A member and officer (petitioner's decedent) of respondent local
carpenters' Union brought a tort action for damages in California
state court against respondent Unions and Union officials, alleging
in count two of the complaint that, because of a sharp disagreement
between him and Union officials over various internal Union
policies, respondents had intentionally engaged in outrageous
conduct, threats, and intimidation, and had thereby caused him to
suffer emotional distress resulting in bodily injury; and alleging
in other counts that respondent local Union had discriminated
against him in referrals for employment in its hiring hall because
of his dissident intra-Union political activities, that the Union
had breached the hiring hall provisions of the collective
bargaining agreement with a contractors association by failing to
refer him on a nondiscriminatory basis, and that such failure to
comply with the collective bargaining agreement also breached his
membership contract with the union. The trial court sustained a
demurrer to the allegations of discrimination and breach of
contract on the ground that federal law preempted state
jurisdiction over them, but allowed the case to go to trial on
count two. The jury returned a verdict of actual and punitive
damages for the plaintiff, and the trial court entered a judgment
on the verdict. The California Court of Appeal reversed, holding
that state courts had no jurisdiction over the complaint since the
"crux" of the action concerned employment relations and involved
conduct arguably subject to the National Labor Relations Board's
jurisdiction.
Held:
1. The National Labor Relations Act does not preempt the action
for intentional infliction of emotional distress. Pp.
430 U. S.
295-306.
(a) No provision of the NLRA protects the "outrageous conduct"
complained of in count two, and regardless of whether the operation
of the hiring hall was lawful or unlawful under federal statutes,
there is no federal protection for union officers' conduct that is
so outrageous that "no reasonable man in a civilized society should
be expected to endure it." Hence, permitting the state courts to
exercise jurisdiction over such
Page 430 U. S. 291
complaints does not result in state regulation of federally
protected conduct. Pp.
430 U. S.
301-302.
(b) The State, on the other hand, has a substantial interest in
protecting its citizens from the kind of abuse of which the
plaintiff complained, and that interest is no less worthy of
recognition because it concerns protection from emotional distress
caused by outrageous conduct, rather than protection from physical
injury or damage to reputation. Pp.
430 U. S.
302-303.
(c) Viewed in light of the discrete concerns of the federal
scheme of labor regulation and the state tort law, the potential
for interference with the federal scheme by the state cause of
action is insufficient to counterbalance the legitimate and
substantial interest of the State in protecting its citizens, since
the state tort action can be resolved without reference to any
accommodation of the special interests of unions and members in the
hiring hall context. Pp. 30305.
(d) To permit concurrent state court jurisdiction it is
essential that the state tort be either unrelated to employment
discrimination or a function of the particularly abusive manner in
which the discrimination is accomplished or threatened, rather than
a function of the actual or threatened discrimination itself P.
430 U. S.
305.
2. It is clear from the record that the trial of the claim for
intentional infliction of emotional distress did not meet the above
standards, since the evidence supporting the verdict for the
plaintiff focuses less on the alleged "outrageous conduct"
complained of than on employment discrimination; hence, the
consequent risk that the verdict represented damages for employment
discrimination, rather than for instances of intentional infliction
of emotional distress precludes reinstatement of the trial court's
judgment. P.
430 U. S.
306.
49 Cal. App. 3d
614, 122 Cal. Rptr. 722, vacated and remanded.
POWELL, J., delivered the opinion for a unanimous Court.
Page 430 U. S. 292
MR. JUSTICE POWELL delivered the opinion of the Court.
The issue in this case is whether the National Labor Relations
Act, as amended, preempts a tort action brought in state court by a
Union member against the Union and its officials to recover damages
for the intentional infliction of emotional distress.
I
Petitioner Richard T. Hill [
Footnote 1] was a carpenter and a member of Local 25 of
the United Brotherhood of Carpenters and Joiners of America. Local
25 (Union) operates an exclusive hiring hall for employment
referral of carpenters in the Los Angeles area. In 1965, Hill was
elected to a three-year term as vice-president of the Union.
Shortly thereafter, sharp disagreement developed between Hill and
the Union Business Agent, Earl Daley, and other Union officials
over various internal Union policies. According to Hill, the Union
then began to discriminate against him in referrals to employers,
prompting him to complain about the hiring hall operation within
the Union and to the District Council and the International Union.
Hill claims that, as a result of these complaints, he was subjected
to a campaign of personal abuse and harassment, in addition to
continued discrimination in referrals from the hiring hall.
[
Footnote 2]
Page 430 U. S. 293
In April, 1969, petition filed in Superior Court for the County
of Los Angeles an action for damages against the Union, the
District Council and the International with which the Union was
affiliated, and certain officials of the Union, including Business
Agent Daley. In count two of his amended complaint, Hill alleged
that the defendants had intentionally engaged in outrageous
conduct, threats, and intimidation, and had thereby caused him to
suffer grievous emotional distress resulting in bodily injury. In
three other counts, he alleged that the Union had discriminated
against him in referrals for employment because of his dissident
intra-Union political activities, that the Union had breached the
hiring hall provisions of the collective bargaining agreement
between it and a contractors association by failing to refer him on
a nondiscriminatory basis, and that the failure to comply with the
collective bargaining agreement also constituted a breach of his
membership contract with the Union. He sought $500,000 in actual,
and $500,000 in punitive, damages.
The Superior Court sustained a demurrer to the allegations of
discrimination and breach of contract on the ground that federal
law preempted state jurisdiction over them, but allowed the case to
go to trial on the allegations in count two. [
Footnote 3] Hill attempted to prove that the
Union's campaign against him included "frequent public ridicule,"
"incessant verbal abuse," and refusals to refer him to jobs in
accordance with the rules of the hiring hall. The defendants
countered with evidence that the hiring hall was operated in a
nondiscriminatory manner. The trial court instructed the jury that,
in order to recover damages, Hill had to prove by a preponderance
of the evidence that the defendants
Page 430 U. S. 294
intentionally and by outrageous conduct had caused him to suffer
severe emotional distress. The court defined severe emotional
distress as "any highly unpleasant mental reaction such as fright,
grief, shame, humiliation, embarrassment, anger, chagrin,
disappointment, or worr[y]." The injury had to be "severe," which,
in this context, meant
"substantial or enduring, as distinguished from trivial or
transitory. It must be of such substantial quantity or enduring
quality that no reasonable man in a civilized society should be
expected to endure it. Lability does not extend to mere insults,
indignities, annoyances, petty or other trivialities."
The court also instructed that the National Labor Relations
Board would not have jurisdiction to compensate petitioner for
injuries such as emotional distress, pain and suffering, and
medical expenses, nor would it have authority to award punitive
damages. The court refused to give a requested instruction to the
effect that the jury could not consider any evidence regarding
discrimination with respect to employment opportunities or hiring
procedures.
The jury returned a verdict of $7,500 actual damages and
$175,000 punitive damages against the Union, the District Council,
and Business Agent Daley, and the trial court entered a judgment on
the verdict. [
Footnote 4]
The California Court of Appeal reversed.
49 Cal.
App. 3d 614, 122 Cal. Rptr. 722. Relying on this Court's
decisions in
Motor Coach Employees v. Lockridge,
403 U. S. 274
(1971);
Plumbers v. Borden, 373 U.
S. 690 (1963);
Iron Workers v. Perko,
373 U. S. 701
(1963); and
San Diego Bldg. Trades Council v. Garmon,
359 U. S. 236
(1959), the Court of
Page 430 U. S. 295
Appeal held that the state courts had no jurisdiction over the
complaint, since the "crux" of the action concerned employment
relations and involved conduct arguably subject to the jurisdiction
of the National Labor Relations Board. The court remanded "with
instructions to render judgment for the defendants and dismiss the
action." 49 Cal. App. 3d at 631, 122 Cal. Rptr. at 732. The
California Supreme Court denied review.
We granted certiorari to consider the applicability of the
preemption doctrine to cases of this nature, 423 U.S. 1086 (1976).
For the reasons set forth below we vacate the judgment of the Court
of Appeal and remand for further proceedings.
II
The doctrine of preemption in labor law has been shaped
primarily by two competing interests. [
Footnote 5] On the one hand, this Court has recognized
that
"the broad powers conferred by Congress upon the National Labor
Relations Board to interpret and to enforce the complex Labor
Management Relations Act . . . necessarily imply that potentially
conflicting 'rules of law, of remedy, and of administration' cannot
be permitted to operate."
Vaca v. Sipes, 386 U. S. 171,
386 U. S.
178-179 (1967), quoting
San Diego Bldg. Trades
Council v. Garmon, supra at
359 U. S. 242.
On the other hand, because Congress has refrained from providing
specific directions with respect to the scope of preempted state
regulation, the Court has been unwilling to "declare preempted all
local regulation that touches or concerns
Page 430 U. S. 296
in any way the complex interrelationships between employees,
employers, and unions. . . ."
Motor Coach Employees v.
Lockridge, supra at
403 U. S. 289.
Judicial experience with numerous approaches to the preemption
problem in the labor law area eventually led to the general rule
set forth in
Garmon, supra at
359 U. S. 244,
and recently reaffirmed in both
Lockridge, supra at
403 U. S. 291,
and
Machinists v. Wisconsin Emp. Rel. Comm'n, 427 U.
S. 132,
427 U. S.
138-139 (1976):
"When it is clear or may fairly be assumed that the activities
which a State purports to regulate are protected by § 7 of the
National Labor Relations Act, or constitute an unfair labor
practice under § 8, due regard for the federal enactment
requires that state jurisdiction must yield. To leave the States
free to regulate conduct so plainly within the central aim of
federal regulation involves too great a danger of conflict between
power asserted by Congress, and requirements imposed by state
law."
359 U.S. at
359 U. S. 244.
[
Footnote 6]
But the same considerations that underlie the
Garmon
rule have led the Court to recognize exceptions in appropriate
classes of cases. [
Footnote 7]
We have refused to apply the preemption doctrine to activity that
otherwise would fall within the scope of
Garmon if that
activity
"was a merely peripheral concern of the Labor Management
Relations Act . . . [or] touched interests so deeply rooted in
local feeling and responsibility that, in the absence of compelling
congressional direction,
Page 430 U. S. 297
we could not infer that Congress had deprived the States of the
power to act."
Id. at
359 U. S.
243-244.
See, e.g., Linn v. Plant Guard
Workers, 383 U. S. 53 (1966)
(malicious libel);
Automobile Workers v. Russell,
356 U. S. 634
(1958) (mass picketing and threats of violence);
Machinists v.
Gonzales, 356 U. S. 617
(158) (wrongful expulsion from union membership). We also have
refused to apply the preemption doctrine
"where the particular rule of law sought to be invoked before
another tribunal is so structured and administered that, in
virtually all instances, it is safe to presume that judicial
supervision will not disserve the interests promoted by the federal
labor statutes."
Motor Coach Employees v. Lockridge, supra at
403 U. S.
297-298.
See Vaca v. Sipes, supra, (duty of
fair representation cases). [
Footnote 8]
These exceptions "in no way undermine the vitality of the
preemption rule." 386 U.S. at
386 U. S. 180.
To the contrary, they highlight our responsibility in a case of
this kind to determine the scope of the general rule by examining
the state interests in regulating the conduct in question and the
potential for interference with the federal regulatory scheme.
Page 430 U. S. 298
The nature of the inquiry is perhaps best illustrated by
Linn v. Plant Guard Workers, supra. Linn, an assistant
manager of Pinkerton's National Detective Agency, filed a diversity
action in federal court against a union, two of its officers, and a
Pinkerton employee, alleging that the defendants had circulated a
defamatory statement about him in violation of state law. If unfair
labor practice charges had been filed, the Board might have found
that the union violated § 8 by intentionally circulating false
statements during an organizational campaign, or that the issuance
of the malicious statements during the campaign had such a
significant effect as to require that the election be set aside.
Under a formalistic application of
Garmon, the libel suit
could have been preempted.
But a number of factors influenced the Court to depart from the
Garmon rule. First, the Court noted that the underlying
conduct -- the intentional circulation of defamatory material known
to be false -- was not protected under the Act, 383 U.S. at
383 U. S. 61,
and there was thus no risk that permitting the state cause of
action to proceed would result in state regulation of conduct that
Congress intended to protect. Second, the Court recognized that
there was "
an overriding state interest'" in protecting
residents from malicious libels, and that this state interest was
"`deeply rooted in local feeling and responsibility.'" Id.
at 383 U. S. 61,
383 U. S. 62.
Third, the Court reasoned that there was little risk that the state
cause of action would interfere with the effective administration
of national labor policy. The Board's § 8 unfair labor
practice proceeding would focus only on whether the statements were
misleading or coercive; whether the statements also were defamatory
would be of no relevance to the Board's performance of its
functions. Id. at
383 U. S. 63. Moreover, the Board would lack authority
to provide the defamed individual with damages or other relief.
Ibid. Conversely, the state law action would be
unconcerned with whether the statements were coercive or
Page 430 U. S. 299
misleading in the later context, and, in any event, the court
would have power to award Linn relief only if the statements were
defamatory. Taken together, these factors justified an exception to
the preemption rule.
The Court was careful, however, to limit the scope of that
exception. To minimize the possibility that state libel suits would
either dampen the free discussion characteristic of labor disputes
or become a weapon of economic coercion, the Court adopted by
analogy the standards enunciated in
New York Times Co. v.
Sullivan, 376 U. S. 254
(1964), and held that state damages actions in this context would
escape preemption only if limited to defamatory statements
published with knowledge or reckless disregard of their falsity.
The Court also held that a complainant could recover damages only
upon proof that the statements had caused him injury, including
general injury to reputation, consequent mental suffering,
alienation of associates, specific items of pecuniary loss, or any
other form of harm recognized by state tort law. The Court stressed
the responsibility of the trial judge to assure that damages were
not excessive.
Similar reasoning underlies the exception to the preemption rule
in cases involving violent tortious activity. Nothing in the
federal labor statutes protects or immunizes from state action
violence or the threat of violence in a labor dispute,
Automobile Workers v. Russell, 356 U.S. at
356 U. S. 640;
id. at
356 U. S. 649
(Warren, C.J., dissenting);
Construction Workers v. Laburnum
Constr. Corp., 347 U. S. 656,
347 U. S. 666
(1954), and thus there is no risk that state damages actions will
fetter the exercise of rights protected by the NLRA. On the other
hand, our cases consistently have recognized the historic state
interest in "such traditionally local matters as public safety and
order and the use of streets and highways."
Allen-Bradley Local
v. Wisconsin Emp. Rel. Bd., 315 U. S. 740,
315 U. S. 749
(1942). And, as with the defamation actions preserved by
Linn, state court actions to redress injuries caused by
violence or threats
Page 430 U. S. 300
of violence are consistent with effective administration of the
federal scheme: such actions can be adjudicated without regard to
the merits of the underlying labor controversy.
Automobile
Workers v. Russell, supra at
356 U. S. 649
(Warren, C.J., dissenting).
Although cases like
Linn and
Russell involve
state law principles with only incidental application to conduct
occurring in the course of a labor dispute, it is well settled that
the general applicability of a state cause of action is not
sufficient to exempt it from preemption.
"[I]t [has not] mattered whether the States have acted through
laws of broad general application rather than laws specifically
directed towards the governance of industrial relations. [
Footnote 9]"
Garmon, 359 U.S. at
359 U. S. 244.
Instead, the cases reflect a balanced inquiry into such factor as
the nature of the federal and state interests in regulation and the
potential for interference with federal regulation. As was said in
Vaca v. Sipes, 386 U.S. at
386 U. S. 180,
our cases
"demonstrate that the decision to preempt federal and state
court jurisdiction over
Page 430 U. S. 301
a given class of cases must depend upon the nature of the
particular interests being asserted and the effect upon the
administration of national labor policies of concurrent judicial
and administrative remedies. [
Footnote 10]"
III
In count two of his amended complaint,
see supra at
430 U. S. 293,
Hill alleged that the defendants had intentionally engaged in
"outrageous conduct, threats, intimidation, and words" which caused
Hill to suffer "grievous mental and emotional distress, as well as
great physical damage." In the context of Hill's other allegations
of discrimination in hiring hall
Page 430 U. S. 302
referrals, these allegations of tortious conduct might form the
basis for unfair labor practice charges before the Board. On this
basis, a rigid application of the
Garmon doctrine might
support the conclusion of the California courts that Hill's entire
action was preempted by federal law. Our cases indicate, however,
that inflexible application of the doctrine is to be avoided,
especially where the State has a substantial interest in regulation
of the conduct at issue and the State's interest is one that does
not threaten undue interference with the federal regulatory scheme.
With respect to Hill's claims of intentional infliction of
emotional distress, we cannot conclude that Congress intended
exclusive jurisdiction to lie in the Board.
No provision of the National Labor Relations Act protects the
"outrageous conduct" complained of by petitioner Hill in the second
count of the complaint. Regardless of whether the operation of the
hiring hall was lawful or unlawful under federal statutes, there is
no federal protection for conduct on the part of union officers
which is so outrageous that "no reasonable man in a civilized
society should be expected to endure it."
See supra at
430 U. S. 294.
Thus, as in
Linn v. Plant Guard Workers, 383 U. S.
53 (1966), and
Automobile Workers v. Russell,
supra, permitting the exercise of state jurisdiction over such
complaints does not result in state regulation of federally
protected conduct.
The State, on the other hand, has a substantial interest in
protecting its citizens from the kind of abuse of which Hill
complained. That interest is no less worthy of recognition because
it concerns protection from emotional distress caused by outrageous
conduct, rather than protection from physical injury, as in
Russell, or damage to reputation, as in
Linn.
Although recognition of the tort of intentional infliction of
emotional distress is a comparatively recent development in state
law,
see W. Prosser, Law of Torts, § 12, pp. 4950, 56
(4th ed.1971), our decisions permitting the exercise of
Page 430 U. S. 303
state jurisdiction in tort actions based on violence or
defamation have not rested on the history of the tort at issue, but
rather on the nature of the State's interest in protecting the
health and wellbeing of its citizens.
There is, to be sure, some risk that the state cause of action
for infliction of emotional distress will touch on an area of
primary federal concern. Hill's complaint itself highlights this
risk. In those counts of the complaint that the trial court
dismissed, Hill alleged discrimination against him in hiring hall
referrals, which were also alleged to be violations of both the
collective bargaining agreement and the membership contract. These
allegations, if sufficiently supported before the National Labor
Relations Board, would make out an unfair labor practice, [
Footnote 11] and the Superior Court
considered them preempted by the federal Act. [
Footnote 12] Even in count two of
Page 430 U. S. 304
the complaint Hill made allegations of discrimination in "job
dispatching procedures" and "work assignments" which, standing
alone, might well be preempted as the exclusive concern of the
Board. The occurrence of the abusive conduct, with which the state
tort action is concerned, in such a context of federally prohibited
discrimination suggests a potential for interference with the
federal scheme of regulation.
Viewed, however, in light of the discrete concerns of the
federal scheme and the state tort law, that potential for
interference is insufficient to counterbalance the legitimate and
substantial interest of the State in protecting its citizens. If
the charges in Hill's complaint were filed with the Board, the
focus of any unfair labor practice proceeding would be on whether
the statements or conduct on the part of Union officials
discriminated or threatened discrimination against him in
employment referrals for reasons other than failure to pay Union
dues.
See n 11,
supra. Whether the statements or conduct of the
respondents also caused Hill severe emotional distress and physical
injury would play no role in the Board's disposition of the case,
and the Board could not award Hill damages for pain, suffering, or
medical expenses. Conversely, the state court tort action can be
adjudicated without resolution of the "merits" of the underlying
labor dispute. Recovery for the tort of emotional distress under
California law requires proof that the defendant intentionally
engaged in outrageous conduct causing the plaintiff to sustain
mental distress.
State Rubbish Collectors Assn. v.
Silizino, 38 Cal. 2d
330, 240 P.2d 282 (1952);
Alcorn v. Anbro Engineering,
Inc., 2 Cal. 3d 493,
468 P.2d 216 (1970). The state court need not consider, much less
resolve, whether a union discriminated or threatened to
discriminate against an employee in terms of employment
opportunities. To the
Page 430 U. S. 305
contrary, the tort action can be resolved without reference to
any accommodation of the special interests of unions and members in
the hiring hall context.
On balance, we cannot conclude that Congress intended to oust
state court jurisdiction over actions for tortious activity such as
that alleged in this case. At the same time, we reiterate that
concurrent state court jurisdiction cannot be permitted where there
is a realistic threat of interference with the federal regulatory
scheme. Union discrimination in employment opportunities cannot
itself form the underlying "outrageous" conduct on which the state
court tort action is based; to hold otherwise would undermine the
preemption principle. Nor can threats of such discrimination
suffice to sustain state court jurisdiction. It may well be that
the threat, or actuality, of employment discrimination will cause a
union member considerable emotional distress and anxiety. But
something more is required before concurrent state court
jurisdiction can be permitted. Simply stated, it is essential that
the state tort be either unrelated to employment discrimination or
a function of the particularly abusive manner in which the
discrimination is accomplished or threatened, rather than a
function of the actual or threatened discrimination itself.
[
Footnote 13]
Two further limitations deserve emphasis. Our decision rests in
part on our understanding that California law permits recovery only
for emotional distress sustained as a result of "outrageous"
conduct. The potential for undue interference
Page 430 U. S. 306
with federal regulation would be intolerable if state tort
recoveries could be based on the type of robust language and clash
of strong personalities that may be commonplace in various labor
contexts. We also repeat that state trial courts have the
responsibility in cases of this kind to assure that the damages
awarded are not excessive.
See Linn v. Plant Guard
Workers, 383 U.S. at
383 U. S.
65-66.
IV
Although the second count of petitioner's complaint alleged the
intentional infliction of emotional distress, it is clear from the
record that the trial of that claim was not in accord with the
standards discussed above. The evidence supporting the verdict in
Hill's favor focuses less on the alleged campaign of harassment,
public ridicule, and verbal abuse than on the discriminatory
refusal to dispatch him to any but the briefest and least desirable
jobs; [
Footnote 14] and no
appropriate instruction distinguishing the two categories of
evidence was given to the jury.
See n 13,
supra. The consequent risk that
the jury verdict represented damages for employment discrimination,
rather than for instances of intentional
Page 430 U. S. 307
infliction of emotional distress precludes reinstatement of the
judgment of the Superior Court.
The judgment of the Court of Appeal is vacated, and the case is
remanded to that court for further proceedings not inconsistent
with this opinion. [
Footnote
15]
It is so ordered.
[
Footnote 1]
Hill died after the petition for a writ of certiorari was
granted. On June 1, 1976, Joy A. Farmer, special administrator of
Hill's estate, was substituted as petitioner. We will refer to Hill
as the petitioner.
[
Footnote 2]
According to Hill, the Union accomplished this discrimination by
removing his name from the top of the out-of-work list and placing
it at the bottom, by referring him to jobs of short duration when
more desirable work was available, and by referring him to jobs for
which he was not qualified.
[
Footnote 3]
Hill did not appeal the Superior Court's ruling sustaining the
demurrer with respect to the claims of discrimination and breach of
contract, and we thus have no occasion to consider the
applicability of the preemption doctrine to those counts.
[
Footnote 4]
Hill voluntarily dismissed the complaint against the
International and one Union official, the trial court dismissed the
complaint with respect to another Union official, and the jury
entered a verdict in favor of two other Union officials.
[
Footnote 5]
"[I]n referring to decisions holding state laws preempted by the
NLRA, care must be taken to distinguish preemption based on federal
protection of the conduct in question . . . from that based
predominantly on the primary jurisdiction of the National Labor
Relations Board . . . , although the two are often not easily
separable."
Railroad Trainmen v. Jacksonville Terminal Co.,
394 U. S. 369,
394 U. S. 383
n.19 (1969). The branch of the preemption doctrine most applicable
to the instant case concerns the primary jurisdiction of the
National Labor Relations Board.
[
Footnote 6]
The history of the
Garmon doctrine was recently
summarized in
Motor Coach Employees v. Lockridge, 403 U.S.
at
403 U. S.
290-291, and in
Machinists v. Wisconsin Emp. Rel.
Comm'n, 427 U.S. at
427 U. S.
138-139.
[
Footnote 7]
"[W]e [cannot] proceed on a case-by-case basis to determine
whether each particular final judicial pronouncement does, or might
reasonably be thought to, conflict in some relevant manner with
federal labor policy. This Court is ill-equipped to play such a
role and the federal system dictates that this problem be solved
with a rule capable of relatively easy application, so that lower
courts may largely police themselves in this regard."
Motor Coach Employees v. Lockridge, supra at
403 U. S.
289-290.
[
Footnote 8]
In addition to the judicially developed exceptions referred to
in the text, Congress itself has created exceptions to the Board's
exclusive jurisdiction in other classes of cases. Section 303 of
the Labor Management Relations Act, 1947, 61 Stat. 158, as amended,
29 U.S.C. § 187, authorizes anyone injured in his business or
property by activity violative of § 8(b)(4) of the NLRA, 61
Stat. 140, as amended, 29 U.S.C. § 158(b)(4), to recover
damages in federal district court even though the underlying unfair
labor practices are remediable by the Board.
See Teamsters v.
Morton, 377 U. S. 252
(1964). Section 301 of the LMRA, 29 U.S.C. § 185, authorizes
suits for breach of a collective bargaining agreement even if the
breach is an unfair labor practice within the Board's jurisdiction.
See Smith v. Evening News Assn., 371 U.
S. 195 (1962). Section 14(c)(2) of the NLRA, as added by
Title VII, § 701(a) of the Labor-Management Reporting and
Disclosure Act of 1959, 73 Stat. 541, 29 U.S.C. 164(c)(2), permits
state agencies and state courts to assert jurisdiction over "labor
disputes over which the Board declines, pursuant to paragraph (1)
of this subsection, to assert jurisdiction."
[
Footnote 9]
In
Plumbers v. Borden, 373 U.
S. 690 (1963), for example, an employee sued his union,
which operated a hiring hall, claiming that the union had
arbitrarily refused to refer him for employment on one particular
occasion. He alleged that the union's conduct constituted both
tortious interference with his right to contract for employment and
breach of a promise, implicit in his membership arrangement with
the union, not to discriminate unfairly against any member or deny
him the right to work. Under these circumstances, concurrent state
court jurisdiction would have impaired significantly the
functioning of the federal system. If unfair labor practice charges
had been filed, the Board might have concluded that the refusal to
refer Borden was due to a lawful hiring hall practice,
see
Teamsters v. NLRB, 365 U. S. 667
(1961). Board approval of various hiring hall practices would be
meaningless if state courts could declare those procedures
violative of the contractual rights implicit between a member and
his union. Accordingly, the state cause of action was preempted
under
Garmon. Similar reasoning prompted the Court to
apply the
Garmon rule in the companion case of
Iron
Workers v. Perko, 373 U. S. 701
(1963).
[
Footnote 10]
Machinists v. Gonzales, 356 U.
S. 617 (1958), established another exception to the
general rule of preemption for state law actions alleging expulsion
from union membership in violation of the applicable union
constitution and bylaws and seeking restoration to membership and
damages due to the illegal expulsion.
Gonzales was decided
prior to this Court's adoption in
Garmon of the current
preemption test, and our decision in
Lockridge makes it
clear that "the full-blown rationale of
Gonzales could not
survive the rule of
Garmon."
Lockridge, 403 U.S.
at
403 U. S. 295.
At the same time, we stated that "
Garmon did not cast
doubt upon the result reached in
Gonzales,"
id.
at
403 U. S. 295,
since
Garmon cited
Gonzales as an example of the
nonapplicability of the normal preemption rule "where the activity
regulated was a merely peripheral concern of the . . . Act." 359
U.S. at
359 U. S.
243.
Although the
Lockridge decision has been the subject of
extensive criticism,
see, e.g., Bryson, A Matter of Wooden
Logic: Labor Law Preemption and Individual Rights, 51 Texas L.Rev.
1037, 1050-1058 (1973); Cox, Labor Law Preemption Revisited, 85
Harv.L.Rev. 1337, 1368-1377 (1972), the instant case presents no
occasion for us to reconsider the relationship between
Lockridge and
Gonzales. Whatever the scope of
Gonzales after
Garmon and
Lockridge, the
analysis used by the Court in those cases is consistent with the
framework discussed in the text above.
Lockridge held that
the state court action at issue involved a "real and immediate"
potential for conflict with the federal scheme, 403 U.S. at
403 U. S. 296,
whereas the possibility that the state court in
Gonzales
"would directly and consciously implicate principles of federal
law" was considered, "at best, tangential and remote."
Ibid.
[
Footnote 11]
Discrimination in hiring hall referrals constitutes an unfair
labor practice under §§ 8(b)(1)(A) and 8(b)(2) of the
NLRA.
See, e.g., Radio Officers v. NLRB, 347 U. S.
17 (1954);
Operating Engineers Local 18, 205
N.L.R.B. 901 (1973),
enf'd, 500 F.2d 48 (CA6 1974).
Prior to the filing of this suit, Hill filed an unfair labor
practice charge with the Board with respect to one specific
instance of alleged discrimination. He alleged that the Union
violated §§ 8(b)(1)(A) and 8(b)(2) by refusing to honor
an employer's request that he be referred for employment on a
particular construction job. The Board awarded Hill $2,517 in
backpay.
[
Footnote 12]
Whether a hiring hall practice is discriminatory, and therefore
violative of federal law is a determination Congress has entrusted
to the Board.
See Teamsters v. NLRB, 365 U.
S. 667 (1961). Whether there is federal preemption with
respect to allegations of breach of a contractual obligation
depends upon the nature of the obligation and the alleged breach.
See Motor Coach Employees v. Lockridge, 403 U.S. at
403 U. S.
292-297,
403 U. S.
298-301. Casting a complaint in terms of breach of a
membership agreement does not necessarily insulate a state court
action from application of the preemption doctrine.
See
n 9,
supra.
Allegations of breach of the contract between the union and the
employer stand on different ground, since, as noted earlier, §
301 of the Labor Management Relations Act, 29 U.S.C. § 185,
authorizes suits for breach of a
collective bargaining
agreement even if the breach is an unfair labor practice
within the Board's jurisdiction.
See n 8,
supra.
[
Footnote 13]
In view of the potential for interference with the federal
scheme of regulation, the trial court should be sensitive to the
need to minimize the jury's exposure to evidence of employment
discrimination in cases of this sort. Where evidence of
discrimination is necessary to establish the context in which the
state claim arose, the trial court should instruct the jury that
the fact of employment discrimination (as distinguished from
attendant tortious conduct under state law) should not enter into
the determination of liability or damages.
[
Footnote 14]
Almost the entire section of petitioner's brief summarizing the
trial transcript,
see Brief for Petitioner 10, is directed
at instances of Union discrimination against Hill with respect to
employment opportunities. Moreover, counsel for petitioner, who was
also petitioner's trial counsel, indicated at oral argument that
the focus of the trial was on employment discrimination, rather
than the intentional infliction of emotional distress: "We had to
show simply two easy issues to the jury: one, what the [hiring
hall] rules were; and two, were they fairly applied." Tr. of Oral
Arg. 69. It is plain that those two elements are more relevant to
the issue of discriminatory referrals than to the issue of
infliction of emotional distress.
Respondents concede that
"[t]he allegations made in the plaintiff's second cause of
action . . . sound in the state tort law of intentional infliction
of emotional distress,"
but contend that the dominant focus of the evidence adduced at
trial was on discriminatory hiring hall referrals. Brief for
Respondents 28.
[
Footnote 15]
We, of course, express no view on the question whether those
aspects of the case that are not preempted are sufficient under
state law to amount to conduct "that no reasonable man in a
civilized society should be expected to endure."