These original actions involve the constitutionality of three
provisions of the Voting Rights Act Amendments of 1970 which (1)
lower the minimum age of voters in both state and federal elections
from 21 to 18, (2) bar the use of literacy tests (and similar
voting eligibility requirements) for a five-year period in state
and federal elections in any area where such tests are not already
proscribed by the Voting Rights Act of 1965, and (3) forbid States
from disqualifying voters in presidential and vice-presidential
elections for failure to meet state residency requirements and
provide uniform national rules for absentee voting in such
elections.
Held: (1) The 18-year-old minimum-age requirement of
the Voting Rights Act Amendments is valid for national elections.
(2) That requirement is not valid for state and local elections.
(3) The literacy test provision is valid. (4) The residency and
absentee balloting provisions are valid. Pp.
400 U. S.
117-296.
Relief granted in part and denied in part.
MR. JUSTICE BLACK concluded that:
1. Congress has the authority to permit 18-year-old citizens to
vote in national elections, under Art. I, § 4, Art. II, §
1, and the Necessary and Proper Clause, of the Constitution, since
those provisions fully empower Congress to make or alter
regulations in national elections, to supervise such elections, and
to set the qualifications for voters therein. Pp.
400 U. S. 117,
400 U. S.
119-124.
2. But under Art I, § 2, the States have the power to set
qualifications to vote in state and local elections, and the whole
Constitution reserves that power to the States except as it has
been curtailed by specific constitutional amendments. No amendment
(including the Equal Protection Clause of the Fourteenth Amendment
and the other Civil War Amendments) authorizes Congress' attempt to
lower the voting age in state and local elections. Pp.
400 U. S. 118,
400 U. S.
124-131.
Page 400 U. S. 113
3. The literacy test ban is constitutional under the Enforcement
Clauses of the Fourteenth and Fifteenth Amendments, in view of the
evidence of racial discrimination that Congress found in various
parts of the Nation: racial discrimination resulting from literacy
tests, the educational inequality stemming from the "separate but
equal" rule, and other racially discriminatory practices. Pp.
400 U. S. 118,
400 U. S.
131-134.
4. The provisions forbidding States from disqualifying voters in
national elections for presidential and vice-presidential electors
because they have not met state residency requirements and
establishing absentee balloting rules are valid under Congress'
broad powers to regulate federal elections and maintain a national
government.* Pp.
400 U. S. 118,
400 U. S.
134.
MR. JUSTICE DOUGLAS concluded that:*
1. The authority of Congress to fix at 18 the minimum age for
the civil right of voting in national elections derives from the
Equal Protection Clause of the Fourteenth Amendment and the power
to "enforce" granted by § 5 of that Amendment. Congress had an
adequate basis for concluding that 18-year-olds are mature enough
to vote and that to deprive them of the franchise would be a denial
of equal protection. Pp.
400 U. S.
135-144.
3. The bar against a State's denying the right to vote in any
federal, state, or local election because of a literacy test is
sustainable as appropriate legislation to enforce the Equal
Protection Clause, Congress having concluded that such tests have
been used to discriminate against the voting rights of minority
groups and that the tests are not necessary to ensure that voters
be well informed. Pp.
400 U. S.
144-147.
4. The right to vote in national elections is a privilege and
immunity of national citizenship and the congressional judgment to
ban durational residency requirements in presidential and
vice-presidential elections is a manifestly permissible means of
enforcing that privilege and immunity under § 5 of the
Fourteenth Amendment. Pp.
400 U. S.
147-150.
MR. JUSTICE HARLAN concluded that:*
2. The Fourteenth Amendment was not intended to restrict the
authority of the States to allocate their political power as they
see
Page 400 U. S. 114
fit and neither that Amendment nor any other provision of the
Constitution authorizes Congress to set voter qualifications in
state or local elections. Pp.
400 U. S.
154-213.
3. The literacy requirement can be deemed an appropriate means
of enforcing the Fifteenth Amendment since Congress could have
determined that racial prejudice is prevalent throughout the Nation
and that literacy tests unduly lend themselves to discriminatory
application. Pp.
400 U. S.
216-217.
MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, and MR. JUSTICE MARSHALL
concluded that:*
1. Congress has the power to forbid the disenfranchisement in
national elections of persons over the age of 18 because of their
age, in order to enforce the Equal Protection Clause of the
Fourteenth Amendment. There was ample evidence to support Congress'
conclusion that the exclusion of citizens 18 to 21 years of age
from the franchise is unnecessary to promote any legitimate
interest the States may have in assuring intelligent and
responsible voting. Pp.
400 U. S.
239-281.
3. The congressional determination that a nationwide ban on
literacy tests was necessary to prevent racial discrimination in
voting is amply supported by the legislative record, and the
proscription of literacy tests is well within the power of Congress
granted by § 2 of the Fifteenth Amendment. Pp.
400 U. S.
231-236.
4. There is adequate constitutional basis for the residency
provisions of the Act in § 5 of the Fourteenth Amendment, as
there is ample justification for the congressional findings that
durational residence requirements abridge the right of free
interstate migration and that such requirements are not reasonably
related to any compelling state interests. Pp.
400 U. S.
236-239.
MR. JUSTICE STEWART, joined by THE CHIEF JUSTICE and MR. JUSTICE
BLACKMUN, concluded that:*
2. Congress has no power to confer the right to vote in state or
local elections on citizens from the ages of 18 to 21, since under
the Constitution only the States have the power to set voting
qualifications. Pp.
400 U. S.
293-296.
3. The literacy test ban is constitutional under the Enforcement
Clause of the Fifteenth Amendment. Pp.
400 U. S.
282-284.
4. The residency provisions of the Act are constitutional
because Congress, while it does not have general authority to
establish qualifications for voting in congressional or
presidential elections,
Page 400 U. S. 115
does have the power under the Necessary and Proper Clause to
protect the privileges of United States citizenship, including the
freedom to travel and to change one's residence. Pp.
400 U. S.
285-292.
BLACK, J., delivered an opinion announcing the judgments of the
Court and expressing his own view of the case. DOUGLAS, J., filed a
separate opinion,
post, p.
400 U. S. 135.
HARLAN, J., filed an opinion concurring in part and dissenting in
part,
post, p.
400 U. S. 152.
BRENNAN, WHITE, and MARSHALL, JJ., filed an opinion dissenting from
the judgments in part and concurring in the judgments in part,
post, p.
400 U. S. 229.
STEWART, J., filed an opinion concurring in part and dissenting in
part, in which BURGER., C.J., and BLACKMUN, J., joined,
post, p.
400 U. S.
281.
Page 400 U. S. 117
MR. JUSTICE BLACK, announcing the judgments of the Court in an
opinion expressing his own view of the cases.
In these suits, certain States resist compliance with the Voting
Rights Act Amendments of 1970, Pub.L. 91-285, 84 Stat. 314, because
they believe that the Act takes away from them powers reserved to
the States by the Constitution to control their own elections.
[
Footnote 1] By its terms, the
Act does three things. First: it lowers the minimum age of voters
in both state and federal elections from 21 to 18. Second: based
upon a finding by Congress that literacy tests have been used to
discriminate against voters on account of their color, the Act
enforces the Fourteenth and Fifteenth Amendments by barring the use
of such tests in all elections, state and national, for a five-year
period. Third: the Act forbids States from disqualifying voters in
national elections for presidential and vice-presidential electors
because they have not met state residency requirements.
For the reasons set out in
400 U. S. I
believe Congress can fix the age of voters in national elections,
such as congressional, senatorial, vice-presidential
Page 400 U. S. 118
and presidential elections, but cannot set the voting age in
state and local elections. For reasons expressed in separate
opinions, my Brothers DOUGLAS, BRENNAN, WHITE, and MARSHALL join me
in concluding that Congress can enfranchise 18-year-old citizens in
national elections, but dissent from the judgment that Congress
cannot extend the franchise to 18-year-old citizens in state and
local elections. For reasons expressed in separate opinions, my
Brothers THE CHIEF JUSTICE, HARLAN, STEWART, and BLACKMUN join me
in concluding that Congress cannot interfere with the age for
voters set by the States for state and local elections. They,
however, dissent from the judgment that Congress can control voter
qualifications in federal elections. In summary, it is the judgment
of the Court that the 18-year-old vote provisions of the Voting
Rights Act Amendments of 1970 are constitutional and enforceable
insofar as they pertain to federal elections, and unconstitutional
and unenforceable insofar as they pertain to state and local
elections.
For the reasons set out in
400 U. S. I
believe that Congress, in the exercise of its power to enforce the
Fourteenth and Fifteenth Amendments, can prohibit the use of
literacy tests or other devices used to discriminate against voters
on account of their race in both state and federal elections. For
reasons expressed in separate opinions, all of my Brethren join me
in this judgment. Therefore the literacy-test provisions of the Act
are upheld.
For the reasons set out in
400 U. S. I
believe Congress can set residency requirements and provide for
absentee balloting in elections for presidential and
vice-presidential electors. For reasons expressed in separate
opinions, my Brothers THE CHIEF JUSTICE, DOUGLAS, BRENNAN, STEWART,
WHITE, MARSHALL, and BLACKMUN concur in this judgment. My
Brother
Page 400 U. S. 119
HARLAN, for the reasons stated in his separate opinion,
considers that the residency provisions of the statute are
unconstitutional. Therefore the residency and absentee balloting
provisions of the Act are upheld.
Let judgments be entered accordingly.
I
The Framers of our Constitution provided in Art. I, § 2,
that members of the House of Representatives should be elected by
the people and that the voters for Representatives should have "the
Qualifications requisite for Electors of the most numerous Branch
of the State Legislature." Senators were originally to be elected
by the state legislatures, but, under the Seventeenth Amendment,
Senators are also elected by the people, and voters for Senators
have the same qualifications as voters for Representatives. In the
very beginning, the responsibility of the States for setting the
qualifications of voters in congressional elections was made
subject to the power of Congress to make or alter such regulations
if it deemed it advisable to do so. [
Footnote 2] This was done in Art. I, § 4, of the
Constitution, which provides:
"The Times, Places and Manner of holding Elections for Senators
and Representatives, shall be
Page 400 U. S. 120
prescribed in each State by the Legislature thereof;
but the
Congress may at any time by Law make or alter such
Regulations, except as to the Places of chusing Senators."
(Emphasis supplied.) Moreover, the power of Congress to make
election regulations in national elections is augmented by the
Necessary and Proper Clause.
See McCulloch v.
Maryland, 4 Wheat. 316 (1819). In
United States
v. Classic, 313 U. S. 299
(1941), where the Court upheld congressional power to regulate
party primaries, Mr. Justice Stone, speaking
Page 400 U. S. 121
for the Court, construed the interrelation of these clauses of
the Constitution, stating:
"While, in a loose sense, the right to vote for representatives
in Congress is sometimes spoken of as a right derived from the
states . . . , this statement is true only in the sense that the
states are authorized by the Constitution to legislate on the
subject as provided by § 2 of Art. I, to the extent that
Congress has not restricted state action by the exercise of its
powers to regulate elections under § 4 and its more general
power under Article I, § 8, clause 18 of the Constitution 'to
make all laws which shall be necessary and proper for carrying into
execution the foregoing powers.'"
313 U.S. at
313 U. S. 315.
See also Ex parte Siebold, 100 U.
S. 371 (1880);
Ex parte Yarbrough, 110 U.
S. 651 (1884);
Swafford v. Templeton,
185 U. S. 487
(1902);
Wiley v. Sinkler, 179 U. S.
58 (1900)
The breadth of power granted to Congress to make or alter
election regulations in national elections, including the
qualifications of voters, is demonstrated by the fact that the
Framers of the Constitution and the state legislatures which
ratified it intended to grant to Congress the power to lay out or
alter the boundaries of the congressional districts. In the
ratifying conventions, speakers
"argued that the power given Congress in Art. I, § 4, was
meant to be used to vindicate the people's right to equality of
representation in the House,"
Wesberry v. Sanders, 376 U. S. 1,
376 U. S. 16
(1964), and that Congress would "
most probably . . . lay the
state off into districts.'" And in Colegrove v. Green,
328 U. S. 549
(1946), no Justice of this Court doubted Congress' power to
rearrange the congressional districts according to population; the
fight in that case revolved about the judicial power to compel
redistricting.
Page 400 U. S. 122
Surely no voter
qualification was more important to the
Framers than the
geographical qualification embodied in
the concept of congressional districts. The Framers expected
Congress to use this power to eradicate "rotten boroughs,"
[
Footnote 3] and Congress has,
in fact, used its power to prevent States from electing all
Congressmen at large. [
Footnote
4] There can be no doubt that the power to alter congressional
district lines is vastly more significant in its effect than the
power to permit 18-year-old citizens to go to the polls and vote in
all federal elections.
Any doubt about the powers of Congress to regulate congressional
elections, including the age and other qualifications of the
voters, should be dispelled by the opinion of this Court in
Smiley v. Holm, 285 U. S. 355
(1932). There, Chief Justice Hughes, writing for a unanimous Court,
discussed the scope of congressional power under § 4 at some
length. He said:
"The subject matter is the 'times, places and manner of holding
elections for Senators and Representatives.' It cannot be doubted
that these comprehensive words embrace authority to provide a
complete code for congressional elections, not only as to times and
places, but in relation to notices, registration, supervision of
voting, protection of voters, prevention of fraud and corrupt
practices, counting of votes, duties of inspectors and canvassers,
and making and publication of election returns; in short, to enact
the numerous requirements as to procedure and safeguards which
experience shows are necessary in order to enforce the fundamental
right involved. . . ."
"This view is confirmed by the second clause of Article I,
section 4, which provides that 'the Congress
Page 400 U. S. 123
may at any time by law make or alter such regulations,' with the
single exception stated. The phrase 'such regulations' plainly
refers to regulations of the same general character that the
legislature of the State is authorized to prescribe with respect to
congressional elections. In exercising this power, the Congress may
supplement these state regulations or may substitute its own. . . .
It 'has a general supervisory power over the whole subject.'"
Id. at
285 U. S.
366-367.
In short, the Constitution allotted to the States the power to
make laws regarding national elections, but provided that, if
Congress became dissatisfied with the state laws, Congress could
alter them. [
Footnote 5] A
newly created national government could hardly have been expected
to survive without the ultimate power to rule itself and to fill
its offices under its own laws. The Voting Rights Act Amendments of
1970, now before this Court,
Page 400 U. S. 124
evidence dissatisfaction of Congress with the voting age set by
many of the States for national elections. I would hold, as have a
long line of decisions in this Court, that Congress has ultimate
supervisory power over congressional elections. [
Footnote 6] Similarly, it is the prerogative
of Congress to oversee the conduct of presidential and
vice-presidential elections and to set the qualifications for
voters for electors for those offices. It cannot be seriously
contended that Congress has less power over the conduct of
presidential elections than it has over congressional elections.
[
Footnote 7]
On the other hand, the Constitution was also intended to
preserve to the States the power that even the Colonies had to
establish and maintain their own separate and independent
governments, except insofar as the Constitution itself commands
otherwise. My Brother HARLAN has persuasively demonstrated that the
Framers of the Constitution intended the States to keep for
themselves,
Page 400 U. S. 125
as provided in the Tenth Amendment, [
Footnote 8] the power to regulate elections. My major
disagreement with my Brother HARLAN is that, while I agree as to
the States' power to regulate the elections of their own officials,
I believe, contrary to his view, that Congress has the final
authority over federal elections. No function is more essential to
the separate and independent existence of the States and their
governments than the power to determine, within the limits of the
Constitution, the qualifications of their own voters for state,
county, and municipal offices and the nature of their own machinery
for filling local public offices.
Pope v. Williams,
193 U. S. 621
(194);
Minor v.
Happersett, 21 Wall. 162 (1875). Moreover, Art. I,
§ 2, [
Footnote 9] is a
clear indication that the Framers intended the States to determine
the qualifications of their own voters for state offices, because
those qualifications were adopted for federal offices unless
Congress directs otherwise under Art. I, § 4. It is a plain
fact of history that the Framers never imagined that the national
Congress would set the qualifications for voters in every election
from President to local constable or village alderman. It is
obvious that the whole Constitution reserves to the States the
power to set voter qualifications in state and local elections,
except to the limited extent that the people, through
constitutional amendments, have specifically narrowed the powers of
the States. Amendments Fourteen, Fifteen, Nineteen, and
Twenty-four, each of which has assumed that the States had general
supervisory power
Page 400 U. S. 126
over state elections, are examples of express limitations on the
power of the States to govern themselves. And the Equal Protection
Clause of the Fourteenth Amendment was never intended to destroy
the States' power to govern themselves, making the Nineteenth and
Twenty-fourth Amendments superfluous. My Brother BRENNAN's opinion,
if carried to its logical conclusion, would, under the guise of
insuring equal protection, blot out all state power, leaving the 50
States as little more than impotent figureheads. In interpreting
what the Fourteenth Amendment means, the Equal Protection Clause
should not be stretched to nullify the States' powers over
elections which they had before the Constitution was adopted and
which they have retained throughout our history.
Of course, the original design of the Founding Fathers was
altered by the Civil War Amendments and various other amendments to
the Constitution. The Thirteenth, Fourteenth, Fifteenth, and
Nineteenth Amendments have expressly authorized Congress to
"enforce" the limited prohibitions of those amendments by
"appropriate legislation." The Solicitor General contends in these
cases that Congress can set the age qualifications for voters in
state elections under its power to enforce the Equal Protection
Clause of the Fourteenth Amendment.
Above all else, the framers of the Civil War Amendments intended
to deny to the States the power to discriminate against persons on
account of their race.
Loving v. Virginia, 388 U. S.
1 (1967);
Gomillion v. Lightfoot, 364 U.
S. 339 (1960);
Brown v. Board of Education,
347 U. S. 483
(1954);
Slaughter-House
Cases, 16 Wall. 36,
83 U. S. 71-72
(1873). While this Court has recognized that the Equal Protection
Clause of the Fourteenth Amendment in some instances protects
against discriminations
Page 400 U. S. 127
other than those on account of race, [
Footnote 10]
see Reynolds v. Sims,
377 U. S. 533
(1964);
Hadley v. Junior College District, 397 U. S.
50 (1970);
see also Kotch v. Board of River Port
Pilots, 330 U. S. 552
(1947), and cases cited therein, it cannot be successfully argued
that the Fourteenth Amendment was intended to strip the States of
their power, carefully preserved in the original Constitution, to
govern themselves. The Fourteenth Amendment was surely not intended
to make every discrimination between groups of people a
constitutional denial of equal protection. Nor was the Enforcement
Clause of the Fourteenth Amendment intended to permit Congress to
prohibit every discrimination between groups of people. On the
other hand, the Civil War Amendments were unquestionably designed
to condemn and forbid every distinction, however trifling, on
account of race.
To fulfill their goal of ending racial discrimination and to
prevent direct or indirect state legislative encroachment on the
rights guaranteed by the amendments, the Framers gave Congress
power to enforce each of the Civil War Amendments. These
enforcement powers are broad. In
Jones v. Alfred H. Mayer
Co., 392 U. S. 409,
392 U. S. 439
(1968), the Court held that § 2 of the Thirteenth
Page 400 U. S. 128
Amendment "clothed
Congress with power to pass all laws
necessary and proper for abolishing all badges and incidents of
slavery in the United States.'" In construing § 5 of the
Fourteenth Amendment, the Court has stated:
"It is not said the
judicial power of the general
government shall extend to enforcing the prohibitions and to
protecting the rights and immunities guaranteed. It is not said
that branch of the government shall be authorized to declare void
any action of a State in violation of the prohibitions.
It is
the power of Congress which has been enlarged."
Ex parte Virginia, 100 U. S. 339,
100 U. S. 345
(1880). (Emphasis added in part.) And in
South Carolina v.
Katzenbach, 383 U. S. 301
(1966) (BLACK, J., dissenting on other grounds), the Court upheld
the literacy test ban of the Voting Rights Act of 1965, 79 Stat.
437, under Congress' Fifteenth Amendment enforcement power.
As broad as the congressional enforcement power is, it is not
unlimited. Specifically, there are at least three limitations upon
Congress' power to enforce the guarantees of the Civil War
Amendments. First, Congress may not by legislation repeal other
provisions of the Constitution. Second, the power granted to
Congress was not intended to strip the States of their power to
govern themselves or to convert our national government of
enumerated powers into a central government of unrestrained
authority over every inch of the whole Nation. Third, Congress may
only "enforce" the provisions of the amendments, and may do so only
by "appropriate legislation." Congress has no power under the
enforcement sections to undercut the amendments' guarantees of
personal equality and freedom from discrimination,
see
Katzenbach v. Morgan, 384 U. S. 641,
384 U. S. 651
n.
Page 400 U. S. 129
10 (1966), or to undermine those protections of the Bill of
Rights which we have held the Fourteenth Amendment made applicable
to the States. [
Footnote
11]
Of course, we have upheld congressional legislation under the
Enforcement Clauses in some cases where Congress has interfered
with state regulation of the local electoral process. In
Katzenbach v. Morgan, supra, the Court upheld a statute
which outlawed New York's requirement of literacy in English as a
prerequisite to voting as this requirement was applied to Puerto
Ricans with certain educational qualifications. The New York
statute overridden by Congress applied to all elections. And in
South Carolina v. Katzenbach, supra, (BLACK, J.,
dissenting on other grounds), the Court upheld the literacy test
ban of the Voting Rights Act of 1965. That Act proscribed the use
of the literacy test in all elections in certain areas. But
division of power between state and national governments, like
every provision of the Constitution, was expressly qualified by the
Civil War Amendments' ban on racial discrimination. Where Congress
attempts to remedy racial discrimination under its enforcement
powers, its authority is enhanced by the avowed intention of the
framers of the Thirteenth, Fourteenth, and Fifteenth Amendments.
Cf. Harper v. Virginia Board of Elections, 383 U.
S. 663,
383 U. S. 670
(1966) (BLACK, J., dissenting).
Page 400 U. S. 130
In enacting the 18-year-old vote provisions of the Act now
before the Court, Congress made no legislative findings that the
21-year-old vote requirement was used by the States to
disenfranchise voters on account of race. I seriously doubt that
such a finding, if made, could be supported by substantial
evidence. Since Congress has attempted to invade an area preserved
to the States by the Constitution without a foundation for
enforcing the Civil War Amendments' ban on racial discrimination, I
would hold that Congress has exceeded its powers in attempting to
lower the voting age in state and local elections. On the other
hand, where Congress legislates in a domain not exclusively
reserved by the Constitution to the States, its enforcement power
need not be tied so closely to the goal of eliminating
discrimination on account of race.
To invalidate part of the Voting Rights Act Amendments of 1970,
however, does not mean that the entire Act must fall, or that the
constitutional part of the 18-year-old vote provision cannot be
given effect. In passing the Voting Rights Act Amendments of 1970,
Congress recognized that the limits of its power under the
Enforcement Clauses were largely undetermined, and therefore
included a broad severability provision:
"If any provision of this Act or the application of any
provision thereof to any person or circumstance is judicially
determined to be invalid, the remainder of this Act or the
application of such provision to other persons or circumstances
shall not be affected by such determination."
84 Stat. 318. In this case, it is the judgment of the Court that
Title III, lowering the voting age to 18, is invalid as applied to
voters in state and local elections. It is also the judgment of the
Court that Title III is valid with respect to national elections.
We would fail to follow the
Page 400 U. S. 131
express will of Congress in interpreting its own statute if we
refused to sever these two distinct aspects of Title III. Moreover,
it is a longstanding canon of statutory construction that
legislative enactments are to be enforced to the extent that they
are not inconsistent with the Constitution, particularly where the
valid portion of the statute does not depend upon the invalid part.
See, e.g., Watson v. Buck, 313 U.
S. 387 (1941);
Marsh v. Buck, 313 U.
S. 406 (1941). Here, of course, the enforcement of the
18-year-old vote in national elections is in no way dependent upon
its enforcement in state and local elections.
II
In Title I of the Voting Rights Act Amendments of 1970, Congress
extended the provisions of the Voting Rights Act of 1965 which ban
the use of literacy tests in certain States upon the finding of
certain conditions by the United States Attorney General. The Court
upheld the provisions of the 1965 Act over my partial dissent in
South Carolina v. Katzenbach, supra, and
Gaston County
v. United States, 395 U. S. 285
(1969). The constitutionality of Title I is not raised by any of
the parties to these suits. [
Footnote 12]
In Title II of the Amendments, Congress prohibited until August
6, 1975, the use of any test or device resembling a literacy test
in any national, state, or local election
Page 400 U. S. 132
in any area of the United States where such test is not already
proscribed by the Voting Rights Act of 1965. The State of Arizona
maintains that Title II cannot be enforced to the extent that it is
inconsistent with Arizona's literacy test requirement,
Ariz.Rev.Stat.Ann. §§ 16-101.A.4, 16-101.A.5 (1956). I
would hold that the literacy test ban of the 1970 Amendments is
constitutional under the Enforcement Clause of the Fifteenth
Amendment, and that it supersedes Arizona's conflicting statutes
under the Supremacy Clause of the Federal Constitution. In enacting
the literacy test ban of Title II, Congress had before it a long
history of the discriminatory use of literacy tests to disfranchise
voters on account of their race. Congress could have found that, as
late as the summer of 1968, the percentage registration of nonwhite
voters in seven Southern States was substantially below the
percentage registration of white voters. [
Footnote 13] Moreover, Congress had before it striking
evidence to show that the provisions of the 1965 Act had had, in
the span of four years, a remarkable impact on minority group voter
registration. [
Footnote 14]
Congress also had evidence to show that voter registration in areas
with large Spanish-American populations was consistently below the
state and national averages. In Arizona, for example, only two
counties out of eight with Spanish surname populations in excess of
15% showed a voter registration equal to the state-wide average.
[
Footnote 15] Arizona also
has a serious problem of deficient voter registration among
Indians. Congressional
Page 400 U. S. 133
concern over the use of a literacy test to disfranchise Puerto
Ricans in New York State is already a matter of record in this
Court.
Katzenbach v. Morgan, supra. And as to the Nation
as a whole, Congress had before it statistics which demonstrate
that voter registration and voter participation are consistently
greater in States without literacy tests. [
Footnote 16]
Congress also had before it this country's history of
discriminatory educational opportunities in both the North and the
South. The children who were denied an equivalent education by the
"separate but equal" rule of
Plessy v. Ferguson,
163 U. S. 537
(1896), overruled in
Brown v. Board of Education,
347 U. S. 483
(1954), are now old enough to vote. There is substantial, if not
overwhelming, evidence from which Congress could have concluded
that it is a denial of equal protection to condition the political
participation of children educated in a dual school system upon
their educational achievement. Moreover, the history of this
legislation suggests that concern with educational inequality was
perhaps uppermost in the minds of the congressmen who sponsored the
Act. The hearings are filled with references to educational
inequality. Faced with this and other evidence that literacy tests
reduce voter participation in a discriminatory manner not only in
the South but throughout the Nation, Congress was supported by
substantial evidence in concluding that a nationwide ban on
literacy tests was appropriate to enforce the Civil War
amendments.
Finally, there is yet another reason for upholding the literacy
test provisions of this Act. In imposing a nationwide ban on
literacy tests, Congress has recognized a national problem for what
it is -- a serious
national dilemma that touches every
corner of our land.
Page 400 U. S. 134
In this legislation, Congress has recognized that discrimination
on account of color and racial origin is not confined to the South,
but exists in various parts of the country. Congress has decided
that the way to solve the problems of racial discrimination is to
deal with nationwide discrimination with nationwide legislation.
Compare South Carolina v. Katzenbach, supra, and Gaston County
v. United States, supra.
III
In Title II of the Voting Rights Act Amendments Congress also
provided that, in presidential and vice-presidential elections, no
voter could be denied his right to cast a ballot because he had not
lived in the jurisdiction long enough to meet its residency
requirements. Furthermore, Congress provided uniform national rules
for absentee voting in presidential and vice-presidential
elections. In enacting these regulations, Congress was attempting
to insure a fully effective voice to all citizens in national
elections. What I said in
400 U. S.
Acting under its broad authority to create and maintain a national
government, Congress unquestionably has power under the
Constitution to regulate federal elections. The Framers of our
Constitution were vitally concerned with setting up a national
government that could survive. Essential to the survival and to the
growth of our national government is its power to fill its elective
offices and to insure that the officials who fill those offices are
as responsive as possible to the will of the people whom they
represent.
IV
Our judgments today give the Federal Government the power the
Framers conferred upon it, that is, the final control of the
elections of its own officers. Our judgments also save for the
States the power to control state and
Page 400 U. S. 135
local elections which the Constitution originally reserved to
them and which no subsequent amendment has taken from them.
[
Footnote 17] The
generalities of the Equal Protection Clause of the Fourteenth
Amendment were not designed or adopted to render the States
impotent to set voter qualifications in elections for their own
local officials and agents in the absence of some specific
constitutional limitations.
* Together with No. 44, Orig.,
Texas v. Mitchell, Attorney
General, No. 46, Orig.,
United States v. Arizona, and
No. 47, Orig.,
United States v. Idaho, also on bills of
complaint.
* [NOTE: A numbered category that is used for MR. JUSTICE
BLACK's opinion is not repeated below where the opinion being
headnoted does not concur or concur in the result with respect to
the point involved in that category.]
[
Footnote 1]
In Nos. 43, Orig., and 44, Orig., Oregon and Texas,
respectively, invoke the original jurisdiction of this Court to sue
the United States Attorney General seeking an injunction against
the enforcement of Title III (18-year-old vote) of the Act. In No.
46, Orig., the United States invokes our original jurisdiction
seeking to enjoin Arizona from enforcing its laws to the extent
that they conflict with the Act, and directing the officials of
Arizona to comply with the provisions of Title II (nationwide
literacy test ban), § 201, 84 Stat. 315, and Title III
(18-year-old vote), §§ 301, 302, 84 Stat. 318, of the
Act. In No. 47, Orig., the United States invokes our original
jurisdiction seeking to enjoin Idaho from enforcing its laws to the
extent that they conflict with Title II (abolition of residency
requirements in presidential and vice-presidential elections),
§ 202, 84 Stat. 316, and Title III (18-year-old vote) of the
Act. No question has been raised concerning the standing of the
parties or the jurisdiction of this Court.
[
Footnote 2]
Article I, § 4, was a compromise between those delegates to
the Constitutional Convention who wanted the States to have final
authority over the election of all state and federal officers and
those who wanted Congress to make laws governing national
elections, 2 J. Story, Commentaries on the Constitution of the
United States 280-292 (1st ed. 1833). The contemporary
interpretation of this compromise reveals that those who favored
national authority over national elections prevailed. Six States
included in their resolutions of ratification the recommendation
that a constitutional amendment be adopted to curtail the power of
the Federal Government to regulate national elections. Such an
amendment was never adopted.
A majority of the delegates to the Massachusetts ratifying
convention must have assumed that Art. I, § 4, gave very broad
powers to Congress. Otherwise, that convention would not have
recommended an amendment providing:
"That Congress do not exercise the powers vested in them by the
4th section of the 1st article, but in cases where a state shall
neglect or refuse to make the regulations therein mentioned, or
shall make regulations subversive of the rights of the people to a
free and equal representation in Congress, agreeably to the
Constitution."
2 J. Elliot's Debates on the Federal Constitution 177 (1876).
The speech of Mr. Cabot, one delegate to the Massachusetts
convention, who argued that Art. I, § 4, was "to be as highly
prized as any in the Constitution," expressed a view of the breadth
of that section which must have been shared by most of his
colleagues:
"[I]f the state legislatures are suffered to regulate
conclusively the elections of the democratic branch, they may . . .
finally annihilate that control of the general government, which
the people ought always to have. . . ."
Id. at 26.
And Cabot was supported by Mr. Parsons, who added:
"They might make an unequal and partial division of the states
into districts for the election of representatives, or they might
even disqualify one third of the electors. Without these power in
Congress, the people can have no remedy; but the 4th section
provides a remedy, a controlling power in a legislature, composed
of senators and representatives of twelve states, without the
influence of our commotions and factions, who will hear
impartially, and preserve and restore to the people their equal and
sacred rights of election."
Id. at 27.
[
Footnote 3]
See Wesberry v. Sanders, 376 U. S.
1,
376 U. S. 14-16
(1964).
[
Footnote 4]
See, e.g., Act of Aug. 8, 1911, 37 Stat. 13.
[
Footnote 5]
My Brother STEWART has cited the debates of the Constitutional
Convention to show that Ellsworth, Mason, Madison, and Franklin
successfully opposed granting Congress the power to regulate
federal elections, including the qualifications of voters, in the
original Constitution. I read the history of our Constitution
differently. Mr. Madison, for example, explained Art. I, § 4,
to the Virginia ratifying convention as follows:
"[I]t was thought that the regulation of time, place, and
manner, of electing the representatives should be uniform
throughout the continent. Some States might regulate the elections
on the principles of equality, and others might regulate them
otherwise. This diversity would be obviously unjust. . . . Should
the people of any state by any means be deprived of the right of
suffrage, it was judged proper that it should be remedied by the
general government."
3 J. Elliot's Debates on the Federal Constitution 367 (1876).
And Mr. Mason, who was supposedly successful in opposing a broad
grant of power to Congress to regulate federal elections, still
found it necessary to support an unsuccessful Virginia proposal to
curb the power of Congress under Art. I, § 4.
Id. at
403.
[
Footnote 6]
See, e.g., Ex parte Siebold, 100 U.
S. 371 (1880);
Ex parte Yarbrough, 110 U.
S. 651 (1884);
United States v. Mosley,
238 U. S. 383
(1915);
United States v. Classic, 313 U.
S. 299 (1941).
[
Footnote 7]
With reference to the selection of the President and Vice
President, Art. II, § 1, provides:
"Each State shall appoint, in such Manner as the Legislature
thereof may direct, a Number of Electors, equal to the whole Number
of Senators and Representatives to which the State may be entitled
in the Congress. . . ."
But this Court, in
Burroughs v. United States,
290 U. S. 534
(1934), upheld the power of Congress to regulate certain aspects of
elections for presidential and vice-presidential electors,
specifically rejecting a construction of Art. II, § 1, that
would have curtailed the power of Congress to regulate such
elections. Finally, and most important, inherent in the very
concept of a supreme national government with national officers is
a residual power in Congress to insure that those officers
represent their national constituency as responsively as possible.
This power arises from the nature of our constitutional system of
government and from the Necessary and Proper Clause.
[
Footnote 8]
"The powers not delegated to the United States by the
Constitution, nor prohibited by it to the States, are reserved to
the States respectively, or to the people."
U.S.Const., Amdt. X.
[
Footnote 9]
"The House of Representatives shall be composed of Members
chosen every second Year by the People of the several States, and
the Electors in each State shall have the Qualifications requisite
for Electors of the most numerous Branch of the State
Legislature."
[
Footnote 10]
My Brother BRENNAN relies upon
Carrington v. Rash,
380 U. S. 89
(1965);
Cipriano v. City of Houma, 395 U.
S. 701 (1969); and
Evans v. Cornman,
398 U. S. 419
(1970). These typical equal protection cases, in which I joined,
are not relevant or material to our decision in the cases before
us. The establishment of voter age qualifications is a matter of
legislative judgment which cannot be properly decided under the
Equal Protection Clause. The crucial question here is not who is
denied equal protection, but, rather, which political body, state
or federal, is empowered to fix the minimum age of voters. The
Framers intended the States to make the voting age decision in all
elections with the provision that Congress could override state
judgments concerning the qualifications of voters in federal
elections.
[
Footnote 11]
See: the First Amendment,
e.g., Gitlow v. New
York, 268 U. S. 652
(1925);
Cantwell v. Connecticut, 310 U.
S. 296 (1940);
Edwards v. South Carolina,
372 U. S. 229
(1963); the Fourth Amendment,
Mapp v. Ohio, 367 U.
S. 643 (1961); the Fifth Amendment,
Chicago, B.
& Q. R. Co. v. Chicago, 166 U. S. 226
(1897);
Malloy v. Hogan, 378 U. S. 1 (1964);
Benton v. Maryland, 395 U. S. 784
(1969); the Sixth Amendment,
Gideon v. Wainwright,
372 U. S. 335
(1963);
Pointer v. Texas, 380 U.
S. 400 (1965);
Klopfer v. North Carolina,
386 U. S. 213
(1967);
Duncan v. Louisiana, 391 U.
S. 145 (1968); and the Eighth Amendment,
Robinson v.
California, 370 U. S. 660
(1962).
[
Footnote 12]
Yuma County, Arizona, is presently subject to the literacy test
ban of the Voting Rights Act of 1965 pursuant to a determination of
the Attorney General under § 4(a) of the 1965 Act. I do not
understand Arizona to contest the application of the 1965 Act or
its extension to that county. Arizona "does not question" Congress'
authority to enforce the Fourteenth and Fifteenth Amendments "when
Congress possesses a
special legislative competence'"; and
cites South Carolina v. Katzenbach, 383 U.
S. 301 (1966), and Katzenbach v. Morgan,
384 U. S. 641
(1966), with approval. Answer and Brief for Arizona, No. 46, Orig.,
O.T. 1970.
[
Footnote 13]
Hearings on H.R. 4249, H.R. 5538, and Similar Proposals before
Subcommittee No. 5 of the House Committee on the Judiciary, 91st
Cong., 1st Sess., Ser. 3, p. 14 (1969).
[
Footnote 14]
Id. at 93.
[
Footnote 15]
Hearings on S. 818, S. 2456, S. 2507, and Title IV of S. 2029
before the Subcommittee on Constitutional Rights of the Senate
Committee on the Judiciary, 91st Cong., 1st and 2d Sess., 406
(1969-1970).
[
Footnote 16]
Id. at 401.
[
Footnote 17]
That these views are not novel is demonstrated by Mr. Justice
Story in his Commentaries on the Constitution of the United States,
vol. 2, pp. 284-285 (1st ed. 1833):
"There is, too, in the nature of such a provision [Art. I,
§ 4], something incongruous, if not absurd. What would be said
of a clause introduced into the national constitution to regulate
the state elections of the members of the state legislatures? It
would be deemed a most unwarrantable transfer of power, indicating
a premeditated design to destroy the state governments. It would be
deemed so flagrant a violation of principle, as to require no
comment. It would be said, and justly, that the state governments
ought to possess the power of self-existence and self-organization,
independent of the pleasure of the national government.
Why
does not the same reasoning apply to the national government?
What reason is there to suppose, that the state governments will be
more true to the Union, than the national government will be to the
state governments?"
(Emphasis added.) (Footnote omitted.)
MR. JUSTICE DOUGLAS.
I dissent from the judgments of the Court insofar as they
declare § 302 of the Voting Rights Act, 84 Stat. 318,
unconstitutional as applied to state elections and concur in the
judgments as they affect federal elections, but for different
reasons. I rely on the Equal Protection Clause and on the
Privileges and Immunities Clause of the Fourteenth Amendment.
I
The grant of the franchise to 18-year-olds by Congress is, in my
view, valid across the board.
Page 400 U. S. 136
I suppose that, in 1920, when the Nineteenth Amendment was
ratified giving women the right to vote, it was assumed by most
constitutional experts that there was no relief by way of the Equal
Protection Clause of the Fourteenth Amendment. In
Minor v.
Happersett, 21 Wall. 162, the Court held in the
1874 Term that a State could constitutionally restrict the
franchise to men. While the Fourteenth Amendment was relied upon,
the thrust of the opinion was directed at the Privileges and
Immunities Clause with a subsidiary reference to the Due Process
Clause. It was much later, indeed not until the 1961 Term -- nearly
a century after the Fourteenth Amendment was adopted -- that
discrimination against voters on grounds
other than race
was struck down.
The first case in which this Court struck down a statute under
the Equal Protection Clause of the Fourteenth Amendment was
Strauder v. West Virginia, 100 U.
S. 303, decided in the 1879 Term. [
Footnote 2/1] In the 1961 Term, we squarely held that
the manner of apportionment of members of a state legislature
raised a justiciable question under the Equal Protection Clause,
Baker v. Carr, 369 U. S. 186.
That case was followed by numerous others,
e.g.: that one
person could not be given twice or 10 times the voting power of
another person in a state-wide election merely because he lived in
a rural area or
Page 400 U. S. 137
in the smallest rural county; [
Footnote 2/2] that the principle of equality applied to
both Houses of a bicameral legislature; [
Footnote 2/3] that political parties receive protection
under the Equal Protection Clause just as voters do. [
Footnote 2/4]
The reapportionment cases, however, are not quite in point here,
though they are the target of my Brother HARLAN's dissent. His
painstaking review of the history of the Equal Protection Clause
leads him to conclude that "political" rights are not protected,
though "civil" rights are protected. The problem of what questions
are "political" has been a recurring issue in this Court from the
beginning, and we recently reviewed them all in
Baker v. Carr,
supra, and in
Powell v. McCormack, 395 U.
S. 486.
Baker v. Carr was a reapportionment
case, and
Powell v. McCormack involved the exclusion from
the House of Representatives of a Congressman. The issue of
"political" question versus "justiciable" question was argued
pro and
con in those cases, and my Brother HARLAN
stated in
Baker v. Carr, 369 U.S. at
369 U.S. 330 et seq., and on
related occasions (
Gray v. Sanders, 372 U.
S. 368,
372 U. S. 382;
Wesberry v. Sanders, 376 U. S. 1,
376 U. S. 20;
Reynolds
v.
Page 400 U. S. 138
Sims, 377 U. S. 533,
377 U.S. 589) his views on
the constitutional dimensions of the "political" question in the
setting of the reapportionment problem.
Those cases involved the question whether legislatures must be
so structured as to reflect with approximate equality the voice of
every voter. The ultimate question was whether, absent a proper
apportionment by the legislature, a federal court could itself make
an apportionment. That kind of problem raised issues irrelevant
here. Reapportionment, as our experience shows, presented a tangle
of partisan politics in which geography, economics, urban life,
rural constituencies, and numerous other nonlegal factors play
varying roles. The competency of courts to deal with them was
challenged. Yet we held the issues were justiciable. None of those
so-called "political" questions are involved here.
This case, so far as equal protection is concerned, is no whit
different from a controversy over a state law that disqualifies
women from certain types of employment,
Goesaert v.
Cleary, 335 U. S. 464, or
that imposes a heavier punishment on one class of offender than on
another whose crime is not intrinsically different.
Skinner v.
Oklahoma, 316 U. S. 535. The
right to vote is, of course, different in one respect from the
other rights in the economic, social, or political field which, as
indicated in the
400
U.S. 112app|>Appendix to this opinion, are under the Equal
Protection Clause. The right to vote is a civil right deeply
embedded in the Constitution. Article I, § 2, provides that
the House is composed of members "chosen . . . by the People" and
the electors "shall have the Qualifications requisite for Electors
of the most numerous Branch of the State Legislature." The
Seventeenth Amendment states that Senators shall be "elected by the
people." The Fifteenth Amendment speaks of the "right of citizens
of the United States to vote" -- not only in federal
Page 400 U. S. 139
but in state elections. The Court in
Ex parte
Yarbrough, 110 U. S. 651,
110 U. S. 665,
stated:
"This new constitutional right was mainly designed for citizens
of African descent. The principle, however, that the protection of
the exercise of this right is within the power of Congress, is as
necessary to the right of other citizens to vote as to the colored
citizen, and to the right to vote in general as to the right to be
protected against discrimination."
It was in that tradition that we said in
Reynolds v. Sims,
supra, at
377 U. S.
555,
"The right to vote freely for the candidate of one's choice is
of the essence of a democratic society, and any restrictions on
that right strike at the heart of representative government."
This "right to choose, secured by the Constitution,"
United
States v. Classic, 313 U. S. 299,
313 U. S. 315,
is a civil right of the highest order. Voting concerns "political"
matters; but the right is not "political" in the constitutional
sense. Interference with it has given rise to a long and consistent
line of decisions by the Court; and the claim has always been
upheld as justiciable. [
Footnote
2/5] Whatever distinction may have been made, following the
Civil War, between "civil" and "political" rights, has passed into
history. In
Harper v. Virginia Board of Elections,
383 U. S. 663,
383 U. S. 669,
we stated: "Notions of what constitutes equal treatment for
purposes of the Equal Protection Clause do change." That statement
is in harmony with my view of the Fourteenth Amendment, as
expressed by my Brother BRENNAN:
"We must therefore conclude that its framers understood their
Amendment to be a broadly worded injunction capable of being
interpreted
Page 400 U. S. 140
by future generations in accordance with the vision and needs of
those generations."
Post at
400 U. S. 278.
Hence, the history of the Fourteenth Amendment tendered by my
Brother HARLAN is irrelevant to the present problem.
Since the right is civil and not "political," it is protected by
the Equal Protection Clause of the Fourteenth Amendment which in
turn, by § 5 of that Amendment, can be "enforced" by
Congress.
In
Carrington v. Rash, 380 U. S.
89, we held that Texas could not bar a person, otherwise
qualified, from voting merely because he was a member of the armed
services. Occupation, we held, when used to bar a person from
voting, was that invidious discrimination which the Equal
Protection Clause condemns. In
Evans v. Cornman,
398 U. S. 419, we
held that a State could not deny the vote to residents of a federal
enclave when it treated them as residents for many other purposes.
In
Harper v. Virginia Board of Elections, 383 U.S. at
383 U. S. 666,
we held a State could not in harmony with the Equal Protection
Clause keep a person from voting in state elections because of "the
affluence of the voter or payment of any fee." In
Kramer v.
Union School District, 395 U. S. 621, we
held that a person could not be barred from voting in school board
elections merely because he was a bachelor. So far as the Equal
Protection Clause was concerned, we said that the line between
those qualified to vote and those not qualified turns on whether
those excluded have "a distinct and direct interest in the school
meeting decisions."
Id. at
395 U. S. 632.
In
Cipriano v. City of Houma, 395 U.
S. 701, we held that a state law which gave only
"property taxpayers" the right to vote on the issuance of revenue
bonds of a municipal utility system violated equal protection as
"the benefits and burdens of the bond issue fall indiscriminately
on property owner and nonproperty owner alike."
Id. at
395 U. S. 705.
And only on June 23, 1970, we held in
Phoenix v.
Kolodziejski, 399 U. S. 204,
that
Page 400 U. S. 141
it violates equal protection to restrict those who may vote on
general obligation bonds to real property taxpayers. We looked to
see if there was any "compelling state interest" in the voting
restrictions. We held that "nonproperty owners" are not
"substantially less interested in the issuance of these securities
than are property owners,"
id. at
399 U. S. 212,
and that, presumptively,
"when all citizens are affected in important ways by a
governmental decision subject to a referendum, the Constitution
does not permit weighted voting or the exclusion of otherwise
qualified citizens from the franchise. [
Footnote 2/6]"
Id. at
399 U. S. 209.
And as recently as November 9, 1970, we summarily affirmed a
district court decision (310 F.Supp. 1172) on the basis of
Kolodzejski. Parish School Board of St. Charles v.
Stewart, post, p. 884, where Louisiana gave a vote on
municipal bond issues only to "property taxpayers."
The powers granted Congress by § 5 of the Fourteenth
Amendment to "enforce" the Equal Protection Clause are "the same
broad powers expressed in the Necessary and Proper Clause, Art. I,
§ 8, cl. 18."
Katzenbach v. Morgan, 384 U.
S. 641,
384 U. S. 650.
As we stated in that case,
"Correctly viewed, § 5 is a positive grant of legislative
power authorizing Congress to exercise its discretion in
determining whether and what legislation is needed to secure the
guarantees of the Fourteenth Amendment."
Id. at
384 U. S.
651.
Congress might well conclude that a reduction in the voting age
from 21 to 18 was needed in the interest of equal protection. The
Act itself brands the denial of
Page 400 U. S. 142
the franchise to 18-year-olds as "a particularly unfair
treatment of such citizens in view of the national defense
responsibilities imposed" on them. §.301(a)(1), Voting Rights
Act, 84 Stat. 318. The fact that only males are drafted while the
vote extends to females as well is not relevant, for the female
component of these families or prospective families is also caught
up in war, and hit hard by it. Congress might well believe that men
and women alike should share the fateful decision.
It is said, why draw the line at 18? Why not 17? Congress can
draw lines, and I see no reason why it cannot conclude that
18-year-olds have that degree of maturity which entitles them to
the franchise. They are
"generally considered by American law to be mature enough to
contract, to marry, to drive an automobile, to own a gun, and to be
responsible for criminal behavior as an adult. [
Footnote 2/7]"
Moreover, we are advised that, under state laws, mandatory
school attendance does not, as a matter of practice, extend beyond
the age of 18. On any of these items, the States, of course, have
leeway to raise or lower the age requirements. But voting is "a
fundamental matter in a free and democratic society,"
Reynolds
v. Sims, 377 U. S. 533,
377 U. S.
561-562. Where
"fundamental rights and liberties are asserted under the Equal
Protection Clause, classifications which might invade or restrain
them must be closely scrutinized and carefully confined."
Harper v. Virginia Board of Elections, 383 U.
S. 663,
383 U. S. 670.
There, we were speaking of state restrictions on those rights.
Here, we are dealing with the right of Congress to "enforce" the
principles of equality enshrined in the Fourteenth Amendment. The
right to "enforce" granted by § 5 of that Amendment is, as
noted, parallel with the Necessary and Proper Clause, whose reach
Chief Justice Marshall described in
McCulloch
v.
Page 400 U. S. 143
Maryland, 4 Wheat. 316,
17 U. S.
421:
"Let the end be legitimate, let it be within the scope of the
constitution, and all means which are appropriate, which are
plainly adapted to that end, which are not prohibited, but consist
with the letter and spirit of the constitution, are
constitutional."
Equality of voting by all who are deemed mature enough to vote
is certainly consistent "with the letter and spirit of the
constitution." Much is made of the fact that Art. I, § 4, of
the Constitution [
Footnote 2/8]
gave Congress only the power to regulate the "Manner of holding
Elections," not the power to fix qualifications for voting in
elections. But the Civil War Amendments -- the Thirteenth,
Fourteenth, and Fifteenth -- made vast inroads on the power of the
States. Equal protection became a standard for state action and
Congress was given authority to "enforce" it.
See Katzenbach v.
Morgan, 384 U. S. 641,
384 U. S. 647.
The manner of enforcement involves discretion; but that discretion
is largely entrusted to the Congress, not to the courts. If racial
discrimination were the only concern of the Equal Protection
Clause, then across-the-board voting regulations set by the States
would be of no concern to Congress. But it is much too late in
history to make that claim, as the cases listed in the Appendix to
this opinion show. Moreover, election inequalities created by state
laws and based on factors other than race may violate the Equal
Protection Clause, as we have held over and over again. The reach
of § 5 to "enforce" equal protection by eliminating election
inequalities would seem quite broad. Certainly there is
Page 400 U. S. 144
not a word of limitation in § 5 which would restrict its
applicability to matters of race alone. And if, as stated in
McCulloch v. Maryland, the measure of the power of
Congress is whether the remedy is consistent "with the letter and
spirit of the constitution," we should have no difficulty here. We
said in
Gray v. Sanders, 372 U. S. 368,
372 U. S.
381:
"The conception of political equality from the Declaration of
Independence, to Lincoln's Gettysburg Address, to the Fifteenth,
Seventeenth, and Nineteenth Amendments can mean only one thing --
one person, one vote."
It is a reasoned judgment that those who have such a large
"stake" in modern elections as 18-year-olds, whether, in times of
war or peace, should have political equality. As was made plain in
the dissent in
Colegrove v. Green, 328 U.
S. 549,
328 U. S. 566
(whose reasoning was approved in
Gray v. Sanders,
372 U. S. 368,
372 U. S.
379), the Equal Protection Clause does service to
protect the right to vote in federal as well as in state
elections.
I would sustain the choice which Congress has made.
II
I likewise find the objections that Arizona and Idaho make to
the literacy and residence requirements of the 1970 Act to be
insubstantial.
Literacy. We held in
Lassiter v. Northampton
Election Board, 360 U. S. 45, that
a State could apply a literacy test in selecting qualified voters
provided the test is not "discriminatory" and does not contravene
"any restriction that Congress, acting pursuant to its
constitutional powers, has imposed."
Id. at
360 U. S. 51.
The question in these cases is whether Congress has the power under
§ 5 of the Fourteenth Amendment to bar literacy tests in all
federal, state, or local elections.
Section 201 bars a State from denying the right to vote in any
federal, state, or local election because of "any
Page 400 U. S. 145
test or device" which is defined,
inter alia, to
include literacy. [
Footnote 2/9] We
traveled most of the distance needed to sustain this Act in
Katzenbach v. Morgan, 384 U. S. 641,
where we upheld the constitutionality of an earlier Act which
prohibited the application of English literacy tests to persons
educated in Puerto Rico. The power of Congress in § 5 to
"enforce" the Equal Protection Clause was sufficiently broad, we
held, to enable it to abolish voting requirements which might pass
muster under the Equal Protection Clause, absent an Act of
Congress.
Id. at
384 U. S.
648-651.
The question, we said, was whether the Act of Congress was
"appropriate legislation to enforce the Equal Protection
Clause":
"It was well within congressional authority to say that this
need of the Puerto Rican minority for the vote warranted federal
intrusion upon any state interests served by the English literacy
requirement. It was for Congress, as the branch that made this
judgment, to assess and weigh the various conflicting
considerations -- the risk or pervasiveness of the discrimination
in governmental services, the effectiveness of eliminating the
state restriction on the right to vote as a means of dealing with
the evil, the adequacy or availability of alternative remedies, and
the nature and significance of the state interests that would be
affected by the nullification of the English literacy requirement
as applied to residents who have successfully completed
Page 400 U. S. 146
the sixth grade in a Puerto Rican school. It is not for us to
review the congressional resolution of these factors. It is enough
that we be able to perceive a basis upon which the Congress might
resolve the conflict as it did."
Id. at
384 U. S.
653.
We also held that the Act might be sustained as an attack on the
English language test as a device to discriminate.
Id. at
384 U. S. 654.
And we went on to say that Congress might have concluded that,
"as a means of furthering the intelligent exercise of the
franchise, an ability to read or understand Spanish is as effective
as ability to read English for those to whom Spanish language
newspapers and Spanish language radio and television programs are
available to inform them of election issues and governmental
affairs."
Id. at
384 U. S.
655.
We took a further step toward sustaining the present type of law
in
Gaston County v. United States, 395 U.
S. 285. That decision involved a provision of the Voting
Rights Act of 1965 which suspended the use of any "test or device,"
including literacy, as a prerequisite to registration in a State
which was found by the Attorney General and the Director of the
Census to have used it in any election on November 1, 1964, and in
which less than 50% of the residents of voting age were registered
or had voted. [
Footnote 2/10]
Gaston County, North Carolina, was so classified, and its literacy
test was thereupon suspended. In a suit to remove the ban, we
sustained it. We noted that Congress had concluded that
"the County deprived its black residents of equal educational
opportunities, which in turn deprived them of an equal chance to
pass the literacy test."
Id. at
395 U. S. 291.
Congress, it was argued, should have employed a formula based on
educational disparities between the races or one based on
Page 400 U. S. 147
literacy rates.
Id. at
395 U. S. 292.
But the choice of appropriate remedies is for Congress, and the
range of available ones is wide. It was not a defect in the formula
that some literate Negroes would be turned out by Negro
schools.
"It is only reasonable to infer that, among black children
compelled to endure a segregated and inferior education, fewer will
achieve any given degree of literacy than will their
better-educated white contemporaries. And on the Government's
showing, it was certainly proper to infer that Gaston County's
inferior Negro schools provided many of its Negro residents with a
subliterate education, and gave many others little inducement to
enter or remain in school."
Id. at
395 U. S.
295-296.
By like reasoning, Congress in the present legislation need not
make findings as to the incidence of literacy. It can rely on the
fact that most States do not have literacy tests; that the tests
have been used at times as a discriminatory weapon against some
minorities, not only Negroes, but Americans of Mexican ancestry,
and American Indians; that radio and television have made it
possible for a person to be well informed even though he may not be
able to read and write. We know from the legislative history that
these and other desiderata influenced Congress in the choice it
made in the present legislation; and we certainly cannot say that
the means used were inappropriate.
Residence. The residency requirements of § 202
relate only to elections for President and Vice President. Section
202 abolishes durational residency [
Footnote 2/11] and provides
Page 400 U. S. 148
for absentee voting provided that registration may be required
30 days prior to the election. The effect of § 202 is to
reduce all state durational residency requirements to 30 days.
In presidential elections no parochial interests of the State,
county, or city are involved. Congress found that a durational
residency requirement "in some instances has the impermissible
purpose or effect of denying citizens the right to vote." §
202(a)(4). It found in § 202(a)(3) that a durational residency
requirement denies citizen their privileges and immunities.
[
Footnote 2/12]
The Seventeenth Amendment states that Senators shall be "elected
by the people." Article I, § 2, provides
Page 400 U. S. 149
that the House shall be chosen "by the People of the several
States." The right to vote for national officers is a privilege and
immunity of national citizenship.
Ex parte Yarbrough,
110 U. S. 651;
In re Quarles, 158 U. S. 532,
158 U. S. 534;
Twining v. New Jersey, 211 U. S. 78,
211 U. S. 97;
Burroughs v. United States, 290 U.
S. 534;
United States v. Classic, 313 U.
S. 299,
313 U. S. 315.
[
Footnote 2/13]
Page 400 U. S. 150
The Fourteenth Amendment provides that: "No State shall make or
enforce any law which shall abridge the privileges or immunities of
citizens of the United States." Durational residency laws of the
States had such effect, says Congress. The "choice of means" to
protect such a privilege presents "a question primarily addressed
to the judgment of Congress."
Burroughs v. United States,
supra, at
290 U. S. 547.
The relevance of the means which Congress adopts to the condition
sought to be remedied, the degree of their necessity, and the
extent of their efficacy are all matters for Congress.
Id.
at
290 U. S.
548.
The judgment which Congress has made respecting the ban of
durational residency in presidential elections is plainly a
permissible one in its efforts under § 5 to "enforce" the
Fourteenth Amendment.
|
400
U.S. 112app|
APPENDIX TO OPINION OF DOUGLAS, J.
Cases which have struck down state statutes under the Equal
Protection Clause other than statutes which discriminate on the
basis of race.
STATUTES WHICH DISCRIMINATED
AGAINST CERTAIN BUSINESSES
Gulf, C. & S. F. R. Co. v. Ellis, 165 U.
S. 150;
Atchison, T. & S. F. R. Co. v.
Vosburg, 238 U. S. 56
(railroad must pay attorney fees if it loses suit, but other
businesses need not).
Kentucky Finance Corp. v. Paramount Auto
Exchange, 262 U. S. 544;
Power Co. v. Saunders, 274 U. S. 490
(burdens placed upon out-of-state corporations in litigation).
STATUTES WHICH FAVORED CERTAIN BUSINESSES
Connolly v. Union Sewer Pipe Co., 184 U.
S. 540 (exemption from state antitrust law for
agricultural goods);
Smith v. Cahoon, 283 U.
S. 553 (act exempting certain motor vehicles from
insurance requirements);
Mayflower
Page 400 U. S. 151
Farms v. Ten Eyck, 297 U. S. 266 (act
allowing certain milk dealers to sell at lower than the regulated
price);
Hartford Co. v. Harrison, 301 U.
S. 459 (statute permitting mutual, but not stock,
insurance companies to act through salaried representatives), and
Morey v. Dowd, 354 U. S. 457
(American Express exempted from licensing requirements applied to
"currency exchanges").
TAXING STATUTES STRUCK DOWN
Concordia Ins. Co. v. Illinois, 292 U.
S. 535;
Iowa-Des Moines Bank v. Bennett,
284 U. S. 239;
Cumberland Coal Co. v. Board, 284 U. S.
23;
Quaker City Cab Co. v. Pennsylvania,
277 U. S. 389;
Louisville Gas Co. v. Coleman, 277 U. S.
32;
Hanover Fire Ins. Co. v. Harding,
272 U. S. 494;
Schlesinger v. Wisconsin, 270 U.
S. 230;
Sioux City Bridge v. Dakota County,
260 U. S. 441;
F. S. Royster Guano Co. v. Virginia, 253 U.
S. 412; and
Southern R. Co. v. Greene,
216 U. S. 400.
TREATMENT OF CONVICTED CRIMINALS
Rinaldi v. Yeager, 384 U. S. 305
(statute requiring unsuccessful criminal appellants who were in
jail to pay cost of trial transcript);
Baxstrom v. Herold,
383 U. S. 107
(statute denying convict a sanity hearing before a jury prior to
civil commitment); and
Skinner v. Oklahoma, 316 U.
S. 535 (sterilization of some convicts).
I
NDIGENTS
Douglas v. California, 372 U.
S. 353 (Rule of Criminal Procedure which did not provide
counsel for appeal to indigents); and
Shapiro v. Thompson,
394 U. S. 618
(denial of welfare benefits based on residency requirement).
LEGITIMACY
Glona v. American Guarantee Co., 391 U. S.
73 (mother denied right to sue for wrongful death of
illegitimate
Page 400 U. S. 152
child); and
Levy v. Louisiana, 391 U. S.
68 (illegitimate children denied recovery for wrongful
death of mother).
ALIENS
Truax v. Raich, 239 U. S. 33
(statute limiting the number of aliens that could be employed to
20%); and
Takahshi v. Fish & Game Commission,
334 U. S. 410
(denial of fishing rights to aliens ineligible for
citizenship).
[
Footnote 2/1]
Strauder was tried for murder. He had sought removal to federal
courts on the ground that,
"by virtue of the laws of the State of West Virginia, no colored
man was eligible to be a member of the grand jury or to serve on a
petit jury in the State."
Id. at
100 U. S. 304.
He was convicted of murder, and the West Virginia Supreme Court
affirmed. This Court held the West Virginia statute limiting jury
duty to whites only unconstitutional:
"We do not say that within the limits from which it is not
excluded by the amendment a State may not prescribe the
qualifications of its jurors, and in so doing make discriminations.
. . . [The aim of the Fourteenth Amendment] was against
discrimination because of race or color."
100 U.S. at
100 U. S.
310.
[
Footnote 2/2]
Gray v. Sanders, 372 U. S. 368;
Davis v. Mann, 377 U. S. 678;
Swann v. Adams, 385 U. S. 440;
Kilgarlin v. Hill, 386 U. S. 120;
Avery v. Midland County, 390 U. S. 474;
Moore v. Ogilvie, 394 U. S. 814;
Hadley v. Junior College District, 397 U. S.
50.
[
Footnote 2/3]
Reynolds v. Sims, 377 U. S. 533;
WMCA v. Lomenzo, 377 U. S. 633;
Roman v. Sincock, 377 U. S. 695.
[
Footnote 2/4]
Williams v. Rhodes, 393 U. S. 23. We
also held in federal elections that the command of Art. I, §
2, of the Constitution that representatives be chosen "by the
People of the several States" means that, "as nearly as is
practicable one man's vote in a congressional election is to be
worth as much as another's,"
Wesberry v. Sanders,
376 U. S. 1,
376 U.S. 7-8, and that that
meant "vote-diluting discrimination" could not be accomplished
"through the device of districts containing widely varied numbers
of inhabitants."
Id. at
376 U. S. 8;
Lucas v. Colorado General Assembly, 377 U.
S. 713;
Kirkpatrick v. Preisler, 394 U.
S. 526;
Wells v. Rockefeller, 394 U.
S. 542.
[
Footnote 2/5]
Ex parte Siebold, 100 U. S. 371;
Ex parte Yarbrough, 110 U. S. 651;
Guinn v. United States, 238 U. S. 347;
United States v. Mosley, 238 U. S. 383;
Lane v. Wilson, 307 U. S. 268;
United States v. Classic, 313 U.
S. 299;
United States v. Saylor, 322 U.
S. 385.
[
Footnote 2/6]
We noted that general obligation bonds may be satisfied not from
real property taxes, but from revenues from other local taxes paid
by nonowners of property as well as those who own realty. Moreover,
we noted that property taxes paid initially by property owners are
often passed on to tenants or customers. 399 U.S. at
399 U. S.
209-211.
[
Footnote 2/7]
Engdahl, Constitutionality of the Voting Age Statute, 39
Geo.Wash.L.Rev. 1, 36 (1970).
[
Footnote 2/8]
Article I, § 4, provides:
"[1] The Times, Places and Manner of holding Elections for
Senators and Representatives, shall be prescribed in each State by
the Legislature thereof; but the Congress may at any time by Law
make or alter such Regulations, except as to the Places of chusing
Senators."
"[2] The Congress shall assemble at least once in every Year,
and such Meeting shall be on the first Monday in December, unless
they shall by Law appoint a different Day."
[
Footnote 2/9]
Section 201(b) defines "test or device" as
"any requirement that a person as a prerequisite for voting or
registration for voting (1) demonstrate the ability to read, write,
understand, or interpret any matter, (2) demonstrate any
educational achievement or his knowledge of any particular subject,
(3) possess good moral character, or (4) prove his qualifications
by the voucher of registered voters or members of any other
class."
84 Stat. 315.
[
Footnote 2/10]
The constitutionality of that procedure has been sustained in
South Carolina v. Katzenbach, 383 U.
S. 301.
[
Footnote 2/11]
This Court upheld durational residency requirements as applied
in presidential and vice-presidential elections absent an Act of
Congress.
See Drueding v. Devlin, 234 F.
Supp. 721 (Md.1964),
aff'd, 380 U.
S. 125. Subsequently we vacated as moot a case
presenting the same question.
Hall v. Beals, 396 U. S.
45. The district courts have been faced with the issue
of durational residency requirements as they would be applied to
congressional elections. Two have concluded the requirement is
constitutional.
Howe v. Brown, 319 F.
Supp. 862 (ND Ohio 1970);
Cocanower v.
Marston, 318 F.
Supp. 402 (Ariz.1970). Additionally, one other court has
refused a preliminary injunction in a case presenting the issue.
Piliavin v. Hoel, 320 F. Supp.
66 (WD Wis.1970). Some district courts, however, believe that
Drueding cannot stand (absent an Act of Congress) after
Carrington v. Rash, 380 U. S. 89;
Kramer v. Union School District, 395 U.
S. 621;
Cipriano v. City of Houma, 395 U.
S. 701, and
Phoenix v. Kolodziejski,
399 U. S. 204.
Accordingly, they have held durational residency requirements for
congressional elections (and by implication presidential elections)
violate the Equal Protection Clause.
See Burg v.
Canniffe, 315 F.
Supp. 380 (Mass.1970);
Blumstein v. Ellington, ___
F.Supp. ___ (MD Tenn.1970);
Hadnott v.
Amos, 320 F.
Supp. 107 (MD Ala.1970);
Bufford v.
Holton, 319 F.
Supp. 843 (ED Va.1970).
In none of these cases was an Act of Congress involved.
[
Footnote 2/12]
Article IV, § 2, of the Constitution provides:
"The Citizens of each State shall be entitled to all Privileges
and Immunities of Citizens in the several States."
The Forteenth Amendment provides in § 1 that: "No State
shall make or enforce any law which shall abridge the privileges or
immunities of citizens of the United States."
[
Footnote 2/13]
The cases relied on by my Brother HARLAN
post at
400 U. S. 214,
are not to the contrary.
Snowden v. Hughes, 321 U. S.
1,
321 U. S. 7,
states:
"The right to become a candidate for
state office, like
the right to vote for the election of
state officers . . .
is a right or privilege of state citizenship."
(Emphasis added.) Arguably
Minor v.
Happersett, 21 Wall. 162, is to the contrary, but
to the extent its dicta indicated otherwise, it was limited in
Ex parte Yarbrough. Breedlove v. Suttles,
302 U. S. 277,
overruled by
Harper v. Virginia Board of Elections,
383 U. S. 663,
involved a poll tax applied in both federal and state elections; it
erroneously cited
Yarbrough for the proposition voting is
not a privilege and immunity of national citizenship.
Pope v.
Williams, 193 U. S. 621,
involved durational residency requirements, but expressly reserved
the question of their application to presidential and
vice-presidential elections. Our holdings concerning privileges and
immunities of national citizenship were analyzed less than five
years ago by my Brother HARLAN. After referring to
Ex parte
Yarbrough, and
United States v. Classic, he stated
that those cases
"are essentially concerned with the vindication of important
relationships with the Federal Government --
voting in federal
elections, involvement in federal law enforcement,
communicating with the Federal Government."
United States v. Guest, 383 U.
S. 745,
383 U. S. 772
(separate opinion) (emphasis added).
Contrary to the suggestion of my Brother HARLAN,
post
at
400 U. S. 213,
we need not rely on the power of Congress to declare the meaning of
§ 1 of the Fourteenth Amendment. This Court had determined
that voting for national officers is a privilege and immunity of
national citizenship. No congressional declaration was necessary.
Congressional power under § 5 of the Fourteenth Amendment is,
as stated, buttressed by congressional power under the Necessary
and Proper Clause. Thus, even if the durational residency
requirements do not violate the Privileges and Immunities Clause,
Congress can determine that it is necessary and proper to abolish
them in national elections to effectuate and further the purpose of
§ 1 as it has been declared by this Court.
MR. JUSTICE HARLAN, concurring in part and dissenting in
part.
From the standpoint of this Court's decisions during an era of
judicial constitutional revision in the field of the suffrage,
ushered in eight years ago by
Baker v. Carr, 369 U.
S. 186 (1962), I would find it difficult not to sustain
all three aspects of the Voting Rights Act Amendments of 1970,
Pub.L. 91-285, 84 Stat. 314, here challenged. From the standpoint
of the bedrock of the constitutional structure of this Nation,
these cases bring us to a crossroad that is marked with a
formidable "Stop" sign. That sign compels us to pause before we
allow those decisions to carry us to the point of sanctioning
Congress' decision to alter state-determined voter qualifications
by simple legislation, and to consider whether sound doctrine does
not, in truth, require us to hold that one or more of the changes
which Congress has thus sought to make can be accomplished only by
constitutional amendment.
The four cases require determination of the validity of the
Voting Rights Act Amendments in three respects. In Nos. 43, Orig.,
and 44, Orig., Oregon and Texas have sought to enjoin the
enforcement of § 302 of the Act as applied to lower the voting
age in those States from 21 to 18. [
Footnote 3/1]
Page 400 U. S. 153
In Nos. 46, Orig., and 47, Orig., the United States seeks a
declaration of the validity of the Act and an injunction requiring
Arizona and Idaho to conform their laws to it. The Act would lower
the voting age in each State from 21 to 18. It would suspend until
August 6, 1975, the Arizona literacy test, which requires that
applicants for registration be able to read the United States
Constitution in English and write their names. It would require
Idaho to make several changes in its laws governing residency,
registration, and absentee voting in presidential elections. Among
the more substantial changes, Idaho's present 60-day state
residency requirement will, in effect, be lowered to 30 days; its
30-day county residency requirement for intrastate migrants will be
abolished; Idaho will have to permit voting by citizens of other
States formerly domiciled in Idaho who emigrated too recently to
register in their new homes; and it must permit absentee
registration and voting by persons who have lived in Idaho for less
than six months. The relevant provisions of the Act and of the
constitutions and laws of the four States are set out in an
400
U.S. 112app2|>Appendix to this opinion.
Each of the States contests the power of Congress to enact the
provisions of the Act involved in its suit. [
Footnote 3/2] The Government places primary reliance on
the power of Congress under § 5 of the Fourteenth Amendment to
enforce the provisions of that Amendment by appropriate
Page 400 U. S. 154
legislation. For reasons to follow, I am of the opinion that the
Fourteenth Amendment was never intended to restrict the authority
of the States to allocate their political power as they see fit,
and therefore that it does not authorize Congress to set voter
qualifications, in either state or federal elections. I find no
other source of congressional power to lower the voting age as
fixed by state laws, or to alter state laws on residency,
registration, and absentee voting, with respect to either state or
federal elections. The suspension of Arizona's literacy
requirement, however, can be deemed an appropriate means of
enforcing the Fifteenth Amendment, and I would sustain it on that
basis.
I
It is fitting to begin with a quotation from one of the leading
members of the 39th Congress, which proposed the Fourteenth
Amendment to the States in 1866:
"Every Constitution embodies the principles of its framers. It
is a transcript of their minds. If its meaning in any place is open
to doubt, or if words are used which seem to have no fixed
signification, we cannot err if we turn to the framers; and their
authority increases in proportion to the evidence which they have
left on the question."
Cong.Globe, 39th Cong., 1st Sess., 677 (1866) (Sen. Sumner).
Believing this view to be undoubtedly sound, I turn to the
circumstances in which the Fourteenth Amendment was adopted for
enlightenment on the intended reach of its provisions. This, for
me, necessary undertaking has unavoidably led to an opinion of more
than ordinary length. Except for those who are willing to close
their eyes to constitutional history in making constitutional
interpretations or who read such history with a preconceived
determination to attain a particular constitutional
Page 400 U. S. 155
goal, I think that the history of the Fourteenth Amendment makes
it clear beyond any reasonable doubt that no part of the
legislation now under review can be upheld as a legitimate exercise
of congressional power under that Amendment.
A. Historical Setting [Footnote
3/3]
The point of departure for considering the purpose and effect of
the Fourteenth Amendment with respect to the suffrage should be, I
think, the preexisting provisions of the Constitution. Article I,
§ 2, provided that, in determining the number of
Representatives to which a State was entitled, only three-fifths of
the slave population should be counted. [
Footnote 3/4] The section also provided that the
qualifications of voters for such Representatives should be the
same as those established by the States for electors of the most
numerous branch of their respective legislatures. Article I, §
4, provided that, subject to congressional veto, the States might
prescribe the times, places, and manner of holding elections for
Representatives. Article II, § 1, provided that the States
might direct the manner of choosing electors for President and Vice
President, except that Congress might fix a uniform time for the
choice. [
Footnote 3/5] Nothing in
the original
Page 400 U. S. 156
Constitution controlled the way States might allocate their
political power except for the guarantee of a Republican Form of
Government, which appears in Art. IV, § 4. [
Footnote 3/6] No relevant changes in the
constitutional structure were made until after the Civil War.
At the close of that war, there were some four million freed
slaves in the South, none of whom was permitted to vote. The white
population of the Confederacy had been overwhelmingly sympathetic
with the rebellion. Since there was only a comparative handful of
persons in these States who were neither former slaves nor
Confederate sympathizers, the place where the political power
should be lodged was a most vexing question. In a series of
proclamations in the summer of 1865, President Andrew Johnson had
laid the groundwork for the States to be controlled by the white
populations which had held power before the war, eliminating only
the leading rebels and those unwilling to sign a loyalty oath.
[
Footnote 3/7] The Radicals, on the
other hand, were ardently in favor of Negro suffrage as essential
to prevent resurgent rebellion, requisite to protect the freedmen,
and necessary to ensure continued Radical control of the
government. This ardor cooled as it ran into northern racial
prejudice. At that time, only six States -- Maine, New Hampshire,
Vermont, Massachusetts, Rhode Island, and New York -- permitted
Negroes to vote, and New York imposed special property and
residency requirements on Negro voters. [
Footnote 3/8] In referenda late that year, enfranchising
proposals
Page 400 U. S. 157
were roundly beaten in Connecticut, Wisconsin, Minnesota, the
Territory of Colorado, and the District of Columbia. Gillette,
supra, 400
U.S. 112fn3/3|>n. 3, at 25-26. Such popular rebuffs led the
Radicals to pull in their horns and hope for a protracted process
of reconstruction during which the North could be educated to the
advisability of Negro suffrage, at least for the South. In the
meantime, of course, it would be essential to bar southern
representation in Congress lest a combination of southerners and
Democrats obtain control of the government and frustrate Radical
goals.
The problem of congressional representation was acute. With the
freeing of the slaves, the Three-Fifths Compromise ceased to have
any effect. While predictions of the precise effect of the change
varied with the person doing the calculating, the consensus was
that the South would be entitled to at least 15 new members of
Congress, and, of course, a like number of new presidential
electors. The Radicals had other rallying cries which they kept
before the public in the summer of 1865, but one author gives this
description of the mood as Congress convened: [
Footnote 3/9]
"Of all the movements influencing the Fourteenth Amendment which
developed prior to the first session of the Thirty-ninth Congress,
that for Negro suffrage was the most outstanding. The volume of
private and public comment indicates that it was viewed as an issue
of prime importance. The cry for a changed basis of representation
was, in reality, subsidiary to this, and was meant by Radicals to
secure in another way what Negro suffrage might accomplish for
them: removal of the danger of Democratic dominance as a
consequence of Southern restoration. The danger of possible
repudiation of the national obligations, and assumption of the
rebel
Page 400 U. S. 158
debt, was invariably presented to show the need for Negro
suffrage or a new basis of representation. Sentiment for
disqualification of ex-Confederates, though a natural growth, well
suited such purposes. The movement to guarantee civil rights,
sponsored originally by the more conservative Republicans, received
emphasis from Radicals only when state elections indicated that
suffrage would not serve as a party platform."
When Congress met, the Radicals, led by Thaddeus Stevens, were
successful in obtaining agreement for a Joint Committee on
Reconstruction, composed of 15 members, to
"inquire into the condition of the States which formed the
so-called confederate States of America, and report whether they,
or any of them, are entitled to be represented in either House of
Congress. . . ."
Cong.Globe, 39th Cong., 1st Sess., 30, 46 (1865) (hereafter
Globe).
All papers relating to representation of the Southern States
were to be referred to the Committee of Fifteen without debate. The
result, which many had not foreseen, was to assert congressional
control over Reconstruction and at the same time to put the
congressional power in the hands of a largely Radical secret
committee.
The Joint Committee began work with the beginning of 1866, and
in due course reported a joint resolution, H.R. 51, to amend the
Constitution. The proposal would have based representation and
direct taxes on population, with a proviso that
"whenever the elective franchise shall be denied or abridged in
any State on account of race or color, all persons of such race or
color shall be excluded from the basis of representation."
Globe 351. The result, if the Southern States did not provide
for Negro suffrage, would be a decrease in southern
representation
Page 400 U. S. 159
in Congress and the electoral college by some 24 seats from
their pre-war position instead of an increase of 15. The House,
although somewhat balky, approved the measure after lengthy debate.
Globe 538. The Senate proved more intractable. An odd combination
of Democrats, moderate Republicans, and extreme Radicals combined
to defeat the measure, with the Radicals basing their opposition
largely on the fear that the proviso would be read to authorize
racial voter qualifications, and thus prevent Congress from
enfranchising the freedmen under powers assertedly granted by other
clauses of the Constitution.
See, e.g., Globe 67687 (Sen.
Sumner).
At about this same time the Civil Rights Bill and the Second
Freedmen's Bureau Bill were being debated. Both bills provided a
list of rights secured, not including voting. [
Footnote 3/10] Senator Trumbull, who reported the
Civil Rights Bill on behalf of the Senate Judiciary Committee,
stated: "I do not want to bring up the question of negro suffrage
in the bill." Globe 606. His House counterpart exhibited the same
reluctance. Globe 1162 (Cong. Wilson of Iowa). Despite considerable
uncertainty as to the constitutionality of the measures, both
ultimately passed. In the midst of the Senate debates on the basis
of representation, President Johnson vetoed the Freedmen's Bureau
Bill, primarily on constitutional grounds. This veto, which was
narrowly sustained, was followed shortly by the President's bitter
attack on Radical Reconstruction in his Washington's Birthday
speech. These two actions, which were followed a month later by the
veto of the Civil Rights Bill, removed any lingering hopes among
the Radicals that Johnson would support them in a thoroughgoing
plan of reconstruction. By the same token, they increased the
Radicals' need for an
Page 400 U. S. 160
articulated plan of their own to be put before the country in
the upcoming elections as an alternative to the course the
President was taking.
The second major product of the Reconstruction Committee, before
the resolution which became the Fourteenth Amendment, was a
proposal to add an equal rights provision to the Constitution. This
measure, H.R. 63, which foreshadowed § 1 of the Fourteenth
Amendment, read as follows:
"The Congress shall have power to make all laws which shall be
necessary and proper to secure to the citizens of each State all
privileges and immunities of citizens in the several States, and to
all persons in the several States equal protection in the rights of
life, liberty, and property."
Globe 1034.
It was reported by Congressman Bingham of Ohio, who later
opposed the Civil Rights Bill because he believed it
unconstitutional. Globe 1292-1293. The amendment immediately ran
into serious opposition in the House, and the subject was dropped.
[
Footnote 3/11]
Such was the background of the Fourteenth Amendment. Congress,
at loggerheads with the President over Reconstruction, had not come
up with a plan of its own after six months of deliberations; both
friends and foes prodded it to develop an alternative. The
Reconstruction Committee had been unable to produce anything which
could even get through Congress, much less obtain the adherence of
three-fourths of the States. The Radicals, committed to Negro
suffrage, were confronted with widespread public opposition to that
goal and the necessity for a reconstruction plan that could do
service as a party platform in the elections that fall. The
language
Page 400 U. S. 161
of the Fourteenth Amendment must be read with awareness that it
was designed in response to this situation.
B. The Language of the Amendment and Reconstruction
Measures
Sections 1 and 2 of the Fourteenth Amendment as originally
reported read as follows: [
Footnote
3/12]
"SEC. 1. No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life, liberty, or
property without due process of law; nor deny to any person within
its jurisdiction the equal protection of the laws."
"SEC. 2. Representatives shall be apportioned among the several
States which may be included within this Union, according to their
respective numbers, counting the whole number of persons in each
State, excluding Indians not taxed. But whenever,
Page 400 U. S. 162
in any State, the elective franchise shall be denied to any
portion of its male citizens not less than twenty-one years of age,
or in any way abridged except for participation in rebellion or
other crime, the basis of representation in such State shall be
reduced in the proportion which the number of such male citizens
shall bear to the whole number of male citizens not less than
twenty-one years of age."
Globe 2286.
In the historical context, no one could have understood this
language as anything other than an abandonment of the principle of
Negro suffrage, for which the Radicals had been so eager. By the
same token, the language could hardly have been understood as
affecting the provisions of the Constitution placing voting
qualifications in the hands of the States. Section 1 must have been
seen as little more than a constitutionalization of the 1866 Civil
Rights Act, concededly one of the primary goals of that portion of
the Amendment. [
Footnote
3/13]
While these conclusions may, I think, be confidently asserted,
it is not so easy to explain just how contemporary observers would
have construed the three clauses of § 1 to reach this result.
[
Footnote 3/14] No doubt in the
case of
Page 400 U. S. 163
many congressmen it simply never occurred to them that the
States' longstanding plenary control over voter qualifications
would be affected without explicit language to that effect. And
since no speaker during the debates on the Fourteenth Amendment
pursued the contention that § 1 would be construed to include
the franchise, those who took the opposite view rarely explained
how they arrived at their conclusions.
In attempting to unravel what was seldom articulated, the
appropriate starting point is the fact that the framers of the
Amendment expected the most significant portion of § 1 to be
the clause prohibiting state laws "which shall abridge the
privileges or immunities of citizens of the United States." These
privileges were no doubt understood to include the ones set out in
the first section of the Civil Rights Act. To be prohibited by law
from enjoying these rights would hardly be consistent with full
membership in a civil society.
The same is not necessarily true with respect to prohibitions on
participation in the political process. Many members of Congress
accepted the jurisprudence of the day, in which the rights of man
fell into three categories: natural, civil, and political. The
privileges of citizens, being "civil" rights, were distinct from
the rights arising from governmental organization, which were
political in character. [
Footnote
3/15] Others no doubt relied on
Page 400 U. S. 164
the experience under the similar language of Art. IV, § 2,
which had never been held to guarantee the right to vote. The
remarks of Senator Howard of Michigan, who, as spokesman for the
Joint Committee, explained in greater detail than most why the
Amendment did not reach the suffrage, contain something of each
view.
See Globe 2766, quoted
infra at 187; nn. 56
and 57,
infra; cf. Blake v. McClung, 172 U.
S. 239,
172 U. S. 256
(1898) (dictum).
Since the Privileges and Immunities Clause was expected to be
the primary source of substantive protection, the Equal Protection
and Due Process Clauses were relegated to a secondary role, as the
debates and other contemporary materials make clear. [
Footnote 3/16] Those clauses, which
appear on their face to correspond with the latter portion of
§ 1 of the Civil Rights Act,
see 400
U.S. 112fn3/13|>n. 13,
supra, and to be primarily
concerned with person and property, would not have been expected to
enfranchise the freedmen if the Privileges and Immunities Clause
did not.
Other members of Congress no doubt saw § 2 of the proposed
Amendment as the Committee's resolution of the related problems of
suffrage and representation. Since that section did not provide for
enfranchisement, but simply reduced representation for
disfranchisement, any doubts about the effect of the broad language
of § 1 were removed. Congressman Bingham, who was primarily
responsible for the language of § 1,
Page 400 U. S. 165
stated this view. Globe 2542, quoted
infra at
400 U. S. 185.
Finally, characterization of the Amendment by such figures as
Stevens and Bingham in the House and Howard in the Senate, not
contested by the Democrats except in passing remarks, was no doubt
simply accepted by many members of Congress; they, repeating it,
gave further force to the interpretation, with the result that, as
will appear below, not one speaker in the debates on the Fourteenth
Amendment unambiguously stated that it would affect state voter
qualifications, and only three, all opponents of the measure, can
fairly be characterized as raising the possibility. [
Footnote 3/17] Further evidence of this
original understanding can be found in later events.
The 39th Congress, which proposed the Fourteenth Amendment, also
enacted the first Reconstruction Act, c. 153, 14 Stat. 428 (1867).
This Act required, as a condition precedent to readmission of the
Southern States, that they adopt constitutions providing that the
elective franchise should be enjoyed by all male citizens over the
age of 21 who had been residents for more than one year and were
not disfranchised for treason or common law felony; even so, no
State would be readmitted until a legislature elected under the new
Constitution had ratified the proposed Fourteenth Amendment and
that Amendment had become part of the Constitution.
The next development came when the ratification drive in the
North stalled. After a year had passed during which only one
Northern State had ratified the proposed Fourteenth Amendment,
Arkansas was readmitted to the Union by the Act of June 22, 1868,
15
Page 400 U. S. 166
Stat. 72. This readmission was based on the "fundamental
condition" that the state constitution should not be amended to
restrict the franchise, except with reference to residency
requirements. Three days later, the Act of June 25, 1868, 15 Stat.
73, held out a promise of similar treatment to North Carolina,
South Carolina, Louisiana, Georgia, Alabama, and Florida if they
would ratify the Fourteenth Amendment. By happy coincidence, the
assent of those six States was just sufficient to complete the
ratification process. It can hardly be suggested, therefore, that
the "fundamental condition" was exacted from them as a measure of
caution lest the Fourteenth Amendment fail of ratification.
The 40th Congress, not content with enfranchisement in the
South, proposed the Fifteenth Amendment to extend the suffrage to
northern Negroes.
See Gillette, supra, 400
U.S. 112fn3/3|>n. 3, at 46. This fact alone is evidence that
they did not understand the Fourteenth Amendment to have
accomplished such a result. Less well known is the fact that the
40th Congress considered and very nearly adopted a proposed
amendment which would have expressly prohibited not only
discriminatory voter qualifications but discriminatory
qualifications for office as well. Each House passed such a measure
by the required two-thirds margin. Cong.Globe, 40th Cong., 3d
Sess., 1318, 1428 (1869). A conference committee, composed of
Senators Stewart and Conkling and Representatives Boutwell,
Bingham, and Logan, struck out the office-holding provision,
id. at 1563, 1593, and, with Inauguration Day only a week
away, both Houses accepted the conference report.
Id. at
1564, 1641.
See generally Gillette 58-77. While the
reasons for these actions are unclear, it is unlikely that they
were provoked by the idea that the Fourteenth Amendment covered the
field; such a rationale seemingly would have made the enfranchising
provision itself unnecessary.
Page 400 U. S. 167
The 41st Congress readmitted the remaining three States of the
Confederacy. The admitting act in each case recited good faith
ratification of the Forteenth and Fifteenth Amendments, and imposed
the fundamental conditions that the States should not restrict the
elective franchise, [
Footnote
3/18] and
"[t]hat it shall never be lawful for the said State to deprive
any citizen of the United States, on account of his race, color, or
previous condition of servitude, of the right to hold office under
the constitution and laws of said State."
Act of Jan. 26, 1870, c. 10, 16 Stat. 62, 63 (Virginia); Act of
Feb. 23, 1870, c.19, 16 Stat. 67, 68 (Mississippi); Act of Mar. 30,
1870, c. 39, 16 Stat. 80, 81 (Texas).
These materials demonstrate not only that § 1 of the
Fourteenth Amendment is susceptible of an interpretation that it
does not reach suffrage qualifications, but that this is the
interpretation given by the immediately succeeding Congresses. Such
an interpretation is the most reasonable reading of the section in
view of the background against which it was proposed and adopted,
particularly the doubts about the constitutionality of the Civil
Rights Act, the prejudice in the North against any recognition of
the principle of Negro suffrage, and the basic constitutional
structure of leaving suffrage qualifications with the States.
[
Footnote 3/19] If any further
clarification were
Page 400 U. S. 168
needed, one would have thought it provided by the second section
of the same Amendment, which specifically contemplated that the
right to vote would be denied or abridged by the States on racial
or other grounds. As a unanimous Court once asked, "Why this, if it
was not in the power of the [state] legislature to deny the right
of suffrage to some male inhabitants?"
Minor v.
Happersett, 21 Wall. 162,
88 U. S. 174
(1875).
The Government suggests that the list of protected
qualifications in § 2 is "no more than descriptive of voting
laws as they then stood." Brief for the United States, Nos. 4,
Orig., and 47, Orig., 75. This is wholly inaccurate. Aside from
racial restrictions, all States had residency requirements, and
many had literacy, property, or taxation qualifications. On the
other hand, several of the Western States permitted aliens to vote
if they had satisfied certain residency requirements and had
declared
Page 400 U. S. 169
their intention to become citizens. [
Footnote 3/20] It hardly seems necessary to observe
that the politicians who framed the Fourteenth Amendment were
familiar with the makeup of the electorate. In any event, the
congressional debates contain such proof in ample measure.
[
Footnote 3/21]
Assuming, then, that § 2 represents a deliberate selection
of the voting qualifications to be penalized, what is the point of
it? The Government notes that "it was intended -- although it has
never been used -- to provide a remedy against exclusion of the
newly freed slaves from the vote." Brief for the Defendant, Nos.
43, Orig., and 44, Orig., 20. Undoubtedly this was the primary
purpose. But the framers of the Amendment, with their attention
thus focused on racial voting qualifications, could hardly have
been unaware of § 1. If they understood that section to forbid
such qualifications, the simple means of penalizing this conduct
would have been to impose a reduction of representation for voting
discrimination in violation of § 1. Their adoption instead of
the awkward phrasing of § 2 is therefore significant.
To be sure, one might argue that § 2 is simply a rhetorical
flourish, and that the qualifications listed there are merely the
ones which the framers deemed to be consistent with the alleged
prohibition of § 1. This argument is not only unreasonable on
its face and untenable in light of the historical record; it is
fatal to the validity of the reduction of the voting age in §
302 of the Act before us.
The only sensible explanation of § 2, therefore, is that
the racial voter qualifications it was designed to penalize
Page 400 U. S. 170
were understood to be permitted by § 1 of the Fourteenth
Amendment. The Amendment was a halfway measure, adopted to deprive
the South of representation until it should enfranchise the
freedmen, but to have no practical effect in the North. It was
politically acceptable precisely because of its regional
consequences and its avoidance of an explicit recognition of the
principle of Negro suffrage. As my Brother BLACK states:
"[I]t cannot be successfully argued that the Fourteenth
Amendment was intended to strip the States of their power,
carefully preserved in the original Constitution, to govern
themselves."
Ante at
400 U. S. 127.
The detailed historical materials make this unmistakably clear.
C. The Joint Committee
The first place to look for the understanding of the framers of
the Fourteenth Amendment is the Journal of the Joint Committee on
Reconstruction. [
Footnote 3/22]
The exact sequence of the actions of this Committee presumably had
little or no effect on the members of Congress who were not on the
Committee, for the Committee attempted to keep its deliberations
secret, [
Footnote 3/23] and the
Journal itself was lost for nearly 20 years. [
Footnote 3/24] Nevertheless the Journal, although
only a record of proposals and votes, illustrates the thoughts of
those leading figures of Congress who were members and participated
in the drafting of the Amendment.
Two features emerge from such a review with startling clarity.
First, the Committee regularly rejected explicitly
Page 400 U. S. 171
enfranchising proposals in favor of plans which would postpone
enfranchisement, leave it to congressional discretion, or abandon
it altogether. Second, the abandonment of Negro suffrage as a goal
exactly corresponded with the adoption of provisions to reduce
representation for discriminatory restrictions on the ballot.
This correspondence was present from the start. Five plans were
proposed to deal with representation. One would have prohibited
racial qualifications for voters and based representation on the
whole number of citizens in the State; the other four proposals
contained no enfranchising provision, but in various ways would
have reduced representation for States where the vote was racially
restricted. Kendrick 41-44. A subcommittee reduced the five
proposals to two, one prohibiting discrimination and the other
reducing representation where it was present. On Stevens' motion,
the latter alternative was accepted by a vote of 11 to 3, Kendrick
51; with minor changes it was subsequently reported as H.R. 51.
The subcommittee also proposed that whichever provision on the
basis of representation was adopted, the Congress should be
empowered to legislate to secure all citizens "the same political
rights and privileges" and also "equal protection in the enjoyment
of life, liberty and property." Kendrick 51. After the Committee
reported H.R. 51, it turned to consideration of this proposal. At a
meeting attended by only 10 members, a motion to strike out the
clause authorizing Congress to legislate for equal political rights
and privileges lost by a vote of six to four. Kendrick 57. At a
subsequent meeting, however, Bingham had the subcommittee proposal
replaced with another which did not mention political rights and
privileges, but was otherwise quite similar. Kendrick 61;
see the opinion of MR. JUSTICE BRENNAN, MR. JUSTICE WHITE,
and MR. JUSTICE
Page 400 U. S. 172
MARSHALL,
post at
400 U. S.
258-259, for the text of the two provisions. The
Committee reported the substitute as H.R. 63. In the House, so much
concern was expressed over the centralization of power the
amendment would work -- a few said it would even authorize Congress
to regulate the suffrage -- that the matter was dropped.
Post at
400 U. S.
260.
The Fourteenth Amendment had as its most direct antecedent a
proposal drafted by Robert Dale Owen, who was not a member of
Congress, and presented to the Joint Committee by Stevens.
[
Footnote 3/25] Originally, the
plan provided for mandatory enfranchisement in 1876 and for
reduction of representation until that date. Kendrick 82-84.
However, Stevens was pressured by various congressional delegations
who wanted nothing to do with Negro suffrage, even at a remove of
10 years. [
Footnote 3/26] He
therefore successfully moved to strike out the enfranchising
provision and correspondingly to abolish the 10-year limitation on
reduction of representation for racial discrimination. The motion
carried by a vote of 12 to 2. Kendrick 101.
Bingham was then successful in replacing § 1 of Owen's
proposal, which read:
"No discrimination shall be made by any State, or by the United
States, as to the civil rights of persons, because of race, color,
or previous condition of servitude"
with the following now-familiar language:
"No State shall make or enforce any law which shall abridge the
privileges or immunities of citizens of the United States; nor
shall any State deprive
Page 400 U. S. 173
any person of life, liberty, or property, without due process of
law, nor deny to any person within its jurisdiction the equal
protection of the laws."
Kendrick 106. The summary style of the Journal leaves unclear
the reasons for the change. However, Bingham himself had rather
consistently voted against proposals for direct and immediate
enfranchisement, [
Footnote 3/27]
and, on the face of things, it seems unlikely that the other
members of the Joint Committee understood his provision to be an
enfranchising proposal. [
Footnote
3/28] That they did not so understand is
Page 400 U. S. 174
demonstrated by the speeches in the debates on the floor.
[
Footnote 3/29]
Before I examine those debates, a word of explanation is in
order. For obvious reasons, the discussions of voter qualifications
in the 39th Congress and among the public were cast primarily in
terms of racial disqualifications. This does not detract from their
utility as guides to interpretation. When an individual speaker
said that the Amendment would not result in the enfranchisement of
Negroes, he must have taken one of two views: either the Amendment
did not reach voter qualifications at all or it set standards
limiting state restrictions on the ballot, but those standards did
not prohibit racial discrimination. I have already set out some of
the reasons which lead me to conclude that the former
interpretation is correct, and that it is the understanding
Page 400 U. S. 175
shared by the framers of the Amendment, as well as by almost all
of the opponents. The mere statement of the latter position appears
to me to be a complete refutation of it. Even on its wholly
unsupportable assumptions (1) that certain framers of the Amendment
contemplated that the privileges and immunities of citizens
included the vote, (2) that they intended to permit state laws to
abridge the privileges and immunities of citizens whenever it was
rational to do so, and (3) that they agreed on the rationality of
prohibiting the freed slaves from voting, this remarkable theory
still fails to explain why they understood the Amendment to permit
racial voting qualifications in the free States of the North.
D. In Congress
On May 8, 1866, Thaddeus Stevens led off debate on H.R. 127, the
Joint Resolution proposing the Fourteenth Amendment. After
explaining the delay of the Joint Committee in coming up with a
plan of reconstruction, he apologized for his proposal in
advance:
"This proposition is not all that the committee desired. It
falls far short of my wishes, but it fulfills my hopes. I believe
it is all that can be obtained in the present state of public
opinion. Not only Congress but the several States are to be
consulted. Upon a careful survey of the whole ground, we did not
believe that nineteen of the loyal States could be induced to
ratify any proposition more stringent than this."
Globe 2459.
In the climate of the times, Stevens could hardly have been
understood as referring to anything other than the failure of the
measure to make some provision for the enfranchisement of the
freedmen. However, lest any mistake be made, he recounted the
history of the Committee's prior effort in the field of
representation and suffrage,
Page 400 U. S. 176
H.R. 51, which "would surely have secured the enfranchisement of
every citizen at no distant period." That measure was dead,
"slaughtered by a puerile and pedantic criticism," and "unless this
(less efficient, I admit) shall pass, its death has postponed the
protection of the colored race perhaps for ages."
Ibid.
With this explanation made, Stevens turned to a
section-by-section study of the proposed resolution. The results to
be achieved by § 1, as he saw it, would be equal punishment
for crime, equal entitlement to the benefits of "[w]hatever law
protects the white man," equal means of redress, and equal
competence to testify.
Ibid. If he thought the section
provided equal access to the polls, despite his immediately
preceding apology for the fact that it did not, his failure to
mention that application is remarkable. [
Footnote 3/30]
Turning then to § 2, Stevens again discussed racial
qualifications for voting. He explained the section as follows:
"If any State shall exclude any of her adult male citizens from
the elective franchise, or abridge that right, she shall forfeit
her right to representation in the same proportion. The effect of
this provision will be either to compel the States to grant
universal suffrage or so to shear them of their power as to keep
them forever in a hopeless minority in the national Government,
both legislative and executive."
Ibid. Stevens recognized that it might take several
years for the coercive effect of the Amendment to result in Negro
suffrage, but since this would give time for education and
enlightenment of the freedmen, "That short delay would
Page 400 U. S. 177
not be injurious."
Ibid. He did not indicate that he
believed it would be unconstitutional. He admitted that § 2
was not so good as the proposal which had been defeated in the
Senate, for that, by reducing representation by all the members of
a race if any one was discriminated against, would have hastened
full enfranchisement. Section 2 allowed proportional credit. "But
it is a short step forward. The large stride which we in vain
proposed is dead. . . ." Globe 2460.
I have dealt at length with Stevens' remarks because of his
prominent position in the House and in the Joint Committee. The
remaining remarks, except for Bingham's summation, can be treated
in more summary fashion. Of the supporters of the Amendment,
Garfield of Ohio, [
Footnote 3/31]
Kelley of Pennsylvania, [
Footnote
3/32] Boutwell of Massachusetts (a member of the Joint
Committee), [
Footnote 3/33]
Page 400 U. S. 178
Eliot of Massachusetts, [
Footnote
3/34] Beaman of Michigan, [
Footnote 3/35] and Farnsworth of Illinois, [
Footnote 3/36] expressed their regret
that the Amendment did not prohibit restrictions on the franchise.
As the quotations set out in the margin indicate, the absence of
such a prohibition was generally attributed to prejudice in the
Congress, in the States, or both, to such an extent that an
enfranchising amendment could not pass. This corresponds with the
first part of Stevens' introductory speech.
Page 400 U. S. 179
Other supporters of the Amendment obviously based their remarks
on their understanding that it did not affect state laws imposing
discriminatory voting.qualifications, but did not indicate that the
omission was a drawback in their view. In this group were Thayer of
Pennsylvania, [
Footnote 3/37]
Broomall of Pennsylvania, [
Footnote
3/38] Raymond of New York, [
Footnote 3/39] McKee of Kentucky, [
Footnote 3/40] Miller of Pennsylvania, [
Footnote 3/41]
Page 400 U. S. 180
Banks of Massachusetts, [
Footnote
3/42] and Eckley of Ohio. [
Footnote 3/43]
The remaining members of the House who supported the Fourteenth
Amendment either did not speak at all or did not address themselves
to the suffrage issue in any very clear terms. Those in the latter
group who gave speeches on the proposed Amendment included
Page 400 U. S. 181
Spalding of Ohio, [
Footnote
3/44] Longyear of Michigan, [
Footnote 3/45] and Shellabarger of Ohio. [
Footnote 3/46] The remaining Republican
members of the Joint Committee -- Washburne of Illinois, Morrill of
Vermont, Conkling of New York, and Blow of Missouri -- did not
participate in the debates over the Amendment.
In the opposition to the Amendment were only the handful of
Democrats. Even they, with one seeming exception, did not assert
that the Amendment was applicable to suffrage, although they would
have been expected to do so if they thought such a reading
plausible. Finck of Ohio and Shanklin of Kentucky did not even
Page 400 U. S. 182
mention Negro suffrage in their attacks on the Amendment,
although Finck discussed the reasons why the Southern States could
not be expected to ratify it, Globe 2460-2462, and Shanklin
characterized the Amendment as "tyrannical and oppressive." Globe
2501. Eldridge of Wisconsin [
Footnote
3/47] and Randall of Pennsylvania [
Footnote 3/48] affirmatively indicated their
understanding that, with the Amendment, the Radicals had at least
temporarily abandoned their crusade for Negro suffrage, as did
Finck when the measure returned from the Senate with amendments.
[
Footnote 3/49]
The other two Democrats to participate in the three days of
debate on H.R. 127, Boyer of Pennsylvania and Rogers of New Jersey,
have been a source of great comfort to those who set out to prove
that the history of the Fourteenth Amendment is inconclusive on
this issue. Each, in the course of a lengthy speech, included a
sentence which, taken out of context, can be read to indicate a
fear that § 1 might prohibit racial restrictions on the
ballot. Boyer said,
"The first section embodies the principles of the civil rights
bill, and is intended to secure ultimately, and to some extent
indirectly,
Page 400 U. S. 183
the political equality of the negro race."
Globe 2467. Rogers, commenting on the uncertain scope of the
Privileges and Immunities Clause, observed "The right to vote is a
privilege." Globe 2538.
While these two statements are perhaps innocuous enough to be
left alone, it is noteworthy that each speaker had earlier in the
session delivered a tirade against the principle of Negro suffrage;
[
Footnote 3/50] if either
seriously believed that the Fourteenth Amendment might enfranchise
the freedmen, he was unusually calm about the fact. That they did
not seriously interpret the Amendment in this way is indicated as
well by other portions of their speeches. [
Footnote 3/51]
Page 400 U. S. 184
Two other opponents of the Fourteenth Amendment, Phelps of
Maryland and Niblack of Indiana, made statements which have been
adduced to show that there was no consensus on the applicability of
the Fourteenth Amendment to suffrage laws. Phelps voiced his
sentiments on May 5, three days before the beginning of debate.
[
Footnote 3/52] In the course of
a speech urging a soft policy on reconstruction, he expressed the
fear that the Amendment would authorize Congress to define the
privileges of citizens to include the suffrage -- or indeed that it
might have that effect
proprio vigore. Globe 2398. Phelps
did not repeat this sentiment after he was contradicted by speaker
after speaker during the debates proper; indeed, he did not take
part in the debates at all, but simply voted against the Amendment,
along with most of his Democratic colleagues. Globe 2545. [
Footnote 3/53]
As for Niblack, on the first day of debate, he made the
following remarks:
"I give notice that I will offer the following amendment if I
shall have the opportunity: "
Page 400 U. S. 185
" Add to the fifth section as follows: "
"
Provided, That nothing contained in this article
shall be so construed as to authorize Congress to regulate or
control the elective franchise within any State, or to abridge or
restrict the power of any State to regulate or control the same
within its own jurisdiction, except as in the third section hereof
prescribed."
Globe 2465. Like Phelps, Niblack found it unnecessary to
participate in the debates. He was not heard from again until the
vote on the call for the previous question. As Garfield ascertained
at the time, the only opportunity to amend H.R. 127 would arise if
the demand was voted down. Niblack voted to sustain it. Globe
2545.
Debate in the House was substantially concluded by Bingham, the
man primarily responsible for the language of § 1. Without
equivocation, he stated:
"The amendment does not give, as the second section shows, the
power to Congress of regulating suffrage in the several
States."
"The second section excludes the conclusion that, by the first
section, suffrage is subjected to congressional law, save, indeed,
with this exception, that as the right in the people of each State
to a republican government and to choose their Representatives in
Congress is of the guarantees of the Constitution, by this
amendment a remedy might be given directly for a case supposed by
Madison, where treason might change a State government from a
republican to a despotic government, and thereby deny suffrage to
the people."
Globe 2542.
Stevens then arose briefly in rebuttal. He attacked Bingham for
saying in another portion of his speech that the disqualification
provisions of § 3 were unenforceable. He did not contradict --
or even refer to -- Bingham's
Page 400 U. S. 186
interpretation of §§ 1 and 2. Globe 2544. The vote was
taken and the resolution passed immediately thereafter. Globe
2545.
To say that Stevens did not contradict Bingham is to minimize
the force of the record. Not once during the three days of debate
did
any supporter of the Amendment criticize or correct
any of the Republicans or Democrats who observed that the
Amendment left the ballot "exclusively under the control of the
States." Globe 2542 (Bingham). This fact is tacitly admitted even
by those who find the debates "inconclusive." The only contrary
authority they can find in the debates is the pale remarks of the
four Democrats already discussed. [
Footnote 3/54]
In the Senate, which did not have a gag rule, matters proceeded
at a more leisurely pace. The introductory speech would normally
have been given by Senator Fessenden of Maine, the Chairman of the
Joint Committee on behalf of the Senate, but he was still weak with
illness, and unable to deliver a lengthy speech. The duty of
presenting the views of the Joint Committee therefore devolved on
Senator Howard of Michigan. [
Footnote
3/55]
Page 400 U. S. 187
Howard minced no words. He stated that
"the first section of the proposed amendment does not give to
either of these classes the right of voting. The right of suffrage
is not, in law, one of the privileges or immunities thus secured by
the Constitution. It is merely the creature of law. It has always
been regarded in this country as the result of positive local law,
not regarded as one of those fundamental rights lying at the basis
of all society and without which a people cannot exist except as
slaves, subject to a depotism [
sic]."
Globe 2766. "The second section leaves the right to regulate the
elective franchise still with the States, and does not meddle with
that right."
Ibid. Howard stated that, while he personally
would have preferred to see the freedmen enfranchised, the
Committee was confronted with the necessity of proposing an
amendment which could be ratified.
"The committee were of opinion that the States are not yet
prepared to sanction so fundamental a change as would be the
concession of the right of suffrage to the colored race. We may as
well state it plainly and fairly, so that there shall be no
misunderstanding on the subject. It was our opinion that
three-fourths of the States of this Union could not be induced to
vote to grant the right of suffrage, even in any degree or under
any restriction, to the colored race."
Ibid. Howard's forthright attempt to prevent
misunderstanding was completely successful insofar as the Senate
was concerned; at least, no one has yet discovered a remark during
the Senate debates on the proposed Fourteenth Amendment which
indicates any contrary impression. [
Footnote 3/56]
Page 400 U. S. 188
For some, however, time has muddied the clarity with which he
spoke. [
Footnote 3/57]
The Senate, like the House, made frequent reference to the fact
that the proposed amendment would not result in the enfranchisement
of the freedmen. The supporters
Page 400 U. S. 189
who expressed their regret at the fact were Wade of Ohio,
[
Footnote 3/58] Poland of
Vermont, [
Footnote 3/59] Stewart
of Nevada, [
Footnote 3/60] Howe
of Wisconsin, [
Footnote 3/61]
Henderson of Missouri, [
Footnote
3/62]
Page 400 U. S. 190
and Yates of Illinois. [
Footnote
3/63] The remarks of Senator Sherman of Ohio, whose support for
the amendment was lukewarm,
see Globe 2986, seem to have
been based on the common interpretation. [
Footnote 3/64]
Doolittle of Wisconsin, whose support for the President resulted
in his virtually being read out of the Republican Party, proposed
to base representation on adult male voters. Globe 2942. In a
discussion with Senator Grimes of Iowa, a member of the Joint
Committee, about the desirability of this change, Doolittle
defended himself by pointing out that: "Your amendment proposes
to
Page 400 U. S. 191
allow the States to say who shall vote." Globe 2943. Grimes did
not respond. Among the Democrats, no different view was expressed.
Those whose remarks are informative are Hendricks of Indiana,
[
Footnote 3/65] Cowan of
Pennsylvania, [
Footnote 3/66]
Davis of Kentucky, [
Footnote
3/67] and Johnson of Maryland. [
Footnote 3/68]
Senator Howard, who had opened debate, made the last remarks in
favor of the Amendment. He said:
"We know very well that the States retain the power, which they
have always possessed, of regulating the right of suffrage in the
States. It is the theory of the Constitution itself. That right has
never been taken from them; no endeavor has ever been made to take
it from them; and the theory of this whole amendment is to leave
the power of regulating the suffrage with the people or
Legislatures of the States, and not to assume to regulate
Page 400 U. S. 192
it by any clause of the Constitution of the United States."
Globe 3039. Shortly thereafter, the Amendment was approved.
Globe 3041-3042.
In the House, there was a brief discussion of the Senate
amendments and the measure generally, chiefly by the Democrats.
Stevens then concluded the debate as he had begun it, expressing
his regret that the Amendment would not enfranchise the freedmen.
[
Footnote 3/69] The House
accepted the Senate changes and sent the measure to the States.
Globe 3149.
E. Collateral Evidence of Congressional Intent
It has been suggested that, despite this evidence of
congressional understanding, which seems to me overwhelming, the
history is nonetheless inconclusive. Primary reliance is placed on
debates over H.R. 51, the Joint Committee's first effort in the
field of the basis of representation. In these debates, some of the
more extreme Radicals, typified by Senator Sumner of Massachusetts,
suggested that Congress had power to interfere with state voter
qualifications at least to the extent of enfranchising the
freedmen. This power was said to exist in a variety of
constitutional provisions, including Art. I, § 2, Art. I,
§ 4, the war power, the power over territories, the guarantee
of a republican form of government, and § 2 of the Thirteenth
Amendment. Those who held this view expressed concern lest the
Committee's proposal be read to authorize the States to
discriminate on racial grounds, and stated that they could not vote
for the measure if such was the correct construction. They were
sometimes comforted by supporters
Page 400 U. S. 193
of the committee proposal, who assured them that there would be
no such effect. From these statements, and the fact that some of
those who took the extreme view ultimately did vote for the
proposed Fourteenth Amendment, it is sought to construct a
counter-argument: if H.R. 51, properly interpreted, would not have
precluded congressional exercise of power otherwise existing under
the constitutional provisions referred to, then § 2 of the
Fourteenth Amendment, properly interpreted, does not preclude the
exercise of congressional power under §§ 1 and 5 of that
Amendment.
This argument, however, is even logically fallacious, and, quite
understandably, none of the opinions filed today places much
reliance on it. I do not maintain that the framers of the
Fourteenth Amendment took away with one hand what they had given
with the other, but simply that the Amendment must be construed as
a whole, and that, for the reasons already given,
supra,
at
400 U. S.
167-170, the inclusion of § 2 demonstrates that the
framers never intended to confer the power which my Brethren seek
to find in §§ 1 and 5. Bingham, for one, distinguished
between these two positions. When it was suggested in the debates
over H.R. 51 that the proviso would remove preexisting
congressional power over voting qualifications, Bingham made the
response quoted by my colleagues. Globe 431-432;
see post
at
400 U. S.
276-277. When it was observed during the debates over
the proposed Fourteenth Amendment that § 2 demonstrated that
the Amendment did not reach state control over voting
qualifications, Bingham was the one making the observation. Globe
2542, quoted
supra at
400 U. S. 185.
As Bingham seems to have recognized, the sort of argument he made
in connection with H.R. 51 is beside the point with respect to the
Fourteenth Amendment.
In any event, even disregarding its analytical difficulties, the
argument is based on blatant factual shortcomings. All but one of
the speakers on whose statements
Page 400 U. S. 194
primary reliance is placed stated, either during the debates on
the Fourteenth Amendment or subsequently, that the Amendment did
not enfranchise the freedmen. [
Footnote 3/70] Finally, some of those determined to
sustain the legislation now before us rely on speeches made between
two and three years after Congress had sent the proposed Amendment
to the States. Boutwell and Stevens in the House, and Sumner in the
Senate, argued that the Fifteenth
Page 400 U. S. 195
Amendment or enfranchising legislation was unnecessary because
the Fourteenth Amendment prohibited racial discrimination in voter
qualifications. Each had earlier expressed the opposite position.
[
Footnote 3/71] Their subsequent
attempts to achieve by assertion what they had not had the votes to
achieve by constitutional processes can hardly be entitled to
weight.
F. Ratification
State materials relating to the ratification process are not
very revealing. For the most part, only gubernatorial messages and
committee reports have survived. [
Footnote 3/72] So far as my examination of these
materials reveals, while the opponents of the Amendment were
divided
Page 400 U. S. 196
and sometimes equivocal on whether it might be construed to
require enfranchisement, [
Footnote
3/73] the supporters of the Amendment in the States approached
the congressional proponents in the unanimity of their
interpretation. I have discovered only one brief passage in support
of the Amendment which appears to be based on the assumption that
it would result in enfranchisement. [
Footnote 3/74] These remarks, in the message of the
Governor of Illinois, had to compete in the minds of the
legislators with the viewpoint of the Chicago Tribune. This Radical
journal repeatedly criticized the Amendment's lack of an
enfranchising provision, and at one time it even expressed the hope
that the South would refuse to ratify the Amendment so that the
North would turn to enfranchisement of the freedmen as the only
means of reconstruction. June 25, 1866, quoted in James 177. In all
the other States I have examined, where the materials are
sufficiently full for the understanding of a supporter of the
Amendment to appear, his understanding
Page 400 U. S. 197
has been that enfranchisement would not result. [
Footnote 3/75]
The scanty official materials can be supplemented by other
sources. There was a congressional election in the fall of the year
the Fourteenth Amendment went to the States. The Radicals ran on
the Amendment as their reconstruction program, attempting to force
voters to choose between their plan and that of President Johnson.
From the campaign speeches and from newspaper reactions, we can get
some further idea of the understanding of the States.
The tone of the campaign was set by the formal report of the
Joint Committee, which Fessenden openly stated he had composed as a
partisan document. James 147. Indeed, it was not even submitted to
Congress until the day the Senate approved the measure, and then
only in manuscript form. Globe 3038. On the delicate issue of Negro
suffrage, the report read as follows: [
Footnote 3/76]
"Doubts were entertained whether Congress had power, even under
the amended Constitution, to prescribe the qualifications of voters
in a State, or could act directly on the subject. It was doubtful,
in the opinion of your committee, whether the States would consent
to surrender a power they had always exercised, and to which they
were attached. As the best if not the only method of surmounting
the difficulty, and as eminently just and proper in itself, your
committee came to the conclusion that political power should be
possessed in all the States exactly in proportion as the right of
suffrage should be granted, without distinction of color or
race.
Page 400 U. S. 198
This, it was thought, would leave the whole question with the
people of each State, holding out to all the advantage of increased
political power as an inducement to allow all to participate in its
exercise. Such a provision would be, in its nature, gentle and
persuasive, and would lead, it was hoped, at no distant day, to an
equal participation of all, without distinction, in all the rights
and privileges of citizenship, thus affording a full and adequate
protection to all classes of citizens, since all would have,
through the ballot-box, the power of self-protection."
"Holding these views, your committee prepared an amendment to
the Constitution to carry out this idea, and submitted the same to
Congress. Unfortunately, as we think, it did not receive the
necessary constitutional support in the Senate, and therefore could
not be proposed for adoption by the States. The principle involved
in that amendment is, however, believed to be sound, and your
committee have again proposed it in another form, hoping that it
may receive the approbation of Congress."
Newspapers expressed the same view of the reach of the
Amendment. Even while deliberations were under way, predictions
that Congress would come up with a plan involving enfranchisement
of the freedmen had gradually ceased. James 91. When the Amendment
was released to the press, Andrew Johnson was reported as seeing in
it a "practical abandonment of the negro suffrage issue."
Cincinnati Daily Commercial, April 30, 1866, quoted in James 117.
The New York Herald had reported editorially that the Amendment
reflected an abandonment of the Radical push for Negro suffrage and
acceptance of Johnson's position that control over suffrage rested
exclusively with the States. May 1, 1866, reported in James 119.
The Nation, a Radical organ,
Page 400 U. S. 199
attributed the absence of any provision on Negro suffrage to
"sheer want of confidence in the public." 2 Nation 545 (May 1,
1866), quoted in James 10. The Chicago Tribune, another Radical
organ, complained that § 1 was objectionable as "surplusage,"
May 5, 1866, quoted in James 123, and, later in the same month,
criticized the measure for "postponing, and not settling" the
matter of equal political rights for Negroes. May 31, 1866, quoted
in James 146. As deliberations continued, the reporting went on in
the same vein. The New York Times reported that, with elections
approaching, "No one now talks or dreams of forcing Negro suffrage
upon the Southern States." June 6, 1866. The Cincinnati Daily
Commercial and the Boston Daily Journal for June 7, 1866, commented
on the Radicals' abandonment of Negro suffrage. James 145.
Much the same picture emerges from the campaign speeches.
Although an occasional Democrat expressed the fear that the
Amendment would or might result in political equality, [
Footnote 3/77] the supporters of the
Amendment denied such effects without exception that I have
discovered. Among the leading congressional figures who stated in
campaign speeches that the Amendment did not prohibit racial voting
qualifications were Senators Howe, Lane, Sherman, Sumner, and
Trumbull, and Congressmen Bingham, Delano, Schenck, and Stevens.
See James 159-168, 173, 178; Fairman, Does the Fourteenth
Amendment Incorporate the Bill of Rights?, 2 Stan.L.Rev. 5, 70-78
(1949)
As was pointed out above, all but a handful of Northern States
prohibited blacks from voting at all,
Page 400 U. S. 200
and opposition to a change was intense. Between 1865 and 1869,
referenda on the issue rejected impartial Negro suffrage in
Colorado Territory, Connecticut, Wisconsin, Minnesota (twice), the
District of Columbia, Nebraska Territory, Kansas, Ohio, Michigan,
Missouri, and New York. Only Iowa and Minnesota accepted it, and
that on the day Grant was elected to the Presidency. [
Footnote 3/78] It is inconceivable that
those States, in that climate, could have ratified the Amendment
with the expectation that it would require them to permit their
black citizens to vote.
Small wonder, then, that, in early 1869, substantially the same
group of men who three years earlier had proposed the Fourteenth
Amendment felt it necessary to make further modifications in the
Constitution if state suffrage laws were to be controlled even to
the minimal degree of prohibiting qualifications which, on their
face, discriminated on the basis of race. If the consequences for
our federal system were not so serious, the contention that the
history is "inconclusive" would be undeserving of attention. And,
with all respect, the transparent failure of attempts to cast doubt
on the original understanding is simply further evidence of the
force of the historical record.
II
The history of the Fourteenth Amendment with respect to suffrage
qualifications is remarkably free of the problems which bedevil
most attempts to find a reliable guide to present decision in the
pages of the past. Instead, there is virtually unanimous agreement,
clearly and repeatedly expressed, that § 1 of the Amendment
did not reach discriminatory voter qualifications. In this rather
remarkable situation, the issue of the bearing of the historical
understanding on constitutional interpretation squarely arises.
Page 400 U. S. 201
I must confess to complete astonishment at the position of some
of my Brethren that the history of the Fourteenth Amendment has
become irrelevant.
Ante at
400 U.S. 139-140. In the six years
since I first set out much of this history, [
Footnote 3/79] I have seen no justification for such a
result which appears to me at all adequate. With matters in this
posture, I need do no more by way of justifying my reliance on
these materials than sketch the familiar outlines of our
constitutional system.
When the Constitution, with its original Amendments, came into
being, the States delegated some of their sovereign powers to the
Federal Government, surrendered other powers, and expressly
retained all powers not delegated or surrendered. Amdt. X. The
power to set state voting qualifications was neither surrendered
nor delegated, except to the extent that the guarantee of a
republican form of government [
Footnote 3/80] may be thought to require a certain
minimum distribution of political power. The power to set
qualifications for voters for national office, created by the
Constitution, was expressly committed to the States by Art. I,
§ 2, and Art. II, § 1. [
Footnote 3/81] By Art. V, States may be deprived of
their retained powers only with the concurrence of two-thirds of
each House of Congress and three-fourths of the States. No one
asserts that the power to set voting qualifications was taken from
the States or subjected to federal control by any Amendment before
the Fourteenth. The historical evidence makes it plain that the
Congress and the States proposing and ratifying that Amendment
affirmatively understood that they were not limiting state power
over voting qualifications. The
Page 400 U. S. 202
existence of the power therefore survived the amending process,
and, except as it has been limited by the Fifteenth, Nineteenth,
and Twenty-fourth Amendments, it still exists today. [
Footnote 3/82] Indeed, the very fact that
constitutional amendments were deemed necessary to bring about
federal abolition of state restrictions on voting by reason of race
(Amdt. XV), sex (Amdt. XIX), and, even with respect to federal
elections, the failure to pay state poll taxes (Amdt. XXIV), is
itself forceful evidence of the common understanding in 1869, 1919,
and 1962, respectively, that the Fourteenth Amendment did not
empower Congress to legislate in these respects.
It must be recognized, of course, that the amending process is
not the only way in which constitutional understanding alters with
time. The judiciary has long been entrusted with the task of
applying the Constitution in changing circumstances, and as
conditions change the Constitution in a sense changes as well. But
when the Court gives the language of the Constitution an
Page 400 U. S. 203
unforeseen application, it does so, whether explicitly or
implicitly, in the name of some underlying purpose of the Framers.
[
Footnote 3/83] This is
necessarily so; the federal judiciary, which by express
constitutional provision is appointed for life, and therefore
cannot be held responsible by the electorate, has no inherent
general authority to establish the norms for the rest of society.
It is limited to elaboration and application of the precepts
ordained in the Constitution by the political representatives of
the people. When the Court disregards the express intent and
understanding of the Framers, it has invaded the realm of the
political process to which the amending power was committed, and it
has violated the constitutional structure which it is its highest
duty to protect. [
Footnote
3/84]
Page 400 U. S. 204
As the Court is not justified in substituting its own views of
wise policy for the commands of the Constitution, still less is it
justified in allowing Congress to disregard those commands as the
Court understands them. Although Congress' expression of the view
that it does have power to alter state suffrage qualifications is
entitled to the most respectful consideration by the judiciary,
coming as it does from a coordinate branch of government, [
Footnote 3/85] this cannot displace the
duty of this Court to make an independent determination whether
Congress has exceeded its powers. The reason for this goes beyond
Marshall's assertion that: "It is emphatically the province and
duty of the judicial department to say what the law is."
Marbury v.
Madison, 1 Cranch 137,
5 U. S. 177
(1803). [
Footnote 3/86] It
inheres in the structure of the
Page 400 U. S. 205
constitutional system itself. Congress is subject to none of the
institutional restraints imposed on judicial decisionmaking; it is
controlled only by the political process. In Article V, the Framers
expressed the view that the political restraints on Congress alone
were an insufficient control over the process of constitution
making. The concurrence of two-thirds of each House and of
three-fourths of the States was needed for the political check to
be adequate. To allow a simple majority of Congress to have final
say on matters of constitutional interpretation is therefore
fundamentally out of keeping with the constitutional structure. Nor
is that structure adequately protected by a requirement that the
judiciary be able to perceive a basis for the congressional
interpretation, the only restriction laid down in
Katzenbach v.
Morgan, 384 U. S. 641
(1966).
It is suggested that the proper basis for the doctrine
enunciated in
Morgan lies in the relative factfinding
competence of Court, Congress, and state legislatures.
Post at
400 U. S.
246-249. In this view, as I understand it, since
Congress is at least as well qualified as a state legislature to
determine factual issues, and far better qualified than this Court,
where a dispute is basically factual in nature, the congressional
finding of fact should control, subject only to review by this
Court for reasonableness.
In the first place, this argument has little or no force as
applied to the issue whether the Fourteenth Amendment covers voter
qualifications. Indeed, I do not understand the adherents of
Morgan to maintain the contrary.
Page 400 U. S. 206
But even on the assumption that the Fourteenth Amendment does
place a limit on the sorts of voter qualifications which a State
may adopt, I still do not see any real force in the reasoning.
When my Brothers refer to "complex factual questions,"
post at
400 U. S. 248,
they call to mind disputes about primary, objective facts dealing
with such issues as the number of persons between the ages of 18
and 21, the extent of their education, and so forth. The briefs of
the four States in these cases take no issue with respect to any of
the facts of this nature presented to Congress and relied on by my
Brothers DOUGLAS,
ante at
400 U. S.
141-143, and BRENNAN, WHITE, and MARSHALL,
post
at
400 U. S.
243-246,
400 U. S.
279-280. Except for one or two matters of dubious
relevance, these facts are not subject to rational dispute. The
disagreement in these cases revolves around the evaluation of this
largely uncontested factual material. [
Footnote 3/87] On the assumption that maturity and
experience are relevant to intelligent and responsible exercise of
the elective franchise, are the immaturity and inexperience of the
average 18-, 19-, or 20-year-old sufficiently serious to justify
denying such a person a direct voice in decisions affecting his or
her life? Whether or not this judgment is characterized as
"factual," it calls for striking a balance between incommensurate
interests. Where the balance is to be struck depends ultimately on
the values and the perspective of the decisionmaker. It is a matter
as to which men of good will can and do reasonably differ.
I fully agree that judgments of the sort involved here are
beyond the institutional competence and constitutional
Page 400 U. S. 207
authority of the judiciary.
See, e.g., Baker v. Carr,
369 U. S. 186,
369 U.S. 266-330 (1962)
(Frankfurter, J., dissenting);
Kramer v. Union School
District, 395 U. S. 621,
395 U. S.
634-641 (1969) (STEWART, J., dissenting). They are
preeminently matters for legislative discretion, with judicial
review, if it exists at all, narrowly limited. But the same reasons
which, in my view, would require the judiciary to sustain a
reasonable state resolution of the issue also require Congress to
abstain from entering the picture.
Judicial deference is based not on relative factfinding
competence, but on due regard for the decision of the body
constitutionally appointed to decide. Establishment of voting
qualifications is a matter for state legislatures. Assuming any
authority at all, only when the Court can say with some confidence
that the legislature has demonstrably erred in adjusting the
competing interests is it justified in striking down the
legislative judgment. This order of things is more efficient and
more congenial to our system, and, in my judgment, much more likely
to achieve satisfactory results than one in which the Court has a
free hand to replace state legislative judgments with its own.
See Ferguson v. Skrupa, 372 U. S. 726
(1963).
The same considerations apply, and with almost equal force, to
Congress' displacement of state decisions with its own ideas of
wise policy. The sole distinction between Congress and the Court in
this regard is that Congress, being an elective body, presumptively
has popular authority for the value judgment it makes. But since
the state legislature has a like authority, this distinction
between Congress and the judiciary falls short of justifying a
congressional veto on the state judgment. The perspectives and
values of national legislators on the issue of voting
qualifications are likely to differ from those of state
legislators, but I see no reason
Page 400 U. S. 208
a priori to prefer those of the national figures, whose
collective decision, applying nationwide, is necessarily less able
to take account of peculiar local conditions. Whether one agrees
with this judgment or not, it is the one expressed by the Framers
in leaving voter qualifications to the States. The Supremacy Clause
does not, as my colleagues seem to argue, represent a judgment that
federal decisions are superior to those of the States whenever the
two may differ.
To be sure, my colleagues do not expressly say that Congress or
this Court is empowered by the Constitution to substitute its own
judgment for those of the States. However, before sustaining a
state judgment, they require a "clear showing that the burden
imposed is necessary to protect a compelling and substantial
governmental interest." [
Footnote
3/88]
Post at
400 U. S. 238;
see post at
400 U. S. 247
n. 30. I should think that, if the state interest were truly
"compelling" and "substantial," and a clear showing could be made
that the voter qualification was "necessary" to its preservation,
no reasonable person would think the qualification undesirable.
Equivalently, if my colleagues or a majority of Congress deem a
given voting qualification undesirable as a matter of policy, they
must consider that the state interests involved are not
"compelling" or "substantial" or that they can be adequately
protected in other ways. It follows that my colleagues must be
prepared to hold invalid as a matter
Page 400 U. S. 209
of federal constitutional law all state voting qualifications
which they deem unwise, as well as all such qualifications which
Congress reasonably deems unwise. For this reason, I find their
argument subject to the same objection as if it explicitly
acknowledged such a conclusion.
It seems to me that the notion of deference to congressional
interpretation of the Constitution, which the Court promulgated in
Morgan, is directly related to this higher standard of
constitutionality which the Court intimated in
Harper v.
Virginia Board of Elections, 383 U. S. 663
(1966), and brought to fruition in
Kramer. When the scope
of federal review of state determinations became so broad as to be
judicially unmanageable, it was natural for the Court to seek
assistance from the national legislature. If the federal role were
restricted to its traditional and appropriate scope, review for the
sort of "plain error" which is variously described as "arbitrary
and capricious," "irrational," or "invidious," there would be no
call for the Court to defer to a congressional judgment on this
score that it did not find convincing. Whether a state judgment has
so exceeded the bounds of reason as to authorize federal
intervention is not a matter as to which the political process is
intrinsically likely to produce a sounder or more acceptable
result. It is a matter of the delicate adjustment of the federal
system. In this area, to rely on Congress would make that body a
judge in its own cause. The role of final arbiter belongs to this
Court.
III
Since I cannot agree that the Fourteenth Amendment empowered
Congress, or the federal judiciary, to control voter
qualifications, I turn to other asserted sources of congressional
power. My Brother BLACK would find that such power exists with
respect to
federal elections by
Page 400 U. S. 210
virtue of Art. I, § 4, and seemingly other considerations
that he finds implicit in federal authority.
The constitutional provisions controlling the regulation of
congressional elections are the following:
Art. I, § 2:
"the Electors [for Representatives] in each State shall have the
Qualifications requisite for Electors of the most numerous Branch
of the State Legislature."
Art. I, § 4:
"The Times, Places and Manner of holding Elections for Senators
and Representatives, shall be prescribed in each State by the
Legislature thereof; but the Congress may at any time by Law make
or alter such Regulations, except as to the Places of chusing
Senators."
Amdt. XVII:
"The electors [for Senators] in each State shall have the
qualifications requisite for electors of the most numerous branch
of the State legislatures."
It is difficult to see how words could be clearer in stating
what Congress can control and what it cannot control. Surely
nothing in these provisions lends itself to the view that voting
qualifications in federal elections are to be set by Congress. The
reason for the scheme is not hard to find. In the Constitutional
Convention, Madison expressed the view that:
"The qualifications of electors and elected were fundamental
articles in a Republican Govt. and ought to be fixed by the
Constitution. If the Legislature could regulate those of either, it
can by degrees subvert the Constitution."
2 M. Farrand, Records of the Federal Convention of 1787, pp.
249-250 (1911). He explained further in The Federalist No. 52, p.
326 (C. Rossiter ed.1961):
"To have reduced the different qualifications in the different
States to one uniform rule would probably have been as
dissatisfactory to some of the
Page 400 U. S. 211
States as it would have been difficult to the convention. The
provision made by the convention appears, therefore, to be the best
that lay within their option. It must be satisfactory to every
State, because it is conformable to the standard already
established, or which may be established, by the State itself. It
will be safe to the United States because, being fixed by the State
constitutions, it is not alterable by the State governments, and it
cannot be feared that the people of the States will alter this part
of their constitutions in such a manner as to abridge the rights
secured to them by the federal Constitution."
See also Federalist No. 60, p. 371 (C. Rossiter
ed.1961) (Hamilton), quoted in the opinion of MR. JUSTICE STEWART,
post at
400 U. S. 290,
which is to the same effect.
As to presidential elections, the Constitution provides:
"Each State shall appoint, in such Manner as the Legislature
thereof may direct, a Number of Electors. . . ."
Art. II, § 1, cl. 2.
"The Congress may determine the Time of chusing the Electors,
and the Day on which they shall give their Votes; which Day shall
be the same throughout the United States."
Art. II, § 1, cl. 4. Even the power to control the "Manner"
of holding elections, given with respect to congressional elections
by Art. I, § 4, is absent with respect to the selection of
presidential electors. [
Footnote
3/89] And, of course, the fact that it was deemed necessary to
provide separately for congressional
Page 400 U. S. 212
power to regulate the time of choosing presidential electors and
the President himself demonstrates that the power over "Times,
Places and Manner" given by Art. I, § 4, does not refer to
presidential elections, but only to the elections for Congressmen.
Any shadow of a justification for congressional power with respect
to congressional elections therefore disappears utterly in
presidential elections.
IV
With these major contentions resolved, it is convenient to
consider the three sections of the Act individually to determine
whether they can be supported by any other basis of congressional
power.
A. Voting Age
The only constitutional basis advanced in support of the
lowering of the voting age is the power to enforce the Equal
Protection Clause, a power found in § 5 of the Fourteenth
Amendment. For the reasons already given, it cannot be said that
the statutory provision is valid as declaratory of the meaning of
that clause. Its validity therefore must rest on congressional
power to lower the voting age as a means of preventing invidious
discrimination that is within the purview of that clause.
The history of the Fourteenth Amendment may well foreclose the
possibility that § 5 empowers Congress to enfranchise a class
of citizens so that they may protect themselves against
discrimination forbidden by the first section, but it is
unnecessary for me to explore that question. For I think it fair to
say that the suggestion that members of the age group between 18
and 21 are threatened with unconstitutional discrimination, or that
any hypothetical discrimination is likely to be affected by
lowering the voting age, is little short of fanciful. I see no
justification for stretching to find any such possibility
Page 400 U. S. 213
when all the evidence indicates that Congress -- led on by
recent decisions of this Court -- thought simply that 18-year-olds
were fairly entitled to the vote and that Congress could give it to
them by legislation. [
Footnote
3/90]
I therefore conclude, for these and other reasons given in this
opinion, that, in § 302 of the Voting Rights Act Amendments of
1970, Congress exceeded its delegated powers.
B. Residency
For reasons already stated, neither the power to regulate voting
qualifications in presidential elections, asserted by my Brother
BLACK, nor the power to declare the meaning of § 1 of the
Fourteenth Amendment, relied on by my Brother DOUGLAS, can support
§ 202 of the Act. It would also be frivolous to contend that
requiring States to allow new arrivals to vote in presidential
elections is an appropriate means of preventing local
discrimination against them in other respects, or of forestalling
violations of the Fifteenth Amendment. The remaining grounds relied
on are the Privileges and Immunities Clause of Art. IV, § 2,
[
Footnote 3/91] and the right to
travel across state lines.
While the right of qualified electors to cast their ballots and
to have their votes counted was held to be a privilege of
citizenship in
Ex parte Yarbrough, 110 U.
S. 651 (1884), and
United States v. Classic,
313 U. S. 299
(1941), these decisions were careful to observe that it
Page 400 U. S. 214
remained with the States to determine the class of qualified
voters. It was federal law, acting on this state-defined class,
which turned the right to vote into a privilege of national
citizenship. As the Court has consistently held, the Privileges and
Immunities Clauses do not react on the mere status of citizenship
to enfranchise any citizen whom an otherwise valid state law does
not allow to vote.
Minor v.
Happersett, 21 Wall. 162,
88 U. S.
170-175 (1875);
Pope v. Williams, 193 U.
S. 621,
193 U. S. 632
(1904);
Breedlove v. Suttles, 302 U.
S. 277,
302 U. S. 283
(1937);
cf. Snowden v. Hughes, 321 U. S.
1,
321 U. S. 7
(1944). Minors, felons, insane persons, and persons who have not
satisfied residency requirements are among those citizens who are
not allowed to vote in most States. [
Footnote 3/92] The Privileges and Immunities Clause of
Art. IV of the Constitution is a direct descendant of Art. IV of
the Articles of Confederation:
"The better to secure and perpetuate mutual friendship and
intercourse among the people of the different States in this Union,
the free inhabitants of each of these States, paupers, vagabonds
and fugitives from justice excepted, shall be entitled to all
privileges and immunities of free citizens in the several States. .
. ."
It is inconceivable that these words when used in the Articles
could have been understood to abolish state durational residency
requirements. [
Footnote 3/93]
There is not a
Page 400 U. S. 215
vestige of evidence that any further extent was envisioned for
them when they were carried over into the Constitution. And, as I
have shown, when they were substantially repeated in § 1 of
the Fourteenth Amendment, it was affirmatively understood that they
did not include the right to vote. The Privileges and Immunities
Clause is therefore unavailing to sustain any portion of §
202.
The right to travel across state lines,
see United States v.
Guest, 383 U. S. 745,
383 U. S.
757-758 (1966), and
Shapiro v. Thompson,
394 U. S. 618,
394 U. S. 630
(1969), is likewise insufficient to require Idaho to conform its
laws to the requirements of § 202. MR. JUSTICE STEWART
justifies § 202 solely on the power under § 5 of the
Fourteenth Amendment to enforce the Privileges and Immunities
Clause of § 1, which he deems the basis for the right to
travel.
Post at
400 U. S.
285-287. I find it impossible to square the position
that § 5 authorizes Congress to abolish state voting
qualifications based on residency with the position that it does
not authorize Congress to abolish such qualifications based on
race. Since the historical record compels me to accept the latter
position, I must reject the former.
MR. JUSTICE; BRENNAN, MR. JUSTICE WHITE, and MR. JUSTICE
MARSHALL do not anchor the right of interstate travel to any
specific constitutional provision.
Post at
400 U. S.
237-238. Past decisions to which they refer have relied
on the two Privileges and Immunities Clauses, just discussed, the
Due Process Clause of the Fifth Amendment, and the Commerce Clause.
See Shapiro v. Thompson, 394 U.S. at
394 U. S. 630
n. 8;
id. at
394 U. S.
663-671 (dissenting opinion). The Fifth Amendment is
wholly inapplicable to state laws; and surely the Commerce Clause
cannot be seriously relied on to sustain the Act here challenged.
With no specific clause of the Constitution
Page 400 U. S. 216
empowering Congress to enact § 202, I fail to see how that
nebulous judicial construct, the right to travel, can do so.
C. Literacy
The remaining provision of the Voting Rights Act Amendments
involved in these cases is the five-year suspension of Arizona's
requirement that registrants be able to read the Constitution in
English and to write their names. Although the issue is not free
from difficulty, I am of the opinion that this provision can be
sustained as a valid means of enforcing the Fifteenth
Amendment.
Despite the lack of evidence of specific instances of
discriminatory application or effect, Congress could have
determined that racial prejudice is prevalent throughout the
Nation, and that literacy tests unduly lend themselves to
discriminatory application, either conscious or unconscious.
[
Footnote 3/94] This danger of
violation of § 1 of the Fifteenth Amendment was sufficient to
authorize the exercise of congressional power under § 2.
Whether to engage in a more particularized inquiry into the
extent and effects of discrimination, either as a condition
precedent or as a condition subsequent to suspension of literacy
tests, was a choice for Congress to make. [
Footnote 3/95] The fact that the suspension is only for
five years will require Congress to reevaluate at the close of that
period. While a less sweeping approach
Page 400 U. S. 217
in this delicate area might well have been appropriate, the
choice which Congress made was within the range of the reasonable.
[
Footnote 3/96] I therefore agree
that § 201 of the Act is a valid exercise of congressional
power to the extent it is involved in this case. I express no view
about its validity as applied to suspend tests such as educational
qualifications, which do not lend themselves so readily to
discriminatory application or effect.
For the reasons expressed in this opinion, I would grant the
relief requested in Nos. 43, Orig., and 44, Orig. I would dismiss
the complaint in No. 47, Orig., for failure to state a claim on
which relief can be granted. In No. 46, Orig., I would grant
declaratory relief with respect to the validity of § 201 of
the Voting Rights Act Amendments as applied to Arizona's current
literacy test; I would deny relief in all other respects, with
leave to reapply to the United States District Court for the
District of Arizona for injunctive relief in the event it proves
necessary, which I am confident it will not.
V
In conclusion, I add the following. The consideration that has
troubled me most in deciding that the 18-year-old and residency
provisions of this legislation should be held unconstitutional is
whether I ought to regard the doctrine of
stare decisis as
preventing me from arriving at that result. For, as I indicated at
the outset of this opinion, were I to continue to consider myself
constricted by recent past decisions holding that the Equal
Protection Clause of the Fourteenth Amendment reaches
Page 400 U. S. 218
state electoral processes, I would, particularly perforce of the
decisions cited in
400
U.S. 112fn3/84|>n. 84,
supra, be led to cast my
vote with those of my Brethren who are of the opinion that the
lowering of the voting age and the abolition of state residency
requirements in presidential elections are within the ordinary
legislative power of Congress.
After much reflection, I have reached the conclusion that I
ought not to allow
stare decisis to stand in the way of
casting my vote in accordance with what I am deeply convinced the
Constitution demands. In the annals of this Court few developments
in the march of events have so imperatively called upon us to take
a fresh hard look at past decisions, which could well be mustered
in support of such developments, as do the legislative lowering of
the voting age and, albeit to a lesser extent, the elimination of
state residential requirements in presidential elections.
Concluding, as I have, that such decisions cannot withstand
constitutional scrutiny, I think it my duty to depart from them,
rather than to lend my support to perpetuating their constitutional
error in the name of
stare decisis.
In taking this position, I feel fortified by the evident
malaise among the members of the Court with those
decisions. Despite them, a majority of the Court holds that this
congressional attempt to lower the voting age by simple legislation
is unconstitutional, insofar as it relates to state elections.
Despite them, four members of the Court take the same view of this
legislation with respect to federal elections as well; and the
fifth member of the Court who considers the legislation
constitutionally infirm as regards state elections relies not at
all on any of those decisions in reaching the opposite conclusion
in federal elections. And of the eight members of the Court who
vote to uphold the residential provision of the statute,
Page 400 U. S. 219
only four appear to rely upon any of those decisions in reaching
that result.
In these circumstances, I am satisfied that I am free to decide
these cases unshackled by a line of decisions which I have felt
from the start entailed a basic departure from sound constitutional
principle.
|
400
U.S. 112app2|
APPENDIX TO OPINION OF HARLAN, J.
V
OTING RIGHTS ACT AMENDMENTS OF 1970,
PUB. L. 91-285, 84 STAT. 314
TITLE II- SUPPLEMENTAL PROVISIONS
APPLICATION OF PROHIBITION TO OTHER STATES
SEC. 201. (a) Prior to August 6, 1975, no citizen shall be
denied, because of his failure to comply with any test or device,
the right to vote in any Federal, State, or local election
conducted in any State or political subdivision of a State as to
which the provisions of section 4(a) of this Act are not in effect
by reason of determinations made under section 4(b) of this
Act.
(b) As used in this section, the term "test or device" means any
requirement that a person as a prerequisite for voting or
registration for voting (1) demonstrate the ability to read, write,
understand, or interpret any matter, (2) demonstrate any
educational achievement or his knowledge of any particular subject,
(3) possess good moral character, or (4) prove his qualifications
by the voucher of registered voters or members of any other
class.
RESIDENCE REQUIREMENTS FOR VOTING
SEC. 202. (a) The Congress hereby finds that the imposition and
application of the durational residency requirement as a
precondition to voting for the offices of President and Vice
President, and the lack of sufficient
Page 400 U. S. 220
opportunities for absentee registration and absentee balloting
in presidential elections --
(1) denies or abridges the inherent constitutional right of
citizens to vote for their President and Vice President;
(2) denies or abridges the inherent constitutional right of
citizens to enjoy their free movement across State lines;
(3) denies or abridges the privileges and immunities guaranteed
to the citizens of each State under article IV, section 2, clause
1, of the Constitution;
(4) in some instances has the impermissible purpose or effect of
denying citizens the right to vote for such officers because of the
way they may vote;
(5) has the effect of denying to citizens the equality of civil
rights, and due process and equal protection of the laws that are
guaranteed to them under the fourteenth amendment; and
(6) does not bear a reasonable relationship to any compelling
State interest in the conduct of presidential elections.
(b) Upon the basis of these findings, Congress declares that, in
order to secure and protect the above-stated rights of citizens
under the Constitution, to enable citizens to better obtain the
enjoyment of such rights, and to enforce the guarantees of the
fourteenth amendment, it is necessary (1) to completely abolish the
durational residency requirement as a precondition to voting for
President and Vice President, and (2) to establish nationwide,
uniform standards relative to absentee registration and absentee
balloting in presidential elections.
(c) No citizen of the United States who is otherwise qualified
to vote in any election for President and Vice President shall be
denied the right to vote for electors for President and Vice
President, or for President and Vice President, in such election
because of the failure of such citizen to comply with any
durational residency
Page 400 U. S. 221
requirement of such State or political subdivision; nor shall
any citizen of the United States be denied the right to vote for
electors for President and Vice President, or for President and
Vice President, in such election because of the failure of such
citizen to be physically present in such State or political
subdivision at the time of such election, if such citizen shall
have complied with the requirements prescribed by the law of such
State or political subdivision providing for the casting of
absentee ballots in such election.
(d) For the purposes of this section, each State shall provide
by law for the registration or other means of qualification of all
duly qualified residents of such State who apply, not later than
thirty days immediately prior to any presidential election, for
registration or qualification to vote for the choice of electors
for President and Vice President or for President and Vice
President in such election; and each State shall provide by law for
the casting of absentee ballots for the choice of electors for
President and Vice President, or for President and Vice President,
by all duly qualified residents of such State who may be absent
from their election district or unit in such State on the day such
election is held and who have applied therefor not later than seven
days immediately prior to such election and have returned such
ballots to the appropriate election official of such State not
later than the time of closing of the polls in such State on the
day of such election.
(e) If any citizen of the United States who is otherwise
qualified to vote in any State or political subdivision in any
election for President and Vice President has begun residence in
such State or political subdivision after the thirtieth day next
preceding such election and, for that reason, does not satisfy the
registration requirements of such State or political subdivision,
he shall be allowed to vote for the choice of electors for
President and Vice
Page 400 U. S. 222
President, or for President and Vice President, in such
election, (1) in person in the State or political subdivision in
which he resided immediately prior to his removal if he had
satisfied, as of the date of his change of residence, the
requirements to vote in that State or political subdivision, or (2)
by absentee ballot in the State or political subdivision in which
he resided immediately prior to his removal if he satisfies, but
for his nonresident status and the reason for his absence, the
requirements for absentee voting in that State or political
subdivision.
(f) No citizen of the United States who is otherwise qualified
to vote by absentee ballot in any State or political subdivision in
any election for President and Vice President shall be denied the
right to vote for the choice of electors for President and Vice
President, or for President and Vice President, in such election
because of any requirement of registration that does not include a
provision for absentee registration.
(g) Nothing in this section shall prevent any State or political
subdivision from adopting less restrictive voting practices than
those that are prescribed herein.
SEPARABILITY
SEC. 205. If any provision of this Act or the application of any
provision thereof to any person or circumstance is judicially
determined to be invalid, the remainder of this Act or the
application of such provision to other persons or circumstances
shall not be affected by such determination.
TITLE III- REDUCING VOTING AGE TO EIGHTEEN IN
FEDERAL,
STATE, AND LOCAL ELECTIONS DECLARATION AND FINDINGS
SEC. 301. (a) The Congress finds and declares that the
imposition and application of the requirement that a
Page 400 U. S. 223
citizen be twenty-one years of age as a precondition to voting
in any primary or in any election --
(1) denies and abridges the inherent constitutional rights of
citizens eighteen years of age but not yet twenty-one years of age
to vote -- a particularly unfair treatment of such citizens in view
of the national defense responsibilities imposed upon such
citizens;
(2) has the effect of denying to citizens eighteen years of age
but not yet twenty-one years of age the due process and equal
protection of the laws that are guaranteed to them under the
fourteenth amendment of the Constitution; and
(3) does not bear a reasonable relationship to any compelling
State interest.
(b) In order to secure the constitutional rights set forth in
subsection (a), the Congress declares that it is necessary to
prohibit the denial of the right to vote to citizens of the United
States eighteen years of age or over.
PROHIBITION
SEC. 302. Except as required by the Constitution, no citizen of
the United States who is otherwise qualified to vote in any State
or political subdivision in any primary or in any election shall be
denied the right to vote in any such primary or election on account
of age if such citizen is eighteen years of age or older.
EFFECTIVE DATE
SEC. 305. The provisions of title III shall take effect with
respect to any primary or election held on or after January 1,
1971.
ARIZONA CONSTITUTION
Art. 7, § 2. No person shall be entitled to vote at any
general election, or for any office that now is, or hereafter may
be, elective by the people, or upon any question
Page 400 U. S. 224
which may be submitted to a vote of the people, unless such
person be a citizen of the United States of the age of twenty-one
years or over, and shall have resided in the State one year
immediately preceding such election, provided that qualifications
for voters at a general election for the purpose of electing
presidential electors shall be as prescribed by law. The word
"citizen" shall include persons of the male and female sex.
ARIZONA REVISED STATUTES ANNOTATED
"§ 16-101. Qualifications of elector"
A. Every resident of the state is qualified to become an elector
and may register to vote at all elections authorized by law if
he:
1. Is a citizen of the United States.
2. Will be twenty-one years or more of age prior to the regular
general election next following his registration.
3. Will have been a resident of the state one year and of the
county in which he claims the right to vote thirty days next
preceding the election.
4. Is able to read the constitution of the United States in the
English language in a manner showing that he is neither prompted
nor reciting from memory, unless prevented from so doing by
physical disability.
5. Is able to write his name, unless prevented from so doing by
physical disability.
B. At an election held between the date of registration and the
next regular general election, the elector is eligible to vote if
at the date of the intervening election he is twenty-one years of
age and has been a resident of the state one year and the county
thirty days.
C. A person convicted of treason or a felony, unless restored to
civil rights, or an idiot, insane person or person under
guardianship is not qualified to register. As amended, Laws 1970,
c. 151, § 1.
Page 400 U. S. 225
§ 16-107. Closing of registrations
A. No elector shall be registered to vote between five o'clock
p.m. of the day which is two months preceding the date of the next
primary election and seven o'clock p.m. of the day of the primary
election.
B. No elector shall be registered to vote between five o'clock
p.m. of the eighth Monday preceding a general election and seven
o'clock p.m. of the day thereof. As amended, Laws 1958, c. 48,
§ 1; Laws 1970, c. 151, § 5.
I
DAHO CONSTITUTION
Art. 6, § 2. Qualifications of electors. -- Except as in
this article otherwise provided, every male or female citizen of
the United States, twenty-one years old, who has actually resided
in this state or territory for six months, and in the county where
he or she offers to vote, thirty days next preceding the day of
election, if registered as provided by law, is a qualified elector;
provided however, that every citizen of the United States,
twenty-one years old, who has actually resided in this state for
sixty days next preceding the day of election, if registered as
required by law, is a qualified elector for the sole purpose of
voting for presidential electors; and until otherwise provided by
the legislature, women who have the qualifications prescribed in
this article may continue to hold such school offices and vote at
such school elections as provided by the laws of Idaho
territory.
I
DAHO CODE
Sec. 34-401. Qualifications of voters. -- Every person over the
age of twenty-one (21) years, possessing the qualifications
following, shall be entitled to vote at all elections: He shall be
a citizen of the United States and shall have resided in this state
six (6) months immediately preceding the election at which he
offers to vote,
Page 400 U. S. 226
and in the county thirty (30) days: provided, that no person
shall be permitted to vote at any county seat election who has not
resided in the county six (6) months, and in the precinct ninety
(90) days, where he offers to vote; nor shall any person be
permitted to vote at any election for the division of the county,
or striking off from any county any part thereof, who has not the
qualifications provided for in section 3, article 18, of the
constitution; nor shall any person be denied the right to vote at
any school district election, nor to hold any school district
office on account of sex.
34-408. Eligibility of new residents to vote. -- Each citizen of
the United States who, immediately prior to his removal to this
state, was a citizen of another state and who has been a resident
of this state for sixty (60) days next preceding the day of
election but for less than the six (6) month period of required
residence for voting prior to a presidential election, is entitled
to vote for presidential and vice-presidential electors at that
election, but for no other offices, if (1) he otherwise possesses
the substantive qualifications to vote in this state, except the
requirement of residence and registration, and (2) he complies with
the provisions of this act.
34-409. Application for presidential ballot by new residents. --
A person desiring to qualify under this act in order to vote for
presidential and vice-presidential electors shall be considered as
registered within the meaning of this act if on or before ten (10)
days prior to the date of the general election, he shall make an
application in the form of an affidavit executed in duplicate in
the presence of the county auditor, substantially as follows. . .
.
34-413. Voting by new residents. -- (1) The applicant, upon
receiving the ballot for presidential and vice-presidential
electors shall mark forthwith the ballot in the
Page 400 U. S. 227
presence of the county auditor, but in a manner that the
official cannot know how the ballot is marked. He shall then fold
the ballot in the county auditor's presence so as to conceal the
markings, and deposit and seal it in an envelope furnished by the
county auditor.
34-1101. Absent voting authorized. -- Any qualified elector of
the state of Idaho who is absent or expects to be absent from the
election precinct in which he resides on the day of holding any
election under any of the laws of this state in which an official
ballot is required, or who is within the election precinct and is,
or will be, unable, because of physical disability, or because of
blindness, to go to the voting place, and if registration is
required for such election, who is duly registered therefor, may
vote at any such election, as hereinafter provided.
34-1105. Return of ballot. -- On marking such ballot or ballots
such absent or disabled or blind elector shall refold same as
theretofore folded and shall inclose the same in said official
envelope and seal said envelope securely and mail by registered or
certified mail or deliver it in person to the officer who issued
same; provided, that an absentee ballot must be received by the
issuing officer by 12:00 o'clock noon on the day of the election
before such ballot may be counted. Said ballot or ballots shall be
so marked, folded and sealed by said voter in private and secretly.
Provided, that, whenever the disability or blindness makes it
necessary that the voter shall be assisted in marking his ballot,
such voter may have the assistance of any person of his choice in
marking his ballot.
OREGON CONSTITUTION
Art. II, § 2. Qualifications of electors. (1) Every citizen
of the United States is entitled to vote in all elections not
otherwise provided for by this Constitution if such citizen:
(a) Is 21 years of age or older. . . .
Page 400 U. S. 228
TEXAS CONSTITUTION
Art. 6, § 1. Classes of persons not allowed to vote
Section 1. The following classes of persons shall not be allowed
to vote in this State, to-wit:
First: Persons under twenty-one (21) years of age.
Second: Idiots and lunatics.
Third: All paupers supported by any county.
Fourth: All persons convicted of any felony, subject to such
exceptions as the Legislature may make.
§ 2. Qualified elector; registration; absentee voting
Sec. 2. Every person subject to none of the foregoing
disqualifications who shall have attained the age of twenty-one
(21) years and who shall be a citizen of the United States and who
shall have resided in this State one (1) year next preceding an
election and the last six (6) months within the district or county
in which such person offers to vote, shall be deemed a qualified
elector; provided, however, that, before offering to vote at an
election a voter shall have registered annually, but such
requirement for registration shall not be considered a
qualification of an elector within the meaning of the term
"qualified elector" as used in any other Article of this
Constitution in respect to any matter except qualification and
eligibility to vote at an election. Any legislation enacted in
anticipation of the adoption of this Amendment shall not be invalid
because of its anticipatory nature. The Legislature may authorize
absentee voting. And this provision of the Constitution shall be
self-enacting without the necessity of further legislation.
TEXAS ELECTION CODE
Article 5.01. Classes of persons not qualified to vote
The following classes of persons shall not be allowed to vote in
this state:
1. Persons under twenty-one years of age.
2. Idiots and lunatics.
Page 400 U. S. 229
3. All paupers supported by the county.
4. All persons convicted of any felony except those restored to
full citizenship and right of suffrage or pardoned.
Art. 5.02. Qualification and requirements for voting
Every person subject to none of the foregoing disqualifications
who shall have attained the age of twenty-one years and who shall
be a citizen of the United States and who shall have resided in
this state one year next preceding an election and the last six
months within the district or county in which such person offers to
vote, and who shall have registered as a voter, shall be deemed a
qualified elector. No person shall be permitted to vote unless he
has registered in accordance with the provisions of this code. The
provisions of this section, as modified by Sections 35 and 39 of
this code, shall apply to all elections, including general,
special, and primary elections, whether held by the state, by a
county, municipality, or other political subdivision of the state,
or by a political party.
[
Footnote 3/1]
The Attorney General of the United States, a citizen of New
York, is named as defendant. The jurisdictional basis alleged is
Art. III, § 2, which gives this Court original jurisdiction
over controversies between a State and a citizen of another State.
We held a similar suit justiciable and otherwise within our
original jurisdiction in
South Carolina v. Katzenbach,
383 U. S. 301,
383 U. S. 307
(1966). The parties have not asked us to reexamine the validity of
that ruling, and since the Court has not undertaken to do so, I am
content to sustain jurisdiction on the authority of that
decision.
[
Footnote 3/2]
In response to inquiries from the Attorney General, Arizona,
Oregon, and Texas indicated willingness to abide by § 202 of
the Act, governing residency, registration, and absentee voting in
presidential elections and to conform conflicting state laws.
[
Footnote 3/3]
The account in the text is largely drawn from J. James, The
Framing of the Fourteenth Amendment (1956) (hereafter James), and
to some extent from W. Gillette, The Right To Vote: Politics and
the Passage of the Fifteenth Amendment (1969) (hereafter Gillette),
and B. Kendrick, The Journal of the Joint Committee of Fifteen on
Reconstruction (1914) (hereafter Kendrick), as well.
[
Footnote 3/4]
"Representatives and direct Taxes shall be apportioned among the
several States which may be included within this Union, according
to their respective Numbers, which shall be determined by adding to
the whole Number of free Persons, including those bound to Service
for a Term of Years, and excluding Indians not taxed, three fifths
of all other Persons."
[
Footnote 3/5]
See infra at
400 U. S.
209-212, for the text of these provisions, and for
discussion of the contention that they empower Congress to set
qualifications of voters in federal elections.
[
Footnote 3/6]
"The United States shall guarantee to every State in this Union
a Republican Form of Government."
[
Footnote 3/7]
E.g., Proclamation of May 29, 1865, 13 Stat. 760 (North
Carolina).
[
Footnote 3/8]
The texts of the state constitutions are most readily available
in F. Thorpe, The Federal and State Constitutions (1909). The
qualifications imposed by the various States three years later,
when the Fifteenth Amendment was proposed, are presented in tabular
form in Hearings on the Voting Rights Bill, S. 1564, before the
Senate Committee on the Judiciary, 89th Cong., 1st Sess., 128-129
(1965).
[
Footnote 3/9]
James 33.
[
Footnote 3/10]
See Globe 209 (Freedmen's Bureau Bill); Globe 211
(Civil Rights Bill).
[
Footnote 3/11]
While formally further consideration was postponed until a date
in April, six weeks off, Globe 1095, it was generally understood
that "April means indefinitely." 2 Nation 289 (Mar. 1, 1866),
quoted in James 87.
[
Footnote 3/12]
The only change made in § 1 was the addition of the
Citizenship Clause by the Senate. Globe 3041. The primary change
made in § 2 was to condition reduction of representation on
denial or abridgment of the right to vote in certain named
elections, rather than to speak generally of denial or abridgment
of "the elective franchise."
Ibid. That section now
reads:
"Representatives shall be apportioned among the several States
according to their respective numbers, counting the whole number of
persons in each State, excluding Indians not taxed. But when the
right to vote at any election for the choice of electors for
President and Vice President of the United States, Representatives
in Congress, the Executive and Judicial officers of a State, or the
members of the Legislature thereof, is denied to any of the male
inhabitants of such State, being twenty-one years of age, and
citizens of the United States, or in any way abridged, except for
participation in rebellion, or other crime, the basis of
representation therein shall be reduced in the proportion which the
number of such male citizens shall bear to the whole number of male
citizens twenty-one years of age in such State."
[
Footnote 3/13]
Section 1 of that Act provided in part that
"all persons . . . shall have the same right, in every State and
Territory in the United States, to make and enforce contracts, to
sue, be parties, and give evidence, to inherit, purchase, lease,
sell, hold, and convey real and personal property, and to full and
equal benefit of all laws and proceedings for the security of
person and property, as is enjoyed by white citizens, and shall be
subject to like punishment, pains, and penalties, and to none
other, any law, statute, ordinance, regulation, or custom to the
contrary notwithstanding."
Act of Apr. 9, 1866, § 1, 14 Stat. 27.
[
Footnote 3/14]
In this connection, Professor Fairman's admonition of 20 years
ago is even more forceful than it was when he wrote:
"We know so much more about the constitutional law of the
Fourteenth Amendment than the men who adopted it that we should
remind ourselves not to be surprised to find them vague where we
want them to prove sharp. Eighty years of adjudication has taught
us distinctions and subtleties where the men of 1866 did not even
perceive the need for analysis."
Fairman, Does the Fourteenth Amendment Incorporate the Bill of
Rights?, 2 Stan.L.Rev. 5, 9 (1949).
[
Footnote 3/15]
See, e.g., Globe 599 (Sen. Trumbull); Globe 1117 (Cong.
Wilson of Iowa, quoting Kent's Commentaries and Bouvier's Law
Dictionary); Globe 1152 (Cong. Thayer). There were some, however,
who considered the distinction either nonexistent or too uncertain
to be a basis for legislation.
E.g., Globe 477 (Sen.
Saulsbury); Globe 1157 (Cong. Thornton); Globe 1292-1293 (Cong.
Bingham).
It hardly seems necessary to point out that the jurisprudential
concept of "political," as opposed to "civil" or "natural," rights
bears no relation to that class of nonjusticiable issues perhaps
inappropriately known as "political questions."
See the
opinion of MR. JUSTICE DOUGLAS,
ante at
400 U. S.
137-140.
[
Footnote 3/16]
See generally Fairman, Does the Fourteenth Amendment
Incorporate the Bill of Rights?, 2 Stan.L.Rev. 5 (1949), especially
at 9.
[
Footnote 3/17]
The remarks of these three Democrats, Niblack, Boyer, and
Rogers, are discussed
infra at
400 U. S.
182-185. Also discussed there are the remarks of a
fourth Democratic Representative, Phelps, which were delivered
before the start of debate on the proposed Fourteenth
Amendment.
[
Footnote 3/18]
While this provision might seem useless in light of the
Fifteenth Amendment, it was doubtless intended to prohibit the
imposition of property or literacy qualifications which, even
though fairly applied, would have the effect of disfranchising most
of the Negroes. The Radicals had sought to prohibit such
qualifications in the Fifteenth Amendment, but were unsuccessful.
See Gillette 53, 56-62, 69-72, 76.
[
Footnote 3/19]
While the history indicates that the supporters of the
Fourteenth Amendment would have been surprised at the suggestion
that the Amendment brought qualifications for state office under
federal supervision, office-holding was not the focus of attention
during the consideration of the Amendment. Moreover, state power to
set voter qualifications, unlike state power to set qualifications
for office, is explicitly recognized not only in the original
Constitution but in § 2 of the Fourteenth Amendment itself.
Whether these distinctions are sufficient to justify testing state
qualifications for office by the Fourteenth Amendment is a matter
not presented by these cases.
Where the state action has a racial basis,
see Anderson v.
Martin, 375 U. S. 399
(1964), I am not prepared to assume that the Fifteenth Amendment
provides no protection. Despite the statement in the opinion of MR.
JUSTICE BRENNAN, MR. JUSTICE WHITE, and MR. JUSTICE MARSHALL,
post at
400 U. S. 252,
I would find it surprising if a State could undercut the right to
vote by taking steps to ensure that all candidates are unpalatable
to voters of a certain race. Although an explicit provision on
office-holding was deleted from the proposed Fifteenth Amendment at
the eleventh hour, the idea that the right to vote without more
implies the right to be voted for was specifically referred to by
supporters of the Fifteenth Amendment in both Houses of Congress.
See Cong.Globe, 40th Cong., 3d Sess., 1421426 (1869)
(Cong. Boutwell);
id. at 1426 (Cong. Butler);
id.
at 1629 (Sen. Sawyer).
[
Footnote 3/20]
Hearings,
supra, 400
U.S. 112fn3/8|>n. 8, at 128-129.
[
Footnote 3/21]
See, e.g., Globe 141-142 (Cong. Blaine); Globe
2766-2767 (Sen. Howard); Globe 2769-2770 (Sens. Wade and Wilson);
Globe 3033 (Sen. Henderson).
[
Footnote 3/22]
The Journal is reprinted in Kendrick,
supra, 400
U.S. 112fn3/3|>n. 3, at 37-129.
[
Footnote 3/23]
The attempts were not altogether successful.
See James
108-109.
[
Footnote 3/24]
See generally Kendrick 18-22. For reasons to be
developed below,
infra at
400 U. S. 197,
the report of the Joint Committee, H.R.Rep. No. 30, 39th Cong., 1st
Sess. (1866), is less useful as an indication of the understanding
of the Committee and the Congress than as an indication of the
understanding of the ratifying States.
[
Footnote 3/25]
Owen's account of the Fourteenth Amendment is given in Political
Results from the Varioloid, 35 Atlantic Monthly 660 (June
1875).
[
Footnote 3/26]
See James 109-112; Gillette 24; Owen,
supra,
400
U.S. 112fn3/25|>n. 25, at 666.
[
Footnote 3/27]
See the votes on Stevens' motion to select the alternative which
reduced representation, rather than that which prohibited racial
restrictions on the ballot, Kendrick 52; Boutwell's motion to
condition readmission of Tennessee on that State's agreement not to
discriminate in its voter qualifications, Kendrick 70; Stevens'
motion to strike out the provision of the Owen plan enfranchising
Negroes after 1876, Kendrick 101; and the motion to condition
readmission of Tennessee and Arkansas on their having provided
impartial male suffrage, as well as on conforming their laws and
constitutions to the requirements of the proposed amendment (which
included Bingham's provision when this motion was made), Kendrick
109.
Bingham was not, however, wholly opposed to Negro suffrage. As
chairman of the subcommittee, he reported the equal rights
provision which would have empowered Congress to provide for equal
political rights and privileges, Kendrick 56, although he was the
one who subsequently had that replaced with the first equal rights
provision reported to Congress. Kendrick 61. As already noted, the
substitute contained substantially identical language, but omitted
reference to political rights and privileges. Bingham also voted
for Owen's plan, which would have enfranchised Negroes in 1876,
when it was first presented. Kendrick 85. In February, 1867, he
moved to condition readmission of the Southern States on impartial
male suffrage, as well as on the States' ratifying the Fourteenth
Amendment and conforming their laws thereto. Kendrick 123.
[
Footnote 3/28]
While any guess as to the motives of Bingham and the other
members of the committee is sheer speculation, it is not
necessarily true that they believed they were replacing specific
language with general. The author of the original plan, for one,
seems to have taken the opposite view. He gave the following
characterization of § 1 some years later:
"A declaration who is a citizen: unnecessary, if we had given
suffrage to the negro; since there could be no possible doubt that
an elector, native-born, is a citizen of the United States. Also a
specification of the
particular civil rights to
be assured: out of place, I think, in a constitutional amendment,
though necessary and proper in a civil rights bill."
Owen,
supra, 400
U.S. 112fn3/25|>n. 25, at 666 (emphasis added).
[
Footnote 3/29]
The proceedings of the Joint Committee are examined in greater
detail in the opinion of MR. JUSTICE BRENNAN, MR. JUSTICE WHITE,
and MR. JUSTICE MARSHALL.
Post at
400 U. S.
257-263. I agree with their apparent conclusion that the
Journal sheds little light on the contemporary construction of the
Fourteenth Amendment. One is left to do what he can with the two
facts noted at the outset of this section: that of the plans
considered by the Joint Committee, all provided either for
reduction of representation or for enfranchisement while none
provided for both at the same time; and that the Committee
consistently rejected provisions to enfranchise the freedmen, with
the conceivable exception of a plan which was defeated in the House
largely because of the scope of the powers it transferred from the
States to the Federal Government.
[
Footnote 3/30]
Unless, of course, one adopts a "conspiracy theory" of the
history of the Fourteenth Amendment. Thus, far no one has (quite)
done so in this context.
[
Footnote 3/31]
"I regret more than I shall be able to tell this House that we
have not found the situatiou [
sic] of affairs in this
country such, and the public virtue such, that we might come out on
the plain, unanswerable proposition that every adult intelligent
citizen of the United States, unconvicted of crime, shall enjoy the
right of suffrage."
Globe 2462.
[
Footnote 3/32]
"I shall, Mr. Speaker, vote for this amendment not because I
approve it. Could I have controlled the report of the committee of
fifteen, it would have proposed to give the right of suffrage to
every loyal man in the country."
Globe 2469.
"So far as I am individually concerned, I object to the
amendment as a whole, because it does not go far enough and propose
to at once enfranchise every loyal man in the country."
Ibid.
[
Footnote 3/33]
"The proposition in the matter of suffrage falls short of what I
desire, but, so far as it goes, it tends to the equalization of the
inequality at present existing; and while I demand and shall
continue to demand the franchise for all loyal male citizens of
this country -- and I cannot but admit the possibility that
ultimately those eleven States may be restored to representative
power without the right of franchise being conferred upon the
colored people -- I should feel myself doubly humiliated and
disgraced, and criminal even, if I hesitated to do what I can for a
proposition which equalizes representation."
Globe 2508.
[
Footnote 3/34]
"The second section, Mr. Speaker, is, in my judgment, as nearly
correct as it can be without being fully, in full measure, right.
But one thing is right, and that is secured by the amendment.
Manifestly no State should have its basis of national
representation enlarged by reason of a portion of citizens within
its borders to which the elective franchise is denied. If political
power shall be lost because of such denial, not imposed because of
participation in rebellion or other crime, it is to be hoped that
political interests may work in the line of justice, and that the
end will be the impartial enfranchisement of all citizens not
disqualified by crime. Whether that end shall be attained or not,
this will be secured: that the measure of political power of any
State shall be determined by that portion of its citizens which can
speak and act at the polls, and shall not be enlarged because of
the residence within the State of portions of its citizens denied
the right of franchise. So much for the second section of the
amendment. It is not all that I wish and would demand; but odious
inequalities are removed by it and representation will be
equalized, and the political rights of all citizens will, under its
operation be, as we believe, ultimately recognized and
admitted."
Globe 2511.
[
Footnote 3/35]
"I did hope to see the rights of the freedmen completely
established. . . . I did hope . . . that we should have the manhood
and magnanimity to declare that men who have wielded the sword in
defense of their country are fit to be intrusted with the ballot.
But I am convinced that my expectations, hitherto fondly cherished,
are doomed to some disappointment."
Globe 2537.
[
Footnote 3/36]
"This is a step in the right direction; and although I should
prefer to see incorporated into the Constitution a guarantee of
universal suffrage, as we cannot get the required two thirds for
that, I cordially support this proposition as the next best."
Globe 2540.
[
Footnote 3/37]
"[If the freed slaves had been added] to the thinking, voting
men of the southern States, it would be just and proper that that
addition should be represented in this body. But we all know that
such is not the case. In those States themselves, the late slaves
do not enter into the basis of local representation. . . ."
"Would it not be a most unprecedented thing that, when this
population are not permitted where they reside to enter into the
basis of representation in their own State, we should receive it as
an element of representation here. . . ."
Globe 2464.
[
Footnote 3/38]
"The second proposition is, in short, to limit the
representation of the several States as those States themselves
shall limit suffrage. . . ."
". . . And why not? If the negroes of the South are not to be
counted as a political element in the government of the South in
the States, why should they be counted as a political element in
the government of the country in the Union? If they are not to be
counted as against the southern people themselves, why should they
be counted as against us?"
Globe 2498
[
Footnote 3/39]
H.R. 51
"deprived [the southern States] of all inducement for [the]
gradual admission [of the freedmen] to the right of suffrage,
inasmuch as it exacted universal suffrage as the only condition
upon which they should be counted in the basis of representation at
all. . . . I voted against a proposition which seemed to me so
unjust and so injurious, not only to the whites of the southern
States, but to the colored race itself. Well, sir, that amendment
was rejected in the Senate, and the proposition, as embodied in the
committee's report, comes before us in a very different form. It is
now proposed to base representation upon suffrage, upon the number
of voters, instead of upon the aggregate population in every State
of the Union. And as I believe that to be essentially just, and
likely to remedy the unequal representation of which complaint is
so justly made, I shall give it my vote."
Globe 2502.
Later, in discussion of § 3, which at that time would have
disfranchised certain rebels in federal elections, Raymond remarked
that the effect would be to allow
"one fifth, one eighth, or one tenth, as the case may be, of the
people of these southern States to elect members from those States,
to hold seats upon this floor."
Ibid. It is obvious that the possibility of Negroes'
voting in these elections did not cross his mind.
[
Footnote 3/40]
"But this House is not prepared to enfranchise all men; the
nation, perhaps, is not prepared for it to-day; the colored race
are not prepared for it, probably, and I am sure the rebels are
unfit for it; and as Congress has not the moral courage to vote for
it, then put in this provision which cuts off the traitor from all
political power in the nation, and then we have secured to the
loyal men that control which they so richly deserve."
Globe 2505.
[
Footnote 3/41]
"This amendment will settle the complication in regard to
suffrage and representation, leaving each State to regulate that
for itself, so that it will be for it to decide whether or not it
shall have a representation for all its male citizens not less than
twenty-one years of age."
Globe 2510.
[
Footnote 3/42]
"I have no doubt that the Government of the United States has
full power to extend the elective franchise to the colored
population of the insurgent States. I mean authority; I said power.
I have no doubt that the Government of the United States has
authority to do this under the Constitution, but I do not think
they have the power. The distinction I make between authority and
power is this: we have, in the nature of our Government, the right
to do it, but the public opinion of the country is such at this
precise moment as to make it impossible we should do it. It was
therefore most wise on the part of the committee on reconstruction
to waive this matter in deference to public opinion."
Globe 2532.
[
Footnote 3/43]
"If South Carolina persists in withholding the ballot from the
colored man, then let her take the alternative we offer, of
confining her to the white basis of representation. . . ."
Globe 2535.
[
Footnote 3/44]
Spalding's speeches are given at Globe 2509-2510. His only
remarks addressed to §§ 1 and 2 read:
"As to the first measure proposed, a person may read it five
hundred years hence without gathering from it any idea that this
rebellion ever existed. The same may be said of the second
proposition, for it only proposes that, the bondsmen being made
free, the apportionment of Representatives in Congress shall be
based upon the whole number of persons who exercise the elective
franchise, instead of the population."
Globe 2509.
A month later, in the debate over the Amendment when it had
returned from the Senate, Spalding expressed his views more
clearly:
"I say, as an individual, that I would more cheerfully give my
vote if that provision allowed all men of proper age whom we have
made free to join in the exercise of the right of suffrage in this
country. But if I cannot obtain all that I wish, I will go heartily
to secure all we can obtain."
Globe 3146.
[
Footnote 3/45]
Longyear's speech is published at Globe 2536-2537. He did not in
terms address himself to any section except the third. However, it
is not difficult to read his statement that the proposals of the
Joint Committee disappointed "the expectations of the people" and
his personal hopes as having reference to the absence of any
provision on suffrage.
[
Footnote 3/46]
Shellabarger spoke only briefly, and this in connection with the
disfranchising section. In the course of his remarks, he expressed
the view that congressional power to regulate voter qualifications
in federal elections was granted by Art. I, § 4. Globe
2512.
[
Footnote 3/47]
"Why is it that the gentleman from Pennsylvania [Mr. STEVENS]
gives up universal suffrage? Why is it that he and other gentlemen
give up universal confiscation? Why is it that other gentlemen give
up universal butchery of that people? It is a compromise of what
they call principle for the purpose of saving their party in the
next fall election."
Globe 2506.
[
Footnote 3/48]
"Gentlemen here admit that they desire [federal control over
suffrage], but that the weak-kneed of their party are not equal to
the issue. Your purpose is the same, and, but for that timidity,
you would now ingraft negro suffrage upon our Constitution and
force it on the entire people of this Union."
Globe 2530.
[
Footnote 3/49]
"While this [second] section admits the right of the States thus
to exclude negroes from voting, it says to them, if you do so
exclude them, they shall also be excluded from all representation;
and you shall suffer the penalty by loss of representation."
Globe 3145.
[
Footnote 3/50]
Boyer's speech was made in opposition to a proposal to
enfranchise Negroes in the District of Columbia. He then thought
Negro suffrage a "monstrous proposition," Globe 176, which was
incompatible with "the broad general principle that this is, and of
right ought to be, a white man's Government." Globe 175. One of
Rogers' harangues on the subject came in connection with the same
bill. There he spoke of "the monstrous doctrine of political
equality of the negro race with the white at the ballot-box," Globe
198, and launched into an attack remarkable for its vitriol.
[
Footnote 3/51]
Boyer viewed § 3, which at that time would have prohibited
voluntary participants in the rebellion from voting in federal
elections, as "the most objectionable of all the parts," Globe
2467, as it would disfranchise nine-tenths of the voting population
of the South for more than four years. The second section he found
objectionable as designed
"to reduce the number of southern representatives in Congress
and in the Electoral College; and also to operate as a standing
inducement to negro suffrage."
Globe 2467. These remarks indicate no awareness that the first
section would increase the number of voters in the Southern States
and also render any "inducement" to Negro suffrage unnecessary.
Rogers later in his speech asserted:
"The committee dare not submit the broad proposition to the
people of the United States of negro suffrage. They dare not today
pass the negro suffrage bill which passed this House in the Senate
of the United States, because, as I have heard one honorable and
leading man on the Republican side of the House say, it would sink
into oblivion the party that would advocate before the American
people the equal right of the negro with the white man to
suffrage."
Globe 2538.
When H.R. 127 was returned by the Senate with amendments, Rogers
addressed the House and stated that, when the records of the Joint
Committee were made public, it would be revealed that the Committee
at first agreed to recommend universal Negro suffrage, but
reconsidered because of the force of public opinion. Globe App.
230. Rogers was himself a member of the Joint Committee, and he
presumably was referring to the acceptance and then rejection of
Owen's plan for enfranchisement in 1876.
[
Footnote 3/52]
The Amendment, however, had been released to the press on April
28. James 115.
[
Footnote 3/53]
It is not amiss to point out that, whatever force Phelps' and
Rogers' interpretations may have in the face of the contrary
authority, even they foresaw no danger from the Equal Protection
Clause as a source of federal power over the suffrage.
[
Footnote 3/54]
Like my colleagues,
post at
400 U. S. 264,
I find it difficult to understand what Bingham meant when he said
that
"the exercise of the elective franchise, though it be one of the
privileges of a citizen of the Republic, is exclusively under the
control of the States."
Globe 2542. However, I do not find this mysterious sentence to
mean that the exercise of the elective franchise is exclusively
under the control of the States and Congress, nor do I find it to
dilute the force of his explicit statements quoted above that
§ 1 did not reach the right to vote. The general statements by
Bingham and Stevens to the effect that the Amendment was designed
to achieve equality before the law, or would be effectuated by
legislation in part, likewise do not weaken the force of the
statements specifically addressed to the suffrage question quoted
above.
[
Footnote 3/55]
Fessenden, however, was present in the Senate and participated
in the discussion.
See Globe 2763, 2769, 2770. He was
therefore in a position to correct any gross misinterpretation of
his views or of those of the Committee.
[
Footnote 3/56]
My colleagues,
post at
400 U. S. 264,
point to Howard's reference to
Corfield v. Coryell, 6
Fed.Cas. 546 (No. 3230) (CCED Pa. 1825), in order to "gather some
intimation of what probably will be the opinion of the judiciary"
on the scope of the Privileges and Immunities Clause of § 1.
Globe 2765. As the text indicates, Howard rejected Justice
Washington's lengthy dictum insofar as it said that the protected
privileges and immunities included "the elective franchise, as
regulated and established by the laws or constitution of the State
in which it is to be exercised." No other Senator quoted or
referred to this portion of Washington's opinion during the debates
over the proposed Fourteenth Amendment.
Corfield, which
held that New Jersey could constitutionally restrict access to her
oyster beds to her own residents, was the leading authority on
privileges and immunities in the mind of the 39th Congress, but it
was not the only one.
Campbell v. Morris, 3 H. & McH.
535 (Md. 1797) (Samuel Chase, J.), and
Abbot v. Bayley, 6
Pick. 89 (Mass. 1827) (Parker, C.J.), were also cited.
See
Fairman, Does the Fourteenth Amendment Incorporate the Bill of
Rights?, 2 Stan.L.Rev. 5, 12-15 (1949). Both specifically stated
that the privileges and immunities protected by Art. IV, § 2,
did not include the right of suffrage or the right to hold
office.
[
Footnote 3/57]
Howard was a very clear-spoken man. When it was suggested,
during the debates over the Fifteenth Amendment, that the freedmen
were entitled to the ballot by virtue of the Privileges and
Immunities Clause of the Fourteenth Amendment, he recalled his role
in the framing of that Amendment and said:
"I feel constrained to say here now that this is the first time
it ever occurred to me that the right to vote was to be derived
from the fourteenth article. I think such a construction cannot be
maintained."
Cong.Globe, 40th Cong., 3d Sess., 1003 (1869). He then referred
to the debates, § 2 of the Fourteenth Amendment, and the fact
that
"[n]obody ever supposed that the right of voting or of holding
office was guarantied by that second section of the fourth article
of the old Constitution"
to bolster his construction of § 1 of the Fourteenth
Amendment.
Ibid.
[
Footnote 3/58]
"I think our friends, the colored people of the South, should
not be excluded from the right of voting, and they shall not be if
my vote and the votes of a sufficient number who agree with me in
Congress shall be able to carry it. I do not agree in this
particular with the Senator from Michigan [Mr. Howard]. He yields
to the provision in the committee's resolution on the subject
reluctantly, because he does not believe three fourths of the
States can be got to ratify that proposition, which is right and
just in itself. My own opinion is that, if you go down to the very
foundation of justice, so far from weakening yourself with the
people, you will strengthen yourself immensely by it; but I know
that it is not the opinion of many here, and I suppose we must
accommodate ourselves to the will of majorities, and if we cannot
do all we would, do all we can. I propose for myself to contend for
all I can get in the right direction, and finally to go with those
who will give us anything that is beneficial."
Globe 2769.
[
Footnote 3/59]
"I should be much better satisfied if the right of suffrage had
been given at once to the more intelligent of ['the colored people
of the South'] and such as had served in our Army. . . . Believing
that this amendment probably goes as far in favor of suffrage to
the negro as is practicable to accomplish now, and hoping it may in
the end accomplish all I desire in this respect, I shall vote for
its adoption, although I should be glad to go further."
Globe 2963-2964.
[
Footnote 3/60]
"It declares that all men are entitled to life, liberty, and
property, and imposes upon the Government the duty of discharging
these solemn obligations, but fails to adopt the easy and direct
means for the attainment of the results proposed. It refuses the
aid of four million people in maintaining the Government of the
people. . . . [But] it furnishes a conclusive argument in favor of
universal amnesty and impartial suffrage. . . . The utter
impossibility of a final solution of the difficulties by the means
proposed will cause the North to clamor for suffrage."
Globe 2964.
[
Footnote 3/61]
"I am sorry to have to put that clause [§ 2] into our
Constitution, as I am sorry for the necessity which calls upon us
to put the preceding clause into the Constitution. I wish there was
no community and no State in the United States that was not
prepared to say with my friend from Nevada [Mr. Stewart] that all
men may be represented in the Congress of the United States and
shall be represented and shall choose their own representatives.
That is the better doctrine; that is the true doctrine. I would
much prefer, myself, to unite with the people of the United States
in saying that, hereafter, no man shall be excluded from the right
to vote, than to unite with them in saying that, hereafter, some
men may be excluded from the right of representation."
Globe App. 219.
[
Footnote 3/62]
Henderson, who had offered a direct enfranchising provision as
an alternative to the Committee's first effort in the field of
representation,
see Globe App. 115, stated that he now
recognized that "the country is not yet prepared" to share
political power with Negroes, and he supported the Committee plan.
Globe 3035.
[
Footnote 3/63]
"[A]lthough we do not obtain suffrage now, it is not far off,
because the grasping desire of the South for office, that old
desire to rule and reign over this Government and control its
destinies, will at a very early day hasten the enfranchisement of
the loyal blacks."
Globe 3038.
[
Footnote 3/64]
"There is no reason why the white citizens of South Carolina
should vote the political power of a class of people whom they say
are entirely unfit to vote for themselves. If there is any portion
of the people of this country who are unfit to vote for themselves,
their neighbors ought not to vote for them."
Globe 2986.
There was no indication that Sherman considered South Carolina's
disqualification on racial grounds any more improper than
Massachusetts' limitations of the franchise to men, which he
mentioned in the next breath.
[
Footnote 3/65]
If you think the negro ought to have the right of voting; if you
are in favor of it, and intend it shall be given, why do you not in
plain words confer it upon them? It is much fairer than to seek it
by indirection, and the people will distinctly understand you when
you propose such a change of the Constitution.
Globe 2939.
[
Footnote 3/66]
What is to be the operation of this amendment? Just this: your
whip is held over Pennsylvania, and you say to her that she must
either allow her negroes to vote or have one member of Congress
less.
Globe 2987.
[
Footnote 3/67]
"[The second section's] true meaning was intended to be
difficult to be reached, but, when understood, it is a measure
which shrinks from the responsibility of openly forcing negro
suffrage upon the late slave States, but attempts by a great
penalty to coerce them to accept it."
Globe App. 240.
[
Footnote 3/68]
"It says that each of the southern States, and, of course, each
other State in the Union, has a right to regulate for itself the
franchise, and that consequently, as far as the Government of the
United States is concerned, if the black man is not permitted the
right to the franchise, it will be a wrong (if a wrong) which the
Government of the United States will be impotent to redress."
Globe 3027. Johnson was the only Democratic Senator on the Joint
Committee.
[
Footnote 3/69]
"With [the rebel States'] enlarged basis of representation, and
exclusion of the loyal men of color from the ballot box, I see no
hope of safety unless in the prescription of proper enabling acts,
which shall do justice to the freedmen and enjoin enfranchisement
as a condition precedent."
Globe 3148.
[
Footnote 3/70]
Kelley:
see Globe 2469, quoted at
400
U.S. 112fn3/32|>n. 32,
supra.
Farnsworth:
see Globe 2540, quoted at
400
U.S. 112fn3/36|>n. 36,
supra.
Eliot:
see Globe 2511, quoted at n.
400
U.S. 112fn3/34|>34,
supra.
Higby:
see Globe 3978 (debate over readmission of
Tennessee despite all-white electorate).
Bingham:
see Globe 2542, quoted
supra at
400 U. S. 185;
see also Globe 3979 (debate over readmission of
Tennessee).
Stevens:
see Globe 2459-2460, quoted
supra at
400 U. S.
175-177; Globe 3148, quoted at
400
U.S. 112fn3/69|>n. 69,
supra.
Raymond:
see Globe 2502, quoted at
400
U.S. 112fn3/39|>n. 39,
supra.
Ashley:
see Globe 2882.
Sumner:
see 400
U.S. 112fn3/71|>n. 71,
infra.
Fessenden:
see H.R.Rep. No. 30, 39th Cong., 1st Sess.,
XIII-XIV (1866), quoted
infra at
400 U. S.
197-198.
Yates:
see Globe 3038, quoted at
400
U.S. 112fn3/63|>n. 63,
supra.
Stewart:
see Globe 2964, quoted at
400
U.S. 112fn3/60|>n. 60,
supra.
Wade: see Globe 2769, quoted at
400
U.S. 112fn3/58|>n. 58,
supra.
The exception is Senator Wilson of Massachusetts, who did not
address himself to this issue. However, he participated in the
debates,
see Globe 2770, 2986-2987, and was therefore in a
position to express disagreement with the interpretation uniformly
offered in the Senate.
Secondary reliance is placed on Shellabarger, Cook, Boutwell,
Julian, and Lawrence of Ohio. These Representatives, with the
exception of Boutwell,
see 400
U.S. 112fn3/33|>n. 33,
supra, did not participate
significantly in the debates over the Fourteenth Amendment. The
substance of their earlier remarks is that Congress had some power,
usually by way of the Guarantee Clause,
see 400
U.S. 112fn3/6|>n. 6,
supra, to oversee state voter
qualifications. Shellabarger also relied on Art. I, § 4
see 400
U.S. 112fn3/46|>n. 46,
supra; infra at
400 U. S. 210;
Julian relied on the Thirteenth Amendment; and Boutwell looked to
the Declaration of Independence. The relevance of these views to
the scope of § 1 of the Fourteenth Amendment is not
apparent.
[
Footnote 3/71]
Stevens:
see Globe 2459-2460, quoted
supra at
400 U. S.
175-177; Globe 3148, quoted at
400
U.S. 112fn3/69|>n. 69,
supra; James 163 (campaign
speech in fall of 1866).
Boutwell:
see Globe 2508, quoted at
400
U.S. 112fn3/33|>n. 33,
supra; Globe 3976 (debate
over readmission of Tennessee).
Sumner did not actually participate in the debates on H.R. 127.
However, after the caucus of Republican Senators had agreed on the
form of the Amendment, Sumner gave notice that he intended to move
to amend the bill accompanying the proposed Amendment. This bill,
S. 292, provided that any Confederate State might be readmitted to
representation in Congress once the proposed Amendment had become
part of the Constitution and the particular State should have
ratified it and modified its constitution and laws in conformity
therewith. The bill is reprinted in H.R.Rep. No. 30, 39th Cong.,
1st Sess., V-VI, and in Kendrick 117-119. Sumner's amendment would
have provided that a State might be readmitted when it should have
ratified the Fourteenth Amendment and modified its constitution and
laws in conformity therewith
"and shall have
further provided that there shall be no
denial of the elective franchise to citizens of the United States
because of race or color, and that all persons shall be equal
before the law."
Globe 2869 (emphasis added).
Sumner also referred to Negro suffrage as unfinished business in
speeches that fall. James 173, 178.
[
Footnote 3/72]
For citations to the state materials,
see Fairman, Does
the Fourteenth Amendment Incorporate the Bill of Rights?, 2
Stan.L.Rev. 5, 84-132 (1949).
[
Footnote 3/73]
Fear that the Amendment would reach voting was expressed in
Brevier Legis.Rep. [Indiana] 45-46, 80, 88-89 (1867); Tenn.H.R.J.
38 (Extra Sess. 1866); Fla.S.J. 102 (1866); N.C.S.J. 96-97
(1866-1867); S.C.H.R.J. 34 (1866); and Tex.S.J. 422-423 (1866). The
last four States rejected the proposed Amendment. Opponents of the
Amendment stated or assumed that it would not reach voting
qualifications in Ark.H.R.J. 288-289 (1866); Fla.S.J. 8-9 (1866);
Report of the Joint Committee on Federal Relations, Md.H.R.Doc. MM,
p. 15 (Mar. 18, 1867); Mass.H.R.Doc. No. 149, pp. 7-9, 16-17
(1867); and Wis.S.J. 102-103 (1867). Fla.H.R.J. 76-78 (1866);
Ind.H.R.J. 102-103 (1867); and N.H.S.J. 71-72 (1866) are
equivocal.
[
Footnote 3/74]
"Are not all persons born or naturalized in the United States
and subject to its jurisdiction rightfully citizens of the United
States and of each State, and justly entitled to all the political
and civil rights citizenship confers? and should any State possess
the power to divest them of these great rights except for treason
or other infamous crime?"
Ill.H.R.J. 40 (1867).
[
Footnote 3/75]
Ind.H.R.J. 47-48 (1867); Kan.S.J. 45 (1867); Maine S.J. 23
(1867); Mass.H.R.Doc. No. 149, pp. 25-26 (1867); Nev.S.J. App. 9
(1867); Vt.S.J. 28 (1866); W.Va.S.J.19 (1867); Wis.Assembly J. 33
(1867).
[
Footnote 3/76]
l H.R.Rep. No. 30, 39th Cong., 1st Sess., XIII-XIV (1866).
[
Footnote 3/77]
I have found references to only two such speeches, one by
Senator Hendricks and the other by one George M. Morgan, a
candidate for Congress in Ohio. Cincinnati Daily Commercial, Aug.
9, 1866, p. 1, col. 4, quoted in Fairman,
supra, 400
U.S. 112fn3/14|>n. 14, at 72; Cincinnati Daily Commercial,
Aug. 23, 1866, p. 2, col. 3, quoted in Fairman,
supra, at
75.
[
Footnote 3/78]
See Gillette,
supra, 400
U.S. 112fn3/3|>n. 3, at 227.
[
Footnote 3/79]
Reynolds v. Sims, 377 U. S. 533,
377 U.S. 589 (1964)
(dissenting opinion).
[
Footnote 3/80]
Art. IV, § 4.
See 400
U.S. 112fn3/6|>n. 6,
supra, for the text.
[
Footnote 3/81]
The contention that Congress has power to override state
judgments as to qualifications for voting in federal elections is
discussed
infra at
400 U. S.
209-212.
[
Footnote 3/82]
Amdt. XV:
"Section 1. The right of citizens of the United States to vote
shall not be denied or abridged by the United States or by any
State on account of race, color, or previous condition of
servitude."
"Section 2. The Congress shall have power to enforce this
article by appropriate legislation."
Amdt. XIX:
"The right of citizens of the United States to vote shall not be
denied or abridged by the United States or by any State on account
of sex."
"Congress shall have power to enforce this article by
appropriate legislation."
Amdt. XXIV:
"Section 1. The right of citizens of the United States to vote
in any primary or other election for President or Vice President,
for electors for President or Vice President, or for Senator or
Representative in Congress, shall not be denied or abridged by the
United States or any State by reason of failure to pay any poll tax
or other tax."
"Sec. 2. The Congress shall have power to enforce this article
by appropriate legislation."
[
Footnote 3/83]
See, e.g., Harper v. Virginia Board of Elections,
383 U. S. 663,
383 U. S. 670
(1966):
"Our conclusion, like that in
Reynolds v.
Sims, [
377 U.S.
533 (1964),] is founded not on what we think governmental
policy should be, but on what the Equal Protection Clause
requires."
[
Footnote 3/84]
Most of the cases in which this Court has used the Equal
Protection Clause to strike down state voter qualifications have
been decided since 1965. Eight such cases have been decided by
opinion.
Carrington v. Rash, 380 U. S.
89 (1965);
Louisiana v. United States,
380 U. S. 145
(1965);
Harper v. Virginia Board of Elections,
383 U. S. 663
(1966);
Katzenbach v. Morgan, 384 U.
S. 641 (1966);
Kramer v. Union School District,
395 U. S. 621
(1969);
Cipriano v. City of Houma, 395 U.
S. 701 (1969);
Evans v. Cornman, 398 U.
S. 419 (1970);
Phoenix v. Kolodziejski,
399 U. S. 204
(1970). Other cases have been summarily disposed of. In none of
these cases did the Court advert to the argument based on the
historical understanding.
Before 1965, although this Court had occasionally entertained on
the merits challenges to state voter qualifications under the Equal
Protection Clause, only two cases had sustained the challenges.
Nixon v. Herndon, 273 U. S. 536
(1927), held that a Texas statute limiting participation in the
Democratic Party primary to whites violated the Fourteenth
Amendment.
Nixon v. Condon, 286 U. S.
73 (1932), held that Texas did not avoid the reach of
the
Herndon decision by transferring to the party's
executive committee the power to set qualifications for
participation in the primary. In neither of the Nixon cases was the
history of the Fourteenth Amendment suggested to the Court. Both
cases were argued on the assumption that racial prohibitions on
voting in state general elections would violate the Fourteenth, as
well as the Fifteenth, Amendment. This potential line of decisions
proved abortive when
United States v. Classic,
313 U. S. 299
(1941), laid the groundwork for holding that participation in party
primaries was included within the "right . . . to vote" protected
by the Fifteenth Amendment.
See Reynolds v. Sims,
377 U. S. 533,
377 U.S. 614 n. 72 (1964)
(dissenting opinion). The Nixon opinions were not relied on by the
Court in the subsequent white primary cases,
Smith v.
Allwright, 321 U. S. 649
(1944), and
Terry v. Adams, 345 U.
S. 461 (1953), and they were not even referred to in the
recent cases on voter qualifications cited above.
[
Footnote 3/85]
In this particular instance the other two branches of the
Government have, in fact, expressed conflicting views as to the
validity of Title III of the Act, the voting age provision.
See H.R.Doc. No. 91-326 (1970).
[
Footnote 3/86]
In fact, however, I do not understand how the doctrine of
deference to rational constitutional interpretation by Congress,
espoused by the majority in
Katzenbach v. Morgan,
384 U. S. 641
(1966), is consistent with this statement of Chief Justice Marshall
or with our reaffirmation of it in
Cooper v. Aaron,
358 U. S. 1,
358 U. S. 18
(1958):
"[
Marbury] declared the basic principle that the
federal judiciary is supreme in the exposition of the law of the
Constitution, and that principle has ever since been respected by
this Court and the Country as a permanent and indispensable feature
of our constitutional system."
[
Footnote 3/87]
Contrast Metropolitan Cas. Ins. Co. v. Brownell,
294 U. S. 580
(1935), relied on by my colleagues. In that case, the crucial
factual issue, on which the record was silent, was whether casualty
insurance companies not incorporated in Indiana "generally keep
their funds and maintain their business offices, and their agencies
for the settlement of claims, outside the state." 294 U.S. at
294 U. S.
585.
[
Footnote 3/88]
It might well be asked why this standard is not equally
applicable to the congressional expansion of the franchise before
us. Lowering of voter qualifications dilutes the voting power of
those who could meet the higher standard, and it has been held
that
the right of suffrage can be denied by a debasement or dilution
of the weight of a citizen's vote just as effectively as by wholly
prohibiting the free exercise of the franchise.
Reynolds v. Sims, 377 U. S. 533,
377 U. S. 555
(1964) (footnote omitted). Interference with state control over
qualifications for voting in presidential elections in order to
encourage interstate migration appears particularly vulnerable to
analysis in terms of compelling federal interests.
[
Footnote 3/89]
Although MR. JUSTICE BLACK rests his decision in part on the
assumption that the selection of presidential electors is a
"federal" election, the Court held in
In re Green,
134 U. S. 377,
134 U. S. 379
(1890), and repeated in
Ray v. Blair, 343 U.
S. 214,
343 U. S.
224-225 (1952), that presidential electors act by
authority of the States and are not federal officials.
[
Footnote 3/90]
At the time these suits were filed only two of the 50 States,
Georgia and Kentucky, allowed 18-year-olds to vote, and only two
other States, Hawaii and Alaska, set the voting age below 21. In
subsequent referenda, voters in 10 States declined to lower the
voting age; five States lowered the voting age to 19 or 20; and
Alaska lowered the age from 19 to 18.
See the Washington
Post, Nov. 5, 1970, p. A13, col. 5.
[
Footnote 3/91]
"The Citizens of each State shall be entitled to all Privileges
and Immunities of Citizens in the several States."
[
Footnote 3/92]
At the time the Constitution was adopted, additional
restrictions based on payment of taxes and ownership of property,
as well as creed and sex, were imposed, making the proposition even
clearer.
[
Footnote 3/93]
See Art. II:
"Each State retains its sovereignty, freedom and independence,
and every power, jurisdiction and right, which is not by this
confederation expressly delegated to the United States, in Congress
assembled."
[
Footnote 3/94]
The legislative history of the Voting Rights Act Amendments
contains sufficient evidence to this effect, if any be needed.
[
Footnote 3/95]
Cf. § 4 of the Voting Rights Act of 1965, 79 Stat.
438, which suspended literacy tests only in areas falling within a
coverage formula and allowed reinstatement of the tests upon
judicial determination that, during the preceding five years no
tests had been used with discriminatory purpose or effect. 42
U.S.C. § 1973b(a) (1964 ed., Supp. V), amended by Pub.L. No.
91-285 § 3, 84 Stat. 315.
[
Footnote 3/96]
I assume that reasonableness is the applicable standard,
notwithstanding the fact that the instant legislation is challenged
on the ground that it improperly dilutes the votes of literate
Arizona citizens.
But see Kramer v. Union School District,
395 U. S. 621
(1969);
400
U.S. 112fn3/88|>n. 88,
supra.
MR. JUSTICE BRENNAN, MR. JUSTICE WHITE, and MR. JUSTICE MARSHALL
dissent from the judgments insofar as they declare § 302
unconstitutional as applied to state and local elections, and
concur in the judgments in all other respects, for the following
reasons.
These cases draw into question the power and judgment of
Congress in enacting Titles II and III of the Voting Rights Act
Amendments of 1970, 84 Stat. 314. The State of Arizona challenges
the power of Congress to impose a nationwide ban, until August 6,
1975, on the use of literacy and certain other tests to limit the
franchise in any election. The State of Idaho takes issue with the
asserted congressional power to find that the imposition of a
durational residence requirement to deny the right to vote in
elections for President and Vice President imposes a burden upon
the right of free interstate
Page 400 U. S. 230
migration that is not necessary to further a compelling state
interest. [
Footnote 4/1] Finally,
the States of Oregon, Texas, Arizona, and Idaho would have us
strike down as unreasonable and beyond congressional power the
findings, embodied in § 301(a) of the Amendments, that denying
the vote to otherwise qualified persons 18 to 21 years of age,
while granting it to those 21 years of age and older, violates the
Equal Protection Clause and is, in any event, not reasonably
related to any compelling state interest. [
Footnote 4/2] In Nos. 43, Orig., and 44, Orig., Oregon
and Texas have invoked our original jurisdiction under Art. III,
§ 2, of the Constitution to restrain the Attorney General of
the United States, a citizen of New York, from enforcing the
18-year-old voting provisions of the Amendments.
Page 400 U. S. 231
South Carolina v. Katzenbach, 383 U.
S. 301,
383 U. S. 307
(1966). In Nos. 46, Orig., and 47, Orig., the United States seeks
orders enjoining Arizona from enforcing age and literacy
limitations on the franchise, [
Footnote
4/3] and enjoining Idaho from enforcing age, residence, and
absentee voting limitations, [
Footnote
4/4] insofar as those limitations are inconsistent with the
1970 Amendments. Original jurisdiction, again, is founded upon Art.
III, § 2, of the Constitution.
See United States v.
California, 332 U. S. 19,
332 U. S. 22
(1947). Since, in our view, congressional power to enact the
challenged Amendments is found in the enforcement clauses of the
Fourteenth and Fifteenth Amendments, and since we may easily
perceive a rational basis for the congressional judgments
underlying each of them, we would deny relief in Nos. 43, Orig.,
and 44, Orig., and issue the requested orders in Nos. 46, Orig.,
and 47, Orig.
I
The Voting Rights Act of 1965, 79 Stat. 438, 42 U.S.C. §
1973
et seq. (1964 ed., Supp. V), proscribed the use of
any "test or device," [
Footnote
4/5] including literacy tests, in States
Page 400 U. S. 232
or their political subdivisions that fell within a coverage
formula set forth in § 4(b) of the 1965 Act. 42 U.S.C.
§§ 1973b(a), (b) (1964 ed., Supp. V). Although we had
previously concluded that literacy tests, fairly administered,
violate neither the Fourteenth nor the Fifteenth Amendment,
Lassiter v. Northampton Election Board, 360 U. S.
45 (1959), we nevertheless upheld their selective
proscription by Congress.
South Carolina v. Katzenbach,
383 U. S. 301
(1966). Canvassing the "voluminous" legislative history of the 1965
Act, we found ample basis for a legislative conclusion that such a
proscription was necessary to combat the "insidious and pervasive
evil" of racial discrimination with regard to voting.
Id.
at
383 U. S.
308-315. Accordingly, we held the proscription to be
well within the power of Congress granted by § 2 of the
Fifteenth Amendment.
Id. at
383 U. S.
327-334. Three years later, in
Gaston County v.
United States, 395 U. S. 285
(1969), we sustained application of the ban on literacy tests to a
county where there was no evidence that the test itself was
discriminatory or that -- at least since 1962 [
Footnote 4/6] -- it had been administered in a
discriminatory manner. Notwithstanding this fact, we noted that the
record did contain substantial evidence that, in years past,
"Gaston County [had] systematically deprived its black citizens of
the educational opportunities it granted to its white citizens."
Id. at
395 U. S. 297.
Since this "in turn deprived them of an equal chance to pass the
literacy test,"
id. at
395 U. S. 291,
even impartial administration of an impartial test would inevitably
result in just the discrimination that Congress
Page 400 U. S. 233
and the Fifteenth Amendment had sought to proscribe.
Id. at
395 U. S.
296-297;
see South Carolina v. Katzenbach, 383
U.S. at
383 U. S. 308,
383 U. S.
333-334.
No challenge is made in the present cases either to the 1965 Act
or to the five-year extension of its ban on "tests or devices"
embodied in Title I of the 1970 Amendments. Arizona does, however,
challenge § 201 of the Amendments, which extends (until August
6, 1975) the 1965 Act's selective ban on the use of "tests or
devices" to all States and political subdivisions in which it is
not already in force by virtue of the 1965 Act. In substance,
Arizona argues that it is and has been providing education of equal
quality for all its citizens; that its literacy test is both fair
and fairly administered; and that there is no evidence in the
legislative record upon which Congress could have relied to reach a
contrary conclusion. It urges that, to the extent that any citizens
of Arizona have been denied the right to vote because of illiteracy
resulting from discriminatory governmental practices, the unlawful
discrimination has been by governments other than the State of
Arizona or its political subdivisions. Arizona, it suggests, should
not have its laws overridden to cure discrimination on the part of
governmental bodies elsewhere in the country.
We need not question Arizona's assertions as to the
nondiscriminatory character, past and present, of its educational
system. Congressional power to remedy the evils resulting from
state-sponsored racial discrimination does not end when the subject
of that discrimination removes himself from the jurisdiction in
which the injury occurred.
"The Constitution was framed under the dominion of a political
philosophy less parochial in range. It was framed upon the theory
that the peoples of the several states must sink or swim together,
and that, in the long run, prosperity and salvation are in union,
and not division."
Baldwin v. G.A.F. Seelig,
Inc., 294 U.S.
Page 400 U. S. 234
511,
400 U. S. 523
(1935);
see Edwards v. California, 314 U.
S. 160,
314 U. S.
173-176 (1941). In upholding the suspension of literacy
tests as applied to Gaston County under the 1965 Act, we could see
"no legal significance" in the possibility that adult residents of
the county might have received their education "in other counties
or States also maintaining segregated and unequal school systems."
Gaston County v. United States, 395 U.S. at
395 U. S. 293
n. 9. [
Footnote 4/7] The
legislative history of the 1970 Amendments contains substantial
information upon which Congress could have based a finding that the
use of literacy tests in Arizona and in other States where their
use was not proscribed by the 1965 Act has the effect of denying
the vote to racial minorities whose illiteracy is the consequence
of a previous, governmentally sponsored denial of equal educational
opportunity. The Attorney General of Arizona told the Senate
Subcommittee on Constitutional Rights that many older Indians in
the State were "never privileged to attend a formal school."
[
Footnote 4/8] Extensive testimony
before both Houses indicated that racial minorities have long
received inferior educational opportunities throughout the United
States. [
Footnote 4/9] And
interstate
Page 400 U. S. 235
migration of such persons, particularly of Negroes from the
Southern States, has long been a matter of common knowledge.
[
Footnote 4/10]
Moreover, Congress was given testimony explicitly relating the
denial of educational opportunity to inability to pass literacy
tests in States not covered by the formula contained in the 1965
Act. The United States Commission on Civil Rights reported a survey
of the Northern and Western States which concluded that literacy
tests have a negative impact upon voter registration which "falls
most heavily on blacks and persons of Spanish surname." [
Footnote 4/11] With regard specifically
to Arizona, the Chairman of the Navajo Tribal Council testified
that a greater percentage of Navajos are registered in New Mexico,
which has no literacy test, than in Arizona. [
Footnote 4/12]
In short, there is no question but that Congress could
legitimately have concluded that the use of literacy tests anywhere
within the United States has the inevitable effect of denying the
vote to members of racial minorities whose inability to pass such
tests is the direct consequence of previous governmental
discrimination in education. Almost five years ago, we found in
§ 2 of the Fifteenth Amendment an ample grant of legislative
power for Congress to decree a selective proscription of such tests
in certain portions of the country.
South Carolina v.
Katzenbach, 383 U.S. at
383 U. S.
327-334. We have since held that power ample to cover
the proscription of fair literacy tests, fairly administered,
which
Page 400 U. S. 236
nevertheless operate to disenfranchise racial minorities because
of previous governmental discrimination against them in education.
Gaston County v. United States, 395 U.S. at
395 U. S. 287,
395 U. S.
289-293. Five years of experience with the 1965 Act
persuaded Congress that a nationwide ban on literacy and other
potentially discriminatory tests was necessary to prevent racial
discrimination in voting throughout the country. That conclusion is
amply supported in the legislative record and § 201 of the
1970 Amendments is accordingly well within the scope of
congressional power.
II
Section 202 of the 1970 Amendments abolishes all durational
state residence requirements restricting the right to vote in
presidential elections. In their place, Congress has undertaken to
prescribe a uniform nationwide system of registration and absentee
voting designed to allow all otherwise qualified persons to vote in
such elections regardless of the length of time they have lived in
a particular jurisdiction. [
Footnote
4/13] The States are required to keep open their registration
rolls for presidential elections until 30 days preceding the
election. § 202(d). Persons who have changed their residence
within 30 days of the election are, if otherwise qualified,
entitled to vote either in person or by absentee ballot in the
State of their previous residence, § 202(e), and the States
are compelled to permit the casting of absentee ballots by all
properly qualified persons who have made application not less than
seven days prior to the election, and returned the ballot to the
appropriate officials not later than the closing of polls on
election day. §§ 202(b), (d). Provision must also be made
by the States to allow absentee registration. § 202(f).
Page 400 U. S. 237
Idaho challenges the power of Congress to enact such legislation
insofar as it conflicts with Idaho's statutory and constitutional
provisions regarding durational residence requirements for voting;
regarding absentee voting; and regarding absentee registration.
[
Footnote 4/14] The State's
argument in brief is that the Constitution has left to the States
the power to set qualifications for voters in both state and
federal elections, subject only to certain explicit limitations
such as, for example, those imposed by the Fourteenth, Fifteenth,
Nineteenth, and Twenty-fourth Amendments. Admitting that
unreasonable residence requirements may not withstand judicial
scrutiny,
Carrington v. Rash, 380 U. S.
89 (1965), Idaho urges that its 60-day residence
requirement is necessary for protection against fraud, and for
administrative purposes. In consequence, § 202 of the 1970
Amendments is said to be of no weight against these compelling
state interests.
Whether or not the Constitution vests Congress with particular
power to set qualifications for voting in strictly federal
elections, [
Footnote 4/15] we
believe there is an adequate constitutional basis for § 202 in
§ 5 of the Fourteenth Amendment. For more than a century, this
Court has recognized the constitutional right of all citizens to
unhindered interstate travel and settlement.
Passenger
Cases, 7 How. 283,
48 U. S. 492
(1849) (Taney, C.J.);
Crandall v.
Nevada, 6 Wall. 35,
73 U. S. 43-44
(1868);
Paul v.
Virginia, 8 Wall. 168,
75 U. S. 180
(1869);
Edwards v. California, 314 U.
S. 160 (1941);
United States v. Guest,
383 U. S. 745,
383 U. S.
757-758 (1966);
Shapiro v. Thompson,
394 U. S. 618,
394 U. S.
629-631,
394 U. S. 634
(1969). From whatever constitutional provision this right may be
said to flow, [
Footnote 4/16]
both its existence
Page 400 U. S. 238
and its fundamental importance to our Federal Union have long
been established beyond question.
By definition, the imposition of a durational residence
requirement operates to penalize those persons, and only those
persons, who have exercised their constitutional right of
interstate migration. Of course, governmental action that has the
incidental effect of burdening the exercise of a constitutional
right is not,
ipso facto, unconstitutional. But in such a
case, governmental action may withstand constitutional scrutiny
only upon a clear showing that the burden imposed is necessary to
protect a compelling and substantial governmental interest.
Shapiro v. Thompson, 394 U.S. at
394 U. S. 634;
United States v. Jackson, 390 U.
S. 570,
390 U. S.
582-583 (1968);
Sherbert v. Verner,
374 U. S. 398,
374 U. S.
406-409 (1963). And once it be determined that a burden
has been placed upon a constitutional right, the onus of
demonstrating that no less intrusive means will adequately protect
compelling state interests is upon the party seeking to justify the
burden.
See Speiser v. Randall, 357 U.
S. 513,
357 U. S.
525-526 (1958).
In the present case, Congress has explicitly found both that the
imposition of durational residence requirements abridges the right
of free interstate migration and that such requirements are not
reasonably related to any compelling state interests. 1970
Amendments, §§ 202(a)(2), (6). The latter finding was
made with full cognizance of the possibility of fraud and
administrative difficulty. Senator Goldwater, testifying at Senate
hearings on the bill, pointed out that 40 States presently allow
registration until 30 days or less prior to the election. [
Footnote 4/17] Idaho itself allows
registration by those desiring to vote as new residents in
presidential elections within 10 days of balloting. Idaho Code
§ 34-409 (1963). And Idaho's assertion of the administrative
unfeasibility
Page 400 U. S. 239
of maintaining separate registration lists for fully qualified
voters and for those qualified only for presidential balloting is
difficult to credit in light of the fact that the Idaho
Constitution, Art. 6, § 2, itself sets separate qualifications
for voting in general and in presidential elections. The provisions
for absentee voting, as Senator Goldwater pointed out on the floor
of the Senate, were likewise "drawn from the proven practice of the
States themselves." [
Footnote
4/18] Thirty-seven States allow application within a week of
the election, and 40 permit the marked ballot to be returned on
election day. [
Footnote 4/19]
Finally, Idaho has provided no evidence beyond the mere assertion
that the scheme of § 202 is inadequate to protect against
fraud. But the only kind of fraud asserted is the possibility of
dual voting, and Idaho has provided no explanation why the 30-day
period between the closing of new registrations and the date of
election would not provide, in light of modern communications,
adequate time to insure against such frauds. Accordingly, we find
ample justification for the congressional conclusion that §
202 is a reasonable means for eliminating an unnecessary burden on
the right of interstate migration.
United States v. Guest,
supra.
III
The final question presented by these cases is the propriety of
Title III of the 1970 Amendments, which
Page 400 U. S. 240
forbids the States from disenfranchising persons over the age of
18 because of their age. Congress was of the view that this
prohibition, embodied in § 302 of the Amendments, was
necessary among other reasons in order to enforce the Equal
Protection Clause of the Fourteenth Amendment.
See
§§ 301(a)(2), (b). The States involved in the present
litigation question the assertion of congressional power to make
that judgment.
It is important at the outset to recognize what is not involved
in these cases. We are not faced with an assertion of congressional
power to regulate any and all aspects of state and federal
elections, or even to make general rules for the determination of
voter qualifications. Nor are we faced with the assertion that
Congress is possessed of plenary power to set minimum ages for
voting throughout the States. Every State in the Union has conceded
by statute that citizens 21 years of age and over are capable of
intelligent and responsible exercise of the right to vote. The
single, narrow question presented by these cases is whether
Congress was empowered to conclude, as it did, that citizens 18 to
21 years of age are not substantially less able.
We believe there is serious question whether a statute granting
the franchise to citizens 21 and over while denying it to those
between the ages of 18 and 21 could, in any event, withstand
present scrutiny under the Equal Protection Clause. Regardless of
the answer to this question, however, it is clear to us that proper
regard for the special function of Congress in making
determinations of legislative fact compels this Court to respect
those determinations unless they are contradicted by evidence far
stronger than anything that has been adduced in these cases. We
would uphold § 302 as a valid exercise of congressional power
under § 5 of the Fourteenth Amendment.
Page 400 U. S. 241
A
All parties to these cases are agreed that the States are given
power, under the Constitution, to determine the qualifications for
voting in state elections. Art. I, § 2;
Lassiter v.
Northampton Election Board, 360 U. S. 45,
360 U. S. 50
(1959);
Carrington v. Rash, 380 U. S.
89,
380 U. S. 91
(1965). But it is now settled that exercise of this power, like all
other exercises of state power, is subject to the Equal Protection
Clause of the Fourteenth Amendment.
Carrington v. Rash, supra;
Harper v. Virginia Board of Elections, 383 U.
S. 663 (1966);
Kramer v. Union School District,
395 U. S. 621
(1969);
Evans v. Cornman, 398 U.
S. 419 (1970). Although it once was thought that equal
protection required only that a given legislative classification,
once made, be evenly applied,
see Hayes v. Missouri,
120 U. S. 68,
120 U. S. 71-72
(1887), for more than 70 years we have consistently held that the
classifications embodied in a state statute must also meet the
requirements of equal protection.
Gulf, C. & S. F. R. Co.
v. Ellis, 165 U. S. 150,
165 U. S. 155
(1897);
see McLaughlin v. Florida, 379 U.
S. 184,
379 U. S.
189-191 (1964), and cases cited.
The right to vote has long been recognized as a "fundamental
political right, because preservative of all rights."
Yick Wo
v. Hopkins, 118 U. S. 356,
118 U. S. 370
(1886);
see Reynolds v. Sims, 377 U.
S. 533,
377 U. S. 562
(1964);
Williams v. Rhodes, 393 U. S.
23,
393 U. S. 31
(1968).
"Any unjustified discrimination in determining who may
participate in political affairs . . . undermines the legitimacy of
representative government."
Kramer v. Union School District, 395 U.S. at
395 U. S. 626.
Consequently, when exclusions from the franchise are challenged as
violating the Equal Protection Clause, judicial scrutiny is not
confined to the question whether the exclusion may reasonably be
thought to further a permissible interest of the State.
Page 400 U. S. 242
Cf. Metropolitan Cas. Ins. Co. v. Brownell,
294 U. S. 580,
294 U. S.
583-584 (1935). "A more exacting standard obtains."
Kramer v. Union School District, 395 U.S. at
395 U. S. 633.
In such cases, "the Court must determine whether the exclusions are
necessary to promote a compelling state interest."
Id. at
395 U. S. 627;
Cipriano v. City of Houma, 395 U.
S. 701,
395 U. S. 704
(1969).
In the present cases, the States justify exclusion of 18- to
21-year-olds from the voting rolls solely on the basis of the
States' interests in promoting intelligent and responsible exercise
of the franchise. [
Footnote 4/20]
There is no reason to question the legitimacy and importance of
these interests. But standards of intelligence and responsibility,
however defined, may permissibly be applied only to the means
whereby a prospective voter determines how to exercise his choice,
and not to the actual choice itself. Were it otherwise, such
standards could all too easily serve as mere epithets designed to
cloak the exclusion of a class of voters simply because of the way
they might vote.
Cf. Evans v. Cornman, 398 U.S. at
398 U. S.
422-423. Such a state purpose is, of course,
constitutionally impermissible.
Carrington v. Rash, 380
U.S. at
380 U. S. 94. We
must, therefore, examine with particular care the asserted
connection between age limitations and the admittedly laudable
state purpose to further intelligent and responsible voting.
We do not lack a starting point for this inquiry. Although the
question has never been squarely presented, we have in the past
indicated that age is a factor not necessarily irrelevant to
qualifications for voting.
Lassiter
Page 400 U. S. 243
v. Northampton Election Board, 360 U.S. at
360 U. S. 51;
Kramer v. Union School District, 395 U.S. at
395 U. S.
625-626. But recognition that age is not in all
circumstances a "capricious or irrelevant factor,"
Harper v.
Virginia Board of Elections, 383 U.S. at
383 U. S. 668,
does not insure the validity of the particular limitation involved
here.
Evans v. Cornman, 38 U.S. at
38 U. S.
425-426. Every State in the Union has concluded for
itself that citizens 21 years of age and over are capable of
responsible and intelligent voting. Accepting this judgment, there
remains the question whether citizens 18 to 21 years of age may
fairly be said to be less able.
State practice itself in other areas casts doubt upon any such
proposition. Each of the 50 States has provided special mechanisms
for dealing with persons who are deemed insufficiently mature and
intelligent to understand, and to conform their behavior to, the
criminal laws of the State. [
Footnote
4/21] Forty-nine of the States have concluded that, in this
regard, 18-year-olds are invariably to be dealt with according to
precisely the same standards prescribed for their elders. [
Footnote 4/22] This at the very least is
evidence of a nearly unanimous legislative judgment on the part of
the States themselves that differences in maturity and intelligence
between 18-year-olds and persons 21 years of age and over are too
trivial to warrant specialized treatment for any of the former
class in the critically important matter of criminal
responsibility. [
Footnote 4/23]
Similarly,
Page 400 U. S. 244
every State permits 18-year-olds to marry, and 39 States do not
require parental consent for such persons of one or both sexes.
[
Footnote 4/24] State statutory
practice in other areas follows along these lines, albeit not as
consistently. [
Footnote 4/25]
Uniform state practice in the field of education points the same
way. No State in the Union requires attendance at school beyond the
age of 18. Of course, many 18-year-olds continue their education to
21 and beyond. But no 18-year-old who does not do so will be
disenfranchised thereby once he reaches the age of 21. [
Footnote 4/26]
Page 400 U. S. 245
Whether or not a State could in any circumstances condition
exercise of the franchise upon educational achievements beyond the
level reached by 18-year-olds today, there is no question but that
no State purports to do so. Accordingly, that 18-year-olds as a
class may be less educated than some of their elders [
Footnote 4/27] cannot justify restriction
of the franchise, for the States themselves have determined that
this incremental education is irrelevant to voting qualifications.
And finally, we have been cited to no material whatsoever that
would support the proposition that intelligence, as opposed to
educational attainment, increases between the ages of 18 and
21.
One final point remains. No State seeking to uphold its denial
of the franchise to 18-year-olds has adduced anything beyond the
mere difference in age. We have already indicated that the
relevance of this difference is contradicted by nearly uniform
state practice in other areas. But perhaps more important is the
uniform experience of those States -- Georgia since 1943, and
Kentucky since 1955 -- that have permitted 18-year-olds to vote.
[
Footnote 4/28] We have not been
directed to a word of testimony or other evidence that would
indicate either that 18-year-olds in those States have voted any
less intelligently and responsibly than their elders, or that there
is any reasonable ground for belief that 18-year-olds in other
States are less able than those in Georgia and Kentucky. On the
other hand, every person who spoke to the issue in either the House
or Senate was agreed that 18-year-olds
Page 400 U. S. 246
in both States were at least as interested, able, and
responsible in voting as were their elders. [
Footnote 4/29]
In short, we are faced with an admitted restriction upon the
franchise, supported only by bare assertions and long practice, in
the face of strong indications that the States themselves do not
credit the factual propositions upon which the restriction is
asserted to rest. But there is no reason for us to decide whether,
in a proper case, we would be compelled to hold this restriction a
violation of the Equal Protection Clause. For, as our decisions
have long made clear, the question we face today is not one of
judicial power under the Equal Protection Clause. The question is
the scope of congressional power under § 5 of the Fourteenth
Amendment. To that question we now turn.
B
As we have often indicated, questions of constitutional power
frequently turn in the last analysis on questions of fact. This is
particularly the case when an assertion of state power is
challenged under the Equal Protection Clause of the Fourteenth
Amendment. For although equal protection require that all persons
"under like circumstances and conditions" be treated alike,
Hayes v. Missouri, 120 U.S. at
120 U. S. 71,
such a formulation merely raises, but does not answer the question
whether a legislative classification has resulted in different
treatment of persons who are in fact, "under like circumstances and
conditions."
Legislatures, as well as courts, are bound by the provisions of
the Fourteenth Amendment.
Cooper v. Aaron, 358 U. S.
1,
358 U. S. 18-20
(1958). When a state legislative classification is subjected to
judicial challenge as violating the Equal Protection Clause, it
comes before the
Page 400 U. S. 247
courts cloaked by the presumption that the legislature has, as
it should, acted within constitutional limitations.
Kotch v.
Board of River Port Pilots, 330 U. S. 552,
330 U. S. 556,
330 U. S.
563-564 (1947);
see Kramer v. Union School
District, 395 U.S. at
395 U. S. 627-628. Accordingly,
"[a] statutory discrimination will not be set aside as the
denial of equal protection of the laws if any state of facts
reasonably may be conceived to justify it."
Metropolitan Cas. Ins. Co. v. Brownell, 294 U.S. at
294 U. S. 584.
[
Footnote 4/30]
But, as we have consistently held, this limitation on judicial
review of state legislative classifications is a limitation
stemming not from the Fourteenth Amendment itself, but from the
nature of judicial review. It is simply a "salutary principle of
judicial decision,"
Metropolitan Cas. Co. v. Brownell,
supra, at
294 U. S. 584,
one of the "self-imposed restraints intended to protect [the Court]
and the state against irresponsible exercise of [the Court's]
unappealable power."
Fay v. New York, 332 U.
S. 261,
332 U. S. 282
(1947). The nature of the judicial process makes it an
inappropriate forum for the determination
Page 400 U. S. 248
of complex factual questions of the kind so often involved in
constitutional adjudication. Courts, therefore, will overturn a
legislative determination of a factual question only if the
legislature's finding is so clearly wrong that it may be
characterized as "arbitrary," "irrational," or "unreasonable."
Communist Party v. Control Board, 367 U. S.
1,
367 U. S. 94-95
(1961);
United States v. Carolene Products Co.,
304 U. S. 144,
304 U. S.
152-154 (1938);
Metropolitan Cas. Ins. Co. v.
Brownell, 294 U.S. at
294 U. S. 583-584.
Limitations stemming from the nature of the judicial process,
however, have no application to Congress. Section 5 of the
Fourteenth Amendment provides that "[t]he Congress shall have power
to enforce, by appropriate legislation, the provisions of this
article." Should Congress, pursuant to that power, undertake an
investigation in order to determine whether the factual basis
necessary to support a state legislative discrimination actually
exists, it need not stop once it determines that some reasonable
men could believe the factual basis exists. Section 5 empowers
Congress to make its own determination on the matter.
See
Katzenbach v. Morgan, 384 U. S. 641,
384 U. S.
654-656 (1966). It should hardly be necessary to add
that, if the asserted factual basis necessary to support a given
state discrimination does not exist, § 5 of the Fourteenth
Amendment vests Congress with power to remove the discrimination by
appropriate means.
Id. at
384 U. S.
656-657;
Fay v. New York, 332 U.S. at
332 U. S.
282-283;
Ex parte Virginia, 100 U.
S. 339,
100 U. S.
347-348 (1880).
The scope of our review in such matters has been established by
a long line of consistent decisions. "It is not for the courts to
reexamine the validity of these legislative findings and reject
them."
Communist Party v. Control Board, 367 U.S. at
367 U. S. 94.
"[W]here we find that the legislators, in light of the facts and
testimony before them, have a rational basis for finding a chosen
regulatory
Page 400 U. S. 249
scheme necessary . . . our investigation is at an end."
Katzenbach v. McClung, 379 U.
S. 294,
379 U. S.
303-304 (1964);
Katzenbach v. Morgan, 384 U.S.
at
384 U. S. 653;
see Galvan v. Press, 347 U. S. 522,
347 U. S. 529
(1954). [
Footnote 4/31]
This scheme is consistent with our prior decisions in related
areas. The core of dispute over the constitutionality of Title III
of the 1970 Amendments is a conflict between state and federal
legislative determinations of the factual issues upon which depends
decision of a federal constitutional question -- the legitimacy,
under the Equal Protection Clause, of state discrimination against
persons between the ages of 18 and 21. Our cases have repeatedly
emphasized that, when state and federal claims come into conflict,
the primacy of federal power requires that the federal finding of
fact control.
See England v. Louisiana State Board of Medical
Examiners, 375 U. S. 411,
375 U. S.
415-417 (1964);
Townsend v. Sain, 372 U.
S. 293,
372 U. S.
311-312 (1963);
Tarble's Case,
13 Wall. 397,
80 U. S.
406-407 (1872);
cf. United States v. Darby,
312 U. S. 100,
312 U. S. 119
(1941). The Supremacy Clause requires an identical result when the
conflict is one of legislative, not judicial, findings.
Finally, it is no answer to say that Title III intrudes upon a
domain reserved to the States -- the power to set qualifications
for voting. It is no longer open to question that the Fourteenth
Amendment applies to this, as to any other, exercise of state
power.
Kramer v.
Page 400 U. S. 250
Union School District, supra, and cases cited. As we
said in answer to a similar contention almost a century ago,
"the Constitution now expressly gives authority for
congressional interference and compulsion in the cases embraced
within the Fourteenth Amendment. It is but a limited authority,
true, extending only to a single class of cases; but within its
limits it is complete."
Ex parte Virginia, 100 U.S. at
100 U. S.
347-348.
C
Our Brother HARLAN has set out in some detail the historical
evidence that persuades him that the framers of the Fourteenth
Amendment did not believe that the Equal Protection Clause, either
through judicial action or through congressional enforcement under
§ 5 of the Amendment, could operate to enfranchise Negroes in
States that denied them the vote.
Ante at
400 U. S.
154-200. From this, he has concluded
"that the Fourteenth Amendment was never intended to restrict
the authority of the States to allocate their political power as
they see fit, and therefore that it does not authorize Congress to
set voter qualifications in either state or federal elections."
Ante at
400 U. S. 154.
This conclusion, if accepted, would seem to require as a corollary
that, although States may not, under the Fifteenth Amendment,
discriminate against Negro voters, they are free, so far as the
Federal Constitution is concerned, to discriminate against Negro or
unpopular candidates in any way they desire. Not surprisingly, our
Brother HARLAN's thesis is explicitly disavowed by all the States
party to the present litigation, [
Footnote 4/32] and has been presented to us only in the
briefs
amici
Page 400 U. S. 251
curiae of Virginia and, perhaps, Mississippi. [
Footnote 4/33] We could not accept this
thesis even if it were supported by historical evidence far
stronger than anything adduced here today. But, in our view, our
Brother HARLAN's historical analysis is flawed by his ascription of
20th-century meanings to the words of 19th-century legislators. In
consequence, his analysis imposes an artificial simplicity upon a
complex era, and presents, as universal, beliefs that were held by
merely one of several groups competing for political power. We can
accept neither his judicial conclusion nor his historical premise
that the original understanding of the Fourteenth Amendment left it
within the power of the States to deny the vote to Negro
citizens.
It is clear that the language of the Fourteenth Amendment, which
forbids a State to "deny to any person within its jurisdiction the
equal protection of the laws," applies on its face to all
assertions of state power, however made. More than 40 years ago,
this Court faced for the first time the question whether a State
could deny Negroes the right to vote in primary elections. Writing
for a unanimous Court, Mr. Justice Holmes observed tartly that
"[w]e find it unnecessary to consider the Fifteenth Amendment,
because it seems to us hard to imagine a more direct and obvious
infringement of the Fourteenth."
Nixon v. Herndon, 273 U. S. 536,
273 U. S.
540-541 (1927);
see Nixon v. Condon,
286 U. S. 73,
286 U. S. 83,
286 U. S. 87-89
(1932) (Cardozo, J.);
Anderson v. Martin, 375 U.
S. 399 (1964);
cf. Raymond v. Chicago Union Traction
Co., 207 U. S. 20,
207 U. S. 35-36
(1907). If the broad language of the Equal Protection Clause were
to be read as nevertheless allowing the States to deny equal
political rights to any citizens they see fit to exclude from the
political process,
Page 400 U. S. 252
far more is involved than merely shifting the doctrinal basis of
such cases as
Nixon v. Herndon from the Fourteenth to the
Fifteenth Amendment. For the Fifteenth Amendment applies only to
voting, not to the holding of public office; in consequence, our
Brother HARLAN's view would appear to leave the States free to
encourage citizens to cast their votes solely on the basis of race
(a practice found to violate the Fourteenth Amendment in
Anderson v. Martin, supra), or even presumably to deny
Negro citizens the right to run for office at all. [
Footnote 4/34] We cannot believe that the
Equal Protection Clause would permit such discrimination.
In any event, it seems to us, the historical record will not
bear the weight our Brother HARLAN has placed upon it. His
examination of the historical background of the Fourteenth
Amendment leads him to conclude that it is
"clear beyond any reasonable doubt that no part of the
legislation now under review can be upheld as a legitimate exercise
of congressional power under that Amendment,"
ante at
400 U. S. 155,
because the Amendment was not intended "to restrict the authority
of the States to allocate their political power as they see fit."
Ante at
400 U. S. 154.
Our own reading of the historical background, on the other hand,
results in a somewhat imperfect picture of an era of constitutional
confusion, confusion that the Amendment did little to resolve. As
the leading constitutional historian of the Civil War has observed,
constitutional law was characterized during the war years by "a
noticeable lack of legal precision" and by "[a] tendency toward
irregularity . . . in legislation, and in legal interpretation." J.
Randall, Constitutional Problems under Lincoln
Page 400 U. S. 253
515-516 (rev. ed.1951). Nor would the postwar period of
Reconstruction be substantially different.
For several decades prior to the Civil War, constitutional
interpretation had been a pressing concern of the Nation's leading
statesmen and lawyers, whose attention focused especially on the
nature of the relationship of the States to the Federal Government.
The onset of the Civil War served only to raise new problems upon
which the original Constitution offered, at best, only peripheral
guidance. The greatest problem of all, perhaps, was the character
of the civil conflict -- whether it was to be treated as a
rebellion, as a war with a belligerent state, or as some
combination of the two. Another issue concerned the scope of
federal power to emancipate the slaves; even President Lincoln
doubted whether his Emancipation Proclamation would be operative
when the war had ended and his special war powers had expired. This
particular issue was resolved by the Thirteenth Amendment, but that
Amendment only raised new issues, for some men doubted the validity
of even a constitutional change upon such a fundamental matter as
slavery, particularly while the status of the eleven Confederate
States remained unsettled.
See id. at 12-24, 59-73,
342-404.
The end of the war did not bring an end to difficult
constitutional questions. Two perplexing problems remained. The one
was the relation of the former Confederate States to the Federal
Government; the other was the relation of the former slaves to the
white citizens of the Nation. Both were intimately related to the
politics of the day, an understanding of which is essential, since
the Fourteenth Amendment was presented to the Nation as the
Republican Party's solution for these problems.
See J.
James, The Framing of the Fourteenth Amendment 169-173 (1956)
(hereafter James).
Page 400 U. S. 254
The starting point must be the key fact that, as of 1860, the
Republicans were very much the Nation's minority party. Lincoln had
won the Presidency that year with less than 40% of the popular
vote, while the Republicans had secured control of Congress only
when southern Democrats had left Washington following the secession
of their States. The compromise in the original Constitution, by
which only three-fifths of the slaves in Southern States were
computed in determining representation in the House of
Representatives and votes in the electoral college, also was a
matter of critical importance in 1865; with slavery abolished,
southern, and hence Democratic, power in the House and in the
electoral college would increase. The Republicans had calculated
this matter rather carefully; as the Chicago Tribune had
demonstrated as early as the summer of 1865, the increased southern
delegation would need only 29 readily obtainable Democratic votes
from the North in order to dominate the House.
See James
21-23. But Republicans had no intention of permitting such a
Democratic resurgence to occur; in their view, as one Republican
Senator observed, Republicans would be "faithless" to their
"trust," if they allowed "men who have thus proven themselves
faithless" to recover "the very political power which they have
hitherto used for the destruction of this Government." Cong.Globe,
39th Cong., 1st Sess. (hereafter Globe) 2918 (1866) (remarks of
Sen. Willey). Whether one looks upon such sentiments as a grasp for
partisan political power or as an idealistic determination that the
gains of the Civil War not be surrendered, the central fact remains
that Republicans found it essential to bar or at least to delay the
return of all-white southern delegations to Congress. Temporarily,
they proposed to do so by refusing to seat Congressmen from the
seceded States. They usually justified their refusal on
constitutional grounds,
Page 400 U. S. 255
presenting a variety of theories as to how the former
Confederate States had forfeited their rights by secession.
See
generally E. McKitrick, Andrew Johnson and Reconstruction
93-119 (1960). But exclusion of southern representatives could not
be a permanent solution; a better solution seemed to be to elect at
least some Republican representatives from the South by
enfranchising the only class that could be expected to vote
Republican in large numbers -- the freedmen.
According to the census of 1860, Negroes had constituted some
4,200,000 of the total population of 12,200,000 in the 15 slave
States. In two States -- Mississippi and South Carolina -- Negroes
were a substantial majority of the population, while, in several
other States, the population was at least 40% Negro. Thus, Negro
suffrage would probably result in a number of Negro, and presumably
Republican, representatives from the South. The difficulty was with
the means of bringing Negro suffrage about. Some, including Chief
Justice Chase, looked back toward the Emancipation Proclamation and
contended that Negro suffrage could be achieved, at least in the
South, by means of a presidential proclamation.
See James
5-7; 1 W. Fleming, Documentary History of Reconstruction 142
(1906). Others thought congressional legislation the appropriate
vehicle for granting the suffrage,
see James 13, 553; Van
Alstyne, The Fourteenth Amendment, The "Right" to Vote, and the
Understanding of the Thirty-Ninth Congress, 1965 Supreme Court
Review 33, 49-51, while still others argued for a constitutional
amendment.
See Cincinnati Daily Commercial, Sept.19, 1865,
in James 11-12 (reporting speech of Cong. Bingham). Disagreement
over means, however, was but a minor obstacle in the path of equal
suffrage; racial prejudice in the North was a far more significant
one. Only five New England States and New York permitted any
Negroes to vote
Page 400 U. S. 256
as of 1866,
see Van Alstyne,
supra, at 70, and
extension of the suffrage was rejected by voters in 17 of 19
popular referenda held on the subject between 1865 and 1868.
Moreover, Republicans suffered some severe election setbacks in
1867 on account of their support of Negro suffrage.
See W.
Gillette, The Right to Vote 227, 32-38 (1969).
Meeting in the winter and spring of 1866 and facing elections in
the fall of the same year, the Republicans in Congress thus faced a
difficult dilemma: they desperately needed Negro suffrage in order
to prevent total Democratic resurgence in the South, yet they
feared that, by pressing for suffrage, they might create a reaction
among northern white voters that would lead to massive Democratic
electoral gains in the North. Their task was thus to frame a policy
that would prevent total southern Democratic resurgence and that
simultaneously would serve as a platform upon which Republicans
could go before their northern constituents in the fall. What
ultimately emerged as the policy and political platform of the
Republican Party was the Fourteenth Amendment. [
Footnote 4/35]
As finally adopted, relevant portions of the Fourteenth
Amendment read as follows:
Sec. 1.
"No State shall make or enforce any law which shall abridge the
privileges or immunities of citizens of the United States; nor
shall any State deprive any person of life, liberty, or property,
without due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws. "
Page 400 U. S. 257
Sec. 2.
"Representatives shall be apportioned among the several States
according to their respective numbers. . . . But when the right to
vote at any election . . . is denied to any of the male inhabitants
of such State, being twenty-one years of age, and citizens of the
United States, or in any way abridged, except for participation in
rebellion, or other crime, the basis of representation therein
shall be reduced in the proportion which the number of such male
citizens shall bear to the whole number of male citizens twenty-one
years of age in such State."
Sec. 5.
"The Congress shall have power to enforce, by appropriate
legislation, the provisions of this article."
The key provision on the suffrage question was, of course,
§ 2, which was to have the effect of reducing the
representation of any State which did not permit Negroes to vote.
Section 1 also began, however, as a provision aimed at securing
equality of "political rights and privileges" -- a fact hardly
surprising in view of Republican concern with the question. In
their earliest versions in the Joint Congressional Committee on
Reconstruction, which framed the Fourteenth Amendment, §§
1 and 2 read as follows:
"[Sec. 1.] Congress shall have power to make all laws necessary
and proper to secure to all citizens of the United States, in every
State, the same political rights and privileges; and to all persons
in every State equal protection in the enjoyment of life, liberty
and property."
B. Kendrick, The Journal of the Joint Committee of Fifteen on
Reconstruction 51 (1914) (hereafter Kendrick).
"[Sec. 2.] Representatives and direct taxes shall be apportioned
among the several States, which
Page 400 U. S. 258
may be included within this Union, according to their respective
numbers of persons, deducting therefrom all of any race or color,
whose members or any of them are denied any of the civil or
political rights or privileges."
Id. at 43. The question that must now be pursued is
whether § 1 of the Amendment ever lost its original connection
with the suffrage question.
It became evident at an early date that the Joint Committee did
not wish to make congressional power over the suffrage more
explicit than did the language of the original version of the
future § 1. Six days after that section had been proposed by a
subcommittee, the full committee refused to adopt an amendment
offered by Senator Howard to make the section refer expressly to
"political and
elective rights and privileges,"
id. at 55 (emphasis added), and refused as well to
substitute for the language:
"Congress shall have power to make all laws necessary and proper
to secure to all citizens of the United States in each State the
same political rights and privileges; and to all persons in every
State equal protection in the enjoyment of life, liberty and
property."
the following language offered by Congressman Boutwell:
"Congress shall have power to abolish any distinction in the
exercise of the elective franchise in any State, which by law,
regulation or usage may exist therein."
Id. at 54-55. The committee did agree, however, to
return the proposal to a special subcommittee, chaired by
Congressman John A. Bingham, which at the next meeting of the full
committee reported back the following language:
"Congress shall have power to make all laws which shall be
necessary and proper to secure all
Page 400 U. S. 259
persons in every state full protection in the enjoyment of life,
liberty and property; and to all citizens of the United States in
any State the same immunities and also equal political rights and
privileges."
Id. at 56. This language, it seems clear, did not
change the meaning of the section as originally proposed, but the
next change in language, proposed several days later by Bingham,
arguably did. Bingham moved the following substitute:
"The Congress shall have power to make all laws which shall be
necessary and proper to secure to the citizens of each state all
privileges and immunities of citizens in the several states (Art.
4, Sec. 2); and to all persons in the several States equal
protection in the rights of life, liberty and property (5th
Amendment)."
Id. at 61. This substitute was accepted by a committee
vote of 7-6.
No record of the committee's debates has been preserved, and
thus one can only guess whether Bingham's substitute was intended
to change the meaning of the original proposal. The breakdown of
the committee vote suggests, however, that no change in meaning was
intended. The substitute was supported by men of all political
views, ranging from Senator Howard and Congressman Boutwell,
radicals who had earlier sought to make the section's coverage of
suffrage explicit, to Congressman Rogers, a Democrat. Similarly,
among the six voting against the substitute were a radical,
Stevens; a moderate, Fessenden; and a Democrat, Grider.
Id. at 61. Thus, while one might continue to argue that
Bingham meant his substitute to do away with congressional power to
legislate for the preservation of equal rights of suffrage, one
can, with at least equal plausibility,
Page 400 U. S. 260
contend that Bingham sought to do no more than substitute for
his earlier specific language more general language which had
already appeared elsewhere in the Constitution. [
Footnote 4/36]
Bingham's proposed amendment to the Constitution, as modified,
was next submitted to the House of Representatives, where
Republicans joined Democrats in attacking it. Republican
Representative Hale of New York, for example, thought the amendment
"in effect a provision under which all State legislation, in its
codes of civil and criminal jurisprudence and procedure, affecting
the individual citizen, may be overridden," Globe 1063, while
Representative Davis, also a New York Republican, thought it would
give Congress power to establish "perfect political equality
between the colored and the white race of the South."
Id.
at 1085. Meanwhile, the New York Times, edited by conservative
Republican Congressman Henry J. Raymond, wondered if the proposed
Amendment was "simply a preliminary to the enactment of negro
suffrage." Feb.19, 1866. Even the Amendment's supporters recognized
that it would confer extensive power upon the Federal Government;
Representative Kelley, a Pennsylvania radical, who supported the
Amendment, concluded, after a lengthy discussion of the right of
suffrage, that "the proposed amendment . . . [was] intended to
secure it." Globe 1063. Its proponents, however, could not secure
the necessary support for the Amendment in the House, and thus were
compelled to postpone the matter until a later date, when they
failed to bring it again to the floor. Kendrick 215.
Meanwhile, the Joint Committee had returned to work and had
begun to consider the direct antecedent of the Fourteenth
Amendment, a proposal by Robert Dale
Page 400 U. S. 261
Owen which Representative Stevens had placed before the
committee. Its relevant provision were as follows:
"Section 1. No discrimination shall be made by any state, nor by
the United States, as to the civil rights of persons because of
race, color, or previous condition of servitude."
"Sec. 2. From and after the fourth day of July, in the year one
thousand eight hundred and seventy-six, no discrimination shall be
made by any state, nor by the United States, as to the enjoyment by
classes of persons of the right of suffrage, because of race,
color, or previous condition of servitude."
"Sec. 3. Until the fourth day of July, one thousand eight
hundred and seventy-six, no class of persons, as to the right of
any of whom to suffrage discrimination shall be made by any state,
because of race, color, or previous condition of servitude, shall
be included in the basis of representation."
"
* * * *"
"Sec. 5. Congress shall have power to enforce by appropriate
legislation, the provisions of this article."
Id. at 884. Congressman Bingham had not, however, given
up on his own favorite proposal, and he immediately moved to add
the following new section to the Amendment:
"Sec. 5. No state shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United
States; nor shall any state deprive any person of life, liberty or
property without due process of law, nor deny to any person within
its jurisdiction the equal protection of the laws."
Id. at 87.
His motion was adopted on a 10-to-2 party-line vote, but its
adoption was only the beginning of some intricate and inexplicable
maneuvering. Four days later, Senator
Page 400 U. S. 262
Williams, an Oregon radical, moved to delete Bingham's section,
and his motion was carried by a vote of 7 to 5, with radicals
Howard and Boutwell and Democrats Grider and Johnson voting for the
motion and Stevens, Bingham, and Democrat Rogers voting against.
Bingham then moved to submit his proposal as a separate amendment,
but he was supported by only the three Democrats on the committee.
The committee then agreed to submit the Owen proposal to Congress
with only slight modifications, but postponed the submission until
after one further meeting to be held three days hence.
Id.
at 98-100.
At this meeting, the proposed Fourteenth Amendment was
substantially rewritten. First, the committee, by a vote of 12 to
2, deleted § 2, which had barred States from making racial
discriminations in the enjoyment of the right of suffrage after
1876, and conformed § 3 so as to insure that it would remain
in effect after 1876. After making numerous other changes, the
committee then concluded its deliberations by replacing Owen's ban
in § 1 on discrimination "as to civil rights" with Bingham's
now familiar language. Here, the vote was 10 to 3, with the
majority again containing a full spectrum of political views.
Id. at 100-106. The reasons for the rewriting are not
entirely clear. The only known explanation was given by Owen in
1875, when he wrote an article recalling a contemporary
conversation with Stevens. Stevens had reportedly explained that
the committee's original decisions had "got noised abroad," and
that, as a result, several state delegations had held caucuses
which decided that the explicit references to "negro suffrage, in
any shape, ought to be excluded from the platform. . . ." Quoted in
id. at 302. Thus, the provision for suffrage after 1876
had to be eliminated, but Stevens did not explain why Bingham's
version of § 1 was then substituted
Page 400 U. S. 263
for Owen's version. Perhaps the changes in § 1 of the
Amendment were thought by the committee to be mere linguistic
improvements which did not substantially modify Owen's meaning and
which did not extend its coverage to political, as distinguished
from civil, rights. But, at the very least, the committee must have
realized that it was substituting for Owen's rather specific
language Bingham's far more elastic language -- language that, as
one scholar has noted, is far more "capable of growth" and
"receptive to 'latitudinarian' construction." Bickel, The Original
Understanding and the Segregation Decision, 69 Harv.L.Rev. 1, 61,
63 (1955). It is, moreover, at least equally plausible that the
committee meant to substitute for Owen's narrow provision dealing
solely with civil rights a broader provision that had originated
and been understood only two months earlier as protecting equality
in the right of suffrage as well as equality of civil rights.
The purpose of § 1 in relation to the suffrage emerges out
of the debates on the floor of Congress with an equal obscurity. In
the search for meaning, one must begin, of course, with the
statements of leading men in Congress, such as Bingham and Howard.
Bingham, for one, stated without apparent equivocation that "[t]he
amendment does not give . . . the power to Congress of regulating
suffrage in the several States." Globe 2542. Similarly, Senator
Howard, after noting that the Amendment would accord to Negroes the
same protection in their fundamental rights as the law gave to
whites, explicitly cautioned that "the first section of the
proposed amendment does not give to either of these classes the
right of voting." Globe 2766. [
Footnote 4/37] But such statements are not
Page 400 U. S. 264
as unambiguous as they initially appear to be. Thus, Howard,
with that "lack of legal precision" typical of the period, stated
that the right of suffrage was not one of the privileges and
immunities protected by the Constitution, Globe 2766, immediately
after he had read into the record an excerpt from the case of
Corfield v. Coryell, 6 F. Cas. 546 (No. 3230) (CCED Pa.
1825), an excerpt which listed the elective franchise as among the
privileges and immunities. Globe 2765. Bingham was equally
ambiguous, for he too thought that the elective franchise was a
constitutionally protected privilege and immunity. Globe 2542.
Indeed, at one point in the debates, Bingham made what is for us a
completely incongruous statement:
"To be sure we all agree, and the great body of the people of
this country agree, and the committee thus far in reporting
measures of reconstruction agree, that the exercise of the elective
franchise, though it be one of the privileges of a citizen of the
Republic, is exclusively under the control of the States."
Globe 2542. Bingham seemed to say in one breath, first, that the
franchise was a constitutionally protected privilege in support of
which Congress under § 5 of the Fourteenth Amendment could
legislate and then, in the next breath, that the franchise was
exclusively under the control of the States.
Bingham's words make little sense to modern ears; yet, when they
were uttered, his words must have made some sense, at least to
Bingham and probably to many of his listeners. The search for their
meaning probably
Page 400 U. S. 265
ought to begin with Art. IV, § 2 -- the Privileges and
Immunities Clause of the original Constitution. In the minds of
members of the 39th Congress, the leading case to construe that
clause was
Corfield v. Corell, supra, which had listed
among a citizen's privileges and immunities "the elective
franchise, as regulated and established by the laws or constitution
of the state in which it is to be exercised." 6 F. Cas. at 552.
Here again is the same apparent ambiguity that later occurred in
Bingham's thought -- that the franchise is a federally protected
right, but only to the extent it is regulated and established by
state law. The ambiguity was, however, only apparent, and not real,
for the Privileges and Immunities Clause of the original
Constitution served a peculiar function; it did not create absolute
rights, but only placed a noncitizen of a State "upon a perfect
equality with its own citizens" as to those fundamental rights
already created by state law.
Scott v.
Sandford, 19 How. 393,
60 U. S. 407
(1857).
Accord, id. at
60 U. S. 584
(dissenting opinion). The Privileges and Immunities Clause, that
is, was a sort of equal protection clause adopted for the benefit
of out-of-state citizens; [
Footnote
4/38] it required, for example, that, if a State gave its own
citizens a right to enter into a lawful business, it could not
arbitrarily deny the same right to out-of-state citizens solely
because they came from out of State.
See
Ward v.
Maryland, 12 Wall. 418,
79 U. S. 430
(1871). Thus, what Bingham may have meant in indicating that the
franchise was included within the scope of the Privileges and
Immunities Clause of the Fourteenth Amendment while remaining
entirely under the control of the States was that, although the
States would be free in general to confer the franchise upon
whomever they chose, Congress would have power
Page 400 U. S. 266
to bar them from racial or other arbitrary discriminations in
making their choices. In short, the Privileges and Immunities
Clause might for Bingham have meant the same as the Equal
Protection Clause; as he later explained in a campaign speech,
§ 1 was nothing but "a simple, strong, plain declaration that
equal laws and equal and exact justice shall hereafter be secured
within every State of this Union. . . ." Cincinnati Daily
Commercial, Aug. 27, 1866, quoted in James 160.
One way, then, to reconcile the seemingly incongruous statements
of Bingham is to read him as understanding that, while the
Fourteenth Amendment did not take from the States nor grant to
Congress plenary power to regulate the suffrage, it did give
Congress power to invalidate discriminatory state legislation. In
his words, the Amendment took
"from no State any right which hitherto pertained to the several
States of the Union, but it impose[d] a limitation upon the States
to correct their abuses of power."
Ibid. Others had a similar understanding. Thus, for
Charles Sumner,
"Equality of
political rights . . . [did] not involve
necessarily what is sometimes called the 'regulation' of the
suffrage by the National Government, although this would be best .
. . , [but] simply require[d] the abolition of any discrimination
among citizens, inconsistent with Equal Rights."
C. Sumner, Are We a Nation? 34 (1867). Or, as Stevens explained
in presenting the Amendment to the House, it merely allowed
"Congress to correct the unjust legislation of the States, so far
that the law which operates upon one man shall operate
equally upon all." Globe 2459 (emphasis in original).
Clearest of all, perhaps was Thomas M. Cooley in the 1871 edition
of his Constitutional Limitations, where he wrote:
"This amendment of the Constitution does not concentrate power
in the general government for
Page 400 U. S. 267
any purpose of police government within the States; its object
is to preclude legislation by any State which shall 'abridge the
privileges or immunities of citizens of the United States,' or
'deprive any person of life, liberty, or property without due
process of law,' or 'deny to any person within its jurisdiction the
equal protection of the laws;' and Congress is empowered to pass
all laws necessary to render such unconstitutional State
legislation ineffectual."
T. Cooley, Constitutional Limitations 294 (2d ed. 1871).
There is also other evidence that, at least some members of
Congress and of the electorate believed that § 1 of the
Fourteenth Amendment gave Congress power to invalidate
discriminatory state regulations of the suffrage. Thus, Congressman
Rogers, a Democrat who had served on the Joint Committee, agreed
with Bingham and Howard that "[t]he right to vote is a privilege,"
Globe 2538, while Congressman Boyer, another Democrat, feared that
§ 1 was "intended to secure ultimately, and to some extent
indirectly, the political equality of the negro race." Globe 2467.
A third Democrat, Congressman Niblack, thought the section
sufficiently ambiguous to warn that he might, although in fact, he
never did, offer the following addition to it:
"
Provided, That nothing contained in this article shall
be so construed as to authorize Congress to regulate or control the
elective franchise within any State, or to abridge or restrict the
power of any State to regulate or control the same within its own
jurisdiction, except as in the third section hereof
prescribed."
Globe 2465. Republicans also alluded on occasion to their belief
that the Amendment might give Congress power to prevent
discrimination in regard to the suffrage. Radical
Page 400 U. S. 268
Senator Stewart, for example, while unhappy that the Amendment
did not directly confer suffrage, nevertheless could "support this
plan" because it did
"not preclude Congress from adopting other means by a two-thirds
vote, [
Footnote 4/39] when
experience shall have demonstrated, as it certainly will, the
necessity for a change of policy. In fact it furnishes a conclusive
argument in favor of universal amnesty and impartial suffrage."
Globe 2964. Likewise, the more conservative Congressman Raymond
of New York supported the first section because he thought Congress
should have the power to legislate on behalf of equal rights "in
courts and elsewhere," Globe 2513, after the radical Congressman
Wilson of Iowa had informed him that, "if we give a reasonable
construction to the term
elsewhere,' we may include in that the
jury box and the ballot box." Globe 2505. Congressman Stevens,
meanwhile, was informing Congress that, "if this amendment
prevails, you must legislate to carry out many parts of it," Globe
2544, and was looking forward to "further legislation; in enabling
acts or other provisions," Globe 3148, while even the Joint
Committee submitted the Amendment to the Nation "in the hope that
its imperfections may be cured, and its deficiencies supplied, by
legislative wisdom. . . ." Report of the Joint Committee on
Reconstruction, H.R.Rep. No. 30, 39th Cong., 1st Sess., xxi (1866).
Nor did the radical Republican press disagree; as the Lansing State
Republican argued in its editorial columns, even "[i]f impartial
suffrage, the real vital question of the whole struggle . . . [was]
postponed through the mulish obstinacy of Andrew Johnson,"
"freedom" would "triumph by the adoption of the proposed
Page 400 U. S.
269
amendment," which would be followed by "equal rights to all.
. . ." July 11, 1866. And, of course, once the Amendment had been
ratified, Republicans in Congress began to make speeches in favor
of legislation which would implement the Amendment by guaranteeing
equal suffrage. See, e.g., Cong.Globe, 40th Cong., 2d
Sess., 1966-1967 (1868) (remarks of Cong. Stevens); 3d Sess., 1008
(1869) (remarks of Sen. Sumner).
Of course, few of the above statements taken from congressional
debates, campaign speeches, and the press were made with such
clarity and precision that we can know with certainty that its
framers intended the Fourteenth Amendment to function as we think
they did. But clarity and precision are not to be expected in an
age when men are confronting new problems for which old concepts do
not provide ready solutions. As we have seen, the 1860's were such
an age, and the men who formulated the Fourteenth Amendment were
facing an especially perplexing problem -- that of creating federal
mechanisms to insure the fairness of state action without, in the
process, destroying the reserved powers of the States. It would,
indeed, be surprising if the men who first faced this difficult
problem were possessed of such foresight that they could debate its
solution with complete clarity and consistency and with uniformity
of views. There is, in short, every reason to believe that
different men reconciled in different and often imprecise ways the
Fourteenth Amendment's broad guarantee of equal rights and the
statements of some of its framers that it did not give Congress
power to legislate upon the suffrage.
Some men, for example, might have reconciled the broad guarantee
and the narrow language by concluding that Negroes were not yet
ready to exercise the franchise, and hence that a State would not
act arbitrarily
Page 400 U. S. 270
in denying it to them while granting it to whites. As the
debates make clear, proponents of the Amendment did not understand
the Equal Protection Clause to forbid States to distinguish among
persons where justification for distinctions appeared.
See,
e.g., Globe 1064 (Congressman Stevens). At the time the
Fourteenth Amendment was adopted, the overwhelming majority of
Negro residents of the United States were former slaves living in
the Southern States. Most of them were illiterate and uneducated.
Except for those few who had been kidnaped by slave traders after
reaching adulthood, they had no prior experience with the
responsibilities of citizenship. Given this state of affairs, it
would hardly be surprising if some of the framers of the Fourteenth
Amendment felt that the Equal Protection Clause would not forbid
the States from classifying Negroes as a group to be denied the
right to vote. Equal protection has never been thought to require
identical treatment of all persons in all respects.
Metropolitan Cas. Ins. Co. v. Brownell, 294 U.S. at
294 U. S.
583-584, and cases cited. It requires only that the
State provide adequate justification for treating one group
differently from another.
Levy v. Louisiana, 391 U. S.
68 (1968). Entirely aside from any concepts of racial
inequality that may have been held by some members of Congress at
that time, it seems clear that many members had serious
reservations about the ability of the majority of Negroes, after
centuries of slavery, to cast an intelligent and responsible vote.
See, for example, the debates over a proposal to
enfranchise Negroes in the District of Columbia in Cong.Globe, 38th
Cong., 1st Sess., 2140-2141, 2239-2243, 2248 (1864). Of course, we
would not now hold that even the situation existing in 1866 would
justify wholesale exclusion of Negroes from the franchise: our
decisions have consistently held that a particular group may not be
denied the right to vote merely
Page 400 U. S. 271
because many, or even most, of its members could properly be
excluded.
Carrington v. Rash, 380 U.S. at
380 U. S. 93-96;
Kramer v. Union School District, 395 U.S. at
395 U. S.
632-633;
Evans v. Cornman, 398 U.S. at
398 U. S.
424-426;
cf. Tussman & TenBroek, The Equal
Protection of the Laws, 37 Calif.L.Rev. 341, 351-352 (1949). But
mere administrative convenience was once thought to be sufficient
justification for an overly broad legislative classification, so
long at least as the resultant discrimination could be justified as
to a majority of the class affected.
Terrace v. Thompson,
263 U. S. 197,
263 U. S.
218-222 (1923);
cf. Kotch v. Board of River Port
Pilots, 330 U. S. 552
(1947). Rejection of this approach has been the result of a
judicial development that could hardly have been known to the
framers of the Amendment.
Cf. Baxstrom v. Herold,
383 U. S. 107,
383 U. S.
114-115 (1966).
Of course, many Americans in the 1860's rejected imputations
that Negroes were unready for the franchise, and thus concluded
that distinctions between the races in regard to the franchise
would constitute denials of equal protection. Congressman Stevens,
for one, had no doubt that to allow a State to deny the franchise
to Negroes would be to allow it "to discriminate among the same
class." Globe 2460. And Negroes, of course, indignantly rejected
such imputations, arguing that "[w]e are not all so illiterate as
you suppose" and that
"even if we were, our instincts have proved better than that
'educated class,' whose 'little learning' prompted them to attempt
the impossible thing of destroying this great Republic. . . ."
Letter to the Editor, New York Times, Nov. 4, 1866.
Among the men who refused to regard Negroes as ill-prepared for
the exercise of the franchise, there may have been some who did not
understand the subtle distinctions of constitutional lawyers such
as Bingham, and who thus
Page 400 U. S. 272
accepted at face value assurances that the Fourteenth Amendment
gave Congress no power over the suffrage. As a result, at least
three identifiable groups may have existed within the Republican
majorities that enacted and ratified the Amendment -- those who
thought that Congress would have power to insure to Negroes the
same right to suffrage as the States gave to whites, those who
thought that Congress would not have such power, since Negroes and
whites constituted distinct and dissimilar classes for voting
purposes, and those who thought Congress would possess no power at
all over the suffrage. Perhaps all three such groups did not exist
in 1866 in Congress and in the Nation at large, but surely the
evidence is not clear "beyond any reasonable doubt" that the only
existent group was the last one, consisting of men who, despite the
broad language of § 1 and the hints by speakers of its
applicability to the suffrage, simply assumed without developing
any analytical framework in support of their assumption that the
section would not be so applied.
The evidence, in sum, plausibly suggests that the men who framed
the Fourteenth Amendment possessed differing views as to the limits
of its applicability but that they papered over their differences
because those differences were not always fully apparent and
because they could not foresee with precision how their amendment
would operate in the future. Moreover, political considerations
militated against clarification of issues and in favor of
compromise. Much of the North, as already noted, opposed Negro
suffrage, and many Republicans in Congress had to seek reelection
from constituencies where racial prejudice remained rampant.
Republicans in the forthcoming elections thus found it convenient
to speak differently before different constituencies; as the
Republican state chairman of Ohio wrote, in northern counties of
the State,
"some of our Speakers have openly
Page 400 U. S. 273
advocated impartial suffrage, while in other places it was
thought necessary, not only to repudiate it, but to oppose it."
Letter from B.R. Cowan to S. P. Chase, Oct. 12, 1866, quoted in
James 168. Similarly, Senator Wilson of Massachusetts, when accused
shortly after the 1866 elections of misrepresenting the issues of
the campaign in Delaware by saying nothing of Negro suffrage,
replied that, since he had been "in a State where not much progress
had been made, I acted somewhat on the scriptural principle of
giving
milk to babes.'" Cong.Globe, 39th Cong., 2d Sess., 42.
Apparently Congressman Ashley of Ohio acted upon similar
principles, for when he was asked after the House had initially
approved the Amendment whether Congress had "power to confer the
right of suffrage upon negroes in the States," he
responded,
"Well, sir, I do not intend to put myself on record against the
right of Congress to do that. I am not prepared now to argue the
point with my colleague; but I will say to him that, when the time
comes for the American Congress to take action on the question, I
will be ready to speak. I will not say now whether I would vote for
or against such a proposition."
Globe 2882.
Thus, precise legal analysis and clarity of thought were both
intellectually difficult and politically unwise. What Republicans
needed, in the words of Wendell Phillips, the former abolitionist
leader, was "a party trick to tide over the elections and save
time," after which they could
"float back into Congress, able to pass an act that shall give
the ballot to the negro and initiate an amendment to the
Constitution which shall secure it to him."
Speech of Wendell Phillips, July 4, 1866, quoted in A. Harris, A
Review of the Political Conflict in America 437 (1876). Similarly,
the New York Times, edited by Congressman Henry J. Raymond, a
conservative Republican who
Page 400 U. S. 274
ultimately would support the Amendment, observed that
"all the excitement that had been raised about constitutional
amendments . . . has been simply dust thrown in the eyes of the
public to cover the approach to the grand fundamental,
indispensable principle of universal negro suffrage. . . ."
April 27, 1866, quoted in Harris,
supra, at 433.
Not surprisingly, the product of such political needs was an
Amendment which contemporaries saw was vague and imprecise.
Democratic Senator Hendricks, for example, protested that he had
"not heard any Senator accurately define, what are the rights and
immunities of citizenship," Globe 3039, while Congressman Boyer,
another Democrat, found the first section "objectionable also in
its phraseology, being open to ambiguity and admitting of
conflicting constructions." Globe 2467. Republicans, too, were
aware of the Amendment's vagueness. Thus, when he presented the
Amendment to the Senate, Senator Howard noted that "[i]t would be a
curious question to solve what are the privileges and immunities of
citizens," and proposed not to consider the question at length,
since "[i]t would be a somewhat barren discussion." Instead, like
the pre-Civil War Supreme Court, [
Footnote 4/40] he
"very modestly declined to go into a definition of them, leaving
questions arising under the clause to be discussed and adjudicated
when they should happen practically to arise."
Globe 2765.
Thus, the historical evidence does not point to a single,
clear-cut conclusion that contemporaries viewed the first section
of the Fourteenth Amendment as an explicit abandonment of the
radical goal of equal suffrage for Negroes. Rather, the evidence
suggests an alternative hypothesis: that the Amendment was framed
by men who possessed differing views on the great question of
the
Page 400 U. S. 275
suffrage and who, partly in order to formulate some program of
government and partly out of political expediency, papered over
their differences with the broad, elastic language of § 1 and
left to future interpreters of their Amendment the task of
resolving in accordance with future vision and future needs the
issues that they left unresolved. Such a hypothesis strikes us as
far more consistent with the turbulent character of the times than
one resting upon a belief that the broad language of the Equal
Protection Clause contained a hidden limitation upon its operation
that would prevent it from applying to state action regulating
rights that could be characterized as "political." [
Footnote 4/41]
Nor is such a hypothesis inconsistent with the subsequent
enactment of the Fifteenth, Nineteenth, and Twenty-fourth
Amendments. Those who submitted the Fifteenth Amendment to the
States for ratification could well have desired that any
prohibition against racial discrimination in voting stand upon a
firmer foundation than mere legislative action capable of repeal
[
Footnote 4/42] or the vagaries
of judicial decision. [
Footnote
4/43] Or they could merely have concluded that, whatever might
be the case with other rights, the right to vote was too important
to allow disenfranchisement of any person for no better reason
Page 400 U. S. 276
than that others of the same race might not be qualified. At
least some of the supporters of the Nineteenth Amendment believed
that sex discrimination in voting was itself proscribed by the
Fourteenth Amendment's guarantee of equal protection. 57 Cong.Rec.
3053 (1919). And finally, the Twenty-fourth Amendment was not
proposed to the States until this Court had held, in
Breedlove
v. Suttles, 302 U. S. 277
(1937), [
Footnote 4/44] that
state laws requiring payment of a poll tax as a prerequisite to
voting did not
ipso facto violate the Equal Protection
Clause. Accordingly, we see no reason that the mere enactment of
these amendments can be thought to imply that their proponents
believed the Fourteenth Amendment did not apply to state
allocations of political power. At a dubious best, these amendments
may be read as implying that their proponents felt particular state
allocations of power a proper exercise of power under the Equal
Protection Clause.
Nor do we find persuasive our Brother HARLAN's argument that
§ 2 of the Fourteenth Amendment was intended as an exclusive
remedy for state restrictions on the franchise, and that,
therefore, any such restrictions are permissible under § 1. As
Congressman Bingham emphatically told the House, when the same
argument was made by Congressman Bromwell,
"there has not been such a construction, in my opinion, of a law
which imposes only a penalty, for centuries, if ever, in any
country where the common law obtains. The construction insisted
upon by the gentleman amounts to this, that a law which inflicts a
penalty or works a forfeiture for doing an act, by implication
authorizes the act to be done for doing which the penalty is
inflicted. There
Page 400 U. S. 277
cannot be such a construction of the proviso. It is a penalty.
It says in terms that, if any of the States of the United States
shall disobey the Constitution . . . , as a penalty, such State
shall lose political power in this House. . . ."
"
* * * *"
"You place upon your statute-book a law punishing the crime of
murder with death. You do not thereby, by implication, say that
anybody may, of right, commit murder. You but pass a penal law. You
do not prohibit murder in the Constitution; you guaranty life in
the Constitution. You do not prohibit the abuse of power by the
majority in the Constitution in express terms, but you guaranty the
equal right of all free male citizens of full age to elect
Representatives; and by the proviso you inflict a penalty upon a
State which denies or abridges that right on account of race or
color. In doing that, we are not to be told that we confer a power
to override the express guarantees of the Constitution. We propose
the penalty in aid of the guarantee, not in avoidance of it."
Globe 431-432.
See Van Alstyne,
supra, at
488.
It may be conceivable that § 2 was intended to be the sole
remedy available when a State deprived its citizens of their right
to vote, but it is at least equally plausible that congressional
legislation pursuant to §§ 1 and 5 was thought by the
framers of the Amendment to be another potential remedy. Section 2,
in such a scheme, is hardly superfluous: it was of critical
importance in assuring that, should the Southern States deny the
franchise to Negroes, the Congress called upon to remedy that
discrimination would not be controlled by the beneficiaries of
discrimination themselves. And it could, of course, have been
expected to provide at least a limited remedy
Page 400 U. S. 278
in the event that both Congress and the courts took no action
under § 1. Neither logic nor historical evidence compellingly
suggests that § 2 was intended to be more than a remedy
supplementary, and, in some conceivable circumstances,
indispensable, to other congressional and judicial remedies
available under §§ 1 and 5.
See generally Van
Alstyne,
supra.
The historical record left by the framers of the Fourteenth
Amendment, because it is a product of differing and conflicting
political pressures and conceptions of federalism, is thus too
vague and imprecise to provide us with sure guidance in deciding
the pending cases. We must therefore conclude that its framers
understood their Amendment to be a broadly worded injunction
capable of being interpreted by future generations in accordance
with the vision and needs of those generations. We would be remiss
in our duty if, in an attempt to find certainty amidst uncertainty,
we were to misread the historical record and cease to interpret the
Amendment as this Court has always interpreted it.
D
There remains only the question whether Congress could
rationally have concluded that denial of the franchise to citizens
between the ages of 18 and 21 was unnecessary to promote any
legitimate interests of the States in assuring intelligent and
responsible voting. There is no need to set out the legislative
history of Title III at any great length here. [
Footnote 4/45] Proposals to lower the voting age
to 18 had been before Congress at several times since 1942.
[
Footnote 4/46] The Senate
Subcommittee on Constitutional
Page 400 U. S. 279
Amendments conducted extensive hearings on the matter in 1968
and again in 1970, [
Footnote
4/47] and the question was discussed at some length on the
floor of both the House and the Senate.
Congress was aware, of course, of the facts and state practices
already discussed. [
Footnote
4/48] It was aware of the opinion of many historians that
choice of the age of 21 as the age of maturity was an outgrowth of
medieval requirements of time for military training and development
of a physique adequate to bear heavy armor. [
Footnote 4/49] It knew that, whereas only six percent
of 18-year-olds in 1900 had completed high school, 81 percent have
done so today. [
Footnote 4/50]
Congress was aware that 18-year-olds today make up a not
insubstantial proportion of the adult workforce; [
Footnote 4/51] and it was entitled to draw upon
its experience in supervising the federal establishment to
determine the competence and responsibility with which 18-year-olds
perform their assigned tasks. As Congress recognized, its judgment
that 18-year-olds are capable of voting is consistent with its
practice of entrusting them with the heavy responsibilities of
military service.
See § 301(a)(1) of the Amendments.
[
Footnote 4/52] Finally, Congress
was presented
Page 400 U. S. 280
with evidence that the age of social and biological maturity in
modern society has been consistently decreasing. Dr. Margaret Mead,
an anthropologist, testified that, in the past century, the "age of
physical maturity has been dropping and has dropped over 3 years."
[
Footnote 4/53] Many Senators and
Representatives, including several involved in national campaigns,
testified from personal experience that 18-year-olds of today
appeared at least as mature and intelligent as 21-year-olds in the
Congressmen's youth. [
Footnote
4/54]
Finally, and perhaps most important, Congress had before it
information on the experience of two States, Georgia and Kentucky,
which have allowed 18-year-olds to vote since 1943 and 1955,
respectively. Every elected Representative from those States who
spoke to the issue agreed that, as Senator Talmadge stated,
"young people [in these States] have made the sophisticated
decisions and have assumed the mature responsibilities of voting.
Their performance has exceeded the greatest hopes and expectations.
[
Footnote 4/55]"
In sum, Congress had ample evidence upon which it could have
based the conclusion that exclusion of citizens 18 to 21 years of
age from the franchise is wholly unnecessary to promote any
legitimate interest the States may have in assuring intelligent and
responsible voting.
See Katzenbach v. Morgan, 384 U.S. at
384 U. S.
653-656. If discrimination is unnecessary to promote any
legitimate state interest, it is plainly unconstitutional
Page 400 U. S. 281
under the Equal Protection Clause, and Congress has ample power
to forbid it under § 5 of the Fourteenth Amendment. We would
uphold § 302 of the 1970 Amendments as a legitimate exercise
of congressional power.
[
Footnote 4/1]
Section 202(a) of the Amendments embodies a congressional
finding that
"the imposition and application of the durational residency
requirement as a precondition to voting for the offices of
President and Vice President, and the lack of sufficient
opportunities for absentee registration and absentee balloting in
presidential elections -- "
"
* * * *"
"(2) denies or abridges the inherent constitutional right of
citizens to enjoy their free movement across State lines;"
"
* * * *"
"(6) does not bear a reasonable relationship to any compelling
State interest in the conduct of presidential elections."
[
Footnote 4/2]
Section 301(a) of the Amendments provides:
"The Congress finds and declares that the imposition and
application of the requirement that a citizen be twenty-one years
of age as a precondition to voting in any primary or in any
election -- "
"(1) denies and abridges the inherent constitutional rights of
citizens eighteen years of age but not yet twenty-one years of age
to vote -- a particularly unfair treatment of such citizens in view
of the national defense responsibilities imposed upon such
citizens;"
"(2) has the effect of denying to citizens eighteen years of age
but not yet twenty-one years of age the due process and equal
protection of the laws that are guaranteed to them under the
fourteenth amendment of the Constitution; and"
"(3) does not bear a reasonable relationship to any compelling
State interest."
[
Footnote 4/3]
Arizona Constitution, Art. 7, § 2, limits the franchise to
those 21 years of age and older. Ariz.Rev.Stat.Ann. § 16-101
(Supp. 1970) requires voters to be able to read the Federal
Constitution (in English), and to write their names.
[
Footnote 4/4]
Idaho Constitution, Art. 6, § 2, requires all voters to be
21 years of age or older, and requires 60 days' residence within
the State as a precondition to voting in presidential elections.
Idaho Code § 34-408 (1963) further requires that 60-day
residents have been citizens of another State prior to their
removal to Idaho. Provisions for absentee balloting are contained
in
id. §§ 34-1101 to 34-1125.
[
Footnote 4/5]
Section 4(c) of the 1965 Act, 42 U.S.C. § 1973b(c) (1964
ed., Supp. V), defines a "test or device" as
"any requirement that a person as a prerequisite for voting or
registration for voting (1) demonstrate the ability to read, write,
understand, or interpret any matter, (2) demonstrate any
educational achievement or his knowledge of any particular subject,
(3) possess good moral character, or (4) prove his qualifications
by the voucher of registered voters or members of any other
class."
[
Footnote 4/6]
Gaston County was a suit by the county under §
4(a) of the 1965 Act, 42 U.S.C. § 1973b(a) (1964 ed., Supp.
V), to reinstate the county's literacy test. The county would have
been entitled to do so upon demonstration that, for the preceding
five years, no "test or device" had been there used for the purpose
or with the effect of abridging the right to vote on account of
race or color.
[
Footnote 4/7]
Wo there reserved only the question of the application of the
1965 Act to suspend literacy tests "in the face of racially
disparate educational or literacy achievements
for which a
government bore no responsibility." 395 U.S. at
395 U. S. 293
n. 8 (emphasis supplied).
[
Footnote 4/8]
Hearings on Amendments to the Voting Rights Act of 1965 before
the Subcommittee on Constitutional Rights of the Senate Committee
on the Judiciary, 91st Cong., 1st and 2d Sess., 675 (1969-1970)
(hereafter Senate Hearings). Schooling of Indians has for some time
been the responsibility of the Federal Government.
See Warren
Trading Post Co. v. Arizona Tax Commission, 380 U.
S. 685,
380 U. S.
690-691 (1965).
[
Footnote 4/9]
E.g., Senate Hearings 185-187; Hearings on the Voting
Rights Act Extension before Subcommittee No. 5 of the House
Committee on the Judiciary, 91st Cong., 1st Sess., ser. 3, pp.
55-57, 223-225 (1969) (hereafter House Hearings).
[
Footnote 4/10]
For example, 1960 census data indicate that from 1955 to 1960,
4,388 blacks moved from Southern States to Arizona, 74,804 to
California, and 74,821 to New York. Table 100 in 1 1960 Census of
Population, pts. 4, 6, and 34.
[
Footnote 4/11]
Senate Hearings 399;
see id. at 400-407.
[
Footnote 4/12]
Senate Hearings 678. Tribal Chairman Nakai viewed Arizona's
literacy test as the primary cause of this disparity.
[
Footnote 4/13]
The States are permitted, should they desire, to adopt practices
less restrictive than those prescribed by the 1970 Amendments.
§ 202(g).
[
Footnote 4/14]
See 400
U.S. 112fn4/4|>n. 4,
supra.
[
Footnote 4/15]
See the opinion of MR. JUSTICE DOUGLAS,
ante
at
400 U. S.
148-150.
[
Footnote 4/16]
See Shapiro v. Thompson, 394 U.S. at
394 U. S. 630
and n. 8;
United States v. Guest, 383 U.S. at
383 U. S.
757-758.
[
Footnote 4/17]
Senate Hearings 282.
[
Footnote 4/18]
116 Cong.Rec. 6991.
[
Footnote 4/19]
Ibid. Idaho Code §§ 31101, 31102, 31103
appear to allow application to be made at any time.
Id.
§ 31121 allows application up to five days before the election
for persons in United States service. The ballot may be returned
any time prior to noon on election day,
id. § 31105
(Supp. 1969). Finally, effective January 1, 1971, applications may
be made up to 5 p.m. the day before the election.
Id.
§ 31002 (Supp. 1970). In such circumstances, the argument of
administrative impossibility from the viewpoint of Idaho seems
almost chimerical.
[
Footnote 4/20]
Idaho, in addition, claims that its interest in setting
qualifications for voters in its own elections serves, without
more, as a compelling state interest sufficient to justify the
challenged exclusion. But there is no state interest in the mere
exercise of power; the power must be exercised for some reason. The
only reason asserted by Idaho for the exercise of its power is that
already mentioned -- promotion of intelligent and responsible
voting.
[
Footnote 4/21]
116 Cong.Rec. 6970 (Library of Congress, Legislative Reference
Service survey).
[
Footnote 4/22]
Ibid.
[
Footnote 4/23]
Nor does the California statute, Cal.Welf. & Inst'ns Code
§ 602 (1966), necessarily evidence a contrary conclusion.
California permits its juvenile court to waive jurisdiction of
persons over the age of 16 to the regular criminal courts, and
state practice appears to be that very few if any felony defendants
over the age of 18 are ever tried as juveniles. R. Boches & J.
Goldfarb, California Juvenile Court Practice 336 (1968). This may
well indicate that the California statute reflects merely a
legislative conclusion that the slight burden of waiver hearings is
outweighed by the possibility, however light, that a very few
individuals between the ages of 18 and 21 might, in fact, be more
appropriately treated as juveniles.
[
Footnote 4/24]
116 Cong.Rec. 6970.
[
Footnote 4/25]
For example, in California any woman 18 years old may marry
without parental consent, and any man of that age may marry with
the consent of one parent. Cal.Civ.Code § 4101 (1970). Any
married person who has attained the age of 18 is treated in
precisely the same way as all persons of the age of 21 and over
with regard to all provisions of the Civil Code, Probate Code, and
Code of Civil Procedure, as well as for the purposes of making
contracts or entering into any agreement regarding property or his
estate. Cal.Civ.Code § 25 (Supp. 1970). The State Labor
Department treats males of the age of 18 and over as adults.
Cal.Labor Code §§ 1172, 3077 (1955). Persons of the age
of 18 and over may serve civil process in the State.
Cal.Civ.Proc.Code § 410 (Supp. 1970).
[
Footnote 4/26]
Some States, of course, do attempt to condition exercise of the
franchise upon the ability to pass a literacy test. Presumably some
18-year-old illiterates will be literate at 21. But in light of the
fact that 81 percent of the disenfranchised class are high school
graduates, it would seem that the number of 18-year-old illiterates
who are literate three years later is vanishingly small.
See Hearings on S.J.Res. 147 and Others before the
Subcommittee on Constitutional Amendments of the Senate Committee
on the Judiciary, 91st Cong., 2d Sess., 133 (1970) (Sen.
Goldwater). Of course, for reasons that apply as well to
18-year-olds as to others, we have today upheld a nationwide
suspension of all literacy tests.
Ante at 118. But in any
event, that some 18-year-olds may be illiterate is hardly
sufficient reason for disenfranchising the entire class.
See
Kramer v. Union School District, 395 U.S. at
395 U. S.
632-633.
[
Footnote 4/27]
Eighteen-year-olds as a class are better educated than some of
their elders. The median number of school years completed by 18-
and 19-year-olds two years ago was 12.2; it was 8.8 for persons 65
to 74. Bureau of the Census, Educational Attainment, table 1
(Current Population Reports, Series P-20, No. 182) (1969).
[
Footnote 4/28]
Hawaii and Alaska have, since their admission to the Union in
1959, allowed the vote to 19-year-olds (Alaska) and 20-year-olds
(Hawaii).
[
Footnote 4/29]
See, e.g., 116 Cong.Rec. 6433-6434 (Sen. Cook),
6929-6930 (Sens. Talmadge and Ervin); Senate Hearing 343 (Gov.
Maddox).
[
Footnote 4/30]
The state of facts necessary to justify a legislative
discrimination will of course vary with the nature of the
discrimination involved. When we have been faced with statutes
involving nothing more than state regulation of business practices,
we have often found mere administrative convenience sufficient to
justify the discrimination.
E.g., Williamson v. Lee Optical
Co., 348 U. S. 483,
348 U. S. 487,
348 U. S.
488-489 (1955). But when a discrimination has the effect
of denying or inhibiting the exercise of fundamental constitutional
rights, we have required that it be not merely convenient, but
necessary.
Kramer v. Union School District, 395 U.S. at
395 U. S. 627;
Carrington v. Rash, 380 U.S. at
380 U. S. 96;
see United States v. O'Brien, 391 U.
S. 367,
391 U. S. 377
(1968);
United States v. Jackson, 390 U.
S. 570,
390 U. S.
582-583 (1968). And we have required as well that it be
necessary to promote not merely a constitutionally permissible
state interest, but a state interest of substantial importance.
Kramer v. Union School District, supra; Carrington v. Rash,
supra; Shelton v. Tucker, 364 U. S. 479,
364 U. S.
487-490 (1960);
see United States v. O'Brien,
supra.
[
Footnote 4/31]
As we emphasized in
Katzenbach v. Morgan, supra,
"§ 5 does not grant Congress power to . . . enact
statutes
so as in effect to dilute equal protection and due process
decisions of this Court.'" 384 U.S. at 384 U. S. 651
n. 10. As indicated above, a decision of this Court striking down a
state statute expresses, among other things, our conclusion that
the legislative findings upon which the statute is based are so far
wrong as to be unreasonable. Unless Congress were to unearth new
evidence in its investigation, its identical findings on the
identical issue would be no more reasonable than those of the state
legislature.
[
Footnote 4/32]
Brief for the State of Oregon 10-13; Brief for the State of
Texas 10-12; Brief for the State of Arizona 19; Brief for the State
of Idaho 22, 28 30.
[
Footnote 4/33]
Brief
amicus curiae for the Commonwealth of Virginia
13-22;
see Brief
amicus curiae for the State of
Mississippi 7-11.
[
Footnote 4/34]
Indeed, since the First Amendment is applicable to the States
only through the Fourteenth, our Brother HARLAN's view would appear
to allow a State to exclude any unpopular group from the political
process solely upon the basis of its political opinions.
[
Footnote 4/35]
Republicans explicitly looked upon the Fourteenth Amendment as a
political platform.
See 2 F. Fessenden, Life and Public
Services of William Pitt Fessenden 62 (1907); B. Kendrick, The
Journal of the Joint Committee of Fifteen on Reconstruction 302
(1914).
See also infra at
400 U. S.
262.
[
Footnote 4/36]
The language appears earlier in Art. IV, § 2.
[
Footnote 4/37]
As the statements of Bingham and Howard in the text indicate,
the framers of the Amendment were not always clear whether they
understood it merely as a grant of power to Congress or whether
they thought, in addition, that it would confer power upon the
courts, which the courts would use to achieve equality of rights.
Since § 5 is clear in its grant of power to Congress and we
have consistently held that the Amendment grants power to the
courts, this issue is of academic interest only.
[
Footnote 4/38]
According to
Paul v.
Virginia, 8 Wall. 168,
75 U. S. 180
(1869), the Privileges and Immunities Clause in Art. 4, § 2,
secured to citizens "in other States the equal protection of their
laws."
[
Footnote 4/39]
Senator Stewart's statement regarding the two-thirds requirement
appears to refer to § 3 of the Fourteenth Amendment, which
requires such a majority for legislation granting amnesty to former
Confederate leaders.
[
Footnote 4/40]
This Court has taken such an approach in
Conner v.
Elliott, 18 How. 591 (1856).
[
Footnote 4/41]
Ironically, the same distinction between "political" and other
rights was drawn by this Court in
Plessy v. Ferguson,
163 U. S. 537,
163 U. S.
545-546 (1896). But the Court there concluded, directly
contrary to our Brother HARLAN's position, that the Fourteenth
Amendment applied to "political" rights and to those rights
only.
[
Footnote 4/42]
As Thaddeus Stevens had pointed out in urging passage of the
Fourteenth Amendment despite the fact that, he felt, some of its
guarantees could be enforced by mere legislative enactment, "a law
is repealable by a majority." Globe 2459.
[
Footnote 4/43]
Radical disenchantment with decisions of this Court had led,
prior to the Fifteenth Amendment, to the Act of March 27, 1868, 15
Stat. 44, withdrawing our appellate jurisdiction over certain
habeas corpus cases.
See Ex parte
McCardle, 7 Wall. 506,
74 U. S. 508,
74 U. S.
514-515 (1869).
[
Footnote 4/44]
Breedlove has been overruled by
Harper v. Virginia
Board of Elections, 383 U. S. 663,
383 U. S. 669
(1966).
[
Footnote 4/45]
For a full collection of the relevant materials,
see
Note, Legislative History of Title III of the Voting Rights Act of
1970, 8 Harv.J.Legis. 123 (1970).
[
Footnote 4/46]
See 88 Cong.Rec. 8312, 8316 (1942).
[
Footnote 4/47]
Hearings on S.J.Res. 8, 14, and 78 before the Subcommittee on
Constitutional Amendments of the Senate Committee on the Judiciary,
90th Cong., 2d Sess. (1968); Hearings on S.J.Res. 147 and Others
before the Subcommittee on Constitutional Amendments of the Senate
Committee on the Judiciary, 91st Cong., 2d Sess. (1970) (hereafter
1970 Hearings).
[
Footnote 4/48]
Supra at
400 U. S.
242-246.
[
Footnote 4/49]
See 116 Cong.Rec. 6955; James, The Age of Majority, 4
Am.J.Legal Hist. 22 (1960); Report of the Committee on the Age of
Majority Presented to the English Parliament 21 (1967).
[
Footnote 4/50]
116 Cong.Rec. 6435.
[
Footnote 4/51]
16 Department of Labor, Bureau of Labor Statistics, Employment
and Earnings, table A-3 (June 1970).
[
Footnote 4/52]
See also Senate Hearings 323 (Sen. Kennedy), 116
Cong.Rec. 5950-5951 (Sen. Mansfield); 6433 (Sen. Cook).
See
generally Note,
supra, 400
U.S. 112fn4/45|>n. 45, at 134-148.
[
Footnote 4/53]
1970 Hearings at 223. Dr. W. Walter Menninger, a psychiatrist,
and Dr. S. I. Hayakawa agreed.
Id. at 23, 36.
[
Footnote 4/54]
E.g., 116 Cong.Rec. 5950-5951 (Sen. Mansfield);
6433-6434 (Sen. Cook); 6434-6437 (Sen. Goldwater); 6929-6930 (Sen.
Talmadge, joined by Sen. Ervin); 6950-6951 (Sen. Tydings).
[
Footnote 4/55]
116 Cong.Rec. 6929.
MR. JUSTICE STEWART, with whom THE CHIEF JUSTICE and MR. JUSTICE
BLACKMUN join, concurring in part and dissenting in part.
In these cases, we deal with the constitutional validity of
three provisions of the Voting Rights Act Amendments of 1970.
Congress undertook in these provisions: (a) to abolish for a
five-year period all literacy tests and similar voting eligibility
requirements imposed by any State in the Union (§ 201); (b) to
remove the restrictions imposed by state durational residency
requirements upon voters in presidential elections (§ 202);
and (c) to reduce the voting age to a minimum of 18 years for all
voters in all elections throughout the Nation (§ 302). The
Court today upholds § 201's nationwide literacy test ban and
§ 202's elimination of state durational residency restrictions
in presidential elections. Section 302's extension of the franchise
to 18-year-old voters is (by virtue of the opinion of MR. JUSTICE
BLACK announcing the judgments of the Court) upheld as applied to
federal elections. I agree with the Court in sustaining the
congressional ban on state literacy tests, for substantially the
same reasons relied upon by MR. JUSTICE BLACK. I also agree that
the action of Congress in removing the restrictions of state
residency requirements in presidential elections is
constitutionally valid, but I base this judgment upon grounds quite
different from those relied upon by MR. JUSTICE BLACK. And,
finally, I disagree with the Court's conclusion that Congress could
constitutionally reduce the voting
Page 400 U. S. 282
age to 18 for federal elections, since I am convinced that
Congress was wholly without constitutional power to alter -- for
the purpose of any election -- the voting age qualifications now
determined by the several States.
Before turning to a discussion of my views, it seems appropriate
to state that we are not called upon in these cases to evaluate or
appraise the wisdom of abolishing literacy tests, of altering state
residency requirements, or of reducing the voting age to 18.
Whatever we may think as citizens, our single duty as judges is to
determine whether the legislation before us was within the
constitutional power of Congress to enact. I find it necessary to
state so elementary a proposition only because certain of the
separate opinions filed today contain many pages devoted to a
demonstration of how beneficent are the goals of this legislation,
particularly the extension of the electoral franchise to young men
and women of 18. A casual reader could easily get the impression
that what we are being asked in these cases is whether or not we
think allowing people 18 years old to vote is a good idea. Nothing
could be wider of the mark. My Brothers to the contrary, there is
no question here as to the "judgment" of Congress; there are
questions only of Congress' constitutional power.
I
I concur in Part II of MR. JUSTICE BLACK's opinion, which holds
that the literacy test ban of § 201 of the 1970 Amendments is
constitutional under the Enforcement Clause of the Fifteenth
Amendment. Our decisions establish that the Fifteenth Amendment
"nullifies sophisticated, as well as simple-minded, modes of
discrimination. It hits onerous procedural requirements which
effectively handicap exercise of the franchise by the colored race,
although the abstract right to vote may remain unrestricted as to
race."
Lane v. Wilson, 307 U. S. 268,
307 U. S.
275;
Page 400 U. S. 283
cf. Gomillion v. Lightfoot, 364 U.
S. 339. Because literacy and illiteracy are seemingly
neutral with respect to race, creed, color, and sex, we upheld a
literacy requirement against a claim that it was invalid on its
face under the Fifteenth Amendment.
Lassiter v. Northampton
Election Board, 360 U. S. 45. But
in
Gaston County v. United States, 395 U.
S. 285, we made it clear that Congress has ample
authority under § 2 of the Fifteenth Amendment to determine
that literacy requirements work unfairly against Negroes in
practice because they handicap those Negroes who have been deprived
of the educational opportunities available to white citizens. We
construed the 1965 Voting Rights Act in light of the report of the
Senate Judiciary Committee which said,
"[T]he educational differences between whites and Negroes in the
areas to be covered by the prohibitions -- differences which are
reflected in the record before the committee -- would mean that
equal application of the tests would abridge 15th amendment
rights."
S.Rep. No. 162, pt. 3, 89th Cong., 1st Sess., 16.
See also
South Carolina v. Katzenbach, 383 U.
S. 301,
383 U. S.
308-315.
Congress has now undertaken to extend the ban on literacy tests
to the whole Nation. I see no constitutional impediment to its
doing so. Nationwide application reduces the danger that federal
intervention will be perceived as unreasonable discrimination
against particular States or particular regions of the country.
This, in turn, increases the likelihood of voluntary compliance
with the letter and spirit of federal law. Nationwide application
facilitates the free movement of citizens from one State to
another, since it eliminates the prospect that a change in
residence will mean the loss of a federally protected right.
Nationwide application avoids the often difficult task of drawing a
line between those States where a problem is pressing enough to
warrant federal intervention and those where it is not. Such a
Page 400 U. S. 284
line may well appear discriminatory to those who think
themselves on the wrong side of it. Moreover the application of the
line to particular States can entail a substantial burden on
administrative and judicial machinery and a diversion of
enforcement resources. Finally, nationwide application may be
reasonably thought appropriate when Congress acts against an evil
such as racial discrimination which in varying degrees manifests
itself in every part of the country. A remedy for racial
discrimination which applies in all the States underlines an
awareness that the problem is a national one, and reflects a
national commitment to its solution.
Because the justification for extending the ban on literacy
tests to the entire Nation need not turn on whether literacy tests
unfairly discriminate against Negroes in every State in the Union,
Congress was not required to make state-by-state findings
concerning either the equality of educational opportunity or actual
impact of literacy requirements on the Negro citizen's access to
the ballot box. In the interests of uniformity, Congress may paint
with a much broader brush than may this Court, which must confine
itself to the judicial function of deciding individual cases and
controversies upon individual records.
Cf. Lassiter v.
Northampton Election Board, supra. The findings that Congress
made when it enacted the Voting Rights Act of 1965 would have
supported a nationwide ban on literacy tests. Instead, at that
time, "Congress chose to limit its attention to the geographic
areas where immediate action seemed necessary."
South Carolina
v. Katzenbach, 383 U.S. at
383 U. S. 328.
Experience gained under the 1965 Act has now led Congress to
conclude that it should go the whole distance. This approach to the
problem is a rational one; consequently, it is within the
constitutional power of Congress under § 2 of the Fifteenth
Amendment.
Page 400 U. S. 285
II
Section 202 added by the Voting Rights Act Amendments of 1970 is
a comprehensive provision aimed at insuring that a citizen will not
be deprived of the opportunity to vote for the offices of President
and Vice President because of a change of residence. Those who take
up a new residence more than 30 days before a presidential election
are guaranteed the right to register and vote in the State to which
they have moved notwithstanding any durational residency
requirement imposed by state law, provided, of course, that they
are otherwise qualified to vote. Those who take up a new residence
less than 30 days before a presidential election are guaranteed the
right to vote, either in person or by absentee ballot, in the State
from which they have moved, provided that they satisfied, as of the
date of their change of residence, the requirements to vote in that
State.
A
Congress, in my view, has the power under the Constitution to
eradicate political and civil disabilities that arise by operation
of state law following a change in residence from one State to
another. Freedom to travel from State to State -- freedom to enter
and abide in any State in the Union -- is a privilege of United
States citizenship.
Shapiro v. Thompson, 394 U.
S. 618;
United States v. Guest, 383 U.
S. 745,
383 U. S.
757-760;
Truax v. Raich, 239 U. S.
33,
239 U. S. 39;
Twining v. New Jersey, 211 U. S. 78,
211 U. S. 97;
Crandall v.
Nevada, 6 Wall. 35. Section 1 of the Fourteenth
Amendment provides:
"All persons born or naturalized in the United States and
subject to the jurisdiction thereof, are citizens of the United
States and of the State wherein they reside. No State shall make or
enforce any law which shall abridge the privileges or
Page 400 U. S. 286
immunities of citizens of the United States. . . ."
In discussing the privileges of citizens of the United States
within the meaning of § 1, Mr. Justice Miller wrote for the
Court in the
Slaughter-House Cases:
"One of these privileges is conferred by the very article under
consideration. It is that a citizen of the United States can, of
his own volition, become a citizen of any State of the Union by a
bona fide residence therein, with the same rights as other
citizens of that State."
83 U. S. 16 Wall.
36,
83 U. S. 80.
Although § 5 of the Fourteenth Amendment confers on
Congress the "power to enforce, by appropriate legislation, the
provisions of this article," this Court has sustained the power of
Congress to protect and facilitate the exercise of privileges of
United States citizenship without reference to § 5.
United
States v. Guest, 383 U.S. at
383 U. S.
757-760;
United States v. Classic, 313 U.
S. 299;
Burroughs v. United States,
290 U. S. 534.
These cases and others establish that Congress brings to the
protection and facilitation of the exercise of privileges of United
States citizenship all of its power under the Necessary and Proper
Clause. Consequently, as against the reserved power of the States,
it is enough that the end to which Congress has acted be one
legitimately within its power and that there be a rational basis
for the measures chosen to achieve that end.
McCulloch
v. Maryland, 4 Wheat. 316,
17 U. S.
421.
In the light of these considerations, § 202 presents no
difficulty. Congress could rationally conclude that the imposition
of durational residency requirements unreasonably burdens and
sanctions the privilege of taking up residence in another State.
The objective of § 202 is clearly a legitimate one. Federal
action is required if the privilege to change residence is not to
be undercut by parochial local sanctions. No State could
undertake
Page 400 U. S. 287
to guarantee this privilege to its citizens. At most, a single
State could take steps to resolve that its own laws would not
unreasonably discriminate against the newly arrived resident. Even
this resolve might not remain firm in the face of discriminations
perceived as unfair against those of its own citizens who moved to
other States. Thus, the problem could not be wholly solved by a
single State, or even by several States, since every State of new
residence and every State of prior residence would have a necessary
role to play. In the absence of a unanimous interstate compact, the
problem could only be solved by Congress. Quite clearly, then,
Congress has acted to protect a constitutional privilege that finds
its protection in the Federal Government and is national in
character.
Slaughter-House Cases, 16 Wall. at
83 U. S. 79.
B
But even though general constitutional power clearly exists,
Congress may not overstep the letter or spirit of any
constitutional restriction in the exercise of that power. For
example, Congress clearly has power to regulate interstate
commerce, but it may not, in the exercise of that power, impinge
upon the guarantees of the Bill of Rights. I have concluded that,
while § 202 applies only to presidential elections, nothing in
the Constitution prevents Congress from protecting those who have
moved from one State to another from disenfranchisement in any
federal election, whether congressional or presidential.
The Constitution withholds from Congress any general authority
to change by legislation the qualifications for voters in federal
elections. The meaning of the applicable constitutional provisions
is perfectly plain. Article I, § 2, and the Seventeenth
Amendment prescribe the qualifications for voters in elections to
choose Senators and Representatives: they "shall have the
Qualifications
Page 400 U. S. 288
requisite for Electors of the most numerous Branch of the State
Legislature." The Constitution thus adopts as the federal standard
the standard which each State has chosen for itself.
Ex parte
Yarbrough, 110 U. S. 651,
110 U. S. 663;
Wiley v. Sinkler, 179 U. S. 58,
179 U. S. 64.
Accordingly, a state law that purported to establish distinct
qualifications for congressional elections would be invalid as
repugnant to Art. I, § 2, and the Seventeenth Amendment. By
the same token, it cannot be gainsaid that federal legislation that
had no objective other than to alter the qualifications to vote in
congressional elections would be invalid for the same reasons. What
the Constitution has fixed may not be changed except by
constitutional amendment.
Contrary to the submission of my Brother BLACK, Art. I, §
4, does not create in the Federal Legislature the power to alter
the constitutionally established qualifications to vote in
congressional elections. That section provides that the
legislatures in each State shall prescribe the "Times, Places and
Manner of holding Elections for Senators and Representatives," but
reserves in Congress the power to "make or alter such Regulations,
except as to the Places of chusing Senators." The "manner" of
holding elections can hardly be read to mean the qualifications for
voters, when it is remembered that § 2 of the same Art. I
explicitly speaks of the "qualifications" for voters in elections
to choose Representatives. It is plain, in short, that, when the
Framers meant qualifications, they said "qualifications." That word
does not appear in Art. I, § 4. Moreover, § 4 does not
give Congress the power to do anything that a State might not have
done, and, as pointed out above, no State may establish distinct
qualifications for congressional elections. The States, of course,
are free to pass such laws as are necessary to assure fair
elections. Congressional power under § 4 is equally broad with
respect to congressional
Page 400 U. S. 289
elections.
United States v. Classic, 313 U.
S. 299. But the States are not free to prescribe
qualifications for voters in federal elections which differ from
those prescribed for the most numerous branch of the state
legislature. And the power of Congress to do so cannot, therefore,
be found in Art. I, § 4.
This view is confirmed by extrinsic evidence of the intent of
the Framers of the Constitution. An early draft of the Constitution
provided that the States should fix the qualifications of voters in
congressional elections subject to the proviso that these
qualifications might "at any Time be altered and superseded by the
Legislature of the United States." [
Footnote 5/1] The records of the Committee on Detail
show that it was decided to strike the provision granting to
Congress the authority to set voting qualifications and to add in
its stead a clause making the qualifications "the same from Time to
Time as those of the Electors, in the several States, of the most
numerous Branch of their own Legislatures." [
Footnote 5/2] The proposed draft reported by the
Committee on Detail to the Convention included the following:
"The qualifications of the electors shall be the same, from time
to time, as those of the electors in the several States, of the
most numerous branch of their own legislatures."
Art. IV, § 1.
"The times and places and manner of holding the elections of the
members of each House shall be prescribed by the Legislature of
each State; but their provisions concerning them may, at any time,
be altered by the Legislature of the United States. [
Footnote 5/3]"
Art. VI, § 1.
Page 400 U. S. 290
On August 7, Gouverneur Morris moved to strike the last clause
of the proposed Art. IV, § 1, and either to provide a freehold
limitation on suffrage or to add a clause permitting Congress to
alter the electoral qualifications. [
Footnote 5/4] This motion was opposed by Oliver
Ellsworth, George Mason, James Madison, and Benjamin Franklin.
Ellsworth protested that the proposal favored aristocracy. If the
legislature could alter qualifications, it could disqualify a great
proportion of the electorate. [
Footnote
5/5] Mason voiced a similar objection. "A power to alter the
qualifications would be a dangerous power in the hands of the
Legislature." [
Footnote 5/6] To the
same effect, Madison said:
"The right of suffrage is certainly one of the fundamental
articles of republican Government, and ought not to be left to be
regulated by the Legislature. [
Footnote
5/7]"
The proposed motion was defeated by a seven-to-one vote,
[
Footnote 5/8] and no substantive
change in Art. I, § 2, was proposed or made thereafter.
Thus, Alexander Hamilton accurately reported the intent of the
Convention when he wrote in The Federalist No. 60 that the
authority of the national government
"would be expressly restricted to the regulation of the
times, the
places, and the
manner of
elections. The qualifications of the persons who may choose or be
chosen, as has been remarked upon other occasions, are defined and
fixed in the Constitution, and are unalterable by the legislature
[
i.e., Congress]."
(Emphasis in original.)
Different provisions of the Constitution govern the selection of
the President and the Vice President. Article
Page 400 U. S. 291
II and the Twelfth Amendment provide for election by electors.
Article II specifies that each State shall appoint electors "in
such Manner as the Legislature thereof may direct." Because the
Constitution does not require the popular election of members of
the electoral college, it does not specify the qualifications that
voters must have when the selection of electors is by popular
election. This is left to the States in the exercise of their power
to "direct" the manner of choosing presidential electors.
Williams v. Rhodes, 393 U. S. 23,
393 U. S. 29.
When electors are chosen by popular election, the Federal
Government has the power to assure that such elections are orderly
and free from corruption.
Burroughs v. United States,
290 U. S. 534.
But, in
Burroughs, the Court noted of the Act under
review:
"Neither in purpose nor in effect does it interfere with the
power of a state to appoint electors or the manner in which their
appointment shall be made."
290 U.S. at
290 U. S. 544.
The Court quoted with approval the following passage from
Ex
parte Yarbrough, 110 U. S. 651:
"[T]he importance to the general government of having the actual
election -- the voting for those members -- free from force and
fraud is not diminished by the circumstance that the qualification
of the voter is determined by the law of the State where he
votes."
290 U.S. at
290 U. S. 546.
And in
United States v. Classic, 313 U.
S. 299, the Court was careful to point out that it is
the "right of
qualified voters within a state to cast
their ballots and have them counted" which is a privilege of United
States citizenship amenable to congressional protection.
Id. at
313 U. S. 315
(emphasis added).
See also Corfield v. Coryell, 6 F. Cas.
546, 552 (No. 3230) (CCED Pa.).
The issue, then, is whether, despite the intentional withholding
from the Federal Government of a general authority to establish
qualifications to vote in either congressional or presidential
elections, there exists congressional
Page 400 U. S. 292
power to do so when Congress acts with the objective of
protecting a citizen's privilege to move his residence from one
State to another. Although the matter is not entirely free from
doubt, I am persuaded that the constitutional provisions discussed
above are not sufficient to prevent Congress from protecting a
person who exercises his constitutional right to enter and abide in
any State in the Union from losing his opportunity to vote, when
Congress may protect the right of interstate travel from other less
fundamental disabilities. The power of the States with regard to
the franchise is subject to the power of the Federal Government to
vindicate the unconditional personal rights secured to the citizen
by the Federal Constitution.
Williams v. Rhodes, supra; cf.
Shapiro v. Thompson, supra. The power that Congress has
exercised in enacting § 202 is not a general power to
prescribe qualifications for voters in either federal or state
elections. It is confined to federal action against a particular
problem clearly within the purview of congressional authority.
Finally, the power to facilitate the citizen's exercise of his
constitutional privilege to change residence is one that cannot be
left for exercise by the individual States without seriously
diminishing the level of protection available. As I have sought to
show above, federal action is required if this privilege is to be
effectively maintained. We should strive to avoid an interpretation
of the Constitution that would withhold from Congress the power to
legislate for the protection of those constitutional rights that
the States are unable effectively to secure. For all these reasons,
I conclude that it was within the power of Congress to enact §
202. [
Footnote 5/9]
Page 400 U. S. 293
III
Section 302 added by the Voting Rights Act.Amendments of 1970
undertakes to enfranchise in all federal, state, and local
elections those citizens 18 years of age or older who are now
denied the right to vote by state law because they have not reached
the age of 21. Although it was found necessary to amend the
Constitution in order to confer a federal right to vote upon
Negroes [
Footnote 5/10] and upon
females, [
Footnote 5/11] the
Government asserts that a federal right to vote can be conferred
upon people between 18 and 21 years of age simply by this Act of
Congress. Our decision in
Katzenbach v. Morgan,
384 U. S. 641, it
is said, established the power of Congress, under § 5 of the
Fourteenth Amendment, to nullify state laws requiring voters to be
21 years of age or older if Congress could rationally have
concluded that such laws are not supported by a "compelling state
interest."
In my view, neither the
Morgan case, nor any other case
upon which the Government relies, establishes such congressional
power, even assuming that all those cases [
Footnote 5/12] were rightly decided. MR. JUSTICE BLACK
is surely
Page 400 U. S. 294
correct when he writes,
"It is a plain fact of history that the Framers never imagined
that the national Congress would set the qualifications for voters
in every election from President to local constable or village
alderman. It is obvious that the whole Constitution reserves to the
States the power to set voter qualifications in state and local
elections, except to the limited extent that the people through
constitutional amendments have specifically narrowed the powers of
the States."
Ante at
400 U. S. 125.
For the reasons that I have set out in
400 U.
S. it is equally plain to me that the Constitution just
as completely withholds from Congress the power to alter by
legislation qualifications for voters in federal elections, in view
of the explicit provisions of Article I, Article II, and the
Seventeenth Amendment.
To be sure, recent decisions have established that state action
regulating suffrage is not immune from the impact of the Equal
Protection Clause. [
Footnote
5/13] But we have been careful in those decisions to note the
undoubted power of a State to establish a qualification for voting
based on age.
See, e.g., Kramer v. Union School District,
395 U. S. 621,
395 U. S. 625;
Lassiter v. Northampton Election Board, 360 U.S. at
360 U. S. 51.
Indeed, none of the opinions filed today suggests that the States
have anything but a constitutionally unimpeachable interest in
establishing some age qualification as such. Yet to test the power
to establish an age qualification by the "compelling interest"
standard is really to deny a State any choice at all, because no
State could demonstrate a "compelling interest" in drawing the line
with respect to age at one point, rather than another. Obviously,
the power to establish an age qualification must carry with it the
power to choose
Page 400 U. S. 295
21 as a reasonable voting age, as the vast majority of the
States have done. [
Footnote
5/14]
Katzenbach v. Morgan, supra, does not hold that
Congress has the power to determine what are and what are not
"compelling state interests" for equal protection purposes. In
Morgan, the Court considered the power of Congress to
enact a statute whose principal effect was to enfranchise Puerto
Ricans who had moved to New York after receiving their education in
Spanish language Puerto Rican schools and who were denied the right
to vote in New York because they were unable to read or write
English. The Court upheld the statute on two grounds: that Congress
could conclude that enhancing the political power of the Puerto
Rican community by conferring the right to vote was an appropriate
means of remedying discriminatory treatment in public services, and
that Congress could conclude that the New York statute was tainted
by the impermissible purpose of denying the right to vote to Puerto
Ricans,
Page 400 U. S. 296
an undoubted invidious discrimination under the Equal Protection
Clause. Both of these decisional grounds were far-reaching. The
Court's opinion made clear that Congress could impose on the States
a remedy for the denial of equal protection that elaborated upon
the direct command of the Constitution, and that it could override
state laws on the ground that they were in fact, used as
instruments of invidious discrimination even though a court in an
individual lawsuit might not have reached that factual conclusion.
Cf. Swain v. Alabama, 380 U. S. 202.
But it is necessary to go much further to sustain § 302.
The state laws that it invalidates do not invidiously discriminate
against any discrete and insular minority. Unlike the statute
considered in Morgan, § 302 is valid only if Congress has the
power not only to provide the means of eradicating situations that
amount to a violation of the Equal Protection Clause, but also to
determine as a matter of substantive constitutional law what
situations fall within the ambit of the clause, and what state
interests are "compelling." I concurred in MR. JUSTICE HARLAN's
dissent in
Morgan. That case, as I now read it, gave
congressional power under § 5 the furthest possible legitimate
reach. Yet to sustain the constitutionality of § 302 would
require an enormous extension of that decision's rationale. I
cannot but conclude that § 302 was beyond the constitutional
power of Congress to enact.
[
Footnote 5/1]
2 M. Farrand, Records of the Federal Convention of 1787, p. 153
(1911).
[
Footnote 5/2]
Id. at 164.
[
Footnote 5/3]
Id. at 178-179.
[
Footnote 5/4]
Id. at 201, 207.
[
Footnote 5/5]
Id. at 201.
[
Footnote 5/6]
Id. at 202.
[
Footnote 5/7]
Id. at 203.
[
Footnote 5/8]
Id. at 206.
[
Footnote 5/9]
Whether a particular State's durational residency requirement
for voters may violate the Equal Protection Clause of the
Fourteenth Amendment presents questions that are, for me, quite
different from those attending the constitutionality of § 202.
See Howe v. Brown, 319 F.
Supp. 862 (ND Ohio 1970);
Cocanower v.
Marston, 318 F.
Supp. 402 (Ariz.1970);
Burg v.
Canniffe, 315 F.
Supp. 380 (Mass.1970);
Blumstein v. Ellington, ___
F.Supp. ___ (MD Tenn.1970);
Hadnott v.
Amos, 320 F.
Supp. 107 (MD Ala.1970);
Bufford v.
Holton, 319 F.
Supp. 843 (ED Va.1970);
Lester v. Board of
Elections, 319 F.
Supp. 505 (DC 1970).
[
Footnote 5/10]
U.S.Const., Amdt. XV.
[
Footnote 5/11]
U.S.Const., Amdt. XIX;
See also
Minor v.
Happersett, 21 Wall. 162.
[
Footnote 5/12]
Carrington v. Rash, 380 U. S. 89
(1965);
Louisiana v. United States, 380 U.
S. 145 (1965);
Harper v. Virginia Board of
Elections, 383 U. S. 663
(1966);
Katzenbach v. Morgan, 384 U.
S. 641 (1966);
Kramer v. Union School District,
395 U. S. 621
(1969);
Cipriano v. City of Houma, 395 U.
S. 701 (1969);
Evans v. Cornman, 398 U.
S. 419 (1970);
Phoenix v. Kolodziejski,
399 U. S. 204
(1970).
[
Footnote 5/13]
See, e.g., cases cited
supra, 400
U.S. 112fn5/12|>n. 12.
[
Footnote 5/14]
If the Government is correct in its submission that a particular
age requirement must meet the "compelling interest" standard, then,
of course, a substantial question would exist whether a 21-year-old
voter qualification is constitutional even in the absence of
congressional action, as my Brothers point out.
Ante at
400 U. S.
241-246. Yet it is inconceivable to me that this Court
would ever hold that the denial of the vote to those between the
ages of 18 and 21 constitutes such an invidious discrimination as
to be a denial of the equal protection of the laws. The
establishment of an age qualification is not state action aimed at
any discrete and insular minority.
Cf. United States v.
Carolene Products Co., 304 U. S. 144,
304 U. S. 152
n. 4. Moreover, so long as a State does not set the voting age
higher than 21, the reasonableness of its choice is confirmed by
the very Fourteenth Amendment upon which the Government relies.
Section 2 of that Amendment provides for sanctions when the right
to vote "is denied to any of the male inhabitants of such State,
being twenty-one years of age, and citizens of the United
States. . . ." (Emphasis added.)