Texas laws involved in this litigation provide four methods for
nominating candidates in a general election: (1) candidates of
parties whose gubernatorial choice polled more than 200,000 votes
in the last general election are nominated by primary election
only, and the nominees of these parties automatically appear on the
ballot; (2) candidates whose parties poll less than 200,000 votes,
but more than 2% of the total vote cast for governor in that
election are nominated by primary election or nominating
conventions; (3) if the foregoing procedures do not apply, precinct
conventions can, pursuant to Tex.Election Code, Art. 13.45(2)
(Supp. 1973), nominate candidates if the party is able, by
notarized signatures, to evidence support by at least 1% of the
total gubernatorial vote at the last preceding general election or
(by a process to be completed within 55 days after the general May
primary election) can produce sufficient supplemental petitions
with notarized signatures (not including voters who have already
participated in any other party's primary election or nominating
process) to make up a combined total of the 1%; and (4) under Arts.
13.50 and 13.51, an independent candidate, regardless of the office
sought, can qualify by filing within the time prescribed a petition
signed by a certain percentage of voters for governor at the last
preceding general election in a specified locality, the percentages
varying with the offices sought (in this case 3% in a congressional
district and 5% in a State Representative's district). In no event,
are more than 500 signatures required of a candidate for any
"district office." No voter, participating in any other political
party nominating process or signing a nominating petition for the
same office, may sign an independent's petition. Appellants,
minority political parties and their candidates and supporters, and
unaffiliated candidates,
Page 415 U. S. 768
brought actions in the District Court seeking declaratory and
injunctive relief against the enforcement of the Texas election
laws, which they claimed infringed their associational rights under
the First and Fourteenth Amendments and were invidiously
discriminatory. They also challenged the practice of printing on
absentee ballots only the names of the two major political parties
and the State's failure to require printing minority party and
independent candidates' names on absentee ballots and the exclusion
of minority parties from the benefits of the McKool-Stroud Primary
Financing Law of 1972, which provided for public financing from
state revenues for primary elections of political parties casting
200,000 or more votes in the last preceding general election for
governor. The District Court upheld the constitutionality of the
State's election scheme.
Held:
1. Article 13.45(2), which does not freeze the
status
quo but affords minority parties a real and essentially equal
opportunity for ballot qualification, does not contravene the First
and Fourteenth Amendments, and is in furtherance of a compelling
state interest.
Storer v. Brown, ante p.
415 U. S. 724. Pp.
415 U. S.
776-788.
(a) The Equal Protection Clause does not forbid the requirement
that small parties proceed by convention, rather than primary
election. The convention process has not been shown here to be
invidiously more burdensome than the primary election, followed by
a runoff election where necessary. Pp.
415 U. S.
781-782.
(b) So long as the larger parties must demonstrate major voter
support at the last election, it is not invidious to require
smaller parties (which need make no such demonstration) to
establish their position otherwise, and the 1% requirement (which
two of the appellant parties were able to meet) imposes no
insurmountable obstacle on a small party. Pp.
415 U. S.
782-784.
(c) The bar against a person's signing a supplemental petition
who has voted in a primary election or participated in a party
convention is not unconstitutional, since he may choose to vote or
to sign a nominating petition, but not to do both. Nor is it
invidious to disqualify those who have voted in a primary from
signing petitions for another party seeking ballot position for its
candidates for the same offices where that party had access to the
entire electorate and an opportunity to commit voters on primary
day.
Cf. Rosario v. Rockefeller, 410 U.
S. 752. Pp.
415 U. S.
785-786.
(d) The 55-day period provides sufficient time for
circulating
Page 415 U. S. 769
supplemental petitions, and is not unduly burdensome, nor is the
notarization requirement. Pp.
415 U. S.
786-787.
2. The percentage provisions in Arts. 13.50 and 13.51 with the
500 signature feature are not unduly burdensome. Requiring
independent candidates to evidence a "significant modicum of
support" is not unconstitutional, and the record here is devoid of
any proof to support the claims of appellant independent candidates
(who relied solely on the minimal 500 vote signature requirement)
that these requirements were impermissibly onerous. Pp.
415 U. S.
788-791.
3. The challenged McKool-Stroud provisions are not
unconstitutional, since they were designed to compensate for
primary election expenses to which the major parties alone are
subject, and, as the District Court correctly found,
"the convention and petition procedure available for small and
new parties carries with it none of the expensive election
requirements burdening those parties required to conduct
primaries."
Moreover, the State is not obliged to finance the efforts of
every nascent political group seeking ballot placement, like
appellant American Party, which failed to qualify for the general
election ballot. Pp.
415 U. S.
791-794.
4. The District Court erred in sustaining the exclusion of
minority parties from the absentee ballot. No justification was
offered by appellees for not giving absentee ballot placement to
appellant Socialist Workers Part, which satisfied the statutory
requirement for demonstrating the necessary community support
needed to win general ballot position for its candidates.
Goosby v. Osser, 409 U. S. 512;
O'Brien v. Skinner, 414 U. S. 524. Pp.
415 U. S.
794-795.
No. 72-942, affirmed; No. 72-887,
349
F. Supp. 1272, affirmed in par, vacated and remanded in
part.
WHITE, J., delivered the opinion of the Court, in which BURGER,
C.J., and BRENNAN, STEWART, MARSHALL, BLACKMUN, POWELL, and
REHNQUIST, JJ., joined. DOUGLAS, J., filed an opinion dissenting in
part,
post, p.
415 U. S.
795.
Page 415 U. S. 770
MR. JUSTICE WHITE delivered the opinion of the Court.
These cases began when appellants, minority political parties
and their candidates, qualified voters supporting the minority
party candidates, and independent unaffiliated candidates, brought
four separate actions in the United States District Court for the
Western District of Texas against the Texas Secretary of State
seeking declaratory and injunctive relief against the enforcement
of various sections of the Texas Election Code.
The American Party of Texas sought ballot position at the
general election in 1972 for a slate of candidates for various
state-wide and local officers, including governor and county
commissioner. [
Footnote 1] The
New Party of Texas wanted ballot recognition for its candidates for
the general election for governor, Congress, state representative
and county sheriff. The Socialist Workers Party made similar claims
with respect to its candidates for governor, lieutenant governor
and United States Senator. [
Footnote 2] Laurel Dunn, a nonpartisan candidate,
attempted
Page 415 U. S. 771
to run for the United States House of Representatives from the
Eleventh Congressional District. In his action, he represented
himself and other named independent candidates for state and local
offices. Finally, Robert Hainsworth sought election as state
representative from District No. 86.
In these actions, it was alleged that, by excluding appellants
from the general election ballot, various provisions of the Texas
Election Code infringed their First and Fourteenth Amendment right
to associate for the advancement of political beliefs and
invidiously discriminated against new and minority political
parties, as well as independent candidates. Appellants sought to
enjoin the enforcement of the challenged provisions in the
forthcoming November, 1972, general election. They also challenged
the failure of the Texas law to require printing minority party and
independent candidates on absentee ballots and the exclusion of
minority parties from the benefits of the McKool-Stroud Primary Law
of 1972. The individual cases involving the parties in No. 72-887
were consolidated, and a statutory three-judge District Court was
convened. Following a trial, the District Court denied all relief
after holding that, in their totality, the challenged provisions
served a compelling state interest and did not suffocate the
election process.
Raza Unida Party v.
Bullock, 349 F.
Supp. 1272 (WD Tex.1972). Hainsworth, appellant in No. 72-942,
was
Page 415 U. S. 772
also subsequently denied relief on similar grounds. Two separate
appeals were taken, and we noted probable jurisdiction. 410 U.S.
965. We affirm the judgment of the District Court in No. 72-942,
and in No. 72-887, except as the latter relates to the Socialist
Workers Party and Texas' absentee ballot provisions.
I
The State of Texas has established a detailed statutory scheme
for regulating the conduct of political parties as it relates to
qualifying for participation in the electoral process. Under the
laws challenged in this case, four methods are provided for
nominating candidates to the ballot for the general election.
[
Footnote 3]
Candidates of political parties whose gubernatorial candidate
polled more than 200,000 votes in the last general election may be
nominated by primary election only, and the nominees of these
parties automatically appear on the ballot. Tex.Election Code, Art.
13.02 (1967). [
Footnote 4]
Texas holds a state-wide primary for these
Page 415 U. S. 773
major parties or the first Saturday in May, with a runoff
primary the first Saturday in June, should no candidate garner a
majority. Art. 13.03 (1967).
Candidates of parties whose candidate polled less than 200,000
votes, but more than 2% of the total vote cast for governor in the
last general election may be nominated, and thereby qualify for the
general election ballot, by primary election or nominating
conventions. Art. 13.45(1) (Supp. 1973). [
Footnote 5] The nominating conventions
Page 415 U. S. 774
are held sequentially, with the precinct conventions on the same
date as the state-wide primaries for the major parties (the first
Saturday in May), the county conventions on the following Saturday,
and the state convention on the second Saturday in June. Art. 13.47
(Supp. 1974); Art. 13.48 (1967).
Because their candidates polled less than 2% of the total
gubernatorial vote in the preceding general election or they did
not nominate a candidate for governor, the political parties in
this litigation were required to pursue the third method for ballot
qualification: precinct nominating conventions, and, if the
required support was not evidenced at the conventions, the
circulation of petitions for signature. Art. 13.45(2) (Supp. 1973).
[
Footnote 6]
Page 415 U. S. 775
Finally, unaffiliated nonpartisan or independent candidates such
as Dunn and Hainsworth could qualify by filing within a fixed
period a written application or petition signed by a specified
percentage of the vote cast for governor in the relevant electoral
district in the last general election. Arts. 13.50, 13.51 (1967).
[
Footnote 7]
Page 415 U. S. 776
II
We consider first the appeals of the political parties and their
supporters. Article 13.45(2) (Supp. 1973) of the Texas Election
Code, the validity of which is at issue
Page 415 U. S. 777
here, requires that the political parties to which it applies
nominate candidates through the process of precinct, county, and
state conventions. The party must also evidence support by persons
numbering at least lo of the total vote cast for governor at the
last preceding general election. In 1972, this number was
approximately 22,000 electors. Two opportunities are offered to
satisfy the lo signature requirement. At the statutorily
mandated
Page 415 U. S. 778
precinct nominating conventions, held on the first Saturday in
May and the same day as the major party primary, the party must
prepare a list of all participants, who must be qualified voters,
along with other pertinent information. The list is to be forwarded
to the Secretary of State within 20 days after the convention. If
it reveals the necessary support and if the party has satisfied the
other statutory requirements imposed upon all political parties,
the Secretary of State will certify that the party is entitled to
be placed on the general election ballot.
Should the party not obtain the requisite 1% convention
participation, supplemental petitions may be circulated for
signature. When these are signed by a sufficient number of
qualified voters in addition to the convention lists to make a
combined total of the requisite 1%, the party qualifies for the
ballot. Approximately 55 days after the general primary election in
May are allotted for the supplementation process. A voter who has
already participated in any other party's primary election or
nominating process is ineligible to sign the petition. Furthermore,
each signatory must be administered and sign an oath that he is a
qualified voter and has not participated in any other party's
nominating or qualification proceedings. The oath must also be
notarized.
The American Party of Texas was able to secure only 2,732
signatures at its precinct conventions in May, 1972. By the
deadline for filing the precinct lists and supplemental petitions,
the total had risen to 7,828, far short of the over 22,000 required
signatures. Brief for American Party of Texas 2-3. [
Footnote 8] The Texas New Party
apparently
Page 415 U. S. 779
made no effort to comply with the 1% requirement. [
Footnote 9] Two relatively small parties,
however, which were also plaintiffs in this litigation, La Raza
Unida Party and the Socialist Workers Party, complied with the
qualification provisions of Art. 13.45(2) (Supp. 1973) and were
placed on the general election ballot.
The party appellants challenge various aspects of the Texas
ballot qualification system as they interact with each other: the
1% support requirement with its precinct conventions and petition
apparatus, the pre-primary ban on petition circulation, the
disqualification from signing of those voters participating in
another party's nominating process, the 55-day limitation on
securing signatures, and the notarization requirement. [
Footnote 10] They assert that
Page 415 U. S. 780
these preconditions for access to the general election ballot
are impermissible burdens on rights secured by the First and
Fourteenth Amendments and violate the Equal Protection Clause of
the Fourteenth Amendment as invidious discriminations against new
or small political parties.
We have concluded that these claims are without merit. We agree
with the District Court that whether the qualifications for ballot
position are viewed as substantial burdens on the right to
associate or as discriminations against parties not polling 2% of
the last election vote, their validity depends upon whether they
are necessary to further compelling state interests,
Storer v.
Brown, ante at
415 U. S.
729-733. [
Footnote
11] But we also agree with the District
Page 415 U. S. 781
Court that the foregoing limitations, whether considered alone
or in combination, are constitutionally valid measures, reasonably
taken in pursuit of vital state objectives that cannot be served
equally well in significantly less burdensome ways.
It is too plain for argument, and it is not contested here, that
the State may limit each political party to one candidate for each
office on the ballot and may insist that intra-party competition be
settled before the general election by primary election or by party
convention.
See Storer v. Brown, ante at
415 U. S.
733-736. Neither can we take seriously the suggestion
made here that the State has invidiously discriminated against the
smaller parties by insisting that their nominations be by
convention, rather than by primary election. We have considered the
arguments presented, but we are wholly unpersuaded by the record
before us that the convention process is invidiously more
burdensome than the primary election, followed by a runoff election
where necessary, particularly where the major party, in addition to
the elections, must also hold its precinct, county, and state
conventions to adopt and promulgate party platforms and to conduct
other business. [
Footnote
12] If claiming an equal protection violation, the appellants'
burden was to demonstrate in the first instance a discrimination
against them of some substance. "Statutes create many
classifications which do not deny equal protection; it is only
invidious discrimination' which offends the Constitution."
Ferguson v. Skrupa, 372 U. S. 726,
372 U. S. 732
(1963) (footnote omitted). Appellants' burden is not satisfied by
mere assertions that small parties must proceed by convention when
major parties are permitted to choose their candidates by primary
election. The procedures are different. but
Page 415 U. S. 782
the Equal Protection Clause does not necessarily forbid the one
in preference to the other. [
Footnote 13]
To obtain ballot position, the parties subject to Art. 13.45(2)
(Supp. 1973), as were these appellants, were also required to
demonstrate support from electors equal in number to 1% of the vote
for governor at the last general election. Appellants apparently
question whether they must file any list of supporters where the
major parties are required to file none. But we think that the
State's admittedly vital interests [
Footnote 14] are sufficiently implicated to insist that
political parties appearing on the general ballot demonstrate a
significant, measurable quantum of community support. So long as
the larger parties must demonstrate major support among the
electorate at
Page 415 U. S. 783
the last election, whereas the smaller parties need not, the
latter, without being invidiously treated, may be required to
establish their position in some other manner. Of course, what is
demanded may not be so excessive or impractical as to be in reality
a mere device to always, or almost always, exclude parties with
significant support from the ballot. The Constitution requires that
access to the electorate be real, not "merely theoretical."
Jenness v. Fortson, 403 U. S. 431,
403 U. S. 439
(1971).
The District Court recognized that any fixed percentage
requirement is necessarily arbitrary, but we agree with it that the
required measure of support -- 1% of the vote for governor at the
last general election, and, in this instance, 22,000 signatures --
falls within the outer boundaries of support the State may require
before according political parties ballot position. [
Footnote 15] To demonstrate this degree of
support does not appear either impossible or impractical, and we
are unwilling to assume that the requirement imposes a
substantially greater hardship on minority party access to the
ballot. [
Footnote 16] Two
political parties
Page 415 U. S. 784
which were plaintiffs in this very litigation qualified for the
ballot under Art. 13.45(2) (Supp. 1973) in the 1972 election. It is
not, therefore, immediately obvious that the Article, on its face
or as it operates in practice, imposes insurmountable obstacles to
fledgling political party efforts to generate support among the
electorate and to evidence that support within the time
allowed.
The aspiring party is free to campaign before the primary and to
compete with the major parties for voter support on primary
election and precinct convention day. Any voter, however
registered, may attend the new party's precinct convention and be
counted toward the necessary 1% level. Unlike the independent
candidate under Texas law,
see infra at
415 U. S. 788,
and his California counterpart,
see Storer v. Brown, ante
at
415 U. S. 738,
a party qualifying under Art. 13.45(2) (Supp. 1973) need not wait
until the primary to crystallize its support among the voters. It
is entitled to compete before the primary election and to count
noses at its convention on primary day, just as the major parties
and their candidates count their primary votes. Furthermore, should
they fall short of the magic figure, they have another chance --
they may make up the shortage and win ballot position by
circulating petitions for signature for a period of 55 days
beginning after the primary and ending 120 days prior to the
general election.
Page 415 U. S. 785
It is true that, at this juncture, the pool of possible
supporters is severely reduced, for anyone voting in the
just-completed primary is no longer qualified to sign the petition
requesting that the petitioning party and its nominees for public
office be listed on the ballot. Appellants attack this restriction,
but, as such, it is nothing more than a prohibition against any
elector's casting more than one vote in the process of nominating
candidates for a particular office. Electors may vote in only one
party primary; and it is not apparent to us why the new or smaller
party seeking voter support should be entitled to get signatures of
those who have already voted in another nominating primary and have
already demonstrated their preference for other candidates for the
same office the petitioning party seeks to fill. We think the
three-judge District Court in
Jackson v.
Ogilvie, 325 F.
Supp. 864, 867 (ND Ill.),
aff'd, 403 U.S. 925 (1971),
aptly characterized the situation in upholding a state election law
provision preventing a voter from both voting in the primary and
signing an independent election petition:
"Thus, the state's scheme attempts to ensure that each qualified
elector may, in fact, exercise the political franchise. He may
exercise it either by vote or by signing a nominating petition. He
cannot have it both ways. [
Footnote 17] "
Page 415 U. S. 786
We have previously held that to protect the integrity of party
primary elections, States may establish waiting periods before
voters themselves may be permitted to change their registration and
participate in another party's primary.
Rosario v.
Rockefeller, 410 U. S. 752
(1973).
Cf. Kusper v. Pontikes, 414 U. S.
51 (1973). Likewise, it seems to us that the State may
determine that it is essential to the integrity of the nominating
process to confine voters to supporting one party and its
candidates in the course of the same nominating process. At least
where, as here, the political parties had access to the entire
electorate and an opportunity to commit voters on primary day, we
see nothing invidious in disqualifying those who have voted at a
party primary from signing petitions for another party seeking
ballot position for its candidates for the same offices.
Neither do we consider that the 55 days is an unduly short time
for circulating supplemental petitions. Given that time span,
signatures would have to be obtained only at the rate of 400 per
day to secure the entire 22,000, or four signatures per day for
each 100 canvassers -- only two each per day if half the 22,000
were obtained at the precinct conventions on primary day. A
petition procedure may not always be a completely precise or
satisfactory barometer of actual community support for a political
party, but the Constitution has never required
Page 415 U. S. 787
the States to do the impossible.
Dunn v. Blumstein,
405 U. S. 330,
405 U. S. 360
(1972). Hard work and sacrifice by dedicated volunteers are the
lifeblood of any political organization. Constitutional
adjudication and common sense are not at war with each other, and
we are thus unimpressed with arguments that burdens like those
imposed by Texas are too onerous, especially where two of the
original party plaintiffs themselves satisfied these requirements.
[
Footnote 18]
Finally, there remains another facet to the signature
requirement. Article 13.45(2) (Supp. 1973) provides that all
signatures evidencing support for the party, whether originating at
the precinct conventions or with supplemental petitions circulated
after primary day, must be notarized. The parties object to this
requirement, but make little or no effort to demonstrate its
impracticability or that it is unusually burdensome. The District
Court determined that it was not, indicating that one of the
plaintiff political parties had conceded as much. The District
Court also found no alternative if the State was to be able to
enforce its laws to prevent voters from crossing over or from
voting twice for the same office. On the record before us, we are
in no position to disagree.
In sum, Texas "in no way freezes the
status quo, but
implicitly recognizes the potential fluidity of American political
life."
Jenness v. Fortson, 403 U.S. at
403 U. S. 439.
It
Page 415 U. S. 788
affords minority political parties a real and essentially equal
opportunity for ballot qualification. Neither the First and
Fourteenth Amendments nor the Equal Protection Clause of the
Fourteenth Amendment requires any more.
III
Appellants Dunn and Hainsworth challenged Arts. 13.50 and 13.51,
which govern the eligibility of nonpartisan or independent
candidates for general election ballot position. Regardless of the
office sought, an independent candidate must file, within 30 days
after the second or runoff primary election, a written petition
signed by a specified number of qualified voters. The signatures
required vary with the office sought. Dunn was required to obtain
signatures equaling 3% of the 1970 vote for governor in the
congressional district in which he desired to run; Hainsworth, a
candidate for the State House of Representatives, needed 5% of the
same vote in his locality. Article 13.50, however, states that in
no event would candidates for any "district office," as Dunn and
Hainsworth were, [
Footnote
19] be required to file more that 500 signatures. The law also
provides that a voter may not sign more than one petition for the
same office and is barred from signing any petitions if he voted at
either primary election of any party at which a nomination was made
for that office. Each voter signing an independent candidate's
petition must also subscribe to a notarized oath declaring his
nonparticipation in any political party's nominating process. Art.
13.51.
Dunn and Hainsworth contend that the First and Fourteenth
Amendments, including the Equal Protection Clause, forbid the State
to impose unduly burdensome conditions on their opportunity to
appear on the general election ballot. The principle is
unexceptionable,
Page 415 U. S. 789
cf. Storer v. Brown, ante at
415 U. S. 738,
415 U. S. 739,
415 U. S. 740,
415 U. S. 746;
but requiring independent candidates to evidence a "significant
modicum of support" [
Footnote
20] is not unconstitutional. Demanding signatures equal in
number to 3% or 5% of the vote in the last election is not invalid
on its face,
see Jenness v. Fortson, supra, and with a
500-signature limit in any event, the argument that the statute is
unduly burdensome approaches the frivolous.
It is true that those who have voted in the party primaries are
ineligible to sign an independent candidate's petition. In theory,
at least, the consequence of this restriction is that the pool of
eligible signers of an independent candidate's petition, calculated
by subtracting from all eligible voters in the 1972 primaries all
those who voted in the primary and then adding new registrations
since the closing of the registration books, could be reduced
nearly to zero or to so few qualified electors that securing even
500 of them would be an impractical undertaking. But this
likelihood seems remote, to say the least, particularly when it
will be very likely that a substantial percentage, perhaps 25%, of
the total registered voters will not turn out for the primary, and
will thus be eligible to sign petitions, [
Footnote 21] along with all new registrants
Page 415 U. S. 790
since the losing of the registration books prior to the primary.
In any event, nothing in the record before us indicates what the
total vote in the last election was in the districts at issue here,
nothing showing what the primary vote would be or was in 1972, and
nothing suggesting what the size of the pool of eligible signers
might be. As the District Court noted, the independent candidates
presented "absolutely no factual basis in support of their claims"
that Art. 13.50 imposed unduly burdensome requirements. 349 F.
Supp. at 1284. Dunn and Hainsworth relied solely on the minimal
500-signature requirement. This was simply a failure of proof,
and,
Page 415 U. S. 791
for that reason, we must affirm the District Court's judgments
with respect to these appellants. [
Footnote 22]
IV
In response to this Court's decision in
Bullock v.
Carter, 405 U. S. 134
(1972), invalidating the Texas filing fee requirements, the state
legislature enacted as a temporary measure the McKool-Stroud
Primary Financing Law of 1972. Tex.Election Code, Art. 13.08c-1.
[
Footnote 23] The
statute
Page 415 U. S. 792
generally provided for public financing from state revenues for
primary elections of only those political parties casting 200,000
or more votes for governor in the last preceding general election.
On its face, therefore, the law precluded any payment of state
funds to minor political parties to reimburse them for the costs
incurred in conducting their nominating and ballot qualification
processes. [
Footnote 24] In
all, over $3,000,000 was appropriated by the state legislature to
the two major political parties to defray their expenses in
connection with the 1972 primary elections. Brief for American
Party of Texas 19-20, n. 41.
The District Court rejected all constitutional challenges to the
law, noting that the statute was designed to compensate for primary
election expenses and that
"[t]he convention and petition procedure available for small or
new parties carries with it none of the expensive election
requirements burdening those parties required to conduct
primaries,"
349 F. Supp. at 1285. The District Court also emphasized that,
in response to the State's argument in
Bullock v. Carter
that state financing of primary elections would necessitate
defining those political parties entitled to financial aid and
would invite new charges of discrimination, this Court pointed out
that, under Texas law, only those parties whose gubernatorial
candidates received more than 200,000 votes were required to
conduct primaries, and said
"[w]e are not persuaded that Texas would be faced with an
impossible task in distinguishing
Page 415 U. S. 793
between political parties for the purpose of financing
primaries."
405 U.S. at
405 U. S. 147.
[
Footnote 25]
We affirm the judgment of the District Court. All political
parties who desire ballot position, including the major parties,
must hold precinct, county, and state conventions.
See,
e.g., Tex.Election Code, Arts. 13.33, 13.34, 13.35, 13.38,
13.45, 13.45a, 13.47 (1967, Supp. 1973, Supp. 1974). The State
reimburses political parties for none of the expenses in carrying
out these procedures. New parties and those with less than 2% of
the vote in the last election are permitted to nominate their
candidates for office in the course of their convention
proceedings. The major parties may not do so, and must conduct
separate primary elections. As we understand it, it is the expense
of these primaries that the State defrays in whole or in part. As
far as the record before us shows, none of these reimbursed primary
expenses are incurred by minority parties not required to hold
primaries. They must undergo expense, to be sure, in holding their
conventions and accumulating the necessary signatures to
Page 415 U. S. 794
qualify for the ballot, but we are not persuaded that the
State's refusal to reimburse for these expenses is any
discrimination at all against the smaller parties, and, if it is,
that it is also a denial of the equal protection of the laws within
the meaning of the Fourteenth Amendment. We are unconvinced, at
least based upon the facts presently available, that this financing
law is an "exclusionary mechanism" which "tends to deny some voters
the opportunity to vote for a candidate of their choosing," or that
it has "a real and appreciable impact on the exercise of the
franchise."
Bullock v. Carter, 405 U.S. at
405 U. S.
144.
We should also point out that the appellant American Party
mounts the major challenge to the primary financing law. The party,
however, failed to qualify for the general election ballot; and we
cannot agree that the State, simply because it defrays the expenses
of party primary elections, must also finance the efforts of every
nascent political group seeking to organize itself and
unsuccessfully attempting to win a place on the general election
ballot.
V
Under Art. 5.05 (Supp. 1974), otherwise qualified voters in
Texas may vote absentee in a primary or general election by
personal appearance at the county clerk's office or by mail. It is
the State's practice, however, to print on the absentee ballot only
the names of the two major, established political parties, the
Democrats and the Republicans.
Raza Unida Party v.
Bullock, 349 F. Supp. at 1283-1284.
The District Court sustained the exclusion of minority parties
from the absentee ballot, relying on the presumption of
constitutionality of state laws,
McDonald v. Board of Election
Comm'rs, 394 U. S. 802
(1969), and the rationality of not incurring the expense of
printing absentee ballots for parties without substantial voter
Page 415 U. S. 795
support. The Socialist Workers Party, however, satisfied the
statutory requirement for demonstrating the necessary community
support needed to win general ballot position for its candidates,
and, with respect to this appellant, the unavailability of the
absentee ballot is obviously discriminatory. The State offered no
justification for the difference in treatment in the District
Court, did not brief the issue here, and had little to say in oral
argument to justify the discrimination.
We have twice since
McDonald v. Board of Election
Comm'rs dealt with alleged discriminations in the availability
of the absentee ballot,
Goosby v. Osser, 409 U.
S. 512 (1973);
O'Brien v. Skinner, 414 U.
S. 524 (1974). From the latter case, it is plain that
permitting absentee voting by some classes of voters and denying
the privilege to other classes of otherwise qualified voters in
similar circumstances, without affording a comparable alternative
means to vote, is an arbitrary discrimination violative of the
Equal Protection Clause. Plainly, the District Court in this case
employed an erroneous standard in judging the Texas absentee voting
law as it was applied in this case. We therefore vacate the
judgment of the District Court in No. 72-887 in this respect and
remand the Socialist Workers Party case to the District Court for
further consideration in light of
Goosby v. Osser and
O'Brien v. Skinner. In all other respects, that judgment
is affirmed, as is the judgment in No. 72-942.
So ordered.
* Together with No. 72-942,
Hainsworth v. White, Secretary
of State of Texas, also on appeal from the same court.
[
Footnote 1]
Although the November, 1972, election has been completed and
this Court may not grant retrospective relief that would affect the
outcome, this case is not moot.
See Rosario v.
Rockefeller, 410 U. S. 752,
410 U. S. 756
n. 5 (1973);
see also Storer v. Brown, ante at
415 U. S. 737
n. 8.
[
Footnote 2]
The District Court dismissed the complaints of the Texas
Socialist Workers Party and another minority party, La Raza Unida,
insofar as they challenged Art. 13.45(2) (Supp. 1973) of the
Election Code, because they lacked standing in view of their later
certification by appellee for a place on the general ballot.
Raza Unida Party v. Bullock, 349
F. Supp. 1272, 1276 (WD Tex.1972). La Raza Unida has not
appealed and the Socialist Workers Party, although an appellant
here, does not appear to challenge the District Court's judgment
that it had no standing to challenge .Art. 13.45(2). The District
Court's dismissal, however, did not go beyond the attack on Art.
13.45(2). It does not appear that ballot qualification would affect
the standing of the Socialist Workers Party to challenge the Texas
Primary Financing Law or the denial of absentee voting privileges
to it. Both issues were presented in the Jurisdictional Statement
filed by the party and appear as minor themes in the party's brief
on the merits.
[
Footnote 3]
Texas also allows write-in votes in most elections, and they are
counted. Tex.Election Code, Arts. 6.05, 6.06 (Supp. 1974).
[
Footnote 4]
"On primary election day in 1952 and every two (2) years
thereafter, candidates for Governor and for all other State offices
to be chosen by vote of the entire State, and candidates for
Congress and all district offices to be chosen by the vote of any
district comprising more than one (1) county, to be nominated by
each organized political party that cast two hundred thousand
(200,000) votes or more for governor at the last general election,
shall, together with all candidates for offices to be filled by the
voters of a county, or of a portion of a county, be nominated in
primary elections by the qualified voters of such party."
Tex.Election Code, Art. 13.02 (1967).
We describe the law as it existed in 1972. While these cases
were pending in this Court, the Texas Legislature amended Art.
13.02 of the Election Code to the extent that the mandatory primary
election requirement, and the resulting automatic general election
ballot position, are now triggered only when an organized political
party casts 20% or more of the votes cast for governor at the last
general election and not the previous 200,000 votes. At oral
argument, counsel for appellants maintained that the Texas
Legislature raised the automatic ballot qualification figure to 20%
after the La Raza Unida Party gubernatorial candidate polled more
than 2% of the total vote in the 1972 general election. Counsel
further intimated that the law will be changed again should a
minority party fulfill the new requirements. Tr. of Oral Arg. 7-8.
Whatever their merits, we do not reach these contentions. The
issues in this case revolve principally around the signature
requirements for minority parties and independent candidates, and
are unaffected by the above amendment or by the amendment referred
to in
n 5,
infra.
[
Footnote 5]
"Any political party whose nominee for Governor in the last
preceding general election received as many as two percent of the
total votes cast for Governor and less than two hundred thousand
votes, may nominate candidates for the general election by primary
elections held in accordance with the rules provided in this code
for the primary elections of parties whose candidate for Governor
received two hundred thousand or more votes at the last general
election; or such party may nominate candidates for the general
election by conventions as provided in [Arts. 13.47 and
13.48]."
Tex.Election Code, Art. 13.45(1) (Supp. 1973).
During the pendency of these cases in this Court, the Texas
Legislature, in the same Act amending Art. 13.02, amended Art.
13.45(1). Starting in 1976, a political party whose nominee for
governor in the last preceding general election received as many as
2% but less than 20% of the total votes cast for governor
must nominate its candidates for the general election by
conventions. For the 1974 elections, however, the
amendment to Art. 13.45(1) provides that those political parties
receiving between 2% and 20% of the 1972 gubernatorial vote will
continue to have a choice between primary elections and
conventions.
[
Footnote 6]
"Any political party whose nominee for governor received less
than two percent of the total votes cast for governor in the last
preceding general election, or any new party, or any previously
existing party which did not have a nominee for governor in the
last preceding general election, may also nominate candidates by
conventions as provided in [Arts. 13.47 and 13.48], but in order to
have the names of its nominees printed on the general election
ballot there must be filed with the secretary of state, within 20
days after the date for holding the party's state convention, the
list of participants in precinct conventions held by the party in
accordance with [Arts. 13.45a and 13.47] of this code, signed and
certified by the temporary chairman of each respective precinct
convention, listing the names, addresses (including street address
or post-office address), and registration certificate numbers of
qualified voters attending such precinct conventions in an
aggregate number of at least one percent of the total votes cast
for governor at the last preceding general election; or if the
number of qualified voters attending the precinct conventions is
less than that number, there must be filed along with the precinct
lists a petition requesting that the names of the party's nominees
be printed on the general election ballot, signed by a sufficient
number of additional qualified voters to make a combined total of
at least one percent of the total votes cast for governor at the
last general election. The address and registration certificate
number of each signer shall be shown on the petition. No person
who, during that voting year, has voted at any primary election or
participated in any convention of any other party shall be eligible
to sign the petition. To each person who signs the petition there
shall be administered the following oath, which shall be reduced to
writing and attached to the petition:"
"I know the contents of the foregoing petition, requesting that
the names of the nominees of the _____ Party be printed on the
ballot for the next general election. I am a qualified voter at the
next general election under the constitution and laws in force, and
during the current voting year I have not voted in any primary
election or participated in any convention held by any other
political party."
"The petition may be in multiple parts. One certificate of the
officer administering the oath may be so made as to apply to all to
whom it was administered. The petition may not be circulated for
signatures until after the date set by [Art. 13.03] of this code
for the general primary election. Any signatures obtained on or
before that date are void. Any person who signs a petition after
having voted in a primary election or participated in a convention
of any other party during the same voting year is guilty of a
misdemeanor and upon conviction shall be fined not less than $100
nor more than $500."
"The chairman of the state executive committee shall be
responsible for forwarding the precinct lists and petition to the
secretary of state."
"At the time the secretary of state makes his certifications to
the county clerks as provided in [Art. 1.03] of this code, he shall
also certify to the county clerks the names of parties subject to
this subdivision which have complied with its requirements, and the
county clerks shall not place on the ballot the names of any
nominees of such a party which have been certified directly to them
unless the secretary of state certifies that the party has complied
with these requirements."
Tex.Election Code, Art. 13.45(2) (Supp. 1973).
[
Footnote 7]
"The name of a nonpartisan or independent candidate may be
printed on the official ballot in the column for independent
candidates, after a written application signed by qualified voters
addressed to the proper officer, as herein provided, and delivered
to him within thirty days after the second primary election day, as
follows:"
"If for an office to be voted for throughout the state, the
application shall be signed by one per cent of the entire vote of
the state cast for Governor at the last preceding general election,
and shall be addressed to the Secretary of State."
"If for a district office in a district composed of more than
one county, the application shall be signed by three per cent of
the entire vote cast for Governor in such district at the last
preceding general election, and shall be addressed to the Secretary
of State."
"If for a district office in a district composed of only one
county or part of one county, the application shall be signed by
five per cent of the entire vote cast for Governor in such district
at the last preceding general election, and shall be addressed to
the Secretary of State."
"If for a county office, the application shall be signed by five
per cent of the entire vote cast for Governor in such county at the
last preceding general election, and shall be addressed to the
county judge."
"If for a precinct office, the application shall be signed by
five per cent of the entire vote cast for Governor in such precinct
at the last preceding general election, and shall be addressed to
the county judge."
"Notwithstanding the foregoing provisions, the number of
signatures required on an application for any district, county, or
precinct office need not exceed five hundred."
"No application shall contain the name of more than one
candidate. No person shall sign the application of more than one
candidate for the same office; and if any person signs the
application of more than one candidate for the same office, the
signature shall be void as to all such applications. No person
shall sign such application unless he is a qualified voter, and no
person who has voted at either the general primary election or the
runoff primary election of any party shall sign an application in
favor of anyone for an office for which a nomination was made at
either such primary election."
"The application shall contain the following information with
respect to each person signing it: his address and the number of
his poll tax receipt or exemption certificate and the county of
issuance; or if he is exempt from payment of a poll tax and not
required to obtain an exemption certificate, the application shall
so state."
"Any person signing the application of an independent candidate
may withdraw and annul his signature by delivering to the candidate
and to the officer with whom the application is filed (or is to be
filed, if not then filed), his written request, signed and duly
acknowledged by him, that his signature be cancelled and annulled.
The request must be delivered before the application is acted on,
and not later than the day preceding the last day for filing the
application. Upon such withdrawal, the person shall be free to sign
the application of another candidate for the same office."
Tex.Election Code, Art. 13.50 (1967).
"To every citizen who signs such application, there shall be
administered the following oath, which shall be reduced to writing
and attached to such application:"
"I know the contents of the foregoing application; I have not
participated in the general primary election or the runoff primary
election of any party which has nominated, at either such election,
a candidate for the office for which I desire _____ (here insert
the name of the candidate) to be a candidate; I am a qualified
voter at the next general election under the Constitution and laws
in force and have signed the above application of my own free
will."
"One certificate of the officer before whom the oath is taken
may be so made as to apply to all to whom it was administered."
Art. 13.51 (1967).
[
Footnote 8]
Prior to the convening of the three-judge court, the
single-judge District Court had temporarily restrained appellee
from refusing to accept and file supplemental nominating petitions
obtained by the American Party of Texas between the statutory
deadline for filing them, June 30, 1972, and September 1, 1972.
During the additional court-ordered circulation period, the
American Party of Texas garnered 17,678 additional signatures,
bringing their total to over 25,000. Brief for American Party of
Texas 5. In its final order, the three-judge District Court
dissolved the restraining order and declared all signatures
gathered during the extended period to be null and void. 349 F.
Supp. at 1286. This Court denied a subsequent application for a
temporary restraining order,
409 U. S. 803
(1972).
[
Footnote 9]
Tr. of Oral Arg. 24.
[
Footnote 10]
Appellants also challenged two aspects of the Texas Election
Code unrelated to ballot qualification: exclusion from public
financing for nomination and ballot qualification expenses and
restrictions on the availability of absentee ballots. These
provisions are discussed separately in Parts
415 U.
S. S. 794|>V,
infra.
The American Party and Texas New Party challenged in the
District Court on equal protection and due process grounds the
requirement of Art. 13.47a(1) (1967) that a person seeking
nomination as a minority party candidate comply with Art. 13.12 and
file a declaration to this effect approximately three months before
the party primaries and conventions. The District Court upheld this
provision, noting that it applied to all political parties. In this
Court, only the Texas New Party has discussed this restriction.
While this appellant seems to be arguing that this requirement,
along with all others imposed upon minority political parties,
makes its ballot qualification more burdensome, we are unable to
distinguish this contention from the part's overall attack on the
Texas statutory scheme. As such, it must fail for the reasons
discussed in Part II of the opinion. Moreover, appellant readily
concedes that "[t]his requirement is identical to that imposed upon
prospective candidates for a major party nomination by Art. 13.12."
Brief for Texas New Party 7. We do not understand appellant to be
arguing that the State may impose no deadline for declaring one's
candidacy. Nor do we read its brief on the merits as challenging
the reasonableness of the three-month benchmark chosen by Texas.
Under these circumstances, we affirm the judgment of the District
Court on this point.
[
Footnote 11]
"The right to form a party for the advancement of political
goals means little if a party can be kept off the election ballot,
and thus denied an equal opportunity to win votes. So also, the
right to vote is heavily burdened if that vote may be cast only for
one of two parties at a time when other parties are clamoring for a
place on the ballot. In determining whether the State has power to
place such unequal burdens on minority groups where rights of this
kind are at stake, the decisions of this Court have consistently
held that"
"only a compelling state interest in the regulation of a subject
within the State's constitutional power to regulate can justify
limiting First Amendment freedoms."
"
NAACP v. Button, 371 U. S. 415,
371 U. S.
438 (1963)."
Williams v. Rhodes, 393 U. S. 23,
393 U. S. 31
(1968).
See also Kusper v. Pontikes, 414 U. S.
51,
414 U. S. 56-59
(1973).
[
Footnote 12]
See, e.g., Tex.Election Code, Arts. 13.33, 13.34,
13.35, 13.37, 13.38 (1967, Supp. 1973, Supp. 1974).
[
Footnote 13]
"The fact is that there are obvious differences in kind between
the needs and potentials of a political party with historically
established broad support, on the one hand, and a new or small
political organization, on the other. [A State is not] guilty of
invidious discrimination in recognizing these differences and
providing different routes to the printed ballot. Sometimes the
grossest discrimination can lie in treating things that are
different as though they were exactly alike, a truism well
illustrated in
Williams v. Rhodes, supra."
Jenness v. Fortson, 403 U. S. 431,
403 U. S.
441-442 (1971).
[
Footnote 14]
Appellants concede, as we think they must, that the objectives
ostensibly sought by the State,
viz., preservation of the
integrity of the electoral process and regulating the number of
candidates on the ballot to avoid undue voter confusion, are
compelling. Brief for Texas New Party 119.
See, e.g., Rosario
v. Rockefeller, 410 U.S. at
410 U. S. 761;
Dunn v. Blumstein, 405 U. S. 330,
405 U. S. 345
(1972);
Bullock v. Carter, 405 U.
S. 134,
405 U. S. 145
(1972);
Williams v. Rhodes, 393 U.S. at
393 U. S. 32. As
we said only recently in
Jenness v. Fortson, supra, at
403 U. S.
442:
"There is surely an important state interest in requiring some
preliminary showing of a significant modicum of support before
printing the name of a political organization's candidate on the
ballot -- the interest, if no other, in avoiding confusion,
deception, and even frustration of the democratic process at the
general election."
[
Footnote 15]
The District Court balanced this lenient 1% petition requirement
against what it thought was a somewhat burdensome requirement of
precinct, county, and state conventions and concluded that, as a
whole, the system was valid. Actually, save the precinct nominating
conventions, the party nominating convention process is unrelated
to ballot qualification and corresponds more to the democratic
management of the political party's internal affairs.
[
Footnote 16]
As we have already indicated, the nominees of the two major
parties are automatically placed on the general election ballot,
but this is only because these parties have recently demonstrated
substantial voter appeal. Texas has chosen this reasonable way to
measure public support for the more established political parties.
We do not understand appellants to argue that the Democratic and
Republican Parties in Texas must also be required to circulate
petitions and garner the requisite 1% showing. We further doubt
that appellants would care to be forced to conduct a primary
election in every precinct in each of Texas' 254 counties.
Cf.
Jenness v. Fortson, supra, at
403 U. S. 441.
Moreover, the major parties, like their smaller or newer
counterparts, must satisfy the same statutory qualifications as to
declaration of candidacy, certifications of nominating process
results, and the like. Texas has provided alternative routes to the
ballot -- state-wide primaries and precinct conventions -- and it
is problematical at best which is more onerous in fact. It is
sufficient to note that the system does not create or promote a
substantial imbalance in the relative difficulty of each group to
qualify for the ballot.
[
Footnote 17]
The parties have not brought to our attention any decision
holding that as a constitutional matter, a State is obligated to
allow a voter to vote in a party primary and sign a nominating
petition. It is true that, under the Georgia system in
Jenness
v. Fortson, supra, the State had apparently decided that its
legitimate goals would not be compromised by allowing voters to
sign a petition even though they have signed others and
participated in a party primary. Nothing in that decision, however,
can be read to impose upon the States the affirmative duty to allow
voters to move freely from one to the other method of nominating
candidates for the same public office. This reading becomes all the
more evident in light of the fact that
Jackson v.
Ogilvie, 325 F.
Supp. 864 (ND Ill.1971), was affirmed on the same day that
Jenness was decided, 403 U.S. 925. Indeed, the federal
court decisions with which we are familiar agree with
Jackson
v. Ogilvie, and reflect the views we adopt here.
See,
e.g., Moore v. Board of Elections for the District of
Columbia, 319 F. Supp. 437 (DC 1970);
Wood v.
Putterman, 316 F.
Supp. 646 (Md.),
aff'd, 400 U.S. 859 (1970);
Socialist Workers Party v. Rockefeller, 314 F.
Supp. 984 (SDNY),
aff'd, 400 U.S. 806 (1970)
[
Footnote 18]
The 55-day period for petition circulation terminates 120 days
before the general election. We agree with the District Court that
some cutoff period is necessary for the Secretary of State to
verify the validity of signatures on the petitions, to print the
ballots, and, if necessary, to litigate any challenges. We also
believe that, in view of the overall statutory scheme, and
particularly in light of the "second chance" Texas affords smaller
political parties to qualify by petition, the 120-day pre-election
filing deadline is neither unreasonable nor unduly burdensome.
[
Footnote 19]
Tex.Election Code, Art. 14.01.
[
Footnote 20]
Jenness v. Fortson, 403 U.S. at
403 U. S. 442;
see supra at
415 U. S.
782.
[
Footnote 21]
This 25% approximation may actually be a conservative
projection. Voting statistics compiled by the Office of Secretary
of State indicate that 2,306,910 votes were cast for governor in
the first 1972 Texas primaries of both parties and 2,036,770 in the
runoff primary elections. As of January 31, 1972, the last date
before the primaries on which aggregate state-wide statistics are
available, 3,872,462 voters had registered in Texas. Thus, without
accounting for any increased registration by the time of the
primaries, registered voter turnout ranged from approximately 60%
to 53%, respectively. It is, of course, conceivable that some
voters participating in the runoff primaries had not voted in the
first primary, thereby raising to some figure higher than 60% those
voters who were disqualified under Texas law from signing the
nominating petitions of independent candidates. We are nevertheless
unwilling to assume, based on the evidence before us, that this
would be such a high number of voters that independent candidates
would be left with an insignificant pool of eligible voters to sign
their petitions.
Comparative voting statistics on primary election participation
in other States also suggest that the 25% estimate is modest. In
California, for example, official figures reveal the following
percentage of total registered voters at all party primaries for
the past seven biennial elections:
1960 62.80%
1962 63.53%
1964 71.94%
1966 64.67%
1968 72.21%
1970 62.23%
1972 70.95%
California Secretary of State, Statement of Vote, Consolidated
Primary Election, June 6, 1972, p. 3.
The 1972 Democratic Party presidential primaries in Florida and
Massachusetts witnessed voter turnout of approximately 59% and 56%,
respectively. 30 Congressional Quarterly 481, 862, 1655 (1972). The
realistic prospect of a post-primary pool of much higher than 25%
is even greater in light of the fact that Texas has traditionally
trailed behind national voter participation averages by a sizable
margin. C. McCleskey, The Government and Politics of Texas 38 (4th
ed.1972).
[
Footnote 22]
The independent candidates also challenged the notary provision
of Art. 13.51. Nothing that we have been shown, however, convinces
us that the notarial requirement for independent candidates is more
suspect or burdensome than that imposed upon the political parties.
See supra at
415 U. S.
787.
[
Footnote 23]
Since it was a temporary measure, this primary financing
legislation has expired, and it has been replaced by new
legislation, the Primary Conduct and Financing Law of 1974.
Tex.Election Code, Art. 13.08c-2 (Supp. 1974). This scheme provides
for a schedule of candidate filing fees for access to the general
primary election ballot. The filing fee is waived should the
primary candidate file a nominating petition signed by a designated
number of voters. Those filing fees paid to the county chairman of
a political party holding a primary election are used to pay the
party's primary expenses. Any remaining costs are defrayed by the
State in accordance with a voucher system substantially identical
to that provided in the McKool-Stroud Primary Financing Law of 1972
challenged by appellants. The new legislation is also comparable to
its predecessor insofar as only those political parties required to
conduct primary elections, which under recent amendments to the
Texas Election Code are only those parties polling 20% or more of
the vote cast for governor in the last general election,
see n 4,
supra, are eligible for state funding.
The recent amendments to the 1972 financing law have not mooted
this controversy. If appellants were correct that they had been
unconstitutionally deprived of public financing for their 1972
qualification and nomination expenses, they might be able to compel
the State to reimburse them. Under these circumstances, and in view
of the special nature of election challenges in general and this
short-term funding measure in particular, we proceed to evaluate
appellants' claims on the merits.
[
Footnote 24]
The American Party has alleged that, by virtue of the State's
compulsory nominating and qualification procedures, it was forced
to incur extraordinary costs, including the printing of 12,000
signature sheets, payment of at least 50� as a statutory
notary fee for over 22,000 signatures, and expenditures for
distributing, collecting, and filing petitions.
[
Footnote 25]
"Appellants strenuously urge that apportioning the cost among
the candidates is the only feasible means for financing the
primaries. They argue that, if the State must finance the
primaries, it will have to determine which political bodies are
'parties,' so as to be entitled to state sponsorship for their
nominating process, and that this will result in new claims of
discrimination. Appellants seem to overlook the fact that a similar
distinction is presently embodied in Texas law, since only those
political parties whose gubernatorial candidate received 200,000 or
more votes in the last preceding general election are required to
conduct primary elections. Moreover, the Court has recently upheld
the validity of a state law distinguishing between political
parties on the basis of success in prior elections.
Jenness v.
Fortson, supra. We are not persuaded that Texas would be faced
with an impossible task in distinguishing between political parties
for the purpose of financing primaries."
405 U.S. at
405 U. S. 147
(footnote omitted).
MR. JUSTICE DOUGLAS, dissenting in part.
While I agree with the Court on the absentee ballot aspect of
these cases, I dissent on the main issue. These cases involve
appeals from the dismissal of actions seeking declaratory and
injunctive relief against provisions of the Texas Election Code
relating to
Page 415 U. S. 796
minority parties and independent candidates. The District Court
noted that:
"While the Supreme Court of the United States has delineated on
the extreme end of the spectrum those combinations of restrictions
which unconstitutionally impede the election process [
Williams
v. Rhodes, 393 U. S. 23 (1968)], and those
on the other end which do not [
Jenness v. Fortson,
403 U. S.
431 (1971)], this case presents a new combination which
falls squarely in the middle."
Raza Unida Party v. Bullock, 349
F. Supp. 1272, 1275-1276 (WD Tex.1972). The hurdles facing
minority parties such as the American Party of Texas in seeking to
place nominees on the ballot are set out and compared with those of
Jenness v. Fortson, 403 U. S. 431, in
my opinion dissenting from the denial of a temporary restraining
order in
American Party of Texas v. Bullock, 409 U.
S. 803. [
Footnote 2/1] I
there noted that:
"We said in
Jenness v. Fortson, supra, at
403 U. S.
438, 'Georgia's election laws, unlike Ohio's, do not
operate to freeze the
status quo.' Texas, though not as
severe as Ohio, works in that direction. It therefore seems to me,
at least
prima facie, to impose an
Page 415 U. S. 797
invidious discrimination on the unorthodox political group."
"Perhaps full argument would dispel these doubts. But they are
so strong that I would grant the requested stay. . . ."
Id. at 806. Oral argument has failed to dispel the
doubts. For the reasons stated in
American Party of Texas v.
Bullock, supra, I believe that the totality of the
requirements imposed upon minority parties works an invidious and
unconstitutional discrimination.
An analysis of the requirements imposed on independent
candidates leads me to the same conclusion. [
Footnote 2/2] Under
Page 415 U. S. 798
the Procedures reviewed in
Jenness, independent
candidates seeking a ballot position had six months to secure the
signatures of 5% of the eligible electorate for the office in
question. The percentage required in Texas ranges, according to the
office, from 1% of the last state-wide gubernatorial vote to 5% of
the last local gubernatorial vote, and in any case no more than 500
signatures are required; the candidate, however, has only 30 days
in which to gather them. In
Jenness, a voter could
Page 415 U. S. 799
sign a candidate's petition even though he had already signed or
would sign others. Here no voter may sign the application of more
than one candidate. In
Jenness, a voter who signed the
petition of an independent was free thereafter to participate in a
party primary and a voter who previously voted in a party primary
was fully eligible to sign a petition. Here independents are not
even allowed to seek signatures until after the major party
primaries, and no voter who has participated in a party primary is
allowed to sign an independent candidate's application. In
Jenness, no signature on a nominating petition had to be
notarized, but that is not the case here.
In
Jenness, we were able to say that Georgia "has
insulated not a single potential voter from the appeal of new
political voices within its borders." 403 U.S. at
403 U. S. 442.
In Texas, however, the independent, like the minority party, must
"draw [his] support from the ranks of those who [are] either
unwilling or unable to vote in the primaries of the established
parties."
American Party of Texas v.
Bullock, 409 U.S. at
806. As with minority parties, I do not believe that Texas may
constitutionally leave independent candidates to "be content with
the left-overs to get on the ballot."
Ibid.
[
Footnote 2/1]
As I there noted, minority parties whose gubernatorial candidate
in the last election polled more than 2% of the total votes, cast
but less than 200,000 were allowed to select candidates through
either primaries or nominating conventions. Tex.Election Code, Art.
13.45(1) (Supp. 1972). The law has since been changed so that a
minority party which fielded a gubernatorial candidate who polled
more than 2% of the vote in the last election may not select
candidates through primaries, but must nominate through conventions
unless the gubernatorial candidate polled more than 20% of the
vote. Texas S. B. No. 11, 63d Legislature, Regular Session, §
6 (1973), quoted in Supplemental Appendix to Brief for American
Party of Texas 14-15.
[
Footnote 2/2]
The requirements for independent candidates are set forth in
Tex.Election Code, Art. 13.50 (1967):
"The name of a nonpartisan or independent candidate may be
printed on the official ballot in the column for independent
candidates, after a written application signed by qualified voters
addressed to the proper officer, as herein provided, and delivered
to him within thirty days after the second primary election day, as
follows:"
"If for an office to be voted for throughout the state, the
application shall be signed by one per cent of the entire vote of
the state cast for Governor at the last preceding general election,
and shall be addressed to the Secretary of State."
"If for a district office in a district composed of more than
one county, the application shall be signed by three per cent of
the entire vote cast for Governor in such district at the last
preceding general election, and shall be addressed to the Secretary
of State."
"If for a district office in a district composed of only one
county or part of one county, the application shall be signed by
five per cent of the entire vote cast for Governor in such district
at the last preceding general election, and shall be addressed to
the Secretary of State."
"If for a county office, the application shall be signed by five
per cent of the entire vote cast for Governor in such county at the
last preceding general election, and shall be addressed to the
county judge."
"If for a precinct office, the application shall be signed by
five per cent of the entire vote cast for Governor in such precinct
at the last preceding general election, and shall be addressed to
the county judge."
"Notwithstanding the foregoing provisions, the number of
signatures required on an application for any district, county, or
precinct office need not exceed five hundred."
"No application shall contain the name of more than one
candidate. No person shall sign the application of more than one
candidate for the same office; and if any person signs the
application of more than one candidate for the same office, the
signature shall be void as to all such applications. No person
shall sign such application unless he is a qualified voter, and no
person who has voted at either the general primary election or the
runoff primary election of any party shall sign an application in
favor of anyone for an office for which a nomination was made at
either such primary election."
"The application shall contain the following information with
respect to each person signing it: his address and the number of
his poll tax receipt or exemption certificate and the county of
issuance; or if he is exempt from payment of a poll tax and not
required to obtain an exemption certificate, the application shall
so state."
"Any person signing the application of an independent candidate
may withdraw and annul his signature by delivering to the candidate
and to the officer with whom the application is filed (or is to be
filed, if not then filed), his written request, signed and duly
acknowledged by him, that his signature be cancelled and annulled.
The request must be delivered before the application is acted on,
and not later than the day preceding the last day for filing the
application. Upon such withdrawal, the person shall be free to sign
the application of another candidate for the same office. Acts
1951, 52nd Leg., p. 1097, ch. 492, art. 227; as amended Acts 1963,
58th Leg., p. 1017, ch. 424, § 104."