STEVENS, JJ., took no part in the consideration or
decision of the cases.
Page 443 U. S. 197
MR. JUSTICE BRENNAN delivered the opinion of the Court.
Challenged here is the legality of an affirmative action plan --
collectively bargained by an employer and a union -- that reserves
for black employees 50% of the openings in an in-plant craft
training program until the percentage of black craft workers in the
plant is commensurate with the percentage of blacks in the local
labor force. The question for decision is whether Congress, in
Title VII of the Civil Rights Act of 1964, 78 Stat. 253, as
amended, 42 U.S.C. § 2000e
et seq., left employers
and unions in the private sector free to take such race-conscious
steps to eliminate manifest racial imbalances in traditionally
segregated job categories. We hold that Title VII does not prohibit
such race-conscious affirmative action plans.
I
In 1974, petitioner United Steelworkers of America (USWA) and
petitioner Kaiser Aluminum & Chemical Corp. (Kaiser)
Page 443 U. S. 198
entered into a master collective bargaining agreement covering
terms and conditions of employment at 15 Kaiser plants. The
agreement contained,
inter alia, an affirmative action
plan designed to eliminate conspicuous racial imbalances in
Kaiser's then almost exclusively white craft workforces. Black
craft hiring goals were set for each Kaiser plant equal to the
percentage of blacks in the respective local labor forces. To
enable plants to meet these goals, on-the-job training programs
were established to teach unskilled production workers -- black and
white -- the skills necessary to become craft workers. The plan
reserved for black employees 50% of the openings in these newly
created in-plant training programs.
This case arose from the operation of the plan at Kaiser's plant
in Gramercy, La. Until 1974, Kaiser hired as craft workers for that
plant only persons who had had prior craft experience. Because
blacks had long been excluded from craft unions, [
Footnote 1] few were able to present such
credentials. As a consequence, prior to 1974, only 1.83% (5 out of
273) of the skilled craft workers at the Gramercy plant were
black,
Page 443 U. S. 199
even though the workforce in the Gramercy area was approximately
39% black.
Pursuant to the national agreement, Kaiser altered its craft
hiring practice in the Gramercy plant. Rather than hiring already
trained outsiders, Kaiser established a training program to train
its production workers to fill craft openings. Selection of craft
trainees was made on the basis of seniority, with the proviso that
at least 50% of the new trainees were to be black until the
percentage of black skilled craft workers in the Gramercy plant
approximated the percentage of blacks in the local labor force.
See 415 F.
Supp. 761, 764.
During 1974, the first year of the operation of the Kaiser-USWA
affirmative action plan, 13 craft trainees were selected from
Gramercy's production workforce. Of these, seven were black and six
white. The most senior black selected into the program had less
seniority than several white production workers whose bids for
admission were rejected. Thereafter, one of those white production
workers, respondent Brian Weber (hereafter respondent), instituted
this class action in the United States District Court for the
Eastern District of Louisiana.
The complaint alleged that the filling of craft trainee
positions at the Gramercy plant pursuant to the affirmative action
program had resulted in junior black employees' receiving training
in preference to senior white employees, thus discriminating
against respondent and other similarly situated white employees in
violation of §§ 703(a) [
Footnote 2] and
Page 443 U. S. 200
(d) [
Footnote 3] of Title
VII. The District Court held that the plan violated Title VII,
entered a judgment in favor of the plaintiff class, and granted a
permanent injunction prohibiting Kaiser and the USWA "from denying
plaintiffs, Brian F. Weber and all other members of the class,
access to on-the-job training programs on the basis of race." App
171. A divided panel of the Court of Appeals for the Fifth Circuit
affirmed, holding that all employment preferences based upon race,
including those preferences incidental to bona fide affirmative
action plans, violated Title VII's prohibition against racial
discrimination in employment. 563 F.2d 216 (1977). We granted
certiorari. 439 U.S. 1045 (1978). We reverse.
II
We emphasize at the outset the narrowness of our inquiry. Since
the Kaiser-USWA plan does not involve state action, this case does
not present an alleged violation of the Equal Protection Clause of
the Fourteenth Amendment. Further, since the Kaiser-USWA plan was
adopted voluntarily, we are not concerned with what Title VII
requires or with what a court might order to remedy a past proved
violation of the Act. The only question before us is the narrow
statutory issue of whether Title VII
forbids private
employers and unions from voluntarily agreeing upon bona fide
affirmative action plans that accord racial preferences in the
manner and for the purpose provided in the Kaiser-USWA plan. That
question was
Page 443 U. S. 201
expressly left open in
McDonald v. Santa Fe Trail Transp.
Co., 427 U. S. 273,
427 U. S. 281
n. 8 (1976), which held, in a case not involving affirmative
action, that Title VII protects whites as well as blacks from
certain forms of racial discrimination.
Respondent argues that Congress intended in Title VII to
prohibit all race-conscious affirmative action plans. Respondent's
argument rests upon a literal interpretation of §§ 703(a)
and (d) of the Act. Those sections make it unlawful to
"discriminate . . . because of . . . race" in hiring and in the
selection of apprentices for training programs. Since, the argument
runs,
McDonald v. Santa Fe Trail Transp. Co., supra,
settled that Title VII forbids discrimination against whites as
well as blacks, and since the Kaiser-USWA affirmative action plan
operates to discriminate against white employees solely because
they are white, it follows that the Kaiser-USWA plan violates Title
VII.
Respondent's argument is not without force. But it overlooks the
significance of the fact that the Kaiser-USWA plan is an
affirmative action plan voluntarily adopted by private parties to
eliminate traditional patterns of racial segregation. In this
context, respondent's reliance upon a literal construction of
§§ 703(a) and (d) and upon
McDonald is
misplaced.
See McDonald v. Santa Fe Trail Transp. Co.,
supra at
427 U. S. 281
n. 8. It is a
"familiar rule, that a thing may be within the letter of the
statute and yet not within the statute, because not within its
spirit, nor within the intention of its makers."
Holy Trinity Church v. United States, 143 U.
S. 457,
143 U. S. 459
(1892). The prohibition against racial discrimination in
§§ 703(a) and(d) of Title VII must therefore be read
against the background of the legislative history of Title VII and
the historical context from which the Act arose.
See Train v.
Colorado Public Interest Research Group, 426 U. S.
1,
426 U. S. 10
(1976);
National Woodwork Mfrs. Assn. v. NLRB,
386 U. S. 612,
386 U. S. 620
(1967);
United States v. American Trucking Assns.,
310 U. S. 534,
310 U. S.
543-544 (1940). Examination of those sources makes
Page 443 U. S. 202
clear that an interpretation of the sections that forbade all
race-conscious affirmative action would "bring about an end
completely at variance with the purpose of the statute," and must
be rejected.
United States v. Public Utilities Comm'n,
345 U. S. 295,
345 U. S. 315
(1953).
See Johansen v. United States, 343 U.
S. 427,
343 U. S. 431
(1952);
Longshoremen v. Juneau Spruce Corp., 342 U.
S. 237,
342 U. S. 243
(1952);
Texas & Pacific R. Co. v. Abilene Cotton Oil
Co., 204 U. S. 426
(1907).
Congress' primary concern in enacting the prohibition against
racial discrimination in Title VII of the Civil Rights Act of 1964
was with "the plight of the Negro in our economy." 110 Cong.Rec.
6548 (1964) (remarks of Sen. Humphrey). Before 1964, blacks were
largely relegated to "unskilled and semi-skilled jobs."
Ibid. (remarks of Sen. Humphrey);
id. at 7204
(remarks of Sen. Clark);
id. at 7379-7380 (remarks of Sen.
Kennedy). Because of automation, the number of such jobs was
rapidly decreasing.
See id. at 6548 (remarks of Sen.
Humphrey);
id. at 7204 (remarks of Sen. Clark). As a
consequence,
"the relative position of the Negro worker [was] steadily
worsening. In 1947, the nonwhite unemployment rate was only 64
percent higher than the white rate; in 1962, it was 124 percent
higher."
Id. at 6547 (remarks of Sen. Humphrey).
See also
id. at 7204 (remarks of Sen. Clark). Congress considered this
a serious social problem. As Senator Clark told the Senate:
"The rate of Negro unemployment has gone up consistently as
compared with white unemployment for the past 15 years. This is a
social malaise and a social situation which we should not tolerate.
That is one of the principal reasons why the bill should pass."
Id. at 7220. Congress feared that the goals of the
Civil Rights Act -- the integration of blacks into the mainstream
of American society -- could not be achieved unless this trend were
reversed. And Congress recognized that that would not be
possible
Page 443 U. S. 203
unless blacks were able to secure jobs "which have a future."
Id. at 7204 (remarks of Sen. Clark).
See also id.
at 7379-7380 (remarks of Sen. Kennedy). As Senator Humphrey
explained to the Senate:
"What good does it do a Negro to be able to eat in a fine
restaurant if he cannot afford to pay the bill? What good does it
do him to be accepted in a hotel that is too expensive for his
modest income? How can a Negro child be motivated to take full
advantage of integrated educational facilities if he has no hope of
getting a job where he can use that education?"
Id. at 6547.
"Without a job, one cannot afford public convenience and
accommodations. Income from employment may be necessary to further
a man's education, or that of his children. If his children have no
hope of getting a good job, what will motivate them to take
advantage of educational opportunities?"
Id. at 6552. These remarks echoed President Kennedy's
original message to Congress upon the introduction of the Civil
Rights Act in 1963.
"There is little value in a Negro's obtaining the right to be
admitted to hotels and restaurants if he has no cash in his pocket
and no job."
109 Cong.Rec. 11159. Accordingly, it was clear to Congress
that
"[t]he crux of the problem [was] to open employment
opportunities for Negroes in occupations which have been
traditionally closed to them,"
110 Cong.Rec. 6548 (1964) (remarks of Sen. Humphrey), and it was
to this problem that Title VII's prohibition against racial
discrimination in employment was primarily addressed.
It plainly appears from the House Report accompanying the Civil
Rights Act that Congress did not intend wholly to prohibit private
and voluntary affirmative action efforts as one method of solving
this problem. The Report provides:
"No bill can or should lay claim to eliminating all of
Page 443 U. S. 204
the causes and consequences of racial and other types of
discrimination against minorities. There is reason to believe,
however, that national leadership provided by the enactment of
Federal legislation dealing with the most troublesome problems
will create an atmosphere conducive to voluntary or local
resolution of other forms of discrimination."
H R. Rep. No. 914, 88th Cong., 1st Sess., pt. 1, p. 18 (1963).
(Emphasis supplied.)
Given this legislative history, we cannot agree with respondent
that Congress intended to prohibit the private sector from taking
effective steps to accomplish the goal that Congress designed Title
VII to achieve. The very statutory words intended as a spur or
catalyst to cause
"employers and unions to self-examine and to self-evaluate their
employment practices and to endeavor to eliminate, so far as
possible, the last vestiges of an unfortunate and ignominious page
in this country's history,"
Albemarle Paper Co. v. Moody, 422 U.
S. 405,
422 U. S. 418
(1975), cannot be interpreted as an absolute prohibition against
all private, voluntary, race-conscious affirmative action efforts
to hasten the elimination of such vestiges. [
Footnote 4] It would be ironic indeed if a law
triggered by a Nation's concern over centuries of racial injustice
and intended to improve the lot of those who had "been excluded
from the American dream for so long," 110 Cong.Rec. 6552 (1964)
(remarks of Sen. Humphrey), constituted the first legislative
prohibition of all voluntary, private, race-conscious efforts to
abolish traditional patterns of racial segregation and
hierarchy.
Our conclusion is further reinforced by examination of the
Page 443 U. S. 205
language and legislative history of § 703(j) of Title VII.
[
Footnote 5] Opponents of Title
VII raised two related arguments against the bill. First, they
argued that the Act would be interpreted to require employers with
racially imbalanced workforces to grant preferential treatment to
racial minorities in order to integrate. Second, they argued that
employers with racially imbalanced workforces would grant
preferential treatment to racial minorities, even if not required
to do so by the Act.
See 110 Cong.Rec. 8618-8619 (1964)
(remarks of Sen. Sparkman). Had Congress meant to prohibit all
race-conscious affirmative action, as respondent urges, it easily
could have answered both objections by providing that Title VII
would not require or
permit racially preferential
integration efforts. But Congress did not choose such a course.
Rather, Congress added § 70(j), which addresses only the first
objection. The section provides that nothing contained in Title
VII
"shall be interpreted to
require any
Page 443 U. S. 206
employer . . . to grant preferential treatment . . . to any
group because of the race . . . of such . . . group on account
of"
a
de facto racial imbalance in the
employer's.workforce. The section does
not state that
"nothing in Title VII shall be interpreted to
permit"
voluntary affirmative efforts to correct racial imbalances. The
natural inference is that Congress chose not to forbid all
voluntary race-conscious affirmative action.
The reasons for this choice are evident from the legislative
record. Title VII could not have been enacted into law without
substantial support from legislators in both Houses who
traditionally resisted federal regulation of private business.
Those legislators demanded, as a price for their support, that
"management prerogatives, and union freedoms . . . be left
undisturbed to the greatest extent possible." H.R.Rep. No. 914,
88th Cong., 1st Sess., pt. 2, p. 29 (1963). Section 703(j) was
proposed by Senator Dirksen to allay any fears that the Act might
be interpreted in such a way as to upset this compromise. The
section was designed to prevent § 703 of Title VII from being
interpreted in such a way as to lead to undue "Federal Government
interference with private businesses because of some Federal
employee's ideas about racial balance or racial imbalance." 110
Cong.Rec. 14314 (1964) (remarks of Sen. Miller). [
Footnote 6]
See also id. at 9881
(remarks of
Page 443 U. S. 207
Sen. Allott);
id. at 10520 (remarks of Sen. Carlson);
id. at 11471 (remarks of Sen. Javits);
id. at
12817 (remarks of Sen. Dirksen). Clearly, a prohibition against all
voluntary, race-conscious, affirmative action efforts would
disserve these ends. Such a prohibition would augment the powers of
the Federal Government and diminish traditional management
prerogatives, while at the same time impeding attainment of the
ultimate statutory goals. In view of this legislative history and
in view of Congress' desire to avoid undue federal regulation of
private businesses, use of the word "require," rather than the
phrase "require or permit," in 703(j) fortifies the conclusion that
Congress did not intend to limit traditional business freedom to
such a degree as to prohibit all voluntary, race-conscious
affirmative action. [
Footnote
7]
Page 443 U. S. 208
We therefore hold that Title VII's prohibition in § 703(a)
and (d) against racial discrimination does not condemn all private,
voluntary, race-conscious affirmative action plans.
III
We need not today define in detail the line of demarcation
between permissible and impermissible affirmative action plans. It
suffices to hold that the challenged Kaiser-USWA affirmative action
plan falls on the permissible side of the line. The purposes of the
plan mirror those of the statute. Both were designed to break down
old patterns of racial segregation and hierarchy. Both were
structured to "open employment opportunities for Negroes in
occupations which have been traditionally closed to them." 110
Cong.Rec. 6548 (1964) (remarks of Sen. Humphrey). [
Footnote 8]
At the same time, the plan does not unnecessarily trammel the
interests of the white employees. The plan does not require the
discharge of white workers and their replacement with new black
hirees.
Cf. McDonald v. Santa Fe Trail Transp. Co.,
427 U. S. 273
(1976). Nor does the plan create an absolute bar to the advancement
of white employees; half of those trained in the program will be
white. Moreover, the plan is a temporary measure; it is not
intended to maintain racial balance, but simply to eliminate a
manifest racial imbalance. Preferential selection of craft trainees
at the Gramercy plant will end as soon as the percentage of black
skilled craft workers in the Gramercy plant approximates the
Page 443 U. S. 209
percentage of blacks in the local labor force.
See 415
F. Supp. at 763.
We conclude, therefore, that the adoption of the Kaiser-USWA
plan for the Gramercy plant falls within the area of discretion
left by Title VII to the private sector voluntarily to adopt
affirmative action plans designed to eliminate conspicuous racial
imbalance in traditionally segregated job categories. [
Footnote 9] Accordingly, the judgment
of the Court of Appeals for the Fifth Circuit is
Reversed.
MR. JUSTICE POWELL and MR. JUSTICE STEVENS took no part in the
consideration or decision of these cases.
[
Footnote 1]
Judicial findings of exclusion from crafts on racial grounds are
so numerous as to make such exclusion a proper subject for judicial
notice.
See, e.g., United States v. Elevator Constructors,
538 F.2d 1012 (CA3 1976);
Associated General Contractors of
Massachusetts v. Altschuler, 490 F.2d 9 (CA1 1973);
Southern Illinois Builders Assn. v. Ogilvie, 471 F.2d 680
(CA7 1972);
Contractors Assn. of Eastern Pennsylvania v.
Secretary of Labor, 442 F.2d 159 (CA3 1971);
Insulators
& Asbestos Workers v. Vogler, 407 F.2d 1047 (CA5 1969);
Buckner v. Goodyear Tire & Rubber Co., 339 F.
Supp. 1108 (ND Ala.1972),
aff'd without opinion, 476
F.2d 1287 (CA5 1973).
See also U.S. Commission on Civil
Rights, The Challenge Ahead: Equal Opportunity in Referral Unions
58-94 (1976) (summarizing judicial findings of discrimination by
craft unions); G. Myrdal, An American Dilemma 1079-1124 (1944); F.
Marshall & V. Briggs, The Negro and Apprenticeship (1967); S.
Spero & A. Harris, The Black Worker (1931); U.S. Commission on
Civil Rights, Employment 97 (1961); State Advisory Committees, U.S.
Commission on Civil Rights, 50 States Report 209 (1961); Marshall,
The Negro in Southern Unions, in The Negro and the American Labor
Movement 145 (J. Jacobson ed.1968); App. 63, 104.
[
Footnote 2]
Section 703(a), 78 Stat. 255, as amended, 86 Stat. 109, 42
U.S.C. § 20002(a), provides
"(a) . . . It shall be an unlawful employment practice for an
employer --"
"(1) to fail or refuse to hire or to discharge any individual,
or otherwise to discriminate against any individual with respect to
his compensation, terms, conditions, or privileges of employment,
because of such individual's race, color, religion, sex, or
national origin or"
"(2) to limit, segregate, or classify his employees or
applicants for employment in any way which would deprive or tend to
deprive any individual of employment opportunities or otherwise
adversely affect his status as an employee, because of such
individual's race, color, religion, sex, or national origin."
[
Footnote 3]
Section 703(d), 78 Stat. 256, 42 U.S.C. § 2000e-2(d),
provides:
"It shall be an unlawful employment practice for any employer,
labor organization, or joint labor-management committee controlling
apprenticeship or other training or retraining, including
on-the-job training programs to discriminate against any individual
because of his race, color, religion, sex, or national origin in
admission to, or employment in, any program established to provide
apprenticeship or other training."
[
Footnote 4]
The problem that Congress addressed in 1964 remains with us. In
1962, the nonwhite unemployment rate was 124% higher than the white
rate.
See 110 Cong.Rec. 6547 (1964) (remarks of Sen.
Humphrey). In 1978, the black unemployment rate was 129% higher.
See Monthly Labor Review, U.S. Department of Labor, Bureau
of Labor Statistics 78 (Mar.1979).
[
Footnote 5]
Section 703(j) of Title VII, 78 Stat. 257, 42 U.S.C. §
2000e-2(j), provides:
"Nothing contained in this title shall be interpreted to require
any employer, employment agency, labor organization, or joint
labor-management committee subject to this title to grant
preferential treatment to any individual or to any group because of
the race, color, religion, sex, or national origin of such
individual or group on account of an imbalance which may exist with
respect to the total number or percentage of persons of any race,
color, religion, sex, or national origin employed by any employer,
referred or classified for employment by any employment agency or
labor organization, admitted to membership or classified by any
labor organization, or admitted to, or employed in, any
apprenticeship or other training program, in comparison with the
total number or percentage of persons of such race, color,
religion, sex, or national origin in any community, State, section,
or other area, or in the available workforce in any community,
State, section, or other area."
Section 703(j) speaks to substantive liability under Title VII,
but it does not preclude courts from considering racial imbalance
as evidence of a Title VII violation.
See Teamsters v. United
States, 431 U. S. 324,
431 U. S.
339-340, n. 20 (1977). Remedies for substantive
violations are governed by § 706(g), 42 U.S.C. §
2000e-5(g).
[
Footnote 6]
Title VI of the Civil Rights Act of 1964, considered in
University of California Regents v. Bakke, 438 U.
S. 265 (1978), contains no provision comparable to
§ 703(j). This is because Title VI was an exercise of federal
power over a matter in which the Federal Government was already
directly involved: the prohibitions against race-based conduct
contained in Title VI governed "program[s] or activit[ies]
receiving Federal financial assistance." 42 U.S.C. § 2000d.
Congress was legislating to assure federal funds would not be used
in an improper manner. Title VII, by contrast, was enacted pursuant
to the commerce power to regulate purely private decisionmaking,
and was not intended to incorporate and particularize the commands
of the Fifth and Fourteenth Amendments. Title VII and Title VI,
therefore, cannot be read
in pari materia. See
110 Cong.Rec. 8315 (1964) (remarks of Sen. Cooper).
See also
id. at 11615 (remarks of Sen. Cooper).
[
Footnote 7]
Respondent argues that our construction of § 703 conflicts
with various remarks in the legislative record.
See, e.g.,
110 Cong.Rec. 7213 (1964) (Sens. Clark and Case);
id. at
7218 (Sens. Clark and Case);
id. at 6549 (Sen. Humphrey);
id. at 8921 (Sen. Williams). We do not agree. In Senator
Humphrey's words, these comments were intended as assurances that
Title VII would not allow establishment of systems "to
maintain racial balance in employment."
Id. at
11848 (emphasis added). They were not addressed to temporary,
voluntary, affirmative action measures undertaken to eliminate
manifest racial imbalance in traditionally segregated job
categories. Moreover, the comments referred to by respondent all
preceded the adoption of § 703(j), 42 U.S.C. §
2000e-2(j). After § 703(j) was adopted, congressional comments
were all to the effect that employers would not be
required to institute preferential quotas to avoid Title
VII liability,
see e.g., 110 Cong.Rec. 12819 (1964)
(remarks of Sen. Dirksen);
id. at 13079-13080 (remarks of
Sen. Clark);
id. at 15876 (remarks of Rep. Lindsay). There
was no suggestion after the adoption of § 703(j) that wholly
voluntary, race-conscious, affirmative action efforts would, in
themselves, constitute a violation of Title VII. On the contrary,
as Representative MacGregor told the House shortly before the final
vote on Title VII:
"Important as the scope and extent of this bill is, it is also
vitally important that all Americans understand what this bill does
not cover."
"Your mail and mine, your contacts and mine with our
constituents, indicates a great degree of misunderstanding about
this bill. People complain about . . . preferential treatment or
quotas in employment. There is a mistaken belief that Congress is
legislating in these areas in this bill. When we drafted this bill,
we excluded these issues largely because the problems raised by
these controversial questions are more properly handled at a
governmental level closer to the American people, and by
communities and individuals themselves."
110 Cong.Rec. 15893 (1964).
[
Footnote 8]
See n 1,
supra. This is not to suggest that the freedom of an
employer to undertake race-conscious affirmative action efforts
depends on whether or not his effort is motivated by fear of
liability under Title VII.
[
Footnote 9]
Our disposition makes unnecessary consideration of petitioners'
argument that their plan was justified because they feared that
black employees would bring suit under Title VII if they did not
adopt an affirmative action plan. Nor need we consider petitioners'
contention that their affirmative action plan represented an
attempt to comply with Exec.Order No. 11246, 3 CFR 339 (1964-1965
Comp.).
MR. JUSTICE BLACKMUN, concurring.
While I share some of the misgivings expressed in MR. JUSTICE
REHNQUIST's dissent,
post, p.
443 U. S. 219,
concerning the extent to which the legislative history of Title VII
clearly supports the result the Court reaches today, I believe that
additional considerations, practical and equitable, only partially
perceived, if perceived at all, by the 88th Congress, support the
conclusion reached by the Court today, and I therefore join its
opinion as well as its judgment.
I
In his dissent from the decision of the United States Court of
Appeals for the Fifth Circuit, Judge Wisdom pointed out that this
litigation arises from a practical problem in the administration of
Title VII. The broad prohibition against discrimination places the
employer and the union on what he accurately
Page 443 U. S. 210
described as a "high tightrope without a net beneath them." 563
F.2d 216, 230. If Title VII is read literally, on the one hand they
face liability for past discrimination against blacks, and on the
other they face liability to whites for any voluntary preferences
adopted to mitigate the effects of prior discrimination against
blacks.
In this litigation, Kaiser denies prior discrimination, but
concedes that its past hiring practices may be subject to question.
Although the labor force in the Gramercy area was approximately 39%
black, Kaiser's workforce was less than 15% black, and its craft
workforce was less than 2% black. Kaiser had made some effort to
recruit black painters, carpenters, insulators, and other
craftsmen, but it continued to insist that those hired have five
years' prior industrial experience, a requirement that arguably was
not sufficiently job-related to justify under Title VII any
discriminatory impact it may have had.
See Parson v. Kaiser
Aluminum & Chemical Corp., 575 F.2d 1374, 1389 (CA5 1978),
cert. denied sub nom. Steelworkers v. Parson, 441 U.S. 968
(1979). The parties dispute the extent to which black craftsmen
were available in the local labor market. They agree, however, that
after critical reviews from the Office of Federal Contract
Compliance, Kaiser and the Steelworkers established the training
program in question here and modeled it along the lines of a Title
VII consent decree later entered for the steel industry.
See
United States v. Allegheny-Ludlum Industries, Inc., 517 F.2d
826 (CA5 1975). Yet when they did this, respondent Weber sued,
alleging that Title VII prohibited the program because it
discriminated against him as a white person and it was not
supported by a prior judicial finding of discrimination against
blacks.
Respondent Weber's reading of Title VII, endorsed by the Court
of Appeals, places voluntary compliance with Title VII in profound
jeopardy. The only way for the employer and the union to keep their
footing on the "tightrope" it creates would be to eschew all forms
of voluntary affirmative action. Even
Page 443 U. S. 211
a whisper of emphasis on minority recruiting would be forbidden.
Because Congress intended to encourage private efforts to come into
compliance with Title VII,
see Alexander v. Gardner-Denver
Co., 415 U. S. 36,
415 U. S. 44
(1974), Judge Wisdom concluded that employers and unions who had
committed "arguable violations" of Title VII should be free to make
reasonable responses without fear of liability to whites. 563 F.2d
at 230. Preferential hiring along the lines of the Kaiser program
is a reasonable response for the employer, whether or not a court,
on these facts, could order the same step as a remedy. The company
is able to avoid identifying victims of past discrimination, and so
avoids claims for backpay that would inevitably follow a response
limited to such victims. If past victims should be benefited by the
program, however, the company mitigates its liability to those
persons. Also, to the extent that Title VII liability is predicated
on the "disparate effect" of an employer's past hiring practices,
the program makes it less likely that such an effect could be
demonstrated.
Cf. County of Los Angeles v. Davis,
440 U. S. 625,
440 U. S.
633-634 (1979) (hiring could moot a past Title VII
claim). And the Court has recently held that work-force statistics
resulting from private affirmative action were probative of benign
intent in a "disparate treatment" case.
Furnco Construction
Corp. v. Waters, 438 U. S. 567,
438 U. S.
579-580 (1978).
The "arguable violation" theory has a number of advantages. It
responds to a practical problem in the administration of Title VII
not anticipated by Congress. It draws predictability from the
outline of present law and closely effectuates the purpose of the
Act. Both Kaiser and the United States urge its adoption here.
Because I agree that it is the soundest way to approach this case,
my preference would be to resolve this litigation by applying it
and holding that Kaiser's craft training program meets the
requirement that voluntary affirmative action be a reasonable
response to an "arguable violation" of Title VII.
Page 443 U. S. 212
II
The Court, however, declines to consider the narrow "arguable
violation" approach, and adheres instead to an interpretation of
Title VII that permits affirmative action by an employer whenever
the job category in question is "traditionally segregated."
Ante at
443 U. S. 209,
and n. 9. The sources cited suggest that the Court considers a job
category to be "traditionally segregated" when there has been a
societal history of purposeful exclusion of blacks from the job
category, resulting in a persistent disparity between the
proportion of blacks in the labor force and the proportion of
blacks among those who hold jobs within the category.
*
"Traditionally segregated job categories," where they exist,
sweep far more broadly than the class of "arguable violations" of
Title VII. The Court's expansive approach is somewhat
Page 443 U. S. 213
disturbing for me because, as MR. JUSTICE REHNQUIST points out,
the Congress that passed Title VII probably thought it was adopting
a principle of nondiscrimination that would apply to blacks and
whites alike. While setting aside that principle can be justified
where necessary to advance statutory policy by encouraging
reasonable responses as a form of voluntary compliance that
mitigates "arguable violations," discarding the principle of
nondiscrimination where no countervailing statutory policy exists
appears to be at odds with the bargain struck when Title VII was
enacted.
A closer look at the problem, however, reveals that, in each of
the principal ways in which the Court's "traditionally segregated
job categories" approach expands on the "arguable violations"
theory, still other considerations point in favor of the broad
standard adopted by the Court, and make it possible for me to
conclude that the Court's reading of the statute is an acceptable
one.
A. The first point at which the Court departs from the "arguable
violations" approach is that it measures an individual employer's
capacity for affirmative action solely in terms of a statistical
disparity. The individual employer need not have engaged in
discriminatory practices in the past. While, under Title VII, a
mere disparity may provide the basis for a
prima facie
case against an employer,
Dothard v. Rawlinson,
433 U. S. 321,
433 U. S.
329-331 (1977), it would not conclusively prove a
violation of the Act.
Teamsters v. United States,
431 U. S. 324,
431 U. S.
339-340, n. 20 (1977);
see § 703(j). 42
U.S.C. § 2000e-2(j). As a practical matter, however, this
difference may not be that great. While the "arguable violation"
standard is conceptually satisfying in practice, the emphasis would
be on "arguable," rather than on "violation." The great difficulty
in the District Court was that no one had any incentive to prove
that Kaiser had violated the Act. Neither Kaiser nor the
Steelworkers wanted to establish a past violation, nor did Weber.
The blacks harmed had never sued, and so had no established
representative. The Equal Employment Opportunity
Page 443 U. S. 214
Commission declined to intervene, and cannot be expected to
intervene in every case of this nature. To make the "arguable
violation" standard work, it would have to be set low enough to
permit the employer to prove it without obligating himself to pay a
damages award. The inevitable tendency would be to avoid
hairsplitting litigation by simply concluding that a mere disparity
between the racial composition of the employer's workforce and the
composition of the qualified local labor force would be an
"arguable violation," even though actual liability could not be
established on that basis alone.
See Note, 57 N.C.L.Rev.
695, 714-719 (1979).
B. The Court also departs from the "arguable violation" approach
by permitting an employer to redress discrimination that lies
wholly outside the bounds of Title VII. For example, Title VII
provides no remedy for pre-Act discrimination,
Hazelwood School
District v. United States, 433 U. S. 299,
433 U. S.
309-310 (1977); yet the purposeful discrimination that
creates a "traditionally segregated job category" may have entirely
predated the Act. More subtly, in assessing a
prima facie
case of Title VII liability, the composition of the employer's
workforce is compared to the composition of the pool of workers who
meet valid job qualifications.
Hazelwood, 433 U.S. at
433 U. S. 308
and n. 13;
Teamsters v. United States, 431 U.S. at
431 U. S.
339-340, and n. 20. When a "job category" is
traditionally segregated, however, that pool will reflect the
effects of segregation, and the Court's approach goes further and
permits a comparison with the composition of the labor force as a
whole, in which minorities are more heavily represented. Strong
considerations of equity support an interpretation of Title VII
that would permit private affirmative action to reach where Title
VII itself does not. The bargain struck in 1964 with the passage of
Title VII guaranteed equal opportunity for white and black alike,
but where Title VII provides no remedy for blacks, it should not be
construed to foreclose private affirmative action from supplying
relief. It seems unfair for respondent Weber to argue, as he does,
that the
Page 443 U. S. 215
asserted scarcity of black craftsmen in Louisiana, the product
of historic discrimination, makes Kaiser's training program illegal
because it ostensibly absolves Kaiser of all Title VII liability.
Brief for Respondents 60. Absent compelling evidence of legislative
intent, I would not interpret Title VII itself as a means of
"locking in" the effects of segregation for which Title VII
provides no remedy. Such a construction, as the Court points out,
ante at
443 U. S. 204,
would be "ironic," given the broad remedial purposes of Title
VII.
MR. JUSTICE REHNQUIST's dissent, while it focuses more on what
Title VII does not require than on what Title VII forbids, cites
several passages that appear to express an intent to "lock in"
minorities. In mining the legislative history anew, however, the
dissent, in my view, fails to take proper account of our prior
cases that have given that history a much more limited reading than
that adopted by the dissent. For example in
Griggs v. Duke
Power Co., 401 U. S. 424,
401 U. S.
434-436, and n. 11 (1971), the Court refused to give
controlling weight to the memorandum of Senators Clark and Case
which the dissent now finds so persuasive.
See post at
443 U. S.
239-241. And in quoting a statement from that memorandum
that an employer would not be "permitted . . . to prefer Negroes
for future vacancies,"
post at
443 U. S. 240,
the dissent does not point out that the Court's opinion in
Teamsters v. United States, 431 U.S. at
431 U. S.
349-351, implies that that language is limited to the
protection of established seniority systems. Here, seniority is not
in issue, because the craft training program is new, and does not
involve an abrogation of preexisting seniority rights. In short,
the passages marshaled by the dissent are not so compelling as to
merit the whip hand over the obvious equity of permitting employers
to ameliorate the effects of past discrimination for which Title
VII provides no direct relief.
III
I also think it significant that, while the Court's opinion does
not foreclose other forms of affirmative action, the Kaiser
Page 443 U. S. 216
program it approves is a moderate one. The opinion notes that
the program does not afford an absolute preference for blacks, and
that it ends when the racial composition of Kaiser's craft
workforce matches the racial composition of the local population.
It thus operates as a temporary tool for remedying past
discrimination without attempting to "maintain" a previously
achieved balance.
See University of California Regents v.
Bakke, 438 U. S. 265,
438 U. S. 342
n. 17 (1978) (opinion of BRENNAN, WHITE, MARSHALL, and BLACKMUN,
JJ.). Because the duration of the program is finite, it perhaps
will end even before the "stage of maturity when action along this
line is no longer necessary."
Id. at
438 U. S. 403
(opinion of BLACKMUN, J.). And if the Court has misperceived the
political will, it has the assurance that, because the question is
statutory, Congress may set a different course if it so
chooses.
* The jobs in question here include those of carpenter,
electrician, general repairman, insulator, machinist, and painter.
App. 165. The sources cited
ante at
443 U. S. 198
n. 1, establish, for example, that, although 11.7% of the United
States population in 1970 was black, the percentage of blacks among
the membership of carpenters' unions in 1972 was only 3.7%. For
painters, the percentage was 4.9, and for electricians, 2.6. U.S.
Commission on Civil Rights, The Challenge Ahead: Equal Opportunity
in Referral Unions 274, 281 (1976). Kaiser's Director of Equal
Opportunity Affairs testified that, as a result of discrimination
in employment and training opportunity, blacks were
underrepresented in skilled crafts "in every industry in the United
States, and in every area of the United States." App. 90. While the
parties dispute the cause of the relative underrepresentation of
blacks in Kaiser's craft workforce, the Court of Appeals indicated
that it thought "the general lack of skills among available blacks"
was responsible. 563 F.2d 216, 224 n. 13. There can be little doubt
that any lack of skill has its roots in purposeful discrimination
of the past, including segregated and inferior trade schools for
blacks in Louisiana, U.S. Commission on Civil Rights, 50 States
Report 209 (1961); traditionally all-white craft unions in that
State, including the electrical workers and the plumbers,
id. at 208; union nepotism,
Asbestos Workers v.
Vogler, 407 F.2d 1047 (CA5 1969); and segregated
apprenticeship programs, F. Marshall & V. Briggs, The Negro and
Apprenticeship 27 (1967).
MR. CHIEF JUSTICE BURGER, dissenting.
The Court reaches a result I would be inclined to vote for were
I a Member of Congress considering a proposed amendment of Title
VII. I cannot join the Court's judgment, however, because it is
contrary to the explicit language of the statute and arrived at by
means wholly incompatible with long-established principles of
separation of powers. Under the guise of statutory "construction,"
the Court effectively rewrites Title VII to achieve what it regards
as a desirable result. It "amends" the statute to do precisely what
both its sponsors and its opponents agreed the statute was not
intended to do.
When Congress enacted Title VII after long study and searching
debate, it produced a statute of extraordinary clarity, which
speaks directly to the issue we consider in this case. In §
703(d) Congress provided:
"It shall be an unlawful employment practice for any employer,
labor organization, or joint labor-management committee controlling
apprenticeship or other training or
Page 443 U. S. 217
retraining, including on-the-job training programs to
discriminate against any individual because of his race, color,
religion, sex, or national origin in admission to, or employment
in, any program established to provide apprenticeship or other
training."
42 U.S.C. § 2000e-2(d).
Often we have difficulty interpreting statutes either because of
imprecise drafting or because legislative compromises have produced
genuine ambiguities. But here there is no lack of clarity, no
ambiguity. The quota embodied in the collective bargaining
agreement between Kaiser and the Steelworkers unquestionably
discriminates on the basis of race against individual employees
seeking admission to on-the-job training programs. And, under the
plain language of § 703(d), that is "an unlawful employment
practice."
Oddly, the Court seizes upon the very clarity of the statute
almost as a justification for evading the unavoidable impact of its
language. The Court blandly tells us that Congress could not really
have meant what it said, for a "literal construction" would defeat
the "purpose" of the statute -- at least the congressional
"purpose" as five Justices divine it today. But how are judges
supposed to ascertain the purpose of a statute except through the
words Congress used and the legislative history of the statute's
evolution? One need not even resort to the legislative history to
recognize what is apparent from the face of Title VII -- that it is
specious to suggest that 703(j) contains a negative pregnant that
permits employers to do what §§ 703(a) and (d)
unambiguously and unequivocally forbid employers from doing.
Moreover, as MR. JUSTICE REHNQUIST s opinion -- which I join --
conclusively demonstrates, the legislative history makes equally
clear that the supporters and opponents of Title VII reached an
agreement about the statute's intended effect. That agreement,
expressed so clearly in the language of the statute that no one
should doubt its meaning, forecloses the reading which the Court
gives the statute today.
Page 443 U. S. 218
Arguably, Congress may not have gone far enough in correcting
the effects of past discrimination when it enacted Title VII. The
gross discrimination against minorities to which the Court adverts
-- particularly against Negroes in the building trades and craft
unions -- is one of the dark chapters in the otherwise great
history of the American labor movement. And I do not question the
importance of encouraging voluntary compliance with the purposes
and policies of Title VII. But that statute was conceived and
enacted to make discrimination against any individual illegal, and
I fail to see how "voluntary compliance" with the no-discrimination
principle that is the heart and soul of Title VII as currently
written will be achieved by permitting employers to discriminate
against some individuals to give preferential treatment to
others.
Until today, I had thought the Court was of the unanimous view
that "[d]iscriminatory preference for any group, minority or
majority, is precisely and only what Congress has proscribed" in
Title VII.
Griggs v. Duke Power Co., 401 U.
S. 424,
401 U. S. 431
(1971). Had Congress intended otherwise, it very easily could have
drafted language allowing what the Court permits today. Far from
doing so, Congress expressly prohibited in §§ 703(a) and
(d) the very discrimination against Brian Weber which the Court
today approves. If "affirmative action" programs such as the one
presented in this case are to be permitted, it is for Congress, not
this Court, to so direct.
It is often observed that hard cases make bad law. I suspect
there is some truth to that adage, for the "hard" cases always
tempt judges to exceed the limits of their authority, as the Court
does today by totally rewriting a crucial part of Title VII to
reach a "desirable" result. Cardozo no doubt had this type of case
in mind when he wrote:
"The judge, even when he is free, is still not wholly free. He
is not to innovate at pleasure. He is not a knight-errant, roaming
at will in pursuit of his own ideal of
Page 443 U. S. 219
beauty or of goodness. He is to draw his inspiration from
consecrated principles. He is not to yield to spasmodic sentiment,
to vague and unregulated benevolence. He is to exercise a
discretion informed by tradition, methodized by analogy,
disciplined by system, and subordinated to 'the primordial
necessity of order in the social life.' Wide enough in all
conscience is the field of discretion that remains."
The Nature of the Judicial Process 141 (1921).
What Cardozo tells us is beware the "good result," achieved by
judicially unauthorized or intellectually dishonest means on the
appealing notion that the desirable ends justify the improper
judicial means. For there is always the danger that the seeds of
precedent sown by good men for the best of motives will yield a
rich harvest of unprincipled acts of others also aiming at "good
ends."
MR. JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE joins,
dissenting.
In a very real sense, the Court's opinion is ahead of its time:
it could more appropriately have been handed down five years from
now, in 1984, a year coinciding with the title of a book from which
the Court's opinion borrows, perhaps subconsciously, at least one
idea. Orwell describes in his book a governmental official of
Oceania, one of the three great world powers, denouncing the
current enemy, Eurasia, to an assembled crowd:
"It was almost impossible to listen to him without being first
convinced and then maddened. . . . The speech had been proceeding
for perhaps twenty minutes when a messenger hurried onto the
platform and a scrap of paper was slipped into the speaker's hand.
He unrolled and read it without pausing in his speech. Nothing
altered in his voice or manner, or in the content of what he was
saying, but suddenly the names were different. Without words
Page 443 U. S. 220
said, a wave of understanding rippled through the crowd. Oceania
was at war with Eastasia! . . . The banners and posters with which
the square was decorated were all wrong! . . ."
"[T]he speaker had switched from one line to the other actually
in mid-sentence, not only without a pause, but without even
breaking the syntax."
G. Orwell, Nineteen Eighty-Four 181-182 (1949). Today's decision
represents an equally dramatic and equally unremarked switch in
this Court's interpretation of Title VII.
The operative sections of Title VII prohibit racial
discrimination in employment
simpliciter. Taken in its
normal meaning, and as understood by all Members of Congress who
spoke to the issue during the legislative debates,
see
infra at
443 U. S.
231-251, this language prohibits a covered employer from
considering race when making an employment decision, whether the
race be black or white. Several years ago, however, a United States
District Court held that
"the dismissal of white employees charged with misappropriating
company property while not dismissing a similarly charged Negro
employee does not raise a claim upon which Title VII relief may be
granted."
McDonald v. Santa Fe Trail Transp. Co., 427 U.
S. 273,
427 U. S. 278
(1976). This Court unanimously reversed, concluding from the
"uncontradicted legislative history" that
"Title VII prohibits racial discrimination against the white
petitioners in this case upon the same standards as would be
applicable were they Negroes. . . ."
Id. at
427 U. S.
280.
We have never wavered in our understanding that Title VII
"prohibits
all racial discrimination in employment,
without exception for any group of particular employees."
Id. at
427 U. S. 283
(emphasis in original). In
Griggs v. Duke Power Co.,
401 U. S. 424,
401 U. S. 431
(1971), our first occasion to interpret Title VII, a unanimous
Court observed that "[d]iscriminatory preference, for any group,
minority or majority, is precisely and only what Congress has
proscribed." And in our most
Page 443 U. S. 221
recent discussion of the issue, we uttered words seemingly
dispositive of this case:
"It is clear beyond cavil that the obligation imposed by Title
VII is to provide an equal opportunity for
each applicant
regardless of race, without regard to whether members of the
applicant's race are already proportionately represented in the
workforce."
Furnco Construction Corp. v. Waters, 438 U.
S. 567,
438 U. S. 579
(1978) (emphasis in original). [
Footnote 2/1]
Today, however, the Court behaves much like the Orwellian
speaker earlier described, as if it had been handed a note
indicating that Title VII would lead to a result unacceptable to
the Court if interpreted here as it was in our prior decisions.
Accordingly, without even a break in syntax, the Court rejects "a
literal construction of § 703(a)" in favor of newly discovered
"legislative history," which leads it to a conclusion directly
contrary to that compelled by the "uncontradicted legislative
history" unearthed in
McDonald and our other prior
decisions. Now we are told that the legislative history of Title
VII shows that employers are free to discriminate on the basis of
race: an employer may, in the Court's words, "trammel the interests
of the white employees" in favor of black employees in order to
eliminate "racial imbalance."
Ante at
443 U. S. 208.
Our earlier interpretations of Title VII, like the banners and
posters decorating the square in Oceania, were all wrong.
As if this were not enough to make a reasonable observer
question this Court's adherence to the oft-stated principle that
our duty is to construe, rather than rewrite, legislation,
United States v. Rutherford, 442 U.
S. 544,
442 U. S. 555
(1979), the Court also seizes upon § 703(j) of Title VII as an
independent, or at least partially independent, basis for its
holding. Totally ignoring the wording of that section, which is
obviously addressed to those charged with the responsibility of
interpreting
Page 443 U. S. 222
the law, rather than those who are subject to its proscriptions,
and totally ignoring the months of legislative debates preceding
the section's introduction and passage, which demonstrate clearly
that it was enacted to prevent precisely what occurred in this
case, the Court infers from § 703(j) that "Congress chose not
to forbid all voluntary race-conscious affirmative action."
Ante at
443 U. S.
206.
Thus, by a
tour de force reminiscent not of jurists
such as Hale, Holmes, and Hughes, but of escape artists such as
Houdini, the Court eludes clear statutory language,
"uncontradicted" legislative history, and uniform precedent in
concluding that employers are, after all, permitted to consider
race in making employment decisions. It may be that one or more of
the principal sponsors of Title VII would have preferred to see a
provision allowing preferential treatment of minorities written
into the bill. Such a provision, however, would have to have been
expressly or impliedly excepted from Title VII's explicit
prohibition on all racial discrimination in employment. There is no
such exception in the Act. And a reading of the legislative debates
concerning Title VII, in which proponents and opponents alike
uniformly denounced discrimination in favor of, as well as
discrimination against, Negroes, demonstrates clearly that any
legislator harboring an unspoken desire for such a provision could
not possibly have succeeded in enacting it into law.
I
Kaiser opened its Gramercy, La., plant in 1958. Because the
Gramercy facility had no apprenticeship or in-plant craft training
program, Kaiser hired as craftworkers only persons with prior craft
experience. Despite Kaiser's efforts to locate and hire trained
black craftsmen, few were available in the Gramercy area, and, as a
consequence, Kaiser's craft positions were manned almost
exclusively by whites. In February, 1974, under pressure from the
Office of Federal Contract Compliance to increase minority
representation in craft positions
Page 443 U. S. 223
at its various plants, [
Footnote
2/2] and hoping to deter the filing of employment
discrimination claims by minorities, Kaiser entered into a
collective bargaining agreement with the United Steelworkers of
America (Steelworkers) which created a new on-the-job craft
training program at 15 Kaiser facilities, including the Gramercy
plant. The agreement required that no less than one minority
applicant be admitted to the training program for every nonminority
applicant until the percentage of blacks in craft positions equaled
the percentage of blacks in the local workforce. [
Footnote 2/3] Eligibility for the craft training
programs
Page 443 U. S. 224
was to be determined on the basis of plant seniority, with black
and white applicants to be selected on the basis of their relative
seniority within their racial group.
Brian Weber is white. He was hired at Kaiser's Gramercy plant in
1968. In April, 1974, Kaiser announced that it was offering a total
of nine positions in three on-the-job training programs for skilled
craft jobs. Weber applied for all three programs, but was not
selected. The successful candidates -- five black and four white
applicants -- were chosen in accordance
Page 443 U. S. 225
with the 50% minority admission quota mandated under the 1974
collective bargaining agreement. Two of the successful black
applicants had less seniority than Weber. [
Footnote 2/4] Weber brought the instant class action
[
Footnote 2/5] in the United States
District Court for the Eastern District of Louisiana, alleging that
use of the 50% minority admission quota to fill vacancies in
Kaiser's craft training programs violated Title VII's prohibition
on racial discrimination in employment. The District Court and the
Court of Appeals for the Fifth Circuit agreed, enjoining further
use of race as a criterion in admitting applicants to the craft
training programs. [
Footnote
2/6]
Page 443 U. S. 226
II
Were Congress to act today specifically to prohibit the type of
racial discrimination suffered by Weber, it would be hard pressed
to draft language better tailored to the task than that found in
§ 703(d) of Title VII:
"It shall be an unlawful employment practice for any employer,
labor organization, or joint labor-management committee controlling
apprenticeship or other training or retraining, including
on-the-job training programs to discriminate against any individual
because of his race, color, religion, sex, or national origin in
admission to, or employment in, any program established to provide
apprenticeship or other training."
78 Stat. 256, 42 U.S.C. § 20002(d).
Page 443 U. S. 227
Equally suited to the task would be § 703(a)(2), which
makes it unlawful for an employer to classify his employees
"in any way which would deprive or tend to deprive any
individual of employment opportunities or otherwise adversely
affect his status as an employee, because of such individual's
race, color, religion, sex, or national origin."
78 Stat. 255, 42 U.S.C. § 2000e-2(a)(2). [
Footnote 2/7]
Entirely consistent with these two express prohibitions is the
language of § 703(j) of Title VII, which provides that the Act
is not to be interpreted
"to require any employer . . . to grant preferential treatment
to any individual or to any group because of the race . . . of such
individual or group"
to correct a racial imbalance in the employer's workforce. 42
U.S.C. § 2000e-2 (j), [
Footnote
2/8] Seizing on the word "require," the Court
Page 443 U. S. 228
infers that Congress must have intended to "permit" this type of
racial discrimination. Not only is this reading of § 703(j)
outlandish in the light of the flat prohibitions of §§
703(a) and (d), but, as explained in Part III, it is also totally
belied by the Act's legislative history.
Quite simply, Kaiser's racially discriminatory admission quota
is flatly prohibited by the plain language of Title VII. This
normally dispositive fact, [
Footnote
2/9] however, gives the Court only momentary pause. An
"interpretation" of the statute upholding Weber's claim would,
according to the Court, "
bring about an end completely at
variance with the purpose of the statute.'" Ante at
443 U. S. 202,
quoting United States v. Public Utilities Comm'n,
345 U. S. 295,
345 U. S. 315
(1953). To support this conclusion, the Court calls upon the
"spirit" of the Act, which it divines from passages in Title VII's
legislative history indicating that enactment of the statute was
prompted by Congress' desire "`to open employment opportunities for
Negroes in occupations which [had] been traditionally closed to
them.'" Ante at 443 U. S. 203,
quoting 110 Cong.Rec. 6548 (1964) (remarks of Sen. Humphrey).
[Footnote 2/10] But the
legislative history invoked by
Page 443 U. S. 229
the Court to avoid the plain language of §§ 703(a) and
(d) simply misses the point. To be sure, the reality of employment
discrimination against Negroes provided the primary impetus for
passage of Title VII. But this fact by no means supports the
proposition that Congress intended to leave employers free to
discriminate against white persons. [
Footnote 2/11] In most
Page 443 U. S. 230
cases, "[l]egislative history . . . is more vague than the
statute we are called upon to interpret."
United States v.
Public Utilities Comm'n, supra at
345 U. S. 320
(Jackson, J., concurring). Here, however, the legislative history
of Title VII is as clear as the language of §§ 703(a) and
(d), and it irrefutably demonstrates that Congress meant precisely
what it said in §§ 703(a) and (d) -- that
no
racial discrimination in employment is permissible under Title VII,
not even preferential treatment of minorities to correct racial
imbalance.
III
In undertaking to review the legislative history of Title VII, I
am mindful that the topic hardly makes for light reading,
Page 443 U. S. 231
but I am also fearful that nothing short of a thorough
examination of the congressional debates will fully expose the
magnitude of the Court's misinterpretation of Congress' intent.
A
Introduced on the floor of the House of Representatives on June
20, 1963, the bill -- H.R. 7152 -- that ultimately became the Civil
Rights Act of 1964 contained no compulsory provisions directed at
private discrimination in employment. The bill was promptly
referred to the Committee on the Judiciary, where it was amended to
include Title VII. With two exceptions, the bill reported by the
House Judiciary Committee contained § 703(a) and (d) as they
were ultimately enacted. Amendments subsequently adopted on the
House floor added 703's prohibition against sex discrimination and
§ 703(d)'s coverage of "on-the-job training."
After noting that "[t]he purpose of [Title VII] is to eliminate
. . discrimination in employment based on race, color, religion, or
national origin," the Judiciary Committee's Report simply
paraphrased the provisions of Title VII without elaboration.
H.R.Rep. pt. 1, p. 26. In a separate Minority Report, however,
opponents of the measure on the Committee advanced a line of attack
which was reiterated throughout the debates in both the House and
Senate, and which ultimately led to passage of § 703(j).
Noting that the word "discrimination" was nowhere defined in H.R.
7152, the Minority Report charged that the absence from Title VII
of any reference to "racial imbalance" was a "public relations"
ruse, and that "the administration intends to rely upon its own
construction of
discrimination' as including the lack of racial
balance . . ." H.R.Rep. pt. 1, pp. 67-68. To demonstrate how the
bill would operate in practice, the Minority Report posited a
number of hypothetical employment situations, concluding in each
example that the employer
"
may be forced to hire according to race, to 'racially
balance' those who work for
Page 443 U. S. 232
him
in every job classification or be in violation of
Federal law."
Id. at 69 (emphasis in original). [
Footnote 2/12]
When H.R. 7152 reached the House floor, the opening speech in
support of its passage was delivered by Representative Celler,
Chairman of the House Judiciary Committee and the Congressman
responsible for introducing the legislation. A portion of that
speech responded to criticism "seriously misrepresent[ing]
Page 443 U. S. 233
what the bill would do and grossly distort[ing] its
effects:"
"[T]he charge has been made that the Equal Employment
Opportunity Commission to be established by title VII of the bill
would have the power to prevent a business from employing and
promoting the people it wished, and that a 'Federal inspector'
could then order the hiring and promotion only of employees of
certain races or religious groups. This description of the bill is
entirely wrong. . . ."
"
* * * *"
"Even [a] court could not order that any preference be given to
any particular race, religion or other group, but would be limited
to ordering an end of discrimination. The statement that a Federal
inspector could order the employment and promotion only of members
of a specific racial or religious group is therefore patently
erroneous."
"
* * * *"
". . . The Bill would do no more than prevent . . . employers
from discriminating against or
in favor of workers because
of their race, religion, or national origin."
"It is likewise not true that the Equal Employment Opportunity
Commission would have power to rectify existing 'racial or
religious imbalance' in employment by requiring the hiring of
certain people without regard to their qualifications simply
because they are of a given race or religion. Only actual
discrimination could be stopped."
110 Cong.Rec. 1518 (1964) (emphasis added). Representative
Celler's construction of Title VII was repeated by several other
supporters during the House debate. [
Footnote 2/13]
Page 443 U. S. 234
Thus, the battle lines were drawn early in the legislative
struggle over Title VII, with opponents of the measure charging
that agencies of the Federal Government such as the Equal
Employment Opportunity Commission (EEOC), by interpreting the word
"discrimination" to mean the existence of "racial imbalance," would
"require" employers to grant preferential treatment to minorities,
and supporters responding that the EEOC would be granted no such
power, and that, indeed, Title VII prohibits discrimination "in
favor of workers because of their race." Supporters of H.R. 7152 in
the House ultimately prevailed by a vote of 290 to 130, [
Footnote 2/14] and the measure was sent
to the Senate to begin what became the longest debate in that
body's history.
Page 443 U. S. 235
B
The Senate debate was broken into three phases: the debate on
sending the bill to Committee, the general debate on the bill prior
to invocation of cloture, and the debate following cloture.
1
When debate on the motion to refer the bill to Committee opened,
opponents of Title VII in the Senate immediately echoed the fears
expressed by their counterparts in the House, as is demonstrated by
the following colloquy between Senators Hill and Ervin:
"Mr. ERVIN. I invite attention to . . . Section [703(a)]. . .
."
"
* * * *"
"I ask the Senator from Alabama if the Commission could not tell
an employer that he had too few employees, that he had limited his
employment, and enter an order, under [Section 703(a)], requiring
him to hire more persons, not because the employer thought he
needed more persons, but because the Commission wanted to compel
him to employ persons of a particular race."
"Mr. HILL. The Senator is correct. That power is written into
the bill. The employer could be forced to hire additional persons.
. . ."
110 Cong.Rec. 4764 (1964). [
Footnote 2/15]
Page 443 U. S. 236
Senator Humphrey, perhaps the primary moving force behind H.R.
7152 in the Senate, was the first to state the proponents'
understanding of Title VII. Responding to a political advertisement
charging that federal agencies were at liberty to interpret the
word "discrimination" in Title VII to require racial balance,
Senator Humphrey stated:
"[T]he meaning of racial or religious discrimination is
perfectly clear. . . . [I]t means a distinction in treatment given
to different individuals because of their different race, religion,
or national origin."
Id. at 5423. [
Footnote
2/16] Stressing that Title VII
"does not limit the employer's freedom to hire, fire, promote or
demote for any reasons -- or no reasons -- so long as his action is
not
Page 443 U. S. 237
based on race,"
Senator Humphrey further stated that
"nothing in the bill would permit any official or court to
require any employer or labor union to give preferential treatment
to any minority group."
Ibid. [
Footnote
2/17]
After 17 days of debate, the Senate voted to take up the bill
directly, without referring it to a committee.
Id. at
6455. Consequently, there is no Committee Report in the Senate.
2
Formal debate on the merits of H.R. 7152 began on March 30,
1964. Supporters of the bill in the Senate had made elaborate
preparations for this second round. Senator Humphrey, the majority
whip, and Senator Kuchel, the minority whip, were selected as the
bipartisan floor managers on the entire civil rights bill.
Responsibility for explaining and defending each important title of
the bill was placed on bipartisan "captains." Senators Clark and
Case were selected as the bipartisan captains responsible for Title
VII. Vaas, Title VII: Legislative History, 7 B.C.Ind. &
Com.L.Rev. 431, 444 145 (1966) (hereinafter Title VII: Legislative
History).
In the opening speech of the formal Senate debate on the bill,
Senator Humphrey addressed the main concern of Title
Page 443 U. S. 238
VII's opponents, advising that not only does Title VII not
require use of racial quotas,
it does not permit their
use. "The truth," stated the floor leader of the bill, "is
that this title forbids discriminating against anyone on account of
race. This is the simple and complete truth about title VII." 110
Cong.Rec. 6549 (1964). Senator Humphrey continued:
"Contrary to the allegations of some opponents of this title,
there is nothing in it that will give any power to the Commission
or to any court to require hiring, firing, or promotion of
employees in order to meet a racial 'quota' or to achieve a certain
racial balance."
"That bugaboo has been brought up a dozen times; but it is
nonexistent. In fact,
the very opposite is true. Title VII
prohibits discrimination. In effect, it says that race,
religion and national origin are not to be used as the basis for
hiring and firing. Title VII is designed to encourage hiring on the
basis of ability and qualifications, not race or religion."
Ibid. (emphasis added). At the close of his speech,
Senator Humphrey returned briefly to the subject of employment
quotas:
"It is claimed that the bill would require racial quotas for all
hiring, when in fact it provides that race shall not be a basis for
making personnel decisions."
Id. at 6553.
Senator Kuchel delivered the second major speech in support of
H.R. 7152. In addressing the concerns of the opposition, he
observed that "[n]othing could be further from the truth" than the
charge that "Federal inspectors" would be empowered under Title VII
to dictate racial balance and preferential advancement of
minorities.
Id. at 6563. Senator Kuchel emphasized that
seniority rights would in no way be affected by Title VII:
"Employers and labor organizations could not discriminate
in
favor of or against a person because of his race, his
religion, or his national origin. In such matters . . . the bill
now before us . . is color-blind."
Id. at 6564 (emphasis added).
Page 443 U. S. 239
A few days later, the Senate's attention focused exclusively on
Title VII, as Senators Clark and Case rose to discuss the title of
H.R. 7152 on which they shared floor "captain" responsibilities. In
an interpretative memorandum submitted jointly to the Senate,
Senators Clark and Case took pains to refute the opposition's
charge that Title VII would result in preferential treatment of
minorities. Their words were clear and unequivocal:
"There is no requirement in title VII that an employer maintain
a racial balance in his workforce. On the contrary, any deliberate
attempt to maintain a racial balance, whatever such a balance may
be, would involve a violation of title VII because maintaining such
a balance would require an employer to hire or to refuse to hire on
the basis of race. It must be emphasized that discrimination is
prohibited as to any individual."
Id. at 7213. [
Footnote
2/18]
Page 443 U. S. 240
Of particular relevance to the instant litigation were their
observations regarding seniority rights. As if directing their
comments at Brian Weber, the Senators said.
"Title VII would have no effect on established seniority rights.
Its effect is prospective, and not retrospective. Thus, for
example, if a business has been discriminating in the past and, as
a result, has an all-white working force, when the title comes into
effect, the employer's obligation would be simply to fill future
vacancies on a nondiscriminatory basis. He would not be obliged --
or indeed permitted -- to fire whites in order to hire
Negroes,
or to prefer Negroes for future vacancies, or, once
Negroes are hired, to give them special seniority rights at the
expense of the white workers hired earlier."
Ibid. (emphasis added). [
Footnote 2/19]
Page 443 U. S. 241
Thus, with virtual clairvoyance, the Senate's leading supporters
of Title VII anticipated precisely the circumstances of this case
and advised their colleagues that the type of minority preference
employed by Kaiser would violate Title VII's ban on racial
discrimination. To further accentuate the point, Senator Clark
introduced another memorandum dealing with common criticisms of the
bill, including the charge that racial quotas would be imposed
under Title VII. The answer was simple and to the point: "Quotas
are themselves discriminatory."
Id. at 7218.
Despite these clear statements from the bill's leading and most
knowledgeable proponents, the fears of the opponents
Page 443 U. S. 242
were not put to lest. Senator Robertson reiterated the view that
"discrimination" could be interpreted by a federal "bureaucrat" to
require hiring quotas.
Id. at 7418-7420. [
Footnote 2/20] Senators Smathers and Sparkman,
while conceding that Title VII does not, in so many words, require
the use of hiring quotas, repeated the opposition's view that
employers would be coerced to grant preferential hiring treatment
to minorities by agencies of the Federal Government. [
Footnote 2/21] Senator Williams was quick
to respond:
"Those opposed to H.R. 7152 should realize that to hire a Negro
solely because he is a Negro is racial discrimination, just as much
as a 'white only' employment policy. Both forms of discrimination
are prohibited by title VII of this bill. The language of that
title simply states that race is not a qualification for
employment. . . . Some people charge that H.R. 7152 favors the
Negro at the expense of the white majority. But how can the
language of equality favor one race or one religion over another?
Equality can have only one meaning, and that meaning is
self-evident to reasonable men. Those who say that equality means
favoritism do violence to common sense."
Id. at 8921.
Page 443 U. S. 243
Senator Williams concluded his remarks by noting that Title
VII's only purpose is "the elimination of racial and religious
discrimination in employment."
Ibid. [
Footnote 2/22] On May 25, Senator Humphrey again
took the floor to defend the bill against "the well financed drive
by certain opponents to confuse and mislead the American people."
Id. at 11846. Turning once again to the issue of
preferential treatment, Senator Humphrey remained faithful to the
view that he had repeatedly expressed:
"The title does not provide that any preferential treatment in
employment shall be given to Negroes or to any other persons or
groups. It does not provide that any quota systems may be
established to maintain racial balance in employment. In fact,
the title would prohibit preferential treatment for any
particular group, and any person, whether or not a member of
any minority group, would be permitted to file a complaint of
discriminatory employment practices."
Id. at 11848 (emphasis added). While the debate in the
Senate raged, a bipartisan coalition under the leadership of
Senators Dirksen, Mansfield, Humphrey, and Kuchel was working with
House leaders and representatives of the Johnson administration on
a number of amendments to H.R. 7152 designed to enhance its
prospects of passage. The so-called "Dirksen-Mansfield" amendment
was introduced on May 26 by Senator Dirksen as a substitute for the
entire House-passed bill. The substitute bill, which ultimately
became law, left unchanged the basic prohibitory language of
§§ 703(a) and (d), as well as the remedial provisions in
§ 706(g). It added, however, several provisions defining and
clarifying the scope of Title VII's substantive prohibitions.
Page 443 U. S. 244
One of those clarifying amendments, § 703(j), was
specifically directed at the opposition's concerns regarding racial
balancing and preferential treatment of minorities, providing in
pertinent part:
"Nothing contained in [Title VII] shall be interpreted to
require any employer . . . to grant preferential treatment to any
individual or to any group because of the race . . . of such
individual or group on account of"
a racial imbalance in the employer's workforce. 42 U.S.C. §
2000e-2(j); quoted in full in
n
8,
supra.
The Court draws from the language of § 703(j) primary
support for its conclusion that Title VII's blanket prohibition on
racial discrimination in employment does not prohibit preferential
treatment of blacks to correct racial imbalance. Alleging that
opponents of Title VII had argued (1) that the Act would be
interpreted to require employers with racially imbalanced
workforces to grant preferential treatment to minorities and (2)
that
"employers with racially imbalanced workforces would grant
preferential treatment to racial minorities, even if not required
to do so by the Act,"
ante at
443 U. S. 205,
the Court concludes that § 703(j) is responsive only to the
opponents' first objection, and that Congress therefore must have
intended to permit voluntary, private discrimination against whites
in order to correct racial imbalance.
Contrary to the Court's analysis, the language of § 703(j)
is precisely tailored to the objection voiced time and again by
Title VII's opponents. Not once during the 83 days of debate in the
Senate did a speaker, proponent or opponent, suggest that the bill
would allow employers
voluntarily to prefer racial
minorities over white persons. [
Footnote 2/23] In light of Title VII's flat
Page 443 U. S. 245
prohibition on discrimination "against any individual . . .
because of such individual's race," 703(a), 42 U.S.C. §
2000e-2(a), such a contention would have been, in any event, too
preposterous to warrant response. Indeed, speakers on both sides of
the issue, as the legislative history makes clear, recognized that
Title VII would tolerate no
voluntary racial preference,
whether in favor of blacks or whites. The complaint consistently
voiced by the opponents was that Title VII, particularly the word
"discrimination," would be
interpreted by federal agencies
such as the EEOC to
require the
Page 443 U. S. 246
correction of racial imbalance through the granting of
preferential treatment to minorities. Verbal assurances that Title
VII would not require -- indeed, would not permit -- preferential
treatment of blacks having failed, supporters of H.R. 7152
responded by proposing an amendment carefully worded to meet, and
put to rest, the opposition's charge. Indeed, unlike §§
703(a) and (d), which are, by their terms, directed at entities --
e.g., employers, labor unions -- whose actions are
restricted by Title VII's prohibitions, the language of §
703(j) is specifically directed at entities -- federal agencies and
courts -- charged with the responsibility of interpreting Title
VII's provisions. [
Footnote
2/24]
In light of the background and purpose of § 703(j), the
irony of invoking the section to justify the result in this case is
obvious. The Court's frequent references to the "voluntary" nature
of Kaiser's racially discriminatory admission quota bear no
relationship to the facts of this case. Kaiser and the Steelworkers
acted under pressure from an agency of the Federal Government, the
Office of Federal Contract Compliance, which found that minorities
were being "underutilized" at Kaiser's plants.
See
n 2,
supra. That is,
Kaiser's workforce was racially imbalanced. Bowing to that
pressure, Kaiser instituted an admissions quota preferring blacks
over whites, thus confirming that the fears of Title VII's
opponents were well founded. Today, § 703(j), adopted to allay
those fears, is invoked by the Court to uphold imposition of a
racial quota under the very circumstances that the section was
intended to prevent. [
Footnote
2/25]
Page 443 U. S. 247
Section 703(j) apparently calmed the fears of most of the
opponents; after its introduction, complaints concerning racial
balance and preferential treatment died down considerably.
[
Footnote 2/26] Proponents of the
bill, however, continued to reassure the opposition that its
concerns were unfounded. In a lengthy defense of the entire civil
rights bill, Senator Muskie emphasized that the opposition's
"torrent of words . . . cannot obscure this basic, simple truth:
every American citizen has the right to equal treatment -- not
favored treatment, not complete
Page 443 U. S. 248
individual equality -- just equal treatment."
110 Cong.Rec. 12614 (1964). With particular reference to Title
VII, Senator Muskie noted that the measure
"seeks to afford to all Americans equal opportunity in
employment without discrimination. Not equal pay. Not 'racial
balance.' Only equal opportunity."
Id. at 12617. [
Footnote
2/27]
Senator Saltonstall, Chairman of the Republican Conference of
Senators participating in the drafting of the Dirksen-Mansfield
amendment, spoke at length on the substitute bill. He advised the
Senate that the Dirksen-Mansfield substitute, which included §
703(j), "provides no preferential treatment for any group of
citizens. In fact,
it specifically prohibits such
treatment." 110 Cong.Rec. 12691 (1964) (emphasis added).
[
Footnote 2/28]
Page 443 U. S. 249
On June 9, Senator Ervin offered an amendment that would
entirely delete Title VII from the bill. In answer to Senator
Ervin's contention that Title VII "would make the members of a
particular race special favorites of the laws,"
id. at
13079, Senator Clark retorted:
"The bill does not make anyone higher than anyone else. It
establishes no quotas. It leaves an employer free to select
whomever he wishes to employ. . . ."
"All this is subject to one qualification, and that
qualification, is to state: 'In your activity as an employer . . .
you must not discriminate because of the color of a man's skin. . .
.'"
"That is all this provision does. . . ."
"It merely says, 'When you deal in interstate commerce, you must
not discriminate on the basis of race. . . .'"
Id. at 13080.
The Ervin amendment was defeated, and the Senate turned its
attention to an amendment proposed by Senator Cotton to limit
application of Title VII to employers of at least 100 employees.
During the course of the Senate's deliberations on the amendment,
Senator Cotton had a revealing discussion with Senator Curtis, also
an opponent of Title VII. Both men expressed dismay that Title VII
would prohibit preferential hiring of "members of a minority race
in order to enhance their opportunity:"
"Mr. CURTIS. Is it not the opinion of the Senator that any
individuals who provide jobs for a class of people who have perhaps
not had sufficient opportunity for jobs should be commended, rather
than outlawed? "
Page 443 U. S. 250
"Mr. COTTON. Indeed it is."
Id. at 13086. [
Footnote
2/29]
Thus, in the only exchange on the Senate floor raising the
possibility that an employer might wish to reserve jobs for
minorities in order to assist them in overcoming their employment
disadvantage, both speakers concluded that Title VII prohibits
such, in the words of the Court, "voluntary, private,
race-conscious efforts to abolish traditional patterns of
racial
Page 443 U. S. 251
segregation and hierarchy."
Ante at
443 U. S. 204.
Immediately after this discussion, both Senator Dirksen and Senator
Humphrey took the floor in defense of the 25-employee limit
contained in the Dirksen-Mansfield substitute bill, and neither
Senator disputed the conclusions of Senators Cotton and Curtis. The
Cotton amendment was defeated.
3
On June 10, the Senate, for the second time in its history,
imposed cloture on its Members. The limited debate that followed
centered on proposed amendments to the Dirksen-Mansfield
substitute. Of some 24 proposed amendments, only 5 were
adopted.
As the civil rights bill approached its final vote, several
supporters rose to urge its passage. Senator Muskie adverted
briefly to the issue of preferential treatment:
"It has been said that the bill discriminates in favor of the
Negro at the expense of the rest of us. It seeks to do nothing more
than to lift the Negro from the status of inequality to one of
equality of treatment."
110 Cong.Rec. 14328 (1964) (emphasis added). Senator Moss, in a
speech delivered on the day that the civil rights bill was finally
passed, had this to say about quotas:
"The bill does not accord to any citizen advantage or preference
-- it does not fix quotas of employment or school population -- it
does not force personal association. What it does is to prohibit
public officials and those who invite the public generally to
patronize their businesses or to apply for employment, to utilize
the offensive, humiliating, and cruel practice of discrimination on
the basis of race. In short, the bill does not accord special
consideration; it establishes
equality."
Id. at 14484 (emphasis added). Later that day, June 19,
the issue was put to a vote, and the Dirksen-Mansfield substitute
bill was passed.
Page 443 U. S. 252
C
The Act's return engagement in the House was brief. The House
Committee on Rules reported the Senate version without amendments
on June 30, 1964. By a vote of 289 to 126, the House adopted H.Res.
789, thus agreeing to the Senate's amendments of H.R. 7152.
[
Footnote 2/30] Later that same
day, July 2, the President signed the bill and the Civil Rights Act
of 1964 became law.
IV
Reading the language of Title VII, as the Court purports to do,
"against the background of [its] legislative history . . . and the
historical context from which the Act arose,"
ante at
443 U. S. 201,
one is led inescapably to the conclusion that Congress fully
understood what it was saying and meant precisely what it said.
Opponents of the civil rights bill did not argue that employers
would be permitted under Title VII voluntarily to grant
preferential treatment to minorities to correct racial imbalance.
The plain language of the statute too clearly prohibited such
racial discrimination to admit of any doubt. They argued,
tirelessly, that Title VII would be interpreted by federal agencies
and their agents to require unwilling employers to racially balance
their workforces by granting preferential treatment to minorities.
Supporters of H.R. 7152
Page 443 U. S. 253
responded, equally tirelessly, that the Act would not be so
interpreted, because not only does it not require preferential
treatment of minorities, it also does not
permit
preferential treatment of any race for any reason. It cannot be
doubted that the proponents of Title VII understood the meaning of
their words, for
"[s]eldom has similar legislation been debated with greater
consciousness of the need for 'legislative history,' or with
greater care in the making thereof, to guide the courts in
interpreting and applying the law."
Title VII: Legislative History, at 444.
To put an end to the dispute, supporters of the civil rights
bill drafted and introduced § 703(j). Specifically addressed
to the opposition's charge, § 703(j) simply enjoins federal
agencies and courts from interpreting Title VII to require an
employer to prefer certain racial groups to correct imbalances in
his workforce. The section says nothing about voluntary
preferential treatment of minorities, because such racial
discrimination is plainly proscribed by §§ 703(a) and
(d). Indeed, had Congress intended to except voluntary,
race-conscious preferential treatment from the blanket prohibition
of racial discrimination in §§ 703(a) and(d), it surely
could have drafted language better suited to the task than §
703(j). It knew how. Section 703 (i) provides:
"Nothing contained in [Title VII] shall apply to any business or
enterprise on or near an Indian reservation with respect to any
publicly announced employment practice of such business or
enterprise under which a preferential treatment is given to any
individual because he is an Indian living on or near a
reservation."
78 Stat. 257, 42 U.S.C. § 2000e-2(i).
V
Our task in this case, like any other case involving the
construction of a statute, is to give effect to the intent of
Congress. To divine that intent, we traditionally look first to
the
Page 443 U. S. 254
words of the statute and, if they are unclear, then to the
statute's legislative history. Finding the desired result
hopelessly foreclosed by these conventional sources, the Court
turns to a third source -- the "spirit" of the Act. But close
examination of what the Court proffers as the spirit of the Act
reveals it as the spirit animating the present majority, not the
88th Congress. For if the spirit of the Act eludes the cold words
of the statute itself, it rings out with unmistakable clarity in
the words of the elected representatives who made the Act law. It
is
equality. Senator Dirksen, I think, captured that
spirit in a speech delivered on the floor of the Senate just
moments before the bill was passed:
". . . [T]oday we come to grips finally with a bill that
advances the enjoyment of living; but, more than that, it advances
the equality of opportunity."
"I do not emphasize the word 'equality' standing by itself. It
means equality of opportunity in the field of education. It means
equality of opportunity in the field of employment. It means
equality of opportunity in the field of participation in the
affairs of government. . . . "
"That is it."
"Equality of opportunity, if we are going to talk about
conscience, is the mass conscience of mankind that speaks in every
generation, and it will continue to speak long after we are dead
and gone."
110 Cong.Rec. 14510 (1964).
There is perhaps no device more destructive to the notion of
equality than the
numerus clausus -- the quota. Whether
described as "benign discrimination" or "affirmative action," the
racial quota is nonetheless a creator of castes, a two-edged sword
that must demean one in order to prefer another. In passing Title
VII, Congress outlawed
all racial discrimination,
recognizing that no discrimination based on race is benign, that no
action disadvantaging a person because of his color is affirmative.
With today's holding, the Court introduces into
Page 443 U. S. 255
Title VII a tolerance for the very evil that the law was
intended to eradicate, without offering even a clue as to what the
limits on that tolerance may be. We are told simply that Kaiser's
racially discriminatory admission quota "falls on the permissible
side of the line."
Ante at
443 U. S. 208.
By going not merely
beyond, but directly
against
Title VII's language and legislative history, the Court has sown
the wind. Later courts will face the impossible task of reaping the
whirlwind.
[
Footnote 2/1]
Our statements in
Griggs and
Furnco
Construction, patently inconsistent with today's holding, are
not even mentioned, much less distinguished, by the Court.
[
Footnote 2/2]
The Office of Federal Contract Compliance (OFCC), subsequently
renamed the Office of Federal Contract Compliance Programs (OFCCP),
is an arm of the Department of Labor responsible for ensuring
compliance by Government contractors with the equal employment
opportunity requirements established by Exec.Order No. 11246, 3 CFR
339 (1964 1965 Comp.), as amended by Exec.Order No. 11375, 3 CFR
684 (1966-1970 Comp.), and by Exec.Order No. 12086, 3 CFR 230
(1979).
Executive Order No. 11246, as amended, requires all applicants
for federal contracts to refrain from employment discrimination and
to
"take affirmative action to ensure that applicants are employed,
and that employees are treated during employment, without regard to
their race, color, religion, sex or national origin."
§ 202(1), 3 CFR 685 (1966-1970 Comp.), note following 42
U.S.C. § 2000e. The Executive Order empowers the Secretary of
Labor to issue rules and regulations necessary and appropriate to
achieve its purpose. He, in turn, has delegated most enforcement
duties to the OFCC.
See 41 CFR § 60-20.1
et
seq., § 60-2.24 (1978).
The affirmative action program mandated by 41 CFR § 60-2
(Revised Order No. 4) for nonconstruction contractors requires a
"utilization" study to determine minority representation in the
workforce. Goals for hiring and promotion must be set to overcome
any "underutilization" found to exist.
The OFCC employs the "power of the purse" to coerce acceptance
of its affirmative action plans. Indeed, in this action,
"the district court found that the 1974 collective bargaining
agreement reflected less of a desire on Kaiser's part to train
black craft workers than a self-interest in satisfying the OFCC in
order to retain lucrative government contracts."
563 F.2d 216, 226 (CA5 1977).
[
Footnote 2/3]
The pertinent portions of the collective bargaining agreement
provide:
"It is further agreed that the Joint Committee will specifically
review the minority representation in the existing Trade, Craft and
Assigned Maintenance classifications, in the plants set forth
below, and, where necessary, establish certain goals and time
tables in order to achieve a desired minority ratio:"
"[Gramercy Works listed, among others]"
"As apprentice and craft jobs are to be filled, the contractual
selection criteria shall be applied in reaching such goals; at a
minimum, not less than one minority employee will enter for every
nonminority employee entering until the goal is reached unless at a
particular time there are insufficient available qualified minority
candidates. . . ."
"
* * * *"
"The term 'minority' as used herein shall be as defined in EEOC
Reporting Requirements."
415 F.
Supp. 761, 763 (ED La.1976).
The "Joint Committee" subsequently entered into a "Memorandum of
Understanding" establishing a goal of 39% as the percentage of
blacks that must be represented in each "craft family" at Kaiser's
Gramercy plant.
Id. at 764. The goal of 39% minority
representation was based on the percentage of minority workers
available in the Gramercy area.
Contrary to the Court's assertion, it is not at all clear that
Kaiser's admission quota is a "temporary measure . . . not intended
to maintain racial balance."
Ante at
443 U. S. 208.
Dennis E. English, industrial relations superintendent at the
Gramercy plant, testified at trial:
"Once the goal is reached of 39 percent, or whatever the figure
will be down the road, I think it's subject to change, once the
goal is reached in each of the craft families, at that time, we
will then revert to a ratio of what that percentage is, if it
remains at 39 percent and we attain 39 percent someday, we will
then continue placing trainees in the program at that percentage.
The idea, again, being to have a minority representation in the
plant that is equal to that representation in the community
workforce population."
App. 69.
[
Footnote 2/4]
In addition to the April programs, the company offered three
more training programs in 1974 with a total of four positions
available. Two white and two black employees were selected for the
programs, which were for "Air Conditioning Repairman" (one
position), "Carpenter-Painter" (two positions), and "Insulator"
(one position). Weber sought to bid for the insulator trainee
position, but he was not selected because that job was reserved for
the most senior qualified black employee.
Id. at 46.
[
Footnote 2/5]
The class was defined to include the following employees:
"All persons employed by Kaiser Aluminum & Chemical
Corporation at its Gramercy, Louisiana, works who are members of
the United Steelworkers of America, AFL-CIO Local 5702, who are not
members of a minority group, and who have applied for or were
eligible to apply for on-the-job training programs since February
1, 1974."
415 F. Supp. at 763.
[
Footnote 2/6]
In upholding the District Court's injunction, the Court of
Appeals affirmed the District Court's finding that Kaiser had not
been guilty of any past discriminatory hiring or promotion at its
Gramercy plant. The court thus concluded that this finding removed
the instant action from this Court's line of "remedy" decisions
authorizing fictional seniority in order to place proved victims of
discrimination in as good a position as they would have enjoyed
absent the discriminatory hiring practices.
See Franks v.
Bowman Transp. Co., 424 U. S. 747
(1976). "In the absence of prior discrimination," the Court of
Appeals observed,
"a racial quota loses its character as an equitable
remedy and must be banned as an unlawful racial
preference prohibited by Title VII, §§ 703(a)
and (d). Title VII outlaws preferences for any group, minority or
majority, if based on race or other impermissible classifications,
but it does not outlaw preferences favoring victims of
discrimination."
563 F.2d at 224 (emphasis in original). Nor was the Court of
Appeals moved by the claim that Kaiser's discriminatory admission
quota is justified to correct a lack of training of Negroes due to
past societal discrimination:
"Whatever other effects societal discrimination may have, it has
had -- by the specific finding of the court below --
no
effect on the seniority of any party here."
Id. at 226 (emphasis in original). Finally, the Court
of Appeals rejected the argument that Kaiser's admission quota does
not violate Title VII because it is sanctioned, indeed compelled,
by Exec.Order No. 11246 and regulations issued by the OFCC
mandating affirmative action by all Government contractors.
See 443
U.S. 193fn2/2|>n. 2,
supra. Citing
Youngstown
Sheet & Tube Co. v. Sawyer, 343 U.
S. 579 (1952), the court concluded that,
"[i]f Executive Order 11246 mandates a racial quota for
admission to on-the-job training by Kaiser,
in the absence of
an prior hiring or promotion discrimination, the Executive
Order must fall before this direct congressional prohibition [of
§ 703(d)]."
563 F.2d at 227 (emphasis in original). Judge Wisdom, in
dissent, argued that,
"[i]f an affirmative action plan, adopted in a collective
bargaining agreement, is a reasonable remedy for an
arguable violation of Title VII, it should be upheld."
Id. at 230. The United States, in its brief before this
Court, and MR. JUSTICE BLACKMUN,
ante, p.
443 U. S. 209,
largely adopt Judge Wisdom's theory, which apparently rests on the
conclusion that an employer is free to correct
arguable
discrimination against his black employees by adopting measures
that he
knows will discriminate against his white
employees.
[
Footnote 2/7]
Section 703(a)(1) provides the third express prohibition in
Title VII of Kaiser's discriminatory admission quota:
"It shall be an unlawful employment practice for an employer --
"
"(1) to fail or refuse to hire or to discharge any individual,
or otherwise to discriminate against any individual with respect to
his compensation, terms, conditions, or privileges of employment,
because of such individual's race, color, religion, sex, or
national origin. . . ."
78 Stat. 255, 42 U.S.C. § 2000e-2(a)(1) .
[
Footnote 2/8]
The full text of § 703(j), 78 Stat. 257, 42 U.S.C. §
2000e 2(j), provides as follows:
"Nothing contained in this title shall be interpreted to require
any employer, employment agency, labor organization, or joint
labor-management committee subject to this title to grant
preferential treatment to any individual or to any group because of
the race, color, religion, sex, or national origin of such
individual or group on account of an imbalance which may exist with
respect to the total number or percentage of persons of any race,
color, religion, sex, or national origin employed by any employer,
referred or classified for employment by any employment agency or
labor organization, admitted to membership or classified by any
labor organization, or admitted to, or employed in, any
apprenticeship or other training program, in comparison with the
total number or percentage of persons of such race, color,
religion, sex, or national origin in any community, State, section,
or other area, or in the available workforce in any community,
State, section, or other area."
[
Footnote 2/9]
"If the words are plain, they give meaning to the act, and it is
neither the duty nor the privilege of the courts to enter
speculative fields in search of a different meaning."
". . . [W]hen words are free from doubt, they must be taken as
the final expression of the legislative intent, and are not to be
added to or subtracted from by considerations drawn . . . from any
extraneous source."
Caminetti v. United States, 242 U.
S. 470,
242 U. S. 490
(1917).
[
Footnote 2/10]
In holding that Title VII cannot be interpreted to prohibit use
of Kaiser's racially discriminatory admission quota, the Court
reasons that it would be "ironic" if a law inspired by the history
of racial discrimination in employment against blacks forbade
employers from voluntarily discriminating against whites in favor
of blacks. I see no irony in a law that prohibits all voluntary
racial discrimination, even discrimination directed at whites in
favor of blacks. The evil inherent in discrimination against
Negroes is that it is based on an immutable characteristic, utterly
irrelevant to employment decisions. The characteristic becomes no
less immutable and irrelevant, and discrimination based thereon
becomes no less evil, simply because the person excluded is a
member of one race rather than another. Far from ironic, I find a
prohibition on all preferential treatment based on race as
elementary and fundamental as the principle that "two wrongs do not
make a right."
[
Footnote 2/11]
The only shred of legislative history cited by the Court in
support of the proposition that "Congress did not intend wholly to
prohibit private and voluntary affirmative action efforts,"
ante at
443 U. S. 203,
is the following excerpt from the Judiciary Committee Report
accompanying the civil rights bill reported to the House:
"No bill can or should lay claim to eliminating all of the
causes and consequences of racial and other types of discrimination
against minorities. There is reason to believe, however, that
national leadership provided by the enactment of Federal
legislation dealing with the most troublesome problems
will
create an atmosphere conducive to voluntary or local resolution of
other forms of discrimination."
H.R.Rep. No. 914, 88th Cong., 1st Sess., pt. 1, p. 18 (1963)
(hereinafter H R. Rep.), quoted
ante at
443 U. S.
203-204.
The Court seizes on the italicized language to support its
conclusion that Congress did not intend to prohibit voluntary
imposition of racially discriminatory employment quotas. The Court,
however, stops too short in its reading of the House Report. The
words immediately following the material excerpted by the Court are
as follows:
"It is, however, possible and necessary for the Congress to
enact legislation which prohibits and provides the means of
terminating the most serious
types of discrimination. This
H.R. 152, as amended, would achieve in a number of related areas.
It would reduce discriminatory obstacles to the exercise of the
right to vote and provide means of expediting the vindication of
that right. It would make it possible to remove the daily affront
and humiliation involved in discriminatory denials of access to
facilities ostensibly open to the general public. It would
guarantee that there will be no discrimination upon recipients of
Federal financial assistance. It would prohibit discrimination in
employment, and provide means to expedite termination of
discrimination in public education. It would open additional
avenues to deal with redress of denials of equal protection of the
laws on account of race, color, religion, or national origin by
State or local authorities."
H.R.Rep. pt 1, p. 18 (emphasis added).
When thus read in context, the meaning of the italicized
language in the Court's excerpt of the House Report becomes clear.
By dealing with "the most serious types of discrimination," such as
discrimination in voting, public accommodations, employment, etc.,
H.R. 7152 would hopefully inspire "voluntary or local resolution of
other forms of discrimination," that is, forms other than
discrimination in voting, public accommodations, employment,
etc.
One can also infer from the House Report that the Judiciary
Committee hoped that federal legislation would inspire voluntary
elimination of discrimination against minority groups other than
those protected under the bill, perhaps the aged and handicapped to
name just two. In any event, the House Report does not support the
Court's proposition that Congress, by banning racial discrimination
in employment, intended to permit racial discrimination in
employment.
Thus, examination of the House Judiciary Committee's report
reveals that the Court's interpretation of Title VII, far from
being compelled by the Act's legislative history, is utterly
without support in that legislative history. Indeed, as
demonstrated in
443 U. S.
infra, the Court's interpretation of Title VII is totally
refuted by the Act's legislative history.
[
Footnote 2/12]
One example has particular relevance to the instant
litigation:
"Under the power granted in this bill, if a carpenters' hiring
hall, say, had 20 men awaiting call, the first 10 in seniority
being white carpenters, the union could be forced to pass them over
in favor of carpenters beneath them in seniority but of the
stipulated race. And if the union roster did not contain the names
of the carpenters of the race needed to 'racially balance' the job,
the union agent must, then, go into the street and recruit members
of the stipulated race in sufficient number to comply with Federal
orders, else his local could be held in violation of Federal
law."
HR. Rep.pt. 1, p.71.
From this and other examples, the Minority Report concluded:
"That this is, in fact, a not too subtle system of
racism-in-reverse cannot be successfully denied."
Id. at
73.
Obviously responding to the Minority Report's charge that
federal agencies, particularly the Equal Employment Opportunity
Commission would equate "discrimination" with "racial imbalance,"
the Republican sponsors of the bill on the Judiciary Committee
stated in a separate Report:
"It must also be stressed that the Commission must confine its
activities to correcting abuse, not promoting equality with
mathematical certainty. In this regard, nothing in the title
permits a person to demand employment. . . . Internal affairs of
employers and labor organizations must not be interfered with
except to the limited extent that correction is required in
discrimination practices. Its primary task is to make certain that
the channels of employment are open to persons regardless of their
race and that jobs in companies or membership in unions are
strictly filled on the basis of qualification."
Id. pt. 2, p 29.
The Republican supporters of the bill concluded their remarks on
Title VII by declaring that "[a]ll vestiges of inequality based
solely on race must be removed. . . ."
Id. at 30.
[
Footnote 2/13]
Representative Lindsay had this to say:
"This legislation . . . docs not, as has been suggested
heretofore both on and off the floor, force acceptance of people in
. . . jobs . . . because they are Negro. It does not impose quotas
or any special privileges of seniority or acceptance. There is
nothing whatever in this bill about racial balance as appears so
frequently in the minority report of the Committee."
"What the bill does do is prohibit discrimination because of
race. . . ."
110 Cong.Rec. 1540 (1964).
Representative Minish added:
"Under title VII, employment will be on the basis of merit, not
of race. This means that no quota system will be set up, no one
will be forced to hire incompetent help because of race or
religion, and no one will be given a vested right to demand
employment for a certain job."
Id. at 1600. Representative Goodell, answering the
charge that Title VII would be interpreted "to requir[e] a racial
balance,"
id. at 2557, responded:
"There is nothing here as a matter of legislative history that
would require racial balancing. . . . We are not talking about a
union having to balance its membership or an employer having to
balance the number of employees. There is no quota involved. It is
a matter of an individual's rights having been violated, charges
having been brought, investigation carried out and conciliation
having been attempted and then proof in court that there was
discrimination and denial of rights on the basis of race or
color."
Id. at 2558. After H.R. 7152 had been passed and sent
to the Senate, Republican supporters of the bill in the House
prepared an interpretative memorandum making clear that
"title VII
does not permit the ordering of racial
quotas in businesses or unions, and does not permit interferences
with seniority rights of employees or union members."
Id. at 6566 (emphasis added).
[
Footnote 2/14]
Eleven Members did not vote.
[
Footnote 2/15]
Continuing with their exchange, Senators Hill and Ervin broached
the subject of racial balance:
"Mr. ERVIN. So if the Commissioner . . . should be joined by
another member of the Commission in the finding that the employer
had too high a percentage, in the Commission's judgment, of persons
of the Caucasian race working in his business, they could make the
employer either hire, in addition to his present employees, an
extra number of Negro employees, or compel him to fire employees of
the Caucasian race in order to make a place for Negro
employees?"
"Mr. HILL. The Senator is correct, although the employer might
not need the additional employees, and although they might bring
his business into bankruptcy."
110 Cong.Rec. 4764 (1964).
This view was reiterated by Senator Robertson:
"It is contemplated by this title that the percentage of colored
and white population in a community shall be in similar percentages
in every business establishment that employs over 25 persons. Thus,
if there were 10,000 colored persons in a city and 15,000 whites,
an employer with 25 employees would, in order to overcome racial
imbalance, be required to have 10 colored personnel and 15 white.
And if by chance that employer had 20 colored employees, he would
have to fire 10 of them in order to rectify the situation. Of
course, this works the other way around where whites would be
fired."
Id. at 5092.
Senator Humphrey interrupted Senator Robertson's discussion,
responding: "The bill docs not require that at all. If it did, I
would vote against it. . . . There is no percentage quota."
Ibid.
[
Footnote 2/16]
This view was reiterated two days later in the "Bipartisan Civil
Rights Newsletter" distributed to the Senate on March 19 by
supporters of H.R. 7152:
"3. Defining discrimination: Critics of the civil rights bill
have charged that the word 'discrimination' is left undefined in
the bill, and therefore the door is open for interpretation of this
term according to 'whim or caprice.' . . ."
"
* * * *"
"There is no sound basis for uncertainty about the meaning of
discrimination in the context of the civil rights bill. It means a
distinction in treatment given to different individuals because of
their different race, religion, or national origin."
Id. at 7477.
[
Footnote 2/17]
Earlier in the debate, Senator Humphrey had introduced a
newspaper article quoting the answers of a Justice Department
"expert" to the "10 most commonly expressed objections to [Title
VII]." Insofar as is pertinent here, the article stated:
"Objection: The law would empower Federal 'inspectors' to
require employers to hire by race. White people would be fired to
make room for Negroes. Seniority rights would be destroyed. . .
."
"Reply: The bill requires no such thing. The five-member Equal
Employment Opportunity Commission that would be created would have
no powers to order anything. . . ."
". . . The bill would not authorize anyone to order hiring or
firing to achieve racial or religious balance. An employer will
remain wholly free to hire on the basis of his needs and of the job
candidate's qualifications. What is prohibited is the refusal to
hire someone because of his race or religion. Similarly, the law
will have no effect on union seniority rights."
Id. at 5094.
[
Footnote 2/18]
In obvious reference to the charge that the word
"discrimination" in Title VII would be interpreted by federal
agencies to mean the absence of racial balance, the interpretative
memorandum stated:
"[Section 703] prohibits discrimination in employment because of
race, color, religion, sex, or national origin. It has been
suggested that the concept of discrimination is vague. In fact, it
is clear and simple, and has no hidden meanings. To discriminate is
to make a distinction, to make a difference in treatment
or
favor, and those distinctions or differences in treatment
or favor which are prohibited by [Section 703] are those
which are based on any five of the forbidden criteria: race, color,
religion, sex, and national origin."
Id. at 7213 (emphasis added).
Earlier in his speech, Senator Clark introduced a memorandum
prepared at his request by the Justice Department with the purpose
of responding to criticisms of Title VII leveled by opponents of
the measure, particularly Senator Hill. With regard to racial
balance, the Justice Department stated:
"Finally, it has been asserted that title VII would impose a
requirement for 'racial balance.' This is incorrect. There is no
provision . . . in title VII . . . that requires or authorizes any
Federal agency or Federal court to require preferential treatment
for any individual or any group for the purpose of achieving racial
balance. . . . No employer is required to maintain any ratio of
Negroes to whites. . . . On the contrary, any deliberate attempt to
maintain a given balance would almost certainly run afoul of title
VII because it would involve a failure or refusal to hire some
individual because of his race, color, religion, sex, or national
origin. What title VII seeks to accomplish, what the civil rights
bill seeks to accomplish, is equal treatment for all."
Id. at 7207.
[
Footnote 2/19]
A Justice Department memorandum earlier introduced by Senator
Clark,
see 443
U.S. 193fn2/18|>n. 18,
supra, expressed the same
view regarding Title VII's impact on seniority rights of
employees:
"Title VII would have no effect on seniority rights existing at
the time it takes effect. . . . This would be true even in the case
where owing to discrimination prior to the effective date of the
title, white workers had more seniority than Negroes. . . .
[A]ssuming that seniority rights were built up over a period of
time during which Negroes were not hired, these rights would not be
set aside by the taking effect of title VII. Employers and labor
organizations would simply be under a duty not to discriminate
against Negroes because of their race."
110 Cong.Rec. 7207 (1964).
The interpretation of Title VII contained in the memoranda
introduced by Senator Clark totally refutes the Court's implied
suggestion that Title VII would prohibit an employer from
discriminating on the basis of race in order to
maintain a
racial balance in his workforce, but would permit him to do so in
order to achieve racial balance.
See ante at
443 U. S. 208,
and n. 7.
The maintain-achieve distinction is analytically indefensible in
any event. Apparently, the Court is saying that an employer is free
to achieve a racially balanced workforce by discriminating against
whites, but that once he has reached his goal, he is no longer free
to discriminate in order to maintain that racial balance. In other
words, once Kaiser reaches its goal of 390 minority representation
in craft positions at the Gramercy plant, it can no longer consider
race in admitting employees into its on-the-job training programs,
even if the programs become as "all-white" as they were in April,
1974.
Obviously, the Court is driven to this illogical position by the
glaring statement, quoted in text, of Senators Clark and Case
that
"any deliberate attempt to
maintain a racial balance .
. . would involve a violation of title VII, because
maintaining such a balance would require an employer to
hire or to refuse to hire on the basis of race."
110 Cong.Rec. 7213 (1964) (emphasis added). Achieving a certain
racial balance, however, no less than maintaining such a balance,
would require an employer to hire or to refuse to hire on the basis
of race. Further, the Court's own conclusion that Title VII's
legislative history, coupled with the wording of § 703(j),
evinces a congressional intent to leave employers free to employ
"private, voluntary, race-conscious affirmative action plans,"
ante at
443 U. S. 208,
is inconsistent with its maintain-achieve distinction. If Congress'
primary purpose in enacting Title VII was to open employment
opportunities previously closed to Negroes, it would seem to make
little difference whether the employer opening those opportunities
was achieving or maintaining a certain racial balance in his
workforce. Likewise, if § 703(j) evinces Congress' intent to
permit imposition of race-conscious affirmative action plans, it
would seem to make little difference whether the plan was adopted
to achieve or maintain the desired racial balance.
[
Footnote 2/20]
Senator Robertson's observations prompted Senator Humphrey to
make the following offer:
"If the Senator can find in title VII . . . any language which
provides that an employer will have to hire on the basis of
percentage or quota related to color . . . I will start eating the
pages one after another, because it is not in there."
110 Cong.Rec. 7420 (1964).
[
Footnote 2/21]
Referring to the EEOC, Senator Smathers argued that Title
VII
"would make possible the creation of a Federal bureaucracy which
would, in the final analysis, cause a man to hire someone whom he
did not want to hire, not on the basis of ability, but on the basis
of religion, color, or creed. . . ."
Id. at 8500. Senator Sparkman's comments were to the
same effect.
See 443
U.S. 193fn2/23|>n. 23
infra. Several other
opponents of Title VII expressed similar views.
See 110
Cong.Rec. 9034-9035 (1964) (remarks of Sens. Stennis and Tower);
id. at 9943-9944 (remarks of Sens. Long and Talmadge);
id. at 10513 (remarks of Sen. Robertson).
[
Footnote 2/22]
Several other proponents of H.R. 7152 commented briefly on Title
VII, observing that it did not authorize the imposition of quotas
to correct racial imbalance.
See id. at 9113 (remarks of
Sen. Keating);
id. at 9881-9882 (remarks of Sen. Allott);
id. at 10520 (remarks of Sen. Carlson);
id. at
11768 (remarks of Sen. McGovern).
[
Footnote 2/23]
The Court cites the remarks of Senator Sparkman in support of
its suggestion that opponents had argued that employers would take
it upon themselves to balance their workforces by granting
preferential treatment to racial minorities. In fact, Senator
Sparkman's comments accurately reflected the opposition's "party
line." He argued that, while the language of Title VII does not
expressly require imposition of racial quotas (no one, of course,
had ever argued to the contrary), the law would be applied by
federal agencies in such a way that "some kind of quota system will
be used."
Id. at 8619. Senator Sparkman's view is
reflected in the following exchange with Senator Stennis:
"Mr. SPARKMAN. At any rate, when the Government agent came to
interview an employer who had 100 persons in his employ, the first
question would be, 'How many Negroes are you employing?' Suppose
the population of that area was 20 percent Negro. Immediately the
agent would say, 'You should have at least 20 Negroes in your
employ, and they should be distributed among your supervisory
personnel and in all the other categories;' and the agent would
insist that that be done immediately."
"Mr. STENNIS. . . ."
"The Senator from Alabama has made very clear his point about
employment on the quota basis. Would not the same basis be applied
to promotions ?"
"Mr. SPARKMAN. Certainly it would. As I have said, when the
Federal agents came to check on the situation in a small business
which had 100 employees, and when the agents said to the employer,
'You must hire 20 Negroes, and some of them must be employed in
supervisory capacities,' and so forth and so on, the agent would
also say, 'And you must promote the Negroes, too, in order to
distribute them evenly among the various ranks of your
employees.'"
Id. at 8618 (emphasis added).
Later in his remarks, Senator Sparkman stated:
"Certainly the suggestion will be made to a small business that
may have a small Government contract . . . that, if it does not
carry out the suggestion that has been made to the company by an
inspector, its Government contract will not be renewed."
Ibid. Except for the size of the business, Senator
Sparkman has seen his prophecy fulfilled in this case.
[
Footnote 2/24]
Compare § 703(a), 42 U.S.C. § 2000e-2(a) ("It
shall be an unlawful employment practice for an employer . . ."),
with § 703(j), 42 U.S.C. § 2000e-2(j) ("Nothing
contained in this subchapter shall be interpreted . . .").
[
Footnote 2/25]
In support of its reading of § 703(j), the Court argues
that "a prohibition against all voluntary, race-conscious,
affirmative action efforts would disserve" the important policy,
expressed in the House Report on H.R. 7152, that Title VII leave
"management prerogatives, and union freedoms . . . undisturbed to
the greatest extent possible." H.R.Rep. pt. 2, p. 29, quoted
ante at
443 U. S. 206.
The Court thus concludes that "Congress did not intend to limit
traditional business freedom to such a degree as to prohibit all
voluntary, race-conscious affirmative action."
Ante at
443 U. S.
207.
The sentences in the House Report immediately following the
statement quoted by the Court, however, belie the Court's
conclusion:
"Internal affairs of employers and labor organizations must not
be interfered with
except to the limited extent that correction
is required in discrimination practices. Its primary task is
to make certain that the channels of employment are open to persons
regardless of their race, and that jobs in companies or membership
in unions are strictly filled on the basis of qualification."
H.R.Rep. pt. 2, p. 29 (emphasis added).
Thus, the House Report invoked by the Court is perfectly
consistent with the countless observations elsewhere in Title VII's
voluminous legislative history that employers are free to make
employment decisions without governmental interference, so long as
those decisions are made
without regard to race. The whole
purpose of Title VII was to deprive employers of their "traditional
business freedom" to discriminate on the basis of race. In this
case, the "channels of employment" at Kaiser were hardly "open" to
Brian Weber.
[
Footnote 2/26]
Some of the opponents still were not satisfied. For example,
Senator Ervin of North Carolina continued to maintain that Title
VII
"would give the Federal Government the power to go into any
business or industry in the United States . . . and tell the
operator of that business whom he had to hire."
110 Cong.Rec. 13077 (1964). Senators Russell and Byrd remained
of the view that pressures exerted by federal agencies would compel
employers "to give priority definitely and almost completely, in
most instances, to the members of the minority group."
Id.
at 13150 (remarks of Sen. Russell).
[
Footnote 2/27]
Senator Muskie also addressed the charge that federal agencies
would equate "discrimination," as that word is used in Title VII,
with "racial balance":
"[S]ome of the opposition to this title has been based upon its
alleged vagueness [and] its failure to define just what is meant by
discrimination. . . . I submit that, on either count, the
opposition is not well taken. Discrimination in this bill means
just what it means anywhere: a distinction in treatment given to
different individuals because of their race . . . [a]nd, as a
practical matter, we all know what constitutes racial
discrimination."
Id. at 12617.
Senator Muskie then reviewed the various provisions of §
703, concluding that they
"provide a clear and definitive indication of the type of
practice which this title seeks to eliminate. Any serious doubts
concerning [Title VII's] application would, it seems to me, stem at
least partially from the predisposition of the person expressing
such doubt."
110 Cong.Rec. 12618 (1964).
[
Footnote 2/28]
The Court states that congressional comments regarding §
703(j) "were all to the effect that employers would not be
required to institute preferential quotas to avoid Title
VII liability."
Ante at
443 U. S. 207
n. 7 (emphasis in original). Senator Saltonstall's statement that
Title VII of the Dirksen-Mansfield substitute, which contained
§ 703(j), "specifically prohibits" preferential treatment for
any racial group disproves the Court's observation. Further, in a
major statement explaining the purpose of the Dirksen-Mansfield
substitute amendments, Senator Humphrey said of § 703(j):
"This subsection does not represent any change in the substance
of the title. It does state clearly and accurately what we have
maintained all along about the bill's intent and meaning."
110 Cong.Rec. 12723 (1964). What Senator Humphrey had
"maintained all along about the bill's intent and meaning" was that
it neither required
nor permitted imposition of
preferential quotas to eliminate racial imbalances.
[
Footnote 2/29]
The complete exchange between Senators Cotton and Curtis,
insofar as is pertinent here, is as follows:
"Mr. COTTON. . . ."
"
* * * *"
"I would assume that anyone who will administer the laws in
future years will not discriminate between the races. If I were a
Negro, and by dint of education, training, and hard work I had
amassed enough property as a Negro so that I had a business of my
own -- and there are many of them in this country -- and I felt
that, having made a success of it myself, I wanted to help people
of my own race to step up as I had stepped up, I think I should
have the right to do so. I think I should have the right to employ
Negroes in my own establishment and put out a helping hand to them
if I so desired. I do not believe that anyone in Washington should
be permitted to come in and say, 'You cannot employ all Negroes.
You must have some Poles. You must have some Yankees.' . . ."
"
* * * *"
"Mr. CURTIS. . . ."
"The Senator made reference to the fact that a member of a
minority race might become an employer, and should have a right to
employ members of his race in order to give them opportunity. Would
not the same thing follow, that a member of a majority race might
wish to employ almost entirely, or entirely, members of a minority
race in order to enhance their opportunity? And is it not true
that, under title VII as written, that would constitute
discrimination?"
"Mr. COTTON. It certainly would, if someone complained about it
and felt that he had been deprived of a job, and that it had been
given to a member of a minority race because of his race, and not
because of some other reason."
Id. at 13086.
This colloquy refutes the Court's statement that
"[t]here was no suggestion after the adoption of § 703(j)
that wholly voluntary, race-conscious, affirmative action efforts
would, in themselves, constitute a violation of Title VII."
Ante at
443 U. S. 207
n. 7.
[
Footnote 2/30]
Only three Congressmen spoke to the issue of racial quotas
during the House's debate on the Senate amendments. Representative
Lindsay stated:
"[W]e wish to emphasize also that this bill does not require
quotas, racial balance, or any of the other things that the
opponents have been saying about it."
110 Cong.Rec. 15876 (1964). Representative McCulloch echoed this
understanding, remarking that
"[t]he bill does not permit the Federal Government to require an
employer or union to hire or accept for membership a quota of
persons from any particular minority group."
Id. at 15893. The remarks of Representative MacGregor,
quoted by the Court,
ante at
443 U. S.
207-208, n. 7, are singularly unhelpful. He merely noted
that, by adding § 703(j) to Title VII of the House bill,
"[t]he Senate . . . spelled out [the House's] intentions more
specifically." 110 Cong.Rec. 15893 (1964).