During the course of a protracted dispute over the control of
the Serbian Eastern Orthodox Diocese for the United States and
Canada, the Holy Assembly of Bishops and the Holy Synod of the
Serbian Orthodox Church (Mother Church) suspended and ultimately
removed and defrocked the Bishop, respondent Dionisije, and
appointed petitioner Firmilian as Administrator of the Diocese,
which the Mother Church then reorganized into three Dioceses. The
Serbian Orthodox Church is a hierarchical church, and the sole
power to appoint and remove its Bishops rests in the Holy Assembly
and Holy Synod. Dionisije filed suit in the Illinois courts seeking
to enjoin petitioners from interfering with Diocesan assets of
respondent not-for-profit Illinois corporations and to have himself
declared the true Diocesan Bishop. After a lengthy trial, the trial
court resolved most of the disputed issues in favor of petitioners.
The Supreme Court of Illinois affirmed in part and reversed in
part, holding that Dionisije's removal and defrockment had to be
set aside as "arbitrary" because the proceedings against him had
not in its view been conducted in accordance with the Church's
constitution and penal code, and that the Diocesan reorganization
was invalid because it exceeded the scope of the Mother Church's
authority to effectuate such changes without Diocesan approval.
Held:
1. The holding of the Illinois Supreme Court constituted
improper judicial interference with the decisions of a hierarchical
church and in thus interposing its judgment into matters of
ecclesiastical cognizance and polity, the court contravened the
First and Fourteenth Amendments. Pp.
426 U. S.
708-725.
(a) "[W]henever the questions of discipline, or of faith, or
ecclesiastical rule, custom, or law have been decided by the
highest of [the] church judicatories to which the matter has been
carried, the legal tribunals must accept such decisions as final,
and as binding. . . ."
Watson v.
Jones, 13 Wall. 679,
80 U. S. 727.
Pp.
426 U. S.
708-712.
(b) Under the guise of "minimal" review of the Mother
Page 426 U. S. 697
Church's decisions that the Illinois Supreme Court deemed
"arbitrary," that court has unconstitutionally undertaken the
adjudication of quintessentially religious controversies whose
resolution the First Amendment commits exclusively to the highest
ecclesiastical tribunals of this hierarchical church. Pp.
426 U. S.
712-720.
2. Though it did not rely on the "fraud, collusion, or
arbitrariness" exception to the rule requiring recognition by civil
courts of decisions by hierarchical tribunals, but rather on
purported "neutral principles" for resolving property disputes in
reaching its conclusion that the Mother Church's reorganization of
the American-Canadian Diocese into three Dioceses was invalid, that
conclusion also contravened the First and Fourteenth Amendments.
The reorganization of the Diocese involves solely a matter of
internal church government, an issue at the core of ecclesiastical
affairs. Religious freedom encompasses the "power [of religious
bodies] to decide for themselves, free from state interference,
matters of church government as well as those of faith and
doctrine."
Kedroff v. St. Nicholas Cathedral, 344 U. S.
94,
344 U. S. 116.
Pp.
426 U. S.
720-724.
60 Ill. 2d
477,
328 N.E.2d
268, reversed.
BRENNAN, J., delivered the opinion of the Court, in which
STEWART, WHITE, MARSHALL, BLACKMUN, and POWELL, JJ., joined. WHITE,
J., filed a concurring opinion,
post, p.
426 U. S. 725.
BURGER, C.J., concurred in the judgment. REHNQUIST, J., filed a
dissenting opinion, in which STEVENS, J., joined,
post, p.
426 U. S.
725.
MR. JUSTICE BRENNAN delivered the opinion of the Court.
In 1963, the Holy Assembly of Bishops and the Holy Synod of the
Serbian Orthodox Church (Mother Church)
Page 426 U. S. 698
suspended and ultimately removed respondent Dionisije
Milivojevich (Dionisije) as Bishop of the American-Canadian Diocese
of that Church, and appointed petitioner Bishop Firmilian
Ocokoljich (Firmilian) as Administrator of the Diocese, which the
Mother Church then reorganized into three Dioceses. In 1964, the
Holy Assembly and Holy Synod defrocked Dionisije as a Bishop and
cleric of the Mother Church. In this civil action brought by
Dionisije and the other respondents in Illinois Circuit Court, the
Supreme Court of Illinois held that the proceedings of the Mother
Church respecting Dionisije were procedurally and substantively
defective under the internal regulations of the Mother Church and
were therefore arbitrary and invalid. The State Supreme Court also
invalidated the Diocesan reorganization into three Dioceses.
60 Ill. 2d
477,
328 N.E.2d
268 (1975). [
Footnote 1] We
granted certiorari to determine whether the actions of the Illinois
Supreme Court constituted improper judicial interference with
decisions of the highest authorities of a hierarchical church in
violation of the First and Fourteenth Amendments. 423 U.S. 911
(1975). We hold that the inquiries made by the Illinois Supreme
Court into matters of ecclesiastical cognizance and polity and the
court's actions pursuant thereto contravened the First and
Fourteenth Amendments. We therefore reverse.
I
The basic dispute is over control of the Serbian Eastern
Orthodox Diocese for the United States of America and Canada
(American-Canadian Diocese), its property and assets. Petitioners
are Bishops Firmilian, Gregory Udicki, and Sava Vukovich, and the
Serbian Eastern
Page 426 U. S. 699
Orthodox Diocese for the United States of America and Canada
(the religious body in this country). Respondents are Bishop
Dionisije, the Serbian Orthodox Monastery of St. Sava, and the
Serbian Eastern Orthodox Diocese for the United States of America
and Canada, an Illinois religious corporation. A proper perspective
on the relationship of these parties and the nature of this dispute
requires some background discussion.
The Serbian Orthodox Church, one of the 14 autocephalous,
hierarchical churches which came into existence following the
schism of the universal Christian church in 1054, is an episcopal
church whose seat is the Patriarchate in Belgrade, Yugoslavia. Its
highest legislative, judicial, ecclesiastical, and administrative
authority resides in the Holy Assembly of Bishops, a body composed
of all Diocesan Bishops presided over by a Bishop designated by the
Assembly to be Patriarch. The Church's highest executive body, the
Holy Synod of Bishops, is composed of the Patriarch and four
Diocesan Bishops selected by the Holy Assembly. The Holy Synod and
the Holy Assembly have the exclusive power to remove, suspend,
defrock, or appoint Diocesan Bishops. The Mother Church is governed
according to the Holy Scriptures, Holy Tradition, Rules of the
Ecumenical Councils, the Holy Apostles, the Holy Faiths of the
Church, the Mother Church Constitution adopted in 1931, and a
"penal code" adopted in 1961. These sources of law are sometimes
ambiguous and seemingly inconsistent. Pertinent provisions of the
Mother Church Constitution provide that the Church's "main
administrative division is composed of dioceses, both in regard to
church hierarchical and church administrative aspect," Art. 12, and
that
"[d]ecisions of establishing, naming, liquidating, reorganizing,
and the seat of the dioceses, and establishing or eliminating of
position of vicar bishops,
Page 426 U. S. 700
is decided upon by the [Holy Assembly], in agreement with the
Patriarchal Council,"
Art. 16.
During the late 19th century, migrants to North America of
Serbian descent formed autonomous religious congregations
throughout this country and Canada. These congregations were then
under the jurisdiction of the Russian Orthodox Church, but that
Church was unable to care for their needs, and the congregations
sought permission to bring themselves under the jurisdiction of the
Serbian Orthodox Church.
In 1913 and 1916, Serbian priests and laymen organized a Serbian
Orthodox Church in North America. The 32 Serbian Orthodox
congregations were divided into 4 presbyteries, each presided over
by a Bishop's Aide, and constitutions were adopted. In 1917, the
Russian Orthodox Church commissioned a Serbian priest, Father
Mardary, to organize an independent Serbian Diocese in America.
Four years later, as a result of Father Mardary's efforts, the Holy
Assembly of Bishops of the Mother Church created the Eastern
Orthodox Diocese for the United States of America and Canada and
designated a Serbian Bishop to complete the formal organization of
a Diocese. From that time until 1963, each Bishop who governed the
American-Canadian Diocese was a Yugoslav citizen appointed by the
Mother Church without consultation with Diocesan officials.
In 1927, Father Mardary called a Church National Assembly
embracing all of the known Serbian Orthodox congregations in the
United States and Canada. The Assembly drafted and adopted the
constitution of the Serbian Orthodox Diocese for the United States
of America and Canada, and submitted the constitution to the Mother
Church for approval. The Holy Assembly made changes to provide for
appointment of the Diocesan Bishop by the Holy Assembly and to
require Holy Assembly
Page 426 U. S. 701
approval for any amendments to the constitution, and with these
changes approved the constitution. The American-Canadian Diocese
was the only diocese of the Mother Church with its own
constitution.
Article 1 of the constitution provides that the
American-Canadian Diocese "is considered
ecclesiastically-judicially as an organic part of the Serbian
Patriarchate in the Kingdom of Yugoslavia," and Art. 2 provides
that all
"statutes and rules which regulate the ecclesiastical-canonical
authority and position of the Serbian Orthodox Church in the
Kingdom of Yugoslavia are also compulsory for"
the American-Canadian Diocese. Article 3 states that the
"jurisdiction of the . . . Diocese . . . includes the entire
political territory of the United States of America and Canada,
which, as such, by its geographical location, enjoys full
administrative freedom, and, accordingly, it can independently
regulate and rule the activities of its church, school and other
diocesan institutions and all funds and beneficiencies, through its
organs. . . ."
Article 9 provides that the Bishop of the Diocese "is appointed
by the Holy Assembly of Bishops of the Serbian Patriarchate";
various provisions of the constitution accord that Bishop extensive
powers with respect to both religious matters and control of
Diocesan property. The constitution also provides for such Diocesan
organs as a Diocesan National Assembly, which exercises
considerable legislative and administrative authority within the
Diocese.
In 1927, Father Mardary also organized a not-for-profit
corporation, the Serbian Eastern Orthodox Council for the United
States and Canada, under the laws of Illinois. The corporation was
to hold title to 30 acres of land in Libertyville, Ill., that
Father Mardary had personally purchased in 1924. The charter of
that corporation was allowed to lapse, and Father Mardary
organized
Page 426 U. S. 702
another Illinois not-for-profit corporation, respondent Serbian
Eastern Orthodox Diocese for the United States and Canada, under
Illinois laws governing incorporation of hierarchical religious
organizations. In 1945, respondent not-for-profit monastery
corporation, the Monastery of St. Sava, was organized under these
same Illinois laws, and title to the Libertyville property was
transferred to it. Similar secular property-holding corporations
were subsequently organized in New York, California, and
Pennsylvania.
Respondent Bishop Dionisije was elected Bishop of the
American-Canadian Diocese by the Holy Assembly of Bishops in 1939.
He became a controversial figure; during the years before 1963, the
Holy Assembly received numerous complaints challenging his fitness
to serve as Bishop and his administration of the Diocese.
During his tenure, however, the Diocese grew so substantially
that Dionisije requested that the Patriarch and Holy Assembly
appoint bishops to assist him, but to serve under his supervision.
Eventually, the Diocese sought its elevation by the Holy Assembly
to the rank of Metropolia, that South America be added to the
Diocese, and that several assistant bishops be appointed under
Dionisije. Dionisije specifically recommended that petitioners
Firmilian and Gregory Udicki, and one Stefan Lastavica, be named
assistant bishops. A delegation from the Diocese was sent to the
May, 1962, meeting of the Holy Assembly in Belgrade to urge
adoption of these reorganization proposals, and, on June 12, 1962,
the Holy Synod appointed a delegation to visit the United States
and study the proposals. The delegation was also directed to confer
with Dionisije concerning the complaints made against him and his
administration over the years.
The delegation remained in the United States for three
Page 426 U. S. 703
months, visiting parishes throughout the Diocese and discussing
both the reorganization proposals and the complaints against
Dionisije. After completion of its survey, the delegation suggested
to the Holy Synod the assignment of vicar bishops to the Diocese
and recommended that a commission be appointed to conduct a
thorough investigation into the complaints against Dionisije.
However, the Holy Assembly, on May 10, 1963, instead recommended
that the Holy Synod institute disciplinary proceedings against
Dionisije. The Holy Synod thereupon met immediately and suspended
Dionisije pending investigation and disposition of the complaints.
The Holy Synod appointed petitioner Firmilian, Dionisije's chief
episcopal deputy since 1955 and one of Dionisije's candidates for
assistant bishop, as Administrator of the Diocese pending
completion of the proceedings.
The Holy Assembly thereafter reconvened and, acting under Art.
16 of the constitution of the Mother Church, reorganized the
American-Canadian Diocese into three new dioceses -- the Middle
Western, the Western, and the Eastern -- whose boundaries were
roughly those of the episcopal districts previously created by
Dionisije. [
Footnote 2] The
final fixing of boundaries for the new dioceses and all other
organizational and administrative matters were left to be
determined by the officials of the old American-Canadian Diocese.
Dionisije was appointed Bishop of the Middle Western Diocese, and,
seven days later, petitioners Archimandrites Firmilian, Gregory,
and Stefan [
Footnote 3] were
appointed temporary administrators for the new Dioceses.
Page 426 U. S. 704
Dionisije's immediate reaction to these decisions of the Mother
Church was to refuse to accept the reorganization on the ground
that it contravened the administrative autonomy of the Diocese
guaranteed by the Diocesan constitution, and to refuse to accept
his suspension on the ground that it was not effectuated in
compliance with the constitution and laws of the Mother Church. On
May 25, 1963, he prepared and mailed a circular to all
American-Canadian parishes stating his refusal to recognize these
actions, and, on May 27, he issued a press release stating his
refusal to recognize his suspension and his intent to litigate it
in the civil courts. This refusal to recognize the Diocesan
reorganization and his suspension as Bishop was again stated by
Dionisije in a circular issued on June 3 and addressed to the
Patriarch, the Holy Assembly, the Holy Synod, all clergy,
congregations, Diocesan committees, and all Serbians in North
America. He also continued to officiate as Bishop, refusing to turn
administration of the Diocese over to Firmilian; in a May 30 letter
to Firmilian, Dionisije repeated this refusal, asserted that he no
longer recognized the decisions of the Holy Assembly and Holy
Synod, and charged those bodies with being "communistic."
The Diocesan Council met on June 6, and Dionisije reaffirmed his
refusal to turn over administration of the Diocese to Firmilian; he
also announced that he had discharged two of his vicars general
because of their loyalty to the Mother Church. The Council resolved
at the meeting to advise the Holy Synod that the proposal to
reorganize the Diocese into three dioceses would be submitted to
the Diocesan National Assembly in August for acceptance or
rejection. The Council also requested that the Holy Assembly
promptly send a committee to investigate the complaints against
Dionisije.
On June 13, the Holy Synod appointed such a commission,
Page 426 U. S. 705
composed of two Bishops and the Secretary of the Holy Synod. On
July 5, the commission met with Dionisije, who reiterated his
refusal to recognize his suspension or the Diocesan reorganization,
and who demanded all accusations in writing. The commission refused
to give Dionisije the written accusations on the ground that
defiance of decisions of higher church authorities itself
established wrongful conduct, and advised him that the Holy Synod
would appoint a Bishop as court prosecutor to prepare an indictment
against him.
On the basis of the commission's report and recommendations,
which recited Dionisije's refusal to accept the decisions of the
Holy Synod and Holy Assembly and his refusal to recognize the court
of the Holy Synod or its competence to try him, the Holy Assembly
met on July 27, 1963, and voted to remove Dionisije as Bishop. The
minutes of the Holy Assembly meeting and the Patriarch's letter to
Dionisije informing him of the Holy Assembly's actions made clear
that the removal was based solely on his acts of defiance
subsequent to his May 10, 1963, suspension, and his violation of
his oath and loss of certain qualifications for Bishop under Art.
104 of the constitution of the Mother Church.
The Diocesan National Assembly, with Dionisije presiding despite
his removal, met in August, 1963, and issued a resolution
repudiating the division of the Diocese into three Dioceses and
demanding a revocation by the Mother Church of the decisions
concerning that division. When the Holy Assembly refused to
reconsider, the Diocesan National Assembly, in November, 1963,
declared the Diocese completely autonomous and reinstated the
provisions of the Diocesan constitution that provided for election
of the Bishop of the Diocese itself and for amendments without the
approval of the Holy Assembly.
Meanwhile, the Holy Synod, in October, 1963, forwarded
Page 426 U. S. 706
to Dionisije a formal written indictment based on the charges of
canonical misconduct. In November, 1963, Dionisije responded with a
demand for the verified reports and complaints referred to in the
indictment and for a six-month extension to answer the indictment.
The Holy Assembly granted a 30-day extension in which to answer,
but declined to furnish verified charges on the grounds that they
were described in the indictment, that additional details would be
evidentiary in nature, and that there was no legal or canonical
basis for forwarding such material to an accused Bishop.
Dionisije returned the indictment in January, refusing to answer
without the verified charges, denouncing the Holy Assembly and Holy
Synod as schismatic and pro-Communist, and asserting that the
Mother Church was proceeding in violation of its penal code and
constitution.
The Holy Synod, on February 25, 1964, declared that it could not
proceed further without Dionisije, and referred the matter to the
Holy Assembly, which tried Dionisije as a default case on March 5,
1964, because of his refusal to participate. The indictment was
also amended at that time to include charges based on Dionisije's
acts of rebellion such as those committed at the November meeting
of the National Assembly which had declared the Diocese separate
from the Mother Church. Considering the original and amended
indictments, the Holy Assembly unanimously found Dionisije guilty
of all charges and divested him of his episcopal and monastic
ranks.
Even before the Holy Assembly had removed Dionisije as Bishop,
he had commenced what eventually became this protracted litigation,
now carried on for almost 13 years. Acting upon the threat
contained in his May 27, 1963, press release, Dionisije filed suit
in
Page 426 U. S. 707
the Circuit Court of Lake County, Ill., on July 26, 1963,
seeking to enjoin petitioners from interfering with the assets of
respondent corporations and to have himself declared the true
Diocesan Bishop. Petitioners countered with a separate complaint,
which was consolidated with the original action, seeking
declaratory relief that Dionisije had been removed as Bishop of the
Diocese and that the Diocese had been properly reorganized into
three Dioceses, and injunctive relief granting petitioner Bishops
control of the reorganized Dioceses and their property. After the
trial court granted summary judgment for respondents and dismissed
petitioners' countercomplaint, the Illinois Appellate Court
reversed and remanded for a hearing on the merits.
Serbian
Orthodox Diocese v. Ocokoljich, 72 Ill.App.2d 444, 219 N.E.2d
343,
appeal denied, 34 Ill. 2d 631 (1966). [
Footnote 4]
Following a lengthy trial, the trial court filed an unreported
memorandum opinion and entered a final decree which concluded
that
"no substantial evidence was produced . . . that fraud,
collusion or arbitrariness existed in any of the actions or
decisions preliminary to or during the final proceedings of the
decision to defrock Bishop Dionisije made by the highest
Hierarchical bodies of the Mother Church,"
Pet. for Cert., App. 44; that the property held by respondent
corporations is held in trust for all members of the
American-Canadian Diocese; that it was
"improper and beyond the power of the Mother Church to take its
action in dividing the whole American Diocese into three new
Dioceses, changing its boundaries, and in appointing new bishops
for
Page 426 U. S. 708
said so-called new Dioceses,"
id. at 46; and that
"Firmilian was validly appointed by the Holy Episcopal Synod as
temporary Administrator of the whole American Diocese in place of
the defrocked Bishop Dionisije."
ibid.
On appeal, the Supreme Court of Illinois affirmed in part and
reversed in part, essentially holding that Dionisije's removal and
defrockment had to be set aside as "arbitrary" because the
proceedings resulting in those actions were not conducted according
to the Illinois Supreme Court's interpretation of the Church's
constitution and penal code, and that the Diocesan reorganization
was invalid because it was beyond the scope of the Mother Church's
authority to effectuate such changes without Diocesan approval.
60 Ill. 2d
477,
328 N.E.2d
268 (1975). Although the court denied rehearing, it amended its
original opinion to hold that, although Dionisije had been properly
suspended, that suspension terminated by operation of church law
when he was not validly tried within one year of his indictment.
Thus, the court purported in effect to reinstate Dionisije as
Diocesan Bishop.
II
The fallacy fatal to the judgment of the Illinois Supreme Court
is that it rests upon an impermissible rejection of the decisions
of the highest ecclesiastical tribunals of this hierarchical church
upon the issues in dispute, and impermissibly substitutes its own
inquiry into church polity and resolutions based thereon of those
disputes. Consistently with the First and Fourteenth
Amendments,
"civil courts do not inquire whether the relevant [hierarchical]
church governing body has power under religious law [to decide such
disputes]. . . . Such a determination . . . frequently necessitates
the interpretation of ambiguous religious law and usage.
Page 426 U. S. 709
To permit civil courts to probe deeply enough into the
allocation of power within a [hierarchical] church so as to decide
. . . religious law [governing church polity] . . . would violate
the First Amendment in much the same manner as civil determination
of religious doctrine."
Md. & Va. Churches v. Sharpsburg Church,
396 U. S. 367,
396 U. S. 369
(1970) (BRENNAN, J., concurring). For where resolution of the
disputes cannot be made without extensive inquiry by civil courts
into religious law and polity, the First and Fourteenth Amendments
mandate that civil courts shall not disturb the decisions of the
highest ecclesiastical tribunal within a church of hierarchical
polity, but must accept such decisions as binding on them, in their
application to the religious issues of doctrine or polity before
them.
Ibid.
Resolution of the religious disputes at issue here affects the
control of church property in addition to the structure and
administration of the American-Canadian Diocese. This is because
the Diocesan Bishop controls respondent Monastery of St. Sava, and
is the principal officer of respondent property-holding
corporations. Resolution of the religious dispute over Dionisije's
defrockment therefore determines control of the property. Thus,
this case essentially involves not a church property dispute, but a
religious dispute the resolution of which under our cases is for
ecclesiastical, and not civil, tribunals. Even when rival church
factions seek resolution of a church property dispute in the civil
courts, there is substantial danger that the State will become
entangled in essentially religious controversies or intervene on
behalf of groups espousing particular doctrinal beliefs. Because of
this danger, "the First Amendment severely circumscribes the role
that civil courts may play in resolving church property disputes."
Presbyterian Church v. Hull Church, 393 U.
S. 440,
393 U. S. 449
(1969).
"First Amendment
Page 426 U. S. 710
values are plainly jeopardized when church property litigation
is made to turn on the resolution by civil courts of controversies
over religious doctrine and practice. If civil courts undertake to
resolve such controversies in order to adjudicate the property
dispute, the hazards are ever present of inhibiting the free
development of religious doctrine and of implicating secular
interests in matters of purely ecclesiastical concern. . . . [T]he
[First] Amendment therefore commands civil courts to decide church
property disputes without resolving underlying controversies over
religious doctrine."
Ibid. This principle applies with equal force to church
disputes over church polity and church administration.
The principles limiting the role of civil courts in the
resolution of religious controversies that incidentally affect
civil rights were initially fashioned in
Watson v.
Jones, 13 Wall. 679 (1872), a diversity case
decided before the First Amendment had been rendered applicable to
the States through the Fourteenth Amendment. [
Footnote 5] With respect to hierarchical churches,
Watson held:
"[T]he rule of action which should govern the civil courts . . .
is, that, whenever the questions of discipline, or of faith, or
ecclesiastical rule, custom, or law have been decided by the
highest of these church judicatories to which the matter has been
carried, the legal tribunals must accept such decisions as final,
and as binding on them, in their application to the case before
them."
Id. at
80 U. S. 727.
In language having "a clear constitutional ring,"
Presbyterian
Church v. Hull Church, supra at
393 U. S. 446,
Watson reasoned:
"The law knows no heresy, and is committed to the
Page 426 U. S. 711
support of no dogma, the establishment of no sect. The right to
organize voluntary religious associations to assist in the
expression and dissemination of any religious doctrine, and to
create tribunals for the decision of controverted questions of
faith within the association, and for the ecclesiastical government
of all the individual members, congregations, and officers within
the general association, is unquestioned. All who unite themselves
to such a body do so with an implied consent to this government,
and are bound to submit to it. But it would be a vain consent, and
would lead to the total subversion of such religious bodies, if any
one aggrieved by one of their decisions could appeal to the secular
courts and have them reversed.
It is of the essence of these
religious unions, and of their right to establish tribunals for the
decision of questions arising among themselves, that those
decisions should be binding in all cases of ecclesiastical
cognizance, subject only to such appeals as the organism itself
provides for."
13 Wall. at
80 U. S.
728-729 (emphasis supplied).
Gonzalez v. Archbishop, 280 U. S.
1 (1929), applied this principle in a case involving
dispute over entitlement to certain income under a will that turned
upon an ecclesiastical determination as to whether an individual
would be appointed to a chaplaincy in the Roman Catholic Church.
The Court, speaking through Mr. Justice Brandeis, observed:
"Because the appointment [to the chaplaincy] is a canonical act,
it is the function of the church authorities to determine what the
essential qualifications of a chaplain are and whether the
candidate possesses them. In the absence of fraud, collusion, or
arbitrariness, the decisions of the proper church
Page 426 U. S. 712
tribunals on matters purely ecclesiastical, although affecting
civil rights, are accepted in litigation before the secular courts
as conclusive, because the parties in interest made them so by
contract or otherwise."
Id. at
280 U. S. 16.
Thus, although
Watson had left civil courts no role to
play in reviewing ecclesiastical decisions during the course of
resolving church property disputes,
Gonzalez first
adverted to the possibility of "marginal civil court review,"
Presbyterian Church v. Hull Church, supra at
393 U. S. 447,
in cases challenging decisions of ecclesiastical tribunals as
products of "fraud, collusion, or arbitrariness." However, since
there was "not even a suggestion that [the Archbishop] exercised
his authority [in making the chaplaincy decision] arbitrarily," 280
U.S. at
280 U. S. 18, the
suggested "fraud, collusion, or arbitrariness" exception to the
Watson rule was dictum only. And although references to
the suggested exception appear in opinions in cases decided since
the
Watson rule has been held to be mandated by the First
Amendment, [
Footnote 6] no
decision of this Court has given concrete content to or applied the
"exception." However, it was the predicate for the Illinois Supreme
Court's decision in this case, and we therefore turn to the
question whether reliance upon it in the circumstances of this case
was consistent with the prohibition of the First and Fourteenth
Amendments against rejection of the decisions of the Mother Church
upon the religious disputes in issue.
The conclusion of the Illinois Supreme Court that the decisions
of the Mother Church were "arbitrary" was grounded upon an inquiry
that persuaded the Illinois Supreme
Page 426 U. S. 713
Court that the Mother Church had not followed its own laws and
procedures in arriving at those decisions. We have concluded that,
whether or not there is room for "marginal civil court review"
under the narrow rubrics of "fraud" or "collusion" when church
tribunals act in bad faith for secular purposes, [
Footnote 7] no "arbitrariness" exception --
in the sense of an inquiry whether the decisions of the highest
ecclesiastical tribunal of a hierarchical church complied with
church laws and regulations -- is consistent with the
constitutional mandate that civil courts are bound to accept the
decisions of the highest judicatories of a religious organization
of hierarchical polity on matters of discipline, faith, internal
organization, or ecclesiastical rule, custom, or law. For civil
courts to analyze whether the ecclesiastical actions of a church
judicatory are in that sense "arbitrary" must inherently entail
inquiry into the procedures that canon or ecclesiastical law
supposedly requires the church judicatory to follow, or else into
the substantive criteria by which they are supposedly to decide the
ecclesiastical question. But this is exactly the inquiry that the
First Amendment prohibits; recognition of such an exception would
undermine the general rule that religious controversies are not the
proper subject of civil court inquiry, and that a civil court must
accept the ecclesiastical decisions of church tribunals as it finds
them.
Watson itself requires our conclusion in its
rejection of the analogous argument that ecclesiastical decisions
of the highest church judicatories need only be accepted if the
subject matter of the dispute is within their "jurisdiction."
"But it is a very different thing where a subject matter of
dispute, strictly and purely ecclesiastical in its character -- a
matter over which the civil courts
Page 426 U. S. 714
exercise no jurisdiction, --
a matter which concerns
theological controversy, church discipline, ecclesiastical
government, or the conformity of the members of the church to the
standard of morals required of them -- becomes the subject of
its action. It may be said here also that no jurisdiction has been
conferred on the tribunal to try the particular case before it, or
that, in its judgment, it exceeds the powers conferred upon it, or
that the laws of the church do not authorize the particular form of
proceeding adopted; and, in a sense often used in the courts, all
of those may be said to be questions of jurisdiction. But it is
easy to see that,
if the civil courts are to inquire into all
these matters, the whole subject of the doctrinal theology, the
usages and customs, the written laws, and fundamental organization
of every religious denomination may, and must, be examined into
with minuteness and care, for they would become, in almost every
case, the criteria by which the validity of the ecclesiastical
decree would be determined in the civil court. This principle would
deprive these bodies of the right of construing their own church
laws, would open the way to all the evils which we have
depicted as attendant upon the doctrine of Lord Eldon,
and
would, in effect, transfer to the civil courts where property
rights were concerned the decision of all ecclesiastical
questions."
13 Wall. at
80 U. S.
733-734. (Emphasis supplied.) Indeed, it is the essence
of religious faith that ecclesiastical decisions are reached and
are to be accepted as matters of faith, [
Footnote 8] whether or not rational or measurable
by
Page 426 U. S. 715
objective criteria. Constitutional concepts of due process,
involving secular notions of "fundamental fairness" or
impermissible objectives, are therefore hardly relevant to such
matters of ecclesiastical cognizance.
The constitutional evils that attend upon any "arbitrariness"
exception in the sense applied by the Illinois Supreme Court to
justify civil court review of ecclesiastical decisions of final
church tribunals are manifest in the instant case. The Supreme
Court of Illinois recognized that all parties agree that the
Serbian Orthodox Church is a hierarchical church, and that the sole
power to appoint and remove Bishops of the Church resides in its
highest ranking organs, the Holy Assembly and the Holy Synod.
[
Footnote 9] Indeed, final
authority with respect to the
Page 426 U. S. 716
promulgation and interpretation of all matters of church
discipline and internal organization rests with the Holy Assembly,
and even the written constitution of the Mother Church expressly
provides:
"The Holy Assembly of Bishops, as the highest hierarchical body,
is legislative authority in the matters of faith, officiation,
church order (discipline) and internal organization of the Church,
as well as the highest church juridical authority within its
jurisdiction (Article 69 sec. 28)."
Art. 57.
"All the decisions of the Holy Assembly of Bishops
Page 426 U. S. 717
and of the Holy Synod of Bishops of canonical and church nature,
in regard to faith, officiation, church order and internal
organization of the church, are valid and final."
Art. 64.
"The Holy Assembly of Bishops, whose purpose is noted in Article
57 of this Constitution:"
"
* * * *"
"9) interprets canonical-ecclesiastical rules, those which are
general and obligatory, and particular ones, and publishes their
collections;"
"
* * * *"
"12) prescribes the ecclesiastical-judicial procedure for all
Ecclesiastical Courts;"
"
* * * *"
"26) settles disputes of jurisdiction between hierarchical and
church-self governing organs;"
"27) ADJUDGES:"
"A) In first and in final instances:"
"a) disagreements between bishops and the Holy Synod, and
between the bishops and the Patriarch;"
"b) canonical offenses of the Patriarch;"
"B) In the second and final instance:"
"All matters which the Holy Synod of Bishops judged in the first
instance."
Art. 69. Nor is there any dispute that questions of church
discipline and the composition of the church hierarchy are at the
core of ecclesiastical concern; the bishop of a church is clearly
one of the central figures in such a hierarchy and the embodiment
of the church within his Diocese, and the Mother Church
constitution states that
"[h]e is, according to the church canonical regulations, chief
representative and guiding leader of all church spiritual life and
church order in the diocese."
Art. 13.
Yet, having recognized that the Serbian Orthodox Church is
hierarchical and that the decisions to suspend and
Page 426 U. S. 718
defrock respondent Dionisije were made by the religious bodies
in whose sole discretion the authority to make those ecclesiastical
decisions was vested, the Supreme Court of Illinois nevertheless
invalidated the decision to defrock Dionisije on the ground that it
was "arbitrary" because a
"detailed review of the evidence discloses that the proceedings
resulting in Bishop Dionisije's removal and defrockment were not in
accordance with the prescribed procedure of the constitution and
the penal code of the Serbian Orthodox Church."
60 Ill. 2d at 503, 328 N.E.2d at 281. Not only was this
"detailed review" impermissible under the First and Fourteenth
Amendments, but, in reaching this conclusion, the court evaluated
conflicting testimony concerning internal church procedures and
rejected the interpretations of relevant procedural provisions by
the Mother Church's highest tribunals.
Id. at 492-500, 328
N.E.2d at 276-280. The court also failed to take cognizance of the
fact that the church judicatories were also guided by other sources
of law, such as canon law, which are admittedly not always
consistent, and it rejected the testimony of petitioners' five
expert witnesses [
Footnote
10] that church procedures were properly followed, denigrating
the testimony of one witness as "contradictory" and discounting
that of another on the ground that it was "premised upon an
assumption which did not consider the penal code," even though
there was some question whether that code even applied to
discipline of Bishops. [
Footnote
11] The court
Page 426 U. S. 719
accepted, on the other hand, the testimony of respondents' sole
expert witness that the Church's procedures had been contravened in
various specifics. We need not, and, under the First Amendment,
cannot, demonstrate the propriety or impropriety of each of
Dionisije's procedural claims, but we can note that the state court
even rejected petitioners' contention that Dionisije's failure to
participate in the proceedings undermined all procedural
contentions, because Arts. 66 and 70 of the penal code specify
that, if a person charged with a violation fails to participate or
answer the indictment, the allegations are admitted and due process
will be concluded without his participation; the court merely
asserted that
"application of this provision . . . must be viewed from the
perspective that Bishop Dionisije refused to participate because he
maintained that the proceedings against him were in violation of
the constitution and the penal code of the Serbian Orthodox
Church."
60 Ill. 2d at 502, 328 N.E.2d at 281. The court found no support
in any church dogma for this judicial rewriting of church law, and
compounded further the error of this intrusion into a religious
thicket by declaring that, although Dionisije had, even under the
court's analysis, been properly suspended and replaced by Firmilian
as temporary administrator, he had to be reinstated as Bishop
because church law mandated a trial on ecclesiastical charges
within one year of the indictment. Yet the only reason more time
than that had expired was due to Dionisije's decision to resort to
the civil courts for redress without attempting to vindicate
himself by pursuing available
Page 426 U. S. 720
remedies within the church. Indeed, the Illinois Supreme Court
overlooked the clear substantive canonical violations for which the
Church disciplined Dionisije, violations based on Dionisije's
conceded open defiance and rebellion against the church hierarchy
immediately after the Holy Assembly's decision to suspend him (a
decision which even the Illinois courts deemed to be proper) and
Dionisije's decision to litigate the Mother Church's authority in
the civil courts rather than participate in the disciplinary
proceedings before the Holy Synod and the Holy Assembly. Instead,
the Illinois Supreme Court would sanction this circumvention of the
tribunals set up to resolve internal church disputes and has
ordered the Mother Church to reinstate as Bishop one who espoused
views regarded by the church hierarchy to be schismatic and which
the proper church tribunals have already determined merit severe
sanctions. In short, under the guise of "minimal" review under the
umbrella of "arbitrariness," the Illinois Supreme Court has
unconstitutionally undertaken the resolution of quintessentially
religious controversies whose resolution the First Amendment
commits exclusively to the highest ecclesiastical tribunals of this
hierarchical church. And although the Diocesan Bishop controls
respondent Monastery of St. Sava and is the principal officer of
respondent property-holding corporations, the civil courts must
accept that consequence as the incidental effect of an
ecclesiastical determination that is not subject to judicial
abrogation, having been reached by the final church judicatory in
which authority to make the decision resides.
III
Similar considerations inform our resolution of the second
question we must address -- the constitutionality of the Supreme
Court of Illinois' holding that the Mother Church's reorganization
of the American-Canadian Diocese
Page 426 U. S. 721
into three Dioceses was invalid because it was "
in clear and
palpable excess of its own jurisdiction.'" Essentially, the court
premised this determination on its view that the early history of
the Diocese
"manifested a clear intention to retain independence and
autonomy in its administrative affairs while at the same time
becoming ecclesiastically and judicially an organic part of the
Serbian Orthodox Church,"
and its interpretation of the constitution of the
American-Canadian Diocese as confirming this intention. It also
interpreted the constitution of the Serbian Orthodox Church, which
was adopted after the Diocesan constitution, in a manner consistent
with this conclusion. 60 Ill. 2d at 506-507, 328 N.E.2d at
283-284.
This conclusion was not, however, explicitly based on the
"fraud, collusion, or arbitrariness" exception. Rather, the
Illinois Supreme Court relied on purported "neutral principles" for
resolving property disputes which would "not in any way entangle
this court in the determination of theological or doctrinal
matters."
Id. at 505, 328 N.E.2d at 282. Nevertheless the
Supreme Court of Illinois substituted its interpretation of the
Diocesan and Mother Church constitutions for that of the highest
ecclesiastical tribunals in which church law vests authority to
make that interpretation. This the First and Fourteenth Amendments
forbid.
We will not delve into the various church constitutional
provisions relevant to this conclusion, for that would repeat the
error of the Illinois Supreme Court. It suffices to note that the
reorganization of the Diocese involves a matter of internal church
government, an issue at the core of ecclesiastical affairs; Arts.
57 and 64 of the Mother Church constitution commit such questions
of church polity to the final province of the Holy Assembly.
Kedroff v. St. Nicholas Cathedral, 344 U. S.
94,
344 U. S. 116
(1952), stated that religious freedom encompasses the
Page 426 U. S. 722
"power [of religious bodies] to decide for themselves, free from
state interference, matters of church government as well as those
of faith and doctrine."
The subordination of the Diocese to the Mother Church in such
matters, which are not only "administrative" but also
"hierarchical," [
Footnote
12] was provided, and the power of the Holy Assembly to
reorganize the Diocese is expressed in the Mother Church
constitution. [
Footnote 13]
Contrary to the interpretation of the Illinois court, the church
judicatories interpreted the provisions of the Diocesan
constitution not to interdict or govern this action, but only to
relate to the day-to-day administration of Diocesan property.
[
Footnote 14]
Page 426 U. S. 723
The constitutional provisions of the American-Canadian Diocese
were not so express that the civil courts could enforce them
without engaging in a searching and therefore impermissible inquiry
into church polity.
See Md. & Va. Churches v. Sharpsburg
Church, 396 U.S. at
396 U. S.
368-370 (BRENNAN, J., concurring). [
Footnote 15]
The control of Diocesan property may be little affected by the
changes; respondents' allegation that the reorganization was a
fraudulent subterfuge to divert Diocesan property from its intended
beneficiaries has been rejected by the Illinois courts. Formal
title to the property remains in respondent property-holding
corporations, to be held in trust for all members of the new
Dioceses. The boundaries of the reorganized Dioceses generally
conform to the episcopal districts which the American-Canadian
Diocese had already employed for its internal government, and the
appointed administrators of the new Dioceses were the same
individuals nominated by Dionisije as assistant bishops to govern
similar divisions under him. Indeed, even the Illinois courts'
rationale that the reorganization would effectuate an abrogation of
the Diocesan constitution has no support in the record, which
establishes, rather, that the details of the reorganization and any
decisions pertaining to a distribution of
Page 426 U. S. 724
the property among the three Dioceses were expressly left for
the Diocesan National Assembly to determine. In response to
inquiries from the Diocese, the Holy Assembly assured Bishop
Firmilian:
"1. That all the rights of the former American-Canadian Diocese,
as they relate to the autonomy in the administrative sense, remain
unchanged. The only exception is the forming of three dioceses,
and"
"2. That the Constitution of the former American-Canadian
Diocese remains the same, and that the Dioceses in America and
Canada will not, in an administrative sense (the management (
or
direction) of the properties) be managed (
or
directed) in the same manner as those in Yugoslavia."
App. 1446. As a practical matter, the effect of the
reorganization is a tripling of the Diocesan representational
strength in the Holy Assembly and a decentralization of
hierarchical authority to permit closer attention to the needs of
individual congregations within each of the new Dioceses, a result
which Dionisije and Diocesan representatives had already concluded
was necessary. Whether corporate bylaws or other documents
governing the individual property-holding corporations may affect
any desired disposition of the Diocesan property is a question not
before us.
IV
In short, the First and Fourteenth Amendments permit
hierarchical religious organizations to establish their own rules
and regulations for internal discipline and government, and to
create tribunals for adjudicating disputes over these matters. When
this choice is exercised and ecclesiastical tribunals are created
to decide disputes over
Page 426 U. S. 725
the government and direction of subordinate bodies, the
Constitution requires that civil courts accept their decisions as
binding upon them.
Reversed.
THE CHIEF JUSTICE concurs in the judgment.
[
Footnote 1]
The opinion of the Illinois Appellate Court in an earlier appeal
is reported
sub nom. Serbian Orthodox Diocese v.
Ocokoljich, 72 Ill.App.2d 444, 219 N.E.2d 343 (1966).
[
Footnote 2]
The Mother Church decided against creation of a "Metropolia"
because it had not employed that organizational system, and had not
required one Bishop to serve under another.
[
Footnote 3]
Stefan has since died, and the Holy Assembly appointed
petitioner Sava Vukovich in his place.
[
Footnote 4]
The Appellate Court initially held that the suspension, removal,
and defrockment of Dionisije were valid and binding upon the civil
courts, but, on rehearing, directed that Dionisije should be
afforded the opportunity at trial to prove that these were the
result of fraud, collusion, or arbitrariness.
[
Footnote 5]
Since
Watson predated
Erie R. Co. v. Tompkins,
304 U. S. 64
(1938), it was based on general federal law, rather than the state
law of the forum in which it was brought.
[
Footnote 6]
See Kedroff v. St. Nicholas Cathedral, 344 U. S.
94,
344 U. S.
115-116, and n. 23 (1952);
Presbyterian Church v.
Hull Church, 393 U. S. 440,
393 U. S. 447,
45451, and n. 7 (1969);
Md. & Va. Churches v. Sharpsburg
Church, 396 U. S. 367,
396 U. S. 369
n. 3 (1970) (BRENNAN, J., concurring).
[
Footnote 7]
No issue of "fraud" or "collusion" is involved in this case.
[
Footnote 8]
Civil judges obviously do not have the competence of
ecclesiastical tribunals in applying the "law" that governs
ecclesiastical disputes, as
Watson cogently remarked, 13
Wall. at
80 U. S.
729:
"Nor do we see that justice would be likely to be promoted by
submitting those decisions to review in the ordinary judicial
tribunals. Each of these large and influential bodies (to mention
no others, let reference be had to the Protestant Episcopal, the
Methodist Episcopal, and the Presbyterian churches), has a body of
constitutional and ecclesiastical law of its own, to be found in
their written organic laws, their books of discipline, in their
collections of precedents, in their usage and customs, which as to
each constitute a system of ecclesiastical law and religious faith
that tasks the ablest minds to become familiar with. It is not to
be supposed that the judges of the civil courts can be as competent
in the ecclesiastical law and religious faith of all these bodies
as the ablest men in each are in reference to their own. It would
therefore be an appeal from the more learned tribunal in the law
which should decide the case, to one which is less so."
[
Footnote 9]
"Plaintiffs argue, and defendant Bishop Dionisije does not
dispute, that the Serbian Orthodox Church is a hierarchical and
episcopal church. Moreover, the parties agree that, in cases
involving hierarchical churches, the decisions of the proper church
tribunals on questions of discipline, faith or ecclesiastical rule,
though affecting civil rights, are accepted as conclusive in
disputes before the civil courts. . . . All parties maintain that
the sole limitation on this rule, when civil courts may entertain
the 'narrowest kind of review,' occurs when the decision of the
church tribunal is claimed to have resulted from fraud, collusion
or arbitrariness."
60 Ill. 2d
477, 501,
328 N.E.2d
268, 280 (1975). Respondents conceded as much at oral argument.
Tr. of Oral Arg. 24-25, 390. The hierarchical nature of the
relationship between the American-Canadian Diocese and the Mother
Church is confirmed by the fact that respondent corporations were
organized under the provisions of the Illinois Religious
Corporations Act governing the incorporation of religious societies
that are subordinate parts of larger church organizations.
Similarly, the Diocese's subordinate nature was manifested in
resolutions of the Diocese which Dionisije supported, and by
Dionisije's submission of corporate bylaws, proposed constitutional
changes, and final judgments of the Diocesan Ecclesiastical Court
to the Holy Synod or Holy Assembly for approval. Moreover, when
Dionisije was originally elevated to Bishop, he signed an
Episcopal-Hierarchical Oath by which he swore that he would "always
be obedient to the Most Holy Assembly" and:
"Should I transgress against whatever I promised here, or should
I be disobedient to the Divine Ordinances and Order of the Eastern
Orthodox Church, or to the Most Holy Assembly (of Bishops) I,
personally, will become a schismatic, and should I make the Diocese
entrusted to me in any manner to become disobedient to the Most
Holy Assembly (of Bishops), may I, in that case, be defrocked of my
rank and divested of the (episcopal) authority without any excuse
or gainsay, and (may I) become an alien to the heavenly gift which
is being given unto me by the Holy Spirit through the Consecration
of the Laying of Hands."
App. 1088. Finally, the hierarchical relationship was confirmed
by provisions in the constitutions of both the Diocese and the
Mother Church.
[
Footnote 10]
Three of these witnesses, including the author of the Church
penal code, were members of the Holy Assembly of Bishops, one was
the Secretary of the Holy Synod, and one was a recognized expert in
the field of ecclesiastical law.
[
Footnote 11]
Indeed Dionisije, who does not dispute the power of the Holy
Assembly to discipline him for the substantive charges in his
indictment, nevertheless inconsistently insists that the Holy
Assembly must be bound by procedures which were not extant when he
executed his Episcopal-Hierarchical Oath,
see n 9,
supra, and which were
promulgated within a year of the beginning of this controversy,
although, at the same time, he agrees that the Holy Assembly could
formalize and promulgate any procedures it desired for the conduct
of disciplinary action.
[
Footnote 12]
See Art. 12, quoted
supra at
426 U. S. 699.
Various provisions of the Diocesan constitution reaffirm the
subordinate status of the Diocese.
E.g., Arts. 1, 2, 10,
12, 23, 53. Moreover, the Mother Church exerts almost complete
authority over most Diocesan matters through the Diocesan Bishop,
and there is no question that the Diocese has no voice whatever in
the appointment of the Bishop
[
Footnote 13]
See Art. 16, quoted
supra at
426 U. S.
699-700. In rejecting the Holy Assembly's interpretation
of this provision, the Illinois court treated the creation and
reorganization of dioceses as purely administrative, without
recognizing the central role of a diocese in the hierarchical
structure of the Church. In particular, the Illinois court noted
that Art. 14 of the Mother Church constitution states "[t]hese are
the Dioceses in the Serbian Orthodox Church," and lists only the
Dioceses within Yugoslavia. In Art. 15, on the other hand, were
listed Dioceses "under the jurisdiction of the Serbian Orthodox
Church in spiritual and hierarchical aspect," including the
American-Canadian Diocese. Although nothing in the constitution
restricted the Mother Church's power with respect to reorganizing
the Dioceses listed in Art. 15, the Illinois courts simply asserted
that Art. 16 was only intended to apply to Dioceses named in Art.
14. Yet even the Diocese itself recognized the Holy Assembly's
powers when it sought approval for institution of the "Metropolia"
system.
[
Footnote 14]
The Illinois court, in refusing to follow the Holy Assembly's
interpretation of these religious documents, relied primarily on
Art. 3 of the Diocesan constitution, quoted
supra at
426 U. S. 701.
However, the Holy Assembly's construction of that provision limits
its application to administration of property within the Diocese,
and as not restricting alterations in the Diocese itself.
[
Footnote 15]
No claim is made that the "formal title" doctrine by which
church property disputes may be decided in civil courts is to be
applied in this case.
See Md. & Va. Churches v. Sharpsburg
Church, 396 U.S. at
396 U. S. 370
(BRENNAN, J., concurring). Indeed, the Mother Church decisions
defrocking Dionisije and reorganizing the Diocese in no way change
formal title to all Diocesan property, which continues to be in the
respondent property-holding corporations in trust for all members
of the reorganized Dioceses; only the identity of the trustees is
altered by the Mother Church's ecclesiastical determinations.
MR. JUSTICE WHITE, concurring.
Major predicates for the Court's opinion are that the Serbian
Orthodox Church is a hierarchical church and the American-Canadian
Diocese, involved here, is part of that Church. These basic issues
are for the courts' ultimate decision, and the fact that church
authorities may render their opinions on them does not foreclose
the courts from coming to their independent judgment. I do not
understand the Court's opinion to suggest otherwise, and join the
views expressed therein.
MR. JUSTICE REHNQUIST, with whom MR. JUSTICE STEVENS joins,
dissenting.
The Court's opinion, while long on the ecclesiastical history of
the Serbian Orthodox Church, is somewhat short on the procedural
history of this case. A casual reader of some of the passages in
the Court's opinion could easily gain the impression that the State
of Illinois had commenced a proceeding designed to brand Bishop
Dionisije as a heretic, with appropriate pains and penalties. But
the state trial judge in the Circuit Court of Lake County was not
the Bishop of Beauvais, trying Joan of Arc for heresy; the
jurisdiction of his court was invoked by petitioners themselves,
who sought an injunction establishing their control over property
of the American-Canadian Diocese of the church located in Lake
County.
The jurisdiction of that court having been invoked
Page 426 U. S. 726
for such a purpose by both petitioners and respondents,
contesting claimants to Diocesan authority, it was entitled to ask
if the real Bishop of the American-Canadian Diocese would please
stand up. The protracted proceedings in the Illinois courts were
devoted to the ascertainment of who that individual was, a question
which the Illinois courts sought to answer by application of the
canon law of the church, just as they would have attempted to
decide a similar dispute among the members of any other voluntary
association. The Illinois courts did not in the remotest sense
inject their doctrinal preference into the dispute. They were
forced to decide between two competing sets af claimants to church
office in order that they might resolve a dispute over real
property located within the State. Each of the claimants had
requested them to decide the issue. Unless the First Amendment
requires control of disputed church property to be awarded solely
on the basis of ecclesiastical paper title, I can find no
constitutional infirmity in the judgment of the Supreme Court of
Illinois.
Unless civil courts are to be wholly divested of authority to
resolve conflicting claims to real property owned by a hierarchical
church, and such claims are to be resolved by brute force, civil
courts must of necessity make some factual inquiry even under the
rules the Court purports to apply in this case. We are told that "a
civil court must accept the ecclesiastical decisions of church
tribunals as it finds them,"
ante at
426 U. S. 713.
But even this rule requires that proof be made as to what these
decisions are, and, if proofs on that issue conflict, the civil
court will inevitably have to choose one over the other. In so
choosing, if the choice is to be a rational one, reasons must be
adduced as to why one proffered decision is to prevail over
another. Such reasons will
Page 426 U. S. 727
obviously be based on the canon law by which the disputants have
agreed to bind themselves, but they must also represent a
preference for one view of that law over another.
If civil courts, consistently with the First Amendment, may do
that much, the question arises why they may not do what the
Illinois courts did here regarding the defrockment of Bishop
Dionisije, and conclude, on the basis of testimony from experts on
the canon law at issue, that the decision of the religious tribunal
involved was rendered in violation of its own stated rules of
procedure. Suppose the Holy Assembly in this case had a membership
of 100; its rules provided that a bishop could be defrocked by a
majority vote of any session at which a quorum was present, and
also provided that a quorum was not to be less than 40. Would a
decision of the Holy Assembly attended by 30 members, 16 of whom
voted to defrock Bishop Dionisije, be binding on civil courts in a
dispute such as this? The hypothetical example is a clearer case
than the one involved here, but the principle is the same. If the
civil courts are to be bound by any sheet of parchment bearing the
ecclesiastical seal and purporting to be a decree of a church
court, they can easily be converted into handmaidens of arbitrary
lawlessness.
The cases upon which the Court relies are not a uniform line of
authorities leading inexorably to reversal of the Illinois
judgment. On the contrary, they embody two distinct doctrines which
have quite separate origins. The first is a common law doctrine
regarding the appropriate roles for civil courts called upon to
adjudicate church property disputes -- a doctrine which found
general application in federal courts prior to
Erie R. Co. v.
Tompkins, 304 U. S. 64
(1938), but which has never had any application to our review of a
state court
Page 426 U. S. 728
decision. The other is derived from the First Amendment to the
Federal Constitution, and is, of course, applicable to this case;
it, however, lends no more support to the Court's decision than
does the common law doctrine.
The first decision of this Court regarding the role of civil
courts in adjudicating church property disputes was
Watson v.
Jones, 13 Wall. 679 (1872). There, the Court
canvassed the American authorities and concluded that, where people
had chosen to organize themselves into voluntary religious
associations, and had agreed to be bound by the decisions of the
hierarchy created to govern such associations, the civil courts
could not be availed of to hear appeals from otherwise final
decisions of such hierarchical authorities. The bases from which
this principle was derived clearly had no constitutional dimension;
there was not the slightest suggestion that the First Amendment or
any other provision of the Constitution was relevant to the
decision in that case. Instead the Court was merely recognizing and
applying general rules as to the limited role which civil courts
must have in settling private intra-organizational disputes. While
those rules, and the reasons behind them, may seem especially
relevant to intra-church disputes, adherence or nonadherence to
such principles was certainly not thought to present any First
Amendment issues. For as the Court in
Watson observed;
"Religious organizations come before us in the same attitude as
other voluntary associations for benevolent or charitable purposes,
and their rights of property, or of contract, are equally under the
protection of the law, and the actions of their members subject to
its restraints."
Id. at
80 U. S. 714.
The Court's equation of religious bodies with other private
voluntary associations makes it clear that the principles
Page 426 U. S. 729
discussed in that case were not dependent upon those embodied in
the First Amendment.
Less than a year later,
Watson's observations about the
roles of civil courts were followed in
Bouldin v.
Alexander, 15 Wall. 131 (1872), where the Court
held that the appointed trustees of the property of a
congregational church
"cannot be removed from their trusteeship by a minority of the
church society or meeting, without warning, and acting without
charges, without citation or trial, and in direct contravention of
the church rules."
Id. at
82 U. S. 140.
Again, there was nothing to suggest that this was based upon
anything but common sense rules for deciding an
intra-organizational dispute: in an organization which has provided
for majority rule through certain procedures, a minority's attempt
to usurp that rule and those procedures need be given no effect by
civil courts.
In
Gonzalez v. Archbishop, 280 U. S.
1 (1929), the Court again recognized the principles
underlying
Watson in upholding a decision of the Supreme
Court of the Philippine Islands that the petitioner was not
entitled to the chaplaincy which he claimed because the decision as
to whether he possessed the necessary qualifications for that post
was one committed to the appropriate church authorities. In dicta
which the Court today conveniently truncates, Mr. Justice Brandeis
observed:
"In the absence of fraud, collusion, or arbitrariness, the
decisions of the proper church tribunals on matters purely
ecclesiastical, although affecting civil rights, are accepted in
litigation before the secular courts as conclusive,
because the
parties in interest made them so by contract or otherwise. Under
like circumstances, effect is given in the courts to the
determinations of the judicatory bodies established
Page 426 U. S. 730
by clubs and civil associations."
Id. at
280 U. S. 16-17
(emphasis supplied; footnotes omitted).
Gonzalez clearly
has no more relevance to the meaning of the First Amendment than do
its two predecessors.
The year 1952 was the first occasion on which this Court
examined what limits the First and Fourteenth Amendments might
place upon the ability of the States to entertain and resolve
disputes over church property. In
Kedroff v. St. Nicholas
Cathedral, 344 U. S. 94
(1952), the Court reversed a decision of the New York Court of
Appeals which had upheld a statute awarding control of the New York
property of the Russian Orthodox Church to an American group
seeking to terminate its relationships with the hierarchical Mother
Church in Russia. The New York Legislature had concluded that the
Communist government of Russia was actually in control of the
Mother Church, and that
"'the Moscow Patriarchate was no longer capable of functioning
as a true religious body, but had become a tool of the Soviet
Government primarily designed to implement its foreign
policy,'"
id. at
344 U.S.
107 n. 10, quoting from 302 N.Y. 1, 32-33, 96 N.E.2d 56,
73-74 (1950), and the New York Court of Appeals sustained the
statute against the constitutional attack. This Court, however,
held the statute was a violation of the Free Exercise Clause,
noting:
"By fiat, it displaces one church administrator with another. It
passes the control of matters strictly ecclesiastical from one
church authority to another. It thus intrudes for the benefit of
one segment of a church the power of the state into the forbidden
area of religious freedom contrary to the principles of the First
Amendment."
344 U.S. at
344 U. S.
119.
On remand from the decision in
Kedroff, the New York
Court of Appeals again held that the American
Page 426 U. S. 731
group was entitled to the church property at issue. This time
relying upon the common law of the State, the Court of Appeals
ruled that the Patriarch of Moscow was so dominated by the secular
government of Russia that his appointee could not validly occupy
the Church's property. On appeal, this Court reversed summarily,
Kreshik v. St. Nicholas Cathedral, 363 U.
S. 190 (1960), noting in its per curiam opinion that
"the decision now under review rests on the same premises which
were found to have underlain the enactment of the statute struck
down in
Kedroff."
Id. at
363 U. S.
191.
Nine years later, in
Presbyterian Church v. Hull
Church, 393 U. S. 440
(1969), the Court held that Georgia's common law, which implied a
trust upon local church property for the benefit of the general
church only on the condition that the general church adhere to its
tenets of faith and practice existing at the time of affiliation by
the local churches, was inconsistent with the First and Fourteenth
Amendments, and therefore could not be utilized to resolve church
property disputes. The Georgia law was held impermissible
because,
"[u]nder [the Georgia] approach, property rights do not turn on
a church decision as to church doctrine. The standard of 'departure
from doctrine,' though it calls for resolution of ecclesiastical
questions, is a creation of state, not church, law."
Id. at
393 U. S.
451.
Finally, in
Md. & Va. Churches v. Sharpsburg
Church, 396 U. S. 367
(1970), the Court considered an appeal from a judgment of the Court
of Appeals of Maryland upholding the dismissal of two actions
brought by the Eldership seeking to prevent two of its local
churches from withdrawing from that general religious association.
The Eldership had also claimed the rights to select the
Page 426 U. S. 732
clergy and to control the property of the two local churches,
but the Maryland courts, relying
"upon provisions of state statutory law governing the holding of
property by religious corporations, upon language in the deeds
conveying the properties in question to the local church
corporations, upon the terms of the charters of the corporations,
and upon provisions in the constitution of the General
Eldership pertinent to the ownership and control of church
property,"
ibid. (emphasis supplied; footnote omitted), concluded
that the Eldership had no right to invoke the State's authority to
compel their local churches to remain within the fold or to succeed
to control of their property. This Court dismissed the Eldership's
contention that this judgment violated the First Amendment for want
of a substantial federal question.
Despite the Court's failure to do so, it does not seem very
difficult to derive the operative constitutional principle from
this line of decisions. As should be clear from even this cursory
study,
Watson, Bouldin, and
Gonzalez have no
direct relevance
426 U. S. S.
733� whether the First Amendment, as made applicable to the
States by the Fourteenth, prohibits Illinois from permitting its
civil courts to settle religious property disputes in the manner
presented to us on this record. I think it equally clear that the
only cases which are relevant to that question --
Kedroff,
Kreshik, Hull, and
Md. & Va. Churches -- require
that this question be answered in the negative. The rule of those
cases, one which seems fairly implicit in the history of our First
Amendment, is that the government may not displace the free
religious choices of its citizens by placing its weight behind a
particular religious belief, tenet, or sect. That is what New York
attempted to do in
Kedroff and
Kreshik, albeit
perhaps for nonreligious reasons, and the Court refused to permit
it. In
Hull, the State transgressed the line drawn by the
First Amendment when it applied a state-created rule of law based
upon "departure from doctrine" to prevent the national hierarchy of
the Presbyterian Church in the United States from seeking to
reclaim possession and use of two local churches. When the Georgia
courts themselves required an examination into whether there had
been a departure from the doctrine of the church in order to apply
this state-created rule, they went beyond mere application of
neutral principles of law to such a dispute.
There is nothing in this record to indicate that the Illinois
courts have been instruments of any such impermissible intrusion by
the State on one side or the other of a religious dispute. There is
nothing in the Supreme Court of Illinois' opinion indicating that
it placed its thumb on the scale in favor of the respondents.
Instead, that opinion appears to be precisely what it purports
Page 426 U. S. 734
to be: an application of neutral principles of law consistent
with the decisions of this Court. Indeed, petitioners make
absolutely no claim to the contrary. They agree that the Illinois
courts should have decided the issues which they presented; but
they contend that, in doing so, those courts should have deferred
entirely to the representations of the announced representatives of
the Mother Church. Such blind deference, however, is counseled
neither by logic nor by the First Amendment. To make available the
coercive powers of civil courts to rubber-stamp ecclesiastical
decisions of hierarchical religious associations, when such
deference is not accorded similar acts of secular voluntary
associations, would, in avoiding the free exercise problems
petitioners envision, itself create far more serious problems under
the Establishment Clause.
In any event, the Court's decision in
Md & Va.
Churches demonstrates that petitioners' position in this
regard is untenable. And as I read that decision, it seems to me to
compel affirmance of at least that portion of the Illinois court's
decision which denied petitioners' request for the aid of the civil
courts in enforcing its desire to divide the American-Canadian
Diocese.
See ante at
426 U. S.
720-724 (Part III). I see no distinction between the
Illinois courts' refusal to place their weight behind the
representatives of the Serbian Mother Church who sought to prevent
portions of their American congregation from splitting off from
that body and the Maryland courts' refusal to do the same thing for
the Eldership of the Church of God. The Court today expressly
eschews any explanation for its failure to follow
Md. & Va.
Churches, see ante at
426 U. S. 721, contenting itself with this conclusory
statement:
"The constitutional provisions of the American-Canadian Diocese
were not so express that the civil
Page 426 U. S. 735
courts could enforce them without engaging in a searching and
therefore impermissible inquiry into church polity."
Ante at
426 U. S. 723.
But comparison of the relevant discussions by the state tribunals
regarding their consideration of church documents makes this
claimed distinction seem quite specious.
Compare Md. & Va.
Churches v. Sharpsburg Church, 254 Md. 162, 170, 254 A.2d 162,
168 (1969),
with Serbian Orthodox Diocese v. Ocokoljich,
72 Ill.App.2d 444, 458-462, 219 N.E.2d 343, 350-353 (1966).
In conclusion, while there may be a number of good arguments
that civil courts of a State should, as a matter of the wisest use
of their authority, avoid adjudicating religious disputes to the
maximum extent possible, they obviously cannot avoid all such
adjudications. And while common law principles like those discussed
in
Watson, Bouldin, and
Gonzalez may offer some
sound principles for those occasions when such adjudications are
required, they are certainly not rules to which state courts are
required to adhere by virtue of the Fourteenth Amendment. The
principles which that Amendment, through its incorporation of the
First, does enjoin upon the state courts -- that they remain
neutral on matters of religious doctrine -- have not been
transgressed by the Supreme Court of Illinois.
|
426
U.S. 696|
* I am far from persuaded, moreover, that these decisions would
require the result reached today even if we were reviewing a
federal decision, rather than that of a state court. As
demonstrated in the text,
supra, these cases were
applications of the general principle that persons who have
contractually bound themselves to adhere to the decisions of the
ruling hierarchy in a private association may not obtain relief
from those decisions in a civil court. Here the underlying question
addressed by the Illinois courts is the one assumed in
Watson
et al.: whether the members of the American-Canadian Diocese
had bound themselves to abide by the decisions of the Mother Church
in the matters at issue here. The Illinois courts concluded that,
in regard to some of these matters, they had agreed to be bound
only if certain procedures were followed, and that, as to others,
there had been no agreement to submit to the authority of the
Belgrade Patriarchate at all. If these conclusions are correct, and
there is little to indicate they are not, then the "
Watson
rule" which the Court brandishes so freely today properly would
have no application to these facts even if this case had arisen in
federal court.