Appellants, citizens and taxpayers of Ohio, brought this action
against appellees, certain state officials and others, challenging
the constitutionality of all but one of the provisions of Ohio
Rev.Code Ann. § 3317.06 (Supp. 1976) authorizing various forms
of aid to nonpublic schools, most of which are sectarian. The Ohio
scheme authorizes funding for use of nonpublic schoolchildren
within the district where the nonpublic school is located for the
following purposes: (1) purchasing secular textbooks approved by
the superintendent of public instruction for use in public schools
for loan to the children or their parents, on the request of
either, made to the nonpublic school (§ 3317.06(A)); (2)
supplying such standardized tests and scoring services as are used
in the public schools, with nonpublic school personnel not being
involved in the test drafting or scoring, and no financial aid
being involved (§ 3317.06 (J)); (3) providing speech and
hearing diagnostic services and diagnostic psychological services
in the nonpublic schools, with the personnel (except for
physicians) performing the services being local board of education
employees, physicians being hired on a contract basis, and
treatment to be administered on nonpublic school premises
(§§ 3317.06(D), (F)); (4) supplying to students needing
specialized attention therapeutic, guidance, and remedial services
by employees of the local board of education or the State
Department of Health, the services to be performed only in public
schools, public centers, or in mobile units located off nonpublic
school premises (§§ 3317.06 (G), (H), (I), (K)); (5)
purchasing and loaning to pupils or their parents upon individual
request instructional materials and instructional equipment of the
kind used in the public schools and that is "incapable of diversion
to religious use" (§§ 3317.06(B), (C)); and (6) providing
field trip transportation and services such as are provided to
public school students, special contract transportation being
permissible if school district buses are unavailable (§
3317.06(L)). A three-judge District Court held the statute
constitutional in all respects.
Held: Those portions of § 3317.06 authorizing the
State to provide nonpublic school pupils with books, standardized
testing and scoring, diagnostic services, and therapeutic and
remedial services are constitutional. Those portions
Page 433 U. S. 230
relating to instructional materials and equipment and field trip
services are unconstitutional. Pp.
433 U. S.
235-255;
433 U. S.
255.
417
F. Supp. 1113, affirmed in part, reversed in part.
MR. JUSTICE BLACKMUN delivered the opinion of the Court with
respect to Parts I, V, VI, VII, and VIII, finding that:
1. Providing diagnostic services on the nonpublic school
premises will not create an impermissible risk of fostering
ideological views; hence, there is no need for excessive
surveillance, and there will not be impermissible church-state
entanglement. The provision of health services to nonpublic as well
as public school children does not have the primary effect of
aiding religion,
Lemon v. Kurtzman, 403 U.
S. 602,
403 U. S.
616-617;
see also Meek v. Pittenger,
421 U. S. 349,
421 U. S. 364,
421 U. S. 368
n. 17. Appellants do not challenge that part of the statute
authorizing physician, nursing, dental, and optometric services for
nonpublic schools (§ 3317.06 (E)), and there is no basis for
drawing a different conclusion with respect to diagnostic speech
and hearing services and diagnostic psychological services.
Diagnostic services, unlike teaching and counseling, have little or
no educational content, and the limited contact that the
diagnostician has with the child does not provide the same
opportunity for transmitting sectarian views as does the
teacher/counsel-student relationship. Sections 3317.06(D) and (F)
are constitutional. Pp.
433 U. S.
241-244.
2. The therapeutic, guidance, and remedial services, which
(including those rendered in mobile units) are to be offered only
on sites that are not physically or educationally identified with
the nonpublic school, will not have the impermissible effect of
advancing religion. Since those services will be administered by
public employees, no excessive entanglement is created. Sections
3317.06 (G), (U), (I), and (K) are constitutional. Pp.
433 U. S.
244-248.
3. Even though the loan for instructional material and equipment
is ostensibly limited to neutral and secular instructional material
and equipment, it inescapably has the primary effect of providing a
direct and substantial advancement of sectarian education,
Meek
v. Pittenger, supra at
421 U. S. 366.
It is impossible to separate the secular education function from
the sectarian, and hence the state aid in part inevitably supports
the religious role of the schools. Sections 3317.06(B) and (C) are
unconstitutional. Pp.
433 U. S.
248-251
4. The nonpublic schools, which can control the timing and
frequency of the field trips, are the recipients of the service,
rather than the children, and the funding of such trips (like the
impermissible funding
Page 433 U. S. 231
of maps and charts in
Meek v. Pittenger) is an
impermissible direct aid to sectarian education, and the close
supervision of nonpublic school teachers necessary to ensure
secular use of field trip funds would involve excessive
entanglement.
Lemon v. Kurtzman, supra at
403 U. S. 619.
Section 3317.06(L) is unconstitutional. Pp.
433 U. S.
252-255.
MR. JUSTICE BLACKMUN, joined by THE CHIEF JUSTICE, MR. JUSTICE
STEWART, and MR. JUSTICE POWELL, concluded:
1. In order to pass constitutional muster under the
Establishment Clause, a statute (1) must have a secular legislative
purpose; (2) must have a principal or primary effect that neither
advances nor inhibits religion; and (3) must not foster an
excessive government entanglement with religion.
See Roemer v.
Maryland Public Works Bd., 426 U. S. 736,
426 U. S. 748;
Committee for Public Education v. Nyquist, supra at
413 U. S.
772-773;
Lemon v. Kurtzman, supra at
403 U. S. 612,
403 U. S. 613.
Pp.
433 U. S.
235-236.
2. The textbook loan system is strikingly similar to the systems
approved in
Board of Education v. Allen, 392 U.
S. 236, and
Meek v. Pittenger, supra, which are
followed. Section 3317.06(A) is constitutional. Pp.
433 U. S.
236-238.
3. The testing and scoring program, in which the State has a
substantial interest to ensure that state educational standards are
met, is not controlled by the nonpublic school, and thus there is
no direct aid to religion or need for supervision.
Levitt v.
Committee for Public Education, 413 U.
S. 472, distinguished. Section 3317.06(J) is
constitutional. Pp.
433 U. S.
238-241.
MR. JUSTICE WHITE and ME. JUSTICE REHNQUIST concurred in the
judgment with respect to textbooks and testing and scoring (as well
as diagnostic and therapeutic services) for the reasons stated in
Meek v. Pittenger, 421 U. S. 349,
421 U. S. 387
(REHNQUIST, J., concurring in judgment in part, dissenting in
part), and
Committee for Public Education v. Nyquist,
413 U. S. 756,
413 U. S. 813
(WHITE, J., dissenting). P.
433 U. S.
255.
BLACKMUN, J., announced the judgment of the Court and delivered
the opinion of the Court with respect to Parts I, V, VI, VII, and
VIII, in which STEWART and STEVENS, JJ., joined; in which, as to
Part I, BURGER, C.J., and BRENNAN, MARSHALL, and POWELL, JJ., also
joined; in which, as to Part V, BURGER, C.J., and MARSHALL and
POWELL JJ., also joined; in which, as to Part VI, BURGER, C.J., and
POWELL, J., also joined; in which, as to Parts VII and VIII,
BRENNAN and MARSHALL, JJ., also joined; and an opinion with respect
to Parts II, III, and IV, in which BURGER, C.J., and STEWART and
POWELL, JJ., joined. BURGER, C.J., dissented in part. BRENNAN, J.,
post, p.
433 U. S. 255,
MARSHALL, J.,
post, p.
433 U. S. 256,
and STEVENS, J.,
Page 433 U. S. 232
post, p.
433 U. S. 264;
filed opinions concurring in part and dissenting in part. POWELL,
J., filed an opinion concurring in part, concurring in the judgment
in part, and dissenting in part,
post, p.
433 U. S. 262.
WHITE and REHNQUIST, JJ., filed a statement concurring in the
judgment in part and dissenting in part,
post, p.
433 U. S.
255.
MR. JUSTICE BLACKMUN delivered the opinion of the Court (Parts
I, V, VI, VII, and VIII), together with an opinion (Parts II, III,
and IV), in which THE CHIEF JUSTICE, MR. JUSTICE STEWART and MR.
JUSTICE POWELL joined.
This is still another case presenting the recurrent issue of the
limitations imposed by the Establishment Clause of the First
Amendment, made applicable to the States by the Fourteenth
Amendment,
Meek v. Pittenger, 421 U.
S. 349,
421 U. S. 351
(1975), on state aid to pupils in church-related elementary and
secondary schools. Appellants are citizens and taxpayers of Ohio.
They challenge all but one of the provisions of Ohio
Page 433 U. S. 233
Rev.Code Ann. § 3317.06 (Supp. 1976) which authorize
various forms of aid. The appellees are the State Superintendent of
Public Instruction, the State Treasurer, the State Auditor, the
Board of Education of the City School District of Columbus, Ohio,
and, at their request, certain representative potential
beneficiaries of the statutory program. A three-judge court was
convened. It held the statute constitutional in all respects.
Wolman v. Essex, 417 F.
Supp. 1113 (ND Ohio 1976). We noted probable jurisdiction. 429
U.S. 1037 (1977).
I
Section 3317.06 was enacted after this Court's May, 1975,
decision in
Meek v Pittenger, supra, and obviously is an
attempt to conform to the teachings of that decision. [
Footnote 1] The state appellees so
acknowledged at oral argument. Tr. of Oral Arg. 21. In broad
outline, the statute authorizes the State to provide nonpublic
school pupils with books, instructional materials and equipment,
standardized testing and scoring, diagnostic services, therapeutic
services, and field trip transportation.
The initial biennial appropriation by the Ohio Legislature for
implementation of the statute was the sum of $88,800,000. [
Footnote 2]
Page 433 U. S. 234
App. 27. Funds so appropriated are paid to the State's public
school districts and are then expended by them. All disbursements
made with respect to nonpublic schools have their equivalents in
disbursements for public schools, and the amount expended per pupil
in nonpublic schools may not exceed the amount expended per pupil
in the public schools.
The parties stipulated that, during the 1974-1975 school year,
there were 720 chartered nonpublic schools in Ohio. Of these, all
but 29 were sectarian. More than 96% of the nonpublic enrollment
attended sectarian schools, and more than 92% attended Catholic
schools.
Id. at 229. It was also stipulated that, if they
were called, officials of representative Catholic schools would
testify that such schools operate under the general supervision of
the bishop of their diocese; that most principals are members of a
religious order within the Catholic Church; that a little less than
one-third of the teachers are members of such religious orders;
that, "in all probability, a majority of the teachers are members
of the Catholic faith"; and that many of the rooms and hallways in
these schools are decorated with a Christian symbol.
Id.
at 333. All such schools teach the secular subjects required to
meet the State's minimum standards. The state-mandated five-hour
day is expanded to include, usually, one-half hour of religious
instruction. Pupils who are not members of the Catholic faith are
not required to attend religion classes or to participate in
religious exercises or activities, and no teacher is required to
teach religious doctrine as a part of the secular courses taught in
the schools.
Ibid.
The parties also stipulated that nonpublic school officials, if
called, would testify that none of the schools covered by the
statute discriminates in the admission of pupils or in the
hiring
Page 433 U. S. 235
of teachers on the basis of race, creed, color, or national
origin
Id. at 29. [
Footnote 3]
The District Court concluded:
"Although the stipulations of the parties evidence several
significant points of distinction, the character of these schools
is substantially comparable to that of the schools involved in
Lemon v. Kurtzman, 403 U. S. 602,
403 U. S.
615-618 . . . (1971)."
417 F. Supp. at 1116. [
Footnote
4]
II
The mode of analysis for Establishment Clause questions is
defined by the three-part test that has emerged from the
Page 433 U. S. 236
Court's decisions. In order to pass muster, a statute must have
a secular legislative purpose, must have a principal or primary
effect that neither advances nor inhibits religion, and must not
foster an excessive government entanglement with religion.
See
Roemer v. Maryland Public Works Bd., 426 U.
S. 736,
426 U. S. 748
(1976);
Committee for Public Education v. Nyquist,
413 U. S. 756,
413 U. S.
772-773 (1973);
Lemon v. Kurtzman, 403 U.
S. 602,
403 U. S. 612,
403 U. S. 613
(1971).
In the present case, we have no difficulty with the first prong
of this three-part test. We are satisfied that the challenged
statute reflects Ohio's legitimate interest in protecting the
health of its youth and in providing a fertile educational
environment for all the schoolchildren of the State. [
Footnote 5] As is usual in our cases, the
analytical difficulty has to do with the effect and entanglement
criteria.
We have acknowledged before, and we do so again here, that the
wall of separation that must be maintained between church and state
"is a blurred, indistinct, and variable barrier depending on all
the circumstances of a particular relationship."
Lemon,
403 U.S. at
403 U. S. 614.
Nonetheless, the Court's numerous precedents "have become firmly
rooted,"
Nyquist, 413 U.S. at
413 U. S. 761,
and now provide substantial guidance. We therefore turn to the task
of applying the rules derived from our decisions to the respective
provisions of the statute at issue.
III
Textbooks
Section 3317.06 authorizes the expenditure of funds:
"(A) To purchase such secular textbooks as have been approved by
the superintendent of public instruction for
Page 433 U. S. 237
use in public schools in the state and to loan such textbooks to
pupils attending nonpublic schools within the district or to their
parents. Such loans shall be based upon individual requests
submitted by such nonpublic school pupils or parents. Such requests
shall be submitted to the local public school district in which the
nonpublic school is located. Such individual requests for the loan
of textbooks shall, for administrative convenience, be submitted by
the nonpublic school pupil or his parent to the nonpublic school
which shall prepare and submit collective summaries of the
individual requests to the local public school district. As used in
this section, 'textbook' means any book or book substitute which a
pupil uses as a text or text substitute in a particular class or
program in the school he regularly attends."
The parties' stipulations reflect operation of the textbook
program in accord with the dictates of the statute. In addition, it
was stipulated:
"The secular textbooks used in nonpublic schools will be the
same as the textbooks used in the public schools of the state.
Common suppliers will be used to supply books to both public and
nonpublic school pupils."
App. 35.
"Textbooks, including book substitutes, provided under this Act
shall be limited to books, reusable workbooks, or manuals, whether
bound or in loose-leaf form, intended for use as a principal source
of study material for a given class or group of students, a copy of
which is expected to be available for the individual use of each
pupil in such class or group."
Id. at 36.
This system for the loan of textbooks to individual students
bears a striking resemblance to the systems approved in
Board
of Education v. Allen, 392 U. S. 236
(196), and in
Page 433 U. S. 238
Meek v. Pittenger, 421 U. S. 349
(1975). [
Footnote 6] Indeed,
the only distinction offered by appellants is that the challenged
statute defines "textbook" as "any book or book substitute."
Appellants argue that a "book substitute" might include auxiliary
equipment and materials that, they assert, may not constitutionally
be loaned.
See 433 U. S.
infra. We find this argument untenable in light of the
statute's separate treatment of instructional materials and
equipment in its subsections (B) and (C), and in light of the
stipulation defining textbooks as "limited to books, reusable
workbooks, or manuals." Appellants claim that the stipulation shows
only the intent of the Department of Education, App. 49, and that
the statute is so vague as to fail to insure against sectarian
abuse of the assistance programs, citing
Meek, 421 U.S. at
421 U. S. 372,
and
Lemon, 403 U.S. at
403 U. S. 619.
We find no grounds, however, to doubt the Board of Education's
reading of the statute, or to fear that the Board is using the
stipulations as a subterfuge. As read, the statute provides the
same protections against abuse as were provided in the textbook
programs under consideration in
Allen and in
Meek.
In the alternative, appellants urge that we overrule
Allen and
Meek. This we decline to do.
Accordingly, we conclude that § 3317.06(A) is
constitutional.
IV
Testing and Scoring
Section 3317.06 authorizes expenditure of funds:
"(J) To supply for use by pupils attending nonpublic schools
within the district such standardized tests and
Page 433 U. S. 239
scoring services as are in use in the public schools of the
state."
These tests "are used to measure the progress of students in
secular subjects." App 48. Nonpublic school personnel are not
involved in either the drafting or scoring of the tests. 417 F.
Supp. at 1124. The statute does not authorize any payment to
nonpublic school personnel for the costs of administering the
tests. [
Footnote 7]
In
Levitt v. Committee for Public Education,
413 U. S. 472
(1973), this Court invalidated a New York statutory scheme for
reimbursement of church-sponsored schools for the expenses of
teacher-prepared testing. The reasoning behind that decision was
straightforward. The system was held unconstitutional because "no
means are available, to assure that internally prepared tests are
free of religious instruction." [
Footnote 8]
Id. at
413 U. S.
480.
Page 433 U. S. 240
There is no question that the State has a substantial and
legitimate interest in insuring that its youth receive an adequate
secular education.
Id. at
413 U. S.
479-480, n. 7. The State may require that schools that
are utilized to fulfill the State's compulsory education
requirement meet certain standards of instruction,
Allen,
392 U.S. at
392 U. S. 245,
246, and n. 7, and may examine both teachers and pupils to ensure
that the State's legitimate interest is being fulfilled.
Levitt, 413 U.S. at
413 U. S.
479-480, n. 7;
Lemon, 403 U.S. at
403 U. S. 14.
See App. 28.
Cf. Pierce v. Society of Sisters,
268 U. S. 510,
268 U. S. 534
(1925). Under the section at issue, the State provides both the
schools and the school district with the means of ensuring that the
minimum standards are met. The nonpublic school does not control
the content of the test or its result. This serves to prevent the
use of the test as a part of religious teaching, and thus avoids
that kind of direct aid to religion found present in
Levitt. Similarly, the inability of the school to control
the test eliminates the need for the supervision that gives rise
to
Page 433 U. S. 241
excessive entanglement. We therefore agree with the District
Court's conclusion that § 3317.06(J) is constitutional.
V
Diagnostic Services
Section 3317.06 authorizes expenditures of funds:
"(D) To provide speech and hearing diagnostic services to pupils
attending nonpublic schools within the district. Such service shall
be provided in the nonpublic school attended by the pupil receiving
the service."
"
* * * *"
"(F) To provide diagnostic psychological services to pupils
attending nonpublic schools within the district. Such services
shall be provided in the school attended by the pupil receiving the
service. [
Footnote 9]"
It will be observed that these speech and hearing and
psychological diagnostic services are to be provided within the
nonpublic school. It is stipulated, however, that the personnel
(with the exception of physicians) who perform the services are
employees of the local board of education; that physicians may be
hired on a contract basis; that the purpose of these services is to
determine the pupil's deficiency or need of assistance; and that
treatment of any defect so found would take place off the nonpublic
school premises. App. 37-38.
See 433 U.
S. infra.
Appellants assert that the funding of these services is
constitutionally impermissible. They argue that the speech and
Page 433 U. S. 242
hearing staff might engage in unrestricted conversation with the
pupil and, on occasion, might fail to separate religious
instruction from secular responsibilities. The further assert that
the communication between the psychological diagnostician and the
pupil will provide an impermissible opportunity for the intrusion
of religious influence.
The District Court found these dangers so insubstantial as not
to render the statute unconstitutional. 417 F. Supp. at 1121-1122.
We agree. This Court's decisions contain a common thread to the
effect that the provision of health services to all schoolchildren
-- public and nonpublic -- does not have the primary effect of
aiding religion. In
Lemon v. Kurtzman, the Court
stated:
"Our decisions from
Everson [v. Board of Education,
330 U. S.
1 (1947),] to
Allen have permitted the States
to provide church-related schools with secular, neutral, or
nonideological services, facilities, or materials. Bus
transportation, school lunches,
public health services,
and secular textbooks supplied in common to all students were not
thought to offend the Establishment Clause."
403 U.S. at
403 U. S.
616-617 (emphasis added).
See also Meek v.
Pittenger, 421 U.S. at
421 U. S. 364,
421 U. S. 368
n. 17. Indeed, appellants recognize this fact in not challenging
subsection (E) of the statute that authorizes publicly funded
physician, nursing, dental, and optometric services in nonpublic
schools. [
Footnote 10] We
perceive no basis for drawing a different conclusion with respect
to diagnostic speech and hearing services and diagnostic
psychological services.
In
Meek, the Court did hold unconstitutional a portion
of a Pennsylvania statute at issue there that authorized
certain
Page 433 U. S. 243
auxiliary services -- "remedial and accelerated instruction,
guidance counseling and testing, speech and hearing services" -- on
nonpublic school premises.
Id. at
421 U. S. 367.
The Court noted that the teacher or guidance counselor might "fail
on occasion to separate religious instruction and the advancement
of religious beliefs from his secular educational
responsibilities."
Id. at
421 U. S. 371.
The Court was of the view that the publicly employed teacher or
guidance counselor might depart from religious neutrality because
he was
"performing important educational services in schools in which
education is an integral part of the dominant sectarian mission and
in which an atmosphere dedicated to the advancement of religious
belief is constantly maintained."
Ibid. The statute was held unconstitutional on
entanglement grounds, namely that, in order to insure that the
auxiliary teachers and guidance counselors remained neutral, the
State would have to engage in continuing surveillance on the school
premises. [
Footnote 11]
Id. at
421 U. S. 372.
See also Public Funds for Public Schools v.
Marburger, 358 F. Supp.
29, 40 (NJ 1973),
summarily aff'd, 417 U.S. 961
(1974). The Court in
Meek explicitly stated, however, that
the provision of diagnostic speech and hearing services by
Pennsylvania seemed
"to fall within that class of general welfare services for
children that may be provided by the State regardless of the
incidental benefit that accrues to church-related schools.
Page 433 U. S. 244
421 U.S. at
421 U. S. 371 n. 21. The
provision of such services was invalidated only because it was
found unseverable from the unconstitutional portions of the
statute.
Ibid."
The reason for considering diagnostic services to be different
from teaching or counseling is readily apparent. First, diagnostic
services, unlike teaching or counseling, have little or no
educational content, and are not closely associated with the
educational mission of the nonpublic school. Accordingly, any
pressure on the public diagnostician to allow the intrusion of
sectarian views is greatly reduced. Second, the diagnostician has
only limited contact with the child, and that contact involves
chiefly the use of objective and professional testing methods to
detect students in need of treatment. The nature of the
relationship between the diagnostician and the pupil does not
provide the same opportunity for the transmission of sectarian
views as attends the relationship between teacher and student or
that between counselor and student.
We conclude that providing diagnostic services on the nonpublic
school premises will not create an impermissible risk of the
fostering of ideological views. It follows that there is no need
for excessive surveillance, and there will not be impermissible
entanglement. We therefore hold that §§ 3317.06(D) and
(F) are constitutional.
VI
Therapeutic Services
Sections 3317.06(G), (H), (I), and (K) authorize expenditures of
funds for certain therapeutic, guidance, and remedial services for
students who have been identified as having a need for specialized
attention. [
Footnote 12]
Personnel providing the services
Page 433 U. S. 245
must be employees of the local board of education or under
contract with the State Department of Health. The services are to
be performed only in public schools, in public centers, or in
mobile units located off the nonpublic school premises. App. 42.
The parties have stipulated:
"The determination as to whether these programs would be offered
in the public school, public center, or mobile unit will depend on
the distance between the public and nonpublic school, the safety
factors involved in travel, and the adequacy of accommodations in
public schools and public centers."
Ibid.
Page 433 U. S. 246
Appellants concede that the provision of remedial, therapeutic,
and guidance services in public schools, public centers, or mobile
units is constitutional if both public and nonpublic school
students are served simultaneously. Brief for Appellants 412, 46.
[
Footnote 13] Their
challenge is limited to the situation where a facility is used to
service only nonpublic school students. They argue that any program
that isolates the sectarian pupils is impermissible because the
public employee providing the service might tailor his approach to
reflect and reinforce the ideological view of the sectarian school
attended by the children. Such action by the employee, it is
claimed, renders direct aid to the sectarian institution.
Appellants express particular concern over mobile units because
they perceive a danger that such a unit might operate merely as an
annex of the school or schools it services.
At the outset, we note that, in its present posture, the case
does not properly present any issue concerning the use of a public
facility as an adjunct of a sectarian educational enterprise. The
District Court construed the statute, as do we, to authorize
services only on sites that are "neither physically
Page 433 U. S. 247
nor educationally identified with the functions of the nonpublic
school." 417 F. Supp. at 1123. Thus, the services are to be offered
under circumstances that reflect their religious neutrality.
We recognize that, unlike the diagnostician, the therapist may
establish a relationship with the pupil in which there might be
opportunities to transmit ideological views. In
Meek, the
Court acknowledged the danger that publicly employed personnel who
provide services analogous to those at issue here might transmit
religious instruction and advance religious beliefs in their
activities. But, as discussed in
433 U. S.
supra, the Court emphasized that this danger arose from
the fact that the services were performed in the pervasively
sectarian atmosphere of the church-related school. 421 U.S. at
421 U. S. 371.
See also Lemon, 403 U.S. at
403 U. S.
618-619. The danger existed there not because the public
employee was likely deliberately to subvert his task to the service
of religion, but rather because the pressures of the environment
might alter his behavior from its normal course. So long as these
types of services are offered at truly religiously neutral
locations, the danger perceived in
Meek does not
arise.
The fact that a unit on a neutral site on occasion may serve
only sectarian pupils does not provoke the same concerns that
troubled the Court in
Meek. [
Footnote 14] The influence on a therapist's behavior that
is exerted by the fact that he serves a sectarian pupil is
qualitatively different from the influence of the pervasive
atmosphere of a religious institution. The dangers
Page 433 U. S. 248
perceived in
Meek arose from the nature of the
institution, not from the nature of the pupils.
Accordingly, we hold that providing therapeutic and remedial
services at a neutral site off the premises of the nonpublic
schools will not have the impermissible effect of advancing
religion. Neither will there be any excessive entanglement arising
from supervision of public employees to insure that they maintain a
neutral stance. It can hardly be said that the supervision of
public employees performing public functions on public property
creates an excessive entanglement between church and state.
Sections 3317.06(G), (H), (1), and (K) are constitutional.
VII
I
nstructional Materials and Equipment
Sections 3317.06(B) and (C) authorize expenditures of funds for
the purchase and loan to pupils or their parents upon individual
request of instructional materials and instructional equipment of
the kind in use in the public schools within the district and which
is "incapable of diversion to religious use." [
Footnote 15] Section 3317.06 also provides that
the materials and equipment may be stored on the premises of a
nonpublic school and that publicly hired personnel who
Page 433 U. S. 249
administer the lending program may perform their services upon
the nonpublic school premises when necessary "for efficient
implementation of the lending program."
Although the exact nature of the material and equipment is not
clearly revealed, the parties have stipulated:
"It is expected that materials and equipment loaned to pupils or
parents under the new law will be similar to such former materials
and equipment except that to the extent that the law requires that
materials and equipment capable of diversion to religious issues
will not be supplied."
App. 36. [
Footnote 16]
Equipment provided under the predecessor statute, invalidated as
set forth in
n 1,
supra, included projectors, tape recorders, record
players, maps and globes, science kits, weather forecasting charts,
and the like. The District Court, 417 F. Supp. at 1117, found the
new statute, as now limited, constitutional because the court could
not distinguish the loan of material and equipment from the
textbook provisions upheld in
Meek, 421 U.S. at
421 U. S.
359-362, and in
Allen, 392 U.S. at
392 U. S.
248.
In
Meek, however, the Court considered the
constitutional validity of a direct loan to nonpublic schools of
instructional material and equipment, and, despite the apparent
secular nature of the goods, held the loan impermissible. MR.
JUSTICE STEWART, in writing for the Court, stated:
"The very purpose of many of those schools is to provide an
integrated secular and religious education; the teaching
Page 433 U. S. 250
process is, to a large extent, devoted to the inculcation of
religious values and belief.
See Lemon v. Kurtzman, 403
U.S. at
403 U. S. 616-617.
Substantial aid to the educational function of such schools,
accordingly, necessarily results in aid to the sectarian school
enterprise as a whole. '[T]he secular education those schools
provide goes hand in hand with the religious mission that is the
only reason for the schools' existence. Within the institution, the
two are inextricably intertwined.'
Id. at
403 U. S.
657 (opinion of BRENNAN, J.)."
421 U.S. at
421 U. S. 366.
Thus, even though the loan ostensibly was limited to neutral and
secular instructional material and equipment, it inescapably had
the primary effect of providing a direct and substantial
advancement of the sectarian enterprise.
Appellees seek to avoid
Meek by emphasizing that it
involved a program of direct loans to nonpublic schools. In
contrast, the material and equipment at issue under the Ohio
statute are loaned to the pupil or his parent. In our view,
however, it would exalt form over substance if this distinction
were found to justify a result different from that in
Meek. Before
Meek was decided by this Court, Ohio
authorized the loan of material and equipment directly to the
nonpublic schools. T hen, in light of
Meek, the state
legislature decided to channel the goods through the parents and
pupils. Despite the technical change in legal bailee, the program
in substance is the same as before: the equipment is substantially
the same; it will receive the same use by the students; and it may
still be stored and distributed on the nonpublic school premises.
In view of the impossibility of separating the secular education
function from the sectarian, the state aid inevitably flows in part
in support of the religious role of the schools.
Indeed, this conclusion is compelled by the Court's prior
consideration of an analogous issue in
Committee for Public
Education v. Nyquist, 413 U. S. 756
(1973). There the Court considered, among others, a tuition
reimbursement program
Page 433 U. S. 251
whereby New York gave low-income parents who sent their children
to nonpublic schools a direct and unrestricted cash grant of $50 to
$100 per child (but no more than 50% of tuition actually paid). The
State attempted to justify the program, as Ohio does here, on the
basis that the aid flowed to the parents, rather than to the
church-related schools. The Court observed, however, that, unlike
the bus program in
Everson v. Board of Education,
330 U. S. 1 (1947),
and the book program in
Allen, there
"has been no endeavor 'to guarantee the separation between
secular and religious educational functions and to ensure that
State financial aid supports only the former.'"
413 U.S. at
413 U. S. 783,
quoting
Lemon v. Kurtzman, 403 U.S. at
403 U. S. 613.
The Court thus found that the grant program served to establish
religion. If a grant in cash to parents is impermissible, we fail
to see how a grant in kind of goods furthering the religious
enterprise can fare any better. [
Footnote 17] Accordingly, we hold §§ 3317.06(B)
and (C) to be unconstitutional. [
Footnote 18]
Page 433 U. S. 252
VIII
Field Trips
Section 3317.06 also authorizes expenditures of funds:
"(L) To provide such field trip transportation and services to
nonpublic school students as are provided to public school students
in the district. School districts may contract with commercial
transportation companies for such transportation service if school
district busses are unavailable."
There is no restriction on the timing of field trips; the only
restriction on number lies in the parallel the statute draws to
field trips provided to public school students in the district. The
parties have stipulated that the trips "would consist of visits to
governmental, industrial, cultural, and scientific centers designed
to enrich the secular studies of students."
Page 433 U. S. 253
App. 49. The choice of destination, however, will be made by the
nonpublic school teacher from a wide range of locations.
The District Court, 417 F. Supp. at 1124-125, held this feature
to be constitutionally indistinguishable from that with which the
Court was concerned in
Everson v. Board of Education,
330 U. S. 1 (1947).
We do not agree. In
Everson, the Court approved a system
under which a New Jersey board of education reimbursed parents for
the cost of sending their children to and from school, public or
parochial, by public carrier. The Court analogized the
reimbursement to situations where a municipal common carrier is
ordered to carry all schoolchildren at a reduced rate, or where the
police force is ordered to protect all children on their way to and
from school.
Id. at
330 U. S. 17. The
critical factors in these examples, as in the
Everson
reimbursement system, are that the school has no control over the
expenditure of the funds, and the effect of the expenditure is
unrelated to the content of the education provided. Thus, the bus
fare program in
Everson passed constitutional muster
because the school did not determine how often the pupil traveled
between home and school -- every child must make one round trip
every day -- and because the travel was unrelated to any aspect of
the curriculum.
The Ohio situation is in sharp contrast. First, the nonpublic
school controls the timing of the trips and, within a certain
range, their frequency and destinations. Thus, the schools, rather
than the children, truly are the recipients of the service and, as
this Court has recognized, this fact alone may be sufficient to
invalidate the program as impermissible direct aid.
See Lemon
v. Kurtzman, 403 U.S. at
403 U. S. 621.
Second, although a trip may be to a location that would be of
interest to those in public schools, it is the individual teacher
who makes a field trip meaningful. The experience begins with the
study and discussion of the place to be visited; it continues on
location with the teacher pointing out items of interest and
stimulating the imagination; and it ends with a
Page 433 U. S. 254
discussion of the experience. The field trips are an integral
part of the educational experience, and where the teacher works
within and for a sectarian institution, an unacceptable risk of
fostering of religion is an inevitable byproduct.
See Meek v.
Pittenger, 421 U.S. at
421 U. S. 366.
In
Lemon, the Court stated:
"We need not and do not assume that teachers in parochial
schools will be guilty of bad faith or an conscious design to evade
the limitations imposed by the statute and the First Amendment. We
simply recognize that a dedicated religious person, teaching in a
school affiliated with his or her faith and operated to inculcate
its tenets, will inevitably experience great difficulty in
remaining religiously neutral."
403 U.S. at
403 U. S. 618.
Funding of field trips, therefore, must be treated as was the
funding of maps and charts in
Meek v. Pittenger, supra,
the funding of buildings and tuition in
Committee for Public
Education v. Nyquist, supra, and the funding of
teacher-prepared tests in
Levitt v. Committee for Public
Education, supra; it must be declared an impermissible direct
aid to sectarian education.
Moreover, the public school authorities will be unable
adequately to insure secular use of the field trip funds without
close supervision of the nonpublic teachers. This would create
excessive entanglement:
"A comprehensive, discriminating, and continuing state
surveillance will inevitably be required to ensure that these
restrictions are obeyed and the First Amendment otherwise
respected. Unlike a book, a teacher cannot be inspected once so as
to determine the extent and intent of his or her personal beliefs
and subjective acceptance of the limitations imposed by the First
Amendment. These prophylactic contacts will involve excessive and
enduring entanglement between state and church."
Lemon v. Kurtzman, 403 U.S. at
403 U. S.
619.
Page 433 U. S. 255
See also Roemer v. Maryland Public Works Bd., 426 U.S.
at
426 U. S.
749.
We hold § 3317.06(L) to be unconstitutional.
IX
In summary, we hold constitutional those portions of the Ohio
statute authorizing the State to provide nonpublic school pupils
with books, standardized testing and scoring, diagnostic services,
and therapeutic and remedial services. We hold unconstitutional
those portions relating to instructional materials and equipment
and field trip services.
The judgment of the District Court is therefore affirmed in part
and reversed in part.
It is so ordered.
THE CHIEF JUSTICE dissents from Parts VII and VIII of the
Court's opinion.
For the reasons stated in MR. JUSTICE REHNQUIST's separate
opinion in
Meek v. Pittenger, 421 U.
S. 349 (1975), and MR. JUSTICE WHITE's dissenting
opinion in
Committee for Public Education v. Nyquist,
413 U. S. 756
(1973), MR. JUSTICE WHITE and MR. JUSTICE REHNQUIST concur in the
judgment with respect to textbooks, testing and scoring, and
diagnostic and therapeutic services (Parts III, IV, V and VI of the
opinion) and dissent from the judgment with respect to
instructional materials and equipment and field trips (Parts VII
and VIII of the opinion).
[
Footnote 1]
At the time
Meek was decided, an appeal was pending
before us from a District Court judgment holding constitutional the
predecessor Ohio statute providing for aid to nonpublic schools.
Wolman v. Essex, No. 73-292 (SD Ohio, July 1, 1974). This
Court vacated that judgment and remanded the case for further
consideration in light of
Meek. 421 U.S. 982 (1975).
On remand, the District Court entered a consent order, dated
November 17, 1975, declaring the predecessor statute, which by then
had been repealed, violative of the First and Fourteenth
Amendments, but reserving decision on the constitutionality of the
successor legislation. Appellants, who were plaintiffs in the
original suit, then shifted their challenge to the present,
successor statute.
[
Footnote 2]
On December 10, 1975, a single judge of the District Court
entered a temporary restraining order enjoining the defendants from
expending any funds or otherwise implementing any aspect of §
3317.06. Record, Doc. 10. On February 13, 1976, by consent of the
parties, the three-judge court modified the restraining order to
permit the defendants to expend funds necessary to purchase
textbooks and lend them to pupils or their parents pursuant to
§ 3317.06(A). Record, Doc. 18.
[
Footnote 3]
We take this to be a reading of the command of § 3317.06
which, in somewhat less clear form, provides:
"Health and remedial services and instructional materials and
equipment provided for the benefit of nonpublic school pupils
pursuant to this section and the admission of pupils to such
nonpublic schools shall be provided without distinction as to race,
creed, color, or national origin of such pupils or of their
teachers."
See also 417
F. Supp. 1113, 1116.
[
Footnote 4]
The state appellees do not argue in this case that any
differences between the schools involved here and those in
Lemon are significant. The private appellees state that
"the heretofore presumed differences between elementary, secondary
and higher education may need reconsideration," Brief for Appellees
Grit
et al. 13, but do not point out in what way any
differences might be relevant. They argue instead:
"However, since church-related schools in Ohio have a religious
mission and intend to retain it, we urge that the constitutionality
of the Ohio program be upheld because it provides secular, neutral
and nonideological assistance, rather than because the schools do
not fit a standard religious profile."
Id. at 13-14.
The institutions aided under the Ohio statute are elementary and
secondary schools. The Court said in
Lemon:
"This process of inculcating religious doctrine is, of course,
enhanced by the impressionable age of the pupils, in primary
schools particularly."
403 U.S. at
403 U. S. 616.
See also Tilton v. Richardson, 403 U.
S. 672,
403 U. S.
684-689 (plurality opinion);
Roemer v. Maryland
Public Works Bd., 426 U. S. 736,
426 U. S.
764-765 (1976).
[
Footnote 5]
Section 3317.06 explicitly provides:
"No school district shall provide services, materials, or
equipment for use in religious courses, devotional exercises,
religious training, or any other religious activity."
[
Footnote 6]
As was the case in
Meek, the Ohio Code provides in
separate sections for the loan of textbooks to public school
children and to nonpublic school children. The former is covered by
Ohio Rev.Code Ann. § 3329.06 (1972). The Court observed in
Meek:
"So long as the textbook loan program includes all
schoolchildren, those in public as well as those in private
schools, it is of no constitutional significance whether the
general program is codified in one statute or two."
421 U.S. at
421 U. S. 360
n. 8.
[
Footnote 7]
With respect to the tests the state appellees say: "No financial
aid is involved in Ohio. The tests themselves are provided." Brief
for State Appellees 8. As summarized by the private appellees:
"The new Ohio Act has nothing to do with teacher-prepared tests.
It does not reimburse schools for costs incurred in testing. No
money flows to the nonpublic school or parent. It simply permits
the local public school districts to send the standardized
achievement test to the nonpublic schools and to arrange for the
grading of those tests by the commercial publishing organizations
which prepare and grade standardized achievement tests."
Brief for Appellees Grit
et al. 53.
Further, the statute approves expenditures only for "such
standardized tests and scoring services as are in use in the public
schools of the state." We read this to mean that the school
districts may not expend more per pupil in providing standardized
testing to the nonpublic schools than they expend in providing such
testing in the public schools.
[
Footnote 8]
"Yet, despite the obviously integral role of such testing in the
total teaching process, no attempt is made under the statute, and
no means are available, to assure that internally prepared tests
are free of religious instruction."
"We cannot ignore the substantial risk that these examinations,
prepared by teachers under the authority of religious institutions,
will be drafted with an eye, unconsciously or otherwise, to
inculcate students in the religious precepts of the sponsoring
church. We do not 'assume that teachers in parochial schools will
be guilty of bad faith or any conscious design to evade the
limitations imposed by the statute and the First Amendment.'
Lemon v. Kurtzman, 403 U.S. at
403 U. S.
618. But the potential for conflict 'inheres in the
situation,' and, because of that, the State is constitutionally
compelled to assure that the state supported activity is not being
used for religious indoctrination.
See id. at
403 U. S.
617,
403 U. S. 619. Since the
State has failed to do so here, we are left with no choice under
Nyquist but to hold that Chapter 138 constitutes an
impermissible aid to religion; this is so because the aid that will
be devoted to secular functions is not identifiable and separable
from aid to sectarian activities."
Levitt, 413 U.S. at
413 U. S.
480.
The New York system at issue in
Levitt provided funding
for both teacher-prepared and standardized testing. The Court did
not reach any issue regarding the standardized testing, for it
found its funding inseparable from the unconstitutional funding of
teacher-prepared testing.
Id. at
413 U. S.
481.
[
Footnote 9]
Section 3317.06 also provides:
"No school district shall provide health or remedial services to
nonpublic school pupils as authorized by this section unless such
services are available to pupils attending the public schools
within the district."
We understand this restriction to impose a quantitative as well
as a qualitative limit on the aid to nonpublic schools for health
and remedial services.
[
Footnote 10]
Section 3317.06 authorizes the local school district to expend
funds:
"(E) To provide physician, nursing, dental, and optometric
services to pupils attending nonpublic schools within the district.
Such services shall be provided in the school attended by the
nonpublic school pupil receiving the service."
[
Footnote 11]
The Court also mentioned that the auxiliary services program had
a serious potential for generating divisive and continuing
political conflict over the issue of aid to religion. 421 U.S. at
421 U. S. 372.
The Ohio diagnostic services program, in contrast, is unlikely to
have a similar effect. First, as is discussed in the text, the Ohio
program is quite unlike
Meek's auxiliary services program
in that it is not so susceptible to the intrusion of sectarian
overtones. Since it is not likely to be seen as involving aid to
religion, any controversy it provokes will not focus on religion.
In fact, it is hard to believe that religious controversy would be
generated by the offer of uniform health services for all
schoolchildren. Second, the diagnostic services program is much
more modest than the Meek program. Its potential for arousing
political controversy is thus correspondingly reduced.
[
Footnote 12]
The sections authorize expenditures of funds:
"(G) To provide therapeutic psychological and speech and hearing
services to pupils attending nonpublic schools within the district.
Such services shall be provided in the public school, in public
centers, or in mobile units located off of the nonpublic premises
as determined by the state department of education. If such
services are provided in the public school or in public centers,
transportation to and from such facilities shall be provided by the
public school district in which the nonpublic school is
located."
"(H) To provide guidance and counseling services to pupils
attending nonpublic schools within the district. Such services
shall be provided in the public school, in public centers, or in
mobile units located off of the nonpublic premises as determined by
the state department of education. If such services are provided in
the public school or in public centers, transportation to and from
such facilities shall be provided by the public school district in
which the nonpublic school is located."
"(I) To provide remedial services to pupils attending nonpublic
schools within the district. Such services shall be provided in the
public school, in public centers, or in mobile units located off of
the nonpublic premises as determined by the state department of
education. If such services are provided in the public school or in
public centers, transportation to and from such facilities shall be
provided by the public school district in which the nonpublic
school is located."
"
* * * *"
"(K) To provide programs for the deaf, blind, emotionally
disturbed, crippled, and physically handicapped children attending
nonpublic schools within the district. Such services shall be
provided in the public school, in public centers, or in mobile
units located off of the nonpublic premises as determined by the
state department of education. If such services are provided in the
public school, or in public centers, transportation to and from
such facilities shall be provided by the public school district in
which the nonpublic school is located."
The services for the public schools must be at least equal to
those offered for the nonpublic schools.
See n 9,
supra.
[
Footnote 13]
We believe this concession reflects appellants' understanding
that the programs are not intended to influence the classroom
activities in the nonpublic schools. Our Brother MARSHALL argues
that certain stipulations regarding paragraph (H) announce that
guidance counseling will include planning and selection of
particular courses.
Post at
433 U. S. 261.
We agree that such involvement with the day-to-day curriculum of
the parochial school would be impermissible. We, however, do not so
read the stipulations. Rather, we understand them to recognize that
a guidance counselor will engage in broad-scale, long-term planning
of a student's career choices and the general areas of study that
will further those choices. Our Brother MARSHALL also argues that
the stipulations reflect an understanding that remedial service
teachers under paragraph (1) will plan courses of study for use in
the classroom.
Ibid. Such a provision would pose grave
constitutional questions. The stipulations, however, provide only
that the remedial service teacher will keep the classroom teacher
informed of the action taken. App. 49. We do not understand the
stipulations to approve planning of classroom activities.
[
Footnote 14]
The purpose of the program is to aid schoolchildren, and the use
of convenient local centers is a sensible way to implement the
program. Although the public schools may often be used,
considerations of safety, distance, and the adequacy of
accommodations on occasion will justify the use of public centers
or mobile units near the nonpublic school premises.
Id. at
42. Certainly the Establishment Clause should not be seen as
foreclosing a practical response to the logistical difficulties of
extending needed and desired aid to all the children of the
community.
[
Footnote 15]
The sections authorize expenditures of funds:
"(B) To purchase and to loan to pupils attending nonpublic
schools within the district or to their parents upon individual
request, such secular, neutral and nonideological instructional
materials as are in use in the public schools within the district
and which are incapable of diversion to religious use and to hire
clerical personnel to administer such lending program."
"(C) To purchase and to loan to pupils attending nonpublic
schools within the district or to their parents, upon individual
request, such secular, neutral and nonideological instructional
equipment as is in use in the public school within the district and
which is incapable of diversion to religious use and to hire
clerical personnel to administer such lending program."
[
Footnote 16]
Counsel for the private appellees suggested at oral argument
that the material and equipment were further limited to those items
"lendable to a pupil for individual use." Tr. of Oral Arg. 31. This
assertion, however, appears to be contrary to the stipulation, App.
36, to the representation of the state appellees, Tr. of Oral Arg.
21, and to the understanding of the District Court, 417 F. Supp. at
1118. In any event, a meaningful distinction cannot be drawn
between equipment used on a collective basis and that used
individually. All materials and equipment must be used to
supplement courses, App. 37, and their value derives from the
support they provide to the collective educational enterprise.
[
Footnote 17]
In many respects,
Nyquist was a more difficult case
than the present one. First, it was at least arguable in
Nyquist that the tuition grant did not end up in the hands
of the religious schools, since the parent was free to spend the
grant money as he chose. 413 U.S. at
413 U. S.
785-786. No similar argument could be made here, since
the parties have stipulated expressly that material and equipment
must be used to supplement courses. App. 37. Second, since the
grant in
Nyquist was limited to 50% of tuition, it was
arguable that the grant should be seen as supporting only the
secular part of the church-school enterprise. 413 U.S. at
413 U. S. 787.
An argument of that kind also could not be made here, for
Meek makes clear that the material and equipment are
inextricably connected with the church-related school's religious
function.
[
Footnote 18]
There is, as there was in
Meek, a tension between this
result and
Board of Education v. Allen, 392 U.
S. 236 (1968).
Allen was premised on the view
that the educational content of textbooks is something that can be
ascertained in advance, and cannot be diverted to sectarian uses.
In
Nyquist, the Court explained:
"In
Everson, the Court found the bus fare program
analogous to the provision of services such as police and fire
protection, sewage disposal, highways, and sidewalks for parochial
schools. 330 U.S. at
330 U. S. 17-18. Such services,
provided in common to all citizens, are 'so separate and so
indisputably marked off from the religious function,'
id.
at
330 U. S. 18, that they may
fairly be viewed as reflections of a neutral posture toward
religious institutions.
Allen is founded upon a similar
principle. The Court there repeatedly emphasized that, upon the
record in that case, there was no indication that textbooks would
be provided for anything other than purely secular courses."
413 U.S. at
413 U. S.
781-782.
Board of Education v. Allen has
remained law, and we now follow as a matter of
stare
decisis the principle that restriction of textbooks to those
provided the public schools is sufficient to ensure that the books
will not be used for religious purposes. In more recent cases,
however, we have declined to extend that presumption of neutrality
to other items in the lower school setting.
See Meek, 421
U.S. at
421 U. S.
362-366;
Levitt, 413 U.S. at
413 U. S.
481-482.
Compare Nyquist, 413 U.S. at
413 U. S.
774-780,
with Tilton v. Richardson,
403 U. S. 672
(1971). It has been argued that the Court should extend
Allen to cover all items similar to textbooks.
See
Meek, 421 U.S. at
421 U. S. 385
(BURGER, C.J., concurring in judgment in part and dissenting in
part);
id. at
421 U. S.
390-391 (REHNQUIST, J., concurring in judgment in part
and dissenting in part). When faced, however, with a choice between
extension of the unique presumption created in
Allen and
continued adherence to the principles announced in our subsequent
cases, we choose the latter course.
MR. JUSTICE BRENNAN, concurring in part and dissenting in
part.
I join Parts I, VII, and VIII of the Court's opinion, and the
reversal of the District Court's judgment insofar as that judgment
upheld the constitutionality of Ohio Rev.Code Ann. §§
3317.06(B), (C), and (L) (Supp. 1976).
I dissent however from Parts II, III, and IV (plurality opinion)
and Parts V and VI of the Court's opinion and the affirmance
Page 433 U. S. 256
of the District Court's judgment insofar as it sustained the
constitutionality of §§ 3317.06(A), (D), (F), (G), (H),
(I), (J), and (K). The Court holds that Ohio has managed in these
respects to fashion a statute that avoids an effect or entanglement
condemned by the Establishment Clause. But "[t]he [First] Amendment
nullifies sophisticated as well as simple-minded . . ." attempts to
avoid its prohibitions,
Lane v. Wilson, 307 U.
S. 268,
307 U. S. 275
(1939), and, in any event, ingenuity in draftsmanship cannot
obscure the fact that this subsidy to sectarian schools amounts to
$88,800,000 (less now the sums appropriated to finance §§
3317.06(B) and (C) which today are invalidated) just for the
initial biennium. The Court nowhere evaluates this factor in
determining the compatibility of the statute with the Establishment
Clause, as that Clause requires,
Everson v. Board of
Education, 330 U. S. 1,
330 U. S. 16
(1947). Its evaluation, even after deduction of the amount
appropriated to finance §§ 3317.06(B) and (C), compels,
in my view ,the conclusion that a divisive political potential of
unusual magnitude inheres in the Ohio program. This suffices
without more to require the conclusion that the Ohio statute in its
entirety offends the First Amendment's prohibition against laws
"respecting an establishment of religion."
Meek v.
Pittenger, 421 U. S. 349,
421 U. S.
373-385 (1975) (BRENNAN, J., concurring);
Lemon v.
Kurtzman, 403 U. S. 602,
403 U. S.
640-642 (1971) (Douglas, J., concurring);
Everson v.
Board of Education, supra at
330 U. S. 16.
MR. JUSTICE MARSHALL, concurring in part and dissenting in
part.
I join Parts I, V, VII, and VIII of the Court's opinion. For the
reasons stated below, however, I am unable to join the remainder of
the Court's opinion or its judgment upholding the constitutionality
of Ohio Rev.Code Ann. §§ 3317.06(A), (G), (H), (1), (J),
and (K) (Supp. 1976).
The Court upholds the textbook loan provision, §
3317.06(A), on the precedent of
Board of
Education v. Allen, 392
Page 433 U. S. 257
U.S. 236 (1968).
Ante at
433 U. S.
236-238. It also recognizes, however, that there is "a
tension" between
Allen and the reasoning of the Court in
Meek v. Pittenger, 421 U. S. 349
(1975). I would resolve that tension by overruling
Allen.
I am now convinced that
Allen is largely responsible for
reducing the "high and impregnable" wall between church and state
erected by the First Amendment,
Everson v. Board of
Education, 330 U. S. 1,
330 U. S. 18
(1947), to "a blurred, indistinct, and variable barrier,"
Lemon
v. Kurtzman, 403 U. S. 602,
403 U. S. 614
(1971), incapable of performing its vital functions of protecting
both church and state.
In
Allen, we upheld a textbook loan program on the
assumption that the sectarian school's twin functions of religious
instruction and secular education were separable. 392 U.S. at
392 U. S.
245-248. In
Meek, we flatly rejected that
assumption as a basis for allowing a State to loan secular teaching
materials and equipment to such schools:
"The very purpose of many of those schools is to provide an
integrated secular and religious education; the teaching process
is, to a large extent, devoted to the inculcation of religious
values and belief. . . . Substantial aid to the educational
function of such schools, accordingly, necessarily results in aid
to the sectarian school enterprise as a whole. '[T]he secular
education those schools provide goes hand in hand with the
religious mission that is the only reason for the schools'
existence. Within the institution, the two are inextricably
intertwined.' [
Lemon v. Kurtzman, supra at
403 U. S.
657] (opinion of BRENNAN, J.)."
421 U.S. at
421 U. S. 366.
Thus, although
Meek upheld a textbook loan program on the
strength of
Allen, it left the rationale of
Allen
undamaged only if there is a constitutionally significant
difference between a loan of pedagogical materials directly to a
sectarian school and a loan of those materials to students for use
in sectarian
Page 433 U. S. 258
schools. As the Court convincingly demonstrates,
ante
at
433 U. S.
249-250, there is no such difference.
Allen has also been undercut by our recognition in
Lemon that "the divisive political potential" of programs
of aid to sectarian schools is one of the dangers of entanglement
of church and state that the First Amendment was intended to
forestall. 403 U.S. at
403 U. S.
622-624. We were concerned in
Lemon with the
danger that the need for annual appropriations of larger and larger
sums would lead to "[p]olitical fragmentation and divisiveness on
religious lines."
Id. at
403 U. S. 623.
This danger exists whether the appropriations are made to fund
textbooks, other instructional supplies, or, as in
Lemon,
teachers' salaries. As MR. JUSTICE BRENNAN has noted,
Allen did not consider the significance of the potential
for political divisiveness inherent in programs of aid to sectarian
schools.
Meek v. Pittenger, supra at
421 U. S. 378
(concurring in part and dissenting in part).
It is, of course, unquestionable that textbooks are central to
the educational process. [
Footnote
2/1] Under the rationale of
Meek, therefore, they
should not be provided by the State to sectarian schools, [
Footnote 2/2] because "[s]ubstantial aid to
the educational function of such schools . . . necessarily results
in aid to the sectarian school enterprise as a whole." 421 U.S. at
421 U. S. 366.
It is
Page 433 U. S. 259
also unquestionable that the cost of textbooks is certain to be
substantial. Under the rationale of
Lemon; therefore, they
should not be provided because of the dangers of political
"divisiveness on religious lines." I would, accordingly, overrule
Board of Education v. Allen and hold unconstitutional
§ 3317.06(A). [
Footnote
2/3]
By overruling
Allen, we would free ourselves to draw a
line between acceptable and unacceptable forms of aid that would be
both capable of consistent application and responsive to the
concerns discussed above. That line, I believe, should be placed
between general welfare programs that serve children in sectarian
schools because the schools happen to be a convenient place to
reach the programs' target populations and programs of educational
assistance. [
Footnote 2/4] General
welfare programs, in contrast to programs of educational
assistance, do not provide "[s]ubstantial aid to the educational
function" of schools, [
Footnote
2/5] 421 U.S. at
421 U. S. 366,
whether secular or sectarian, and therefore do not provide the kind
of assistance to the religious
Page 433 U. S. 260
mission of sectarian schools we found impermissible in
Meek. Moreover, because general welfare programs do not
assist the sectarian functions of denominational schools, there is
no reason to expect that political disputes over the merits of
those programs will divide the public along religious lines.
In addition to § 3317.06(A), which authorizes the textbook
loan program, paragraphs (B), (C), and (L), held unconstitutional
by the Court, clearly fall on the wrong side of the constitutional
line I propose. Those paragraphs authorize, respectively, the loan
of instructional materials and equipment and the provision of
transportation for school field trips. There can be no contention
that these programs provide anything other than educational
assistance.
I also agree with the Court that the services authorized by
paragraphs (D), (F), and (G) are constitutionally permissible.
Those services are speech and hearing diagnosis, psychological
diagnosis, and psychological and speech and hearing therapy. Like
the medical, nursing, dental, and optometric services authorized by
paragraph (E) and not challenged by appellants, these services
promote the children's health and wellbeing, and have only an
indirect and remote impact on their educational progress. [
Footnote 2/6]
The Court upholds paragraphs (H), (I), and (K), which it groups
with paragraph (G), under the rubric of "therapeutic services."
Ante at
433 U. S.
244-248. I cannot agree that the services
Page 433 U. S. 261
authorized by these three paragraphs should be treated like the
psychological services provided by paragraph (G). Paragraph (H)
authorizes he provision of guidance and counseling services. The
parties stipulated that the functions to be performed by the
guidance and counseling personnel would include assisting students
in "developing meaningful educational and career goals," and
"planning school programs of study." In addition, these personnel
will discuss with parents
"their children's a) educational progress and needs, b) course
selections, c) educational and vocational opportunities and plans,
and d) study skills."
The counselors will also collect and organize information for
use by parents, teachers, and students. App. 45-46. This
description makes clear that paragraph (H) authorizes services that
would directly support the educational programs of sectarian
schools. It is, therefore, in violation of the First Amendment.
Paragraphs(I) and (K) provide remedial services and programs for
disabled children. The stipulation of the parties indicates that
these paragraphs will fund specialized teachers who will both
provide instruction themselves and create instructional plans for
use in the students' regular classrooms.
Id. at 47-48.
These "therapeutic services" are clearly intended to aid the
sectarian schools to improve the performance of their students in
the classroom. I would not treat them as if they were programs of
physical or psychological therapy.
Finally, the Court upholds paragraph (J), which provides
standardized tests and scoring services, on the ground that these
tests are clearly nonideological, and that the State has an
interest in assuring that the education received by sectarian
school students meets minimum standards. I do not question the
legitimacy of this interest, and if Ohio required students to
obtain specified scores on certain tests before being promoted or
graduated, I would agree that it could administer those tests to
sectarian school students to ensure that its standards were being
met. The record indicates, however, only that the tests
Page 433 U. S. 262
"are used to measure the progress of students in secular
subjects."
Id. at 48. It contains no indication that the
measurements are taken to assure compliance with state standards,
rather than for internal administrative purposes of the schools. To
the extent that the testing is done to serve the purposes of the
sectarian schools, rather than the State, I would hold that its
provision by the State violates the First Amendment.
[
Footnote 2/1]
See Meek v. Pittenger, 421 U.S. at
421 U. S. 384
(BRENNAN, J., concurring in part and dissenting in part);
Board
of Education v. Allen, 392 U.S. at
392 U. S. 252
(Black, J., dissenting).
[
Footnote 2/2]
Although the texts are formally loaned to the students or their
parents, the reality is that they are provided to the school. The
school has the power to choose the books to be provided, since the
statute defines "textbook" as "
any book or book substitute
which a pupil uses as a text or text substitute in a particular
class or program in the school he regularly attends.'"
Ante at 433 U. S. 237.
The school will distribute "loan request" forms to the students,
collect them, and submit them to the public authority which
provides the books. The record is silent as to whether the books
will be returned to the public authority or stored at the school
during the summer recess.
[
Footnote 2/3]
Our experience with
Allen bears out the warning of THE
CHIEF JUSTICE:
"[I]n constitutional adjudication some steps, which when taken
were thought to approach 'the verge,' have become the platform for
yet further steps. A certain momentum develops in constitutional
theory, and it can be a 'downhill thrust' easily set in motion, but
difficult to retard or stop."
Lemon v. Kurtzman, 403 U. S. 602,
403 U. S. 624
(1971). The tension between
Allen and
Meek
indicates that we must soon either remove the platform or take the
plunge into new realms of state assistance to sectarian
institutions.
[
Footnote 2/4]
This is the line advocated by Mr. Justice Black, dissenting in
Board of Education v. Allen, supra at
392 U. S.
250-254. Mr. Justice Black was the author of the Court's
opinion in
Everson v. Board of Education, 330 U. S.
1 (1947), on which the opinion in
Allen was
based.
[
Footnote 2/5]
To some extent, of course, any program that improves the general
wellbeing of a student may assist his education. The distinction is
between programs that help the school educate a student and welfare
programs that may have the effect of making a student more
receptive to being educated.
[
Footnote 2/6]
Appellants argue that these programs are impermissible because
the diagnostic and therapeutic personnel may be influenced to
indoctrinate the pupils with whom they deal in the tenets of the
sect that runs the sectarian school. I agree that, if this danger
were real, it would militate strongly against upholding these
services. Appellants do not explain, however, why it is any more
likely that a hearing test will become an occasion for
indoctrination than that an eye chart will be used to deliver
religious messages. (Appellants do not challenge the provision of
diagnostic optometric services.) While constitutional adjudication
must be sensitive to the danger of subtle abuses, it cannot be
based on fear of imaginable but totally implausible evils.
MR. JUSTICE POWELL, concurring in part, concurring in the
judgment in part, and dissenting in part.
Our decisions in this troubling area draw lines that often must
seem arbitrary. No doubt we could achieve greater analytical
tidiness if we were to accept the broadest implications of the
observation in
Meek v. Pittenger, 421 U.
S. 349,
421 U. S. 366
(1975), that "[s]ubstantial aid to the educational function of
[sectarian] schools . . . necessarily results in aid to the
sectarian enterprise as a whole." If we took that course, it would
become impossible to sustain state aid of any kind -- even if the
aid is wholly secular in character and is supplied to the pupils,
rather than the institutions.
Meek itself would have to be
overruled, along with
Board of Education v. Allen,
392 U. S. 236
(1968), and even perhaps
Everson v. Board of Education,
330 U. S. 1 (1947).
The persistent desire of a number of States to find proper means of
helping sectarian education to survive would be doomed. This Court
has not yet thought that such a harsh result is required by the
Establishment Clause. Certainly few would consider it in the public
interest. Parochial schools, quite apart from their sectarian
purpose, have provided an educational alternative for millions of
young Americans; they often afford wholesome competition with our
public schools; and in some States they relieve substantially the
tax burden incident to the operation of public schools. The State
has, moreover, a legitimate interest in facilitating education of
the highest quality for all children within its boundaries,
whatever school their parents have chosen for them.
Page 433 U. S. 263
It is important to keep these issues in perspective. At this
point in the 20th century, we are quite far removed from the
dangers that prompted the Framers to include the Establishment
Clause in the Bill of Rights.
See Walz v. Tax Comm'n,
397 U. S. 664,
397 U. S. 668
(1970). The risk of significant religious or denominational control
over our democratic processes -- or even of deep political division
along religious lines -- is remote, and when viewed against the
positive contributions of sectarian schools, any such risk seems
entirely tolerable in light of the continuing oversight of this
Court. Our decisions have sought to establish principles that
preserve the cherished safeguard of the Establishment Clause
without resort to blind absolutism. If this endeavor means a loss
of some analytical tidiness, then that too is entirely tolerable.
Most of the Court's decision today follows in this tradition, and I
join Parts I through VI of the opinion.
With respect to Part VII, I concur only in the judgment. I am
not persuaded, nor did
Meek hold, that all loans of
secular instructional material and equipment "inescapably [have]
the primary effect of providing a direct and substantial
advancement of the sectarian enterprise."
Ante at
433 U. S. 250.
If that were the case, then
Meek surely would have
overruled
Allen. Instead the Court reaffirmed
Allen, thereby necessarily holding that at least some such
loans of materials helpful in the educational process are
permissible -- so long as the aid is incapable of diversion to
religious uses,
cf. Committee for Public Education v.
Nyquist, 413 U. S. 756
(1973), and so long as the materials are lent to the individual
students or their parents, and not to the sectarian institutions.
Here the statute is expressly limited to materials incapable of
diversion. Therefore the relevant question is whether the materials
are such that they are "furnished for the use of
individual students and at their request."
Allen,
supra at
392 U. S. 244
n. 6 (emphasis added).
The Ohio statute includes some materials such as wall maps,
Page 433 U. S. 264
charts, and other classroom paraphernalia for which the concept
of a loan to individuals is a transparent fiction. A loan of these
items is indistinguishable from forbidden "direct aid" to the
sectarian institution itself, whoever the technical bailee.
See
Meek, supra at
421 U. S.
362-366. Since the provision makes no attempt to
separate these instructional materials from others meaningfully
lent to individuals, I agree with the Court that it cannot be
sustained under our precedents. But I would find no constitutional
defect in a properly limited provision lending to the individuals
themselves only appropriate instructional materials and equipment
similar to that customarily used in public schools.
I dissent as to Part VIII, concerning field trip transportation.
The Court writes as though the statute funded the salary of the
teacher who takes the students on the outing. In fact, only the bus
and driver are provided for the limited purpose of physical
movement between the school and the secular destination of the
field trip. As I find this aid indistinguishable in principle from
that upheld in
Everson, supra, I would sustain the
District Court's judgment approving this part of the Ohio
statute.
MR. JUSTICE STEVENS, concurring in part and dissenting in
part.
The distinction between the religious and the secular is a
fundamental one. To quote from Clarence Darrow's argument in the
Scopes case:
"The realm of religion . . . is where knowledge leaves off, and
where faith begins, and it never has needed the arm of the State
for support, and wherever it has received it, it has harmed both
the public and the religion that it would pretend to serve.
[
Footnote 3/1] "
Page 433 U. S. 265
The line drawn by the Establishment Clause of the First
Amendment must also have a fundamental character. It should not
differentiate between direct and indirect subsidies, or between
instructional materials like globes and maps on the one hand and
instructional materials like textbooks on the other. For that
reason, rather than the three-part test described in Part II of the
plurality's opinion, I would adhere to the test enunciated for the
Court by Mr. Justice Black:
"No tax in any amount, large or small, can be levied to support
any religious activities or institutions, whatever they may be
called, or whatever form they may adopt to teach or practice
religion."
Everson v. Board of Education, 330 U. S.
1,
330 U. S. 16.
Under that test, a state subsidy of sectarian schools is invalid
regardless of the form it takes. The financing of buildings, field
trips, instructional materials, educational tests, and schoolbooks
are all equally invalid. [
Footnote
3/2] For all give aid to the school's educational mission,
which, at heart, is religious. [
Footnote 3/3] On the other hand, I am not prepared to
exclude the possibility
Page 433 U. S. 266
that some parts of the statute before us may be administered in
a constitutional manner. The State can plainly provide public
health services to children attending nonpublic schools. The
diagnostic and therapeutic services described in Parts V and VI of
the Court's opinion may fall into this category. [
Footnote 3/4] Although I have some misgivings on
this point, I am not prepared to hold this part of the statute
invalid on its face.
This Court's efforts to improve on the
Everson test
have not proved successful. "Corrosive precedents" [
Footnote 3/5] have left us without firm principles
on which to decide these cases. As this case demonstrates, the
States have been encouraged to search for new ways of achieving
forbidden ends.
See Committee for Public Education v.
Nyquist, 413 U. S. 756,
413 U. S. 785,
413 U. S. 797.
What should be a "high and impregnable" wall between church and
state, [
Footnote 3/6] has been
reduced to a "
blurred, indistinct, and variable barrier,'"
ante at 433 U. S. 236.
The result has been, as Clarence Darrow predicted, harm to "both
the public and the religion that [this aid] would pretend to
serve." [Footnote 3/7]
Accordingly, I dissent from Parts II, III, and IV of the
plurality's opinion.
[
Footnote 3/1]
Tr. of Oral Arg. 7,
Scopes v. State, 154 Tenn. 105, 289
S.W. 363 (1927) (on file with Clarence Darrow Papers, Library of
Congress) (punctuation corrected).
[
Footnote 3/2]
In view of the acknowledged tension,
ante at
433 U. S.
251-252, n. 18, between
Board of Education v.
Allen, 392 U. S. 236, and
Meek v. Pittenger, 421 U. S. 349, the
doctrine of
stare decisis cannot foreclose an eventual
choice between two inconsistent precedents.
[
Footnote 3/3]
It is the sectarian school itself, not the legislation, that is
"entangled" with religion:
"The very purpose of many of those schools is to provide an
integrated secular and religious education; the teaching process
is, to a large extent, devoted to the inculcation of religious
values and belief.
See Lemon v. Kurtzman, 403 U.S. at
403 U. S. 616-617.
Substantial aid to the educational function of such schools,
accordingly, necessarily results in aid to the sectarian school
enterprise as a whole."
"[T]he secular education those schools provide goes hand in hand
with the religious mission that is the only reason for the schools'
existence. Within the institution, the two are inextricably
intertwined."
"
Id. at
403 U. S. 657 (opinion of
BRENNAN, J.).
See generally Freund, Public Aid to
Parochial Schools, 82 Harv.L.Rev. 1680, 1688-1689."
Meek v. Pittenger, supra at
421 U. S.
366.
[
Footnote 3/4]
Like my Brother BRENNAN,
ante at
433 U. S. 256,
I am concerned by the amount of money appropriated under this
statute. But since the Court has invalidated so much of the
program, only a much smaller amount may still be involved.
[
Footnote 3/5]
Everson, 330 U.S. at
330 U. S. 63
(Rutledge, J., dissenting).
[
Footnote 3/6]
Id. at
330 U. S. 18.
[
Footnote 3/7]
In
Roemer v. Maryland Public Works Bd., 426 U.
S. 736,
426 U. S. 775,
I spoke of "the pernicious tendency of a state subsidy to tempt
religious schools to compromise their religious mission without
wholly abandoning it." This case presents an apt illustration. To
qualify for aid, sectarian schools must relinquish their religious
exclusivity. As the District Court noted, the statute provides
aid
"to pupils attending only those nonpublic schools whose
admission policies make no distinction as to . . . creed . . . of
either its pupils or of its teachers."
Wolman v. Essex, 417
F. Supp. 1113, 1116. Similarly, sectarian schools will be under
pressure to avoid textbooks which present a religious perspective
on secular subjects, so as to obtain the free textbooks provided by
the State.