The Commonwealth of Pennsylvania is authorized to provide
directly to all children enrolled in nonpublic elementary and
secondary schools meeting Pennsylvania's compulsory attendance
requirements "auxiliary services" (Act 194) and loans of textbook
"acceptable for use in" the public schools (Act 195). Act 195 also
provides for loans directly to the nonpublic schools of
"instructional materials and equipment, useful to the education" of
nonpublic school children. The auxiliary services include
counseling, testing, psychological services, speech and hearing
therapy, and related services for exceptional, remedial, or
educationally disadvantaged students, "and such other secular,
neutral, non-ideological service as are of benefit to nonpublic
school children" and are provided for those in public schools. The
instructional materials include periodicals, photographs, maps,
charts, recordings, and films. The instructional equipment includes
projectors, recorders, and laboratory paraphernalia. Appellants
brought this suit in the District Court challenging the
constitutionality of both Acts. The court upheld the
constitutionality of the textbook and instructional materials loan
programs and the auxiliary services program, but invalidated the
instructional equipment loan program to the extent that it
sanctioned the loan of equipment "which, from its nature, can be
diverted to religious purposes."
Held: Act 194 and all but the textbook loan provisions
of Act 195 violate the Establishment Clause of the First Amendment
as made applicable to the States by the Fourteenth. Pp.
421 U. S.
359-372;
421 U. S.
388.
374 F. Supp. 39, affirmed in part, reversed in part.
MR. JUSTICE STEWART delivered the opinion of the Court with
respect to Parts I, II, IV, and V, finding:
1. The direct loan of instructional materials and equipment to
nonpublic schools authorized by Act 195 has the unconstitutional
primary effect of establishing religion because of the
predominantly
Page 421 U. S. 350
religious character of the schools benefiting from the Act,
since 75% of Pennsylvania's nonpublic schools that comply with the
compulsory attendance law, and thus qualify for aid under Act 195
are church-related or religiously affiliated. The massive aid that
nonpublic schools thus receive is neither indirect nor incidental,
and, even though such aid is ostensibly limited to secular
instructional material and equipment, the inescapable result is the
direct and substantial advancement of religious activity. Pp.
421 U. S.
362-366.
2.Act 194 also violates the Establishment Clause because the
auxiliary services are provided at predominantly church-related
schools. The District Court erred in holding that such services are
permissible because they are only secular, neutral, and
nonideological, since excessive entanglement would be required for
Pennsylvania to be assured that the public school professional
staff members who provide the services do not advance the religious
mission of the church-related schools in which they serve.
Cf.
Lemon v. Kurtzman, 403 U. S. 602,
403 U. S. 618.
Pp.
421 U. S.
367-372.
MR. JUSTICE STEWART, joined by MR. JUSTICE BLACKMUN and MR.
JUSTICE POWELL, concluded in Part III that Act 195's textbook loan
provisions, which are limited to textbooks acceptable for use in
the public schools, are constitutional, since they "merely [make]
available to all children the benefits of a general program to lend
schools books free of charge," and the "financial benefit is to
parents and children, not to schools,"
Board of Education v.
Allen, 392 U. S. 236,
392 U. S.
243-244. Pp.
421 U. S.
359-362.
MR. JUSTICE REHNQUIST, joined by MR. JUSTICE WHITE, concluded
that the textbook loan program of Act 195 is constitutionally
indistinguishable from the program upheld in
Board of Education
v. Allen, supra. P.
421 U. S.
388.
STEWART, J., announced the judgment of the Court and delivered
an opinion of the Court, in which BLACKMUN and POWELL, JJ., joined,
and in all but Part III of which DOUGLAS, BRENNAN, and MARSHALL,
JJ., joined. BRENNAN, J., filed an opinion concurring in part and
dissenting in part, in which DOUGLAS and MARSHALL, JJ., joined,
post, p.
421 U. S. 373.
BURGER, C.J., filed an opinion concurring in the judgment in part
and dissenting in part,
post, p.
421 U. S. 385.
REHNQUIST, J., filed an opinion concurring in the judgment in part
and dissenting in part, in which WHITE, J., joined,
post
p.
421 U. S.
387.
Page 421 U. S. 351
MR. JUSTICE STEWART announced the judgment of the Court and
delivered the opinion of the Court (Parts I, II, IV, and V),
together with an opinion (Part III), in which MR. JUSTICE BLACKMUN
and MR. JUSTICE POWELL, joined.
This case requires us to determine once again whether a state
law providing assistance to nonpublic, church-related, elementary
and secondary schools is constitutional under the Establishment
Clause of the First Amendment, made applicable to the States by the
Fourteenth Amendment.
Murdock v. Pennsylvania,
319 U. S. 105,
319 U. S. 108;
Cantwell v. Connecticut, 310 U. S. 296,
310 U. S.
303.
I
With the stated purpose of assuring that every schoolchild in
the Commonwealth will equitably share in the benefits of auxiliary
services, textbooks, and instructional
Page 421 U. S. 352
material provided free of charge to children attending public
schools, [
Footnote 1] the
Pennsylvania General Assembly, in 1972, added Acts 194 and 195,
July 12, 1972, Pa.Stat.Ann., Tit. 24, § 9-972, to the
Pennsylvania Public School Code of 1949, Pa.Stat.Ann., Tit. 24,
§§ 1-101 to 27-2702.
Act 194 authorizes the Commonwealth to provide "auxiliary
services" to all children enrolled in nonpublic elementary and
secondary schools meeting Pennsylvania's compulsory attendance
requirements. [
Footnote 2]
"Auxiliary services"
Page 421 U. S. 353
include counseling, testing, and psychological services, speech
and hearing therapy, teaching and related services for exceptional
children, for remedial students, and for the educationally
disadvantaged,
"and such other secular, neutral, non-ideological services as
are of benefit to nonpublic school children and are presently or
hereafter provided for public school children of the
Commonwealth."
Act 194 specifies that the teaching and service are to be
provided in the nonpublic schools themselves by personnel drawn
from the appropriate "intermediate unit," part of the public school
system of the Commonwealth established to provide special services
to local school districts.
See Pa.Stat.Ann., Tit. 24,
§§ 9-951 to 9-971.
Act 195 authorizes the State Secretary of Education, either
directly or through the intermediate units, to lend textbooks
without charge to children attending nonpublic elementary and
secondary schools that meet the Commonwealth's
Page 421 U. S. 354
compulsory attendance requirements. [
Footnote 3] The books that may be lent are limited to
those "which are acceptable for use in any public, elementary, or
secondary school of the Commonwealth."
Act 195 also authorizes the Secretary of Education, pursuant to
requests from the appropriate nonpublic school officials, to lend
directly to the nonpublic schools "instructional materials and
equipment, useful to the education" of nonpublic school children.
[
Footnote 4] "Instructional
Page 421 U. S. 355
materials" are defined to include periodicals, photographs,
maps, charts; sound recordings, films, "or any other printed and
published materials of a similar nature." "Instructional
equipment," as defined by the Act, includes projection equipment,
recording equipment, and laboratory equipment.
On February 7, 1973, three individuals and four organizations
[
Footnote 5] filed a complaint
in the District Court for the
Page 421 U. S. 356
Eastern District of Pennsylvania challenging the
constitutionality of Acts 194 and 195, and requesting an injunction
prohibiting the expenditure of any funds under either statute. The
complaint alleged that each Act "is a law respecting an
establishment of religion in violation of the First Amendment"
because each Act
"authorizes and directs payments to or use of books, materials
and equipment in schools which (1) are controlled by churches or
religious organizations, (2) have as their purpose the teaching,
propagation and promotion of a particular religious faith, (3)
conduct their operations, curriculums and programs to fulfill that
purpose, (4) impose religious restrictions on admissions, (5)
require attendance at instruction in theology and religious
doctrine, (6) require attendance at or participation in religious
worship, (7) are an integral part of the religious mission of the
sponsoring church, (8) have as a substantial or dominant purpose
the inculcation of religious values, (9) impose religious
restrictions on faculty appointments, and (10) impose religious
restrictions on what the faculty may teach."
The Secretary of Education and the Treasurer of the Commonwealth
were named as the defendants. [
Footnote 6]
Page 421 U. S. 357
A three-judge court was convened pursuant to 28 U.S.C.
§§ 2281, 2284. After an evidentiary hearing, the court
entered its final judgment.
374 F.
Supp. 639. In that judgment, the court unanimously upheld the
constitutionality of the textbook loan program authorized by Act
195. 374 F. Supp. at 657-658. By a divided vote, the court also
upheld the constitutionality of Act 194's provision of auxiliary
services to children in nonpublic elementary and secondary schools
and Act 195's authorization of loans of instructional materials
directly to nonpublic elementary and secondary schools. 374 F.
Supp. at 653-659. The court unanimously invalidated that portion of
Act 195 authorizing the expenditure of commonwealth funds for the
purchase of instructional equipment for loan to nonpublic schools,
but only to the extent that the provision allowed the loan of
equipment "which, from its nature, can be diverted to religious
purposes." 374 F. Supp. at 662. The court gave as examples
projection and recording equipment.
Id. at 660-661. By a
vote of 2-1, the court upheld this provision of Act 195 insofar as
it authorizes the loan of instructional equipment that cannot be
readily diverted to religious uses. 374 F. Supp. at 660-661.
Except with respect to that provision of Act 195 which permits
loan of instructional equipment capable of diversion, therefore,
the plaintiffs' request for preliminary and final injunctive relief
was denied. The plaintiffs (hereinafter the appellants) appealed
directly to this Court, pursuant to 28 U.S.C. § 1253.
[
Footnote 7] We noted probable
jurisdiction. 419 U.S. 822.
Page 421 U. S. 358
II
In judging the constitutionality of the various forms of
assistance authorized by Acts 194 and 195, the District Court
applied the three-part test that has been clearly stated, if not
easily applied, by this Court in recent Establishment Clause cases.
See, e.g., Committee for Public Education Religious Liberty v.
Nyquist, 413 U. S. 756,
413 U. S.
772-773;
Lemon v. Kurtzman, 403 U.
S. 602,
403 U. S.
612-613. First, the statute must have a secular
legislative purpose.
E.g., Epperson v. Arkansas,
393 U. S. 97.
Second, it must have a "primary effect" that neither advances nor
inhibits religion.
E.g., School District of Abington Township
v. Schempp, 374 U. S. 203.
Third, the statute and its administration must avoid excessive
government entanglement with religion.
E.g., Walz v. Tax
Comm'n, 397 U. S. 664.
These tests constitute a convenient, accurate distillation of
this Court's efforts over the past decades to evaluate a wide range
of governmental action challenged as violative of the
constitutional prohibition against laws "respecting an
establishment of religion," and thus provide the proper framework
of analysis for the issues presented in the case before us. It is
well to emphasize,
Page 421 U. S. 359
however, that the tests must not be viewed as setting the
precise limits to the necessary constitutional inquiry, but serve
only as guidelines with which to identify instances in which the
objectives of the Establishment Clause have been impaired.
See
Tilton v. Richardson, 403 U. S. 672,
403 U. S.
677-678 (plurality opinion of BURGER, C.J.).
Primary among the evils against which the Establishment Clause
protects
"have been 'sponsorship, financial support, and active
involvement of the sovereign in religious activity.'
Walz v.
Tax Comm'n, supra, at
397 U. S.
668;
Lemon v. Kurtzman, supra, at
403 U. S.
612."
Committee for Public Education & Religious Liberty v.
Nyquist, supra, at
413 U. S. 772.
The Court has broadly stated that
"[n]o tax in any amount, large or small, can be levied to
support any religious activities or institutions, whatever they may
be called, or whatever form they may adopt to teach or practice
religion."
Everson v. Board of Education, 330 U. S.
1,
330 U. S. 16. But
it is clear that not all legislative programs that provide indirect
or incidental benefit to a religious institution are prohibited by
the Constitution.
See Zorach v. Clauson, 343 U.
S. 306,
343 U. S. 312;
Lemon v. Kurtzman, supra, at
403 U. S. 614.
"The problem, like many problems in constitutional law, is one of
degree."
Zorach v. Clauson, supra, at
343 U. S.
314.
III
The District Court held that the textbook loan provisions of Act
195 are constitutionally indistinguishable from the New York
textbook loan program upheld in
Board of Education v.
Allen, 392 U. S. 236. We
agree.
Approval of New York's textbook loan program in the
Allen case was based primarily on this Court's earlier
decision in
Everson v. Board of Education, supra, holding
that the constitutional prohibition against laws "respecting
Page 421 U. S. 360
an establishment of religion" did not prevent
"New Jersey from spending tax-raised funds to pay the bus fares
of parochial school pupils as a part of a general program under
which it pays the fares of pupils attending public and other
schools."
330 U.S. at
330 U. S. 17.
Similarly, the Court in
Allen found that the New York
textbook law
"merely makes available to all children the benefits of a
general program to lend school books free of charge. Books are
furnished at the request of the pupil, and ownership remains, at
least technically, in the State. Thus, no funds or books are
furnished to parochial schools, and the financial benefit is to
parents and children, not to schools."
392 U.S. at
392 U. S.
243-244. The Court conceded that provision of free
textbooks might make it
"more likely that some children choose to attend a sectarian
school, but that was true of the state-paid bus fares in
Everson, and does not, alone, demonstrate an
unconstitutional degree of support for a religious
institution."
Id. at
392 U. S.
244.
Like the New York program, the textbook provisions of Act 195
extend to all schoolchildren the benefits of Pennsylvania's well
established policy of lending textbooks free of charge to
elementary and secondary school students. [
Footnote 8]
Page 421 U. S. 361
As in
Allen, Act 195 provides that the textbooks are to
be lent directly to the student, not to the nonpublic school
itself, although, again as in
Allen, the administrative
practice is to have student requests for the books filed initially
with the nonpublic school and to have the school authorities
prepare collective summaries of these requests which they forward
to the appropriate public officials.
See Board of Education v.
Allen, supra at
392 U. S. 244
n. 6. [
Footnote 9] Thus, the
financial benefit of Pennsylvania's textbook program, like New
York's, is to parents and children, not to the nonpublic schools.
[
Footnote 10]
Under New York law, the books that could be lent were limited to
textbooks
"which are designated for use in any public, elementary or
secondary schools of the state or are approved by any boards of
education, trustees or other school authorities."
N.Y.Educ.Law § 701(3). The law was construed by the New
York Court of Appeals to apply solely to secular textbook.
Board of Education v. Allen, 20 N.Y.2d 109, 117, 228
N.E.2d 791, 794.Act 195 similarly limits the books that may be lent
to "textbooks which are acceptable for use in any public,
elementary, or secondary school of the Commonwealth." [
Footnote 11] Moreover, the record in
the case
Page 421 U. S. 362
before us, like the record in
Allen, see, e.g., 392
U.S. at
392 U. S.
244-245,
392 U. S. 248,
contains no suggestion that religious textbooks will be lent, or
that the books provided will be used for anything other than purely
secular purposes.
In sum, the textbook loan provisions of Act 195 are in every
material respect identical to the loan program approved in
Allen. Pennsylvania, like New York, "merely makes
available to all children the benefits of a general program to lend
school books free of charge." As such, those provisions of Act 195
do not offend the constitutional prohibition against laws
"respecting an establishment of religion." [
Footnote 12]
IV
Although textbooks are lent only to students, Act 195 authorizes
the loan of instructional material and equipment
Page 421 U. S. 363
directly to qualifying nonpublic elementary and secondary
schools in the Commonwealth. The appellants assert that such direct
aid to Pennsylvania's nonpublic schools, including church-related
institutions, constitutes an impermissible establishment of
religion.
Act 195 is accompanied by legislative findings that the welfare
of the Commonwealth requires that present and future generations of
schoolchildren be assured ample opportunity to develop their
intellectual capacities.
Act 195 is intended to further that objective by extending the
benefits of free educational aids to every schoolchild in the
Commonwealth, including nonpublic school students, who constitute
approximately one quarter of the schoolchildren in Pennsylvania.
Act 185, § 1(a), Pa.Stat.Ann., Tit. 24, § 9-972(a). We
accept the legitimacy of this secular legislative purpose.
Cf.
Lemon v. Kurtzman, 403 U.S. at
403 U. S. 609,
403 U. S. 613;
Sloan v. Lemon, 413 U. S. 825,
413 U. S.
829-830. But we agree with the appellants that the
direct loan of instructional material and equipment has the
unconstitutional primary effect of advancing religion because of
the predominantly religious character of the schools benefiting
from the Act. [
Footnote
13]
The only requirement imposed on nonpublic schools to qualify for
loans of instructional material and equipment is that they satisfy
the Commonwealth's compulsory attendance law by providing, in the
English language, the subjects and activities prescribed by the
standards of the State Board of Education. Pa.Stat.Ann., Tit. 24,
§ 13-1327. Commonwealth officials, as a matter of
Page 421 U. S. 364
state policy, do not inquire into the religious characteristics,
if any, of the nonpublic schools requesting aid pursuant to Act
195. The Coordinator of Nonpublic School Services, the chief
administrator of Acts 194 and 195, testified that a school would
not be barred from receiving loans of instructional material and
equipment even though its dominant purpose was the inculcation of
religious values, even if it imposed religious restrictions on
admissions or on faculty appointments, and even if it required
attendance at classes in theology or at religious services. In
fact, of the 1,320 nonpublic schools in Pennsylvania that comply
with the requirements of the compulsory attendance law, and thus
qualify for aid under Act 195, more than 75% are church-related or
religiously affiliated educational institutions. Thus, the primary
beneficiaries of Act 195's instructional material and equipment
loan provisions, like the beneficiaries of the "secular educational
services" reimbursement program considered in
Lemon v.
Kurtzman, and the parent tuition reimbursement plan considered
in
Sloan v. Lemon, are nonpublic schools with a
predominant sectarian character. [
Footnote 14]
It is, of course, true that, as part of general legislation made
available to all students, a State may include church-related
schools in programs providing bus transportation, school lunches,
and public health facilities -- secular and non-ideological
services unrelated to the primary, religion-oriented educational
function of the sectarian school. The indirect and incidental
benefits to church-related schools from those programs do not
offend the constitutional prohibition against establishment
Page 421 U. S. 365
of religion.
See, e.g., Everson v. Board of Education,
330 U. S. 1;
Lemon v. Kurtzman, supra, at
403 U. S.
616-617;
Committee for Public Education Religious
Liberty v. Nyquist, 413 U.S. at
413 U. S. 775.
But the massive aid provided the church-related nonpublic schools
of Pennsylvania by Act 195 is neither indirect nor incidental.
For the 1972-1973 school year, the Commonwealth authorized just
under $12 million of direct aid to the predominantly church-related
nonpublic schools of Pennsylvania through the loan of instructional
material and equipment pursuant to Act 195. [
Footnote 15] To be sure, the material and
equipment that are the subjects of the loan -- maps, charts, and
laboratory equipment, for example -- are "self-polic[ing], in that,
starting as secular, nonideological and neutral, they will not
change in use." 374 F. Supp. at 660. But faced with the substantial
amounts of direct support authorized by Act 195, it would simply
ignore reality to attempt to separate secular educational functions
from the predominantly religious role performed by many of
Pennsylvania's church-related elementary and secondary schools, and
to then characterize Act 195 as channeling aid to the secular
without providing direct aid to the sectarian. Even
Page 421 U. S. 366
though earmarked for secular purposes,
"when it flows to an institution in which religion is so
pervasive that a substantial portion of its functions are subsumed
in the religious mission,"
state aid has the impermissible primary effect of advancing
religion.
Hunt v. McNair, 413 U.
S. 734,
413 U. S.
743.
The church-related elementary and secondary schools that are the
primary beneficiaries of Act 195's instructional material and
equipment loans typify such religion-pervasive institutions. The
very purpose of many of those schools is to provide an integrated
secular and religious education; the teaching process is, to a
large extent, devoted to the inculcation of religious values and
belief.
See Lemon v. Kurtzman, 403 U.S. at
403 U. S.
616-617. Substantial aid to the educational function of
such schools, accordingly, necessarily results in aid to the
sectarian school enterprise as a whole.
[T]he secular education those schools provide goes hand in hand
with the religious mission that is the only reason for the schools'
existence. Within the institution, the two are inextricably
intertwined.
Id. at
403 U. S. 657
(opinion of BRENNAN, J.).
See generally Freund, Public Aid
to Parochial Schools, 82 Harv.L.Rev. 1680, 1688-1689. For this
reason, Act 195's direct aid to Pennsylvania's predominantly
church-related, nonpublic elementary and secondary schools, even
though ostensibly limited to wholly neutral, secular instructional
material and equipment, inescapably results in the direct and
substantial advancement of religious activity,
cf. Committee
for Public Education & Religious Liberty v. Nyquist, 413
U.S. at
413 U. S.
781-783, and n. 39, and thus constitutes an
impermissible establishment of religion. [
Footnote 16]
Page 421 U. S. 367
V
Unlike Act 195, which provides only for the loan of teaching
material and equipment, Act 194 authorizes the Secretary of
Education, through the intermediate units, to supply professional
staff, as well as supportive materials, equipment, and personnel,
to the nonpublic schools of the Commonwealth. The "auxiliary
services" authorized by Act 194 -- remedial and accelerated
instruction, guidance counseling and testing, speech and hearing
services -- are provided directly to nonpublic school children with
the appropriate special need. But the services are provided only on
the nonpublic school premises, and only when "requested by
nonpublic school representatives." Department of Education,
Commonwealth of Pennsylvania, Guidelines for the Administration of
Acts 194 and 195, § 1.3.
The legislative findings accompanying Act 194 are virtually
identical to those in Act 195: Act 194 is intended to assure full
development of the intellectual capacities of the children of
Pennsylvania by extending the benefits
Page 421 U. S. 368
of free auxiliary services to all students in the Commonwealth.
Act 194, 1(a), Pa.Stat.Ann., Tit. 24, § 9972(a). The
appellants concede the validity of this secular legislative
purpose. Nonetheless, they argue that Act 194 constitutes an
impermissible establishment of religion because the auxiliary
services are provided on the premises of predominantly
church-related schools. [
Footnote 17]
In rejecting the appellants' argument, the District Court
emphasized that "auxiliary services" are provided directly to the
children involved, and are expressly limited to those services
which are secular, neutral, and nonideological. The court also
noted that the instruction and counseling in question served only
to supplement the basic, normal educational offerings of the
qualifying nonpublic schools. Any benefits to church-related
schools that may result from the provision of such services, the
District Court concluded, are merely incidental and indirect, and
thus not impermissible.
See 374 F. Supp. at 656-657. The
court also held that no continuing supervision of the personnel
providing auxiliary services would be necessary to establish that
Act 194's secular limitations were observed or to guarantee that a
member of the auxiliary services staff had not "succumb[ed] to
sectarianization of his or her professional work." 374 F. Supp. at
657.
Page 421 U. S. 369
We need not decide whether substantial State expenditures to
enrich the curricula of church-related elementary and secondary
schools, [
Footnote 18] like
the expenditure of state funds to support the basic educational
program of those schools, necessarily result in the direct and
substantial advancement of religious activity. [
Footnote 19] For decisions of this Court
make clear that the District Court erred in relying entirely on the
good faith and professionalism of the secular teachers and
counselors functioning in church-related schools to ensure that a
strictly nonideological posture is maintained.
In
Earley v. DiCenso, a companion case to
Lemon v.
Kurtzman, supra, the Court invalidated a Rhode Island statute
authorizing salary supplements for teacher of secular subjects in
nonpublic schools. The Court expressly rejected the proposition,
relied upon by the District Court in the case before us, that it
was sufficient for the State to assume that teachers in
church-related schools would succeed in segregating their religious
beliefs from their secular educational duties.
"We need not and do not assume that teachers in parochial
schools will be guilty of bad faith or any conscious design to
evade the limitations imposed by the statute and the First
Amendment. . . ."
". . . But the potential for impermissible fostering of religion
is present. The State must be certain, given the Religion Clauses,
that subsidized teachers do not inculcate religion. . . . "
Page 421 U. S. 370
"A comprehensive, discriminating, and continuing state
surveillance will inevitably be required to ensure that these
restrictions are obeyed and the First Amendment otherwise
respected. . . ."
403 U.S. at
403 U. S.
618-619.
The prophylactic contacts required to ensure that teachers play
a strictly nonideological role, the Court held, necessarily give
rise to a constitutionally intolerable degree of entanglement
between church and state.
Id. at
403 U. S. 619.
The same excessive entanglement would be required for Pennsylvania
to be "certain," as it must be, that Act 194 personnel do not
advance the religious mission of the church-related schools in
which they serve.
Public Funds for Public Schools v.
Marburger, 358 F.
Supp. 29, 40-41,
aff'd, 417 U.S. 961. [
Footnote 20]
That Act 194 authorizes state funding of teachers only for
remedial and exceptional students, and not for normal students
participating in the core curriculum, does not distinguish this
case from
Earley v. DiCenso and
Lemon v. Kurtzman,
supra. Whether the subject is "remedial reading," "advanced
reading," or simply "reading," a teacher remains a teacher, and the
danger that religious doctrine will become intertwined with secular
instruction persists. The likelihood of inadvertent fostering of
religion
Page 421 U. S. 371
may be less in a remedial arithmetic class than in a medieval
history seminar, but a diminished probability of impermissible
conduct is not sufficient: "The State must be certain, given the
Religion Clauses, that subsidized teachers do not inculcate
religion." 403 U.S. at
403 U. S. 619.
And a state-subsidized guidance counselor is surely as likely as a
state-subsidized chemistry teacher to fail on occasion to separate
religious instruction and the advancement of religious beliefs from
his secular educational responsibilities. [
Footnote 21]
The fact that the teachers and counselors providing auxiliary
services are employees of the public intermediate unit, rather than
of the church-related schools in which they work, does not
substantially eliminate the need for continuing surveillance. To be
sure, auxiliary services personnel, because not employed by the
nonpublic schools, are not directly subject to the discipline of a
religious authority.
Cf. Lemon v. Kurtzman, 403 U.S. at
403 U. S. 618.
But they are performing important educational services in schools
in which education is an integral part of the dominant sectarian
mission and in which an atmosphere dedicated to the advancement of
religious belief is constantly maintained.
See id. at
403 U. S.
618-619.
Page 421 U. S. 372
The potential for impermissible fostering of religion under
these circumstances, although somewhat reduced, is nonetheless
present. To be certain that auxiliary teachers remain religiously
neutral, as the Constitution demands, the State would have to
impose limitations on the activities of auxiliary personnel and
then engage in some form of continuing surveillance to ensure that
those restrictions were being followed. [
Footnote 22]
In addition, Act 194, like the statutes considered in
Lemon
v. Kurtzman, supra, and
Committee for Public Education
& Religious Liberty v. Nyquist, supra, creates a serious
potential for divisive conflict over the issue of aid to religion
-- "entanglement in the broader sense of continuing political
strife."
Committee for Public Education & Religious Liberty
v. Nyquist, 413 U.S. at
413 U. S. 794.
The recurrent nature of the appropriation process guarantees annual
reconsideration of Act 194 and the prospect of repeated
confrontation between proponents and opponents of the auxiliary
services program. The Act thus provides successive opportunities
for political fragmentation and division along religious lines, one
of the principal evils against which the Establishment Clause was
intended to protect.
See Lemon v. Kurtzman, 403 U.S. at
403 U. S.
622-623. This potential for political entanglement,
together with the administrative entanglement which would be
necessary to ensure that auxiliary services personnel remain
strictly neutral and nonideological when functioning in
church-related schools, compels the conclusion that Act 194
violates the constitutional prohibition against laws "respecting an
establishment of religion."
Page 421 U. S. 373
The judgment of the District Court as to Act 194 is reversed;
its judgment as to the textbook provisions of Act 195 is affirmed,
but, as to that Act's other provisions, now before us, its judgment
is reversed.
It is so ordered.
[
Footnote 1]
See Act 194, § 1(a), Pa.Stat.Ann., Tit. 24, §
9-972(a); Act 195, § 1(a), Pa.Stat.Ann., Tit. 24, §
9-972(a).
[
Footnote 2]
Act 194 provides:
"(a) Legislative Finding; Declaration of Policy. The welfare of
the Commonwealth requires that the present and future generations
of school age children be assured ample opportunity to develop to
the fullest their intellectual capacities. To further this
objective, the Commonwealth provides, through tax funds of the
Commonwealth, auxiliary services free of charge to children
attending public schools within the commonwealth. Approximately one
quarter of all children in the Commonwealth, in compliance with the
compulsory attendance provisions of this act, attend nonpublic
schools. Although their parents are taxpayers of the Commonwealth,
these children do not receive auxiliary services from the
Commonwealth. It is the intent of the General Assembly by this
enactment to assure the providing of such auxiliary services in
such a manner that every school child in the Commonwealth will
equitably share in the benefits thereof."
"(b) Definitions. The following terms, whenever used or referred
to in this section, shall have the following meanings, except in
those circumstances where the context clearly indicates
otherwise:"
"'Nonpublic school' means any school, other than a public school
within the Commonwealth of Pennsylvania, wherein a resident of the
Commonwealth may legally fulfill the compulsory school attendance
requirements of this act and which meet the requirements of Title
VI of the Civil Rights Act of 1964 (Public Law 89-352)."
"'Auxiliary services' means guidance, counseling and testing
services; psychological services; services for exceptional
children; remedial and therapeutic services; speech and hearing
services; services for the improvement of the educationally
disadvantaged (such as, but not limited to, teaching English as a
second language), and such other secular, neutral, non-ideological
services as are of benefit to nonpublic school children and are
presently or hereafter provided for public school children of the
Commonwealth."
"(c) Provision of Services. Pursuant to rules and regulations
established by the secretary, each intermediate unit shall provide
auxiliary services to all children who are enrolled in grades
kindergarten through twelve in nonpublic schools wherein the
requirements of the compulsory attendance provisions of this act
may be met and which are located within the area served by the
intermediate unit, such auxiliary services to be provided in their
respective schools. The secretary shall each year apportion to each
intermediate unit an amount equal to the cost of providing such
services, but in no case shall the amount apportioned be in excess
of thirty dollars ($30) per pupil enrolled in nonpublic schools
within the area served by the intermediate unit."
The Pennsylvania Public School Code of 1949 provides that the
requirements of the compulsory attendance law may be met at a
nonpublic school so long as "the subjects and activities prescribed
by the standards of the State Board of Education are taught in the
English language." Pa.Stat.Ann., Tit. 24, § 13-1327.
[
Footnote 3]
The sections of Act 195 relating to the loan of textbooks
provide:
"(b) Definitions. . . . 'Textbooks' means books, reusable
workbooks, or manuals, whether bound or in loose-leaf form,
intended for use as a principal source of study material for a
given class or group of students, a copy of which is expected to be
available for the individual use of each pupil in such class or
group. Such textbooks shall be textbooks which are acceptable for
use in any public, elementary, or secondary school of the
Commonwealth."
"(c) Loan of Textbooks. The Secretary of Education, directly or
through the intermediate units, shall have the power and duty to
purchase textbooks and, upon individual request, to loan them to
all children residing in the Commonwealth who are enrolled in
grades kindergarten through twelve of a nonpublic school wherein
the requirements of the compulsory attendance provisions of this
act may be met. Such textbooks shall be loaned free to such
children subject to such rules and regulations as may be prescribed
by the Secretary of Education."
"(d) Purchase of Books. The secretary shall not be required to
purchase or otherwise acquire textbooks, pursuant to this section,
the total cost of which, in any school year, shall exceed an amount
equal to ten dollars ($10) multiplied by the number of children
residing in the Commonwealth who on the first day of October of
such school year are enrolled in grades kindergarten through twelve
of a nonpublic school within the Commonwealth in which the
requirements of the compulsory attendance provisions of this act
may be met."
[
Footnote 4]
The sections of Act 195 relating to the direct loan of
instructional material and equipment provide:
"(b) Definitions. . . . 'Instructional equipment' means
instructional equipment, other than fixtures annexed to and forming
part of the real estate, which is suitable for and to be used by
children and/or teachers. The term includes but is not limited to
projection equipment, recording equipment, laboratory equipment,
and any other educational secular, neutral, non-ideological
equipment as may be of benefit to the instruction of nonpublic
school children and are presently or hereafter provided for public
school children of the Commonwealth."
"'Instructional materials' means books, periodicals, documents,
pamphlets, photographs, reproductions, pictorial or graphic works,
musical scores, maps, charts, globes, sound recordings, including
but not limited to those on discs and tapes, processed slides,
transparencies, films, filmstrips, kinescopes, and video tapes, or
any other printed and published materials of a similar nature made
by any method now developed or hereafter to be developed. The term
includes such other secular, neutral, non-ideological materials as
are of benefit to the instruction of nonpublic school children and
are presently or hereafter provided for public school children of
the Commonwealth."
"
* * * *"
"(e) Purchase of Instructional Materials and Equipment. Pursuant
to requests from the appropriate nonpublic school official on
behalf of nonpublic school pupils, the Secretary of Education shall
have the power and duty to purchase directly, or through the
intermediate units, or otherwise acquire, and to loan to such
nonpublic schools, instructional materials and equipment, useful to
the education of such children, the total cost of which, in any
school year, shall be an amount equal to but not more than
twenty-five dollars ($25) multiplied by the number of children
residing in the Commonwealth who, on the first day of October of
such school year, are enrolled in grades kindergarten through
twelve of a nonpublic school in which the requirements of the
compulsory attendance provisions of this act may be met."
[
Footnote 5]
The individual plaintiffs are Sylvia Meek, Bertha G. Myers, and
Charles A. Weatherley; all are resident taxpayers of the
Commonwealth of Pennsylvania. The organizational plaintiffs are the
American Civil Liberties Union, the National Association for the
Advancement of Colored People, the Pennsylvania Jewish Community
Relations Council, and Americans United for Separation of Church
and State; each group has members who are taxpayers of
Pennsylvania.
374 F.
Supp. 639, 643. The District Court properly concluded that both
the individual and the organizational plaintiffs had standing to
bring this challenge to Acts 194 and 195. 374 F. Supp. at 617;
see Flast v. Cohen, 392 U. S. 83;
Sierra Club v. Morton, 405 U. S. 727.
[
Footnote 6]
The original defendants were John C. Pittenger, Secretary of
Education of Pennsylvania, and Grace M. Sloan, Treasurer of
Pennsylvania. A number of additional parties were permitted by the
District Court to intervene as defendants. Some of the individual
intervenors are parents of children attending nonpublic,
nonsectarian schools, who receive benefits under the challenged
Acts either directly or through their schools; others are the
parents of children attending nonpublic, church-related schools,
who are benefited directly or indirectly by the Acts. One
organizational intervenor is an association of nonpublic,
nonsectarian schools; the other organizational intervenor is a
nonpublic, nonsectarian school. 374 F. Supp. at 643.
[
Footnote 7]
The appellants had alleged in their complaint that the statutes
violate the Free Exercise Clause, as well as the Establishment
Clause, arguing that compulsory taxation for the support of
religious schools interfered with the free exercise of religion.
The District Court held that
"the impact of whatever min[u]scule burden of taxation which
results to [the appellants] from the expenditures in question has
no effect upon the free exercise of their religion."
Id. at 662. Judge Higginbotham, who concurred in part
and dissented in part, did not reach the free exercise question.
See id. at 680. The appellants have not renewed their free
exercise challenge in this Court. Nor have the appellees sought
review of that segment of the District Court order invalidating so
much of Act 195 as authorized loans of instructional equipment
capable of being diverted to religious purposes. Consequently,
neither of those issues is now before us.
[
Footnote 8]
New York, in a single statute, authorized the loan of textbooks
without charge to students attending both public and nonpublic
schools. N.Y.Educ.Law § 701;
see Board of Education v.
Allen, 392 U. S. 236,
392 U. S. 239.
The Pennsylvania General Assembly has used two separate provisions
of the Public School Code of 1949 to accomplish the same result.
Pennsylvania Stat.Ann., Tit. 24, § 8-801, requires that
textbooks be provided free of charge for use in the Pennsylvania
public schools. Act 195, Pa.Stat.Ann., Tit. 24, § 9-972,
provides the authorization for the loan of textbooks to nonpublic
elementary and secondary school students. So long as the textbook
loan program includes all schoolchildren, those in public as well
as those in private schools, it is of no constitutional
significance whether the general program is codified in one statute
or two.
See Committee for Public Education & Religious
Liberty v. Nyquist, 413 U. S. 756,
413 U. S. 782
n. 38.
[
Footnote 9]
Under both the Pennsylvania and New York textbook programs, the
nonpublic schools are permitted to store on their premises the
textbooks being lent to the students.
Compare Department
of Education, Commonwealth of Pennsylvania, Guidelines for the
Administration of Acts 194 and 195, § 4.6,
with Board of
Education v. Allen, supra at
392 U. S. 244
n. 6.
[
Footnote 10]
In Pennsylvania, as in New York, prior to commencement of the
state-supported textbook loan program, the parents of nonpublic
school children had to purchase their own textbooks.
See
374 F. Supp. at 671 n. 11 (opinion of Higginbotham, J.).
[
Footnote 11]
Indeed, under the statutory scheme approved in
Allen,
the books lent to nonpublic school students might never, in fact,
have been approved for use in any public school of the State. The
statute permitted the loan of books initially selected for use by
the nonpublic schools themselves, subject only to subsequent
approval by "any boards of education."
See Board of Education
v. Allen, supra, at
392 U. S.
269-272 (Fortas, J., dissenting). In contrast, only
those books which have the antecedent approval of Pennsylvania
school officials qualify for loans under Act 195. 374 F. Supp. at
658.
[
Footnote 12]
The New Jersey textbook provisions invalidated in
Public
Funds for Public Schools v. Marburger, 358 F.
Supp. 29,
aff'd, 417 U.S. 961, unlike the New York
textbook program involved in
Allen and the Pennsylvania
program now before us, were not designed to extend to all
schoolchildren of the State, whether attending public or nonpublic
schools, the benefits of state-loaned textbooks. Although New
Jersey public school children were lent their textbooks, § 5
of the Nonpublic Elementary and Secondary Education Act, challenged
in
Marburger, provided that the State Commissioner of
Education would reimburse the parents of nonpublic schoolchildren
for money spent to purchase secular, nonideological textbooks. The
District Court based its decision that the textbook provisions
violated the constitutional prohibition against laws "respecting an
establishment of religion" on the fact that the assistance provided
-- reimbursement for purchased textbooks -- was not extended to
parents of all students, but rather was directed exclusively to
parents whose children were enrolled in nonpublic, primarily
religious schools. 358 F. Supp. at 36.
[
Footnote 13]
Because we have concluded that the direct loan of instructional
material and equipment to church-related schools has the
impermissible effect of advancing religion, there is no need to
consider whether such aid would result in excessive entanglement of
the Commonwealth with religion through "comprehensive,
discriminating, and continuing state surveillance."
Lemon v.
Kurtzman, 403 U. S. 602,
403 U. S.
619.
[
Footnote 14]
In
Lemon v. Kurtzman, supra, at
403 U. S. 610,
this Court found that 91% of the nonpublic elementary and secondary
school students in Pennsylvania in 1969 attended church-related
schools.
See also Sloan v. Lemon, 413 U.
S. 825,
413 U. S.
830.
[
Footnote 15]
An additional $4,670,000 was appropriated in the 1972-1973
school year for the acquisition of textbooks for loan to nonpublic
school students pursuant to Act 195. The total 1972-1973
appropriation under Act 195 was $16,660,000. The appropriation was
increased by $900,000 to $17,560,000 for the 1973-1974 school year.
The potentially divisive political effect of aid programs like Act
195, which are dependent on continuing annual appropriations and
which generate increasing demands as costs and population grow, was
emphasized by this Court in
Lemon v. Kurtzman, supra, at
403 U. S.
622-624, and
Committee for Public Education &
Religious Liberty v. Nyquist, 413 U.S. at
413 U. S.
794-798.
"[W]hile the prospect of such divisiveness may not alone warrant
the invalidation of state laws that otherwise survive the careful
scrutiny required by the decisions of this Court, it is certainly a
'warning signal' not to be ignored."
Id. at
413 U. S.
797-798.
[
Footnote 16]
Our conclusion that Act 195's instructional material and
equipment loan provisions are unconstitutional is directly
supported, if not compelled, by this Court's affirmance last Term
of
Public Funds for Public Schools v.
Marburger, 358 F.
Supp. 29,
aff'd, 417 U.S. 961. The
Marburger
District Court invalidated as violating the constitutional
prohibition against establishment of religion New Jersey's
provision of instructional material and equipment to nonpublic
elementary and secondary schools. New Jersey's program did not
differ in any material respect from the loan provisions of Act 195.
See 358 F. Supp. at 36-37. After finding that the
nonpublic schools aided, for the most part, were church-related or
religiously affiliated educational institutions,
id. at
34, the court held that the program had a primary effect of
advancing religion.
Id. at 37. The court also held, as did
the District Court in the case before us, that excessive
entanglement of church and state would result from attempts to
police use of material and equipment that were readily divertible
to religious uses.
Id. at 38-39. This Court's affirmance
of the result in
Marburger was a decision on the merits,
entitled to precedential weight.
See Edelman v. Jordan,
415 U. S. 651,
415 U. S.
670-671;
cf. Cincinnati, N. O. & T. P. R. Co. v.
United States, 400 U. S. 932, 935
(WHITE, J., dissenting from summary affirmance).
[
Footnote 17]
The appellants do not challenge, and we do not question, the
authority of the Pennsylvania General Assembly to make free
auxiliary services available to all students in the Commonwealth,
including those who attend church-related schools. Contrary to the
argument advanced in a separate opinion filed today, therefore,
this case presents no question whether
"the Constitution permits the States to give special assistance
to some of its children whose handicaps prevent their deriving the
benefit normally anticipated from the education required to become
a productive member of society and, at the same time, to deny those
benefits to other children only because they attend a Lutheran,
Catholic, or other church-sponsored school. . . ."
Post at
421 U. S.
386-387.
[
Footnote 18]
Because Acts 194 and 195 impose identical qualification
requirements,
compare Act 194, § 1(c), Pa.Stat.Ann.,
Tit. 24, § 972(c),
with Act 195, §§ 1(c),
(e), Pa.Stat.Ann., Tit. 24, §§ 9-972(c), (e), the same
schools are eligible for aid under each Act.
[
Footnote 19]
More than $14 million was appropriated in the 1972-1973 school
year to provide auxiliary services for nonpublic school students
pursuant to Act 194. The amount was increased to $17,880,000 for
the 1973-1974 school year.
[
Footnote 20]
In addition to invalidating New Jersey's provision of
instructional material and equipment to nonpublic schools,
see n 16,
supra, the District Court in
Marburger struck
down the State's program to supply nonpublic schools with
"auxiliary services." New Jersey defined "auxiliary services" in
substantially the same manner as Pennsylvania, and the
administration of the New Jersey program did not differ
significantly from the administration of Act 194.
See 358
F. Supp. at 39. The District Court held that the auxiliary services
program "is unconstitutional by reason of the church-state
administrative entanglement it would produce."
Id. at 40.
This Court's affirmance of
Marburger is a decision on the
merits as to the constitutionality of New Jersey's auxiliary
services program, and is entitled to precedential weight.
[
Footnote 21]
The "speech and hearing services" authorized by Act 194, at
least to the extent such services arc diagnostic, seem to fall
within that class of general welfare services for children that may
be provided by the State regardless of the incidental benefit that
accrues to church-related schools.
See, e.g., Everson v. Board
of Education, 330 U. S. 1.
Although the Act contains a severability clause, Act 194, § 2,
in view of the fact that speech and hearing services constitute a
minor portion of the "auxiliary services" authorized by the Act, we
cannot assume that the Pennsylvania General Assembly would have
passed the law solely to provide such aid.
See Sloan v.
Lemon, 413 U.S. at
413 U. S.
833-834. Indeed, none of the appellees has suggested
that the severability clause be utilized to save any portion of Act
194 in the event this Court finds the major substance of the Act
constitutionally invalid.
[
Footnote 22]
The presence of auxiliary teachers in church-related schools,
moreover, has the potential for provoking controversy between the
Commonwealth and religious authorities over the extent of the
teachers' responsibilities and the meaning of the legislative and
administrative restrictions on the content of their instruction.
See Lemon v. Kurtzman, 403 U.S. at
403 U. S.
619.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE DOUGLAS and MR.
JUSTICE MARSHALL join, concurring in part and dissenting in
part.
I join in the reversal of the District Court's judgment insofar
as that judgment upheld the constitutionality of Act 194 and the
provisions of Act 195 respecting instructional materials and
equipment, but dissent from
421 U. S.
A three-factor test by which to determine the compatibility with
the Establishment Clause of state subsidies of sectarian
educational institutions has evolved over 50 years of this Court's
stewardship in the field. The law in question must, first, reflect
a clearly secular legislative purpose; second, have a primary
effect [
Footnote 2/1] that
neither
Page 421 U. S. 374
advances nor inhibits religion; and, third, avoid excessive
government entanglement with religion. But four years ago, the
Court, albeit without express recognition of the fact, added a
significant fourth factor to the test: "A broader base of
entanglement of yet a different character is presented by the
divisive political potential of these state programs."
Lemon v.
Kurtzman, 403 U. S. 602,
403 U. S. 622
(1971). The evaluation of this factor in determining compatibility
of a state subsidy law with the Establishment Clause is essential,
said the Court, because:
"In a community where . . . a large number of pupils are served
by church-related schools, it can be assumed that state assistance
will entail considerable political activity. Partisans of parochial
schools, understandably concerned with rising costs and sincerely
dedicated to both the religious and secular educational missions of
their schools, will inevitably champion this cause and promote
political action to achieve their goals. Those who oppose state
aid, whether for constitutional, religious, or fiscal reasons, will
inevitably respond and employ all of the usual political campaign
techniques to prevail. Candidates will be forced to declare, and
voters to choose. It would be unrealistic to ignore the fact that
many people confronted with issues of this kind will find their
votes aligned with their faith."
"Ordinarily political debate and division, however vigorous or
even partisan, are normal and healthy manifestations of our
democratic system of government,
but political division along
religious lines was one of the principal evils against which the
First Amendment was intended to protect. . . . The potential
divisiveness of such conflict is a threat to the normal political
process. . . . It conflicts with our whole history and tradition to
permit questions of
Page 421 U. S. 375
the Religion Clauses to assume such importance in our
legislatures and in our elections that they could divert attention
from the myriad issues and problems that confront every level of
government. . . ."
". . .
Here we are confronted with successive and very
likely permanent annual appropriations that benefit relatively few
religious groups. Political fragmentation and divisiveness on
religious lines are thus likely to be intensified."
"
The potential for political divisiveness related to
religious belief and practice is aggravated . . . by the need for
continuing annual appropriations and the likelihood of larger and
larger demands as costs and populations row. . . ."
Id. at 62623. (Emphasis added.)
This factor was key in
Kurtzman's determination that
Pennsylvania and Rhode Island statutes providing state aid to
church-related elementary and secondary schools violated the
Establishment Clause. The Pennsylvania statute provided financial
support by way of reimbursement for the cost of teachers' salaries,
textbooks, and instructional materials in specified secular
subjects. The Rhode Island statute provided a program under which
the State paid directly to teachers in nonpublic schools a
supplement of 15% of their annual salary.
Committee for Public Education & Religious Liberty v.
Nyquist, 413 U. S. 756
(1973), decided two years later, emphasized the importance to be
attached by judges to this fourth factor: "One factor of recurring
significance in this weighing process is the potentially divisive
political effect of an aid program."
Id. at
413 U. S. 795.
The Court held that the factor applied "with peculiar force to the
New York statute now before us."
Id. at
413 U. S. 796.
That statute created three aid programs. The first provided for
direct money grants to be used for maintenance and
Page 421 U. S. 376
repair of facilities to ensure the students' welfare, health,
and safety. The second established a tuition reimbursement plan for
parents of children attending nonpublic elementary schools. The
third provided tax relief for parents not qualifying for tuition
reimbursements. Stating that,
"while the prospect of [political] divisiveness may not alone
warrant the invalidation of state laws that otherwise survive the
careful scrutiny required by the decisions of this Court, it is
certainly a 'warning signal' not to be ignored,"
id. at
413 U. S.
797-798, the Court held that, "in light of all relevant
considerations," each of the New York programs had a
"'primary effect that advances religion,' and offends the
constitutional prohibition against laws 'respecting an
establishment of religion.'"
Id. at
413 U. S.
798.
The Court today also relies on the factor of divisive political
potential, but only as support for its holding that Act 194 is an
unconstitutional law "respecting an establishment of religion,"
stating:
"In addition, Act 194, like the statutes considered in
[
Kurtzman and
Nyquist] creates a serious
potential for divisive conflict over the issue of aid to religion
-- 'entanglement in the broader sense of continuing political
strife.' . . . The recurrent nature of the appropriation process
guarantees annual reconsideration of Act 194 and the prospect of
repeated confrontation between proponents and opponents of the
auxiliary services program. The Act thus provides successive
opportunities for political fragmentation and division along
religious lines, one of the principal evils against which the
Establishment Clause was intended to protect."
Ante at
421 U. S.
372.
Contrary to the plain and explicit teaching of
Kurtzman
and
Nyquist, however, and inconsistently with its own
treatment of Act 194, the plurality, in considering
Page 421 U. S. 377
the constitutionality of Act 195 says not a single word about
the political divisiveness factor in
421 U.
S. and makes only a passing footnote reference to the
factor, without evaluation of its bearing on the result, in holding
that Act 195's program for loans of instructional materials and
equipment constitutes Act 195 in that respect
"direct aid to Pennsylvania's predominantly church-related,
nonpublic elementary and secondary schools, even though ostensibly
limited to wholly neutral, secular instructional material and
equipment, [that] inescapably results in the direct and substantial
advancement of religious activity . . . , and thus constitutes an
impermissible establishment of religion."
Ante at
421 U. S.
366.
I recognize that the plurality was on the horns of a dilemma.
The plurality notes that the total 1972-1973 appropriation under
Act 195 was $16,660,000, of which $4,670,000 was appropriated to
finance the textbook program.
Ante at
421 U. S. 365
n. 15. The plurality notes further that
"aid programs like Act 195 . . . are dependent on continuing
annual appropriations . . . which generate increasing demands as
costs and population grow . . . ,"
ibid., and, indeed, that the total Act 195
appropriation was increased $900,000 to $17,560,000 for the
1973-1974 school year. Plainly then, as in
Nyquist, the
political divisiveness factor applies "with peculiar force to the.
. . statute now before us." But to comply with
Nyquist, as
is required, the plurality obviously must attach determinative
weight to the factor as respects both the textbook loan and
instructional materials and equipment loan provisions, since both
are inextricably intertwined in Act 195. [
Footnote 2/2] For, in light of the massive
appropriations involved,
Page 421 U. S. 378
the plurality would be hard-put to explain how the factor weighs
determinatively against the validity of the instructional materials
loan provisions, and not also against the validity of the textbook
loan provisions. The plurality therefore would extricate itself
from the horns of the dilemma by simply ignoring the factor in the
weighing process.
But however much this evasion may be tolerable in the case of
the instructional materials loan provisions, since these are
invalidated on other grounds, responsibility for evaluating the
weight to be accorded the factor cannot be evaded, in the case of
the textbook loan provisions, by relying, as the plurality does,
upon its agreement with the District Court that the textbook loan
program is indistinguishable from the New York textbook loan
program upheld in
Board of Education v. Allen,
392 U. S. 236
(1968). For
Allen, which I joined, was decided before
Kurtzman ordained that the political divisiveness factor
must be involved in the weighing process, and understandably
neither the parties to
Allen nor the Court addressed that
factor in that case. But whether or not
Allen can
withstand overruling in light of
Kurtzman and
Nyquist, which I question, it is clear that
Kurtzman -- which, I repeat, applied the factor to a
Pennsylvania program that included reimbursement for the cost of
textbooks -- requires that the plurality weigh the factor in the
instant case. Further, giving the factor the weight that
Kurtzman and
Nyquist require, compels, in my
view,
Page 421 U. S. 379
the conclusion that the textbook loan program of Act 195,
equally with the program for loan of instructional materials and
equipment, violates the Establishment Clause. The plurality's
answer is that a difference in result is justified because Act 195
distinguishes between recipients of the loans: textbooks are lent
to students, while instructional material and equipment are lent
directly to the schools. That answer will not withstand
analysis.
First, it is pure fantasy to treat the textbook program as a
loan to students. It is true that, like the New York statute in
Allen, Act 195, in terms, talks of loans by the State of
acceptable secular textbooks directly to students attending
nonpublic schools. But even the plurality acknowledges that "the
administrative practice is to have student requests for the books
filed initially with the nonpublic school, and to have the school
authorities prepare collective summaries of these requests which
they forward to the appropriate public officials. . . ."
Ante at
421 U. S. 361.
Further, "the nonpublic schools are permitted to store on their
premises the textbooks being lent to the students."
Ante
at
421 U. S. 361
n. 9. Even if these practices were also followed under the New York
statute, the regulations implementing Act 195 make clear, as the
record in
Allen did not, that the nonpublic school in
Pennsylvania is something more than a conduit between the State and
pupil. The Commonwealth has promulgated "Guidelines for the
Administration of Acts 194 and 195" to implement the statutes.
These regulations, unlike those upheld in
Allen,
constitute a much more intrusive and detailed involvement of the
State and its processes into the administration of nonpublic
schools. The whole business is handled by the schools and public
authorities, and neither parents nor students have a say. The
guidelines make crystal clear that the nonpublic school, not its
pupils, is the motivating force behind the textbook
Page 421 U. S. 380
loan, and that virtually the entire loan transaction is to be,
and is, in fact, conducted between officials of the nonpublic
school, on the one hand, and officers of the State, on the
other.
For example, § 4.3 of the Guidelines requires that, on or
before March 1 of each year, an official of each nonpublic school
submit to the Pennsylvania Department of Education a loan request
for the desired textbooks. The requests must be submitted on
standardized forms "distributed by the Department of Education . .
. to each nonpublic school or the appropriate chief administrator."
Section 4.6 of the Guidelines provides that the "[t]extbooks
requested will be shipped directly to the appropriate nonpublic
school." Thus, although, in terms, the form provided by the
Commonwealth for parents of nonpublic school students states that
the parents of these pupils request the loan of textbooks directly
from the State, the form is not returnable to the State, but to the
nonpublic school, which tabulates the requests and submits its
total to the State. Then, after the submission by the nonpublic
school is approved by the appropriate state official, the books are
transported not to the children whose parents ostensibly made the
request, but directly to the nonpublic school, where they are
physically retained when not in use in the classroom.
Indeed, the Guidelines make no attempt to mask the true nature
of the loan transaction. In explicit words, § 4.10 describes
the transaction: "Textbooks
loaned to the nonpublic
schools: (a) shall be maintained on an inventory by the
nonpublic school." (Emphasis added.) Section 4.11 provides:
"It is presumed that textbooks on
loan to nonpublic
schools, after a period of time, will be lost, missing,
obsolete or worn out. This information should be communicated to
the Department of Education. After a period of six years, textbooks
shall be
Page 421 U. S. 381
declared unserviceable and the disposal of such shall be at the
discretion of the Secretary of Education."
(Emphasis added.) Thus, the loan of the textbooks is treated by
the regulations as what it, in fact, is: a loan from the State
directly to the nonpublic school. Finally, § 4.12 completely
removes any possible doubt. It provides:
"The nonpublic school or the agency which it is a member shall
be responsible for maintaining on file certificates of requests
from parents of children for all textbook materials loaned to them
under this act. The file must be open to inspection by the
appropriate authority. A letter certifying the certificates on file
shall accompany all loan requests."
Plainly, then, whatever may have been the case under the New
York statute sustained in
Allen, the loan ostensibly to
students is, under Act 195, a loan, in fact, to the schools. In
this regard, it should be observed that sophisticated attempts to
avoid the Constitution are just as invalid as simple-minded ones.
Lane v. Wilson, 307 U. S. 268,
307 U. S. 275
(1939).
Second, in any event,
Allen itself made clear that, far
from providing a
per se immunity from examination of the
substance of the State's program, even if the fact were, and it is
not, that textbooks are loaned to the children, rather than to the
schools, that is only one among the factors to be weighed in
determining the compatibility of the program with the Establishment
Clause.
Committee for Public Education & Religious Liberty
v. Nyquist, 413 U.S. at
413 U. S. 781.
And, clearly, in the context of application of the factor of
political divisiveness, it is wholly irrelevant whether the loan is
to the children or to the school. A divisive political potential
exists because aid programs, like Act 195, are dependent on
continuing
Page 421 U. S. 382
annual appropriations, and Act 195's textbook loan program, even
if we accepted it as a form of loans to students, involves
increasingly massive sums now approaching $5,000,000 annually.
[
Footnote 2/3] It would blind
reality to treat massive aid to nonpublic schools, under the guise
of loans to the students, as not creating "a serious potential for
divisive conflict over the issue of aid to religion."
Ante
at
421 U. S. 372.
[
Footnote 2/4] The focus of the
textbook loan program in terms of massive financial support for
religious schools that creates the potential divisiveness is no
less real than it is in the case of Act 195's instructional
materials provisions and Act 194's invalidated program for
auxiliary services. Act 195 is intended solely as a financial aid
program to relieve the desperate financial plight of nonpublic,
primarily parochial, schools. The plurality suggests that it is
immaterial that Act 195 has that cast, in contrast with New York's
statute in
Allen, which authorized loans to students
attending both public and nonpublic schools.
Ante at
421 U. S. 360
n. 8. On the contrary, Act 195's limitation of its financial
support to aid to nonpublic school children exacerbates the
potential for political divisiveness. [
Footnote 2/5]
Page 421 U. S. 383
"In this situation, where the underlying issue is the deeply
emotional one of Church-State relationships, the potential for
seriously divisive political consequences needs no
elaboration."
Committee for Public Education & Religious Liberty v.
Nyquist, supra at
413 U. S.
797.
Finally, the textbook loan provisions of Act 195, even if
ostensibly limiting loans to nonpublic school children, violate the
Establishment Clause for reasons independent of the political
divisiveness factor. As I have said, unlike the New York statute in
Allen, which extended assistance to all students, whether
attending public or nonpublic schools, Act 195 extends textbook
assistance only to a special class of students, children who attend
nonpublic schools which are, as the plurality notes, primarily
religiously oriented. The Act in that respect contains the same
fatal defect as the New Jersey statute held violative of the
Establishment Clause in
Public Funds for Public Schools v.
Marburger, 358 F. Supp.
29 (NJ 1973),
aff'd, 417 U.S. 961 (1974). The statute
there involved was N.J.Stat.Ann. § 18A:58-63 which furnished
state aid, in amounts up to $10 for elementary school students and
up to $20 for high school students, to the parents of nonpublic
school students as reimbursement for the cost of
Page 421 U. S. 384
"secular, nonideological textbooks, instructional materials and
supplies." We affirmed the holding of the three-judge court
that,
"because the language of [the statute] limits the assistance
provided therein only to parents of children who attend nonpublic,
predominately religiously affiliated schools, and not to parents of
all school children, we are satisfied that its primary effect is to
advance religion, and that it is thereby unconstitutional."
358 F. Supp. at 36.
Marburger thus establishes that the
plurality's reliance today upon
Allen is clearly
misplaced.
Indeed, that reliance is also misplaced in light of its own
holding today invalidating the provisions of Act 195 respecting the
loan of instructional materials and equipment. I have no doubt that
such materials and equipment are tools that substantially enhance
the quality of the secular education provided by the religiously
oriented schools. But surely the heart tools of that education are
the textbooks that are prescribed for use and kept at the schools,
albeit formally at the request of the students. Thus, what the
Court says of the instructional materials and equipment,
ante at
421 U. S.
365-366, may be said perhaps even more accurately of the
textbooks:
"But faced with the substantial amounts of direct support
authorized by Act 195, it would simply ignore reality to attempt to
separate secular educational functions from the predominantly
religious role performed by many of Pennsylvania's church-related
elementary and secondary schools, and to then characterize Act 195
as channeling aid to the secular without providing direct aid to
the sectarian. Even though earmarked for secular purposes, 'when it
flows to an institution in which religion is so pervasive that a
substantial portion of its functions are subsumed in the religious
mission,' state aid has the impermissible primary effect of
advancing religion."
In sum, I join the Court's opinion as to Parts I, II, IV,
Page 421 U. S. 385
and V, except that I would go further in Part IV and rest the
invalidation of the provisions of Act 195 for loans of
instructional materials and equipment also upon the political
divisiveness factor. I dissent from
421 U. S.
[
Footnote 2/1]
The Court emphasized in
Committee for Public Education &
Religious Liberty v. Nyquist, 413 U.
S. 756,
413 U. S.
783-784, n. 39 (1973), that "primary effect" did not
connote a requirement that the Court render an ultimate judgment on
the effect of the statute in question. The Court stated:
"Appellees, focusing on the term 'principal or primary effect'
which this Court has utilized in expressing the second prong of the
three-part test, . . . have argued that the Court must decide in
these cases whether the 'primary' effect of New York's tuition
grant program is to subsidize religion or to promote these
legitimate secular objectives. . . . We do not think that such
metaphysical judgments are either possible or necessary. Our cases
simply do not support the notion that a law found to have a
'primary' effect to promote some legitimate end under the State's
police power is immune from further examination to ascertain
whether it also has the direct and immediate effect of advancing
religion. . . ."
[
Footnote 2/2]
Kurtzman supports this conclusion:
"We have already noted that modern governmental programs have
self-perpetuating and self-expanding propensities. These internal
pressures are only enhanced when the schemes involve institutions
whose legitimate needs are growing and whose interests have
substantial political support. Nor can we fail to see that, in
constitutional adjudication, some steps, which, when taken, were
thought to approach 'the verge,' have become the platform for yet
further steps. A certain momentum develops in constitutional
theory, and it can be a 'downhill thrust' easily set in motion but
difficult to retard or stop."
403 U.S.
403 U. S. 602,
403 U. S. 624
(1971).
[
Footnote 2/3]
I concede that I failed to apprehend the significance of the
political divisiveness factor in writing my separate opinion in
Kurtzman, 403 U.S. at
403 U. S.
642-661.
[
Footnote 2/4]
The Court stated in
Nyquist, 413 U.S. at
413 U. S. 797
n. 56:
"The self-perpetuating tendencies of any form of government aid
to religion have been a matter of concern running throughout our
Establishment Clause cases. In
Schempp, the Court
emphasized that it was "no defense to urge that the religious
practices here may be relatively minor encroachments on the First
Amendment," for what today is a "trickling stream" may be a torrent
tomorrow. 374 U.S. at
374 U. S. 225.
See also Lemon v. Kurtzman, 403 U.S. at
403 U. S.
624-625. But, to borrow the words from Mr. Justice
Rutledge's forceful dissent in
Everson, it is not alone
the potential expandability of state tax aid that renders such aid
invalid. Not even "three pence" could be assessed: "Not the amount
but
the principle of assessment was wrong.'" 330 U.S. at
330 U. S. 40-41
(quoting from Madison's Memorial and Remonstrance)."
[
Footnote 2/5]
Paraphrasing the Court's observation in
Nyquist, supra,
at
413 U. S.
783:
"There has been no endeavor 'to guarantee the separation between
secular and religious educational functions and to ensure that
State financial aid supports only the former.'
Lemon v.
Kurtzman, supra, at
403 U. S. 613. Indeed, it is
precisely the function of [Act 195] to provide assistance to
private schools, the great majority of which are sectarian. By
[relieving parents of their textbook bill], the State seeks to
relieve their financial burdens sufficiently to assure that they
continue to have the option to send their children to
religion-oriented schools. And while the other purposes for that
aid -- to perpetuate a pluralistic educational environment and to
protect the fiscal integrity of overburdened public schools -- are
certainly unexceptionable, the effect of the aid is unmistakably to
provide desired financial support for nonpublic, sectarian
institutions."
MR. CHIEF JUSTICE BURGER, concurring in the judgment in part and
dissenting in part.
I agree with the Court only insofar as it affirms the judgment
of the District Court. My limited agreement with the Court as to
this action leads me, however, to agree generally with the views
expressed by MR. JUSTICE REHNQUIST and MR. JUSTICE WHITE in regard
to the other programs under review. I especially find it difficult
to accept the Court's extravagant suggestion of potential
entanglement which it finds in the "auxiliary services" program of
Act 194. Here, the Court's holding, it seems to me, goes beyond any
prior holdings of this Court and, indeed, conflicts with our
holdings in
Board of Education v. Allen, 392 U.
S. 236 (1968), and
Lemon v. Kurtzman,
403 U. S. 602
(1971). There is absolutely no support in this record or, for that
matter, in ordinary human experience, for the concern some see with
respect to the "dangers" lurking in extending common, nonsectarian
tools of the education process -- especially remedial tools to
students in private schools. As I noted in my separate opinion in
Committee for Public Education Religious Liberty v.
Nyquist, 413 U. S. 756
(1973), the
"fundamental principle which I see running through our prior
decisions in this difficult and sensitive field of law . . . is
premised more on experience and history than on logic."
Id. at
413 U. S. 802.
Certainly, there is no basis in "experience and history" to
conclude that a State's attempt to provide -- through the services
of its own state-selected professionals -- the remedial assistance
necessary for all its children poses the same potential for
Page 421 U. S. 386
unnecessary administrative entanglement or divisive political
confrontation which concerned the Court in
Lemon v. Kurtzman,
supra. Indeed, I see at least as much potential for divisive
political debate in opposition to the crabbed attitude the Court
shows in this case.
See, e.g., ante at
421 U. S. 371
n. 21.
If the consequence of the Court's holding operated only to
penalize institutions with a religious affiliation, the result
would be grievous enough; nothing in the Religion Clauses of the
First Amendment permits governmental power to discriminate against
or affirmatively stifle religions or religious activity.
Everson v. Board of Education, 330 U. S.
1,
330 U. S. 18
(1947). But this holding does more: it penalizes
children
-- children who have the misfortune to have to cope with the
learning process under extraordinarily heavy physical and
psychological burdens, for the most part congenital. This penalty
strikes them not because of any act of theirs, but because of their
parents' choice of religious exercise. This, as MR. JUSTICE
REHNQUIST effectively demonstrates, totally turns its back on what
MR. JUSTICE DOUGLAS wrote for the Court in
Zorach v.
Clauson, 343 U. S. 306,
343 U. S.
313-314 (1952), particularly:
"When the state encourages religious instruction or cooperates
with religious authorities by adjusting the schedule of public
events to sectarian needs, it follows the best of our traditions.
For it then respects the religious nature of our people and
accommodates the public service to their spiritual needs."
To hold, as the Court now does, that the Constitution permits
the States to give special assistance to some of its children whose
handicaps prevent their deriving the benefit normally anticipated
from the education required to become a productive member of
society and, at the same time, to deny those benefits to other
children only because they attend a Lutheran, Catholic, or other
church-sponsored
Page 421 U. S. 387
school does not simply tilt the Constitution against religion;
it literally turns the Religion Clauses on their heads. As MR.
JUSTICE DOUGLAS said for the Court in
Zorach, supra, this
is
"to find in the Constitution a requirement that the government
show a callous indifference to religious groups. That would be
preferring those who believe in no religion over those who do
believe."
Id. at
343 U. S.
314.
The melancholy consequence of what the Court does today is to
force the parent to choose between the "free exercise" of a
religious belief by opting for a sectarian education for his child
or to forgo the opportunity for his child to learn to cope with --
or overcome -- serious congenital learning handicaps, through
remedial assistance financed by his taxes. Affluent parents, by
employing private teaching specialists, will be able to cope with
this denial of equal protection, which is, for me, a gross
violation of Fourteenth Amendment rights, but all others will be
forced to make a choice between their judgment as to their
children's spiritual needs and their temporal need for special
remedial learning assistance. One can only hope that, at some
future date, the Court will come to a more enlightened and tolerant
view of the First Amendment's guarantee of free exercise of
religion, thus eliminating the denial of equal protection to
children in church-sponsored schools, and take a more realistic
view that carefully limited aid to children is not a step toward
establishing a state religion -- at least while this Court
sits.
MR. JUSTICE REHNQUIST, with whom MR. JUSTICE WHITE joins,
concurring in the judgment in part and dissenting in part.
Substantially for the reasons set forth in my opinion and those
of THE CHIEF JUSTICE and MR. JUSTICE
Page 421 U. S. 388
WHITE in
Committee for Public Education Religious Liberty v.
Nyquist, 413 U. S. 756
(1973), and
Sloan v. Lemon, 413 U.
S. 825 (1973), I would affirm the judgment of the
District Court.
Two Acts of the Pennsylvania Legislature are under attack in
this case. Act 195 includes a program that provides for the loan of
textbooks free of charge to elementary and secondary school
students attending nonpublic schools, just as other provisions of
Pennsylvania law provide similar benefits to children attending
public schools, Pa.Stat.Ann., Tit. 24, § 8 801 . I agree with
MR. JUSTICE STEWART that this program is constitutionally
indistinguishable from the New York textbook loan program upheld in
Board of Education v. Allen, 392 U.
S. 236 (1968), and, on the authority of that case, I
join the judgment of the Court insofar as it upholds the textbook
loan program.
The Court strike's down other provisions of Act 195 dealing with
instructional materials and equipment [
Footnote 3/1] because it finds that they have
"the unconstitutional primary effect of advancing religion
because of the predominantly religious character of the schools
benefiting from the Act."
Ante at
421 U. S. 363
(footnote omitted). This apparently follows from the high
percentage of nonpublic schools that are "church-related or
religiously affiliated educational institutions."
Ante at
421 U. S. 364.
The Court
Page 421 U. S. 389
thus again appears to follow "the unsupportable approach of
measuring the
effect' of a law by the percentage of" sectarian
schools benefited. Committee for Public Education &
Religious Liberty v. Nyquist; supra, at 413 U. S. 804
(opinion of BURGER, C.J.). I find that approach to the "primary
effect" branch of our three-pronged test no more satisfactory in
the context of this instructional materials and equipment program
than it was in the context of the tuition reimbursement and tax
relief programs involved in Nyquist, supra, and Sloan,
supra.
One need look no further than to the majority opinion for a
demonstration of the arbitrariness of the percentage approach to
primary effect. In determining the constitutionality of the
textbook loan program established by Act 195, the plurality views
the program in the context of the State's "well established policy
of lending textbooks free of charge to elementary and secondary
school students."
Ante at
421 U. S. 360
(footnote omitted). But when it comes time to consider the same
Act's instructional materials and equipment program, which is not
alleged to make available to private schools any materials and
equipment that are not provided to public schools, [
Footnote 3/2] the majority strikes down this
program because more than 75% of the nonpublic schools are
church-related or religiously affiliated.
If the number of sectarian schools were measured as a percentage
of all schools, public and private, then no doubt the majority
would conclude that the primary effect of the instructional
materials and equipment program is not to advance religion.
[
Footnote 3/3] One looks in
vain,
Page 421 U. S. 390
however, for an explanation of the majority's selection of the
number of private schools as the denominator in its instructional
materials and equipment calculations. The only apparent explanation
might be that Act 195 applies only to private schools, while
different legislation, Pa.Stat.Ann., Tit. 24, § 8-801,
provides equipment and materials to public schools. But surely this
is not a satisfactory explanation, for the plurality tells us, in
connection with its discussion of the textbook loan program, which
is administered to the public schools through the same statutory
provision that provides equipment and materials to the public
schools, that "it is of no constitutional significance whether the
general program is codified in one statute or two."
Ante
at
421 U. S. 360
n. 8. We are left then with no explanation for the arbitrary course
chosen.
The failure of the majority to justify the differing approaches
to textbooks and instructional materials and equipment in the above
respect is symptomatic of its failure even to attempt to
distinguish the Pennsylvania textbook loan program, which the
plurality upholds, from the Pennsylvania instructional materials
and equipment loan program, which the majority finds
unconstitutional. One might expect that the distinction lies either
in the nature of the tangible items being loaned or in the manner
in which the programs are operated. But the majority concedes
that
"the material and equipment that are the subjects of the loan --
maps, charts, and laboratory equipment, for example, -- are
'self-polic[ing], in that, starting as secular, non-ideological
Page 421 U. S. 391
and neutral, they will not change in use.'"
Ante at
421 U. S. 365,
quoting
374 F.
Supp. 639, 660 (ED Pa.1974). Nor can the fact that the school
is the bailee be regarded as constitutionally determinative.
Committee for Public Education & Religious Liberty v.
Nyquist, 413 U.S. at
413 U. S. 781.
In the textbook loan program upheld in
Allen, supra, the
private schools were responsible for transmitting the book requests
to the Board of Education, and were permitted to store the loaned
books on their premises. 392 U.S. at
392 U. S. 244
n. 6. I fail to see how the instructional materials and equipment
program can be distinguished in any significant respect. Under both
programs, "ownership remains, at least technically, in the State,"
id. at
392 U. S. 243.
Once it is conceded that no danger of diversion exists, it is
difficult to articulate any principled basis upon which to
distinguish the two Act 195 programs.
The Court eschews it primary effect analysis in striking down
Act 194,
ante at
421 U. S. 369,
and relies instead upon the proposition that the Act "give[s] rise
to a constitutionally intolerable degree of entanglement between
church and state."
Ante at
421 U. S. 370.
Acknowledging that Act 194 authorizes state financing "of teachers
only for remedial and exceptional students, and not for normal
students participating in the core curriculum,"
ante at
421 U. S. 370,
the Court nonetheless finds this case indistinguishable from
Lemon v. Kurtzman and companion cases,
403 U. S. 403 U.S.
602 (1971), in which salary supplement programs for core curriculum
teachers were found unconstitutional.
"[A] state-subsidized guidance counselor is surely as likely as
a state-subsidized chemistry teacher to fail on occasion to
separate religious instruction and the advancement of religious
beliefs from his secular educational responsibilities."
Ante at
421 U. S. 371
(footnote omitted).
I find this portion of the Court's opinion deficient as
Page 421 U. S. 392
a matter of process and insupportable as a matter of law. The
burden of proof ordinarily rests upon the plaintiff, but the
Court's conclusion that the dangers presented by a state-subsidized
guidance counselor are the same as those presented by a
state-subsidized chemistry teacher is apparently no more than an
ex cathedra pronouncement on the part of the Court, if one
may use that term in a case such as this, since the District Court
found the facts to be exactly the opposite -- after consideration
of stipulations of fact and an evidentiary hearing:
"The Commonwealth, recognizing the logistical realities,
provided for traveling therapists, rather than traveling pupils.
There is no evidence whatsoever that the presence of the therapists
in the schools will involve them in the religious missions of the
schools. . . . The notion that, by setting foot inside a sectarian
school, a professional therapist or counselor will succumb to
sectarianization of his or her professional work is not supported
by any evidence."
374 F. Supp. at 657. The propensity of the Court to disregard
findings of fact by district courts in Establishment Clause cases,
see also Lemon v. Kurtzman, 403 U.S. at
403 U. S.
665-667 (opinion of WHITE, J.), is at variance with the
established division of responsibilities between trial and
appellate courts in the federal system, Fed.Rule Civ.Proc.
52(a).
As a matter of constitutional law, the holding by the majority
that this case is controlled by
Lemon v. Kurtzman, supra,
and companion cases marks a significant
sub silentio
extension of that 1971 decision. In those cases, the Court struck
down the Rhode Island salary supplement program, under which
teachers employed by nonpublic schools could qualify for additional
salary payments from the State in order to bring their salaries
Page 421 U. S. 393
more closely in line with the prevailing scale in public
schools, and a Pennsylvania program authorizing direct
reimbursement to nonpublic schools; in order to qualify, the
teachers could teach only subjects that were offered in the public
schools. The premise supporting the Court's conclusion that these
programs "involve [d] excessive entanglement between government and
religion," 403 U.S. at
403 U. S. 614,
is found at
403 U. S.
617:
"We cannot ignore the danger that a teacher under religious
control and discipline poses to the separation of the religious
from the purely secular aspects of pre-college education. The
conflict of functions inheres in the situation."
(Emphasis added.)
See also id. at
403 U. S. 618.
The auxiliary services program established by Act 194 differs from
the programs struck down in
Lemon in two important
respects. First, the opportunities for religious instruction
through the auxiliary services program are greatly reduced because
of the considerably more limited reach of the Act. Unlike the core
curriculum instruction provided in the
Lemon, programs,
"auxiliary services" are defined in Act 194 to embrace a narrower
range of services:
"'Auxiliary services' means guidance, counseling and testing
services; psychological services; services for exceptional
children; remedial and therapeutic services; speech and hearing
services; services for the improvement of the educationally
disadvantaged (such as, but not limited to, teaching English as a
second language), and such other secular, neutral, nonideological
services as are of benefit to nonpublic school children and are
presently or hereafter provided for public school children of the
Commonwealth."
Act 194, § 1(b).
Even if the distinction between these services and core
curricula is thought to be a matter of degree, the second
Page 421 U. S. 394
distinction between the programs involved in
Lemon and
Act 194 is a difference in kind. Act 194 provides that these
auxiliary services shall be provided by personnel of the public
school system. [
Footnote 3/4] Since
the danger of entanglement articulated in
Lemon flowed
from the susceptibility of parochial school teachers to "religious
control and discipline," I would have assumed that exorcisation of
that constitutional "evil" would lead to a different constitutional
result. The Court does not contend that the public school employees
who would administer the auxiliary services are subject to
"religious control and discipline." In fact, the Court concedes
that "auxiliary services personnel, because not employed by the
nonpublic schools, are not directly subject to the discipline of a
religious authority."
Ante at
421 U. S. 371.
The decision of the Court that Act 194 is unconstitutional rests
ultimately upon the unsubstantiated factual proposition that "[t]he
potential for impermissible fostering of religion under these
circumstances, although somewhat reduced, is nonetheless present."
Ante at
421 U. S. 372.
"The test [of entanglement] is inescapably one of degree,"
Walz
v. Tax Comm'n, 397 U. S. 664,
397 U. S. 674
(1970), but if the Court is free to ignore the record, then
appellees are left to wonder, with good reason, whether the
possibility of meeting the entanglement test is now anything more
than "a promise to the ear to be broken to the hope, a teasing
illusion like a munificent bequest in a pauper's will."
Edwards
v. California, 314 U. S. 160,
314 U. S. 186
(1941) (Jackson, J., concurring).
I remain convinced of the correctness of MR. JUSTICE
Page 421 U. S. 395
WHITE's statement in his dissenting opinion in
Committee for
Public Education Religious Liberty v. Nyquist, 413 U.S. at
413 U. S.
814-815:
"Positing an obligation on the State t educate its children,
which every State acknowledges, it should be wholly acceptable for
the State to contribute to the secular education of children going
to sectarian schools, rather than to insist that, if parents want
to provide their children with religious as well as secular
education, the State will refuse to contribute anything to their
secular training."
I am disturbed as much by the overtones of the Court's opinion
as by its actual holding. The Court apparently believes that the
Establishment Clause of the First Amendment not only mandates
religious neutrality on the part of government, but also requires
that this Court go further and throw its weight on the side of
those who believe that our society as a whole should be a purely
secular one. Nothing in the First Amendment or in the cases
interpreting it requires such an extreme approach to this difficult
question, and
"[a]ny interpretation of [the Establishment Clause] and the
constitutional values it serves must also take account of the free
exercise clause and the values it serves."
P. Kauper, Religion and the Constitution 79 (1964). As MR.
JUSTICE DOUGLAS wrote for the Court in
Zorach v. Clauson,
343 U. S. 306,
343 U. S.
313-314 (1952):
"We are a religious people whose institutions presuppose a
Supreme Being. We guarantee the freedom to worship as one chooses.
We make room for as wide a variety of beliefs and creeds as the
spiritual needs of man deem necessary. We sponsor an attitude on
the part of government that shows no partiality to any one group,
and that lets each flourish according to the zeal of its adherents
and
Page 421 U. S. 396
the appeal of its dogma. When the state encourages religious
instruction or cooperates with religious authorities by adjusting
the schedule of public events to sectarian needs, it follows the
best of our traditions. For it then respects the religious nature
of our people, and accommodates the public service to their
spiritual needs. To hold that it may not would be to find in the
Constitution a requirement that the government show a callous
indifference to religious groups. That would be preferring those
who believe in no religion over those who do believe. Government
may not finance religious groups nor undertake religious
instruction nor blend secular and sectarian education nor use
secular institutions to force one or some religion on any person.
But we find no constitutional requirement which makes it necessary
for government to be hostile to religion and to throw its weight
against efforts to widen the effective scope of religious
influence."
Except insofar as the Court upholds the textbook loan program, I
respectfully dissent.
[
Footnote 3/1]
The District Court upheld these sections of Act 195 except
insofar as they "permit[ted] the loan of instructional equipment
which can be easily diverted to a religious use."
374 F.
Supp. 639, 661 (ED Pa.1974). The appellees have not sought
review of this ruling.
See ante at
421 U. S.
357-358, n. 7. My use of the term "instructional
equipment" in this opinion is intended, therefore, to be
coextensive with that portion of the program upheld by the District
Court.
See also 1972 Revisions to the Guidelines for the
Administration of Acts 194 and 195, reproduced as Appendix A to
Brief for Appellants.
[
Footnote 3/2]
374 F. Supp. at 644. Pa.Stat.Ann., Tit. 24, § 801.
Instructional materials and equipment are defined in Act 195
largely in terms of materials and equipment that "are presently or
hereafter provided for public school children of the Commonwealth."
Act 195, § 1(b).
[
Footnote 3/3]
In 1972,
"[a]pproximately one quarter of all children in the
Commonwealth, in compliance with the compulsory attendance
provisions of this act, attend[ed] nonpublic schools."
Act 195, § 1(a). If it be assumed that the average number
of students per sectarian school does not vary materially from the
average number of students per nonsectarian school, then less than
19% of all students attend sectarian schools.
[
Footnote 3/4]
Act 194, § 1(c) states that auxiliary services shall be
provided by "each intermediate unit." The intermediate unit is a
local administrative agency which oversees and assists school
districts within a particular geographic area.
See
Pa.Stat.Ann., Tit. 24, §§ 9-951 to 9-971 (Supp.
1974-1975).