RUSSO v. BYRNE, 409 U.S. 1013 (1972)
Decided:
November 13, 1972
Syllabus
U.S. Supreme Court
RUSSO v. BYRNE , 409 U.S. 1013 (1972)409 U.S. 1013
Anthony Joseph RUSSO, Jr., and
Daniel Ellsberg
v.
William Matthew BYRNE, Jr., etc.
No. 72-307.
Supreme Court of the United States
November 13, 1972
On petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit.
The petition for a writ of certiorari is denied.
Mr. Justice DOUGLAS, dissenting.
I regret that the Court does not take this occasion to lay down some further ground rules for the conduct of criminal cases involving electronic surveillance, in the sensitive area, which involves both the Fourth and the Sixth Amendments.
In Alderman v. United States, 394 U.S. 165, we laid down rules governing the district courts where there had been electronic surveillance of the defendant in a criminal case or where in other surveillance his words had been recorded. Alderman and its descendants made possible the conduct of criminal trials with fairness to all sides and with no disturbance to orderly proceedings.
The present case is one of several that have come across my desk this year involving not the surveillance of a
defendant in a criminal case but the surveillance of his lawyer.
It is time, I think, that we hold that the confidences of the lawyer- client relationship remain inviolate. It is also time that we set forth the prescribed procedures in an Alderman type of opinion.
The problems where the lawyer is involved seem to me to be as
critical as those where the defendant's privacy under the Fourth
Amendment is violated. [Footnote
1] The ruling [409 U.S. 1013 , 1015]
Opinions
v.
William Matthew BYRNE, Jr., etc.
No. 72-307. Supreme Court of the United States November 13, 1972 On petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit. The petition for a writ of certiorari is denied. Mr. Justice DOUGLAS, dissenting. I regret that the Court does not take this occasion to lay down some further ground rules for the conduct of criminal cases involving electronic surveillance, in the sensitive area, which involves both the Fourth and the Sixth Amendments. In Alderman v. United States, 394 U.S. 165, we laid down rules governing the district courts where there had been electronic surveillance of the defendant in a criminal case or where in other surveillance his words had been recorded. Alderman and its descendants made possible the conduct of criminal trials with fairness to all sides and with no disturbance to orderly proceedings. The present case is one of several that have come across my desk this year involving not the surveillance of a Page 409 U.S. 1013 , 1014 defendant in a criminal case but the surveillance of his lawyer. It is time, I think, that we hold that the confidences of the lawyer- client relationship remain inviolate. It is also time that we set forth the prescribed procedures in an Alderman type of opinion. The problems where the lawyer is involved seem to me to be as critical as those where the defendant's privacy under the Fourth Amendment is violated. [Footnote 1] The ruling Page 409 U.S. 1013 , 1015 which I made this last summer when I granted the stay in this case was based on the premise that the teaching of Alderman would fully apply to a case where the Sixth Amendment rights of a defendant were imperilled. We held in United States v. United States District Court, 407 U.S. 297, that electronic surveillance of internal security measures was not permissible on the basis of an order of the Attorney General, but only on judicial search warrants. We reserved decision 'with respect to activities of foreign powers or their agents.' Id., at 322. When the argument was held last summer on the stay order, the prosecution in oral presentation distinguished that case on the ground that it involved 'domestic' surveillance while the present one involved 'foreign' surveillance. The prosecution seemed reluctant to enlarge on that distinction, which led me to note in the opinion I filed granting the stay that we may be dealing only with a matter of semantics. The prosecution never submitted to me in camera the logs in question. I have now seen them and it appears that the electronic surveillance was of a telephone of a foreign national and that the intercepted conversations in this case had nothing to do 'with respect to activities of foreign persons or their agents,' the question we reserved in the previous case, 407 U.S., at 322. As I understand it, the conversation was an inquiry by one of the counsel concerning wholly personal, social and commercial matters. It is not conceivable to me that this conversation is in the 'foreign' field in the sense the word is used in the statutes involved in the United States District Court case. No activity of any foreign 'agent' as even suggested. We should therefore take the case to resolve what immunity the Executive Branch has in setting up schemes of pervasive surveillance of foreign nationals that is unrelated to espionage. Page 409 U.S. 1013 , 1016 It is, however, said that the conversation is utterly irrelevant to the issues in the present case. How can we know? Only one immersed in building a case for the prosecution or constructing a defense can know whether an innocuous-appearing conversation would be a 'link' in a chain of evidence which in time would be necessary or convenient for either the prosecution or the defense. That is why I feel strongly that, as we held in Alderman v. United States, supra, the question of relevance must be submitted for adversary hearing before the trial judge. [Footnote 2] I suspect that if that had been done here, the dispute that has delayed this trial for some months would have been quickly resolved. A grave injustice may or may not ride on the denial of certiorari today. My concern is Page 409 U.S. 1013 , 1017 not that, but the administration of the law. I use the word law in its largest sense-where the prosecution as well as the defense is required to live within the spirit and letter of the constitutional rules designed to keep Government off the backs of the people and to take no shortcuts because of public hysteria or political pressures. That question concerning the applicability of the pretrial procedures laid out in Alderman to the protection of Sixth Amendment claims make this case a singularly appropriate occasion for laying down the ground rules that will apply in federal trials. Mr. Justice BRENNAN also votes to grant the petition for certiorari. Footnotes Footnote 1 Wire-tapping, which Justice Holmes called 'dirty business,' Olmstead v. United States, 277 U.S. 438, 470, was put by Justice Brandeis in a constitutional frame of reference:
U.S. Supreme Court
RUSSO v. BYRNE , 409 U.S. 1013 (1972) 409 U.S. 1013 Anthony Joseph RUSSO, Jr., and Daniel Ellsbergv.
William Matthew BYRNE, Jr., etc.
No. 72-307. Supreme Court of the United States November 13, 1972 On petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit. The petition for a writ of certiorari is denied. Mr. Justice DOUGLAS, dissenting. I regret that the Court does not take this occasion to lay down some further ground rules for the conduct of criminal cases involving electronic surveillance, in the sensitive area, which involves both the Fourth and the Sixth Amendments. In Alderman v. United States, 394 U.S. 165, we laid down rules governing the district courts where there had been electronic surveillance of the defendant in a criminal case or where in other surveillance his words had been recorded. Alderman and its descendants made possible the conduct of criminal trials with fairness to all sides and with no disturbance to orderly proceedings. The present case is one of several that have come across my desk this year involving not the surveillance of a Page 409 U.S. 1013 , 1014 defendant in a criminal case but the surveillance of his lawyer. It is time, I think, that we hold that the confidences of the lawyer- client relationship remain inviolate. It is also time that we set forth the prescribed procedures in an Alderman type of opinion. The problems where the lawyer is involved seem to me to be as critical as those where the defendant's privacy under the Fourth Amendment is violated. [Footnote 1] The ruling Page 409 U.S. 1013 , 1015 which I made this last summer when I granted the stay in this case was based on the premise that the teaching of Alderman would fully apply to a case where the Sixth Amendment rights of a defendant were imperilled. We held in United States v. United States District Court, 407 U.S. 297, that electronic surveillance of internal security measures was not permissible on the basis of an order of the Attorney General, but only on judicial search warrants. We reserved decision 'with respect to activities of foreign powers or their agents.' Id., at 322. When the argument was held last summer on the stay order, the prosecution in oral presentation distinguished that case on the ground that it involved 'domestic' surveillance while the present one involved 'foreign' surveillance. The prosecution seemed reluctant to enlarge on that distinction, which led me to note in the opinion I filed granting the stay that we may be dealing only with a matter of semantics. The prosecution never submitted to me in camera the logs in question. I have now seen them and it appears that the electronic surveillance was of a telephone of a foreign national and that the intercepted conversations in this case had nothing to do 'with respect to activities of foreign persons or their agents,' the question we reserved in the previous case, 407 U.S., at 322. As I understand it, the conversation was an inquiry by one of the counsel concerning wholly personal, social and commercial matters. It is not conceivable to me that this conversation is in the 'foreign' field in the sense the word is used in the statutes involved in the United States District Court case. No activity of any foreign 'agent' as even suggested. We should therefore take the case to resolve what immunity the Executive Branch has in setting up schemes of pervasive surveillance of foreign nationals that is unrelated to espionage. Page 409 U.S. 1013 , 1016 It is, however, said that the conversation is utterly irrelevant to the issues in the present case. How can we know? Only one immersed in building a case for the prosecution or constructing a defense can know whether an innocuous-appearing conversation would be a 'link' in a chain of evidence which in time would be necessary or convenient for either the prosecution or the defense. That is why I feel strongly that, as we held in Alderman v. United States, supra, the question of relevance must be submitted for adversary hearing before the trial judge. [Footnote 2] I suspect that if that had been done here, the dispute that has delayed this trial for some months would have been quickly resolved. A grave injustice may or may not ride on the denial of certiorari today. My concern is Page 409 U.S. 1013 , 1017 not that, but the administration of the law. I use the word law in its largest sense-where the prosecution as well as the defense is required to live within the spirit and letter of the constitutional rules designed to keep Government off the backs of the people and to take no shortcuts because of public hysteria or political pressures. That question concerning the applicability of the pretrial procedures laid out in Alderman to the protection of Sixth Amendment claims make this case a singularly appropriate occasion for laying down the ground rules that will apply in federal trials. Mr. Justice BRENNAN also votes to grant the petition for certiorari. Footnotes Footnote 1 Wire-tapping, which Justice Holmes called 'dirty business,' Olmstead v. United States, 277 U.S. 438, 470, was put by Justice Brandeis in a constitutional frame of reference:
'The makers of our Constitution
undertook to secure conditions favorable to the pursuit of
happiness. They recognized the significance of man's spiritual
nature, of his feelings and of his intellect. They knew that only a
part of the pain, pleasure and satisfactions of life are to be
found in material things. They sought to protect Americans in their
beliefs, their thoughts, their emotions and their sensations. They
conferred, as against the Government, the right to be alone-the
most comprehensive of rights and the right most valued by civilized
men. To protect that right, every unjustifiable intrusion by the
Government upon the privacy of the individual, whatever the means
employed must be deemed a violation of the Fourth Amendment.' Id.,
at 478.
And he added:
'Decency, security and liberty alike
demand that government officials shall be subjected to the same
rules of conduct that are commands to the citizen. In a government
of laws, existence of the government will be imperilled if it fails
to observe the law scrupulously. Our Government is the potent, the
omnipresent teacher. For good or for ill, it teaches the whole
people by its example. Crime is contagious. If the Government
becomes a lawbreaker, it breeds contempt for law; it invites every
man to become a law unto himself; it invites anarchy. To declare
that in the administration of the criminal law the end justifies
the means- to declare that the Government may commit crimes in
order to secure the conviction of a private criminal-would bring
terrible retribution. Against that pernicious doctrine this Court
should resolutely set its face.' Id., at 485.
Footnote 2 In Alderman v.
United States we read:
'Adversary proceedings are a major
aspect of our system of criminal justice. Their superiority as a
means of attaining justice in a given case is nowhere more evident
than in those cases, such as the ones at bar, where an issue must
be decided on the basis of a large volume of factual materials, and
after consideration of the many and subtle interrelationships which
may exist among the facts reflected by these records. As the need
for adversary inquiry is increased by the complexity of the issues
presented for adjudication, and by the consequent inadequacy of ex
parte procedures as a means for their accurate resolution, the
displacement of well-informed advocacy necessarily becomes less
justifiable.
'Adversary proceedings will not
magically eliminate all error, but they will substantially reduce
its incidence by guarding against the possibility that the trial
judge, through lack of time or unfamiliarity with the information
contained in and suggested by the materials, will be unable to
provide the scrutiny which the Fourth Amendment exclusionary rule
demands. It may be that the prospect of disclosure will compel the
Government to dismiss some prosecutions in deference to national
security or third-party interests. But this is a choice the
Government concededly faces with respect to material which it has
obtained illegally and which it admits, or which a judge would
find, is arguably relevant to the evidence offered against the
defendant.' 394 U.S. 183-184.
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