When a suspect in police custody has been given and accepts the
full warnings prescribed by
Miranda v. Arizona,
384 U. S. 436, and
later states that he would like to telephone a lawyer, but is told
he cannot do so until reaching the station, and he then provides
inculpatory information, such information is admissible in evidence
at the suspect's trial solely for impeachment purposes after he has
taken the stand and testified to the contrary knowing such
information had been ruled inadmissible for the prosecution's case
in chief.
Harris v. New York, 401 U.
S. 222. Pp.
420 U. S.
720-724.
267 Ore. 489,
517
P.2d 671, reversed.
BLACKMUN, J., delivered the opinion of the Court, in which
BURGER, C.J., and STEWART, WHITE, POWELL, and REHNQUIST, JJ.,
joined. BRENNAN, J., filed a dissenting opinion, in which MARSHALL,
J., joined,
post, p.
420 U. S. 724.
MARSHALL, J., filed a dissenting opinion, in which BRENNAN, J.,
joined,
post, p.
420 U. S. 726.
DOUGLAS, J., took no part in the consideration or decision of the
case.
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
This case presents a variation of the fact situation encountered
by the Court in
Harris v. New York, 401 U.
S. 222 (1971): when a suspect, who is in the custody of
a state police officer, has been given full
Miranda
warnings [
Footnote 1]
Page 420 U. S. 715
and accepts them, and then later states that he would like to
telephone a lawyer but is told that this cannot be done until the
officer and the suspect reach the station, and the suspect then
provides inculpatory information, is that information admissible in
evidence solely for impeachment purposes after the suspect has
taken the stand and testified contrarily to the inculpatory
information, or is it inadmissible under the Fifth and Fourteenth
Amendments?
I
The facts are not in dispute. In August, 1972, bicycles were
taken from two residential garages in the Moyina Heights area of
Klamath Falls, Ore. Respondent Hass, in due course, was indicted
for burglary in the first degree, in violation of Ore.Rev.Stat.
§ 164.225, with respect to the bicycle taken from the garage
attached to one of the residences, a house occupied by a family
named Lehman. He was not charged with the other burglary.
On the day of the thefts, Officer Osterholme of the Oregon State
Police traced an automobile license number to the place where Hass
lived. The officer met Hass there and placed him under arrest. App.
15. At Hass' trial, Osterholme testified
in camera that,
after giving Hass the warnings prescribed by
Miranda v.
Arizona, 384 U. S. 436,
384 U. S.
467-473 (1966), he asked Hass about the theft of the
bicycle taken from the Lehman residence. Hass admitted that he had
taken two bicycles, but stated that he was not sure, at first,
which one Osterholme was talking about. App. 10. He further said
that he had returned one of them, and that the other was where he
had left it.
Id. at 12. Osterholme and Hass then departed
in a patrol car for the site.
Id. at 12-13. On the way,
Hass opined that he "was in a lot of trouble,"
id. at 13,
26, and would like to telephone his attorney.
Id. at 13.
Osterholme replied that he could telephone the lawyer
Page 420 U. S. 716
"as soon as we got to the office."
Ibid. Thereafter,
respondent pointed out a place in the brush where the bicycle was
found.
The court ruled that statements made by Hass after he said he
wanted to see an attorney, and his identification of the bicycle's
location, were not admissible. The prosecution then elicited from
Osterholme, in its case in chief before the jury, that Hass had
admitted to the witness that he had taken two bicycles that day
because he needed money, that he had given one back, and that the
other had been recovered.
Id. at 31-32.
Later in the trial, Hass took the stand. He testified that he
and two friends, Walker and Lee, were "just riding around" in his
Volkswagen truck,
id. at 42; that the other two got out
and respondent drove slowly down the street; that Lee suddenly
reappeared, tossed a bicycle into the truck, and "ducked down" on
the floor of the vehicle,
id. at 44; that respondent did
not know that Lee "stole it at first,"
id. at 45; that it
was his own intention to get rid of the bike; that they were
overtaken by a jeep occupied by Mr. Lehman and his son; that the
son pointed out Lee as "that's the guy,"
id. at 46; that
Lee then returned the bike to the Lehmans; that respondent drove on
and came upon Walker "sitting down there and he had this other
bicycle by him," and threw it into the truck,
id. at 48;
that he, respondent, went "out by Washburn Way and I threw it as
far as I could," [
Footnote 2]
ibid.; that later he told police he had stolen two
bicycles,
id. at 49; that he had had no idea what Lee and
Walker were going to do,
id. at 61; and that he did not
see any of the
Page 420 U. S. 717
bikes being taken and did not know "where those residences were
located,"
id. at 63.
The prosecution then recalled Officer Osterholme in rebuttal. He
testified that Hass had pointed out the two houses from which the
bicycles were taken.
Id. at 65. On cross-examination, the
officer testified that, prior to so doing, Hass had told Osterholme
"that he knew where the bicycles came from, however, he didn't know
the exact street address."
Id. at 66. Osterholme also
stated that Lee was along at the time, but that Lee "had some
difficulty" in identifying the residences "until Mr. Hass actually
pointed them," and then "he recognized it."
Id. at 78.
The trial court, at the request of the defense, then advised the
jury that the portion of Officer Osterholme's testimony describing
the statement made by Hass to him
"may not be used by you as proof of the Defendant's guilt . . .
, but you may consider that testimony only as it bears on the
[credibility] of the Defendant as a witness when he testified on
the witness stand."
Id. at 79.
Respondent again took the stand, and said that Osterholme's
testimony that he took him out to the residences and that
respondent pointed out the houses was "wrong."
Id. at
81.
The jury returned a verdict of guilty. Hass received a sentence
of two years' probation and a $250 fine. The Oregon Court of
Appeals, feeling itself bound by the earlier Oregon decision in
State v. Brewton, 247 Ore. 241,
422 P.2d
581,
cert. denied, 387 U.S. 943 (1967), a
pre-
Harris case, reversed on the ground that Hass'
statements were improperly used to impeach his testimony. 13
Ore.App. 368, 374,
510 P.2d
852, 855 (1973). On petition for review, the Supreme Court of
Oregon, by a 4-to-3 vote, affirmed. 267 Ore. 489,
517 P.2d
671 (1973). The court reasoned that, in a situation of proper
Miranda warnings,
Page 420 U. S. 718
as here, the police have nothing to lose, and perhaps could gain
something, for impeachment purposes, by continuing their
interrogation after the warnings; thus there is no deterrence. In
contrast, the court said, where warnings are yet to be given, there
is an element of deterrence, for the police "will not take the
chance of losing incriminating evidence for their case in chief by
not giving adequate warnings."
Id. at 492, 517 P.2d at
673. The three dissenters perceived no difference between the two
situations.
Id. at 493 495, 517 P.2d at 674. Because the
result was in conflict with that reached by the North Carolina
court in
State v. Bryant, 280 N.C. 551, 554 556,
187 S.E.2d
111, 113-114 (1972), [
Footnote
3] and because it bore upon the reach of our decision in
Harris v. New York, 401 U. S. 222
(1971), we granted certiorari. 419 U.S. 823 (1974). We reverse.
II
The respondent raises some preliminary arguments. We mention
them in passing:
Page 420 U. S. 719
1. Hass suggests that, "when state law is more restrictive
against the prosecution than federal law," this Court has no power
"to compel a state to conform to federal law." Brief for Respondent
1. This, apparently, is proffered as a reference to our expressions
that a State is free as a matter of its own law to impose greater
restrictions on police activity than those this Court holds to be
necessary upon federal constitutional standards.
See, e.g.,
Cooper v. California, 386 U. S. 58,
386 U. S. 62
(1967);
Sibron v. New York, 392 U. S.
40,
392 U. S. 60-61
(1968).
See also State v. Kaluna, 55 Haw. 361, 368-369,
520 P.2d 51,
58-59 (1974). But, of course, a State may not impose such greater
restrictions as a matter of federal constitutional law when this
Court specifically refrains from imposing them. [
Footnote 4]
See Smayda v. United
States, 352 F.2d 251, 253 (CA9 1965),
cert. denied,
382 U.S. 981 (1966);
Aftanase v. Economy Baler Co., 343
F.2d 187, 193 (CA8 1965).
Although Oregon has a constitutional provision against
compulsory self-incrimination in any criminal prosecution,
Ore.Const., Art. 1, § 12, the present case was decided by the
Oregon courts on Fifth and Fourteenth Amendment grounds. The
decision did not rest on the Oregon Constitution or state law;
neither was cited. The fact that the Oregon courts found it
necessary to attempt
Page 420 U. S. 720
to distinguish
Harris v. New York, supra, reveals the
federal basis.
2. Hass suggests that a decision by a State's highest court in
favor of a criminal defendant is not reviewable here. This, we
assume, is a standing argument advanced on the theory that the
State is not aggrieved by the Oregon judgment. Surely, a holding
that, for constitutional reasons, the prosecution may not utilize
otherwise relevant evidence makes the State an aggrieved party for
purposes of review. This should be self-evident, but cases such as
California v. Green, 399 U. S. 149
(1970), manifest its validity.
3.
State v. Brewton, 247 Ore. 241,
422 P.2d
581 (1967), by which the Oregon Court of Appeals in the present
case felt itself bound, merits comment. There, the Oregon court,
again by a 4-to-3 vote, held that statements, elicited from a
murder defendant, that were inadmissible in the State's case in
chief because they had not been preceded by adequate warnings,
could not be used to impeach the defendant's own testimony even
though the statements had been voluntarily made.
In the present case, the Supreme Court of Oregon stated that it
took review "for the purpose of deciding whether we wished to
overrule
Brewton," 267 Ore., at 492, 517 P.2d at 673. It
found it "not necessary to make that determination," because, in
the majority view,
Brewton and
Harris were
distinguishable.
Ibid. As set forth below, we are unable
so to distinguish the two cases. Furthermore,
Brewton is
pre-
Harris.
III
This takes us to the real issue, namely, that of the bearing of
Harris v. New York upon this case.
In
Harris, the defendant was charged by the State in a
two-count indictment with twice selling heroin to an
Page 420 U. S. 721
undercover police officer. The prosecution introduced evidence
of the two sales. Harris took the stand in his own defense. He
denied the first sale and described the second as one of baking
powder utilized as part of a scheme to defraud the purchaser. On
cross-examination, Harris was asked whether he had made specified
statements to the police immediately following his arrest; the
statements partially contradicted Harris' testimony. In response,
Harris testified that he could not remember the questions or
answers recited by the prosecutor. The trial court instructed the
jury that the statements attributed to Harris could be used only in
passing on his credibility, and not as evidence of guilt. The jury
returned a verdict of guilty on the second count of the
indictment.
The prosecution had not sought to use the statements in its case
in chief, for it conceded that they were inadmissible under
Miranda because Harris had not been advised of his right
to appointed counsel. THE CHIEF JUSTICE, speaking for the Court,
observed, 401 U.S. at
401 U. S.
224:
"It does not follow from
Miranda that evidence
inadmissible against an accused in the prosecution's case in chief
is barred for all purposes, provided of course that the
trustworthiness of the evidence satisfies legal standards."
Relying on
Walder v. United States, 347 U. S.
62 (1954), a Fourth Amendment case, we ruled that there
was no "difference in principle" between
Walder and
Harris; that the "impeachment process here undoubtedly
provided valuable aid to the jury in assessing petitioner's
credibility"; that the "benefits of this process should not be
lost"; that,
"[a]ssuming that the exclusionary rule has a deterrent effect on
proscribed police conduct, sufficient deterrence flows when the
evidence in question is made unavailable to the prosecution in its
case in chief,"
401 U.S. at
401 U. S. 225,
and that the
"shield provided by
Miranda cannot be perverted into a
license to use perjury
Page 420 U. S. 722
by way of a defense, free from the risk of confrontation with
prior inconsistent utterances."
Id. at
401 U. S. 226.
It was held, accordingly, that Harris' credibility was
appropriately impeached by the use of his earlier conflicting
statements.
We see no valid distinction to be made in the application of the
principles of
Harris to that case and to Hass' case. Hass'
statements were made after the defendant knew Osterholme's opposing
testimony had been ruled inadmissible for the prosecution's case in
chief.
As in
Harris, it does not follow from
Miranda
that evidence inadmissible against Hass in the prosecution's case
in chief is barred for all purposes, always provided that "the
trustworthiness of the evidence satisfies legal standards." 401
U.S. at
401 U. S. 224.
Again, the impeaching material would provide valuable aid to the
jury in assessing the defendant's credibility; again, "the benefits
of this process should not be lost,"
id. at
401 U. S. 225;
and, again, making the deterrent effect assumption, there is
sufficient deterrence when the evidence in question is made
unavailable to the prosecution in its case in chief. If all this
sufficed for the result in
Harris, it supports and demands
a like result in Hass' case. Here, too, the shield provided by
Miranda is not to be perverted to a license to testify
inconsistently, or even perjuriously, free from the risk of
confrontation with prior inconsistent utterances.
We are, after all, always engaged in a search for truth in a
criminal case so long as the search is surrounded with the
safeguards provided by our Constitution. There is no evidence or
suggestion that Hass' statements to Officer Osterholme on the way
to Moyina Heights were involuntary or coerced. He properly sensed,
to be sure, that he was in "trouble"; but the pressure on him
was
Page 420 U. S. 723
no greater than that, on any person in like custody or under
inquiry by any investigating officer.
The only possible factual distinction between
Harris
and this case lies in the fact that the
Miranda warnings
given Hass were proper, whereas those given
Harris were
defective. The deterrence of the exclusionary rule, of course, lies
in the necessity to give the warnings. That these warnings, in a
given case, may prove to be incomplete, and therefore defective, as
in
Harris, does not mean that they have not served as a
deterrent to the officer who is not then aware of their defect; and
to the officer who is aware of the defect, the full deterrence
remains. The effect of inadmissibility in the
Harris case
and in this case is the same: inadmissibility would pervert the
constitutional right into a right to falsify free from the
embarrassment of impeachment evidence from the defendant's own
mouth.
One might concede that, when proper
Miranda warnings
have been given, and the officer then continues his interrogation
after the suspect asks for an attorney, the officer may be said to
have little to lose, and perhaps something to gain, by way of
possibly uncovering impeachment material. This speculative
possibility, however, is even greater where the warnings are
defective and the defect is not known to the officer. In any event,
the balance was struck in
Harris, and we are not disposed
to change it now. If, in a given case, the officer's conduct
amounts to abuse, that case, like those involving coercion or
duress, may be taken care of when it arises measured by the
traditional standards for evaluating voluntariness and
trustworthiness.
We therefore hold that the Oregon appellate courts were in error
when they ruled that Officer Osterholme's testimony on rebuttal was
inadmissible on Fifth and
Page 420 U. S. 724
Fourteenth Amendment grounds for purposes of Hass' impeachment.
The judgment of the Supreme Court of Oregon is reversed.
It is so ordered.
MR. JUSTICE DOUGLAS took no part in the consideration or
decision of this case.
[
Footnote 1]
Miranda v. Arizona, 384 U. S. 436,
384 U. S.
467-473 (1966).
[
Footnote 2]
Hass' testimony would appear to be an admission of guilt of the
Oregon crime of "theft by receiving," Ore.Rev.Stat. § 164.095,
that is, the receipt or disposal of property of another, knowing
that the property was stolen. Hass, however, was not charged with
that offense.
[
Footnote 3]
See also United States ex rel. Wright v. LaVallee, 471
F.2d 123, 125 (CA2 1972),
cert. denied, 414 U.S. 867
(1973);
United States ex rel. Padgett v.
Russell, 332 F. Supp.
41 (ED Pa.1971);
State v. Johnson, 109 Ariz. 70,
505 P.2d 241
(1973);
Rooks v. State, 250 Ark. 561,
466 S.W.2d 478
(1971);
People v. Nudd, 12 Cal. 3d
204, 524 P.2d 844 (1974),
cert. pending, No. 74-5472;
Jorgenson v. People, 174 Colo. 144,
482 P.2d 962
(1971);
Williams v. State, 301
A.2d 88 (Del.1973);
State v.
Retherford, 270 So. 2d 363
(Fla. 1972),
cert. denied, 412 U.S. 953 (1973);
Campbell v. State, 231 Ga. 69,
200 S.E.2d
690 (1973);
People v. Moore, 54 Ill. 2d
33,
294 N.E.2d
297,
cert. denied, 412 U.S. 943 (1973);
Davis v.
State, 257 Ind. 46,
271 N.E.2d
893 (1971);
Sabatini v. State, 14 Md.App. 431,
287 A.2d 511 (1972);
Commonwealth v. Harris, ___ Mass.
___,
303
N.E.2d 115 (1973);
State v. Kish, 28 Utah 2d 430,
503 P.2d 1208
(1972);
Riddell v. Rhay, 79 Wash.
2d 248,
484 P.2d
907,
cert. denied, 404 U. S. 974
(1971);
Ameen v. State, 51 Wis.2d 175,
186 N.W.2d
206 (1971).
Cf. Commonwealth v. Horner, 453 Pa. 435,
441, 309 A.2d 552, 555 (1973).
[
Footnote 4]
The respondent would take comfort in the following pronouncement
of the Supreme Court of Oregon in
State v. Florance, 270
Ore. 169, 182,
527 P.2d
1202, 1208 (1974), a search and seizure case
"If we choose, we can continue to apply this interpretation. We
can do so by interpreting Article 1, § 9, of the Oregon
constitutional prohibition of unreasonable searches and seizures,
as being more restrictive than the Fourth Amendment of the federal
constitution. Or we can interpret the Fourth Amendment more
restrictively than interpreted by the United States Supreme
Court."
(Footnote omitted.) The second sentence of this quoted excerpt
is, of course, good law. The last sentence, unsupported by any
cited authority, is not the law, and surely must be an inadvertent
error; in any event, we reject it.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE MARSHALL joins,
dissenting.
In
Harris v. New York, 401 U.
S. 222 (1971), petitioner was not informed of his right
to appointed counsel, and thus his subsequent statements to police
were inadmissible under
Miranda v. Arizona, 384 U.
S. 436 (1966). The Court nonetheless permitted the use
of those statements to impeach petitioner's trial testimony. The
Court today extends
Harris to a case where the accused was
told of his rights and asked for a lawyer, yet police questioning
continued in violation of
Miranda. The statements that
resulted are again held admissible for impeachment purposes.
I adhere to my dissent in
Harris, in which I stated
that
Miranda
"completely disposes of any distinction between statements used
on direct as opposed to cross-examination."
"An incriminating statement is as incriminating when used to
impeach credibility as it is when used as direct proof of guilt,
and no constitutional distinction can legitimately be drawn."
Harris, supra, at
401 U. S. 231.
I adhere as well to the view that the judiciary must "avoid even
the slightest appearance of sanctioning illegal government
conduct."
United States v. Calandra, 414 U.
S. 338,
414 U. S. 360
(1974) (BRENNAN, J., dissenting).
"[I]t is monstrous that courts should aid or abet the
law-breaking police officer. It is abiding truth that '[n]othing
can destroy a government more quickly than its failure to observe
its own laws, or worse, its disregard
Page 420 U. S. 725
of the charter of its own existence.'"
Harris, supra, at
401 U. S. 232
(BRENNAN, J., dissenting).
The Court's decision today goes beyond
Harris in
undermining
Miranda. Even after
Harris, police
had some incentive for following
Miranda by warning an
accused of his right to remain silent and his right to counsel. If
the warnings were given, the accused might still make a statement
which could be used in the prosecution's case in chief. Under
today's holding, however, once the warnings are given, police have
almost no incentive for following
Miranda's requirement
that "[i]f the individual states that he wants an attorney, the
interrogation must cease until an attorney is present."
Miranda, supra, at
384 U. S. 474.
If the requirement is followed, there will almost surely be no
statement, since the attorney will advise the accused to remain
silent. [
Footnote 2/1] If, however,
the requirement is disobeyed, the police may obtain a statement
which can be used for impeachment if the accused has the temerity
to testify in his own defense. [
Footnote 2/2] Thus, after today's decision, if an
individual states that he wants an attorney, police interrogation
will doubtless be vigorously pressed to obtain statements before
the attorney arrives. I am unwilling to join this fundamental
erosion of Fifth and Sixth Amendment rights, and
Page 420 U. S. 726
therefore dissent. I would affirm or, at least, remand for
further proceedings for the reasons given in MR. JUSTICE MARSHALL's
dissenting opinion.
[
Footnote 2/1]
See, e.g., Watts v. Indiana, 338 U. S.
49,
338 U. S. 59
(1949) (Jackson, J., concurring in result) ("any lawyer worth his
salt will tell the suspect in no uncertain terms to make no
statement to police under any circumstances").
See also
Comment, 80 Yale L.J. 1198, 1220 (1971) ("[the police] realize
that, as soon as a lawyer arrives, there is little chance that any
further questioning will be permitted").
[
Footnote 2/2]
As I pointed out in
Harris v. New York, 401 U.
S. 222 (1971),
"the accused is denied an 'unfettered' choice when the decision
whether to take the stand is burdened by the risk that an illegally
obtained prior statement may be introduced to impeach his direct
testimony denying complicity in the crime charged against him."
Id. at
401 U. S. 230
(BRENNAN, J., dissenting).
MR. JUSTICE MARSHALL, with whom MR. JUSTICE BRENNAN joins,
dissenting.
While I agree with my Brother BRENNAN that, on the merits the
judgment of the Oregon Supreme Court was correct, I think it
appropriate to add a word about this Court's increasingly common
practice of reviewing state court decisions upholding
constitutional claims in criminal cases.
See Michigan v.
Mosley, 51 Mich.App. 105, 214 N.W.2d 564 (1974),
cert.
granted, 419 U.S. 1119 (1975);
Michigan v. Payne,
412 U. S. 47
(1973);
Wisconsin v. Yoder, 406 U.
S. 205 (1972);
California v. Byers,
402 U. S. 424
(1971);
California v. Green, 399 U.
S. 149 (1970).
In my view, we have too often rushed to correct state courts in
their view of federal constitutional questions without sufficiently
considering the risk that we will be drawn into rendering a purely
advisory opinion. Plainly, if the Oregon Supreme Court had
expressly decided that Hass' statement was inadmissible as a matter
of state, as well as federal, law, this Court could not upset that
judgment.
See Jankovich v. Indiana Toll Road Comm'n,
379 U. S. 487
(1965);
Minnesota v. National Tea Co., 309 U.
S. 551 (1940);
Fox Film Corp. v. Muller,
296 U. S. 207
(1935). The sound policy behind this rule was well articulated by
Mr. Justice Jackson in
Herb v. Pitcairn, 324 U.
S. 117(1945):
"This Court from the time of its foundation has adhered to the
principle that it will not review judgments of state courts that
rest on adequate and independent state grounds. The reason is so
obvious that it has rarely been thought to warrant statement.
Page 420 U. S. 727
It is found in the partitioning of power between the state and
federal judicial systems and in the limitations of our own
jurisdiction. Our only power over state judgments is to correct
them to the extent that they incorrectly adjudge federal rights.
And our power is to correct wrong judgments, not to revise
opinions. We are not permitted to render an advisory opinion, and
if the same judgment would be rendered by the state court after we
corrected its views of federal laws, our review could amount to
nothing more than an advisory opinion."
Id. at
324 U. S.
125-126 (citations omitted).
Where we have been unable to say with certainty that the
judgment rested solely on federal law grounds, we have refused to
rule on the federal issue in the case; the proper course is then
either to dismiss the writ as improvidently granted or to remand
the case to the state court to clarify the basis of its decision.
California v. Krivda, 409 U. S. 33
(1972);
Mental Hygiene Dept. v. Kirchner, 380 U.
S. 194 (1965). Of course, it may often be unclear
whether a state court has relied in part on state law in reaching
its decision. As the Court said in
Herb v. Pitcairn,
supra, however, where the answer does not appear "of record"
and is not "clear and decisive,"
"it seems consistent with the respect due the highest courts of
states of the Union that they be asked, rather than told, what they
have intended. If this imposes an unwelcome burden, it should be
mitigated by the knowledge that it is to protect their jurisdiction
from unwitting interference as well as to protect our own from
unwitting renunciation."
324 U.S. at
324 U. S.
128.
From a perusal of the Oregon Supreme Court's opinion, it is
evident that these exacting standards were not met in this case.
The Constitution of Oregon contains an
Page 420 U. S. 728
independent prohibition against compulsory self-incrimination,
and there is a distinct possibility that the state court intended
to express its view of state, as well as federal, constitutional
law. The majority flatly states that the case was decided below
solely on federal constitutional grounds, but I am not so certain.
Although the state court did not expressly cite state law in
support of its judgment, its opinion suggests that it may well have
considered the matter one of state as well as federal law. The
court stated that it had initially viewed the issue of the case as
whether it should overrule one of its prior precedents in light of
this Court's opinion in
Harris v. New York, 401 U.
S. 222 (1971). It concluded that it was not required to
consider whether to overrule the earlier state case, however,
since, upon examination, it determined that
Harris did not
reach this fact situation. In view of the court's suggestion that
the federal constitutional rule in
Harris would be
regarded as merely a persuasive authority even if it were deemed to
be squarely in conflict with the state rule, it seems quite
possible that the state court intended its decision to rest at
least in part on independent state grounds. In any event, I agree
with Mr. Justice Jackson that state courts should be "asked, rather
than told, what they have intended."
In addition to the importance of avoiding jurisdictional
difficulties, it seems much the better policy to permit the state
court the freedom to strike its own balance between individual
rights and police practices, at least where the state court's
ruling violates no constitutional prohibitions. It is peculiarly
within the competence of the highest court of a State to determine
that, in its jurisdiction, the police should be subject to more
stringent rules than are required as a federal constitutional
minimum.
The Oregon court's decision in this case was not premised on a
reluctant adherence to what it deemed federal
Page 420 U. S. 729
law to require, but was based on its independent conclusion that
admitting evidence such as that held admissible today will
encourage police misconduct in violation of the right against
compulsory self-incrimination. This is precisely the setting in
which it seems most likely that the state court would apply the
State's self-incrimination clause to lessen what it perceives as an
intolerable risk of abuse. Accordingly, in my view, the Court
should not review a state court decision reversing a conviction
unless it is quite clear that the state court has resolved all
applicable state law questions adversely to the defendant and that
it feels compelled by its view of the federal constitutional issue
to reverse the conviction at hand.
Even if the majority is correct that the Oregon Supreme Court
did not intend to express a view of state, as well as federal, law,
this Court should, at the very least, remand the case for such
further proceedings as the state court deems appropriate. I can see
absolutely no reason for departing from the usual course of
remanding the case to permit the state court to consider any other
claims, including the possible applicability of state law to the
issue treated here.
See Michigan v. Payne, 412 U.S. at
412 U. S. 57;
California v. Byers, 402 U.S. at
402 U. S. 434;
California v. Green, 399 U.S. at
399 U. S.
168-170; C. Wright, Federal Courts 488 (2d ed.1970);
cf. Georgia Railway & Electric Co. v. Decatur,
297 U. S. 620,
297 U. S. 623
(1936). Surely the majority does not mean to suggest that the
Oregon Supreme Court is foreclosed from considering the
respondent's state law claims or even ruling
sua sponte
that the statement in question is not admissible as a matter of
state law. If so, then I should think this unprecedented assumption
of authority will be as much a surprise to the Supreme Court of
Oregon as it is to me.
I dissent.