Petitioner, New York City Transit Authority (TA), which, in
operating the subway system and certain bus lines in New York City,
employs about 47,000 persons, of whom many are employed in
positions that involve danger to themselves or to the public,
enforces a general policy against employing persons who use
narcotic drugs. TA interprets its drug regulation to encompass
current users of methadone, including those receiving methadone
maintenance treatment for curing heroin addiction. Respondents, two
former employees of TA who were dismissed while they were receiving
methadone treatment, and two persons who were refused employment
because they were receiving methadone treatment, brought a class
action, alleging,
inter alia, that TA's blanket exclusion
of all former heroin addicts receiving methadone treatments was
illegal under Title VII of the Civil Rights Act of 1964 and the
Equal Protection Clause of the Fourteenth Amendment. The District
Court found that TA's blanket methadone policy violates the Equal
Protection Clause, and granted injunctive relief which, however,
authorized TA to exclude methadone users from specific categories
of safety-sensitive positions and also to condition eligibility on
satisfactory performance in a methadone program for at least a
year. Subsequently, the District Court also held that TA's drug
policy violates Title VII because, even though the policy was not
adopted with a discriminatory purpose, it nevertheless was not
related to any of TA's business needs. The Court of Appeals
affirmed the District Court's constitutional holding without
reaching the statutory question.
Held:
1. An amendment to the Rehabilitation Act of 1973 after
certiorari was granted, even if construed to proscribe TA's
enforcement of a general rule denying employment to methadone
users, does not render the case moot, since respondents' claims
arose even before that Act itself was passed, and they have been
awarded monetary relief. More importantly, however this Court might
construe that Act, the concerns that prompted the grant of
certiorari -- the lower courts' departure from the procedure
normally followed in addressing statutory and constitutional
questions in the same case, and the concern that those courts
Page 440 U. S. 569
erroneously decided the merits of such questions -- would still
merit this Court's attention. Pp.
440 U. S.
580-581.
2. The statistical evidence on which respondents and the
District Court relied does not support the conclusion that TA's
regulation prohibiting the use of narcotics, or its interpretation
of that regulation to encompass users of methadone, violated Title
VII. Pp.
440 U. S.
583-587.
(a) The statistic that 81% of the employees referred to TA's
medical director for suspected violations of its narcotics rule
were either black or Hispanic indicates nothing about the racial
composition of the employees suspected of using methadone, and
respondents have only challenged the rule to the extent that it is
construed to apply to methadone users. Nor does the record provide
any information about the number of black, Hispanic, or white
persons who were dismissed for using methadone. Pp.
440 U. S.
584-585.
(b) The statistic that about 63% of the persons in New York City
receiving methadone maintenance in public programs are black or
Hispanic does not indicate how many of these persons ever worked or
sought to work for TA; tells nothing about the class of otherwise
qualified applicants and employees who have participated in
methadone maintenance programs for over a year, the only class
improperly excluded by TA's policy under the District Court's
analysis; and affords no data on the 14,000 methadone users in
private programs, leaving open the possibility that the percentage
of blacks and Hispanics in the class of methadone users is not
significantly greater than the percentage of those minorities in
the general population of New York City. Pp.
440 U. S.
585-586.
(c) Even if respondents' statistical showing is considered to be
sufficient to establish a
prima facie case of
discrimination, it is rebutted by TA's demonstration that its
narcotics rule (and the rule's application to methadone users) is
"job-related." The District Court's finding that the rule was not
motivated by racial animus forecloses any claim that it was merely
a pretext for intentional discrimination. P. 587.
3. TA's blanket exclusion of persons who regularly use narcotic
drugs, including methadone, does not violate the Equal Protection
Clause for failing to include more precise special rules for
methadone users who have progressed satisfactorily with their
treatment for one year and who, when examined individually, satisfy
TA's employment criteria for nonsensitive jobs. Pp.
440 U. S.
587-594.
(a) An employment policy such as TA's that postpones eligibility
for employment until the methadone treatment has been completed,
rather than accepting an intermediate point on an uncertain line --
such as one year of treatment -- is rational, and is neither
unprincipled nor
Page 440 U. S. 570
invidious in the sense that it implies disrespect for the
excluded subclass. Pp.
440 U. S.
590-592.
(b) Even assuming that TA's rule is broader than necessary to
exclude those methadone users who are not actually qualified to
work for TA, and that it is probably unwise for a large employer
like TA to rely on a general rule, instead of individualized
considerations of every job applicant, nevertheless, under the
circumstances of this case, such assumptions concern matters of
personnel policy that do not implicate the principle safeguarded by
the Equal Protection Clause. Pp.
440 U. S.
592-593.
558 F.2d 97, reversed.
STEVENS, J., delivered the opinion of the Court, in which
BURGER, C.J., and STEWART, BLACKMUN, and REHNQUIST, JJ., joined.
POWELL, J., filed an opinion concurring in part and dissenting in
part,
post, p.
440 U. S. 594.
BRENNAN, J., filed a dissenting statement,
post, p.
440 U. S. 597.
WHITE, J., filed a dissenting opinion, in which MARSHALL, J.,
joined,
post, p.
440 U. S.
597.
MR. JUSTICE SEVENS delivered the opinion of the Court.
The New York City Transit Authority refuses to employ persons
who use methadone. The District Court found that this policy
violates the Equal Protection Clause of the Fourteenth Amendment.
In a subsequent opinion, the court also held that the policy
violates Title VII of the Civil Rights Act of 1964. The Court of
Appeals affirmed without reaching the statutory question. The
departure by those courts from the procedure normally followed in
addressing statutory and constitutional
Page 440 U. S. 571
questions in the same case, as well as concern that the merits
of these important questions had been decided erroneously, led us
to grant certiorari. [
Footnote
1] 438 U.S. 904. We now reverse.
The Transit Authority (TA) operates the subway system and
certain bus lines in New York City. It employs about 47,000
persons, of whom many -- perhaps most -- are employed in positions
that involve danger to themselves or to the public. For example,
some 12,300 are subway motormen, towermen, conductors, or bus
operators. The District Court found that these jobs are attended by
unusual hazards, and must be performed by "persons of maximum
alertness and competence."
399 F.
Supp. 1032, 1052 (SDNY 1975). Certain other jobs, such as
operating cranes and handling high-voltage equipment, are also
considered "critical" or "safety sensitive," while still others,
though classified as "noncritical," have a potentially important
impact on the overall operation of the transportation system.
[
Footnote 2]
TA enforces a general policy against employing persons
Page 440 U. S. 572
who use narcotic drugs. The policy is reflected in Rule 11(b) of
TA's Rules and Regulations.
"Employees must not use, or have in their possession, narcotics,
tranquilizers, drugs of the Amphetamine group or barbiturate
derivatives or paraphernalia used to administer narcotics or
barbiturate derivatives, except with the written permission of the
Medical Director -- Chief Surgeon of the System."
Methadone is regarded as a narcotic within the meaning of Rule
11(b). No written permission has ever been given by TA's medical
director for the employment of a person using methadone. [
Footnote 3]
Page 440 U. S. 573
The District Court found that methadone is a synthetic narcotic
and a central nervous system depressant. If injected into the
bloodstream with a needle, it produces essentially the same effects
as heroin. [
Footnote 4]
Methadone has been used legitimately in at least three ways -- as a
pain killer, in "detoxification units" of hospitals as an immediate
means of taking addicts off of heroin, [
Footnote 5] and in long-range "methadone maintenance
programs" as part of an intended cure for heroin addiction.
See 21 CFR § 310.304(b) (1978). In such programs, the
methadone is taken orally in regular doses for a prolonged period.
As so administered, it does not produce euphoria or any pleasurable
effects associated with heroin; on the contrary, it prevents users
from experiencing those effects
Page 440 U. S. 574
when they inject heroin, and also alleviates the severe and
prolonged discomfort otherwise associated with an addict's
discontinuance of the use of heroin.
About 40,000 persons receive methadone maintenance treatment in
New York City, of whom about 26,000 participate in the five major
public or semipublic programs [
Footnote 6] and 14,000 are involved in about 25 private
programs. [
Footnote 7] The sole
purpose of all these programs is to treat the addiction of persons
who have been using heroin for at least two years.
Methadone maintenance treatment in New York is largely governed
by regulations promulgated by the New York State Drug Abuse Control
Commission. Under the regulations, the newly accepted addict must
first be detoxified, normally in a hospital. A controlled daily
dosage of methadone is then prescribed. The regulations require
that six doses a week be administered at a clinic, while the
seventh day's dose may be taken at home. If progress is
satisfactory for three months, additional doses may be taken away
from the clinic, although
Page 440 U. S. 575
throughout most of the program, which often lasts for several
years, there is a minimum requirement of three clinic appearances a
week. During these visits, the patient not only receives his doses
but is also counseled and tested for illicit use of drugs.
[
Footnote 8]
The evidence indicates that methadone is an effective cure for
the physical aspects of heroin addiction. But the District Court
also found
"that many persons attempting to overcome heroin addiction have
psychological or lifestyle problems which reach beyond what can be
cured by the physical taking of doses of methadone."
399 F. Supp. at 1039. The crucial indicator of successful
methadone maintenance is the patient's abstinence from the illegal
or excessive use of drugs and alcohol. The District Court found
that the risk of reversion to drug or alcohol abuse declines
dramatically after the first few months of treatment. Indeed, "the
strong majority" of patients who have been on methadone maintenance
for at least a year are free from illicit drug use. [
Footnote 9] But a significant
Page 440 U. S. 576
number are not. On this critical point, the evidence relied upon
by the District Court reveals that, even among participants with
more than 12 months' tenure in methadone maintenance programs, the
incidence of drug and alcohol abuse may often approach and even
exceed 25%. [
Footnote
10]
This litigation was brought by the four respondents as a class
action on behalf of all persons who have been, or would in the
future be, subject to discharge or rejection as employees of TA by
reason of participation in a methadone maintenance program. Two of
the respondents are former employees of TA who were dismissed while
they were receiving methadone treatment. [
Footnote 11] The other two were refused employment by
TA, one both shortly before and shortly after the successful
conclusion of his methadone treatment, [
Footnote 12] and the other while he
Page 440 U. S. 577
was taking methadone. [
Footnote 13] Their complaint alleged that TA's blanket
exclusion of all former heroin addicts receiving methadone
treatment was illegal under the Civil Rights Act of 1866, Rev.Stat.
§ 1977, 42 U.S.C. § 1981, Title VII of the Civil Rights
Act of 1964, 78 Stat. 253, as amended, 42 U.S.C. § 2000e
et seq., and the Equal Protection Clause of the Fourteenth
Amendment.
The trial record contains extensive evidence concerning the
success of methadone maintenance programs, the employability of
persons taking methadone, and the ability of prospective employers
to detect drug abuse or other undesirable characteristics of
methadone users. In general, the District Court concluded that
there are substantial numbers of methadone users who are just as
employable as other members of the general population, and that
normal personnel screening procedures -- at least if augmented by
some method of obtaining information from the staffs of methadone
programs -- would enable TA to identify the unqualified applicants
on an individual basis. 399 F. Supp. at 1048-1051. On the other
hand, the District Court recognized that at least one-third of the
persons receiving methadone treatment -- and probably a good many
more -- would unquestionably be classified as unemployable.
[
Footnote 14]
Page 440 U. S. 578
After extensively reviewing the evidence, the District Court
briefly stated its conclusion that TA's methadone policy is
unconstitutional. The conclusion rested on the legal proposition
that a public entity "cannot bar persons from employment on the
basis of criteria which have no rational relation to the demands of
the jobs to be performed."
Id. at 1057. Because it is
clear that substantial numbers of methadone users are capable of
performing many of the jobs at TA, the court held that the
Constitution will not tolerate a blanket exclusion of all users
from all jobs.
The District Court enjoined TA from denying employment to any
person solely because of participation in a methadone maintenance
program. Recognizing, however, the special responsibility for
public safety borne by certain TA employees and the correlation
between longevity in a methadone maintenance program and
performance capability, the injunction authorized TA to exclude
methadone users from specific categories of safety-sensitive
positions and also to condition eligibility on satisfactory
performance in a methadone program for at least a year. In other
words, the court held that TA could lawfully adopt general rules
excluding all methadone users from some jobs and a large number of
methadone users from all jobs.
Almost a year later the District Court filed a supplemental
opinion allowing respondents to recover attorney's fees under 42
U.S.C. § 2000e-5(k). This determination was premised on the
court's additional holding that TA's drug policy violated Title
VII. Having already concluded that the blanket
Page 440 U. S. 579
exclusion was not rationally related to any business needs of
TA, the court reasoned that the statute is violated if the
exclusionary policy has a discriminatory effect against blacks and
Hispanics. That effect was proved, in the District Court's view, by
two statistics: (1) of the employees referred to TA's medical
consultant for suspected violation of its drug policy, 81% are
black or Hispanic; (2) between 62% and 65% of all
methadone-maintained persons in New York City are black or
Hispanic.
414 F.
Supp. 277, 278-279 (SDNY 1976). The court, however, did not
find that TA's policy was motivated by any bias against blacks or
Hispanics; indeed, it expressly found that the policy was not
adopted with a discriminatory purpose.
Id. at 279.
The Court of Appeals affirmed the District Court's
constitutional holding. 558 F.2d 97. While it declined to reach the
statutory issue, it also affirmed the award of attorney's fees
under the aegis of the recently enacted Civil Rights Attorney's
Fees Awards Act of 1976, 42 U.S.C. § 1988, which provides
adequate support for an award of legal fees to a party prevailing
on a constitutional claim. [
Footnote 15]
After we granted certiorari, Congress amended the Rehabilitation
Act of 1973, 87 Stat. 357, 29 U.S.C. § 701
et seq.,
to prohibit discrimination against a class of "handicapped
individuals" that arguably includes certain former drug abusers and
certain current users of methadone. Pub.L. 95-602, 92 Stat. 2984.
Respondents argue that the amendment now
Page 440 U. S. 580
mandates at least the prospective relief granted by the District
Court and the Court of Appeals, and that we should therefore
dismiss the writ as improvidently granted. We are satisfied,
however, that we should decide the constitutional question
presented by the petition. Before doing so, we shall discuss (1)
the effect of the Rehabilitation Act on this case; and (2) the
error in the District Court's analysis of Title VII.
I
Respondents contend that the recent amendment to § 7(6) of
the Rehabilitation Act proscribes TA's enforcement of a general
rule denying employment to methadone users. [
Footnote 16] Even if respondents correctly
interpret the amendment, and even if they have a right to enforce
that interpretation, [
Footnote
17] the case
Page 440 U. S. 581
is not moot, since their claims arose even before the Act itself
was passed, [
Footnote 18]
and they have been awarded monetary relief. [
Footnote 19] Moreover, the language of the
statute, even after is amendment, is not free of ambiguity,
[
Footnote 20] and no
administrative or judicial opinions specifically considering the
impact of the statute on methadone users have been called to our
attention. Of greater importance, it is perfectly clear that,
however we might construe the Rehabilitation Act, the concerns that
prompted our grant of certiorari would still merit our attention.
[
Footnote 21] We therefore
decline to give the statute its first judicial construction at this
stage of the litigation.
Page 440 U. S. 582
II
Although respondents have consistently relied on both statutory
and constitutional claims, the lower courts focused primarily on
the latter. Thus, when the District Court decided the Title VII
issue, it did so only as an afterthought in order to support an
award of attorney's fees; the Court of Appeals did not even reach
the Title VII issue. We do not condone this departure from settled
federal practice.
"If there is one doctrine more deeply rooted than any other in
the process of constitutional adjudication, it is that we ought not
to pass on questions of constitutionality . . . unless such
adjudication is unavoidable."
Spector Motor Service, Inc. v. McLaughlin, 323 U.
S. 101,
323 U. S. 105.
Before deciding the constitutional question, it was incumbent on
those courts to consider whether the statutory grounds might be
dispositive. [
Footnote 22]
Whatever
Page 440 U. S. 583
their reasons for not doing so, [
Footnote 23] we shall first dispose of the Title VII
issue. [
Footnote 24]
The District Court's findings do not support its conclusion
Page 440 U. S. 584
that TA's regulation prohibiting the use of narcotics, or its
interpretation of that regulation to encompass users of methadone,
violated Title VII of the Civil Rights Act.
A
prima facie violation of the Act may be established
by statistical evidence showing that an employment practice has the
effect of denying the members of one race equal access to
employment opportunities. Even assuming that respondents have
crossed this threshold, when the entire record is examined, it is
clear that the two statistics on which they and the District Court
relied do not prove a violation of Title VII. [
Footnote 25]
First, the District Court noted that 81% of the employees
referred to TA's medical director for suspected violation of its
narcotics rule were either black or Hispanic. But respondents
Page 440 U. S. 585
have only challenged the rule to the extent that it is construed
to apply to methadone users, and that statistic tells us nothing
about the racial composition of the employees suspected of using
methadone. [
Footnote 26] Nor
does the record give us any information about the number of black,
Hispanic, or white persons who were dismissed for using
methadone.
Second, the District Court noted that about 63% of the persons
in New York City receiving methadone maintenance in public programs
--
i.e., 63% of the 65% of all New York City methadone
users who are in such programs [
Footnote 27] -- are black or Hispanic. We do not know,
however, how many of these persons ever worked or sought to work
for TA. This statistic therefore reveals little, if anything, about
the racial composition of the class of TA job applicants and
employees receiving methadone treatment. More particularly, it
tells us nothing about the class of otherwise qualified applicants
and employees who have participated in methadone maintenance
Page 440 U. S. 586
programs for over a year -- the only class improperly excluded
by TA's policy under the District Court's analysis. The record
demonstrates, in fact, that the figure is virtually irrelevant,
because a substantial portion of the persons included in it are
either unqualified for other reasons -- such as the illicit use of
drugs and alcohol [
Footnote
28] -- or have received successful assistance in finding jobs
with employers other than TA. [
Footnote 29] Finally, we have absolutely no data on the
14,000 methadone users in the private programs, leaving open the
possibility that the percentage of blacks and Hispanics in the
class of methadone users is not significantly greater than the
percentage of those minorities in the general population of New
York City. [
Footnote 30]
Page 440 U. S. 587
At best, respondents' statistical showing is weak; even if it is
capable of establishing a
prima facie case of
discrimination, it is assuredly rebutted by TA's demonstration that
its narcotics rule (and the rule's application to methadone users)
is "job-related." [
Footnote
31] The District Court's express finding that the rule was not
motivated by racial animus forecloses any claim in rebuttal that it
was merely a pretext for intentional discrimination.
414 F.
Supp. at 279. We conclude that respondents failed to prove a
violation of Title VII. We therefore must reach the constitutional
issue.
III
The Equal Protection Clause of the Fourteenth Amendment provides
that no State shall "deny to any person within its jurisdiction the
equal protection of the laws." The Clause announces a fundamental
principle: the State must govern impartially. General rules that
apply evenhandedly to all persons within the jurisdiction
unquestionably comply with this principle. Only when a governmental
unit adopts a rule that has a special impact on less than all the
persons subject
Page 440 U. S. 588
to its jurisdiction does the question whether this principle is
violated arise.
In this case, TA's Rule 11(b) places a meaningful restriction on
all of its employees and job applicants; in that sense, the rule is
one of general applicability, and satisfies the equal protection
principle without further inquiry. The District Court, however,
interpreted the rule as applicable to the limited class of persons
who regularly use narcotic drugs, including methadone. As so
interpreted, we are necessarily confronted with the question
whether the rule reflects an impermissible bias against a special
class.
Respondents have never questioned the validity of a special rule
for all users of narcotics. Rather, they originally contended that
persons receiving methadone should not be covered by that rule; in
other words, they should not be included within a class that is
otherwise unobjectionable. Their constitutional claim was that
methadone users are entitled to be treated like most other
employees and applicants, rather than like other users of
narcotics. But the District Court's findings unequivocally
establish that there are relevant differences between persons using
methadone regularly and persons who use no narcotics of any kind.
[
Footnote 32]
Page 440 U. S. 589
Respondents no longer question the need, or at least the
justification, for special rules for methadone users. Indeed, they
vigorously defend the District Court's Opinion which expressly held
that it would be permissible for TA to have a special rule denying
methadone users any employment unless they had been undergoing
treatment for at least a year, and another special rule denying
even the most senior and reliable methadone users any of the more
dangerous jobs in the system.
The constitutional defect in TA's employment policies, according
to the District Court, is not that TA has special rules for
methadone users, but rather that
some members of the class
should have been exempted from
some requirements of the
special rules. Left intact by its holding are rules requiring
special supervision of methadone users to detect evidence of drug
abuse, and excluding them from high-risk employment. Accepting
those rules, the District Court nonetheless concluded that
employment in nonsensitive jobs could not be denied to methadone
users who had progressed satisfactorily with their treatment for
one year, and who, when examined individually, satisfied TA's
employment criteria. In short, having recognized that disparate
treatment of methadone users simply because they are methadone
users is permissible -- and having excused TA from an
across-the-board requirement of individual consideration of such
persons -- the District Court construed the Equal Protection Clause
as requiring TA to adopt additional and more precise special rules
for that special class.
Page 440 U. S. 590
But any special rule short of total exclusion that TA might
adopt is likely to be less precise -- and will assuredly be more
costly [
Footnote 33] _ than
the one that it currently enforce. If eligibility is marked at any
intermediate point -- whether after one year of treatment or later
-- the classification will inevitably discriminate between
employees or applicants equally or
Page 440 U. S. 591
almost equally apt to achieve full recovery. [
Footnote 34] Even the District Court's
opinion did not rigidly specify one year as a constitutionally
mandated measure of the period of treatment that guarantees full
recovery from drug addiction. [
Footnote 35] The uncertainties associated with the
rehabilitation of heroin addicts precluded it from identifying any
bright line marking the point at which the risk of regression ends.
[
Footnote 36] By contrast,
the "no drugs" policy now enforced by TA is supported by the
legitimate inference that, as long as a treatment program (or other
drug use) continues, a degree of uncertainty persists. [
Footnote 37] Accordingly, an
employment policy that postpones
Page 440 U. S. 592
eligibility until the treatment program has been completed,
rather than accepting an intermediate point on a uncertain line, is
rational. It is neither unprincipled nor invidious in the sense
that it implies disrespect for the excluded subclass.
At its simplest, the District Court's conclusion was that TA's
rule is broader than necessary to exclude those methadone users who
are not actually qualified to work for TA. We may assume not only
that this conclusion is correct but also that it is probably unwise
for a large employer like TA to rely on a general rule, instead of
individualized consideration of every job applicant. But these
assumptions concern matters of personnel policy that do not
implicate the principle safeguarded by the Equal Protection Clause.
[
Footnote 38] As the
District Court recognized, the special classification created by
TA's rule serves the general objectives of safety and efficiency.
[
Footnote 39] Moreover, the
exclusionary line challenged by respondents
"is not one which is directed 'against' any individual or
category of persons, but rather it represents a policy choice . . .
made by that branch of Government vested with the power to make
such choices."
Marshall v. United States, 414 U.
S. 417,
414 U. S.
428.
Page 440 U. S. 593
Because it does not circumscribe a class of persons
characterized by some unpopular trait or affiliation, it does not
create or reflect any special likelihood of bias on the part of the
ruling majority. [
Footnote
40] Under these circumstances, it is of no constitutional
significance that the degree of rationality is not as great with
respect to certain ill-defined subparts of the classification as it
is with respect to the classification as a whole.
Mathews v.
Diaz, 426 U. S. 67,
426 U. S. 83-84.
[
Footnote 41]
Page 440 U. S. 594
No matter how unwise it may be for TA to refuse employment to
individual car cleaners, track repairmen, or bus drivers simply
because they are receiving methadone treatment, the Constitution
does not authorize a federal court to interfere in that policy
decision. The judgment of the Court of Appeals is
Reversed.
[
Footnote 1]
This Court's Rule 19 provides:
"Considerations governing review on certiorari"
"1. A review on writ of certiorari is not a matter of right, but
of sound judicial discretion, and will be granted only where there
are special and important reasons therefor. The following, while
neither controlling nor fully measuring the court's discretion,
indicate the character of reasons which will be considered:"
"
* * * *"
"(b) Where a court of appeals . . . has decided a federal
question in a way in conflict with applicable decisions of this
court; or has so far departed from the accepted and usual course of
judicial proceedings, or so far sanctioned such a departure by a
lower court, as to call for an exercise of this court's power of
supervision."
[
Footnote 2]
Thus, about 13,400 employees are involved in the maintenance of
subway cars, buses, track, tunnels, and structures. Another 5,600
work in subway stations, and over 2,000 are engaged in office tasks
that include the handling of large sums of money. TA hires about
3,000 new employees each year.
[
Footnote 3]
By its terms, Rule 11(b) does not apply to persons who formerly
used methadone or any other drug, and the District Court did not
find that TA had any general policy covering former users. On the
contrary, the court found that
"[t]he situation is not entirely clear with respect to the
policy of the TA regarding persons who have successfully concluded
participation in a methadone program."
399 F. Supp. at 1036.
Although it did not settle the question of what policy TA
enforces in this respect, the District Court included former users
in the plaintiff class. It then afforded them relief from any
blanket exclusionary policy that TA might enforce, although, again,
the supporting factual findings were admittedly "not [based on] a
great deal" of evidence.
Id. at 1051.
TA contends that the meager evidence received at trial on the
"former users" issue was insufficient to support either the class
or relief determinations made with respect to those persons. We go
further. As far as we are aware, there was no evidence offered at
trial, and certainly none relied upon by the District Court, that
TA actually refused employment to any former user entitled to
relief under the injunction ordered by that court. (As we point out
in n.
12 infra the
one named plaintiff, Frasier, who was a former user when the
complaint was filed was clearly a current user at the time he first
applied for a job with TA, and may well have been properly
perceived as a current user when he next applied, notwithstanding
his assertion of successful completion during the intervening three
weeks. In any case, he had not completed a full year of methadone
maintenance, and could therefore be excluded under the District
Court's injunction.)
It follows that neither the findings of fact nor the record
evidence squarely presents any issue with respect to former users
that must be resolved in order to dispose of this litigation. And,
of course, it is those findings and that evidence, rather than
statements of the parties on appeal and even off-hand and clearly
erroneous characterizations of the findings and evidence by the
Court of Appeals,
see opinion of MR. JUSTICE POWELL,
post at
440 U. S.
594-595, that determine the issues properly before this
Court. A policy excluding all former users would be harder to
justify than a policy applicable only to persons currently
receiving treatment. A court should not reach out to express an
opinion on the constitutionality of such a policy unless necessary
to adjudicate a concrete dispute between adverse litigants. We
shall therefore confine our consideration to the legality of TA's
enforcement of its Rule 11(b) against current users of
methadone.
[
Footnote 4]
"Heroin is a narcotic which is generally injected into the
bloodstream by a needle. It is a central nervous system depressant.
The usual effect is to create a 'high' -- euphoria, drowsiness --
for about thirty minutes, which then tapers off over a period of
about three or four hours. At the end of this time, the heroin user
experiences sickness and discomfort known as 'withdrawal symptoms.'
There is intense craving for another shot of heroin, after which
the cycle starts over again. A typical addict will inject heroin
several times a day."
399 F. Supp. at 1038.
[
Footnote 5]
The District Court found that detoxification is accomplished
"by switching a heroin addict to methadone and gradually
reducing the doses of methadone to zero over a period of about
three weeks. The patient thus detoxified is drug-free. Moreover, it
is hoped that the program of gradually reduced doses of methadone
leaves him without the withdrawal symptoms, or the 'physical
dependence' on a narcotic."
Ibid.
[
Footnote 6]
The five major public or semi-public methadone maintenance
programs in New York City are:
"(1) The Beth Israel program . . . with 35 clinics treating
7,100 patients;"
"(2) A program administered by the City of New York with 39
clinics treating 12,400 patients (hereafter referred to as 'the
City program');"
"(3) A program administered by the Bronx State Hospital and the
Albert Einstein College of Medicine, with 7 clinics treating about
2,400 patients;"
"(4) A program operated by the Addiction Research and Treatment
Center (ARTC) with 6 clinics treating about 1,200 patients;
and"
"(5) A program operated by the New York State Drug Abuse Control
Commission (DACC), with 8 clinics treating about 1,100
patients."
"The total number of patients treated in public or semi-public
programs is about 26,000. It appears that these programs are
financed almost entirely by federal, state and city funds."
Id. at 1040.
[
Footnote 7]
"[V]ery little specific information was provided [at trial]
regarding the private clinics."
Id. at 1046. What evidence
there was indicated that those clinics were likely to be less
successful and less able to provide accurate information about
their clients than the public clinics.
Id. at 1048,
1050.
[
Footnote 8]
Although the United States Food and Drug Administration has also
issued regulations in this area, 21 CFR §§ 291.501,
291.505 (1978), the New York State regulations are as or more
stringent, and thus effectively set the relevant standards for the
authorized methadone maintenance programs involved in this case.
Under those regulations, in-clinic ingestion of methadone must be
observed by staff members, 14 NYCRR § 2021.13(b) (1976), and
must occur with a frequency of six days a week during the first
three months, no less than three days a week thereafter through the
second year of treatment, and two days a week thereafter. §
2021.13(a)(1). Tests are required to prevent hoarding of take-home
doses, excessive use of methadone, and illicit use of other drugs
or alcohol, any of which, if found, can result in increased clinic
visit frequency or in separation from the program. §§
2021.13(c)(2), 2021.13(g). The programs are also required to
include "a comprehensive range of rehabilitative services on-site
under professional supervision," § 2021.13(e), although
participation in many of these services is voluntary and
irregular.
[
Footnote 9]
"I conclude from all the evidence that the strong majority of
methadone maintained persons are successful, at least after the
initial period of adjustment, in keeping themselves free of the use
of heroin, other illicit drugs, and problem drinking."
399 F. Supp. at 1047.
[
Footnote 10]
Thus, for example:
"Dr. Trigg of Beth Israel testified that about 5,000 out of the
6,500 7,000 patients in his clinics have been on methadone
maintenance for a year or more. He further testified that 75% of
this 5,000 are free from illicit drug use."
Id. at 1046. Similarly, although the figures may be
somewhat higher for the city and Bronx State Hospital programs,
only 70% of the ARTC patients with a year's tenure or more were
found to be free from illicit drug or alcohol use. It is reasonable
to infer from this evidence that anywhere from 20% to 30% of those
who have been on maintenance for over a year have drug or alcohol
problems.
[
Footnote 11]
Respondent Beazer was dismissed in November, 1971, when his
heroin addiction became known to TA and shortly after he had
enrolled in a methadone maintenance program; he successfully
terminated his treatment in November, 1973. Respondent Reyes began
his methadone treatment in 1971, and was dismissed by TA in 1972.
At the time of trial, in 1975, he was still participating in a
methadone program.
[
Footnote 12]
Respondent Frasier was on methadone maintenance for only five
months, from October, 1972, until March, 1973. TA refused to employ
him as a bus operator in March, 1973, and as a bus cleaner in
April, 1973. Frasier did not participate in a methadone program for
even half a year. Moreover, he tested positively for methadone use
at the time of his March application and only a few weeks before
his April application was rejected under Rule 11(b).
See
399 F. Supp. at 1034; App. 32A. Under these circumstances, the
District Court's characterization of Frasier as a "former" user at
the time he applied, and its inclusion of Frasier in the group of
"tenured" methadone users for whom it felt relief was appropriate
under the Equal Protection Clause,
see n 32,
infra are without apparent
justification.
[
Footnote 13]
Respondent Diaz entered a methadone maintenance program in
December, 1968, and was still receiving treatment at the time of
trial. He was refused employment as a maintenance helper in
1970.
[
Footnote 14]
The District Court summarized the testimony concerning one of
the largest and most successful public programs:
"The witnesses from the Beth Israel program testified that about
one-third of the patients in that program, after a short period of
adjustment, need very little more than the doses of methadone. The
persons in this category are situated fairly satisfactorily with
respect to matters such as family ties, education and jobs. Another
one-third of the patients at Beth Israel need a moderate amount of
rehabilitation service, including vocational assistance, for a
period of several months or about a year. A person in this category
may, for instance, have finished high school, but may have a long
heroin history and no employment record. A final one-third of the
patients at Beth Israel need intensive supportive services, are
performing in the program marginally, and either will be discharged
or will be on the brink of discharge."
399 F. Supp. at 1048.
[
Footnote 15]
The Court of Appeals reversed the District Court on one issue
relating to relief. The lower court had denied reinstatement and
backpay relief to two of the four named plaintiffs because they
admitted having violated TA's unquestionably valid rule against
taking heroin while being in TA's employ. App. to Pet. for Cert.
77a-78a. The Court of Appeals reversed. It determined that the two
plaintiffs' former heroin use and violation of TA's rules on that
account were irrelevant because TA explicitly premised their firing
exclusively on their use of methadone. 558 F.2d at 101.
[
Footnote 16]
Section 504 of the Rehabilitation Act, 87 Stat. 394, as set
forth in 29 U.S.C. § 794, provides:
"No otherwise qualified handicapped individual in the United
States, as defined in section 706(6) of this title, shall, solely
by reason of his handicap, be excluded from the participation in,
be denied the benefits of, or be subjected to discrimination under
any program or activity receiving Federal financial
assistance."
It is stipulated that the TA receives federal financial
assistance.
In relevant part, § 7(6) of the Act, 29 U.S.C. §
706(6), as amended and redesignated, 92 Stat. 2984, 29 U.S.C.
§ 706 (7)(b) (1976 ed., Supp. III), provides:
"[T]he term 'handicapped individual' . . . means any person who
(i) has a physical or mental impairment which substantially limits
one or more of such person's major life activities, (ii) has a
record of such an impairment, or (iii) is regarded as having such
an impairment. For purposes of sections 503 and 504 as such
sections relate to employment, such term does not include any
individual who is an alcoholic or drug abuser whose current use of
alcohol or drugs prevents such individual from performing the
duties of the job in question or whose employment, by reason of
such current alcohol or drug abuse, would constitute a direct
threat to property or the safety of others."
[
Footnote 17]
The question whether a cause of action on behalf of handicapped
persons may be implied under § 504 of the Rehabilitation Act
will be addressed by this Court in
Southeastern Community
College v. Davis, No. 78-711,
cert. granted, 439 U.S.
1065.
[
Footnote 18]
The latest act of alleged discrimination cited in respondents'
complaint occurred in April, 1973, while the Act was passed on
September 26, 1973, Pub.L. 93-112, Title V, and the amendment to
§ 7(6) went into effect on November 6, 1978.
[
Footnote 19]
See n 17,
supra.
[
Footnote 20]
In order for the District Court's findings to bring the
respondent class conclusively within the Act, we would have to find
that denying employment to a methadone user because of that use
amounts to excluding an "otherwise qualified handicapped individual
. . . solely by reason of his handicap." Among other issues, this
would require us to determine (1) whether heroin addicts or current
methadone users qualify as "handicapped individual[s]" --
i.e., whether that addiction or use is (or is perceived
as) a "physical . . . impairment which substantially limits one or
more . . . major life activities"; (2) whether methadone use
prevents the individual "from performing the duties of the job" or
"would constitute a direct threat to property or the safety of
others"; and (3) whether the members of the respondent class are
"otherwise qualified" -- the meaning of which phrase is at issue in
Southeastern Community College v. Davis, supra.
[
Footnote 21]
See n 1,
supra, and accompanying text. Respondents may exaggerate
the degree to which the recent amendment altered the law as it
existed when we granted certiorari. Even before the Court of
Appeals heard argument in this case, in fact, the Attorney General
of the United States had issued an interpretation of the Act as it
then existed which concluded that the Act "does, in general,
prohibit discrimination against alcoholics and drug addicts in
federally-assisted programs. . . ." Opinion of the Honorable
Griffin B. Bell, Attorney General of the United States, to the
Honorable Joseph A. Califano, Secretary, Department of Health,
Education, and Welfare, Apr. 12, 1977. Respondents brought this
interpretation to our attention before we granted certiorari. App.
to Brief in Opposition A5-A6.
[
Footnote 22]
"From
Hayburn's Case, 2 Dall. 409,
to
Alma
Motor Co. v. Timken-Detroit Axle Co.\[,
329 U. S.
129,] and the
Hatch Act case\[, United Public Workers v.
Mitchell, 330 U. S. 75,] decided this term,
this Court has followed a policy of strict necessity in disposing
of constitutional issues. The earliest exemplifications, too well
known for repeating the history here, arose in the Court's refusal
to render advisory opinions and in applications of the related
jurisdictional policy drawn from the case and controversy
limitation. U.S.Const., Art. III. . . ."
"The policy, however, has not been limited to jurisdictional
determinations. For, in addition,"
"the Court [has] developed, for its own governance in the cases
confessedly within its jurisdiction, a series of rules under which
it has avoided passing upon a large part of all the constitutional
questions pressed upon it for decision."
"Thus, as those rules were listed in support of the statement
quoted, constitutional issues affecting legislation will not be
determined in friendly, nonadversary proceedings; in advance of the
necessity of deciding them; in broader terms than are required by
the precise facts to which the ruling is to be applied; if the
record presents some other ground upon which the case may be
disposed of; at the instance of one who fails to show that he is
injured by the statute's operation, or who has availed himself of
its benefits; or if a construction of the statute is fairly
possible by which the question may be avoided."
Rescue Army v. Municipal Court, 331 U.
S. 549,
331 U. S.
568-569 (footnotes omitted), quoting
Ashwander v.
TVA, 297 U. S. 288,
297 U. S. 346
(Brandeis, J., concurring).
[
Footnote 23]
Respondents suggest that the lower courts properly reached the
constitutional issue first because only under the Equal Protection
Clause could all of the class members, including white methadone
users (who presumably do not have standing in this case under Title
VII or § 1981) obtain all of the relief including backpay,
sought in their complaint. In addition, they point to TA's argument
that Title VII and § 1981 are unconstitutional insofar as they
authorize relief against a state subdivision without any direct
allegation or proof of intentional discrimination.
Cf.
Fitzpatrick v. Bitzer, 427 U. S. 445;
National League of Cities v. Usery, 426 U.
S. 833;
Washington v. Davis, 426 U.
S. 229;
Fry v. United States, 421 U.
S. 542;
Katzenbach v. Moran, 384 U.
S. 641. Under this latter point, it is argued that the
District Court quite properly decided to address the
constitutionality of a municipal agency's hiring practices before
addressing the constitutionality of two Acts of Congress.
Whatever the theoretical validity of respondents' explanations
for the actions of the District Court and the Court of Appeals, the
fact remains that we are forced to speculate about what motivated
them, because they never explained their haste to address a naked
constitutional issue despite the presence in the case of
alternative statutory theories. It also bears noting that, in its
second opinion, the District Court did decide that TA's policy
violated a federal statute, and its decision, without addressing
any constitutional issue, provided a statutory basis for virtually
all of the relief that it ultimately awarded. Had it confronted the
issue, therefore, it presumably would have concluded that it could
have decided the case without addressing the constitutional issue
on which it initially decided the case.
[
Footnote 24]
The failure of the Court of Appeals to address the statutory
issue decided by the District Court does not, of course, prevent
this Court from reaching the issue.
Cf. University of
California Regents v. Bakke, 438 U. S. 265. We
conclude that it is appropriate to reach the issue in this case,
rather than remand it to the Court of Appeals, because it was fully
aired before the District Court, it involves the application of
settled legal principles to uncontroversial facts, and it has been
carefully briefed in this Court without any of the parties' even
suggesting the possibility of a remand.
Moreover, our treatment of the Title VII claim also disposes of
the § 1981 claim without need of a remand. Although the exact
applicability of that provision has not been decided by this Court,
it seems clear that it affords no greater substantive protection
than Title VII.
[
Footnote 25]
"Statistics are . . . competent in proving employment
discrimination. We caution only that statistics are not
irrefutable; they come in infinite variety, and, like any other
kind of evidence, they may be rebutted. In short, their usefulness
depends on all the surrounding facts and circumstances."
Teamsters v. United States, 431 U.
S. 324,
431 U. S.
339-340 (footnote omitted).
From the time they filed their complaint until their submissions
to this Court, respondents have relied on statistics to demonstrate
the discriminatory effect of TA's methadone policy. They have never
attempted to present a discriminatory purpose case, and would be
hard pressed to do so in the face of t.he District Court's explicit
finding that no animus motivated TA in establishing its policy,
414 F.
Supp. 277,
279
(SDNY 1976), and in the face of TA's demonstration in forms filed
with the Equal Employment Opportunity Commission that the
percentage of blacks and Hispanics in its workforce is well over
twice that of the percentage in the workforce in the New York
metropolitan area.
Because of our conclusion on the merits of respondents' Title
VII claim, we need not address the constitutional challenge made by
TA to Title VII insofar as it authorizes relief against a municipal
agency under the circumstances of this case.
See n 23,
supra.
[
Footnote 26]
Indeed, it is probable that none of the employees comprising
this 81% were methadone users. The parties stipulated that:
"TA employees showing physical manifestations of drug abuse
other than the definite presence of morphine or
methadone or other illicit drug in the urine are referred
for consultation to [the medical director]. . . ."
App. 86A (emphasis added). In view of this stipulation and the
District Court's finding that few, if any, physical manifestations
of drug abuse characterize methadone-maintained persons, 399 F.
Supp. at 1042-1045, it seems likely that such persons would not be
included in the statistical pool referred to by the District Court.
It should also be noted that, when the dissent refers to the
rejection of almost 5% of all applicants "due to the rule,"
post at
440 U. S. 600,
the reference is to all narcotics users, rather than to methadone
users. The record does not tell us how many methadone users were
rejected.
[
Footnote 27]
The statistic relied upon by the District Court was derived from
a study of methadone patients prepared by a researcher at
Rockefeller University based upon data supplied by the public
methadone clinics in New York City. In that the District Court
admittedly received virtually no evidence about the private
clinics, their funding, and their participants,
see
n 7,
supra, there is
no basis for assuming that the Rockefeller University statistic is
applicable to participants in the private programs.
[
Footnote 28]
To demonstrate employability, the District Court referred to a
study indicating that 34% to 59% of the methadone users who have
been in a maintenance program for a substantial period of time are
employed. The evidence was inconclusive with respect to all
methadone users. 399 F. Supp. at 1047. However, the director of the
second largest program in New York City testified that only 33% of
the entire methadone patient population in that program were
employable. Tr. 345 (Jan. 10, 1975). On the statistics relating to
illicit use of drugs and alcohol,
see supra at
440 U. S.
575-576.
[
Footnote 29]
Although "a statistical showing of disproportionate impact [need
not] always be based on an analysis of the characteristics of
actual applicants,"
Dothard v. Rawlinson, 433 U.
S. 321,
433 U. S. 330,
"evidence showing that the figures for the general population might
not accurately reflect the pool of qualified job applicants"
undermines the significance of such figures.
Teamsters v.
United States, supra at
431 U. S. 340
n. 20.
[
Footnote 30]
If all of the participants in private clinics are white, for
example, then only about 40% of all methadone users would be black
or Hispanic -- compared to the 36.3% of the total population of New
York City that was black or Hispanic as of the 1970 census.
Assuming instead that the percentage of those minorities in the
private programs duplicates their percentage in the population of
New York City, the figures would still only show that 50% of all
methadone users are black or Hispanic compared to 36.3% of the
population in the metropolitan area. (The 20% figure relied upon by
the dissent refers to blacks and Hispanics in the workforce, rather
than in the total population of the New York City metropolitan
area. The reason the total population figure is the appropriate one
is because the 63% figure relied upon by respondents refers to
methadone users in the population generally, and not just those in
the workforce.)
[
Footnote 31]
[
Footnote 32]
The District Court found that methadone is a narcotic.
See 399 F. Supp. at 1038.
See also id. at 1044
("The evidence is that, during the time patients are being brought
up to their constant dosage of methadone (a period of about six
weeks), there may be complaints of drowsiness, insomnia, excess
sweating, constipation, and perhaps some other symptoms").
Moreover, every member of the class of methadone users was formerly
addicted to the use of heroin. None is completely cured; otherwise,
there would be no continuing need for treatment. All require some
measure of special supervision, and all must structure their weekly
routines around mandatory appearances at methadone clinics. The
clinics make periodic checks as long as the treatment continues in
order to detect evidence of drug abuse. Employers must review, and
sometimes verify, these checks; since the record indicates that the
information supplied by treatment centers is not uniformly
reliable,
see n 7,
supra, the employer has a special and continuing
responsibility to review the condition of these persons.
In addition, a substantial percentage of persons taking
methadone will not successfully complete the treatment program. The
findings do not indicate with any precision the number who drop
out, or the number who can fairly be classified as unemployable,
but the evidence indicates that it may well be a majority of those
taking methadone at any given time.
See nn.
14 and |
14 and S. 568fn28|>28,
supra.
[
Footnote 33]
The District Court identified several significant screening
procedures that TA would have to adopt specially for methadone
users if it abandoned its rule. For example, the court noted that
current methadone users (but no other applicants) would have to
"demonstrate that they have been on a reliable methadone program
for a year or more; that they have faithfully abided by the rules
of the program; [and] that, according to systematic tests and
observations, they have been free of any illicit drug or alcohol
abuse for the entire period of treatment, excluding a possible
adjustment period. . . ."
399 F. Supp. at 1049.
The District Court also recognized that verifying the above
demonstrations by the methadone user would require special efforts
to obtain reliable information from, and about, each of the many
different methadone maintenance clinics -- a task that it
recognized could be problematic in some cases.
Id. at
1050;
see n 7,
supra. Furthermore, once it hired a methadone user, TA
would have a continuing duty to monitor his progress in the
maintenance program, and would have to take special precautions
against his promotion to any of the safety-sensitive positions from
which the District Court held he may be excluded.
The dissent is therefore repeatedly mistaken in attributing to
the District Court a finding that TA's "normal screening process,
without additional effort," would suffice in the absence of the "no
drugs" rule.
Post at
440 U. S. 608.
See post at
440 U. S. 608
n. 14. Aggravating this erroneous factual assumption is a mistaken
legal proposition advanced by the dissent -- that TA can be faulted
for failing to prove the unemployability of "successfully
maintained methadone users."
Post at
440 U. S. 605.
Aside from the misallocation of the burden of proof that underlies
this argument, it is important to note,
see post at
440 U. S. 606,
that TA did prove that 20% to 30% of the class afforded relief by
the District Court are not "successfully maintained," and hence are
assuredly not employable. Even assuming therefore that the
percentage of employable persons in the remaining 70% is the same
as that in the class of TA applicants who do not use methadone, it
is respondents who must be faulted for failing to prove that the
offending 30% could be excluded as cheaply and effectively in the
absence of the rule.
[
Footnote 34]
It may well be, in fact, that many methadone users who have been
in programs for something less than a year are actually more
qualified for employment than many others who have been in a
program for longer than a year.
[
Footnote 35]
"The TA is not prevented from making reasonable rules and
regulations about methadone maintained persons -- such as requiring
satisfactory performance in a program for a period of time such as
a year. . . ."
399 F. Supp. at 1058.
[
Footnote 36]
These uncertainties are evident not only in the District Court's
findings, but also in legislative consideration of the problem.
See Marshall v. United States, 414 U.
S. 417,
414 U. S.
425-427.
[
Footnote 37]
The completion of the program also marks the point at which the
employee or applicant considers himself cured of drug dependence.
Moreover, it is the point at which the employee/applicant no longer
must make regular visits to a methadone clinic, no longer has
access to free methadone that might be hoarded and taken in
excessive and physically disruptive doses, and at which a simple
urine test -- as opposed to a urine test followed up by efforts to
verify the bona fides of the subject's participation in a methadone
program, and of the program itself -- suffices to prove compliance
with TA's rules.
Respondents argue that the validity of these considerations is
belied by TA's treatment of alcoholics. Although TA refuses to hire
new employees with drinking problems, it continues in its employ a
large number of persons who have either been found drinking on the
job or have been deemed unfit for duty because of prior drinking.
These situations give rise to discipline, but are handled on an
individual basis. But the fact that TA has the resources to expend
on one class of problem employees does not, by itself, establish a
constitutional duty on its part to come up with resources to spend
on all classes of problem employees.
[
Footnote 38]
The District Court also concluded that TA's rule violates the
Due Process Clause because it creates an "irrebuttable presumption"
of unemployability on the part of methadone users. 399 F. Supp. at
1057. Respondents do not rely on the due process argument in this
Court, and we find no merit in it.
[
Footnote 39]
"[L]egislative classifications are valid unless they bear no
rational relationship to the State's objectives.
Massachusetts Bd. of
Retirement v. Muriga, [
427
U.S. 307,
427 U. S. 314]. State
legislation 'does not violate the Equal Protection Clause merely
because the classifications [it makes] are imperfect.'
Dandridge v. Williams, 397 U. S. 471,
397 U. S.
485."
Washington v. Yakima Indian Nation, 439 U.
S. 463,
439 U. S.
501-502.
See also Vance v. Bradley, ante at
440 U. S. 108,
quoting
Phillips Chemical Co. v. Dumas School District,
361 U. S. 376,
361 U. S. 385
("Even if the classification involved here is, to some extent, both
underinclusive and overinclusive, and hence the line drawn by
Congress imperfect, it is nevertheless the rule that, in a case
like this,
perfection is by no means required'").
[
Footnote 40]
Since
Barbier v. Connolly, 113 U. S.
27, the Court's equal protection cases have recognized a
distinction between "invidious discrimination,"
id. at
113 U. S. 30 --
i.e., classifications drawn "with an evil eye and an
unequal hand" or motivated by "a feeling of antipathy" against, a
specific group of residents,
Yick Wo v. Hopkins,
118 U. S. 356,
118 U. S.
373-374;
Soon Hin v. Crowley, 113 U.
S. 703,
113 U. S. 710;
see also Quong Win v. Kirkendall, 223 U. S.
59;
Holden v. Hardy, 169 U.
S. 366,
169 U. S. 398 --
and those special rules that
"are often necessary for general benefits [such as] supplying
water, preventing fires, lighting districts, cleaning streets,
opening parks, and many other objects."
Barbier, supra at
113 U. S. 31.
See also Washington v. Davis, 426 U.
S. 229,
426 U. S.
239-241. Quite plainly, TA's Rule 11(b) was motivated by
TA's interest in operating a safe and efficient transportation
system, rather than by any special animus against a specific group
of persons.
Cf. 414 F.
Supp. at 279. Respondents recognize this valid general
motivation, as did the District Court, and, for that reason,
neither challenges TA's rule as it applies to all narcotic users or
even to all methadone users. Because respondents merely challenge
the rule insofar as it applies to some methadone users, that
challenge does not even raise the question whether the rule falls
on the "invidious" side of the
Barbier distinction.
Accordingly, there is nothing to give rise to a presumption of
illegality and to warrant our especially "attentive judgment."
Cf. Truax v. Corrigan, 257 U. S. 312,
257 U. S.
327.
[
Footnote 41]
"When a legal distinction is determined, as no one doubts that
it may be, between night and day, childhood and maturity, or any
other extremes, a point has to be fixed or a line has to be drawn,
or gradually picked out by successive decisions, to mark where the
change takes place. Looked at by itself, without regard to the
necessity behind it, the line or point seems arbitrary. It might as
well or nearly as well be a little more to one side or the other.
But when it is seen that a line or point there must be, and that
there is no mathematical or logical way of fixing it precisely, the
decision of the legislature must be accepted unless we can say that
it is very wide of any reasonable mark."
Louisville Gas Co. v. Coleman, 277 U. S.
32,
277 U. S. 41
(Holmes, J., dissenting).
MR. JUSTICE POWELL, concurring in part and dissenting in
part.
The opinion of the Court addresses, and sustains, the policy of
the Transit Authority under its Rule 11(b) only insofar as it
applies to employees and applicants for employment who "
are
receiving methadone treatment" (emphasis supplied).
Ante at
440 U. S.
572-573, n. 3, and
ante this page. I concur in
the opinion of the Court holding that there is no violation of the
Equal Protection Clause or Title VII when the Authority's policy is
applied to employees or applicants who are currently on
methadone.
But, in my view, the question presented by the record and
opinions of the courts below is not limited to the effect of the
rule on present methadone users. Indeed, I had thought it conceded
by all concerned that the Transit Authority's policy of exclusion
extended beyond the literal language of Rule 11(b) to persons
currently free of methadone use but who had been on the drug within
the previous five years. The District Court was unsure whether all
past users were excluded, but indicated that the policy of
exclusion covered at least persons who had been free of methadone
use for less than five years.
399 F.
Supp. 1032, 1036 (SDNY 1975). [
Footnote 2/1] The Court of
Page 440 U. S. 595
Appeals for the Second Circuit was unequivocal. It understood
that the rule constituted a "blanket exclusion from employment of
all persons participating in or having successfully concluded
methadone maintenance programs." 558 F.2d 97, 99 (1977).
Petitioners' brief in this Court states, in effect, that the
Authority will consider only applicants for employment who have
been free of a drug problem for "at least five years":
"[T]he Authority will give individual consideration to people
with a past history of drug addiction including those who have
completed either a drug free or a methadone maintenance program,
and who have been completely drug free and have had a stable
history for at least five years."
Brief for Petitioners 5. There was a similar recognition of the
Authority's policy in the petition for a writ of certiorari.
[
Footnote 2/2]
Despite this unanimity among the parties and courts below as to
the question presented, the Court today simply chooses to limit its
decision to the policy with respect to employees and applicants
currently receiving methadone treatment. The explanation given is
that
"neither the findings of fact nor the record evidence squarely
presents any issue with respect to former users that must be
resolved in order to dispose of this litigation."
Ante at
440 U. S.
572-573, n. 3. But the only support the Court cites for
this statement is a lack of proof as to the policy's actual
application. In light of the express admission
Page 440 U. S. 596
of the Transit Authority to the District Court that the policy
extended to at least some former users, [
Footnote 2/3] evidence of the past application of the
policy was irrelevant to the fashioning of prospective relief.
[
Footnote 2/4]
I conclude that the Court has decided only a portion of the case
presented, and has failed to address what it recognizes as the more
difficult issue.
Ante at
440 U. S.
572-573, n. 3,
440 U. S.
591-592, and n. 37. We owe it to the parties to resolve
all issues properly presented, rather than to afford no guidance
whatever as to whether former drug and methadone users may be
excluded from employment by the Authority. I agree with the courts
below that there is no rational basis for an absolute bar against
the employment of persons who have completed successfully a
methadone maintenance program and who otherwise
Page 440 U. S. 597
are qualified for employment.
See Vance v. Bradley,
ante at
440 U. S. 111;
Massachusetts Bd. of Retirement v. Muriga, 427 U.
S. 307,
427 U. S. 314
(1976);
San Antonio Independent School Dist. v. Rodriguez,
411 U. S. 1,
411 U. S. 40
(1973). I therefore would affirm the judgment below with respect to
the class of persons who are former methadone users.
[
Footnote 2/1]
The District Court also noted that the Authority
"contends that it cannot afford to take what it considers the
risks of employing
present or past methadone maintained
persons, except possibly those who have been successfully withdrawn
from methadone for several years."
399 F. Supp. at 1052 (emphasis supplied).
[
Footnote 2/2]
In petitioners' statement of the case the affected class was
said to include former addicts "who are participants in or
have
completed a methadone maintenance program." Pet. for Cert. 4
(emphasis supplied).
The brief for respondents similarly described the Transit
Authority's policy:
"The Transit Authority's blanket denial of employment to fully
rehabilitated heroin addicts who are being or ever have been
treated in methadone maintenance programs violates the Equal
Protection and Due Process Clauses of the Fourteenth
Amendment."
Brief for Respondents 59.
[
Footnote 2/3]
See, e.g., 3 Court of Appeals Joint App. in No.
76-7295, pp. 1106a-1112a.
[
Footnote 2/4]
The Court seems to imply that, because the Transit Authority's
policy with respect to former methadone users had not been invoked
against any of the named plaintiffs, it was improper for the
District Court to certify a class of former users who would be
affected by the policy.
Ante at
440 U. S.
572-573, n. 3,
440 U. S.
576-577, n. 12. Even if one were to consider it proper
for this Court to disregard the District Court's explicit finding
that plaintiff Frasier "was rejected because of his
former
methadone use," 399 F. Supp. at 1034 (emphasis supplied), the Court
overlooks the further finding:
"[I]t is unquestioned that there are many methadone maintenance
patients who successfully withdraw from methadone and stay clear of
drug abuse thereafter. Plaintiff Beazer is such a person, having
ceased using methadone almost two years ago."
"There is no rational reason for maintaining an absolute bar
against the employment of these persons regardless of their
individual merits."
Id. at 1051. It is clear that Beazer both was a proper
representative of the class of former users and was interested in
Transit Authority employment, inasmuch as reinstatement was part of
the relief he sought. In light of the Transit Authority's
unequivocal policy of not employing persons in Beazer's position,
it was unnecessary for him to engage in the futile ritual of
reapplying for employment after terminating his methadone use in
order to have standing to attack the policy.
MR. JUSTICE BRENNAN, dissenting.
I would affirm for the reasons stated in Part I of MR. JUSTICE
WHITE's dissenting opinion.
MR. JUSTICE WHITE, with whom MR. JUSTICE MARSHALL joins,
dissenting.
Although the Court purports to apply settled principles to
unique facts, the result reached does not square with either Title
VII or the Equal Protection Clause. Accordingly, but respectfully,
I dissent.
I
As an initial matter, the Court is unwise in failing to remand
the statutory claims to the Court of Appeals. The District Court
decided the Title VII issue only because it provided a basis for
allowing attorney's fees.
414 F.
Supp. 277, 278 (SDNY 1976). The Court of Appeals did not deal
with Title VII, relying instead on the intervening passage of the
Civil Rights Attorney's Fees Awards Act of 1976, [
Footnote 3/1] which authorized the award of fees
for success on the equal protection claim today held infirm by the
Court. 558 F.2d 97, 99-100 (CA2 1977). In such circumstances, on
finding that we disagree with the judgment of the Court of Appeals
as to the constitutional question, we would usually remand the
unexplored alternative basis for relief. [
Footnote 3/2]
E.g., 435 U. S. S.
598� Nuclear Power Corp. v. NRDC,
435 U.
S. 519, 435 U. S. 549
(1978). And see Arlington Heights v. Metropolitan Housing Dev.
Corp.,@
429 U. S. 252,
429 U. S. 271
(1977), which involved nearly identical circumstances. That course
would obviate the need for us to deal with what the Court considers
to be a factual issue, or at least would provide assistance in
analyzing the issue.
Because the Court has decided the question, however, I must
express my reservations about the merits of that decision. In a
disparate impact hiring case such as this, the plaintiff must show
that the challenged practice excludes members of a protected group
in numbers disproportionate to their incidence in the pool of
potential employees. [
Footnote 3/3]
Respondents made out a sufficient, though not strong,
prima
facie case by proving that about 63% of those using methadone
in the New York City area are black or Hispanic, and that only
about 20% of the relevant population as a whole belongs to one of
those groups. [
Footnote 3/4] I
think it fair to conclude, as the District Court must
Page 440 U. S. 599
have, that blacks and Hispanics suffer three times as much from
the operation of the challenged rule excluding methadone users as
one would expect from a neutral practice. Thus, excluding those who
are or have been in methadone programs "operate[s] to render
ineligible a markedly disproportionate number" of blacks and
Hispanics.
Griggs v. Duke Power Co., 401 U.
S. 424,
401 U. S. 429
(1971).
In response to this, the Court says that the 635 statistic was
not limited to those who worked for or sought to work for
petitioners and to those who have been successfully maintained on
methadone, and that it does not include those in private clinics.
Ante at
440 U. S.
584-586. I suggest, in the first place, that these
attacks on facially valid statistics should have been made in the
District Court and the Court of Appeals,
see Dothard v.
Rawlinson, 433 U. S. 321,
433 U. S. 331
(1977); the first contention was not even made in this Court. It
also seems to me that petitioners have little to complain about
insofar as the makeup of the applicant pool is concerned, since
they refused on grounds of irrelevancy to allow discovery of the
racial background of the applicants denied employment pursuant to
the methadone rule.
In any event, I cannot agree with the Court's assertions that
this evidence "reveals little, if anything," "tells us nothing,"
and is "virtually irrelevant."
Ante at
440 U. S.
585-586. [
Footnote 3/5]
There is not a
Page 440 U. S. 600
shadow of doubt that methadone users do apply for employment
with petitioners, and because 63% of all methadone users are black
or Hispanic, there is every reason to conclude that a majority of
methadone users who apply are also from these minority groups.
Almost 5% of all applicants are rejected due to the rule, and
undoubtedly many black and Hispanic methadone users are among those
rejected. Why would proportionally fewer of them than whites secure
work with petitioners absent the challenged practice? The Court
gives no reason whatsoever for rejecting this sensible inference,
and where the inference depends so much on local knowledge, I would
accept the judgment of the District Court rather than purport to
make an independent judgment from the banks of the Potomac. At the
very least, as I have said, I would seek the views of the Court of
Appeals.
The Court complains that, even if minority groups make up 63% of
methadone user applicants, this statistic is an insufficient
indicator of the composition of the group found by the District
Court to have been wrongly excluded -- that is, those who have been
successfully maintained for a year or more. I cannot, however,
presume with the Court that blacks or Hispanics will be less likely
than whites to succeed on methadone. I would have thought the
presumption, until rebutted, would be one of an equal chance of
success, and there has been no rebuttal.
Finally, as to the racial composition of the patients at private
clinics, I note first that the District Court found that "[b]etween
62% and 65% of methadone maintained persons in New York City are
black and Hispanic. . . ."
414 F.
Supp. at 279. The finding was for the total population, not
just for public clinics. Even assuming that the Court wishes to
overturn this finding of fact as clearly erroneous, I see no
support for doing so. The evidence from the Methadone Information
Center at Rockefeller University indicated that 61% of all patients
in the metropolitan area were black or Puerto Rican (with 5.85%
undefined). This was based on a
Page 440 U. S. 601
1,400-patient sample, which, according to the Center, "was drawn
on a random basis and very accurately reflects the
total
population for Metropolitan New York City." (Emphasis
supplied.) There is no reason to believe that this study, which, in
its reporting of the total number of patients of all races,
included both public and private clinics, did not include private
programs in its racial composition figures. [
Footnote 3/6] And even if everyone in the private
clinics were white, a highly unlikely assumption, at best,
[
Footnote 3/7] the challenged rule
would still automatically exclude a substantially greater number of
blacks and Hispanics than would a practice with a racially neutral
effect.
With all due respect, I would accept the statistics as
making
Page 440 U. S. 602
a
prima facie case of disparate impact. Obviously, the
case could have been stronger, but this Court is unjustified in
displacing the District Court's acceptance of uncontradicted,
relevant evidence. Perhaps sensing that, the Court goes on to say
that, if such a
prima facie showing was made, it was
rebutted by the fact that the rule is "job-related."
Petitioners had the burden of showing job-relatedness. They did
not show that the rule results in a higher quality labor force,
that such a labor force is necessary, or that the cost of making
individual decisions about those on methadone was prohibitive.
Indeed, as shown in the equal protection discussion
infra,
petitioners have not come close to showing that the present rule is
"demonstrably a reasonable measure of job performance."
Griggs, 401 U.S. at
401 U. S. 436.
No one could reasonably argue that petitioners have made the kind
of showing demanded by
Griggs or
Albemarle Paper Co.
v. Moody, 422 U. S. 405
(1975). By petitioners' own stipulation,
see 440
U.S. 568fn3/14|>n. 14,
infra, this employment
barrier was adopted "without meaningful study of [its] relationship
to job performance ability."
Griggs, supra at
401 U. S. 431.
As we stated in
Washington v. Davis, 426 U.
S. 229,
426 U. S. 247
(1976), Title VII
"involves a more probing judicial review of, and less deference
to, the seemingly reasonable acts of administrators and executives
than is appropriate under the Constitution. . . ."
Therefore, unlike the majority,
ante at
440 U. S. 587
n. 31, I think it insufficient that the rule as a whole has some
relationship to employment so long as a readily identifiable and
severable part of it does not.
II
I also disagree with the Court's disposition of the equal
protection claim in light of the facts established below. The
District Court found that the evidence conclusively established
that petitioners exclude from employment all persons who are
successfully on methadone maintenance -- that is, those who after
one year are "free of the use of heroin, other illicit
Page 440 U. S. 603
drugs, and problem drinking,"
399 F.
Supp. 1032, 1047 (SDNY 1975) -- and those who have graduated
from methadone programs and remain drug-free for less than five
years; [
Footnote 3/8] that past
Page 440 U. S. 604
or present successful methadone maintenance is not a meaningful
predictor of poor performance or conduct in most job categories;
that petitioners could use their normal employee screening
mechanisms to separate the successfully maintained users from the
unsuccessful; and that petitioners do exactly that for other groups
that common sense indicates might also be suspect employees.
[
Footnote 3/9] Petitioners did not
challenge these factual conclusions in the Court of Appeals, but
that court nonetheless reviewed the evidence and found that it
overwhelmingly supported the District Court's findings. 558 F.2d at
99. It bears repeating, then, that both the District Court and the
Court of Appeals found that those who have been maintained on
methadone for at least a year and who are free from the use of
illicit drugs and alcohol can easily be identified through normal
personnel procedures and, for a great many jobs, are as employable
as, and present no more risk than, applicants from the general
population.
Though petitioners' argument here is primarily an attack upon
the factfinding below, the Court does not directly accept that
thesis. Instead, it concludes that the District Court and the Court
of Appeals both misapplied the Equal Protection
Page 440 U. S. 605
Clause. On the facts as found, however, one can reach the
Court's result only if that Clause imposes no real constraint at
all in this situation.
The question before us is the rationality of placing
successfully maintained or recently cured persons in the same
category as those just attempting to escape heroin addiction or who
have failed to escape it, rather than in with the general
population. [
Footnote 3/10] The
asserted justification for the challenged classification is the
objective of a capable and reliable workforce, and thus the
characteristic in question is employability. "Employability," in
this regard, does not mean that any particular applicant, much less
every member of a given group of applicants, will turn out to be a
model worker. Nor does it mean that no such applicant will ever
become or be discovered to be a malingerer, thief, alcoholic, or
even heroin addict. All employers take such risks. Employability,
as the District Court used it in reference to successfully
maintained methadone users, means only that the employer is no more
likely to find a member of that group to be an unsatisfactory
employee than he would an employee chosen from the general
population.
Petitioners had every opportunity, but presented nothing to
negative the employability of successfully maintained methadone
users, as distinguished from those who were unsuccessful. Instead,
petitioners, like the Court, dwell on the methadone failures --
those who quit the programs or who remain, but turn to illicit drug
use. The Court, for instance, makes much of the drug use of many of
those in methadone programs, including those who have been in such
programs for more than one year.
Ante at
440 U. S. 576,
n. 10. But this has little force,
Page 440 U. S. 606
since those persons are not "successful," can be and have been
identified as such,
see ante at
440 U. S.
574-575, [
Footnote
3/11] and, despite the Court's efforts to put them there,
see ante at
440 U. S. 590
n. 33, are not within the protection of the District Court's
injunction. That 20% to 30% are unsuccessful after one year in a
methadone program tells us nothing about the employability of the
successful group, and it is the latter category of applicants that
the District Court and the Court of Appeals held to be
unconstitutionally burdened by the blanket rule disqualifying them
from employment.
The District Court and the Court of Appeals were therefore fully
justified in finding that petitioners could not reasonably have
concluded that the protected group is less employable than the
general population, and that excluding it "has no rational relation
to the demands of the jobs to be performed." [
Footnote 3/12] 399 F. Supp. at 1057. In fact, the
Court assumes that petitioners' policy is unnecessarily broad in
excluding the successfully maintained and the recently cured,
ante at
440 U. S. 592,
and that a member of that group can be selected with adequate
precision.
Ante at
440 U. S.
574-575. Despite this, the validity of the exclusion is
upheld on the rational basis of the uninvolved portion of the rule,
that is, that the rule excludes many who are less employable. But
petitioners must justify the distinction between groups, not just
the policy to which they have attached the classification. The
purpose of the rule as a whole is
Page 440 U. S. 607
relevant only if the classification within the rule serves the
purpose, but the majority's assumption admits that is not so.
Justification of the blanket exclusion is not furthered by the
statement that "any special rule short of total exclusion . . . is
likely to be less precise" than the current rule.
Ante at
440 U. S. 590.
If the rule were narrowed as the District Court ordered, it would
operate more precisely in at least one respect, for many employable
persons would no longer be excluded. Nor does the current rule
provide a "bright line," for there is nothing magic about the point
five years after treatment has ended. There is a risk of
"regression" among those who have never used methadone, and the
Court cannot overcome the District Court's finding that a readily
ascertainable point exists at which the risk has so decreased that
the maintained or recently cured person is generally as employable
as anyone else. [
Footnote
3/13]
Of course, the District Court's order permitting total exclusion
of all methadone users maintained for less than one year, whether
successfully or not, would still exclude some employables, and
would, to this extent, be overinclusive. "Overinclusiveness," as to
the primary objective of employability, is accepted for less
successful methadone users because it fulfills a secondary purpose,
and thus is not "overinclusive" at all.
See Vance v. Bradley,
ante at
440 U. S. 109.
Although many of those who have not been successfully maintained
for a year are employable, as a class, they, unlike the protected
group, are not as employable as the general population. Thus, even
assuming the bad risks could be identified, serving the end of
employability would require unusual efforts to determine those more
likely to revert. But that legitimate
Page 440 U. S. 608
secondary goal is not fulfilled by excluding the protected
class. The District Court found that the fact of successful
participation for one year could be discovered through petitioners'
normal screening process without additional effort and, I repeat,
that those who meet that criterion are no more likely than the
average applicant to turn out to be poor employees. [
Footnote 3/14] Accordingly,
Page 440 U. S. 609
the rule's classification of successfully maintained persons as
dispositively different from the general population is left without
any justification, and, with its irrationality and invidiousness
thus uncovered, must fall before the Equal Protection Clause.
[
Footnote 3/15]
Page 440 U. S. 610
Finally, even were the District Court wrong, and even were
successfully maintained persons marginally less employable than the
average applicant, [
Footnote
3/16] the blanket exclusion of only these people, when but a
few are actually unemployable and when many other groups have
varying numbers of unemployable members, is arbitrary and
unconstitutional. Many persons
Page 440 U. S. 611
now suffer from or may again suffer from some handicap related
to employability. [
Footnote 3/17]
But petitioners have singled out respondents -- unlike
ex-offenders, former alcoholics and mental patients, diabetics,
epileptics, and those currently using tranquilizers, for example --
for sacrifice to this, at best, ethereal and likely nonexistent
risk of increased unemployability. Such an arbitrary assignment of
burdens among classes that are similarly situated with respect to
the proffered objectives is the type of invidious choice forbidden
by the Equal Protection Clause. [
Footnote 3/18]
[
Footnote 3/1]
42 U.S.C.§ 1988.
[
Footnote 3/2]
The Court finds it inappropriate to remand because the Title VII
question
"was fully aired before the District Court, . . . involves the
application of settled legal principles to uncontroversial facts,
and . . . has been carefully briefed in this Court without any of
the parties' even suggesting the possibility of a remand."
Ante at
440 U. S.
583-584, n. 24. The Court is able to overturn the Title
VII judgment below, however, only after reversing some of the
District Court's key findings of fact, which the parties strongly
contest, on grounds that were not aired at all in the District
Court or the Court of Appeals.
See 440
U.S. 568fn3/4|>n. 4,
infra and
infra at
440 U. S. 600
and n. 6.
[
Footnote 3/3]
See
ante at
440 U. S. 584;
Dothard v. Rawlinson, 433 U. S. 321,
433 U. S. 329
(1977). The failure to hire is not "because of" race, color,
religion, sex, or national origin if the adverse relationship of
the challenged practice to one of those factors is purely a matter
of chance -- a statistical coincidence.
See Griggs v. Duke
Power Co., 401 U. S. 424,
401 U. S. 430
(1971); Civil Rights Act of 1964, § 703(a), 42 U.S.C. §
2000e-2(a). Beyond the statistically significant relationship
between race and participation in methadone programs shown by the
figures here, respondents introduced direct evidence that the high
frequency of minorities among the disqualified group was not just a
chance aberration.
See nn.
440
U.S. 568fn3/7|>7 and
440
U.S. 568fn3/15|>15,
infra.
[
Footnote 3/4]
The Court asserts that the proper percentage is 36.3.
Respondents relied upon the 1970 census figures for the New York
Standard Metropolitan Statistical Area workforce: 15.0% black and
5.1% Hispanic. Petitioners accept the 20% figure. Brief for
Petitioners 53. And the District Court apparently did so also. No
matter which figure is correct, there is still a disparate
impact.
[
Footnote 3/5]
The Court quotes
Teamsters v. United States,
431 U. S. 324,
431 U. S. 340
n. 20 (1977), to the effect that
"'evidence showing that the figures for the general population
might not accurately reflect the pool of qualified job applicants'
undermines the significance of such figures."
Ante at
440 U. S. 586,
n. 29. Petitioners have not put on such "evidence"; we have only
the Court's hypotheses, facially unlikely ones, at that. Under the
Federal Rules of Evidence, to be admissibly relevant, evidence must
only tend to establish a material fact. This evidence does that,
and, by definition, unrebutted probative evidence on the material
fact is sufficient to make out a
prima facie case.
[
Footnote 3/6]
Petitioners suggest that the evidence did not include private
clinics, since the Center does not receive information from them.
Had this objection been raised in the District Court, as it should
have been, respondents would have had the opportunity to remove any
doubt about whether the evidence included private programs.
Moreover, in support of their suggestion, petitioners rely upon two
isolated statements that do not directly discuss the study in
question. Dr. Lukoff testified that the private clinics report to
the FDA, but not to the "Rockefeller Institute register," and he
estimated that there were about
1,500 patients in such
unreporting clinics. Tr. 252 (Jan. 9, 1975) (emphasis supplied).
Dr. Dole, a professor at Rockefeller University and senior
physician at the University Hospital, testified that "the methadone
data center . . . maintains the computerized inventory on
all
40,000 patients in treatment," and that "[a]ll of the known
programs report, I presume."
Id. at 114 (Jan. 7, 1975)
(emphasis supplied). He did testify that "[t]he most detailed
documentation comes from the major public" programs, which
"comprise about 25,000 out of the 40,000" methadone patients. As to
the remaining patients, his program still had "simpl[e] registry
information. . . ."
Id. at 115-116. In short, the
majority's unsupported effort to undermine the District Court's
findings of fact merely establishes the wisdom of either remanding
or, on the Court's evident assumption that the Court of Appeals
would have affirmed the Title VII judgment, abiding by the "two
court rule."
[
Footnote 3/7]
The evidence before the District Court established that 80% of
heroin addicts in the New York City metropolitan area, the source
of clients for both public and private methadone clinics, are black
or Hispanic.
[
Footnote 3/8]
Because the rule is unwritten in relevant part, there is
confusion about its scope. The Court asserts that it does not
exclude those who formerly used methadone, and that the District
Court "did not settle the question of what policy TA enforces in
this respect. . . ."
Ante at
440 U. S. 572
n. 3. In fact, however, petitioners openly admit that they
automatically exclude former methadone users unless they "have been
completely drug free and have had a stable history for at least
five years." Brief for Petitioners 5. And I quote the District
Court's actual finding, which, in context, is unlike that described
by the majority:
"It is clear that a relatively recent methadone user would be
subject to the blanket exclusionary policy. However, the TA has
indicated that there might be some flexibility with respect to a
person who had once used methadone, but had been free of such use
for a period of five years or more."
399 F. Supp. at 1036.
The Court finds no "concrete dispute between adverse litigants"
over the former-users policy because no former user is entitled to
relief under the District Court's injunction.
Ante at
440 U. S. 573
n. 3. But respondent Frasier is a former user,
see ante at
440 U. S.
576-577, n. 12, and the District Court expressly granted
him relief, including backpay from the time he was rejected as a
recent former methadone user. App. to Pet. for Cert. 77a-78a. The
Court says the District Court erred in finding as facts that
Frasier was using no narcotics in April, 1973, and that petitioners
refused to hire him solely because of his prior, apparently
successful methadone treatment. As I read the facts as recited by
the Court, the District Court was clearly correct, but, in any
event, petitioners have not preserved this argument in the Court of
Appeals or here.
See Defendants' Proposed Findings of Fact
6-7 (filed Oct. 18, 1974) (Frasier "purportedly" graduated
successfully from the methadone program on March 19, 1973, and,
though otherwise eligible, was rejected due to "his drug history"
on April 2, 1973).
See also ante at
440 U. S. 596
n. 4 (POWELL, J., dissenting in relevant part).
The Court apparently reads the District Court's injunction as
protecting only those persons who had been in methadone programs
for a year or longer before they were cured. It is incredible that
the District Court would have punished those persons able to
triumph over heroin addiction in less than a year. And the context
of the District Court's order, combined with the grant of relief to
respondent Frasier, makes it clear that the court intended to
protect, and had good reason to do so,
all former
methadone users as well as those current users who have been
successfully maintained for more than a year.
[
Footnote 3/9]
Respondents presented numerous top experts in this field and
large employers experienced with former heroin users treated with
methadone. Both sides rested after six days of trial, but the
District Court demanded nine more days of further factual
development, and an 8-hour inspection of petitioners' facilities,
because it did not believe that the evidence could be so
one-sidedly in respondents' favor. The court correctly realized its
responsibility in a public law case of this type to demand the
whole story before making a constitutional ruling.
See
Chayes, The Role of the Judge in Public Law Litigation, 89
Harv.L.Rev. 1281 (1976). The District Court called six witnesses of
its own, and it chose them primarily because they had written
articles on methadone maintenance that petitioners asserted had
shown the unreliability of that method of dealing with heroin
addiction. It also correctly expressed its refusal to base its
judgment on shifting medical opinions.
[
Footnote 3/10]
The rule's treatment of those who succeed is at issue here,
since the District Court effectively amended the complaint to
allege discrimination against that subgroup,
see Fed.Rule
Civ. Proc. 15(b), and implicitly found no constitutional violation
with respect to others burdened by the practice.
[
Footnote 3/11]
The evidence indicates that poor risks will shake out of a
methadone maintenance program within six months. 399 F. Supp. at
1048-1049. It is a measure of the District Court's caution that it
set a 1-year standard.
[
Footnote 3/12]
A major sponsor of the recent amendments to the Rehabilitation
Act,
see ante at
440 U. S.
580-581, and n. 16, described the congressional
determination behind them as being that a public employer
"cannot assume that a history of alcoholism or drug addiction,
including a past addiction currently treated by methadone
maintenance, poses sufficient danger, in and of itself, to justify
exclusion [from employment]. Such an assumption would have no basis
in fact. . . ."
124 Cong.Rec. 37510 (1978) (Sen. Williams).
[
Footnote 3/13]
Though a person free of illicit drug use for one year might
subsequently revert, those who have graduated from methadone
programs might do so also, and the Court apparently believes that
the employment exclusion could not constitutionally be extended to
them.
See ante at
440 U. S. 572-573, n. 3, and
440 U. S.
591-592, n. 37.
See also ante at
440 U. S.
596-597 (POWELL, J., dissenting in relevant part).
[
Footnote 3/14]
Since the District Court found as a fact that the bad risks
could be culled from this group through the normal processing of
employment applications, the only possible justification for this
rule is that it eliminates applications in which petitioners would
invest some time and effort before finding the person unemployable.
The problem, however, is that not everyone in the general
population is employable. Thus, if vacancies are to be filled,
individualized hiring decisions must be made in any event.
The fact of methadone use must be determined somehow, so all
applications must at least be read, and petitioners require all
applicants under 35, and many existing employees, to submit to
urinalysis. Reading the applications may disclose not only the fact
of methadone use but also whether the person has certain
educational or other qualifications and whether he or she has had a
stable employment experience or any recent job-related
difficulties.
The Court says that petitioners would be burdened by having to
verify that a methadone applicant was successful in his program.
But the program itself verifies that fact, and the District Court
found that all petitioners would have to do is get in touch with
the program, and that "this is essentially no different from
obtaining relevant references for other types of applicants." 399
F. Supp. at 1050 n. 3. A number of expert witnesses testified that
the methadone clinics have far more information about their
patients than personnel officers could ordinarily hope to acquire.
The Court fears that some of the programs might not be reliable,
but the District Court found that most are, and ruled that
petitioners do not have to hire any applicant "where there is
reason to doubt the reliability of" the information furnished by
the applicant's clinic.
Id. at 1058;
accord, id.
at 1050 n. 3. Consequently, I see no error at all, much less clear
error, in the District Court's finding of fact that petitioners
"can perform this screening for methadone maintenance patients in
basically the same way as in the case of other prospective
employees."
Id. at 1048;
accord, id. at 1037 and
1050 n. 3.
As to supervision of those who are hired, the fact that they
present no greater risk than any other employee eliminates the need
for any special supervision, except perhaps a notation on their
personnel files that they need not be assigned to safety-sensitive
positions. The District Court found as a fact that petitioners'
methods of monitoring all their employees "can be used for persons
on methadone maintenance just as they are used for other persons. .
. ."
Id. at 1037.
[
Footnote 3/15]
I have difficulty also with the Court's easy conclusion that the
challenged rule was "[q]uite plainly" not motivated "by any special
animus against a specific group of persons."
Ante at
440 U. S. 593
n. 40. Heroin addiction is a special problem of the poor, and the
addict population is composed largely of racial minorities that the
Court has previously recognized as politically powerless and
historical subjects of majoritarian neglect. Persons on methadone
maintenance have few interests in common with members of the
majority, and thus are unlikely to have their interests protected,
or even considered, in governmental decisionmaking. Indeed,
petitioners stipulated that
"[o]ne of the reasons for the . . . drug policy is the fact that
[petitioners] fee[l] an adverse public reaction would result if it
were generally known that [petitioners] employed persons with a
prior history of drug abuse, including persons participating in
methadone maintenance programs."
App. 83A. It is hard for me to reconcile that stipulation of
animus against former addicts with our past holdings that "a bare .
. . desire to harm a politically unpopular group cannot constitute
a legitimate governmental interest."
United States Dept. of
Agriculture v. Moreno, 413 U. S. 528,
413 U. S. 534
(1973). On the other hand, the afflictions to which petitioners are
more sympathetic, such as alcoholism and mental illness, are shared
by both white and black, rich and poor.
Some weight should also be given to the history of the rule.
See Arlington Heights v. Metropolitan Housing Dev. Corp.,
429 U. S. 252,
429 U. S.
267-268 (1977). Petitioners admit that it was not the
result of a reasoned policy decision, and stipulated that they had
never studied the ability of those on methadone maintenance to
perform petitioners' jobs. Petitioners are not directly accountable
to the public, are not the type of official body that normally
makes legislative judgments of fact such as those relied upon by
the majority today, and are, by nature, more concerned with
business efficiency than with other public policies for which they
have no direct responsibility.
Cf. Hampton v. Mow Sun
Wong, 426 U. S. 88,
426 U. S. 103,
(1976).
But see ante at
440 U. S. 592.
Both the State and City of New York, which do exhibit those
democratic characteristics, hire persons in methadone programs for
similar jobs.
These factors, together, strongly point to a conclusion of
invidious discrimination. The Court, however, refuses to view this
rule as one "circumscrib[ing] a class of persons characterized by
some unpopular trait or affiliation,"
ante at
440 U. S. 593,
because it is admittedly justified as applied to many current and
former heroin addicts. Because the challenged classification
unfairly burdens only a portion of all heroin addicts, the Court
reasons that it cannot possibly have been spurred by animus by the
"ruling majority." All that shows, however, is that the
characteristic in question is a legitimate basis of distinction in
some circumstances; heroin addiction is a serious affliction that
will often affect employability. But sometimes antipathy extends
beyond the facts that may have given rise to it, and, when that
happens, the
"stereotyped reaction may have no rational relationship -- other
than pure prejudicial discrimination -- to the stated purpose for
which the classification is being made."
Mathews v. Lucas, 427 U. S. 495,
427 U. S.
520-521 (1976) (STEVENS, J., dissenting; footnote
omitted). That is the case here.
[
Footnote 3/16]
The District Court found that the only common physical effects
of methadone maintenance are increases in sweating, insomnia, and
constipation, and a decrease in sex drive. 399 F.Supp., at
1044-1045. Those disabilities are unfortunate, but are hardly
related to inability to be a subway janitor. This Court hints that
the employability of even those successfully being maintained on
methadone might be reduced by their obligation to appear at their
clinics three times a week.
Ante at
440 U. S.
588-589, n. 32. But all employees have outside
obligations, and petitioners have neither argued nor proved that
this particular duty would interfere with work.
The District Court did find that a possible, but rare, effect of
methadone is minor impairment of abilities "required for the
performance of potentially hazardous tasks, such as driving a car
or operating machinery," 399 F. Supp. at 1045, and the court
exempted from the relief ordered such positions as subway motorman,
which require "unique sensitivity."
Id. at 1052. But this
does not make rational the blanket exclusion from all jobs,
regardless of the qualifications required.
[
Footnote 3/17]
The District Court found, and petitioners have not challenged,
that current problem drinkers present more of an employment risk
than do respondents. Petitioners do not automatically discharge
employees who are found to have a drinking problem.
Id. at
1058.
[
Footnote 3/18]
The Court argues that
"the fact that [petitioners have] the resources to expend on one
class of problem employees does not, by itself, establish a
constitutional duty on [their] part to come up with resources to
spend on all classes of problem employees."
Ante at
440 U. S.
591-592, n. 37. If respondents were demanding to have
the benefit of a rehabilitation program extended to them,
petitioners could perhaps argue for freedom to deal with only one
problem at a time due to limited resources.
See Williamson v.
Lee Optical Co., 348 U. S. 483,
348 U. S. 489
(1955). In that situation, the lack of resources, or the desire to
experiment in a limited field, might be a legitimate objective
explaining the classification. But respondents are not asking for
special, beneficial treatment; they are asking why they should be
absolutely excluded from the opportunity to compete for
petitioners' jobs.