Appellants brought this action for declaratory and other relief
claiming that the Montana statutory elk hunting license scheme,
which imposes substantially higher (at least 7 1/2 times) license
fees on nonresidents of the State than on residents, and which
requires nonresidents (but not residents) to purchase a
"combination" license in order to be able to obtain a single elk,
denies nonresidents their constitutional rights guaranteed by the
Privileges and Immunities Clause of Art. IV, § 2, and by the
Equal Protection Clause of the Fourteenth Amendment. A three-judge
District Court denied all relief to appellants.
Held:
1. Access by nonresidents to recreational big game hunting in
Montana does not fall within the category of rights protected by
the Privileges and Immunities Clause. Only with respect to those
"privileges" and "immunities" bearing upon the vitality of the
Nation as a single entity must a State treat all citizens, resident
and nonresident, equally, and here equality in access to Montana
elk is not basic to the maintenance or wellbeing of the Union. Pp.
436 U. S.
378-388.
2. The statutory scheme is an economic means not unreasonably
related to the preservation of a finite resource, elk, and a
substantial regulatory interest of that State, and hence does not
violate the Equal Protection Clause. In view of the fact that
residents contribute to the costs of maintaining the elk hunting
program, the great increase in nonresident hunters in recent years,
the limit in the elk supply, and the difficulties in supervising
hunting practices, it cannot be said that either the license fee
differentials or the required combination license for nonresidents
is irrational. Pp.
436 U. S.
388-391.
417 F.
Supp. 1005, affirmed.
BLACKMUN, J., delivered the opinion of the Court, in which
BURGER, C.J., and STEWART, POWELL, REHNQUIST, and STEVENS, JJ.,
joined. BURGER, C.J., filed a concurring opinion,
post, p.
436 U. S. 392.
BRENNAN, J., filed a dissenting opinion, in which WHITE and
MARSHALL, JJ., joined,
post, p.
436 U. S.
394.
Page 436 U. S. 372
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
This case presents issues, under the Privileges and Immunities
Clause of the Constitution's Art. IV, § 2, and the Equal
Protection Clause of the Fourteenth Amendment, as to the
constitutional validity of disparities, as between residents and
nonresidents, in a State's hunting license system.
I
Appellant Lester Baldwin is a Montana resident. He also is an
outfitter holding a state license as a hunting guide. The majority
of his customers are nonresidents who come to Montana to hunt elk
and other big game. Appellants Carlson, Huseby, Lee, and Moris are
residents of Minnesota. [
Footnote
1] They have hunted big game, particularly elk, in Montana in
past years, and wish to continue to do so.
In 1975, the five appellants, disturbed by the difference in the
kinds of Montana elk hunting licenses available to nonresidents, as
contrasted with those available to residents of the State, and by
the difference in the fees the nonresident and the resident must
pay for their respective licenses, instituted the present federal
suit for declaratory and injunctive relief and for reimbursement,
in part, of fees already paid. App. 18-29. The defendants were the
Fish and Game Commission of the State of Montana, the Commission's
director, and its five commissioners.
Page 436 U. S. 373
The complaint challenged the Montana elk hunting licensing
scheme specifically, and asserted that, as applied to nonresidents,
it violated the Constitution's Privileges and Immunities Clause,
Art. IV, § 2, and the Equal Protection Clause of the
Fourteenth Amendment. A three-judge District Court was convened
and, by a divided vote, entered judgment denying all relief to the
plaintiff-appellants.
Montana Outfitters Action Group v. Fish
& Game Comm'n, 417 F Supp. 1005 (Mont.1976). We noted
probable jurisdiction.
429 U. S. 189
(1977). [
Footnote 2]
II
The relevant facts ar not in any real controversy, and many of
them are agreed:
A. For the 1975 hunting season, a Montana resident could
purchase a license solely for elk for $4. The nonresident, however,
in order to hunt elk, was required to purchase a combination
license at a cost of $151; this entitled him to take one elk and
two deer. [
Footnote 3]
For the 1976 season, the Montana resident could purchase a
license solely for elk for $9. The nonresident, in order to hunt
elk, was required to purchase a combination license at a cost of
$225; [
Footnote 4] this
entitled him to take one elk, one deer, one black bear, and game
birds, and to fish with hook and line. [
Footnote 5] A
Page 436 U. S. 374
resident was hot required to buy any combination of licenses,
but if he did, the cost to him of all the privileges granted by the
nonresident combination license was $30. [
Footnote 6] The nonresident thus paid 7 1/2 times as
much as the resident, and if the nonresident wished to hunt only
elk, he paid 25 times as much as the resident. [
Footnote 7]
B. Montana, with an area of more than 147,000 square miles, is
our fourth largest State. Only Alaska, Texas, and California, in
that order, are larger. But its population is relatively small; in
1972, it was approximately 716,000. [
Footnote 8] Its 1974 per capita income was 34th among the
50 States. App. 56-57.
Montana maintains significant populations of big game, including
elk, deer, and antelope. Tr.191. Its elk population is one of the
largest in the United States. Elk are prized by big game hunters,
who come from near and far to pursue the animals for sport.
[
Footnote 9] The quest for big
game has grown in
Page 436 U. S. 375
popularity. During the 10-year period from 1960 to 1970,
licenses issued by Montana increased by approximately 67% for
residents and by approximately 530% for nonresidents. [
Footnote 10] App. 56-57.
Owing to its successful management programs for elk, the State
has not been compelled to limit the overall number of hunters by
means of drawings or lotteries as have other States with
harvestable elk populations. Tr. 243. Elk are not hunted
commercially in Montana. [
Footnote 11] Nonresident hunters seek the animal for its
trophy value; the trophy is the distinctive set of antlers. The
interest of resident hunters more often may be in the meat.
Id. at 245. Elk are now found in the mountainous regions
of western Montana, and are generally
Page 436 U. S. 376
not encountered in the eastern two-thirds of the State, where
the plains prevail.
Id. at 9-10, 249. During the summer,
the animals move to higher elevations and lands that are largely
federally owned. In the late fall, they move down to lower
privately owned lands that provide the winter habitat necessary to
their survival. During the critical mid-winter period, elk are
often supported by ranchers.
Id. at 447, 191, 285-286.
[
Footnote 12]
Elk management is expensive. In regions of the State with
significant elk population, more personnel time of the Fish and
Game Commission is spent on elk than on any other species of big
game. Defendant's Exhibit A, p. 9.
Montana has more than 400 outfitters who equip and guide hunting
parties. Tr. 295. These outfitters are regulated and licensed by
the State, and provide services to hunters and fishermen. It is
estimated that as many as half the nonresidents who hunt elk in
western Montana utilize outfitters.
Id. at 248. Three
outfitter witnesses testified that virtually all their clients were
nonresidents.
Id. at 141, 281, 307.
The State has a force of 70 game wardens. Each warden district
covers approximately 2,100 square miles.
Id. at 234. To
assist wardens in law enforcement, Montana has an "equal
responsibility" statute. Mont.Rev.Codes Ann. § 26-906 (Supp.
1977). This law makes outfitters and guides equally responsible for
unreported game law violations committed by persons in their
hunting parties. The outfitter thus, in a sense, is a surrogate
warden, and serves to bolster the State's warden force.
III
In the District Court, the majority observed that the elk once
was a plains animal, but now roams the mountains of
Page 436 U. S. 377
central and western Montana. About 75% of the elk taken are
killed on federal land. The animal's preservation depends upon
conservation. 417 F. Supp. at 1007. The majority noted that the
appellants conceded that Montana constitutionally may charge
nonresidents more for hunting privileges than residents.
Id. at 1007-1008. [
Footnote 13] It concluded, however, that, on the evidence
presented, the 7 1/2-to-1 ratio in favor of the resident cannot be
justified on any basis of cost allocation.
Id. at
1008.
After satisfying itself as to standing [
Footnote 14] and as to the existence of a
justiciable controversy, and after passing comment upon the
somewhat controversial subject of wild animal legal ownership, the
court concluded that the State
"has the power to manage and conserve the elk, and, to that end,
to make such laws and regulations as are necessary to protect and
preserve it."
Id. at 1009. In reaching this result, the majority
examined the nature of the rights asserted by the plaintiffs. It
observed that there were just too many people and too few elk to
enable everyone to hunt the animals. "If the elk is to survive as a
species, the game herds must be managed, and a vital part of the
management is the limitation of the annual kill."
Ibid.
Various means of limitation were mentioned, as was the fact that
any one control device might deprive a particular hunter of any
possibility of hunting elk. The right asserted by the appellants
was "no more than a chance to engage temporarily in a recreational
activity in a sister state," and was "not fundamental."
Ibid. Thus, it was not protected as a privilege and an
immunity under the Constitution's Art. IV, § 2. The majority
contrasted the nature
Page 436 U. S. 378
of the asserted right with educational needs at the primary and
college levels, citing
San Antonio School Dist. v.
Rodriguez, 411 U. S. 1 (1973),
and
Sturgis v. Washington, 368 F.
Supp. 38 (WD Wash.),
summarily aff'd, 414 U.S. 1057
(1973), and said:
"There is simply no nexus between the right to hunt for sport
and the right to speak, the right to vote, the right to travel, the
right to pursue a calling."
417 F. Supp. at 1009. It followed that it was necessary only to
determine whether the system bears some rational relationship to
legitimate state purposes. Then:
"We conclude that, where the opportunity to enjoy a recreational
activity is created or supported by a state, where there is no
nexus between the activity and any fundamental right, and where. by
its very nature. the activity can be enjoyed by only a portion of
those who would enjoy it, a state may prefer its residents over the
residents of other states, or condition the enjoyment of the
nonresident upon such terms as it sees fit."
Id. at 1010.
The dissenting judge took issue with the "ownership theory," and
with any "special public interest" theory, and emphasized the
absence of any cost allocation basis for the license fee
differential. He described the majority's posture as one upholding
discrimination because political support was thereby generated, and
took the position that invidious discrimination was not to be
justified by popular disapproval of equal treatment.
Id.
at 1012.
IV
Privileges and immunities. Appellants strongly urge
here that the Montana licensing scheme for the hunting of elk
violates the Privileges and Immunities Clause [
Footnote 15] of Art. IV, § 2,
Page 436 U. S. 379
of our Constitution. That Clause is not one the contours of
which have been precisely shaped by the process and wear of
constant litigation and judicial interpretation over the years
since 1789. If there is any significance in the fact, the Clause
appears in the so-called States' Relations Article, the same
Article that embraces the Full Faith and Credit Clause, the
Extradition Clause (also in § 2), the provisions for the
admission of new States, the Territory and Property Clause, and the
Guarantee Clause. Historically, it has been overshadowed by the
appearance in 1868 of similar language in § 1 of the
Fourteenth Amendment, [
Footnote
16] and by the continuing controversy and consequent litigation
that attended that Amendment's enactment and its meaning and
application.
The Privileges and Immunities Clause originally was not isolated
from the Commerce Clause, now in the Constitution's Art. I, §
8. In the Articles of Confederation, where both Clauses have their
source, the two concepts were together in the fourth Article.
[
Footnote 17]
See Austin
v. New Hampshire, 420 U. S. 656,
420 U. S.
660-661 (1975);
Lemmon v. People, 20 N.Y. 562,
627 (1860) (opinion of Wright, J.). Their separation may have been
an assurance against an anticipated narrow reading of
Page 436 U. S. 380
the Commerce Clause.
See Ward v.
Maryland, 12 Wall. 418,
79 U. S.
430-432 (1871).
Perhaps because of the imposition of the Fourteenth Amendment
upon our constitutional consciousness and the extraordinary
emphasis that the Amendment received, it is not surprising that the
contours of Art. IV, § 2, cl. 1, are not well developed,
[
Footnote 18] and that the
relationship, if any, between the Privileges and Immunities Clause
and the "privileges or immunities" language of the Fourteenth
Amendment is less than clear. We are, nevertheless, not without
some pronouncements by this Court as to the Clause's significance
and reach. There are at least three general comments that deserve
mention:
The first is that of Mr. Justice Field, writing for a unanimous
Court in
Paul v.
Virginia, 8 Wall. 168,
75 U. S. 180
(1869). He emphasized nationalism, the proscription of
discrimination, and the assurance of equality of all citizens
within any State:
"It was undoubtedly the object of the clause in question to
place the citizens of each State upon the same footing with
citizens of other States, so far as the advantages resulting from
citizenship in those States are concerned. It relieves them from
the disabilities of alienage in other States; it inhibits
discriminating legislation against them by other States; it gives
them the right of free ingress into other States, and egress from
them; it insures to them in other States the same freedom possessed
by the citizens of those States in the acquisition and enjoyment of
property and in the pursuit of happiness; and it secures to them in
other States the equal protection of their laws. It has been justly
said that no provision in the Constitution has tended so strongly
to
Page 436 U. S. 381
constitute the citizens of the United States one people as this.
[
Footnote 19]"
The second came 70 years later, when Mr. Justice Roberts,
writing for himself and Mr. Justice Black in
Hague v. CIO,
307 U. S. 496,
307 U. S. 511
(1939), summed up the history of the Clause and pointed out what he
felt to be the difference in analysis in the earlier cases from the
analysis in later ones:
"As has been said, prior to the adoption of the Fourteenth
Amendment, there had been no constitutional definition of
citizenship of the United States, or of the rights, privileges, and
immunities secured thereby or springing therefrom. . . . "
"At one time, it was thought that this section recognized a
group of rights which, according to the jurisprudence of the day,
were classed as 'natural rights,' and that the purpose of the
section was to create rights of citizens of the United States by
guaranteeing the citizens of every State the recognition of this
group of rights by every other State. Such was the view of Justice
Washington. "
Page 436 U. S. 382
"While this description of the civil rights of the citizens of
the States has been quoted with approval, it has come to be the
settled view that Article IV, § 2, does not import that a
citizen of one State carries with him into another fundamental
privileges and immunities which come to him necessarily by the mere
fact of his citizenship in the State first mentioned, but, on the
contrary, that, in any State, every citizen of any other State is
to have the same privileges and immunities which the citizens of
that State enjoy. The section, in effect, prevents a State from
discriminating against citizens of other States in favor of its
own."
(Footnotes omitted.)
The third and most recent general pronouncement is that authored
by MR. JUSTICE MARSHALL for a nearly unanimous Court in
Austin
v. New Hampshire, 420 U. S. 656,
420 U. S.
660-661 (1975), stressing the Clause's "norm of comity"
and the Framers' concerns:
"The Clause thus establishes a norm of comity without specifying
the particular subjects as to which citizens of one State coming
within the jurisdiction of another are guaranteed equality of
treatment. The origins of the Clause do reveal, however, the
concerns of central import to the Framers. During the
preconstitutional period, the practice of some States denying to
outlanders the treatment that its citizens demanded for themselves
was widespread. The fourth of the Articles of Confederation was
intended to arrest this centrifugal tendency with some
particularity. . . . "
"
* * * *"
"The discriminations at which this Clause was aimed were by no
means eradicated during the short life of the Confederation, and
the provision was carried over into the comity article of the
Constitution in briefer form, but with no change of substance or
intent, unless it was
Page 436 U. S. 383
to strengthen the force of the Clause in fashioning a single
nation."
(Footnotes omitted.)
When the Privileges and Immunities Clause has been applied to
specific cases, it has been interpreted to prevent a State from
imposing unreasonable burdens on citizens of other States in their
pursuit of common callings within the State,
Ward v.
Maryland, 12 Wall. 418 (1871); in the ownership and
disposition of privately held property within the State,
Blake
v. McClung, 172 U. S. 239
(1898); and in access to the courts of the State,
Canadian
Northern R. Co. v. Eggen, 252 U. S. 553
(1920).
It has not been suggested, however, that state citizenship or
residency may never be used by a State to distinguish among
persons. Suffrage, for example, always has been understood to be
tied to an individual's identification with a particular State.
See, e.g., Dunn v. Blumstein, 405 U.
S. 330 (1972). No one would suggest that the Privileges
and Immunities Clause requires a State to open its polls to a
person who declines to assert that the State is the only one where
he claims a right to vote. The same is true as to qualification for
an elective office of the State.
Kanapaux v. Ellisor, 419
U.S. 891 (1974);
Chimento v. Stark, 353 F.
Supp. 1211 (NH),
summarily aff'd, 414 U.S. 802 (1973).
Nor must a State always apply all its laws or all its services
equally to anyone, resident or nonresident, who may request it so
to do.
Canadian Northern R. Co. v. Eggen, supra; cf. Sosna v.
Iowa, 419 U. S. 393
(1975);
Shapiro v. Thompson, 394 U.
S. 618 (1969). Some distinctions between residents and
nonresidents merely reflect the fact that this is a Nation composed
of individual States, and are permitted; other distinctions are
prohibited because they hinder the formation, the purpose, or the
development of a single Union of those States. Only with respect to
those "privileges" and "immunities" bearing upon the vitality of
the Nation as a single entity must the State treat all citizens,
resident and nonresident, equally. Here, we must
Page 436 U. S. 384
decide into which category falls a distinction with respect to
access to recreational big game hunting.
Many of the early cases embrace the concept that the States had
complete ownership over wildlife within their boundaries, and, as
well, the power to preserve this bounty for their citizens alone.
It was enough to say
"that, in regulating the use of the common property of the
citizens of [a] state, the legislature is [not] bound to extend to
the citizens of all the other states the same advantages as are
secured to their own citizens."
Corfield v. Coryell, 6 F. Cas. 546, 552 (No. 3,230) (CC
ED Pa. 1825). It appears to have been generally accepted that,
although the States were obligated to treat all those within their
territory equally in most respects, they were not obliged to share
those things they held in trust for their own people. In
Corfield, a case the Court has described as "the first,
and long the leading, explication of the [Privileges and
Immunities] Clause,"
see Austin v. New Hampshire, 420 U.S.
at
420 U. S. 661,
Mr. Justice Washington, sitting as Circuit Justice, although
recognizing that the States may not interfere with the
"right of a citizen of one state to pass through, or to reside
in any other state, for purposes of trade, agriculture,
professional pursuits, or otherwise; to claim the benefit of the
writ of habeas corpus; to institute and maintain actions of any
kind in the courts of the state; to take, hold and dispose of
property, either real or personal, [
Footnote 20]"
6 F. Cas. at 552, nonetheless
Page 436 U. S. 385
concluded that access to oyster beds determined to be owned by
New Jersey could be limited to New Jersey residents. This holding,
and the conception of state sovereignty upon which it relied,
formed the basis for similar decisions during later years of the
19th century.
E.g., McCready v. Virginia, 94 U. S.
391 (1877);
Geer v Connecticut, 161 U.
S. 519 (1896). [
Footnote 21]
See Rosenfeld v. Jakways, 67 Mont.
558, 216 P. 776 (1923). In
Geer, a case dealing with
Connecticut's authority to limit the disposition of game birds
taken within its boundaries, the Court roundly rejected the
contention
"that a State cannot allow its own people the enjoyment of the
benefits of the property belonging to them in common, without at
the same time permitting the citizens of other States to
participate in that which they do not own."
161 U.S. at
161 U. S.
530.
In more recent years, however, the Court has recognized that the
States' interest in regulating and controlling those things they
claim to "own," including wildlife, is by no means absolute. States
may not compel the confinement of the benefits of their resources,
even their wildlife, to their own people whenever such hoarding and
confinement impedes
Page 436 U. S. 386
interstate commerce.
Foster-Fountain Packing Co. v.
Haydel, 278 U. S. 1 (1928);
Pennsylvania v. West Virginia, 262 U.
S. 553 (1923);
West v. Kansas Natural Gas Co.,
221 U. S. 229
(1911). Nor does a State's control over its resources preclude the
proper exercise of federal power.
Douglas v. Seacoast Products,
Inc., 431 U. S. 265
(1977);
Kleppe v. New Mexico, 426 U.
S. 529 (1976);
Missouri v. Holland,
252 U. S. 416
(1920). And a State's interest in its wildlife and other resources
must yield when, without reason, it interferes with a nonresident's
right to pursue a livelihood in a State other than his own, a right
that is protected by the Privileges and Immunities Clause.
Toomer v. Witsell, 334 U. S. 385
(1948).
See Takahashi v. Fish & Game Comm'n,
334 U. S. 410
(1948).
Appellants contend that the doctrine on which
Corfield,
McCready, and
Geer all relied has no remaining
vitality. We do not agree. Only last Term, in referring to the
"ownership" or title language of those cases and characterizing it
"as no more than a 19th-century legal fiction," the Court pointed
out that that language nevertheless expressed "
the importance
to its people that a State have power to preserve and regulate the
exploitation of an important resource.'" Douglas v. Seacoast
Products, Inc., 431 U.S. at 431 U. S. 284,
citing Toomer v. Witsell, 334 U.S. at 334 U. S. 402.
The fact that the State's control over wildlife is not exclusive
and absolute in the face of federal regulation and certain
federally protected interests does not compel the conclusion that
it is meaningless in their absence.
We need look no further than decisions of this Court to know
that this is so. It is true that, in
Toomer v. Witsell,
the Court in 1948 struck down a South Carolina statute requiring
nonresidents of the State to pay a license fee of $2,500 for each
commercial shrimp boat, and residents to pay a fee of only $25, and
did so on the ground that the statute violated the Privileges and
Immunities Clause.
Id. at
334 U. S.
395-403.
See also Mullaney v. Anderson,
342 U. S. 415
(1952), another commercial livelihood case. Less than three years,
however, after the decision in
Toomer, so heavily relied
upon by appellants
Page 436 U. S. 387
here, the Court dismissed for the want of a substantial federal
question an appeal from a decision of the Supreme Court of South
Dakota holding that the total exclusion from that State of
nonresident hunters of migratory waterfowl was justified by the
State's assertion of a special interest in wildlife that qualified
as a substantial reason for the discrimination.
State v.
Kemp, 73 S.D. 458,
44 N.W.2d
214 (1950),
appeal dismissed, 340 U.S. 923 (1951). In
that case, South Dakota had proved that there was real danger that
the flyways, breeding grounds, and nursery for ducks and geese
would be subject to excessive hunting and possible destruction by
nonresident hunters lured to the State by an abundance of
pheasants. 73 S.D. at 464, 44 N.W.2d at 217.
Appellants have demonstrated nothing to convince us that we
should completely reject the Court's earlier decisions. In his
opinion in
Coryell, Mr. Justice Washington, although he
seemingly relied on notions of "natural rights" when he considered
the reach of the Privileges and Immunities Clause, included in his
list of situations, in which he believed the States would be
obligated to treat each other's residents equally, only those where
a nonresident sought to engage in an essential activity or exercise
a basic right. He himself used the term "fundamental," 6 F. Cas. at
551, in the modern as well as the "natural right" sense. Certainly
Mr. Justice Field and the Court invoked the same principle in the
language quoted above from
Paul v. Virginia, 8 Wall. at
75 U. S. 180.
So, too, did the Court, by its holdings in
Ward v. Maryland,
Canadian Northern R. Co. v. Eggen, and
Blake v.
McClung, all
supra, when it was concerned with the
pursuit of common callings, the ability to transfer property, and
access to courts, respectively. And comparable status of the
activity involved was apparent in
Toomer, the commercial
licensing case. With respect to such basic and essential
activities, interference with which would frustrate the purposes of
the formation of the Union, the States must treat residents and
nonresidents without unnecessary distinctions.
Page 436 U. S. 388
Does the distinction made by Montana between residents and
nonresidents in establishing access to elk hunting threaten a basic
right in a way that offends the Privileges and Immunities Clause?
Merely to ask the question seems to provide the answer. We repeat
much of what already has been said above: elk hunting by
nonresidents in Montana is a recreation and a sport. In itself --
wholly apart from license fees -- it is costly and obviously
available only to the wealthy nonresident or to the one so taken
with the sport that he sacrifices other values in order to indulge
in it and to enjoy what it offers. It is not a means to the
nonresident's livelihood. The mastery of the animal and the trophy
are the ends that are sought; appellants are not totally excluded
from these. The elk supply, which has been entrusted to the care of
the State by the people of Montana, is finite and must be carefully
tended in order to be preserved.
Appellants' interest in sharing this limited resource on more
equal terms with Montana residents simply does not fall within the
purview of the Privileges and Immunities Clause. Equality in access
to Montana elk is not basic to the maintenance or wellbeing of the
Union. Appellants do not -- and cannot -- contend that they are
deprived of a means of a livelihood by the system or of access to
any part of the State to which they may seek to travel. We do not
decide the full range of activities that are sufficiently basic to
the livelihood of the Nation that the States may not interfere with
a nonresident's participation therein without similarly interfering
with a resident's participation. Whatever rights or activities may
be "fundamental" under the Privileges and Immunities Clause, we are
persuaded, and hold, that elk hunting by nonresidents in Montana is
not one of them.
V
Equal protection. Appellants urge, too, that distinctions drawn
between residents and nonresidents are not permissible under the
Equal Protection Clause of the Fourteenth Amendment
Page 436 U. S. 389
when used to allocate access to recreational hunting. Appellees
argue that the State constitutionally should be able to charge
nonresidents, who are not subject to the State's general taxing
power, more than it charges its residents, who are subject to that
power and who already have contributed to the programs that make
elk hunting possible. Appellees also urge that Montana, as a State,
has made sacrifices in its economic development, and therefore in
its tax base, in order to preserve the elk and other wildlife
within the State and that this, too, must be counted, along with
actual tax revenues spent, when computing the fair share to be paid
by nonresidents. We need not commit ourselves to any particular
method of computing the cost to the State of maintaining an
environment in which elk can survive in order to find the State's
efforts rational, and not invidious, and therefore not violative of
the Equal Protection Clause.
A repetitious review of the factual setting is revealing: the
resident obviously assists in the production and maintenance of big
game populations through taxes. The same taxes provide support for
state parks utilized by sportsmen, Plaintiffs' Exhibit 1; for roads
providing access to the hunting areas, Tr. 156-158, 335; for fire
suppression to protect the wildlife habitat,
id. at 167;
for benefits to the habitat effected by the State's Environmental
Quality Council,
id. at 163-165; for the enforcement of
state air and water quality standards,
id. at 223-224; for
assistance by sheriffs' departments to enforce game laws
Defendants' Exhibit G, p. 13; and for state highway patrol officers
who assist wildlife officers at game checking stations and in
enforcement of game laws. Forage support by resident ranchers is
critical for winter survival. Tr. 46-47, 286. All this is on a
continuing basis.
On the other side of the same ledger is the great, and almost
alarming, increase in the number of nonresident hunters -- in the
decade of the 1960's, almost eight times the increase in resident
hunters; the group character of much nonresident
Page 436 U. S. 390
hunting, with its opportunity for license "swapping" when the
combination license system is not employed,
id. at 237;
[
Footnote 22] the
intermingling of deer and elk in the wild and the inexperienced
hunter's inability to tell one from the other; the obvious limit in
the elk supply; the supposition that the nonresident occasional and
short-term visitor is more likely to commit game law violations;
the need to supervise hunting practices in order to prevent
violations and illegal overkill; and the difficulties of
supervision in the primitive areas where the elk is found during
the hunting season.
All this adds up, in our view, to no irrationality in the
differences the Montana Legislature has drawn in the costs of its
licenses to hunt elk. The legislative choice was an economic means
not unreasonably related to the preservation of a finite resource
and a substantial regulatory interest of the State. It serves to
limit the number of hunter days in the Montana elk country. There
is, to be sure, a contrasting cost feature favorable to the
resident, and, perhaps, the details and the figures might have been
more precisely fixed and more closely related to basic costs to the
State. But, as has been noted, appellants concede that a
differential in cost between residents and nonresidents is not, in
itself, invidious or unconstitutional. And
"a statutory classification impinging upon no fundamental
interest . . . need not be drawn so as to fit with precision the
legitimate purposes animating it. . . . That [Montana] might have
furthered its underlying purpose more artfully, more directly, or
more completely, does not warrant a conclusion that the method it
chose is unconstitutional."
Hughes v. Alexandria Scrap Corp., 426 U.
S. 794,
426 U. S. 813
(1976). [
Footnote 23]
Page 436 U. S. 391
Appellants also contend that the requirement that nonresident,
but not resident, hunters must purchase combination licenses in
order to be able to obtain a single elk is arbitrary. In the
District Court, the State introduced evidence, largely
uncontradicted, that nonresident hunters create greater enforcement
problems and that some of these problems are alleviated by this
requirement. The District Court's majority appears to have found
this evidence credible and the justification rational, and we are
in no position to disagree. Many of the same factors just listed in
connection with the license fee differential have equal pertinency
for the combination license requirement. We perceive no duty on the
State to have its licensing structure parallel or identical for
both residents and nonresidents, or to justify to the penny any
cost differential it imposes in a purely recreational,
noncommercial, nonlivelihood setting. Rationality is sufficient.
That standard, we feel, has been met by Montana. So long as
constitutional requirements have been met, as we conclude is the
case here,
"[p]rotection of the wildlife of the State is peculiarly within
the police power, and the State has great latitude in determining
what means are appropriate for its protection."
Lacoste v. Department of Conservation, 263 U.
S. 545,
263 U. S. 552
(1924). [
Footnote 24]
Page 436 U. S. 392
The judgment of the District Court is affirmed.
It is so ordered.
[
Footnote 1]
Montana statutorily defines one's place of residence.
Mont.Rev.Codes Ann. § 83-303 (1966 and Supp. 1977). It imposes
a durational requirement of six months for eligibility to receive a
resident's hunting or fishing license. § 26-202.3(2) (Supp.
1975). Appellants, other than Baldwin, make no claim to Montana
residence, and do not challenge §§ 83-303 and 26-202.3(2)
in any way. Tr. of Oral Arg. 390.
[
Footnote 2]
We note, in passing, that most States charge nonresidents more
than residents for hunting licenses.
E.g., Alaska
Stat.Ann. § 16.05.340 (1977); Colo.Rev.Stat. § 33-4-102
(Supp. 1976); Me.Rev.Stat.Ann., Tit. 12, § 2401 (Supp. 1977);
Wis.Stat. §§ 29.10, 29.105, 29.109, 29.12 (Supp. 1977);
Wyo.Stat. § 23.1-33 (Supp. 1977). Others are listed in the
Appendix to the Brief for Appellees.
[
Footnote 3]
1973 Mont. Laws, ch. 408, § 1, and 1969 Mont. Laws, ch.
172, § 2.
[
Footnote 4]
Mont.Rev.Codes Ann. §§ 26-202.1(4) and (12), and
26-230 (Supp. 1977). A nonresident, however, could obtain a license
restricted to deer for $51. §§ 26-202.1(9) and
26-230.
[
Footnote 5]
We were advised at oral argument that Montana's method of use of
a combination license is unique among the States. Tr. of Oral Arg.
8.
See Reply Brief for Appellants 29.
[
Footnote 6]
Mont.Rev.Codes Ann. §§ 26-202.1(1), (2), and (4) and
26-230 (Supp. 1977).
[
Footnote 7]
There are similar disparities between Montana resident and
nonresident hunting licenses for all other game, except wild turkey
and as to bowhunting. The present litigation, however, focuses only
on licenses to hunt elk.
Disparity in rates has not been without criticism. U.S. Public
Land Law Review Comm'n, One Third of the Nation's Land 174 (1970);
Norman, Are Nonresident Hunters Getting a Fair Deal?, Outdoor Life,
Sept. 1949, p. 21; Yeager, The Federal Take-Over, Montana Outdoors,
Jan./Feb. 1975, p. 43; Editorial, Field & Stream, June 1974, p.
4.
[
Footnote 8]
App. 56. Its estimated population in 1976 has been said to be
753,000. The World Almanac 695 (1978). Of the 50 States, Montana
consistently has ranked 42d or lower in population since statehood.
App. 56.
[
Footnote 9]
It has been said that Montana is the State most frequently
visited by nonresident hunters. All Outdoors, Michigan Natural
Resources 27-28 (Sept.-Oct.1975).
For the license year 1974-1975, Montana licensed hunters from
each of the other 49 States, the District of Columbia, Puerto Rico,
and 11 foreign countries. Defendants' Exhibit A, p. 8 (part of
deposition of Don L. Brown). Approximately 43,500 nonresident
hunting licenses for deer and elk were issued during that year.
Id. at 7. The District Court found that elk hunting is
recreational in nature, and, "except for a few residents who live
in exactly the right place," expensive. 417 F. Supp. at 1009. There
was testimony that, for a typical seven-day elk hunt, a nonresident
spends approximately $1,250 exclusive of outfitter's fee and the
hunting license. Tr. 283-284. Thus, while the nonresident
combination license fee is not insubstantial, it appears to be a
lesser part of the overall expense of the elk hunt.
[
Footnote 10]
The number of nonresident big game combination licenses is now
restricted to 17,000 in any one license year. Mont.Rev.Codes Ann.
§ 26-202.1(16)(f) (Supp. 1977). This limitation was imposed by
1975 Mont.Laws, ch. 546, § 1, effective May 1, 1976.
The number of nonresident hunters has not yet reached the 17,000
limit. There are no similar numerical limitations on resident elk
or deer licenses.
[
Footnote 11]
The District Court concluded: "The elk is not and never will be
hunted commercially." 417 F. Supp. at 1007. Appellants do not deny
that the activity which they wish to pursue is pure sport. The
hunter is entitled to take only one elk per year, Montana
Department of Fish and Game, Deer, Elk, Bear, and Mountain Lion
Regulations, Feb. 27, 1977, and statutory restrictions are placed
on the buying and selling of game animals, or parts thereof, taken
in Montana. Mont.Rev.Codes Ann. § 26-806 (1967).
The Supreme Court of Montana has said: "In Montana, big game
hunting is a sport."
State ex rel. Visser v. Fish & Game
Comm'n, 150 Mont. 525, 531,
437 P.2d 373,
376 (1968).
[
Footnote 12]
"[A] property owner in this state must recognize the fact that
there may be some injury to property or inconvenience from wild
game for which there is no recourse."
State v. Rathbone, 110 Mont. 225, 242, 100 P.2d 86, 93
(1940).
[
Footnote 13]
The concession was repeated orally in this Court. Tr. of Oral
Arg. 6.
[
Footnote 14]
The District Court made no specific findings or conclusions
about the standing of each of the five appellants. It ruled,
however, that two of the nonresident plaintiff-appellants, Lee and
Moris, had sufficient standing to maintain the suit. 417 F. Supp.
at 1008. We agree, and find it unnecessary to make any further
inquiry on standing.
See Doe v. Bolton, 410 U.
S. 179,
410 U. S. 189
(1973).
[
Footnote 15]
"The Citizens of each State shall be entitled to all Privileges
and Immunities of Citizens in the several States."
[
Footnote 16]
"All persons born or naturalized in the United States and
subject to the jurisdiction thereof, are citizens of the United
States and of the State wherein they reside. No State shall make or
enforce any law which shall abridge the privileges or immunities of
citizens of the United States; nor shall any State deprive any
person of life, liberty, or property, without due process of law;
nor deny to any person within its jurisdiction the equal protection
of the laws."
[
Footnote 17]
"The better to secure and perpetuate mutual friendship and
intercourse among the people of the different States in this Union,
the free inhabitants of each of these States, paupers, vagabonds
and fugitives from justice excepted, shall be entitled to all
privileges and immunities of free citizens in the several States;
and the people of each State shall have free ingress and regress to
and from any other State and shall enjoy therein all the privileges
of trade and commerce, subject to the same duties, impositions and
restrictions as the inhabitants thereof respectively. . . ."
[
Footnote 18]
For a description of four theories proffered as to the purpose
of the Clause,
see S.Doc. No. 92-82, pp. 831-832
(1973).
[
Footnote 19]
The opinion goes on to read:
"Indeed, without some provision of the kind removing from the
citizens of each State the disabilities of alienage in the other
States, and giving them equality of privilege with citizens of
those States, the Republic would have constituted little more than
a league of States; it would not have constituted the Union which
now exists."
"But the privileges and immunities secured to citizens of each
State in the several States, by the provision in question, are
those privileges and immunities which are common to the citizens in
the latter States under their constitution and laws by virtue of
their being citizens. Special privileges enjoyed by citizens in
their own States are not secured in other States by this provision.
It was not intended by the provision to give to the laws of one
State any operation in other States. They can have no such
operation, except by the permission, express or implied, of those
States. The special privileges which they confer must, therefore,
be enjoyed at home, unless the assent of other States to their
enjoyment therein be given."
8 Wall. at
75 U. S.
180-181.
[
Footnote 20]
It is possible that this is the language that Mr. Justice
Roberts in the quotation,
supra at
436 U. S. 381,
from
Hague v. CIO, 307 U.S. at
307 U. S. 511,
rather critically regarded as relating to "natural rights." We
suspect, however, that he was referring to the more general
preceding sentences in Mr. Justice Washington's opinion:
"The inquiry is what are the privileges and immunities of
citizens in the several states? We feel no hesitation in confining
these expressions to those privileges and immunities which are, in
their nature, fundamental; which belong, of right, to the citizens
of all free governments; and which have, at all times, been enjoyed
by the citizens of the several states which compose this Union,
from the time of their becoming free, independent, and sovereign.
What these fundamental principles are it would perhaps be more
tedious than difficult to enumerate. They may, however, be all
comprehended under the following general heads: protection by the
government; the enjoyment of life and liberty, with the right to
acquire and possess property of every kind, and to pursue and
obtain happiness and safety; subject nevertheless to such
restraints as the government may justly prescribe for the general
good of the whole."
6 F. Cas. at 551-552.
[
Footnote 21]
The rationale of these cases seems not to have been affected by
the adoption of the Fourteenth Amendment and the inclusion therein
of a new protection for "the privileges or immunities of citizens
of the United States." Appellants do not argue that the State of
Montana has deprived them of anything to which they are entitled
under this provision, so we need not consider here the relationship
between the Fourteenth Amendment and the Privileges and Immunities
Clause of Art. IV.
See Hague v. CIO, 307 U.S. at
307 U. S. 511
(opinion of Roberts, J.);
Slaughter-House
Cases, 16 Wall. 36 (1873); R. Howell, The
Privileges and Immunities of State Citizenship (1918).
[
Footnote 22]
It is, of course, possible for residents, with single-animal
licenses, hunting in groups to engage in license swapping.
[
Footnote 23]
The appellants point to the facts that federal land in Montana
provides a significant contribution to the elk habitat, and that
substantial apportionments to the State flow from the Federal Aid
in the Wild Life Restoration Act, 50 Stat. 917, as amended, 16
U.S.C. §§ 669-669i (1976 ed.). We fail to see how these
federal aspects transform a recreational pursuit into a fundamental
right protected by the Privileges and Immunities Clause, or how
they impose a barrier to resident-nonresident differentials.
Congress knows how to impose such a condition on its largess when
it wishes to do so.
See 16 U.S.C. § 669 (1976 ed.).
See also Pub.L. 94-422, 90 Stat. 1314, adding §
6(f)(8) to the Land and Water Conservation Fund Act of 1965, 16
U.S.C. § 46018(f)(8) (1976 ed.).
[
Footnote 24]
The dissenting opinion in the District Court ascribes to the
majority there a holding that
"an otherwise invidious discrimination against nonresidents is
justified because the state may rationally consider the
discrimination necessary to induce residents to support the state
program required to conserve the herd."
417 F. Supp. at 1011. We agree with that dissent that the
State's need or desire to engender political support for its
conservation programs cannot, by itself, justify an otherwise
invidious classification.
Memorial Hospital v. Maricopa
County, 415 U. S. 250,
415 U. S. 266
(1974). But, in our view, the record, that is, the case as proved,
discloses that the classification utilized in Montana's licensing
scheme is not "otherwise invidious discrimination."
MR. CHIEF JUSTICE BURGER, concurring.
In joining the Court's opinion, I write separately only to
emphasize the significance of Montana's special interest in its elk
population and to point out the limits of the Court's holding.
The doctrine that a State "owns" the wildlife within its borders
as trustee for its citizens,
see Geer v. Connecticut,
161 U. S. 519
(1896), is admittedly a legal anachronism of sorts.
See Douglas
v. Seacoast Products, Inc., 431 U. S. 265,
431 U. S. 284
(1977). A State does not "own" wild birds and animals in the same
way that it may own other natural resources such as land, oil, or
timber. But, as noted in the Court's opinion,
ante at
436 U. S. 386,
and contrary to the implications of the dissent, the doctrine is
not completely obsolete. It manifests the State's special interest
in regulating and preserving wildlife for the benefit of its
citizens.
See Douglas v. Seacoast Products, Inc., supra at
431 U. S. 284,
431 U. S. 287.
Whether we describe this interest as proprietary or otherwise is
not significant.
We recognized in
Toomer v. Witsell, 334 U.
S. 385,
334 U. S.
401-402 (1948), that the doctrine does not apply to
migratory shrimp located in the three-mile belt of the marginal
sea. But the elk involved in this case are found within Montana,
and remain primarily within the State. As such, they are natural
resources of the State, and Montana citizens have a legitimate
interest in preserving their access to them. The Court acknowledges
this interest when it points out that the Montana elk supply "has
been entrusted to the care of the State by the people of Montana,"
ante at
436 U. S. 388,
and asserts the continued vitality of
Page 436 U. S. 393
the doctrine upon which the court relied in
Corfield v.
Coryell, 6 F. Cas. 546, 552 (No. 3,230) (CC ED Pa. 1825);
McCready v. Virginia, 94 U. S. 391
(1877); and
Geer v. Connecticut, supra. See ante
at
436 U. S.
386.
McCready v. Virginia, supra, made it clear that the
Privileges and Immunities Clause does not prevent a State from
preferring its own citizens in granting public access to natural
resources in which they have a special interest. Thus, Montana does
not offend the Privileges and Immunities Clause by granting
residents preferred access to natural resources that do not belong
to private owners. And Montana may give its residents preferred
access to Montana elk without offending the Privileges and
Immunities Clause.
It is not necessary to challenge the cases cited by the dissent,
post at
436 U. S. 405,
which make clear that a State does not have absolute freedom to
regulate the taking of wildlife within its borders or over its
airspace. A State may not regulate the killing of migratory game
birds in a way that frustrates a valid treaty of the United States
entered into pursuant to the Art. II, § 2, treaty power,
Missouri v. Holland, 252 U. S. 416,
252 U. S. 434
(1920); it may not regulate wild animals found on federal lands in
a way that conflicts with federal statutes enacted under the
Property Clause, Art. IV, § 3, cl. 2,
Kleppe v New
Mexico, 426 U. S. 529,
426 U. S. 546
(1976); nor may it allocate access to its wildlife in a manner that
offends the Fourteenth Amendment.
Takahashi v. Fish & Game
Comm'n, 334 U. S. 410
(1948). Once wildlife becomes involved in interstate commerce, a
State may not restrict the use of or access to that wildlife in a
way that burdens interstate commerce.
Douglas v. Seacoast
Products, Inc., supra at
431 U. S.
281-282;
Foster-Fountain Packing Co. v. Haydel,
278 U. S. 1 (1928).
None of those cases hold that the Privileges and Immunities Clause
prevents a State from preferring its own citizens in allocating
access to wildlife within that State.
It is the special interest of Montana citizens in its elk
that
Page 436 U. S. 394
permits Montana to charge nonresident hunters higher license
fees without offending the Privileges and Immunities Clause. The
Court does not hold that the Clause permits a State to give its
residents preferred access to recreational activities offered for
sale by private parties. Indeed, it acknowledges that the Clause
requires equality with respect to privileges "bearing upon the
vitality of the Nation as a single entity."
Ante at
436 U. S. 383.
It seems clear that those basic privileges include "all the
privileges of trade and commerce" which were protected in the
fourth Article of the Articles of Confederation.
See Austin v.
New Hampshire, 420 U. S. 656,
420 U. S.
660-661, and n. 6 (1975). The Clause assures noncitizens
the opportunity to purchase goods and services on the same basis as
citizens; it confers the same protection upon the buyer of luxury
goods and services as upon the buyer of bread.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE WHITE and MR. JUSTICE
MARSHALL join, dissenting.
Far more troublesome than the Court's narrow holding -- elk
hunting in Montana is not a privilege or immunity entitled to
protection under Art. IV, § 2, cl. 1, of the Constitution --
is the rationale of the holding that Montana's elk hunting
licensing scheme passes constitutional muster. The Court concludes
that, because elk hunting is not a "basic and essential activit[y],
interference with which would frustrate the purposes of the
formation of the Union,"
ante at
436 U. S. 387,
the Privileges and Immunities Clause of Art. IV, § 2 -- "The
Citizens of each State shall be entitled to all Privileges and
Immunities of Citizens in the several States" -- does not prevent
Montana from irrationally, wantonly, and even invidiously
discriminating against nonresidents seeking to enjoy natural
treasures it alone among the 50 States possesses. I cannot agree
that the Privileges and Immunities Clause is so impotent a
guarantee that such discrimination remains wholly beyond the
purview of that provision.
Page 436 U. S. 395
I
It is true that, because the Clause has not often been the
subject of litigation before this Court, the precise scope of the
protection it affords the citizens of each State in their sister
States remains to be defined. Much of the uncertainty is, no doubt,
a product of Mr. Justice Washington's exposition of its scope in
Corfield v. Coryell, 6 F. Cas. 546, 551 (No. 3,230) (CC ED
Pa. 1825), where he observed:
"[W]hat are the privileges and immunities of citizens in the
several states? We feel no hesitation in confining these
expressions to those privileges and immunities which are, in their
nature, fundamental;
which belong, of right, to the citizens of
all free governments; and which have, at all times, been
enjoyed by the citizens of the several states which compose this
Union, from the time of their becoming free, independent, and
sovereign."
(Emphasis added.) Among these "fundamental" rights he
included
"[p]rotection by the government; . . . [t]he right of a citizen
of one state to pass through, or to reside in any other state, for
purposes of trade, agriculture, professional pursuits, or
otherwise; to claim the benefit of the writ of habeas corpus; to
institute and maintain actions of any kind in the courts of the
state; to take, hold and dispose of property, either real or
personal; and an exemption from higher taxes or impositions than
are paid by the other citizens of the state."
Id. at 551-552. These rights, only the last of which
was framed in terms of discriminatory treatment, were to be enjoyed
"
by the citizens of each state, in every other state. . .
."
Id. at 552. As both the italicized language and the
list of rights designed as falling within the compass of Art IV,
§ 2, cl. 1, make clear, Mr. Justice Washington believed that
the Clause was designed to guarantee certain "fundamental" rights
to all United States citizens, regardless of the rights afforded by
a State to its own
Page 436 U. S. 396
citizens. In
Hague v. CIO, 307 U.
S. 496,
307 U. S. 511
(1939), Mr. Justice Roberts so characterized Mr. Justice
Washington's view:
"At one time, it was thought that [Art. IV, § 2, cl. 1]
recognized a group of rights which, according to the jurisprudence
of the day, were classed as 'natural rights,' and that the purpose
of the section was to create rights of citizens of the United
States by guaranteeing the citizens of every State the recognition
of this group of rights by every other State. Such was the view of
Justice Washington."
That Mr. Justice Washington thought Art. IV, § 2, cl. 1, to
embody a guarantee of "natural rights" is not surprising. It
revealed his preference for that determination of the controversy
raging in his time over the significance of "natural rights" in
constitutional adjudication.
"Behind the 1825
Corfield opinion lay the nineteenth
century controversy over the status of 'natural rights' in
constitutional litigation. Some judges had supposed an inherent
limitation on state and federal legislation that compelled courts
to strike down any law 'contrary to the first great principles of
the social compact.' They were the proponents of the natural rights
doctrine, which, without specific constitutional moorings, posited
'certain vital principles in our free republican governments which
will determine and overrule an apparent abuse of legislative
powers.'"
"
Corfield can be understood as an attempt to import the
natural rights doctrine into the Constitution by way of the
privileges and immunities clause of article IV. By attaching the
fundamental rights of state citizenship to the privileges and
immunities clause, Justice Washington would have created federal
judicial protection against state encroachment upon the 'natural
rights' of citizens."
L. Tribe, American Constitutional Law 405-406 (1978) (footnotes
omitted). What
is surprising, however, is the extent to
which
Corfield's
Page 436 U. S. 397
view of the Clause as protecting against governmental
encroachment upon "natural rights" continued to influence
interpretation of the Clause [
Footnote
2/1] even after Mr. Justice Washington's view was seemingly
discarded in
Paul v.
Virginia, 8 Wall. 168 (1869), and replaced by the
view that the measure of the rights secured to nonresidents
[
Footnote 2/2] was the extent of
the rights afforded by a State to its own citizens.
Paul
announced that
"[i]t was undoubtedly the object of the clause . . . to place
the citizens of each State upon the same footing with citizens of
other States,
so far as the advantages resulting from
citizenship in those States are concerned."
Id. at
75 U. S. 180
(emphasis added). But during the 79 years between
Paul and
our decision in
Toomer v. Witsell, 334 U.
S. 385 (1948), Art. IV, § 2, cl. 1, was given an
anomalous and unduly restrictive scope. Mr. Justice Washington's
expansive interpretation of "privileges and immunities" as broadly
insuring a host of rights against all government interference was
superimposed on Paul's conception of the Clause as prohibiting a
State from unjustifiably discriminating against nonresidents -- a
view of Art. IV, § 2, cl. 1, that I think correct -- with the
result that the Clause's guarantee was held to prohibit a State
from denying to citizens of other States only those "fundamental"
rights that it guaranteed to its own citizens.
Cf. 88 U.
S. Happersett, 21 Wall. 162,
88 U. S. 174
(1875). Yet because nonresidents could present special problems for
a State in the administration of its laws even where rights thought
to be "fundamental" were involved, this conception of Art. IV,
§ 2, cl. 1, born of the commingling of two disparate views of
the Clause that
Page 436 U. S. 398
were never meant to mate, proved difficult of rigid application.
Thus, although Mr. Justice Washington listed the right "to
institute and maintain actions of any kind in the courts of the
state" as one of the "fundamental" rights within the ambit of Art.
IV, § 2, cl. 1,
Corfield v. Coryell, supra at 552,
this Court upheld state statutes that denied nonresidents precisely
the same access to state courts as was guaranteed residents.
Chemung Canal Bank v. Lowery, 93 U. S.
72 (1876), for example, upheld a Wisconsin statute that
tolled the statute of limitations on a cause of action against a
defendant absent from the State only when the plaintiff was a
Wisconsin resident; the ground was that "[t]here is, in fact, a
valid reason for the discrimination."
Id. at
93 U. S. 77.
[
Footnote 2/3] Similarly,
Canadian Northern R. Co. v. Eggen, 252 U.
S. 553 (1920), sanctioned a Minnesota provision that
allowed only citizens of that State to sue in state court on a
cause of action arising out of the State that would have been
barred by the statute of limitations in the State where the cause
of action arose. The Court found that such a statute did not, in
the words of
Blake v. McClung, 172 U.
S. 239,
172 U. S. 256
(1898),
"'materially interfer[e] with the enjoyment by citizens of each
State of the privileges and immunities secured by the Constitution
to citizens of the several States.'"
Canadian Northern R. Co. v. Eggen, supra at
252 U. S.
562.
Mr. Justice Roberts' analysis of the Privileges and Immunities
Clause of Art. IV, § 2, in
Hague v. CIO, supra, was
the first noteworthy modern pronouncement on the Clause from
Page 436 U. S. 399
this Court. Not only did Mr. Justice Roberts recognize that
Corfield's view of the Privileges and Immunities Clause
might, and should be, properly interred as the product of a bygone
era, but also he went on to emphasize the interpretation of the
scope of the Clause proposed in
Paul v. Virginia, supra,
namely, that "[t]he section, in effect, prevents a State from
discriminating against citizens of other States in favor of its
own." 307 U.S. at
307 U. S. 511.
In singling out this passage as one of "three general comments [on
the Clause] that deserve mention,"
ante at
436 U. S. 380,
the Court acknowledges the significance of Mr. Justice Roberts'
statement, but, with all respect, errs in not also appreciating
that the Roberts statement signaled the complete demise of the
Court's acceptance of
Corfield's definition of the type of
rights encompassed by the phrase "privileges and immunities." No
longer would that definition be controlling, or even relevant, in
evaluating whether the discrimination visited by a State on
nonresidents
vis-a-vis its own citizens passed
constitutional muster.
Less than a decade after
Hague, Toomer v. Witsell,
supra, embraced and applied the Roberts interpretation of the
Clause. In
Toomer, a South Carolina statute that required
nonresidents to pay a fee 100 times greater than that paid by
residents for a license to shrimp commercially in the three-mile
maritime belt off the coast of that State was held to be violative
of the Clause. After stating that the Clause "was designed to
insure to a citizen of State A who ventures into State B the same
privileges which the citizens of State B enjoy," 334 U.S. at
334 U. S. 395,
the Court set out the standard against which a State's differential
treatment of nonresidents would be evaluated.
"Like many other constitutional provisions, the privileges and
immunities clause is not an absolute. It does bar discrimination
against citizens of other States
where there is no substantial
reason for the discrimination beyond the mere fact that they are
citizens of other
Page 436 U. S. 400
States. But it does not preclude disparity of treatment
in the many situations where there are perfectly valid independent
reasons for it. Thus, the inquiry in each case must be concerned
with whether such reasons do exist and whether the degree of
discrimination bears a close relation to them. The inquiry must
also, of course, be conducted with due regard for the principle
that the States should have considerable leeway in analyzing local
evils and in prescribing appropriate cures."
Id. at
334 U. S. 396
(emphasis added) (footnote omitted). Unlike the relatively minimal
burden of rationality South Carolina would have had to satisfy in
defending a law not infringing on a "fundamental" interest against
an equal protection attack,
see Hughes v. Alexandria Scrap
Corp., 426 U. S. 794
(1976), the State could not meet the plaintiffs' privileges and
immunities challenge simply by asserting that the discrimination
was a rational means for fostering a legitimate state interest.
Instead, even though an important state objective -- conservation
-- was at stake,
Toomer held that a classification based
on the fact of noncitizenship was constitutionally infirm "unless
there is something to indicate that noncitizens constitute a
peculiar source of the evil at which the statute is aimed." 334
U.S. at
334 U. S. 398.
Moreover, even where the problem the State is attempting to remedy
is linked to the presence or activity of nonresidents in the State,
the Clause requires that there be "a reasonable relationship
between the danger represented by noncitizens, as a class, and the
. . . discrimination practiced upon them."
Id. at
334 U. S.
399.
Toomer was followed in
Mullaney v. Anderson,
342 U. S. 415
(1952). In
Mullaney, the scheme employed by the
Territorial Legislature of Alaska for the licensing of commercial
fishermen in territorial waters, which imposed a $5 license fee on
resident fishermen and a $50 fee on nonresidents, was found invalid
under the Clause. Although the Court reaffirmed its observation in
Toomer that a State may
"charge nonresidents a
Page 436 U. S. 401
differential which would merely compensate the State for any
added enforcement burden they may impose or for any conservation
expenditures from taxes which only residents pay,"
342 U.S. at
342 U. S. 417,
the Court found that Alaska's mere assertion of these
justifications was insufficient to sustain the fee differential in
licensing in the face of evidence that, in the case under review,
the justifications had no basis in fact.
Neither
Toomer nor
Mullaney cited
Corfield or discussed whether commercial fishing was the
type of "fundamental" right entitled to protection under Mr.
Justice Washington's view of the Privileges and Immunities Clause.
Although the Court in
Toomer did "hold that commercial
shrimping in the marginal sea, like other common callings, is
within the privileges and immunities clause," 334 U.S. at
334 U. S. 403,
its statement to this effect was conclusory, and clearly secondary
to its extensive analysis of whether South Carolina's
discrimination against nonresidents was properly justified. The
State's justification for its discrimination against nonresidents
was also the focus of the privileges and immunities analysis in
Doe v. Bolton, 410 U. S. 179
(1973), which summarily added "medical services" to the panoply of
privileges protected by the Clause and held invalid a Georgia law
permitting only Georgia residents to obtain abortions within that
State. [
Footnote 2/4] It is true
that
Austin v. New Hampshire, 420 U.
S. 656 (1975), cited
Corfield for the
proposition that discriminatory taxation of the nonresident was one
of the evils the Clause was designed to protect against; but "an
exemption from higher taxes" was the one privileges and immunities
right that Mr. Justice Washington framed in terms of discriminatory
treatment. As in
Toomer, Mullaney, and
Bolton,
the Court's
Page 436 U. S. 402
principal concern in
Austin was the classification
itself -- the fact that the discrimination hinged on the status of
nonresidency.
I think the time has come to confirm explicitly that which has
been implicit in our modern privileges and immunities decisions,
namely that an inquiry into whether a given right is "fundamental"
has no place in our analysis of whether a State's discrimination
against nonresidents -- who "are not represented in the
[discriminating] State's legislative halls,"
Austin v. New
Hampshire, supra at
420 U. S. 662
-- violates the Clause. Rather, our primary concern is the State's
justification for its discrimination. Drawing from the principles
announced in
Toomer and
Mullaney, a State's
discrimination against nonresidents is permissible where (1) the
presence or activity of nonresidents is the source or cause of the
problem or effect with which the State seeks to deal, and (2) the
discrimination practiced against nonresidents bears a substantial
relation to the problem they present. Although a State has no
burden to prove that its laws are not violative of the Privileges
and Immunities Clause, its mere assertion that the discrimination
practiced against nonresidents is justified by the peculiar problem
nonresidents present will not prevail in the face of a
prima
facie showing that the discrimination is not supportable on
the asserted grounds. This requirement that a State's unequal
treatment of nonresidents be reasoned and suitably tailored
furthers the federal interest in ensuring that "a norm of comity,"
Austin v. New Hampshire, supra at
420 U. S. 660,
prevails throughout the Nation while simultaneously guaranteeing to
the States the needed leeway to draw viable distinctions between
their citizens and those of other States.
II
It is clear that, under a proper privileges and immunities
analysis, Montana's discriminatory treatment of nonresident big
game hunters in this case must fall. Putting aside the
Page 436 U. S. 403
validity of the requirement that nonresident hunters desiring to
hunt elk must purchase a combination license that resident elk
hunters need not buy, there are three possible justifications for
charging nonresident elk hunters an amount at least 7.5 times the
fee imposed on resident big game hunters. [
Footnote 2/5] The first is conservation. The State did
not attempt to assert this as a justification for its
discriminatory licensing scheme in the District Court, and
apparently does not do so here. Indeed, it is difficult to see how
it could, consistently with the first prong of a modern privileges
and immunities analysis. First, there is nothing in the record to
indicate that the influx of nonresident hunters created a special
danger to Montana's elk or to any of its other wildlife species. In
the most recent year for which statistics are available, 1974-1975,
there were 198,411 resident hunters in Montana and only 31,406
nonresident hunters. Nonresidents thus constituted only 13% of all
hunters pursuing their sport in the State. [
Footnote 2/6] Moreover, as the Court recognizes,
ante at
436 U. S. 375
n. 10, the number of nonresident big game hunters has never
approached the 17,000 limit set by statute, presumably as a
precautionary conservation measure. [
Footnote 2/7] Second, if Montana's discriminatorily high
big game license fee is an outgrowth of general conservation policy
to discourage elk hunting, this too fails as a basis for the
licensing scheme.
Page 436 U. S. 404
Montana makes no effort similarly to inhibit its own residents.
As we said in
Douglas v. Seacoast Products, Inc.,
431 U. S. 265,
431 U. S. 285
n. 21 (1977),
"[a] statute that leaves a State's residents free to destroy a
natural resource while excluding aliens or nonresidents is not a
conservation law at all."
The second possible justification for the fee differential
Montana imposes on nonresident elk hunters -- the one presented in
the District Court and principally relied upon here -- is a cost
justification. Appellants have never contended that the Privileges
and Immunities Clause requires that identical fees be assessed
residents and nonresidents. They recognize that
Toomer and
Mullaney allow additional charges to be made on
nonresidents based on both the added enforcement costs the presence
of nonresident hunters imposes on Montana and the State's
conservation expenditures supported by resident-borne taxes. Their
position throughout this litigation has been that the higher fee
extracted from nonresident elk hunters is not a valid effort by
Montana to recoup state expenditures on their behalf, but a price
gouged from those who can satisfactorily pursue their avocation in
no other State in the Union. The licensing scheme, appellants
contend, is simply an attempt by Montana to shift the costs of its
conservation efforts, however commendable they may be, onto the
shoulders of nonresidents, who are powerless to help themselves at
the ballot box. The District Court agreed, finding that,
"[o]n a consideration of [the] evidence . . . and with due
regard to the presumption of constitutionality . . . , the ratio of
7.5 to 1 cannot be justified on any basis of cost allocation."
Montana Outfitters Action Group v. Fish & Game
Comm'n, 417 F.
Supp. 1005, 1008 (Mont.1976). This finding is not clearly
erroneous,
United States v. United States Gypsum Co.,
333 U. S. 364,
333 U. S.
394-395 (1948), and the Court does not intimate
otherwise. Montana's attempt to cost-justify its discriminatory
licensing practices thus fails under the second prong of a correct
privileges and immunities
Page 436 U. S. 405
analysis -- that which requires the discrimination a State
visits upon nonresidents to bear a substantial relation to the
problem or burden they pose.
The third possible justification for Montana's licensing scheme,
the doctrine of
McCready v. Virginia, 94 U. S.
391 (1877), is actually no justification at all, but
simply an assertion that a State "owns" the wildlife within its
borders in trust for its citizens, and may therefore do with it
what it pleases.
See Geer v. Connecticut, 161 U.
S. 519 (1896). The lingering death of the
McCready doctrine as applied to a State's wildlife, begun
with the thrust of Mr. Justice Holmes' blade in
Missouri v.
Holland, 252 U. S. 416,
252 U. S. 434
(1920) ("[t]o put the claim of the State upon title is to lean upon
a slender reed") and aided by increasingly deep twists of the knife
in
Foster Fountain Packing Co. v. Haydel, 278 U. S.
1,
278 U. S. 11-14
(1928);
Toomer v. Witsell, 334 U.S. at
334 U. S. 402;
Takahashi v. Fish & Game Comm'n, 334 U.
S. 410,
334 U. S. 421
(1948); and
Kleppe v. New Mexico, 426 U.
S. 529,
426 U. S.
545-546 (1976), finally became a reality in
Douglas
v. Seacoast Products, Inc., supra at
431 U. S. 284,
where MR. JUSTICE MARSHALL, speaking for the Court, observed:
"A State does not stand in the same position as the owner of a
private game preserve, and it is pure fantasy to talk of 'owning'
wild fish, birds, or animals. Neither the States nor the Federal
Government, any more than a hopeful fisherman or hunter, has title
to these creatures until they are reduced to possession by skillful
capture. . . . The 'ownership' language of cases such as those
cited by appellant must be understood as no more than a
19th-century legal fiction expressing 'the importance to its people
that a State have power to preserve and regulate the exploitation
of an important resource.'
Toomer v. Witsell, 334 U.S. at
334 U. S. 402. . . . Under
modern analysis, the question is simply whether the State has
exercised its police power in conformity with the federal laws and
Constitution. "
Page 436 U. S. 406
In unjustifiably discriminating against nonresident elk hunters,
Montana has not "exercised its police power in conformity with the
. . . Constitution." The State's police 'power interest in its
wildlife cannot override the appellants' constitutionally protected
privileges and immunities right. I respectfully dissent, and would
reverse. [
Footnote 2/8]
[
Footnote 2/1]
See, e.g., Canadian, Northern R. Co. v. Eggen,
252 U. S. 553,
252 U. S. 560
(1920);
Chambers v. Baltimore & Ohio R. Co.,
207 U. S. 142,
207 U. S. 155
(1907);
Blake v. McClung, 172 U.
S. 239,
172 U. S.
248-249 (1898).
[
Footnote 2/2]
For the purpose of analysis of most cases under the Privileges
and Immunities Clause of Art. IV, the terms "citizen" and
"resident" are "essentially interchangeable."
Austin v. New
Hampshire, 420 U. S. 656,
420 U. S. 662
n. 8 (1975);
Toomer v. Witsell, 334 U.
S. 385,
334 U. S. 397
(1948).
[
Footnote 2/3]
The reason given was:
"If the statute does not run as between nonresident creditors
and their debtors, it might often happen that a right of action
would be extinguished, perhaps for years, in the State where the
parties reside; and yet, if the defendant should be found in
Wisconsin, -- it may be only in a railroad train, -- a suit could
be sprung upon him after the claim had been forgotten. The laws of
Wisconsin would thus be used as a trap to catch the unwary
defendant, after the laws which had always governed the case had
barred any recovery. This would be inequitable and unjust."
93 U.S. at
93 U. S. 77.
[
Footnote 2/4]
Although it is true that a woman's right to choose to have an
abortion is "fundamental" for purposes of equal protection
analysis,
Roe v. Wade, 410 U. S. 113
(1973), the Court did not rely on this fact, and deemed all
"medical services" within the protection of the Clause. Again no
mention was made of
Corfield.
[
Footnote 2/5]
This is the cost ratio of the 1976 nonresident combination
license fee ($225) to the 1976 resident combination license fee
($30). Since a Montana resident wishing to hunt only elk could
purchase an elk hunting license for only $9, a nonresident who
wanted to hunt only elk had to pay a fee 25 times as great as that
charged a similarly situated resident of Montana.
[
Footnote 2/6]
These are the figures for all hunters in Montana, not only for
those hunting elk. The Court's notation of the fact that the number
of nonresident hunters in Montana has increased more dramatically
than the number of resident hunters during the past decade,
ante at
436 U. S.
374-375, thus somewhat overstates the putative
conservation threat nonresident hunters pose for Montana's
wildlife.
[
Footnote 2/7]
This restriction on the number of big game hunters allowed into
Montana is thus not at issue.
[
Footnote 2/8]
Because I find Montana's elk hunting licensing scheme
unconstitutional under the Privileges and Immunities Clause of Art.
IV, § 2, I find it unnecessary to determine whether the scheme
would pass equal protection scrutiny. In any event, where a State
discriminates solely on the basis of noncitizenship or nonresidency
in the State,
see 436
U.S. 371fn2/1|>n. 1,
supra, it is my view that the
Equal Protection Clause affords a discriminatee no greater
protection than the Privileges and Immunities Clause.