The Uniform Relocation Assistance and Real Property Acquisition
Policies Act of 1970 (Relocation Act) makes relocation benefits
available for individuals and businesses that satisfy the statutory
definition of a "displaced person." Section 101(6) of the Act
defines that term to include
"any person who . . . moves . . . as a result of the acquisition
of . . . real property . . . or as a result of the written order of
the acquiring agency to vacate real property, for a program or
project undertaken by a Federal agency."
Both of these cases involve tenants displaced from housing
projects that the Department of Housing and Urban Development (HUD)
acquired because the projects' sponsors defaulted on federally
insured loans. Petitioners in No. 77-874 were dislocated by HUD's
subsequent closing of an Indianapolis, Ind., housing project, and
HUD refused to provide relocation benefits for these tenants.
Petitioners then initiated this action in Federal District Court,
claiming that they were "displaced persons" under the written order
clause of § 101(6). The District Court rejected the tenants'
statutory construction and granted summary judgment for HUD. The
Court of Appeals affirmed, holding that § 101(6) encompasses
only displacements for programs designed to benefit the public as a
whole or to fulfill a public need, not dislocations caused by the
irretrievable failure of a public housing project. Respondents in
No. 77-1463 were displaced when HUD determined that a Washington,
D.C., project should be demolished and the land sold to private
developers. When HUD ordered the tenants to vacate but declined to
extend assistance under the Relocation Act, respondents brought
suit in Federal District Court. The court agreed that the
dislocated tenants were covered by the written order clause of
§ 101(6), and granted summary judgment for respondents. The
Court of Appeals affirmed, holding that the written order
Page 441 U. S. 40
clause encompasses all persons ordered to vacate so that an
agency's property can be devoted to a federal program "designed for
the benefit of the public as a whole." Because HUD's demolition
plans met this description, the tenants HUD directed to move were
considered "displaced persons."
Held:
1. The written order clause of § 101(6) encompasses only
those persons ordered to vacate in connection with the actual or
proposed acquisition of property for a federal. program. Pp.
441 U. S.
49-63.
(a) Both the language and origins of the Relocation Act
demonstrate that Congress intended to provide relocation assistance
when property is acquired for federal programs, not to extend
assistance beyond that limited context for all persons somehow
displaced by Government programs. Pp.
441 U. S.
49-53.
(b) Similarly, the legislative history of the written order
clause reveals no congressional intent to extend relocation
benefits beyond the acquisition context. Rather, this clause was
designed to ensure that assistance is available for a distinct
group of persons directed to move because of a contemplated
acquisition, whether the agency ultimately acquires the property or
not. Thus, the clause applies only when a proposed acquisition
directly causes issuance of the notice to vacate and the property
acquisition is intended to further a federal program or project.
Pp.
441 U. S.
53-59.
(c) The structure of the Relocation Act, as well as the
statutory provisions specifying the benefits available for
displaced persons, manifests the limited scope of § 101(6) and
the written order clause. Pp.
441 U. S.
60-62.
(d) In essence, the written order clause embodies two causal
requirements. First, the written order to vacate must result
directly from an actual or contemplated property acquisition.
Second, and more fundamentally, that acquisition must be "for," or
intended to further, a federal program or project. In combination,
these two causal requirements substantially limit applicability of
the clause, so that persons directed to vacate property for a
federal program cannot obtain relocation assistance unless the
agency also intended at the time of acquisition to use the property
for such a program or project. Thus, a program developed after the
agency procures property will not suffice, even though it
necessitates displacements, since that program could not have
motivated the property acquisition. Pp.
441 U. S.
62-63.
2. Here, the relationship between HUD's acquisitions and orders
to
Page 441 U. S. 41
vacate does not bring the tenants within the purview of §
101(6). Pp.
441 U. S.
63-67.
(a) The Relocation Act's legislative history demonstrates that
the mere anticipation and authorization of default acquisitions in
the National Housing Act mortgage insurance programs cannot render
these tenants eligible for relocation assistance under §
101(6). By requiring that an acquisition be "for" a federal program
or project, Congress intended that the acquisition must further or
accomplish a program designed to benefit the public as a whole.
Even assuming that the mortgage insurance programs constitute
federal "programs or projects," default acquisitions arising out of
those programs do not satisfy § 101(6)'s causality
requirements. Although these default acquisitions occur as a result
of the mortgage insurance programs' failures, they do not further
the purpose of these particular programs. Pp.
441 U. S.
665.
(b) In addition, HUD's adoption of a property management plan
cannot retroactively establish the requisite purpose for acquiring
property in the first instance. P.
441 U. S.
65.
(c) Even though HUD's demolition plan in No. 77-1463 is the type
of program or project to which § 101(6) refers, HUD did not
acquire the project for that purpose. The statute requires more
than a causal connection between the order to vacate and the
demolition program. The program or project must also be the reason
for acquiring the property. Without the requisite relationship
between the demolition program and the acquisition, HUD's proposal
for disposing of the housing project is no different than any other
property management plan, insufficient by itself to confer
eligibility under § 101(6). Pp.
441 U. S.
65-66.
No. 77-874, 555 F.2d 166, affirmed; No. 77-1463, 187
U.S.App.D.C. 156, 571 F.2d 590, reversed.
MARSHALL, J., delivered the opinion for a unanimous Court.
Page 441 U. S. 42
MR. JUSTICE MARSHALL delivered the opinion of the Court.
These cases require us to interpret the definition of a
"displaced person" set forth in the Uniform Relocation Assistance
and Real Property Acquisition Policies Act of 1970 (Relocation
Act), 84 Stat. 1894, 42 U.S.C. § 4601
et seq. Section
101(6) of the Act defines a "displaced person" as
"any person who . . . moves . . . as a result of the acquisition
of . . . real property, . . . or as the result of the written order
of the acquiring agency to vacate real property, for a program or
project undertaken by a Federal agency. . . . "
42 U.S.C. § 4601(6). [
Footnote 1]
Page 441 U. S. 43
Relocation benefits are available under the Act for individuals
and businesses that satisfy either the "acquisition" or "written
order" clause of this definition. Because the Courts of Appeals for
the Seventh and District of Columbia Circuits have adopted
conflicting interpretations of the written order clause, [
Footnote 2] we granted certiorari. 437
U.S. 903 (1978).
Both cases involve housing projects that the Department of
Housing and Urban Development (HUD) acquired after the projects'
sponsors defaulted on federally insured loans. We must determine
whether the written order clause encompasses the tenants required
to vacate those housing projects, even though HUD's orders to
vacate were not motivated by a governmental acquisition of property
to further a public program or project.
I
A
Petitioners in No. 7774 are 17 former tenants of the Riverhouse
Tower Apartments, a low- and middle-income housing project in
Indianapolis, Indiana. This complex was built in the late 1960's by
a private nonprofit corporation, Riverhouse Apartments, Inc., whose
mortgage HUD insured and subsidized pursuant to § 221(d)(3) of
the National Housing Act, 75 Stat. 150, as amended, 12 U.S.C.
§ 17151(d)(3). Upon completion of the project, the Government
National Mortgage Association (GNMA) purchased the mortgage
from
Page 441 U. S. 44
the private lender in accordance with § 21(d)(3) of the
Housing Act. When Riverhouse Apartments, Inc., defaulted on the
loan in July 1970, GNMA assigned the mortgage to HUD in exchange
for payment of the statutory mortgage benefits. Three years later,
HUD initiated foreclosure proceedings, and a court-appointed
receiver assumed operation of the project until HUD purchased the
property at a foreclosure sale in August, 1974.
HUD initially retained a management agent to continue operating
the newly acquired project. However, the condition of the property
had deteriorated so seriously during the period of default that HUD
soon decided to close the apartment complex. Notices to quit were
served on all remaining tenants in November, 1974, and, by the
following February, the buildings were vacant. HUD refused to
provide relocation benefits for these dislocated tenants or to
disclose its plans regarding the terminated project. [
Footnote 3]
Petitioners then initiated this action in Federal District
Court, claiming
inter alia, that they were "displaced
persons" entitled to assistance under the Relocation Act. [
Footnote 4] Construing the written
order clause of 101(6) literally, the tenants argued that they had
moved upon receiving written orders to vacate property acquired by
a Government agency. The District Court rejected this statutory
construction and granted summary judgment for HUD.
Blades v.
Dept. of HUD, Civ. No. IP 74-706-C (SD Ind., July 1, 1976).
The Court of Appeals for the Seventh Circuit affirmed. In its view,
§ 101(6) encompasses only displacements for programs designed
to benefit
Page 441 U. S. 45
the public as a whole or to fulfill a public need, not
dislocations caused by the irretrievable failure of a public
housing project. 555 F.2d 166, 169-170 (1977). [
Footnote 5]
B
The tenants in No. 77-1463 formerly occupied the Sky Tower
apartment complex built in Washington, D.C., during the 1950's. A
nonprofit corporation purchased Sky Tower in 1970, intending to
convert a number of its small "garden" apartments into larger units
for low- and moderate-income families. HUD agreed to assist in the
rehabilitation by insuring the corporation's mortgage on the
complex and subsidizing its interest payments pursuant to §
236 of the National Housing Act, 82 Stat. 498, as amended, 12
U.S.C. § 1715z-1. Difficulties with two successive general
contractors eventually prevented the corporate sponsor from making
interest payments on its loan. As a result, the mortgagee declared
the sponsor in default, foreclosed on the mortgage, and conveyed
title to HUD in exchange for the statutory mortgage insurance
benefits.
See 12 U.S.C. §§ 1713(g), (k).
After acquiring title to Sky Tower in June, 1973, HUD hired a
management agent to continue operating the partially rehabilitated
complex. By September, 1974, however, HUD realized that Sky Tower's
deteriorated condition would render any further efforts at
rehabilitation futile. The agency therefore planned to demolish the
buildings and sell the land to private developers for construction
of single family homes.
Page 441 U. S. 46
When the 72 families living in the complex were ordered to
vacate, HUD declined to extend assistance under the Relocation Act.
[
Footnote 6]
A group of the Sky Tower tenants brought this suit in Federal
District Court, challenging HUD's decision to raze the complex and
its refusal to provide full relocation benefits. The District Court
preliminarily enjoined HUD from completing the demolition, and
subsequently granted summary judgment for the tenants on the
benefits issue. Civ.Action No. 74-1872 (DC, Sept. 12, 1975).
[
Footnote 7] A divided panel of
the Court of Appeals for the District of Columbia Circuit agreed
that these tenants were "displaced persons" under the written order
clause of § 101(6). 187 U.S.App.D.C. 156, 161, 571 F.2d 590
595 (1977). In so ruling, the Court of Appeals rejected HUD's
argument that § 101(6) reaches only persons dislocated by an
agency's purposeful acquisition of property for use in certain
types of government programs. The court instead considered the
written order clause applicable whenever an agency orders persons
to vacate so that property can be devoted to a federal program
"
designed for the benefit of the public as a whole.'" 187
U.S.App.D.C. at 161, 571
Page 441 U. S.
47
F.2d at 595. In the court's view, HUD's demolition plan met
this description. Ibid. [Footnote 8]
II
Section 101(6) of the Relocation Act, as previously indicated,
provides that a "displaced person" is one who moves
"as a result of the acquisition of . . . real property, . . . or
as the result of the written order of the acquiring agency to
vacate real property, for a program or project undertaken by a
Federal agency. . . ."
42 U.S.C. § 4601(6). In neither case do the tenants claim
coverage under the "acquisition" clause of § 101(6), which
reaches persons dislocated by the actual procurement of property
for a federal program or project. Brief for Respondents in No.
77-1463, p. 15, and n. 17; Tr. of Oral Arg. 10. Hence, these
tenants' eligibility for relocation assistance turns on the meaning
of the definition's written order clause. More precisely, their
eligibility depends on the import of two critical phrases not
specifically defined in the Act, "acquiring agency" and "for a
program or project."
The tenants contend that "acquiring agency" simply denotes a
governmental body that has previously acquired property and that
eventually orders persons to vacate. In contrast, HUD reads the
phrase as a shorthand description of an agency currently engaged in
the process of acquiring property. Under HUD's construction, the
written order clause contains an implicit acquisition requirement.
The clause thus construed does not apply unless an agency's
proposed acquisition of property
Page 441 U. S. 48
directly causes issuance of the displacing order, whereas the
tenants' interpretation demands no immediate causal connection
between the procurement of property and the order to vacate. The
parties also disagree about the proper referent for the phrase,
"for a program or project." [
Footnote 9] HUD contends that this phrase modifies the
acquisition requirement included in the written order clause.
Consequently, "for a program or project" specifies the agency's
original purpose in acquiring property, not just its purpose in
issuing an order to vacate. Under this construction, the written
order clause applies only if an agency issues its notice to vacate
pursuant to an actual or proposed acquisition of property intended
to further a federal program. Thus, tenants of a housing project
acquired by the Government because of the owner's loan default
would not be eligible for relocation assistance when the acquiring
agency later adopts a program necessitating their displacement. The
tenants, on the other hand, read "for a program or project" as
referring solely to the written order. The phrase therefore
identifies the agency's reason for ordering persons to vacate, but
does not make eligibility depend on the agency's
Page 441 U. S. 49
original purpose in acquiring the property. According to this
analysis, the written order clause covers any individual who
receives a written order to vacate property that an agency has
previously acquired, provided the displacement is "for" a federal
program or project. Moreover, the tenants broadly construe "program
or project" to include any governmental program designed to fulfill
a public need.
The statutory language is susceptible of either construction.
However, an examination of Congress' purpose in adopting the
Relocation Act, the legislative history of § 101(6), and the
structure of the Act as a whole persuades us that HUD's
interpretation more nearly reflects the intended scope of this
assistance program.
A
Passage of the Relocation Act in 1970 concluded nearly a decade
of congressional effort to standardize federal legislation
regarding relocation assistance. Prior to the 1960's, Congress had
enacted special provisions to assist persons displaced when
particular federal agencies acquired property for designated public
projects. [
Footnote 10] As a
result, relocation benefits varied substantially from program to
program. The House Public Works Committee responded to these
variations in 1961 by creating the Select Subcommittee on Real
Property Acquisition. In 1964, this Subcommittee submitted a
lengthy Report concerning the deficiencies of existing law, and its
proposed "Fair Compensation Act" became the basis for most of the
provisions ultimately codified in the Relocation Act. [
Footnote 11]
Page 441 U. S. 50
The proposed Fair Compensation Act unambiguously reflects
Congress' limited purpose in revising the special relocation
legislation. The Act's declared purpose was to afford
"persons affected by the
acquisition of real property in
Federal and federally assisted programs . . . fair and
equitable treatment on a basis as nearly uniform as
practicable."
Select Subcommittee Study 147 (emphasis added);
see id.
at 1-2, 122. This statement of policy embodied Congress'
recognition that existing law provided relocation benefits only to
those persons dislocated by governmental acquisitions of property
for use in public projects. [
Footnote 12] And in accord with its mandate, the Select
Subcommittee drafted the replacement legislation to standardize and
improve the assistance provided within that particular context.
[
Footnote 13] Thus, both the
language and origins of the Relocation Act demonstrate that
Congress initially intended to provide better relocation assistance
when property is acquired for federal programs, not to extend
assistance beyond that limited context to all persons somehow
displaced by governmental programs. [
Footnote 14]
Page 441 U. S. 51
Congress' basic objective remained unchanged through succeeding
legislative sessions as it considered a number of bills derived
from the proposed Fair Compensation Act. During this period, the
individual sponsors and the Senate Committee on Government
Operations altered slightly the language used to declare Congress'
purpose, but the meaning was unaffected. [
Footnote 15] Thus, the original "Declaration of
Policy" in S. 1, 91st Cong., 1st Sess., § 201 (1969), the bill
finally enacted as the Relocation Act, stated that the legislation
was designed
"to establish a uniform policy for the fair and equitable
treatment of owners, tenants, and other persons
displaced by
the acquisition of real property in Federal and federally
assisted
programs to the end that such persons shall not
suffer disproportionate injuries as a result of programs designed
for the benefit of the public as a whole."
(Emphasis added.) This language leaves little doubt that
Congress' concern was
Page 441 U. S. 52
still with displacements caused by the acquisition of property
for a Government program or project. [
Footnote 16]
In arguing that Congress had a broader purpose, to provide
relocation assistance outside the acquisition context, the tenants
rely on language adopted by the House of Representatives after the
Senate passed S. 1. When the House Committee on Public Works
reorganized and shortened the bill's provisions into their final
form, it also streamlined the "Declaration of Policy" by deleting
the references to acquisitions of property. Consequently, §
201 of the Relocation Act simply refers to "persons displaced as a
result of Federal and federally assisted programs," [
Footnote 17] and the tenants suggest that
all such persons are the intended beneficiaries of the statute.
However, the tenants' interpretation of this language is plainly
inconsistent with prior versions of the section, all of which
expressly related to displacements caused by the acquisition of
property for the programs specified in § 201. [
Footnote 18] Nothing in the legislative
materials suggests that this late revision in the Act's statement
of purpose reflected any substantive departure from Congress'
previous statutory design. [
Footnote 19] Indeed, the House Committee that shortened
the Declaration of Policy stated in its Report that the bill
"provides for relief of the economic
Page 441 U. S. 53
dislocation which occurs in the acquisition of real property for
Federal and federally assisted programs."
H.R.Rep. No. 91-1656, p. 3 (1970). Accordingly, the consistent
purpose underlying this legislation persuades us that Congress
intended the written order clause to apply only when an agency
proposes acquiring property to further a federal program or
project.
B
The legislative history specifically concerning the definition
of a displaced person reinforces our conclusion. Prior versions of
§ 101(6) encompassed only persons dislocated by actual or
proposed property acquisitions, and, in particular, those
acquisitions intended to further federal programs and projects. The
legislative materials demonstrate that, when Congress added the
written order clause to this definition, its purpose was to
delineate more precisely a subcategory of the originally intended
beneficiaries, consisting of those who move in anticipation that a
property acquisition for a federal program will necessitate their
displacement. Viewed in context, the written order clause addresses
a special situation related to unconsummated property acquisitions,
not all displacements loosely connected with Government
programs.
The definition of a displaced person originated in the proposed
Fair Compensation Act. Section 115 defined the term to include
persons and businesses that move from real property "as a result of
the acquisition or imminence of acquisition of such real property,
in whole or in part, by a Federal or State agency." Select
Subcommittee Study 157-158. That this choice of language was
deliberate can be seen from other provisions of the Act, which
authorized relocation assistance only when the "head of any Federal
agency acquires real property for public use." [
Footnote 20]
Page 441 U. S. 54
The version of the Fair Compensation Act introduced in the next
Congress adopted the same definition of a displaced person.
[
Footnote 21] However,
witnesses during the Senate hearings criticized the phrase "or
imminence of acquisition" as too ambiguous to provide guidance for
agencies and potential displacees. [
Footnote 22] In response, the Senate Committee on
Government Operations amended the phrase to read "or reasonable
expectation of acquisition," thereby incorporating an objective
standard of eligibility. [
Footnote 23] The limited scope of this amendment,
Page 441 U. S. 55
as well as the definition, is apparent from the Committee's
explanation that the change was designed
"to remove some of the ambiguities surrounding the meaning of
'imminence' and to make it amply clear that this legislation
applies to persons who move from property to be acquired in
connection with a Federal or federally assisted program when or
shortly after the proposed project is announced, and when the
announcement is made substantially prior to the time the project is
to be put into effect."
S.Rep. No. 1378, 89th Cong., 2d Sess., 9 (1966). This passage
and others in the Senate Committee Report [
Footnote 24] clearly indicate that Congress
framed the definition to reach only persons displaced by actual or
planned acquisitions of property. These materials also demonstrate
that Congress restricted the definition even further by focusing
exclusively on property acquisitions for use in federal programs
and projects. [
Footnote
25]
The Senate's amended definition of a displaced person was
retained in the relocation bills proposed in succeeding legislative
sessions, including the original version of the bill finally
enacted as the Relocation Act, S. 1, 91st Cong., 1st Sess., §
105 (1969). [
Footnote 26]
The Senate passed this bill with only minor amendments and without
significant debate. [
Footnote
27] But the House Committee on Public Works amended the
definition of a
Page 441 U. S. 56
displaced person when reorganizing the bill's provisions into
their final form. [
Footnote
28] This late amendment added the clause on which the tenants
base their argument that relocation assistance was intended for all
persons displaced by Government programs.
The contemporaneous legislative materials, however, refute the
tenants' interpretation of the written order clause. During the
House hearings on the relocation bills, a number of witnesses
criticized even the "reasonable expectation of acquisition"
language as overly vague. [
Footnote 29] To remedy this problem, representatives of
the United States Department of Transportation and HUD recommended
relating the expectation of acquisition to a readily discernible
official act, so that persons who justifiably relied on agency
representations could still obtain reimbursement even if the agency
later failed to complete the acquisition. [
Footnote 30] The House Committee accepted this
suggestion and replaced "or reasonable expectation of acquisition"
with "or as the result of the written order of the
Page 441 U. S. 57
acquiring agency to vacate real property." [
Footnote 31] Thus, the sole objective underlying
the present written order clause was to delineate more precisely
the persons eligible for assistance as a result of planned, but
unconsummated, acquisitions of property for federal programs.
The House Committee Report and floor debate also reflect this
limited purpose. Based on the previously understood scope of this
legislation and on testimony given during the House hearings,
[
Footnote 32] the House
Committee was well aware that
Page 441 U. S. 58
the unamended definition of a displaced person excluded those
displaced by means other than property acquisitions for public
projects. The Committee presumably would have articulated any
intent to extend coverage beyond the acquisition context or to
eliminate the requirement that an acquisition be for a federal
program. [
Footnote 33]
Instead, the House Report simply explained that, under the new
written order clause, "[i]f a person moves as the result of such a
notice to vacate, it makes no difference whether or not the real
property
actually is acquired." H.R.Rep. No. 91-1656, p. 4
(1970) (emphasis added). [
Footnote 34] Similarly, the Report observed in reference
to the entire definition of a displaced person, "[t]he controlling
point is that the real property must be acquired for a Federal or
Federal financially assisted program or project."
Ibid.
[
Footnote 35]
Page 441 U. S. 59
Nor is there any evidence that the Senate perceived the written
order clause as an expansion of the bill when it accepted the House
Committee's changes without a conference and almost without debate.
116 Cong.Rec. 40163-40172 (1970). The sole reference during the
Senate deliberations to the amended definition of a "displaced
person" appeared in a memorandum submitted on behalf of the
administration, which stated:
"The House bill would limit the status of displaced person to
those who move as the result of the acquisition of, or written
notice to vacate, real property. The Senate version would provide a
broader definition which includes those who move as the result of
acquisition or reasonable expectation of acquisition."
Id. at 42139. This description of the amendment as a
slight limitation, rather than a significant expansion of the
statutory design, was accepted without dispute when the Senate
approved the House version of this section as the final language
for the Relocation Act.
Ibid.
In sum, the legislative history of the written order clause
reveals no congressional intent to extend relocation benefits
beyond the acquisition context. Rather, this clause merely ensures
that assistance is available for a distinct group of persons
directed to move because of a contemplated acquisition, whether the
agency ultimately acquires the property or not. The written order
clause therefore preserves the original meaning of a displaced
person, since it does not apply unless a proposed acquisition
directly causes issuance of the notice to vacate and the property
acquisition is intended to further a federal program or
project.
Page 441 U. S. 60
C
The structure of the Relocation Act confirms our conclusion that
Congress did not expect to provide assistance for all persons
somehow displaced by Government programs. The benefit provisions
involved here are but one part of a comprehensive statute that also
establishes the procedures agencies must follow when acquiring land
for federal programs.
See 42 U.S.C. §§
4651-4655. This placement in itself suggests that Congress was
concerned with burdens related to Government acquisitions of
property, as opposed to a broader range of dislocation problems.
But more importantly, the Act's other relocation sections, which
specify the benefits available for displaced persons, manifest the
limited scope of § 101(6) and the written order clause.
Sections 202 and 205 of the Act require respectively that moving
and related expenses be paid and relocation assistance advisory
services be provided for displaced persons only when an agency
proposes acquiring property for a federal program.
See
n 1,
supra. Thus,
§ 202 begins:
"Whenever the acquisition of real property for a program or
project undertaken by a Federal agency in any State will result in
the displacement of any person . . . , the head of such agency
shall make a payment to any displaced person, upon proper
application. . . ."
84 Stat. 1895, 42 U.S.C.§ 4622. Identical language triggers
application of § 205. 84 Stat. 1897, 42 U.S.C. § 4625. If
the tenants' broad construction of the written order clause were
correct, certain individuals would qualify as displaced persons
within the meaning of § 101(6), but the lack of an acquisition
would preclude them from receiving benefits under §§ 202
and 205. Absent any indication that Congress intended such an
anomalous result, we believe all three provisions must be given
similar scope. [
Footnote
36]
Page 441 U. S. 61
Sections 203 and 204 of the Act, which authorize replacement
housing payments for dislocated homeowners and tenants,
see n 1,
supra, also bear upon interpretation of the written order
clause. These sections provide benefits only to displaced persons
who occupied their dwelling for a prescribed length of time "prior
to the initiation of negotiations for the acquisition of the
property." 42 U.S.C. § 4623(a)(1). [
Footnote 37] Congress drafted these occupancy
requirements to exclude from coverage persons who otherwise might
attempt to obtain substantial relocation benefits by moving onto
property after the acquisition process has begun. [
Footnote 38] Yet according to the tenants'
analysis of § 101(6), which requires only that an agency have
procured the property at some point in the distant past, these
occupancy strictures would exclude a much larger class of displaced
persons than necessary to fulfill their objective. For example,
tenants dislocated by the closing of a housing project that an
agency had obtained 20 years earlier might satisfy the written
order clause, but the failure of most to have lived in the project
prior to the acquisition would prevent them from obtaining
replacement housing payments under § 204. Again, we doubt
Congress intended the statute to operate in this manner. Rather,
§§ 203 and 204 demonstrate that the written order clause
cannot be divorced from the acquisition context without distorting
the statutory design.
Finally, the special benefits provision in § 217 of the
Act
Page 441 U. S. 62
highlights the limited reach of § 101(6). Congress drafted
§ 217 to preserve the one preexisting relocation assistance
program extending beyond the acquisition context. [
Footnote 39] This section provides:
"A person who moves . . . as a direct result of any project or
program which receives Federal financial assistance under title I
of the Housing Act of 1949, as amended, or as a result of carrying
out a comprehensive city demonstration program under title I of the
Demonstration Cities and Metropolitan Development Act of 1966 shall
. . .
be deemed to have been displaced as the result of the
acquisition of real property."
84 Stat.1902, 42 U.S.C. § 4637 (emphasis added). Inclusion
of this special provision, to ensure that certain persons displaced
by action other than an acquisition of property could still qualify
for relocation benefits, reflects Congress' understanding that such
persons would not be covered by the general definition of a
"displaced person" set forth in § 101(6). [
Footnote 40]
D
Accordingly, we hold that the written order clause encompasses
only those persons ordered to vacate in connection with the actual
or proposed acquisition of property for a federal program. In
essence, the clause embodies two causal requirements. First, the
written order to vacate must result directly from an actual or
contemplated property acquisition. [
Footnote 41] Second,
Page 441 U. S. 63
and more fundamentally, that acquisition must be "for," or
intended to further, a federal program or project. In combination,
these two causal requirements substantially limit applicability of
the written order clause, so that persons directed to vacate
property for a federal program cannot obtain relocation assistance
unless the agency also intended at the time of acquisition to use
the property for such a program or project. Thus, a program
developed after the agency procures property will not suffice, even
though it necessitates displacements, since that program could not
have motivated the property acquisition. [
Footnote 42] It remains to be considered, however,
whether the relationship between HUD's acquisitions and orders to
vacate brings the tenants here within the purview of §
101(6).
III
The tenants in both cases contend that the acquisitions of Sky
Tower and Riverhouse Apartments met these statutory requirements
because HUD obtained the property in connection with its mortgage
insurance programs. In support of this
Page 441 U. S. 64
contention, they point to Congress' explicit provision for
occasional default acquisitions resulting from the mortgage
insurance programs of the National Housing Act. Section 207(k) of
that Act expressly authorizes HUD to purchase insured properties at
foreclosure sales, and § 207(1) grants HUD wide latitude to
rehabilitate and operate property acquired upon default or to
transfer the property and recoup the agency's investment. 12 U.S.C.
§§ 1713(k)(1). Pursuant to that mandate, HUD has prepared
a Property Disposition Handbook -- Multi-family Properties, RHM
4315.1 (1971), revised and set forth at 24 CFR Pt. 290 (1978),
which requires responsible officials to formulate a disposition
program for newly acquired properties.
However, the legislative history of the Relocation Act discussed
in
441 U. S. supra,
demonstrates that the mere anticipation and authorization of
default acquisitions in the mortgage insurance programs cannot
render these tenants eligible under § 101(6). By requiring
that an acquisition be "for" a federal program or project, Congress
intended that the acquisition must further or accomplish a program
designed to benefit the public as a whole. [
Footnote 43] Even assuming that the National
Housing Act mortgage insurance programs constitute federal
"programs or projects," [
Footnote 44] default acquisitions arising out of those
programs
Page 441 U. S. 65
do not satisfy § 101(6)'s causality requirements. These
acquisitions occur as a result of the mortgage insurance programs'
predictable, though unfortunate, failures, but the default
acquisitions do not further the purpose of these particular
programs. [
Footnote 45] If
the written order clause were satisfied by acquisitions so
tangentially related to a federal program or project, then, for
example, persons who default on federally insured housing loans
presumably could obtain relocation assistance whenever a Government
agency acquires their homes at a foreclosure sale, and thereby
causes displacements. Absent any evidence that Congress intended to
provide relocation benefits under such circumstances, we believe
typical default acquisitions are not "for" a federal program within
the meaning of § 101(6). For the same reasons, HUD's
preparation of a Handbook governing the disposition of property
acquired in this manner fails to qualify these tenants for
relocation benefits. Like any purchaser, HUD must manage the
property it acquires. But the mere adoption of a management plan
cannot retroactively establish the requisite purpose for acquiring
property in the first instance.
Alternatively, the tenants in No. 77-1463 contend that the
particular disposition HUD planned for Sky rower, pursuant to the
Property Disposition Handbook, qualified them under the written
order clause. After studying several options, HUD decided to
demolish Sky Tower and sell the land to private developers who
would build single-family homes, all in accordance with the
District of Columbia government's master plan for improving the
neighborhood. By its own admission in proceedings before the
District Court, HUD proposed the demolition to "eliminate blight"
in conformity with a plan to revitalize the area.
396
F. Supp. 1235, 1236 (DC 1975).
Page 441 U. S. 66
These events convinced the Court of Appeals that the Sky Tower
tenants had been ordered to vacate for a "program or project"
within the meaning of § 101(6). 187 U.S.App.D.C. at 161, 571
F.2d at 595.
The difficulty with this analysis is that, even though HUD's
demolition plan is the type of program or project to which §
101(6) refers, HUD did not acquire Sky Tower for that purpose. The
statute requires more than a causal connection between the order to
vacate and the demolition program, which was all the Court of
Appeals considered necessary. As explained in
441 U.
S. supra, the program or project must also be
the reason for acquiring the property. Yet the tenants have never
contended that HUD initially acquired Sky Tower in order to
eliminate blight or to further the District of Columbia
government's master plan, nor did the Court of Appeals or the
District Court reach such a conclusion. Without the requisite
relationship between the demolition program and the acquisition,
HUD's proposal for disposing of Sky Tower is no different than any
other property management plan, insufficient by itself to confer
eligibility under § 101(6) of the Relocation Act.
We recognize, of course, that an agency's intent in acquiring
property appears irrelevant to those displaced by federal order.
From a tenant's perspective, the costs of dislocation are the same
regardless of whether an agency anticipated causing displacements
when it acquired property. Nonetheless, Congress chose to condition
eligibility for relocation benefits on the agency's purpose in
acquiring property, and our function is not to rewrite the statute.
The increasing number of default acquisitions by Government
agencies may well prompt Congress to expand the Relocation Act's
coverage. [
Footnote 46] But
until
Page 441 U. S. 67
Congress does so, the tenants in these cases are ineligible for
relocation assistance under that Act.
Accordingly, the judgment of the Court of Appeals in No. 77-1463
is reversed and the judgment in No. 77-874 is affirmed.
It is so ordered.
* Together with No. 77-1463,
Harris, Secretary of Housing
and Urban Development, et al. v. Cole et al., on certiorari to
the United States Court of Appeals for the District of Columbia
Circuit.
[
Footnote 1]
Section 101(6) provides in its entirety:
"The term 'displaced person' means any person who, on or after
the effective date of this Act, moves from real property, or moves
his personal property from real property, as a result of the
acquisition of such real property, in whole or in part, or as the
result of the written order of the acquiring agency to vacate real
property, for a program or project undertaken by a Federal agency,
or with Federal financial assistance; and solely for the purposes
of sections 202(a) and(b) and 205 of this title, as a result of the
acquisition of or as the result of the written order of the
acquiring agency to vacate other real property, on which such
person conducts a business or farm operation, for such program or
project."
84 Stat. 1894, 42 U.S.C. § 4601(6). Section 101(5) of the
Act defines a "person" to mean "any individual, partnership,
corporation, or association." 84 Stat. 1894, 42 U.S.C. §
4601(5).
The definition of a "displaced person" governs basic eligibility
for the several types of assistance available under the Relocation
Act. Section 202 of the Act provides reimbursement for reasonable
moving expenses, direct losses that result from moving or
discontinuing a business or farm operation, and expenses incurred
in searching for a replacement business or farm. In lieu of
reimbursement for actual expenses, § 202 authorizes payment of
a fixed sum to eligible persons, here a $300 moving expense
allowance and a $200 dislocation allowance. 84 Stat. 1895, 42
U.S.C. § 4622;
see 24 CFR §§ 42.65-42.80
(1978);
infra at
441 U. S. 60.
Sections 203 and 204 permit replacement housing payments of up to
$15,000 for homeowners and $4,000 for tenants, provided certain
need and occupancy requirements are satisfied. 84 Stat. 1896, 1897,
42 U.S.C. §§ 4623, 4624;
see 24 CFR §§
42.90, 42.95 (1978);
infra at
441 U. S. 61.
Finally, § 205 requires agencies to establish a program of
relocation assistance advisory services for displaced persons. 84
Stat. 1897, 42 U.S.C. § 4625;
see 24 CFR §§
42.100-42.125 (1978);
infra at
441 U. S.
60.
[
Footnote 2]
555 F.2d 166 (CA7 1977); 187 U.S.App.D.C. 156, 571 F.2d 590
(1977).
See also Blount v. Harris, 593 F.2d 336 (CA8
1979);
Burns v. United States, Civ. No. 4-76-237 (DC
Minn., July 11, 1978).
See generally Harris v. Lynn, 555
F.2d 1357, 1359-1360 (CA8) (
aff'g 411 F.
Supp. 692 (ED Mo.1976)),
cert. denied, 434 U.S. 927
(1977);
Caramico v. Secretary, Dept. of HUD, 509 F.2d 694,
697-699 (CA2 1974).
[
Footnote 3]
It now appears that a private party contracted in July, 1977, to
purchase Riverhouse Towers Apartments from HUD, and that the sale
has since been consummated. Brief for Petitioners in No. 77-874, pp
37-38 (letter from Department of HUD, Office of General Counsel, to
Mr. Richard L. Zweig).
[
Footnote 4]
The tenants sought judicial review under the Administrative
Procedure Act, 5 U.S.C. § 701
et seq., of HUD's
refusal to provide relocation assistance. Jurisdiction was
predicated on 28 U.S.C. §§ 1337, 1346.
[
Footnote 5]
In addition to their Relocation Act claims, several tenants
alleged in the complaint that HUD should not have applied their
security deposits to offset rent deficiencies. The tenants
contended that HUD had breached an implied warranty of habitability
for the relevant period, thereby relieving them of any obligation
to pay rent. Deciding the issue under federal law, the District
Court held that no such warranty could be implied in the tenants'
leases. The Court of Appeals affirmed. 555 F.2d at 171. The tenants
have not challenged this aspect of the Court of Appeals' decision,
and we therefore do not consider the issue.
[
Footnote 6]
Although HUD did provide minimal reimbursement for moving
expenses, it made these $300 payments on an emergency basis "under
the general authority of the Housing Act," and not pursuant to any
provision of the Relocation Act. Tr. of Oral Arg. 30.
[
Footnote 7]
The preliminary injunction barred HUD from completing the
demolition or the evictions, required the agency to rehabilitate
certain buildings, and allowed the evicted tenants to return at the
Department's expense.
Cole v. Lynn, 389 F. Supp.
99 (DC 1975);
Cole v. Hills, 396 F.
Supp. 1235 (DC 1975). While the benefits issue was pending on
appeal pursuant to Fed.Rule Civ.Proc. 54(b), the parties agreed
that the District Court should remand the remaining issues to HUD
so the agency could reconsider the proper disposition of Sky Tower.
On remand, the agency abandoned the demolition plan and arranged to
transfer ownership of the housing complex to the District of
Columbia government, with HUD continuing to provide substantial
rent subsidies. 187 U.S.App.D.C. at 160 n. 17, 571 F.2d at 594 n.
17.
[
Footnote 8]
After we granted certiorari in these cases, Congress enacted the
Housing and Community Development Amendments of 1978, Pub.L.
95-557, 92 Stat. 208. That legislation directs HUD to reexamine its
property management and disposition program,
see §
203, 92 Stat. 2088, 12 U.S.C. § 1701z-11 (1976 ed., Supp. II);
§ 902, 92 Stat. 2125, and to ensure that tenants displaced
from property owned by HUD will receive any relocation assistance
available under other statutory provisions, § 203(d). However,
these provisions do not affect the Relocation Act's definition of a
"displaced person."
See H.R.Conf.Rep. No. 95-1792, pp.
67-71, 99-100 (1978).
[
Footnote 9]
In its entirety, this phrase encompasses any "program or project
undertaken by a Federal agency, or with Federal financial
assistance." § 101(6), 42 U.S.C. § 4601(6). Lower federal
courts have interpreted the latter part of this phrase to include
only federally assisted "programs or projects" undertaken by
agencies of state and local governments, as opposed to private
parties.
See Moorer v. Dept. of HUD, 561 F.2d 175 (CA8
1977),
cert. denied, 436 U.S. 919 (1978);
Dawson v.
U.S. Dept. of HUD, 428 F.
Supp. 328 (D Ga.1976);
Parlane Sportswear Co. v.
Weinberger, 381 F.
Supp. 410 (Mass.1974),
aff'd, 513 F.2d 835, 837 (CA1),
cert. denied, 423 U.S. 925 (1975). Although the present
cases do require us to consider what types of "programs or
projects" Congress intended to cover,
infra at
441 U. S. 63-67,
we need not determine whether § 101(6) applies when private
parties undertake such a program and acquire property, since the
tenants here have claimed that the program of a federal agency
caused their displacement. Similarly, these cases do not require us
to construe the provisions applicable when a state or local agency
acquires property for use in a covered program or project.
See 42 U.S.C. §§ 4627-4633, 4635.
[
Footnote 10]
See, e.g., Tennessee Valley Authority Act of 1933, ch.
32, 48 Stat. 58, as amended, 49 Stat. 1080; Act to Authorize
Certain Construction of Military and Naval Installations, Pub.L.
82-155, § 501(b), 65 Stat. 364; Act of May 29, 1958, Pub.L.
85-433, 72 Stat. 152, 43 U.S.C. § 1231 (1964 ed.), repealed by
uncodified § 220(a)(1) of the Relocation Act, 84
Stat.1903.
[
Footnote 11]
Select Subcommittee on Real Property Acquisition of the House
Committee on Public Works, Study of Compensation and Assistance for
Persons Affected by Real Property Acquisition in Federal and
Federally Assisted Programs, 88th Cong., 2d Sess., 145-167
(Comm.Print 1965) (hereinafter Select Subcommittee Study).
[
Footnote 12]
See id. at 93-104, 194-207. The sole exception to this
pattern was contained in § 310 of the Housing Act of 1964, 78
Stat. 788, 42 U.S.C. § 1465 (1970 ed.), repealed by uncodified
§ 220(a)(5) of the Relocation Act, 84 Stat.1903. Section 310
extended benefits to persons displaced from urban renewal areas by
code enforcement activities and by programs of voluntary
rehabilitation in accordance with an urban renewal plan. Congress
treated this provision as an exception to the general rule when it
drafted the Fair Compensation Act and the successor bills.
See
infra at
441 U. S. 61-62,
and nn. 20, 40.
[
Footnote 13]
See infra at
441 U. S. 53,
and n. 20.
[
Footnote 14]
The tenants contend that Congress legislated against a broader
background, and therefore must have intended the Fair Compensation
Act and the Relocation Act to apply outside the acquisition
context. For support, they rely on § 123 of the Housing Act of
1954, 68 Stat. 596, 599-600, as amended, 12 U.S.C. §§
1715k, 1715
l, which facilitated the relocation of
displaced individuals, yet did not depend on the acquisition of
property for a federal project. However, § 123 was not in any
sense a relocation benefits statute, but rather an aspect of the
mortgage insurance program designed to encourage the development of
housing for families displaced by governmental action.
See
68 Stat. 599. Section 123 therefore was merely tangential to
Congress' immediate goal of revising legislation that directly
assisted dislocated persons. Accordingly, the proposed Fair
Compensation Act did not include § 123 among the provisions to
be repealed upon adoption of the replacement legislation.
See Select Subcommittee Study 159.
[
Footnote 15]
See S. 1201, 89th Cong., 1st Sess., § 2 (1965); S.
1681, 89th Cong., 1st Sess., § 2 (1965); S.Rep. No. 1378, 89th
Cong., 2d Sess., 1 (1966); S. 698, 90th Cong., 1st Sess., §
801 (1967) (as introduced); S. 698, 90th Cong., 2d Sess., §
701 (1968) (as reported by Committee); S.Rep. No. 1456, 90th Cong.,
2d Sess., 11, 24 (1968). Congress' failure to enact comprehensive
relocation legislation until 1970 was due not to any dispute over
the purpose of the bills, but rather to the inability of both
Houses to complete action before the end of the earlier legislative
sessions.
See S.Rep. No. 91-488, pp. 4-7 (1969); 116
Cong.Rec. 40168 (1970) (Rep. Fallon).
[
Footnote 16]
See also the Senate Committee's description of the
purpose for this legislation, S.Rep. No. 91-488, pp. 10, 13 (1969),
and the discussion of this bill on the Senate floor. 115 Cong.Rec.
31370-31376, 31533-31535 (1969).
[
Footnote 17]
Section 201 declares:
"The purpose of this title is to establish a uniform policy for
the fair and equitable treatment of persons displaced as a result
of Federal and federally assisted programs in order that such
persons shall not suffer disproportionate injuries as a result of
programs designed for the benefit of the public as a whole."
84 Stat. 1895, 42 U.S.C. § 4621.
[
Footnote 18]
See n 15,
supra.
[
Footnote 19]
See H.R.Rep. No. 91-1656 (1970); 116 Cong.Rec.
40163-40172 (1970) (House debate);
id. at 42139 (Senate
acceptance of House modifications);
id. at 42506-42507
(final House approval).
[
Footnote 20]
Sections 107 and 108 of the Fair Compensation Act, Select
Subcommittee Study 151-152. In addition to these operative sections
of the proposed Act, the special benefits provision contained in
§ 113 of the Act reflected the limited scope of the term
"displaced person." Section 310 of the Housing Act of 1964 provided
relocation assistance in a few situations not involving
governmental property acquisitions.
See n 12,
supra. In recognition that
beneficiaries of this program would not be "displaced persons"
under the Fair Compensation Act, the Select Subcommittee included a
special provision to preserve this program when the existing
relocation legislation was repealed. The special benefits
provision, § 113 of the proposed Act, directed that persons
who move
"as the direct result of code enforcement activities undertaken
in connection with an urban renewal project, or a program of
voluntary rehabilitation of buildings or other improvements in
accordance with an urban renewal plan"
shall be deemed "displaced person[s]." Select Subcommittee Study
157.
That similar provisions were included in subsequent Senate bills
demonstrates that Congress intentionally restricted the definition
of a "displaced person" to application in the property acquisition
context.
See S. 1201, 89th Cong., 1st Sess., § 113
(1965); S. 1681, 89th Cong., 1st Sess., § 10 (1965); S.Rep.
No. 1378, 89th Cong., 2d Sess., 8, 32-33 (1966); S. 698, 90th
Cong., 1st Sess., § 808 (1967); S.Rep. No. 1456, 90th Cong.,
2d Sess., 32 (1968); S. 1, 91st Cong., 1st Sess., § 232
(1969);
n 40,
infra. This provision was ultimately enacted as § 217
of the Relocation Act, 84 Stat.1902, 42 U.S.C. § 4637.
See
infra at
441 U. S.
61-62.
[
Footnote 21]
S. 1681, 89th Cong., 1st Sess., § 12(2) (1965);
see
also S. 1201, 89th Cong., 1st Sess., § 115(2) (1965).
[
Footnote 22]
Hearings on S. 1201 and S. 1681 before the Subcommittee on
Intergovernmental Relations of the Senate Committee on Government
Operations, 89th Cong., 1st Sess., 55, 90 (1965).
[
Footnote 23]
S. 1681, 89th Cong., 1st Sess., § 11(b) (July 20, 1966).
The Senate Committee substituted this language as well in the
bill's definition of "displaced," since the Senate bill and its
successors also employed this term to impose the same eligibility
requirements as the definition of a "displaced person."
See
id. § 11 (m);
n
31,
infra.
[
Footnote 24]
See, e.g., S.Rep. No. 1378, 89th Cong., 2d Sess., 1
(1966) ("The purpose of S. 1681, as amended, is to establish a
uniform policy for the fair and equitable treatment of owners,
tenants, and other persons displaced by the acquisition of real
property for Federal and federally assisted programs").
[
Footnote 25]
Id. at 1, 9, 10-11, 17, 26, 30; 112 Cong.Rec. 16733,
16735, 16737-16740 (1966).
[
Footnote 26]
S. 698, 90th Cong., 1st Sess., § 113 (1967) (as
introduced);
id. § 112 (as reported by Committee).
See also n 29,
infra.
[
Footnote 27]
S.Rep. No. 91-488 (1969); 115 Cong.Rec. 31370-31376, 31533-31535
(1969) .
[
Footnote 28]
H.R.Rep. No. 91-1656, pp. 4-5 (1970); S. 1, 91st Cong., 2d
Sess., § 101(6) (Dec. 2, 1970).
[
Footnote 29]
Uniform Relocation Assistance and Land Acquisitions Policies
1970: Hearings on H.R. 14898, H.R. 14899, S. 1 and Related Bills
before the House Committee on Public Works, 91st Cong., 1st and 2d
Sess., 137, 281, 416, 595-596, 1028 (1969-1970) (hereinafter 1970
House Hearings). Some witnesses suggested that S. 1 be amended by
adding a "subsequent acquisition" requirement to the definition of
a displaced person. 1970 House Hearings 137, 281-282, 416. The
subsequent acquisition language would have precluded awarding any
relocation assistance when an agency failed to consummate an
acquisition, no matter how reasonable the expectation of
acquisition had been. This suggestion was based on the definition
used in H.R. 14898, 91st Cong., 1st Sess. (1969), a companion
relocation proposal, which in turn was derived from the Highway
Relocation Assistance provisions of the Federal-Aid Highway Act of
1968, § 30, 82 Stat 830, repealed by uncodified §
220(a)(10) of the Relocation Act, 84 Stat.1903.
[
Footnote 30]
The Department of Transportation's representative testified:
"We think some limitation [on the expectation of acquisition] is
desirable. Relocation payments should be limited to persons
actually displaced or who move due to some official act of the
public authorities such as a notice of condemnation."
1970 House Hearings 596. The representative from HUD agreed,
recommending that:
"Relocation payments should not be made to those who move on the
basis of speculation regarding the intent to take their property.
We favor a provision limiting reimbursement to persons [who move]
after some official act which clearly threatens displacement even
though the property is never subsequently acquired."
Id. at 1027-1028. Both representatives referred the
House Committee to their own agencies' relocation regulations,
which based eligibility for benefits on the occurrence of an
"official act" before the actual acquisition.
Id. at 1007,
1069.
[
Footnote 31]
S. 1 91st Cong., 2d Sess., § 101(6) (Dec. 2, 1970), enacted
as 42 U.S.C. § 4601(6). The House Committee also consolidated
all of S. 1's subcategories. of "displaced persons" into one
provision, § 101(6), along with the definition of "displaced."
This consolidation did not affect language pertinent to the issues
raised here.
[
Footnote 32]
Several witnesses remarked that the unamended definition of a
displaced person would exclude those dislocated by activities other
than property acquisitions. 1970 House Hearings 234, 241, 252-253,
270, 350-351, 360. Many of these comments were directed in
particular toward H.R. 14898, which did not contain a provision
continuing the availability of benefits for persons displaced by
code enforcement activities and rehabilitation in urban renewal
projects.
See n 12,
supra. A few witnesses recommended that the House
Committee rectify the omission by adding a provision similar to
that contained in the Fair Compensation Act,
see n 20,
supra, or the S. 1
provision that later became § 217 of the Relocation Act. 1970
House Hearings 234, 241, 252-253, 270. Other witnesses proposed a
more general expansion to cover persons displaced in the absence of
an acquisition.
Id. at 350-351, 360. All of these
witnesses, however, agreed that given the language used to define a
displaced person, an additional provision was needed to accomplish
these extensions.
[
Footnote 33]
This principle is especially applicable here, since witnesses
had advocated such a wide range of adjustments in coverage. One
group urged that coverage not be available unless property was
actually acquired,
see n.
29 supra, while another group requested the
Committee to authorize relocation benefits generally outside the
acquisition context.
See n 32,
supra. The lack of any evidence that the
Committee intended to accept either suggestion strongly indicates
that the written order clause was designed solely to eliminate the
vagueness inherent in the prior definition.
[
Footnote 34]
The tenants contend that the written order clause cannot in fact
serve the purpose urged by HUD, because only an agency that already
has acquired property is empowered to "order" persons to move from
the property. This argument attributes too much significance to the
word "order." As shown by the passage quoted in text, the Committee
generally referred to a "notice to vacate." The Committee's
description of the clause, as well as its origin, demonstrates that
a "written order" indicates any official notice to vacate, whether
issued before or after the acquisition is completed.
See
also S.Rep. No. 1378, 89th Cong., 2d Sess., 9 (1966).
[
Footnote 35]
That Members of the House did not consider the new written order
clause a significant departure from previous proposals is evident
from their specific characterizations of the bill during the brief
House debate as legislation designed to provide benefits when
persons are displaced by the acquisition of property for public
programs.
See 116 Cong.Rec. 40167 (1970) (Rep. Edmondson);
id. at 40169 (Rep. Cleveland);
id. at 40170 (Rep.
Johnson);
id. at 40171 (Rep. Brotzman);
id. at
40171-40172 (Rep. Annunzio).
See also id. at 42506 (Rep.
Edmondson);
id. at 42507 (Rep. Hall).
[
Footnote 36]
In contrast, §§ 202 and 205 do function properly if
the written order clause is given the construction compelled by its
legislative history. When tenants vacate upon notice that an agency
will acquire real property, "the acquisition of real property . . .
will result in [their] displacement," for purposes of §§
202 and 205, regardless of whether the agency completes its
plans.
[
Footnote 37]
Section 204 refers to "such dwelling" instead of "the property."
42 U.S.C. § 4624. The "length of prior occupancy" requirement
is 180 days for displaced homeowners and 90 days for displaced
tenants. §§ 4623(a)(1), 4624.
[
Footnote 38]
See S.Rep. No. 91-488, pp. 10-12 (1969); H.R.Rep. No.
91-1656, pp. 8-12 (1970).
[
Footnote 39]
See nn.
12 and |
12 and S. 39fn20|>20,
supra.
[
Footnote 40]
See H.R.Rep. No. 91-1656, p. 20 (1970) (This section
"makes such a person eligible for the full range of relocation
benefits provided for displaced persons"); S.Rep. No. 9188, p. 15
(1969).
[
Footnote 41]
Section 101(6) does not, however, require that an agency
anticipate obtaining title to the property. The legislative history
demonstrates that Congress focused on the eventual right to use
property, not on an agency's mode of procurement. For example, in
explaining that benefits would be available for persons displaced
by the Post Office Department's frequent practice of using options
and leasebacks in lieu of directly purchasing property for its
facilities, the House Committee stated:
"It makes no difference to a person required to move because of
the development of a postal facility which method the postal
authorities use to obtain the facility, or who acquires the site or
holds the fee title to the property. Since the end product is the
same, a facility which serves the public and is regarded by the
public as a public building, any person so required to move is a
displaced person entitled to the benefits of this legislation."
H.R.Rep. No. 91-1656, p. 5 (1970).
[
Footnote 42]
This, of course, is not to suggest that § 101(6) would be
inapplicable if an agency acquired property for one program,
expecting to displace persons, and then ultimately issued orders to
vacate for a different program or project. But Congress' intent to
provide relocation benefits for persons displaced in that manner
does not assist the tenants here, because their eligibility depends
primarily on whether HUD acquired Sky Tower and Riverhouse
Apartments "for" a federal program or project in the first
instance.
[
Footnote 43]
The parties have disputed whether HUD voluntarily acquired the
properties here, and whether an involuntary acquisition can ever
satisfy § 101(6). But to focus on voluntariness oversimplifies
application of the statute Section 101(6) applies whenever an
agency intends to obtain property for use in a federal program, and
voluntariness is relevant only to the extent it is probative of the
agency's overall purpose in procuring property.
[
Footnote 44]
Committee Reports and earlier versions of this bill elaborated
on this language, by referring to an acquisition "for a public
improvement constructed or developed by or with funds provided in
whole or in part by the Federal Government." S.Rep. No. 9188, p. 9
(1969);
accord, S. 1, 91st Cong., 1st Sess., § 110
(1969) (as introduced and reported by Committee).
[
Footnote 45]
The mortgage insurance programs were intended to facilitate
"realization as soon as feasible of the goal of a decent home and a
suitable living environment for every American family." 42 U.S.C.
§§ 1441, 1441a ;
accord, 12 U.S.C. §
1701t.
[
Footnote 46]
See Hearings on Distressed HUD-Subsidized Multifamily
Housing Projects before the Senate Committee on Banking, Housing,
and Urban Affairs, 95th Cong., 1st Sess., 13135, 25253 (1977)
(statement of Lawrence B. Simons, Assistant Secretary of HUD).