Appellant and appellee, both then New York domiciliaries, were
married in 1959 in California during appellant's three-day stopover
while he was en route to overseas military duty. After the
marriage, appellee returned to New York, as did appellant following
his tour of duty and a 24-hour stopover in California. In 1961 and
1962, a son and daughter were born to them in New York, where the
family resided together until March, 1972, when appellant and
appellee separated. Appellee then moved to California. Under a
separation agreement, executed by both parties in New York, the
children were to remain with appellant father during the school
year, but during specified vacations with appellee mother, whom
appellant agreed to pay $3,000 per year in child support for the
periods when the children were in her custody. Appellee, after
obtaining a divorce in Haiti, which incorporated the terms of the
separation agreement, returned to California. In December, 1973,
the daughter, at her request and with her father's consent, joined
her mother in California, and remained there during the school
year, spending vacations with her father. Appellee, without
appellant's consent, arranged for the son to join her in California
about two years later. Appellee then brought this action against
appellant in California to establish the Haitian divorce decree as
a California judgment, to modify the judgment so as to award her
full custody of the children, and to increase appellant's child
support obligations. Appellant, resisting the claim for increased
support, appeared specially, claiming that he lacked sufficient
"minimum contacts" with that State under
International Shoe Co.
v. Washington, 326 U. S. 310,
326 U. S. 316,
to warrant the State's assertion of personal jurisdiction over him.
The California Supreme Court, upholding lower court determinations
adverse to appellant, concluded that, where a nonresident defendant
has caused an "effect" in the State by an act or omission outside
the State, personal jurisdiction over the defendant arising from
the effect may be exercised whenever "reasonable," and that such
exercise was "reasonable" here because appellant had "purposely
availed himself of the benefits and protections of California" by
sending the daughter to
Page 436 U. S. 85
live with her mother there, and that it was "fair and
reasonable" for the defendant to be subject to personal
jurisdiction for the support of both children.
Held: The exercise of
in personam jurisdiction
by the California courts over appellant, a New York domiciliary,
would violate the Due Process Clause of the Fourteenth Amendment.
The mere act of sending a child to California to live with her
mother connotes no intent to obtain nor expectancy of receiving a
corresponding benefit in that State that would make fair the
assertion of that State's judicial jurisdiction over appellant. Pp.
436 U. S.
91-101.
(a) A defendant to be bound by a judgment against him must
"have certain minimum contacts with [the forum State] such that
the maintenance of the suit does not offend 'traditional notions of
fair play and substantial justice.'"
International Shoe Co. v. Washington, supra, at
326 U. S. 316,
quoting
Milliken v. Meyer, 311 U.
S. 457,
311 U. S. 463.
P.
436 U. S.
92.
(b) The acquiescence of appellant in his daughter's desire to
live with her mother in California was not enough to confer
jurisdiction over appellant in the California courts.
See
Shaffer v. Heitner, 433 U. S. 186,
433 U. S. 216.
P.
436 U. S.
94.
(c) Exercise of
in personam jurisdiction over appellant
was not warranted by the financial benefit appellant derived from
his daughter's presence in California for nine months of the year,
since any diminution in appellant's household costs resulted not
from the child's presence in California, but from her absence from
appellant's home, and from appellee's failure to seek an increase
in support payments in New York. Pp.
436 U. S.
94-96.
(d) The "effects" rule that the California courts applied is
intended to reach wrongful activity outside of the forum State
causing injury within the State where such application would not be
"unreasonable," but here, where there is no claim that appellant
visited physical injury on either property or persons in
California; where the cause of action arises from appellant's
personal, domestic relations; and where the controversy arises from
a separation that occurred in New York, and modification is sought
of a contract negotiated and signed in New York that had virtually
no connection with the forum State, it is "unreasonable" for
California to assert personal jurisdiction over appellant. P.
436 U. S.
96-97.
(e) Since appellant remained in the State of marital domicile
and did no more than acquiesce in the stated preference of his
daughter to live with her mother in California, basic
considerations of fairness point decisively to appellant's State of
domicile as the proper forum for adjudicating this case, whatever
be the merits of appellee's underlying claim. Pp.
436 U. S.
97-98.
Page 436 U. S. 86
(f) California's legitimate interest in ensuring the support of
children residing in California without unduly disrupting the
children's lives is already being served by the State's
participation in the Uniform Reciprocal Enforcement of Support Act
of 1968, which permits a California resident claiming support from
a nonresident to file a petition in California and have its merits
adjudicated in the State of the alleged obligor's residence,
without either party's having to leave his or her own State. New
York is a signatory to a similar statute. Those statutes appear to
provide appellee with means to vindicate her claimed right to
additional child support from appellant and collection of any
support payments found to be owed to her by appellant. Pp.
436 U. S.
98-101.
Appeal dismissed and certiorari granted;
19 Cal. 3d
514, 564 P.2d 353, reversed.
MARSHALL, J., delivered the opinion of the Court, in which
BURGER, C.J., and STEWART, BLACKMUN, REHNQUIST, and STEVENS, JJ.,
joined. BRENNAN, J., filed a dissenting opinion, in which WHITE and
POWELL, JJ., joined,
post, p.
436 U. S.
101.
MR. JUSTICE MARSHALL delivered the opinion of the Court.
The issue before us is whether, in this action for child
support, the California state courts may exercise
in
personam jurisdiction over a nonresident, nondomiciliary
parent of minor children domiciled within the State. For reasons
set forth below, we hold that the exercise of such jurisdiction
would violate the Due Process Clause of the Fourteenth
Amendment.
I
Appellant Ezra Kulko married appellee Sharon Kulko Horn in 1959,
during appellant's three-day stopover in California en route from a
military base in Texas to a tour of duty in Korea. At the time of
this marriage, both parties were domiciled in and residents of New
York State. Immediately following
Page 436 U. S. 87
the marriage, Sharon Kulko returned to New York, as did
appellant after his tour of duty. Their first child, Darwin, was
born to the Kulkos in New York in 1961, and, a year later their
second child, Ilsa, was born, also in New York. The Kulkos and
their two children resided together as a family in New York City
continuously until March, 1972, when the Kulkos separated.
Following the separation, Sharon Kulko moved to San Francisco,
Cal. A written separation agreement was drawn up in New York; in
September, 1972, Sharon Kulko flew to New York City in order to
sign this agreement. The agreement provided,
inter alia,
that the children would remain with their father during the school
year but would spend their Christmas, Easter, and summer vacations
with their mother. While Sharon Kulko waived any claim for her own
support or maintenance, Ezra Kulko agreed to pay his wife $3,000
per year in child support for the periods when the children were in
her care, custody, and control. Immediately after execution of the
separation agreement, Sharon Kulko flew to Haiti and procured a
divorce there; [
Footnote 1] the
divorce decree incorporated the terms of the agreement. She then
returned to California, where she remarried and took the name
Horn.
The children resided with appellant during the school year and
with their mother on vacations, as provided by the separation
agreement, until December, 1973. At this time, just before Ilsa was
to leave New York to spend Christmas vacation with her mother, she
told her father that she wanted to remain in California after her
vacation. Appellant bought his daughter a one-way plane ticket, and
Ilsa left, taking her
Page 436 U. S. 88
clothing with her. Ilsa then commenced living in California with
her mother during the school year and spending vacations with her
father. In January, 1976, appellant's other child, Darwin, called
his mother from New York and advised her that he wanted to live
with her in California. Unbeknownst to appellant, appellee Horn
sent a plane ticket to her son, which he used to fly to California
where he took up residence with his mother and sister.
Less than one month after Darwin's arrival in California,
appellee Horn commenced this action against appellant in the
California Superior Court. She sought to establish the Haitian
divorce decree as a California judgment; to modify the judgment so
as to award her full custody of the children; and to increase
appellant's child support obligations. [
Footnote 2] Appellant appeared specially and moved to
quash service of the summons on the ground that he was not a
resident of California and lacked sufficient "minimum contacts"
with the State under
International Shoe Co. v. Washington,
326 U. S. 310,
326 U. S. 316
(1945), to warrant the State's assertion of personal jurisdiction
over him.
The trial court summarily denied the motion to quash, and
appellant sought review in the California Court of Appeal by
petition for a writ of mandate. Appellant did not contest the
court's jurisdiction for purposes of the custody determination,
but, with respect to the claim for increased support, he renewed
his argument that the California courts lacked personal
jurisdiction over him. The appellate court affirmed the denial of
appellant's motion to quash, reasoning that, by consenting to his
children's living in California, appellant had "caused
Page 436 U. S. 89
an effect in th[e] state" warranting the exercise of
jurisdiction over him. 133 Cal. Rptr. 627, 628 (1976).
The California Supreme Court granted appellant's petition for
review, and, in a 4-2 decision, sustained the rulings of the lower
state courts.
19 Cal. 3d
514, 564 P.2d 353 (1977). It noted first that the California
Code of Civil Procedure demonstrated an intent that the courts of
California utilize all bases of
in personam jurisdiction
"not inconsistent with the Constitution." [
Footnote 3] Agreeing with the court below, the Supreme
Court stated that, where a nonresident defendant has caused an
effect in the State by an act or omission outside the State,
personal jurisdiction over the defendant in causes arising from
that effect may be exercised whenever "reasonable."
Id. at
521, 564 P.2d at 356. It went on to hold that such an exercise was
"reasonable" in this case because appellant had "purposely availed
himself of the benefits and protections of the laws of California"
by sending Ilsa to live with her mother in California.
Id.
at 521-522, 524, 564 P.2d at 356, 358. While noting that appellant
had not, "with respect to his other child, Darwin, caused an effect
in [California]" -- since it was appellee Horn who had arranged for
Darwin to fly to California in January, 1976 -- the court concluded
that it was "fair and reasonable for defendant to be subject to
personal jurisdiction for the support of both children, where he
has committed acts with respect to one child which confers
[
sic] personal jurisdiction and has consented to the
permanent residence of the other child in California."
Id.
at 525, 564 P.2d at 358-359.
In the view of the two dissenting justices, permitting a minor
child to move to California could not be regarded as a
Page 436 U. S. 90
purposeful act by which appellant had invoked the benefits and
protection of state law. Since appellant had been in the State of
California on only two brief occasions many years before on
military stopovers, and lacked any other contact with the State,
the dissenting opinion argued that appellant could not reasonably
be subjected to the
in personam jurisdiction of the
California state courts.
Id. at 526-529, 564 P.2d at
359-360.
On Ezra Kulko's appeal to this Court, probable jurisdiction was
postponed. 434 U.S. 983 (1977). We have concluded that jurisdiction
by appeal does not lie, [
Footnote
4] but, treating the papers as a petition for a writ of
certiorari, we hereby grant the petition and reverse the judgment
below. [
Footnote 5]
Page 436 U. S. 91
II
The Due Process Clause of the Fourteenth Amendment operates as a
limitation on the jurisdiction of state courts to enter judgments
affecting rights or interests of nonresident defendants.
See
Shaffer v. Heitner, 433 U. S. 186,
433 U. S.
198-200 (1977). It has long been the rule that a valid
judgment imposing a personal obligation or duty in favor of the
plaintiff may be entered only by a court having jurisdiction over
the person of the defendant.
Pennoyer v. Neff,
95 U. S. 714,
95 U. S.
732-733 (1878);
International Shoe Co. v.
Washington, 326 U.S. at
326 U. S. 316.
The existence of personal jurisdiction, in turn, depends upon the
presence of reasonable notice to the defendant that an action has
been brought,
Mullane v. Central Hanover Trust Co.,
339 U. S. 306,
339 U. S.
313-314 (1950), and a sufficient connection between the
defendant and the forum State to make it fair to require defense of
the action in the forum.
Milliken v. Meyer, 311 U.
S. 457,
311 U. S.
463-464 (1940). In this case, appellant does not dispute
the adequacy of the notice that he received, but contends that his
connection with the State of California is too attenuated, under
the standards implicit in the Due Process Clause of the
Constitution, to justify imposing upon him the burden and
inconvenience of defense in California.
Page 436 U. S. 92
The parties are in agreement that the constitutional standard
for determining whether the State may enter a binding Judgment
against appellant here is that set forth in this Court's opinion in
International Shoe Co. v. Washington, supra: that a
defendant
"have certain minimum contacts with [the forum State] such that
the maintenance of the suit does not offend 'traditional notions of
fair play and substantial justice.'"
326 U.S. at
326 U. S. 316,
quoting
Milliken v. Meyer, supra at
311 U. S. 463.
While the interests of the forum State and of the plaintiff in
proceeding with the cause in the plaintiff's forum of choice are,
of course, to be considered,
see McGee v. International Life
Ins. Co., 355 U. S. 220,
355 U. S. 223
(1957), an essential criterion in all cases is whether the "quality
and nature" of the defendant's activity is such that it is
"reasonable" and "fair" to require him to conduct his defense in
that State.
International Shoe Co. v. Washington, supra at
326 U. S.
316-317,
326 U. S. 319.
Accord, Shaffer v. Heitner, supra at
433 U. S.
207-212;
Perkins v. Benguet Mining Co.,
342 U. S. 437,
342 U. S. 445
(1952).
Like any standard that requires a determination of
"reasonableness," the "minimum contacts" test of
International
Shoe is not susceptible of mechanical application; rather, the
facts of each case must be weighed to determine whether the
requisite "affiliating circumstances" are present.
Hanson v.
Denckla, 357 U. S. 235,
357 U. S. 246
(1958). We recognize that this determination is one in which few
answers will be written "in black and white. The greys are
dominant, and, even among them, the shades are innumerable."
Estin v. Estin, 334 U. S. 541,
334 U. S. 545
(1948). But we believe that the California Supreme Court's
application of the minimum contacts test in this case represents an
unwarranted extension of
International Shoe and would, if
sustained, sanction a result that is neither fair, just, nor
reasonable.
A
In reaching its result, the California Supreme Court did not
rely on appellant's glancing presence in the State some 13
Page 436 U. S. 93
years before the events that led to this controversy, nor could
it have. Appellant has been in California on only two occasions,
once in 1959 for a three-day military stopover on his way to Korea,
see supra at
436 U. S. 86-87,
and again in 1960 for a 24-hour stopover on his return from Korean
service. To hold such temporary visits to a State a basis for the
assertion of
in personam jurisdiction over unrelated
actions arising in the future would make a mockery of the
limitations on state jurisdiction imposed by the Fourteenth
Amendment. Nor did the California court rely on the fact that
appellant was actually married in California on one of his two
brief visits. We agree that where two New York domiciliaries, for
reasons of convenience, marry in the State of California and
thereafter spend their entire married life in New York, the fact of
their California marriage, by itself, cannot support a California
court's exercise of jurisdiction over a spouse who remains a New
York resident in an action relating to child support.
Finally, in holding that personal jurisdiction existed, the
court below carefully disclaimed reliance on the fact that
appellant had agreed at the time of separation to allow his
children to live with their mother three months a year, and that he
had sent them to California each year pursuant to this agreement.
As was noted below, 19 Cal. 3d at 523-524, 564 P.2d at 357, to find
personal jurisdiction in a State on this basis, merely because the
mother was residing there, would discourage parents from entering
into reasonable visitation agreements. Moreover, it could
arbitrarily subject one parent to suit in any State of the Union
where the other parent chose to spend time while having custody of
their offspring pursuant to a separation agreement. As we have
emphasized: [
Footnote 6]
"The unilateral activity of those who claim some
relationship
Page 436 U. S. 94
with a nonresident defendant cannot satisfy the requirement of
contact with the forum State. . . . [I]t is essential in each case
that there be some act by which the defendant purposefully avails
[him]self of the privilege of conducting activities within the
forum State. . . ."
Hanson v. Denckla, supra at
357 U.S. 253.
The "purposeful act" that the California Supreme Court believed
did warrant the exercise of personal jurisdiction over appellant in
California was his "actively and fully consent[ing] to Ilsa living
in California for the school year . . . and . . . sen[ding] her to
California for that purpose." 19 Cal. 3d at 524, 564 P.2d at 358.
We cannot accept the proposition that appellant's acquiescence in
Ilsa's desire to live with her mother conferred jurisdiction over
appellant in the California courts in this action. A father who
agrees, in the interests of family harmony and his children's
preferences, to allow them to spend more time in California than
was required under a separation agreement can hardly be said to
have "purposefully availed himself" of the "benefits and
protections" of California's laws.
See Shaffer v. Heitner,
433 U.S. at
433 U. S. 216.
[
Footnote 7]
Nor can we agree with the assertion of the court below that the
exercise of
in personam jurisdiction here was warranted by
the financial benefit appellant derived from his daughter's
presence in California for nine months of the year. 19 Cal. 3d at
524-525, 564 P.2d at 358. This argument rests on the premise that,
while appellant's liability for support payments
Page 436 U. S. 95
remained unchanged, his yearly expenses for supporting the child
in New York decreased. But this circumstance, even if true, does
not support California's assertion of jurisdiction here. Any
diminution in appellant's household costs resulted not from the
child's presence in California, but rather from her absence from
appellant's home. Moreover, an action by appellee Horn to increase
support payments could now be brought, and could have been brought
when Ilsa first moved to California, in the State of New York;
[
Footnote 8] a New York court
would clearly have personal jurisdiction over appellant, and, if a
judgment were entered by a New York court increasing appellant's
child support obligations, it could properly be enforced against
him in both New York and California. [
Footnote 9] Any ultimate financial advantage to appellant
thus results not from the child's presence in California, but from
appellee's failure earlier to seek an increase in payments under
the separation agreement. [
Footnote 10] The argument below to the contrary, in
our
Page 436 U. S. 96
view, confuses the question of appellant's liability with that
of the proper forum in which to determine that liability.
B
In light of our conclusion that appellant did not purposefully
derive benefit from any activities relating to the State of
California, it is apparent that the California Supreme Court's
reliance on appellant's having caused an "effect" in California was
misplaced.
See supra at
436 U. S. 89.
This "effects" test is derived from the American Law Institute's
Restatement (Second) of Conflict of Laws § 37 (1971), which
provides:
"A state has power to exercise judicial jurisdiction over an
individual who causes effects in the state by an act done elsewhere
with respect to any cause of action arising from these effects
unless the nature of the effects and of the individual's
relationship to the state make the exercise of such jurisdiction
unreasonable. [
Footnote
11]"
While this provision is not binding on this Court, it does not
in any event support the decision below. As is apparent from the
examples accompanying § 37 in the Restatement, this section
was intended to reach wrongful activity outside of the State
causing injury within the State,
see, e.g., Comment a, p.
157 (shooting bullet from one State into another), or commercial
activity affecting state residents,
ibid. Even in such
situations, moreover, the Restatement recognizes that there might
be circumstances that would render "unreasonable" the assertion of
jurisdiction over the nonresident defendant.
The circumstances in this case clearly render "unreasonable"
California's assertion of personal jurisdiction. There is no claim
that appellant has visited physical injury on either
Page 436 U. S. 97
property or persons within the State of California.
Cf. Hess
v. Pawloski, 274 U. S. 352
(1927). The cause of action herein asserted arises, not from the
defendant's commercial transactions in interstate commerce, but
rather from his personal, domestic relations. It thus cannot be
said that appellant has sought a commercial benefit from
solicitation of business from a resident of California that could
reasonably render him liable to suit in state court; appellant's
activities cannot fairly be analogized to an insurer's sending an
insurance contract and premium notices into the State to an insured
resident of the State.
Cf. McGee v. International Life
Insurance Co., 355 U. S. 220
(1957). Furthermore, the controversy between the parties arises
from a separation that occurred in the State of New York; appellee
Horn seeks modification of a contract that was negotiated in New
York and that she flew to New York to sign. As in
Hanson v.
Denckla, 357 U.S. at
357 U. S. 252,
the instant action involves an agreement that was entered into with
virtually no connection with the forum State.
See also
n 6,
supra.
Finally, basic considerations of fairness point decisively in
favor of appellant's State of domicile as the proper forum for
adjudication of this case, whatever the merits of appellee's
underlying claim. It is appellant who has remained in the State of
the marital domicile, whereas it is appellee who has moved across
the continent.
Cf. May v. Anderson, 345 U.
S. 528,
345 U. S.
534-535, n. 8 (1953). Appellant has at all times resided
in New York State, and, until the separation and appellee's move to
California, his entire family resided there as well. As noted
above, appellant did no more than acquiesce in the stated
preference of one of his children to live with her mother in
California. This single act is surely not one that a reasonable
parent would expect to result in the substantial financial burden
and personal strain of litigating a child support suit in a forum
3,000 miles away, and we therefore see no basis on which it can be
said that appellant could reasonably have
Page 436 U. S. 98
anticipated being "haled before a [California] court,"
Shaffer v. Heitner, 433 U.S. at
433 U. S. 216.
[
Footnote 12] To make
jurisdiction in a case such as this turn on whether appellant
bought his daughter her ticket or instead unsuccessfully sought to
prevent her departure would impose an unreasonable burden on family
relations, and one wholly unjustified by the "quality and nature"
of appellant's activities in or relating to the State of
California.
International Shoe Co. v. Washington, 326 U.S.
at
326 U. S.
319.
III
In seeking to justify the burden that would be imposed on
appellant were the exercise of
in personam jurisdiction in
California sustained, appellee argues that California has
substantial interests in protecting the welfare of its minor
residents and in promoting to the fullest extent possible a healthy
and supportive family environment in which the children of the
State are to be raised. These interests are unquestionably
important. But while the presence of the children and one parent in
California arguably might favor application of California law in a
lawsuit in New York, the fact that California may be the
"
center of gravity'" for choice of law purposes does not mean
that California has personal jurisdiction over the defendant.
Hanson v. Denckla, supra at 357 U. S. 254.
And California has not attempted to assert any particularized
interest in trying such cases in its courts by, e.g.,
enacting a special jurisdictional statute. Cf. McGee v.
International Life Ins. Co., supra, at 355 U. S. 221,
355 U. S.
224.
California's legitimate interest in ensuring the support of
children resident in California without unduly disrupting the
children's lives, moreover, is already being served by the State's
participation in the Revised Uniform Reciprocal Enforcement of
Support Act of 1968. This statute provides a mechanism
Page 436 U. S. 99
for communication between court systems in different States, in
order to facilitate the procurement and enforcement of child
support decrees where the dependent children reside in a State that
cannot obtain personal jurisdiction over the defendant.
California's version of the Act essentially permits a California
resident claiming support from a nonresident to file a petition in
California and have its merits adjudicated in the State of the
alleged obligor's residence, without either party's having to leave
his or her own State. Cal.Civ.Proc.Code Ann. § 1650
et
seq. (West 1972 and Supp. 1978). [
Footnote 13] New York State is a signatory to a
similar Act. [
Footnote 14]
Thus, not only may
Page 436 U. S. 100
plaintiff-appellee here vindicate her claimed right to
additional child support from her former husband in a New York
court,
see supra at
436 U. S. 95,
but also the Uniform Act will facilitate both her prosecution of a
claim for additional support and collection of any support payments
found to be owed by appellant. [
Footnote 15]
It cannot be disputed that California has substantial interests
in protecting resident children and in facilitating child support
actions on behalf of those children. But these interests simply do
not make California a "fair forum,"
Shaffer v. Heitner,
supra at
433 U. S. 215,
in which to require appellant, who derives no personal or
commercial benefit from his child's presence in California and who
lacks any other
Page 436 U. S. 101
relevant contact with the State, either to defend a child
support suit or to suffer liability by default.
IV
We therefore believe that the state courts in the instant case
failed to heed our admonition that "the flexible standard of
International Shoe" does not "heral[d] the eventual demise
of all restrictions on the personal jurisdiction of state courts."
Hanson v. Denckla, 357 U.S. at
357 U. S. 251.
In
McGee v. International life Ins. Co., we commented on
the extension of
in personam jurisdiction under evolving
standards of due process, explaining that this trend was in large
part
"attributable to the . . . increasing nationalization of
commerce . . . [accompanied by] modern transportation and
communication [that] have made it much less burdensome for a party
sued to defend himself in a State where he engages in economic
activity."
355 U.S. at
355 U. S.
222-223. But the mere act of sending a child to
California to live with her mother is not a commercial act, and
connotes no intent to obtain or expectancy of receiving a
corresponding benefit in the State that would make fair the
assertion of that State's judicial jurisdiction.
Accordingly, we conclude that the appellant's motion to quash
service, on the ground of lack of personal jurisdiction, was
erroneously denied by the California courts. The judgment of the
California Supreme Court is, therefore,
Reversed.
[
Footnote 1]
While the Jurisdictional Statement, at 5, asserts that "the
parties" flew to Haiti, appellant's affidavit submitted in the
Superior Court stated that Sharon Kulko flew to Haiti with a power
of attorney signed by appellant. App. 28. The Haitian decree states
that Sharon Kulko appeared "in person" and that appellant filed a
"Power of Attorney and submission to jurisdiction."
Id. at
14.
[
Footnote 2]
Appellee Horn's complaint also sought an order restraining
appellant from removing his children from the State. The trial
court immediately granted appellee temporary custody of the
children and restrained both her and appellant from removing the
children from the State of California.
See 19 Cal. 3d
514, 520, 564 P.2d 353, 355 (1977). The record does not reflect
whether appellant is still enjoined from removing his children from
the State.
[
Footnote 3]
Section 410.10, Cal.Civ.Proc.Code Ann (West 1973), provides:
"A court of this state may exercise jurisdiction on any basis
not inconsistent with the Constitution of this state or of the
United States."
The opinion below does not appear to distinguish between the
requirements of the Federal and State Constitutions.
See
19 Cal. 3d at 521-522, 564 P.2d at 356.
[
Footnote 4]
As was true in both
Hanson v. Denckla, 357 U.
S. 235 (1958), and
May v. Anderson,
345 U. S. 528
(1953), this case was improperly brought to this Court as an
appeal, since no state statute was "drawn m question . . . on the
ground of its being repugnant to the Constitution, treaties or laws
of the United States," 28 U.S.C. § 1257(2). The jurisdictional
statute construed by the California Supreme Court provides that the
State's jurisdiction is as broad as the Constitution permits.
See n 3,
supra. Appellant did not argue below that this statute was
unconstitutional, but instead argued that the Due Process Clause of
the Fourteenth Amendment precluded the exercise of
in
personam jurisdiction over him. The opinion below does not
purport to determine the constitutionality of the California
jurisdictional statute. Rather, the question decided was whether
the Constitution itself would permit the assertion of
jurisdiction.
Appellant requested that, in the event that appellate
jurisdiction under 28 U.S.C. § 1257(2) was found lacking, the
papers be acted upon as a petition for certiorari pursuant to 28
U.S.C. § 2103. We follow the practice of both
Hanson
and
May in deeming the papers to be a petition for a writ
of certiorari. As in
Hanson and
May, moreover, we
shall continue to refer to the parties herein as appellant and
appellee to minimize confusion.
See 357 U.S. at
357 U. S. 244;
345 U.S. at
345 U. S.
530.
[
Footnote 5]
After the California Supreme Court's decision, appellant sought
a continuance of trial court proceedings pending this Court's
disposition of his appeal. Appellant's request for a continuance
was denied by the trial court, and subsequently that court
determined that appellant was in arrears on his child support
payments. App. to Brief for Appellant ii-iii. In light of the
change in custody arrangements, the court also ordered that
appellant's child support obligations be increased substantially.
Ibid.
Appellee Horn argues that appellant's request for a continuance
amounted to a general appearance and a waiver of jurisdictional
objections, and that, accordingly, there is no longer a live
controversy as to the jurisdictional issue before us. Appellee's
argument concerning the jurisdictional effect of a motion for a
continuance, however, does not find support in the California
statutes, rules, or cases that she cites. Moreover, the state trial
court expressly determined, subsequent to the request for a
continuance, that appellant had "made a special appearance only to
contest the jurisdiction of the Court."
Id. at i. Under
these circumstances, appellant's challenge to the state court's
in personam jurisdiction is not moot.
[
Footnote 6]
Although the separation agreement stated that appellee Horn
resided in California and provided that child support payments
would be mailed to her California address, it also specifically
contemplated that appellee might move to a different State. The
agreement directed appellant to mail the support payments to
appellee's San Francisco address or "any other address which the
Wife may designate from time to time in writing." App. 10.
[
Footnote 7]
The court below stated that the presence in California of
appellant's daughter gave appellant the benefit of California's
"police and fire protection, its school system, its hospital
services, its recreational facilities, its libraries and museums. .
. ." 19 Cal. 3d at 522, 564 P.2d at 356. But, in the circumstances
presented here, these services provided by the State were
essentially benefits to the child, not the father, and, in any
event, were not benefits that appellant purposefully sought for
himself.
[
Footnote 8]
Under the separation agreement, appellant is bound to
"indemnify and hold [his] Wife harmless from any and all
attorney fees, costs and expenses which she may incur by reason of
the default of [appellant] in the performance of any of the
obligations required to be performed by him pursuant to the terms
and conditions of this agreement."
App. 11. To the extent that appellee Horn seeks arrearages,
see n 5,
supra, her litigation expenses, presumably including any
additional costs incurred by her as a result of having to prosecute
the action in New York, would thus be borne by appellant.
[
Footnote 9]
A final judgment entered by a New York court having jurisdiction
over the defendant's person and over the subject matter of the
lawsuit would be entitled to full faith and credit in any State.
See New York ex rel. Halvey v. Halvey, 330 U.
S. 610,
330 U. S. 614
(1947).
See also Sosna v. Iowa, 419 U.
S. 393,
419 U. S. 407
(1975).
[
Footnote 10]
It may well be that, as a matter of state law, appellee Horn
could still obtain through New York proceedings additional payments
from appellant for Ilsa's support from January, 1974, when a
de
facto modification of the custody provisions of the separation
agreement took place, until the present.
See H. Clark,
Domestic Relations § 15.2, p. 500 (1968);
cf. In re Santa
Clara County v. Hughes, 43 Misc.2d 559, 251 N.Y.S.2d 579
(1964).
[
Footnote 11]
Section 37 of the Restatement has effectively been incorporated
into California law.
See Judicial Council Comment (9) to
Cal.Civ.Proc.Code Ann. § 410.10 (West 1973).
[
Footnote 12]
See also Developments in the Law -- State Court
Jurisdiction, 73 Harv.L.Rev. 909, 911 (1960).
[
Footnote 13]
In addition to California, 24 other States are signatories to
this Act. 9 U.L.A. 473 (Supp. 1978). Under the Act, an "obligee"
may file a petition in a court of his or her State (the "initiating
court") to obtain support. 9 U.L.A. §§ 11, 14 (1973). If
the court
"finds that the [petition] sets forth facts from which it may be
determined that the obligor owes a duty of support and that a court
of the responding state may obtain jurisdiction of the obligor or
his property,"
it may send a copy of the petition to the "responding state."
§ 14. This has the effect of requesting the responding State
"to obtain jurisdiction over the obligor." § 18(b). If
jurisdiction is obtained, then a hearing is set in a court in the
responding State at which the obligor may, if he chooses, contest
the claim. The claim may be litigated in that court, with
deposition testimony submitted through the initiating court by the
initiating spouse or other party. § 20. If the responding
state court finds that the obligor owes a duty of support pursuant
to the laws of the State where he or she was present during the
time when support was sought, § 7, judgment for the petitioner
is entered. § 24. If the money is collected from the spouse in
the responding State, it is then sent to the court in the
initiating State for distribution to the initiating party. §
28.
[
Footnote 14]
While not a signatory to the Uniform Reciprocal Enforcement of
Support Act of 1968, New York is a party to the Uniform Reciprocal
Enforcement of Support Act of 1950, as amended. N.Y.Dom.Rel.Law
§ 30
et seq. (McKinney 1977) (Uniform Support of
Dependents Law). By 1957, this Act, or its substantial equivalent,
had been enacted in all States, organized Territories, and the
District of Columbia. 9 U.L.A. 885 (1973). The "two-state"
procedure in the 1950 Act for obtaining and enforcing support
obligations owed by a spouse in one State to a spouse in another is
similar to that provided in the 1968 Act.
See n 13,
supra. See
generally Note, 48 Cornell L.Q. 541 (1963).
In
Landes v. Landes, 1 N.Y.2d 358, 135 N.E.2d 562,
appeal dismissed, 352 U.S. 948 (1956), the court upheld a
support decree entered against a divorced husband living in New
York, on a petition filed by his former wife in California pursuant
to the Uniform Act. No prior support agreement or decree existed
between the parties; the California spouse sought support from the
New York husband for the couple's minor child, who was residing
with her mother in California. The New York Court of Appeals
concluded that the procedures followed -- filing of a petition in
California, followed by its certification to New York's Family
Court, the obtaining of jurisdiction over the husband, a hearing in
New York on the merits of the petition, and entry of an award --
were proper under the laws of both States, and were constitutional.
The constitutionality of these procedures has also been upheld in
other jurisdictions.
See, e.g., Watson v.
Dreadin, 309
A.2d 493 (DC 1973),
cert. denied, 415 U.S. 959 (1974);
State ex rel. Terry v. Terry, 80 N.M. 185,
453 P.2d 206
(1969);
Harmon v. Harmon, 184 Cal.
App. 2d 245, 7 Cal. Rptr. 279 (1960),
appeal dismissed and
cert. denied, 366 U. S. 270
(1961).
[
Footnote 15]
Thus, it cannot here be concluded, as it was in
McGee v.
International Life Insurance Co., 355 U.
S. 220,
355 U. S.
223-224 (1957), with respect to actions on insurance
contracts, that resident plaintiffs would be at a "severe
disadvantage" if
in personam jurisdiction over
out-of-state defendants were sometimes unavailable.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE WHITE and MR. JUSTICE
POWELL join, dissenting.
The Court properly treats this case as presenting a single
narrow question. That question is whether the California Supreme
Court correctly "weighed" "the facts,"
ante at
436 U. S. 92, of
this particular case in applying the settled "constitutional
standard,"
ibid., that before state courts may exercise
in
Page 436 U. S. 102
personam jurisdiction over a nonresident,
nondomiciliary parent of minor children domiciled in the State, it
must appear that the nonresident has "certain minimum contacts
[with the forum State] such that the maintenance of the suit does
not offend
traditional notions of fair play and substantial
justice.'" International Shoe Co. v. Washington,
326 U. S. 310,
326 U. S. 316
(1945). The Court recognizes that "this determination is one in
which few answers will be written `in black and white,'"
ante at 436 U. S. 92. I
cannot say that the Court's determination against state court
in personam jurisdiction is implausible, but, though the
issue is close, my independent weighing of the facts leads me to
conclude, in agreement with the analysis and determination of the
California Supreme Court, that appellant's connection with the
State of California was not too attenuated, under the standards of
reasonableness and fairness implicit in the Due Process Clause, to
require him to conduct his defense in the California courts. I
therefore dissent.