Petitioner was convicted of refusing to submit to induction into
the Armed Forces despite his claim for conscientious objector
status under § 6(j) of the Universal Military Training and
Service Act. That provision exempts from military service persons
who by reason of "religious training and belief" are
conscientiously opposed to war in any form, that term being defined
in the Act as "belief in a relation to a Supreme Being involving
duties superior to those arising from any human relation" but not
including "essentially political, sociological, or philosophical
views or a merely personal code." In his exemption application,
petitioner stated that he could not affirm or deny belief in a
"Supreme Being," and struck the words "my religious training and"
from the form. He affirmed that he held deep conscientious scruples
against participating in wars where people were killed. The Court
of Appeals, while noting that petitioner's "beliefs are held with
the strength of more traditional religious convictions," concluded
that those beliefs were not sufficiently "religious" to meet the
terms of § 6(j), and affirmed the conviction. Petitioner
contends that the Act violates the First Amendment prohibition of
establishment of religion, and that his conviction should be set
aside on the basis of
United States v. Seeger,
380 U. S. 163,
which held that the test of religious belief under § 6(j) is
whether it is a sincere and meaningful belief occupying in the life
of its possessor a place parallel to that filled by the God of
those admittedly qualified for the exemption.
Held: The judgment is reversed. Pp.
398 U. S.
335-367.
404 F.2d 1078, reversed.
MR. JUSTICE BLACK, joined by MR. JUSTICE DOUGLAS, MR. JUSTICE
BRENNAN, and MR. JUSTICE MARSHALL, concluded that:
This case is controlled by
United States v. Seeger,
supra, to which it is factually similar. Under
Seeger, § 6(j) is not limited to those whose
opposition to war is prompted by orthodox or parochial religious
beliefs. A registrant's conscientious objection to all war is
"religious" within the meaning of § 6(j) if this
Page 398 U. S. 334
opposition stems from the registrant's moral, ethical, or
religious beliefs about what is right and wrong and these beliefs
are held with the strength of traditional religious convictions. In
view of the broad scope of the word "religious," a registrant's
characterization of his beliefs as "nonreligious" is not a reliable
guide to those administering the exemption. Pp.
398 U. S.
335-344.
MR. JUSTICE HARLAN concluded that:
1. The language of § 6(j) cannot be construed (as it was in
United States v. Seeger, supra, and as it is in the
prevailing opinion) to exempt from military service all individuals
who in good faith oppose all war, it being clear from both the
legislative history and textual analysis of that provision that
Congress used the words "by reason of religious training and
belief" to limit religion to its theistic sense, and to confine it
to formal, organized worship or shared beliefs by a recognizable
and cohesive group. Pp. 348-354.
2. The question of the constitutionality of § 6(j) cannot
be avoided by a construction of that provision that is contrary to
its intended meaning. Pp.
398 U. S.
354-356.
3. Section 6(j) contravenes the Establishment Clause of the
First Amendment by exempting those whose conscientious objection
claims are founded on a theistic belief, while not exempting those
whose claims are based on a secular belief. To comport with that
clause, an exemption must be "neutral" and include those whose
belief emanates from a purely moral, ethical, or philosophical
source. Pp.
398 U. S.
356-361.
4. In view of the broad discretion conferred by the Act's
severability clause and the longstanding policy of exempting
religious conscientious objectors, the Court, rather than
nullifying the exemption entirely, should extend its coverage to
those like petitioner who have been unconstitutionally excluded
from its coverage. Pp.
398 U. S.
361-367.
Page 398 U. S. 335
MR. JUSTICE BLACK announced the judgment of the Court and
delivered an opinion in which MR. JUSTICE DOUGLAS, MR. JUSTICE
BRENNAN, and MR. JUSTICE MARSHALL join.
The petitioner, Elliott Ashton Welsh II, was convicted by a
United States District Judge of refusing to submit to induction
into the Armed Forces in violation of 50 U.S.C.App. § 462(a),
and was, on June 1, 1966, sentenced to imprisonment for three
years. One of petitioner's defenses to the prosecution was that
§ 6(j) of the Universal Military Training and Service Act
exempted him from combat and noncombat service because he was "by
reason of religious training and belief . . . conscientiously
opposed to participation in war in any form." [
Footnote 1] After finding that there was no
religious basis for petitioner's conscientious objector claim, the
Court of Appeals, Judge Hamley dissenting, affirmed the conviction.
404 F.2d 1078 (1968). We granted certiorari chiefly to review the
contention that Welsh's conviction should be set aside on the basis
of this Court's decision in
United States v. Seeger,
380 U. S. 163
(1965). 396 U.S. 816 (1969). For the reasons to be stated, and
without passing upon the constitutional arguments that have been
raised, we vote to reverse this conviction because of its
fundamental inconsistency with
United States v. Seeger,
supra.
The controlling facts in this case are strikingly similar to
those in
Seeger. Both Seeger and Welsh were brought up in
religious homes and attended church in their childhood, but in
neither case was this church one which taught its members not to
engage in war at any time for
Page 398 U. S. 336
any reason. Neither Seeger nor Welsh continued his childhood
religious ties into his young manhood, and neither belonged to any
religious group or adhered to the teachings of any organized
religion during the period of his involvement with the Selective
Service System. At the time of registration for the draft, neither
had yet come to accept pacifist principles. Their views on war
developed only in subsequent years, but, when their ideas did fully
mature, both made application to their local draft boards for
conscientious objector exemptions from military service under
§ 6(j) of the Universal Military Training and Service Act.
That section then provided, in part: [
Footnote 2]
"Nothing contained in this title shall be construed to require
any person to be subject to combatant training and service in the
armed forces of the United States who, by reason of religious
training and belief, is conscientiously opposed to participation in
war in any form. Religious training and belief in this connection
means an individual's belief in a relation to a Supreme Being
involving duties superior to those arising from any human relation,
but does not include essentially political, sociological, or
philosophical views or a merely personal moral code."
In filling out their exemption applications, both Seeger and
Welsh were unable to sign the statement that, as printed in the
Selective Service form, stated, "I am, by reason of my religious
training and belief, conscientiously
Page 398 U. S. 337
opposed to participation in war in any form." Seeger could sign
only after striking the words "training and" and putting quotation
marks around the word "religious." Welsh could sign only after
striking the words "my religious training and." On those same
applications, neither could definitely affirm or deny that he
believed in a "Supreme Being," both stating that they preferred to
leave the question open. [
Footnote
3] But both Seeger and Welsh affirmed on those applications
that they held deep conscientious scruples against taking part in
wars where people were killed. Both strongly believed that killing
in war was wrong, unethical, and immoral, and their consciences
forbade them to take part in such an evil practice. Their objection
to participating in war in any form could not be said to come from
a "still, small voice of conscience"; rather, for them, that voice
was so loud and insistent that both men preferred to go to jail
rather than serve in the Armed Forces. There was never any question
about the sincerity and depth of Seeger's convictions as a
conscientious objector, and the same is true of Welsh. In this
regard the Court of Appeals noted, "[t]he government concedes that
[Welsh's] beliefs are held with the strength of more traditional
religious convictions." 404 F.2d at 1081. But, in both cases, the
Selective Service System concluded that the beliefs of these men
were in some sense insufficiently "religious" to qualify them for
conscientious objector exemptions under the terms of § 6(j).
Seeger's conscientious objector claim was denied "solely because it
was not based upon a
belief in a relation to a Supreme Being,'
as required by § 6(j) of the Act," United States v.
Seeger, 380 U. S. 163,
380 U. S. 167
(1965), while Welsh was
Page 398 U. S. 338
denied the exemption because his Appeal Board and the Department
of Justice hearing officer "could find no religious basis for the
registrant's beliefs, opinions and convictions." App. 52. Both
Seeger and Welsh subsequently refused to submit to induction into
the military, and both were convicted of that offense.
In
Seeger, the Court w as confronted, first, with the
problem that § 6(j) defined "religious training and belief" in
terms of a "belief in a relation to a Supreme Being . . . ," a
definition that arguably gave a preference to those who believed in
a conventional God, as opposed to those who did not. Noting the
"vast panoply of beliefs" prevalent in our country, the Court
construed the congressional intent as being in "keeping with its
long-established policy of not picking and choosing among religious
beliefs,"
id. at
380 U. S. 175,
and accordingly interpreted "the meaning of religious training and
belief so as to embrace
all religions. . . ."
Id.
at
380 U. S. 165.
(Emphasis added.) But, having decided that all religious
conscientious objectors were entitled to the exemption, we faced
the more serious problem of determining which beliefs were
"religious" within the meaning of the statute. This question was
particularly difficult in the case of Seeger himself. Seeger stated
that his was a "belief in and devotion to goodness and virtue for
their own sakes, and a religious faith in a purely ethical creed."
380 U.S. at
380 U. S. 166.
In a letter to his draft board, he wrote:
"My decision arises from what I believe to be considerations of
validity from the standpoint of the welfare of humanity and the
preservation of the democratic values which we in the United States
are struggling to maintain. I have concluded that war, from the
practical standpoint, is futile and self-defeating, and that, from
the more important moral standpoint, it is unethical."
326 F.2d 846, 848 (1964).
Page 398 U. S. 339
On the basis of these and similar assertions, the Government
argued that Seeger's conscientious objection to war was not
"religious," but stemmed from "essentially political, sociological,
or philosophical views, or a merely personal moral code."
In resolving the question whether Seeger and the other
registrants in that case qualified for the exemption, the Court
stated that "[the] task is to decide whether the beliefs professed
by a registrant are sincerely held and whether they are,
in his
own scheme of things, religious." 380 U.S. at
380 U. S. 185.
(Emphasis added.) The reference to the registrant's "own scheme of
things" was intended to indicate that the central consideration in
determining whether the registrant's beliefs are religious is
whether these beliefs play the role of a religion and function as a
religion in the registrant's life. The Court's principal statement
of its test for determining whether a conscientious objector's
beliefs are religious within the meaning of § 6(j) was as
follows:
"The test might be stated in these words: a sincere and
meaningful belief which occupies in the life of its possessor a
place parallel to that filled by the God of those admittedly
qualifying for the exemption comes within the statutory
definition."
380 U.S. at
380 U. S. 176.
The Court made it clear that these sincere and meaningful beliefs
that prompt the registrant's objection to all wars need not be
confined in either source or content to traditional or parochial
concepts of religion. It held that § 6(j) "does not
distinguish between externally and internally derived beliefs,"
id. at
380 U. S. 186,
and also held that "intensely personal" convictions which some
might find "incomprehensible" or "incorrect" come within the
meaning of "religious belief" in the Act.
Id. at
380 U. S.
184-185. What is necessary under
Seeger for a
registrant's conscientious
Page 398 U. S. 340
objection to all war to be "religious" within the meaning of
§ 6(j) is that this opposition to war stem from the
registrant's moral, ethical, or religious beliefs about what is
right and wrong and that these beliefs be held with the strength of
traditional religious convictions. Most of the great religions of
today and of the past have embodied the idea of a Supreme Being or
a Supreme Reality -- a God -- who communicates to man in some way a
consciousness of what is right and should be done, of what is wrong
and therefore should be shunned. If an individual deeply and
sincerely holds beliefs that are purely ethical or moral in source
and content, but that nevertheless impose upon him a duty of
conscience to refrain from participating in any war at any time,
those beliefs certainly occupy in the life of that individual "a
place parallel to that filled by . . . God" in traditionally
religious persons. Because his beliefs function as a religion in
his life, such an individual is as much entitled to a "religious"
conscientious objector exemption under § 6(j) as is someone
who derives his conscientious opposition to war from traditional
religious convictions.
Applying this standard to Seeger himself, the Court noted the
"compulsion to
goodness'" that shaped his total opposition to
war, the undisputed sincerity with which he held his views, and the
fact that Seeger had "decried the tremendous `spiritual' price man
must pay for his willingness to destroy human life." 380 U.S. at
380 U. S.
186-187. The Court concluded:
"We think it clear that the beliefs which prompted his objection
occupy the same place in his life as the belief in a traditional
deity holds in the lives of his friends, the Quakers."
380 U.S. at
380 U. S. 187.
Accordingly, the Court found that Seeger should be granted
conscientious objector status.
In the case before us, the Government seeks to distinguish our
holding in
Seeger on basically two grounds,
Page 398 U. S. 341
both of which were relied upon by the Court of Appeals in
affirming Welsh's conviction. First, it is stressed that Welsh was
far more insistent and explicit than Seeger in denying that his
views were religious. For example, in filling out their
conscientious objector applications, Seeger put quotation marks
around the word "religious," but Welsh struck the word "religious"
entirely, and later characterized his beliefs as having been formed
"by reading in the fields of history and sociology." App. 22. The
Court of Appeals found that Welsh had "denied that his objection to
war was premised on religious belief," and concluded that "[t]he
Appeal Board was entitled to take him at his word." 404 F.2d at
1082. We think this attempt to distinguish
Seeger fails
for the reason that it places undue emphasis on the registrant's
interpretation of his own beliefs. The Court's statement in
Seeger that a registrant's characterization of his own
belief as "religious" should carry great weight, 380 U.S. at
380 U. S. 184,
does not imply that his declaration that his views are nonreligious
should be treated similarly. When a registrant states that his
objections to war are "religious," that information is highly
relevant to the question of the function his beliefs have in his
life. But very few registrants are fully aware of the broad scope
of the word "religious" as used in § 6(j), and accordingly a
registrant's statement that his beliefs are nonreligious is a
highly unreliable guide for those charged with administering the
exemption. Welsh himself presents a case in point. Although he
originally characterized his beliefs as nonreligious, he later,
upon reflection, wrote a long and thoughtful letter to his Appeal
Board in which he declared that his beliefs were "certainly
religious in the ethical sense of the word." He explained:
"I believe I mentioned taking of life as not being, for me, a
religious wrong. Again, I assumed Mr. [Brady (the Department of
Justice hearing
Page 398 U. S. 342
officer)] was using the word 'religious' in the conventional
sense, and, in order to be perfectly honest, did not characterize
my belief as 'religious.'"
App. 44.
The Government also seeks to distinguish
Seeger on the
ground that Welsh's views, unlike Seeger's, were "essentially
political, sociological, or philosophical views, or a merely
personal moral code." As previously noted, the Government made the
same argument about Seeger, and not without reason, for Seeger's
views had a substantial political dimension.
Supra at
398 U. S.
338-339. In this case, Welsh's conscientious objection
to war was undeniably based in part on his perception of world
politics. In a letter to his local board, he wrote:
"I can only act according to what I am and what I see. And I see
that the military complex wastes both human and material resources,
that it fosters disregard for (what I consider a paramount concern)
human needs and ends; I see that the means we employ to 'defend'
our 'way of life' profoundly change that way of life. I see that,
in our failure to recognize the political, social, and economic
realities of the world, we,
as a nation, fail our
responsibility
as a nation."
App. 30. We certainly do not think that § 6(j)'s exclusion
of those persons with "essentially political, sociological, or
philosophical views or a merely personal moral code" should be read
to exclude those who hold strong beliefs about our domestic and
foreign affairs or even those whose conscientious objection to
participation in all wars is founded to a substantial extent upon
considerations of public policy. The two groups of registrants that
obviously do fall within these exclusions from the exemption are
those whose beliefs are not deeply held and those whose objection
to war does not rest at all upon moral, ethical, or religious
principle, but instead rests solely upon
Page 398 U. S. 343
considerations of policy, pragmatism, or expediency. In applying
§ 6(j)'s exclusion of those whose views are "essentially
political, sociological, or philosophical" or of those who have a
"merely personal moral code," it should be remembered that these
exclusions are definitional, and do not therefore restrict the
category of persons who are conscientious objectors by "religious
training and belief." Once the Selective Service System has taken
the first step and determined under the standards set out here and
in
Seeger that the registrant is a "religious"
conscientious objector, it follows that his views cannot be
"essentially political, sociological, or philosophical." Nor can
they be a "merely personal moral code."
See United States v.
Seeger, 380 U.S. at
380 U. S.
186.
Welsh stated that he "believe[d] the taking of life -- anyone's
life -- to be morally wrong." App. 44. In his original
conscientious objector application, he wrote the following:
"I believe that human life is valuable in and of itself; in its
living; therefore, I will not injure or kill another human being.
This belief (and the corresponding 'duty' to abstain from violence
toward another person) is not 'superior to those arising from any
human relation.' On the contrary: it is essential to every human
relation. I cannot, therefore, conscientiously comply with the
Government's insistence that I assume duties which I feel are
immoral and totally repugnant."
App. 10. Welsh elaborated his beliefs in later communications
with Selective Service officials. On the basis of these beliefs and
the conclusion of the Court of Appeals that he held them "with the
strength of more traditional religious convictions," 404 F.2d at
1081, we think Welsh was clearly entitled to a conscientious
objector exemption. Section
Page 398 U. S. 344
6(j) requires no more. That section exempts from military
service all those whose consciences, spurred by deeply held moral,
ethical, or religious beliefs, would give them no rest or peace if
they allowed themselves to become a part of an instrument of
war.
The judgment is
Reversed.
MR. JUSTICE BLACKMUN took no part in the consideration or
decision of this case.
[
Footnote 1]
162 Stat. 612.
See also 50 U.S.C.App. § 456(j).
The pertinent provision as it read during the period relevant to
this case is set out
infra at
398 U. S.
336.
[
Footnote 2]
62 Stat. 612. An amendment to the Act in 1967, subsequent to the
Court's decision in the
Seeger case, deleted the reference
to "Supreme Being" but continued to provide that "religious
training and belief" does not include "essentially political,
sociological, or philosophical views, or a merely personal moral
code." 1 Stat. 104, 50 U.S.C.App. § 456(j) (1964 ed., Supp.
IV).
[
Footnote 3]
In his original application in April, 1964, Welsh stated that he
did not believe in a Supreme Being, but, in a letter to his local
board in June, 1965, he requested that his original answer be
stricken and the question left open. App. 29.
MR. JUSTICE HARLAN, concurring in the result.
Candor requires me to say that I joined the Court's opinion in
United States v. Seeger, 380 U. S. 163
(1965), only with the gravest misgivings as to whether it was a
legitimate exercise in statutory construction, and today's decision
convinces me that, in doing so, I made a mistake which I should now
acknowledge. [
Footnote 2/1]
In
Seeger, the Court construed § 6(j) of the
Universal Military Training and Service Act so as to sustain a
conscientious objector claim not founded on a theistic belief. The
Court, in treating with the provision of the statute that limited
conscientious objector claims to those stemming from belief in "a
Supreme Being," there said:
"Congress, in using the expression 'supreme Being,' rather than
the designation 'God,' was merely clarifying the meaning of
religious training and belief so as to embrace all religions and to
exclude essentially political, sociological, or philosophical
views,"
and held that the test of belief
"'in a relation to a Supreme Being' is whether a given belief
that is sincere and meaningful occupies a place in the life of its
possessor parallel to that filled by the orthodox
Page 398 U. S. 345
belief in God of one who clearly qualifies for the
exemption."
380 U.S. at
380 U. S.
165-166. Today, the prevailing opinion makes explicit
its total elimination of the statutorily required religious content
for a conscientious objector exemption. The prevailing opinion now
says:
"If an individual deeply and sincerely holds beliefs that are
purely ethical or
moral in source and content,
but that nevertheless impose upon him a duty of conscience to
refrain from participating in any war at any time"
(emphasis added), he qualifies for a § 6(j) exemption.
In my opinion, the liberties taken with the statute both in
Seeger and today's decision cannot be justified in the
name of the familiar doctrine of construing federal statutes in a
manner that will avoid possible constitutional infirmities in them.
There are limits to the permissible application of that doctrine,
and, as I will undertake to show in this opinion, those limits were
crossed in
Seeger, and even more apparently have been
exceeded in the present case. I therefore find myself unable to
escape facing the constitutional issue that this case squarely
presents: whether § 6(j) in limiting this draft exemption to
those opposed to war in general because of theistic beliefs runs
afoul of the religious clauses of the First Amendment. For reasons
later appearing, I believe it does, and, on that basis, I concur in
the judgment reversing this conviction, and adopt the test
announced by MR. JUSTICE BLACK not as a matter of statutory
construction, but as the touchstone for salvaging a congressional
policy of long standing that would otherwise have to be
nullified.
I
Section 6(j) provided during the period relevant to this
case:
"Nothing contained in this title shall be construed to require
any person to be subject to combatant
Page 398 U. S. 346
training and service in the armed forces of the United States
who, by reason of religious training and belief, is conscientiously
opposed to participation in war in any form. Religious training and
belief in this connection means an individual's belief in a
relation to a Supreme Being involving duties superior to those
arising from any human relation, but does not include essentially
political, sociological, or philosophical views or a merely
personal moral code."
Universal Military Training and Service Act of 1948, §
6(j), 62 Stat. 612, 50 U.S.C.App. § 456(j).
The issue is then whether Welsh's opposition to war is founded
on "religious training and belief," and hence "belief in a relation
to a Supreme Being" as Congress used those words. It is, of course,
true that certain words are more plastic in meaning than others.
"Supreme Being" is a concept of theology and philosophy, not a
technical term, and consequently may be, in some circumstances,
capable of bearing a contemporary construction as notions of
theology and philosophy evolve.
Cf. United States v.
Storrs, 272 U. S. 652
(1926). This language appears, however, in a congressional
enactment; it is not a phrase of the Constitution, like "religion"
or "speech," which this Court is freer to construe in light of
evolving needs and circumstances.
Cf. Joseph Burstyn, Inc. v.
Wilson, 343 U. S. 495
(1952), and my concurring opinion in
Estes v. Texas,
381 U. S. 532,
381 U. S.
595-596 (1965), and my opinion concurring in the
judgment in
Garner v. Louisiana, 368 U.
S. 157,
368 U. S. 185
(1961). Nor is it so broad a statutory directive, like that of the
Sherman Act, that we may assume that we are free to adopt and shape
policies limited only by the most general statement of purpose.
Cf., e.g., Standard Oil Co. v. United States, 221 U. S.
1 (1911). It is Congress' will that must here be
divined. In that endeavor,
Page 398 U. S. 347
it is one thing to give words a meaning not necessarily
envisioned by Congress so as to adapt them to circumstances also
uncontemplated by the legislature in order to achieve the
legislative policy,
Holy Trinity Church v. United States,
143 U. S. 457
(1892); it is a wholly different matter to define words so as to
change policy. The limits of this Court's mandate to stretch
concededly elastic congressional language are fixed in all cases by
the context of its usage and legislative history, if available,
that are the best guides to congressional
purpose and the
lengths to which Congress enacted a policy.
Rosado v.
Wyman, 397 U. S. 397
(1970). [
Footnote 2/2] The
prevailing opinion today snubs both guidelines, for it is apparent
from a textual analysis of § 6(j) and the legislative history
that the words of this section, as used and understood by Congress,
fall short of enacting the broad policy of exempting from military
service all individuals who in good faith oppose all war.
Page 398 U. S. 348
A
The natural reading of § 6(j), which quite evidently draws
a distinction between theistic and nontheistic religions, is the
only one that is consistent with the legislative history. Section
5(g) of the 1940 Draft Act exempted individuals whose opposition to
war could be traced to "religious training and belief," 54 Stat.
889, without any allusion to a Supreme Being. In
United States
v. Kauten, 133 F.2d 703 (C.A.2d Cir.1943), the Second Circuit,
speaking through Judge Augustus Hand, broadly construed "religious
training and belief" to include a
"belief finding expression in a conscience which categorically
requires the believer to disregard elementary self-interest and to
accept martyrdom in preference to transgressing its tenets."
133 F.2d at 708. The view was further elaborated in subsequent
decisions of the Second Circuit,
see United States ex rel.
Phillips v. Downer, 135 F.2d 621 (C.A.2d Cir.1943);
United
States ex rel. Reel v. Badt, 141 F.2d 845 (C.A.2d Cir.1944).
This expansive interpretation of § 5(g) was rejected by a
divided Ninth Circuit in
Berman v. United States, 156 F.2d
377, 380-381 (1946):
"It is our opinion that the expression 'by reason of religious
training and belief' . . . was written into the statute for the
specific purpose of distinguishing between a conscientious social
belief, or a sincere devotion to a high moralistic philosophy, and
one based upon an individual's belief in his responsibility to an
authority higher and beyond any worldly one."
"
* * * *"
"[I]n
United States v. Macintosh, 283 U. S.
605 . . . , Mr. [Chief] Justice Hughes in his dissent .
. . said: 'The essence of religion is belief in a relation to God
involving duties superior to those arising from any human
relation.' "
Page 398 U. S. 349
The unmistakable and inescapable thrust of the
Berman
opinion, that religion is to be conceived in theistic terms, is
rendered no less straightforward by the court's elaboration on the
difference between beliefs held as a matter of moral or
philosophical conviction and those inspired by religious upbringing
and adherence to faith.
"There are those who have a philosophy of life, and who live up
to it. There is evidence that this is so in regard to appellant.
However, no matter how pure and admirable his standard may be, and
no matter how devotedly he adheres to it, his philosophy and morals
and social policy without the concept of deity cannot be said to be
religion in the sense of that term as it is used in the statute. It
is said in
State v. Amana Society, 132 Iowa 304, 109 N.W.
894, 898 . . . :"
"surely a scheme of life designed to obviate such results (man's
inhumanity to man), and by removing temptations, and all the
inducements of ambition and avarice, to nurture the virtues of
unselfishness, patience, love, and service, ought not to be
denounced as not pertaining to religion
when its devotee
regards it as an essential tenet of their [sic] religious
faith."
(Emphasis of Court of Appeals.)
Ibid.
In the wake of this intercircuit dialogue, crystallized by the
dissent in
Berman, which espoused the Second Circuit
interpretation in
Kauten, supra, Congress enacted §
6(j) in 1948. That Congress intended to anoint the Ninth Circuit's
interpretation of § 5(g) would seem beyond question in view of
the similarity of the statutory language to that used by Chief
Justice Hughes in his dissenting opinion in
Macintosh and
quoted in
Berman and the Senate report. The first half of
the new language was almost word for word that of Chief Justice
Hughes in
Page 398 U. S. 350
Macintosh, and quoted by the
Berman majority;
[
Footnote 2/3] and the Senate
Committee report adverted to
Berman, thus foreclosing any
possible speculation as to whether Congress was aware of the
possible alternatives. The report stated:
"This section reenacts substantially the same provisions as were
found in subsection 5(g) of the 1940 act. Exemption extends to
anyone who, because of religious training and belief in his
relationship to a Supreme Being, is conscientiously opposed to
combatant military service or to both combatant and noncombatant
military service. (
See United States v. Berman [sic], 156
F. (2d) 377,
certiorari denied, 329 U.S. 795.)"
S.Rep. No. 1268, 80th Cong., 2d Sess., 14. [
Footnote 2/4]
Page 398 U. S. 351
B
Against this legislative history, it is a remarkable feat of
judicial surgery to remove, as did
Seeger, the theistic
requirement of § 6(j). The prevailing opinion today, however,
in the name of interpreting the will of Congress, has performed a
lobotomy and completely transformed the statute by reading out of
it any distinction between religiously acquired beliefs and those
deriving from "essentially political, sociological, or
philosophical views, or a merely personal moral code."
In the realm of statutory construction, it is appropriate to
search for meaning in the congressional vocabulary in a lexicon
most probably consulted by Congress. Resort to Webster's [
Footnote 2/5] reveals that the meanings of
"religion" are:
"1. The service and adoration of God or a god as expressed in
forms of worship, in obedience to divine commands . . . ; 2. The
state of life of a religious . . . ; 3. One of the
systems
of faith and worship; a form of theism; a religious faith . . . ;
4. The profession or practice of religious beliefs; religious
observances
collectively; pl. rites; 5. Devotion or
fidelity; . . . conscientiousness;
Page 398 U. S. 352
6. An apprehension, awareness, or conviction of the existence of
a supreme being, or more widely, of supernatural powers or
influences controlling one's own, humanity's, or nature's destiny;
also, such an apprehension, etc., accompanied by or arousing
reverence, love, gratitude, the will to obey and serve, and the
like. . . ."
(Emphasis added.)
Of the five pertinent definitions, four include the notion of
either a Supreme Being or a cohesive, organized group pursuing a
common spiritual purpose together. While, as the Court's opinion in
Seeger points out, these definitions do not exhaust the
almost infinite and sophisticated possibilities for defining
"religion," there is strong evidence that Congress restricted, in
this instance, the word to its conventional sense. That it is
difficult to plot the semantic penumbra of the word "religion" does
not render this term so plastic in meaning that the Court is
entitled, as matter of statutory construction, to conclude that any
asserted and strongly held belief satisfies its requirements. It
must be recognized that the permissible shadow of connotation is
limited by the context in which words are used. In § 6(j),
Congress has included not only a reference to a Supreme Being, but
has also explicitly contrasted "religious" beliefs with those that
are "essentially political, sociological, or philosophical" and a
"personal moral code." This exception certainly is, at the very
least, the statutory boundary, the "asymptote," of the word
"religion." [
Footnote 2/6]
Page 398 U. S. 353
For me, this dichotomy reveals that Congress was not embracing
that definition of religion that alone speaks in terms of "devotion
or fidelity" to individual principles acquired on an individualized
basis, but was adopting, at least, those meanings that associate
religion with formal, organized worship or shared beliefs by a
recognizable and cohesive group. Indeed, this requirement was
explicit in the predecessor to the 1940 statute. The Draft Act of
1917 conditioned conscientious objector status on membership in or
affiliation with a
"well-recognized religious sect or organization [then] organized
and existing and whose existing creed or principles forb[ade] its
members to participate in war in any form. . . ."
§ 4, 40 Stat 78. That § 5(g) of the 1940 Act
eliminated the affiliation and membership requirement does not, in
my view, mean as the Court, in effect, concluded in
Seeger
that Congress was embracing a secular definition of religion.
[
Footnote 2/7]
Page 398 U. S. 354
Unless we are to assume an Alice-in-Wonderland world where words
have no meaning, I think it fair to say that Congress' choice of
language cannot fail to convey to the discerning reader the very
policy choice that the prevailing opinion today completely
obliterates: that between conventional religions that usually have
an organized and formal structure and dogma and a cohesive group
identity, even when nontheistic, and cults that represent schools
of thought and in the usual case are without formal structure or
are, at most, loose and informal associations of individuals who
share common ethical, moral, or intellectual views.
II
When the plain thrust of a legislative enactment can only be
circumvented by distortion to avert an inevitable constitutional
collision, it is only by exalting form over substance that one can
justify this veering off the path that has been plainly marked by
the statute. Such a course betrays extreme skepticism as to
constitutionality, and, in this instance, reflects a groping to
preserve the conscientious objector exemption at all cost.
I cannot subscribe to a wholly emasculated construction of a
statute to avoid facing a latent constitutional question, in
purported fidelity to the salutary doctrine of avoiding unnecessary
resolution of constitutional issues, a principle to which I fully
adhere.
See Ashwander v. Tennessee Valley Authority,
297 U. S. 288,
297 U. S. 348
(1936) (Brandeis, J., concurring). It is, of course, desirable to
salvage by construction legislative enactments whenever there is
good reason to believe that Congress did not intend to legislate
consequences that are unconstitutional, but it is not permissible,
in my judgment, to take a lateral step that robs legislation of all
meaning in order to avert the collision between its plainly
intended purpose and the commands of the Constitution.
Page 398 U. S. 355
Cf. Yates v. United States, 354 U.
S. 298 (1957). As the Court stated in
Aptheker v.
Secretary of State, 378 U. S. 500,
378 U. S. 515
(1964):
"It must be remembered that, '[a]lthough this Court will often
strain to construe legislation so as to save it against
constitutional attack, it must not and will not carry this to the
point of perverting the purpose of a statute . . .' or judicially
rewriting it.
Scales v. United States
[
367 U.S.
203,
367 U. S. 211]. To put the
matter another way, this Court will not consider the abstract
question of whether Congress might have enacted a valid statute,
but, instead, must ask whether the statute that Congress did enact
will permissibly bear a construction rendering it free from
constitutional defects."
The issue comes sharply into focus in Mr. Justice Cardozo's
statement for the Court in
Moore Ice Cream Co. v. Rose,
289 U. S. 373,
289 U. S. 379
(1933):
"'A statute must be construed, if fairly possible, so as to
avoid not only the conclusion that it is unconstitutional, but also
grave doubts upon that score.' . . . But avoidance of a difficulty
will not be pressed to the point of disingenuous evasion. Here, the
intention of the Congress is revealed too distinctly to permit us
to ignore it because of mere misgivings as to power. The problem
must be faced and answered."
If an important congressional policy is to be perpetuated by
recasting unconstitutional legislation, as the prevailing opinion
has done here, the analytically sound approach is to accept
responsibility for this decision. Its justification cannot be by
resort to legislative intent as that term is usually employed, but
by a different kind of legislative intent, namely, the presumed
grant of power to the courts to decide whether it more nearly
accords with
Page 398 U. S. 356
Congress' wishes to eliminate its policy altogether or extend it
in order to render what Congress plainly did intend,
constitutional.
Compare, e.g., Yu Cong Eng v. Trinidad,
271 U. S. 500
(1926);
United States v. Reese, 92 U. S.
214 (1876),
with Skinner v. Oklahoma,
316 U. S. 535
(1942);
Nat. Life Ins. Co. v. United States, 277 U.
S. 508 (1928). I therefore turn to the constitutional
question.
III
The constitutional question that must be faced in this case is
whether a statute that defers to the individual's conscience only
when his views emanate from adherence to theistic religious beliefs
is within the power of Congress. Congress, of course, could,
entirely consistently with the requirements of the Constitution,
eliminate all exemptions for conscientious objectors. Such a course
would be wholly "neutral," and, in my view, would not offend the
Free Exercise Clause, for reasons set forth in my dissenting
opinion in
Sherbert v. Verner, 374 U.
S. 398,
374 U. S. 418
(1963).
See Jacobson v. Massachusetts, 197 U. S.
11,
197 U. S. 29
(1905) (dictum);
cf. McGowan v. Maryland, 366 U.
S. 420 (1961);
Davis v. Beason, 133 U.
S. 333 (1890);
Hamilton v. Board of Regents,
293 U. S. 245,
293 U. S.
264-265 (1934);
Reynolds v. United States,
98 U. S. 145
(1879); Kurland, Of Church and State and the Supreme Court, 29
U.Chi.L.Rev. 1 (1961). However, having chosen to exempt, it cannot
draw the line between theistic or nontheistic religious beliefs, on
the one hand, and secular beliefs, on the other. Any such
distinctions are not, in my view, compatible with the Establishment
Clause of the First Amendment.
See my separate opinion in
Walz v. Tax Comm'n, 397 U. S. 664,
397 U. S. 694
(1970);
Epperson v. Arkansas, 393 U. S.
97 (1968);
School District of Abington Township v.
Schempp, 374 U. S. 203,
374 U. S. 305
(1963) (Goldberg, J., concurring);
Page 398 U. S. 357
Engel v. Vitale, 370 U. S. 421
(1962);
Torcaso v. Watkins, 367 U.
S. 488,
367 U. S. 495
(1961);
Fowler v. Rhode Island, 345 U. S.
67 (1953). The implementation of the neutrality
principle of these cases requires, in my view, as I stated in
Walz v. Tax Comm'n, supra,
"an equal protection mode of analysis. The Court must survey
meticulously the circumstances of governmental categories to
eliminate, as it were, religious gerrymanders. In any particular
case the critical question is whether the scope of legislation
encircles a class so broad that it can be fairly concluded that
[all groups that] could be thought to fall within the natural
perimeter [are included]."
397 U.S. at
397 U. S.
696.
The "radius" of this legislation is the conscientiousness with
which an individual opposes war in general, yet the statute, as I
think it must be construed, excludes from its "scope" individuals
motivated by teachings of nontheistic religions, [
Footnote 2/8] and individuals guided by an inner
ethical voice that bespeaks secular, and not "religious,"
reflection. It not only accords a preference to the "religious,"
but also disadvantages adherents of religions that do not worship a
Supreme Being. The constitutional infirmity cannot be cured,
moreover, even by an impermissible construction that eliminates the
theistic requirement and simply draws the line between religious
and nonreligious. This, in my view, offends the Establishment
Clause and is that kind of classification
Page 398 U. S. 358
that this Court has condemned.
See my separate opinion
in
Walz v. Tax Comm'n, supra; School District of Abington
Township v. Schempp (Goldberg, J., concurring),
supra;
Engel v. Vitale, supra; Torcaso v. Watkins, supra.
If the exemption is to be given application, it must encompass
the class of individuals it purports to exclude, those whose
beliefs emanate from a purely moral, ethical, or philosophical
source. [
Footnote 2/9] The common
denominator must be the intensity of moral conviction with which a
belief is held. [
Footnote 2/10]
Common experience teaches that, among
Page 398 U. S. 359
"religious" individuals, some are weak and others strong
adherents to tenets, and this is no less true of individuals whose
lives are guided by personal ethical considerations.
The Government enlists the
Selective Draft Law Cases,
245 U. S. 366
(1918), as precedent for upholding the constitutionality of the
religious conscientious objector provision. That case involved the
power of Congress to raise armies by conscription and only
incidentally the conscientious objector exemption. The language
emphasized by the Government to the effect that the exemption for
religious objectors and ministers constituted neither an
establishment nor interference with free exercise of religion can
only be considered an afterthought, since the case did not involve
any individuals who claimed to be nonreligious conscientious
objectors. [
Footnote 2/11] This
conclusory assertion, unreasoned and unaccompanied by citation,
surely cannot foreclose consideration of the question in a case
that squarely presents the issue.
Other authorities assembled by the Government, far from
advancing its case, demonstrate the unconstitutionality of the
distinction drawn in § 6(j) between religious and nonreligious
beliefs.
Everson v. Board of Educational, 330 U. S.
1 (1947), the
Sunday Closing Law Cases,
366 U. S. 420,
366 U. S. 582,
366 U. S. 599, and
366 U. S. 617
(1961), and
Board
Page 398 U. S. 360
of Education v. Allen, 392 U.
S. 236 (1968), all sustained legislation on the premise
that it was neutral in its application and thus did not constitute
an establishment, notwithstanding the fact that it may have
assisted religious groups by giving them the same benefits accorded
to nonreligious groups. [
Footnote
2/12] To the extent that
Zorach v. Clauson,
343 U. S. 306
(1952), and
Sherbert v. Verner, supra, stand for the
proposition that the Government may (
Zorach), or must
(
Sherbert), shape its secular programs to accommodate the
beliefs and tenets of religious
Page 398 U. S. 361
groups, I think these cases unsound. [
Footnote 2/13]
See generally Kurland,
supra. To conform with the requirements of the First
Amendment's religious clauses as reflected in the mainstream of
American history, legislation must, at the very least, be neutral.
See my separate opinion in
Walz v. Tax Comm'n,
supra.
IV
Where a statute is defective because of underinclusion, there
exist two remedial alternatives: a court may either declare it a
nullity and order that its benefits not extend to the class that
the legislature intended to benefit, or it may extend the coverage
of the statute to include those who are aggrieved by exclusion.
Cf. Skinner v. Oklahoma, 316 U. S. 535
(1942);
Iowa-Des Moines National Bank v. Bennett,
284 U. S. 239
(1931). [
Footnote 2/14]
Page 398 U. S. 362
The appropriate disposition of this case, which is a prosecution
for refusing to submit to induction and not an action for a
declaratory judgment on he constitutionality of § 6(j), is
determined by the fact that, at the time of Welsh's induction
notice and prosecution the Selective Service was, as required by
statute, exempting individual whose beliefs were identical in all
respects to those held by petitioner except that they derived from
a religious source. Since this created a religious benefit not
accorded to petitioner, it is clear to me that this conviction must
be reversed under the Establishment Clause of the First Amendment
unless Welsh is to go remediless.
Cf. Iowa-Des Moines National
Bank v. Bennett, supra; Smith v. Cahoon, 283 U.
S. 553 (1931). [
Footnote
2/15]
Page 398 U. S. 363
This result, while tantamount to extending the statute, is not
only the one mandated by the Constitution in this case, but also
the approach I would take had this question been presented in an
action for a declaratory judgment
Page 398 U. S. 364
or "an action in equity where the enforcement of a statute
awaits the final determination of the court as to validity and
scope."
Smith v. Cahoon, 283 U.S. at
283 U. S. 565.
[
Footnote 2/16] While the
necessary remedial operation, extension, is more analogous to a
graft than amputation, I think the boundaries of permissible choice
may properly be considered fixed by the legislative pronouncement
on severability.
Indicative of the breadth of the judicial mandate in this regard
is the broad severability clause, 65 Stat. 88, which provides
that,
"[i]f any provision of this Act or the application thereof to
any person or circumstances is held invalid, the validity of the
remainder of the Act and of the application of such provision to
other persons and circumstances shall not be affected thereby."
While the absence of such a provision would not foreclose the
exercise of discretion in determining whether a legislative policy
should be repaired or abandoned,
cf. United States v.
Jackson, 390 U. S. 570,
390 U. S. 585
n. 27 (1968), its existence "discloses an intention to make the Act
divisible and creates a presumption that, eliminating invalid
parts, the legislature would have been satisfied with what
remained. . . ."
Champlin Rfg. Co. v. Commission,
286 U. S. 210,
286 U. S. 235
(1932).
See also Skinner
Page 398 U. S. 365
v. Oklahoma, supra; Nat. Life Ins. Co. v. United
States, 277 U. S. 508
(1928). [
Footnote 2/17]
In exercising the broad discretion conferred by a severability
clause it is, of course, necessary to measure the intensity of
commitment to the residual policy and consider the degree of
potential disruption of the statutory scheme that would occur by
extension as opposed to abrogation.
Cf. Nat. Life Ins. Co. v.
United States, supra, (Brandeis, J., dissenting);
Dorchy
v. Kansas, 264 U. S. 286
(1924).
The policy of exempting religious conscientious objectors is one
of longstanding tradition in this country and accords recognition
to what is, in a diverse and "open" society, the important value of
reconciling individuality
Page 398 U. S. 366
of belief with practical exigencies whenever possible.
See
Girouard v. United States, 328 U. S. 61
(1946). It dates back to colonial times, and has been perpetuated
in state and federal conscription statutes.
See Mr.
Justice Cardozo's separate opinion in
Hamilton v. Board of
Regents, 293 U.S. at
293 U. S. 267;
Macintosh v. United States, 42 F.2d 845, 847 (1930). That
it has been phrased in religious terms reflects, I assume, the fact
that ethics and morals, while the concern of secular philosophy,
have traditionally been matters taught by organized religion and
that, for most individuals, spiritual and ethical nourishment is
derived from that source. It further reflects, I would suppose, the
assumption that beliefs emanating from a religious source are
probably held with great intensity.
When a policy has roots so deeply embedded in history, there is
a compelling reason for a court to hazard the necessary statutory
repairs if they can be made within the administrative framework of
the statute and without impairing other legislative goals, even
though they entail not simply eliminating an offending section, but
rather building upon it. [
Footnote
2/18] Thus, I am prepared to accept the prevailing opinion's
conscientious objector test not as a reflection of congressional
statutory intent but, as patchwork
Page 398 U. S. 367
of judicial making that cures the defect of underinclusion in
§ 6(j) and can be administered by local boards in the usual
course of business. [
Footnote
2/19] Like the prevailing opinion, I also conclude that
petitioner's beliefs are held with the required intensity, and
consequently vote to reverse the judgment of conviction.
MR JUSTICE WHITE, with whom THE CHIEF JUSTICE and MR. JUSTICE
STEWART join, dissenting.
Whether or not
United States v. Seeger, 380 U.
S. 163 (1965), accurately reflected the intent of
Congress in providing draft exemptions for religious conscientious
objectors to war, I cannot join today's construction of § 6(j)
extending draft exemption to those who disclaim religious
objections to war and whose views about war represent a purely
personal code arising not from religious training and belief, as
the statute requires, but from readings in philosophy, history, and
sociology. Our obligation
Page 398 U. S. 368
in statutory construction cases is to enforce the will of
Congress, not our own, and, as MR. JUSTICE HARLAN has demonstrated,
construing § 6(j) to include Welsh exempts from the draft a
class of persons to whom Congress has expressly denied an
exemption.
For me, that conclusion should end this case. Even if Welsh is
quite right in asserting that exempting religious believers is an
establishment of religion forbidden by the First Amendment, he
nevertheless remains one of those persons whom Congress took pains
not to relieve from military duty. Whether or not § 6(j) is
constitutional, Welsh had no First Amendment excuse for refusing to
report for induction. If it is contrary to the express will of
Congress to exempt Welsh, as I think it is, then there is no
warrant for saving the religious exemption and the statute by
redrafting it in this Court to include Welsh and all others like
him.
If the Constitution expressly provided that aliens should not be
exempt from the draft, but Congress purported to exempt them and no
others, Welsh, a citizen, could hardly qualify for exemption by
demonstrating that exempting aliens is unconstitutional. By the
same token, if the Constitution prohibits Congress from exempting
religious believers, but Congress exempts them anyway, why should
the invalidity of the exemption create a draft immunity for Welsh?
Surely not just because he would otherwise go without a remedy
along with all those others not qualifying for exemption under the
statute. And not as a reward for seeking a declaration of the
invalidity of § 6(j); for as long as Welsh is among those from
whom Congress expressly withheld the exemption, he has no standing
to raise the establishment issue even if § 6(j) would present
no First Amendment problems if it had included Welsh and others
like him.
"[O]ne to whom application of a statute is constitutional will
not be heard to attack the
Page 398 U. S. 369
statute on the ground that impliedly it might also be taken as
applying to other persons or other situations in which its
application might be unconstitutional."
United States v. Raines, 362 U. S.
17,
362 U. S. 21
(1960). Nothing in the First Amendment prohibits drafting Welsh and
other nonreligious objectors to war. Saving § 6(j) by
extending it to include Welsh cannot be done in the name of a
presumed congressional, will but only by the Court's taking upon
itself the power to make draft exemption policy.
If I am wrong in thinking that Welsh cannot benefit from
invalidation of 6(j) on Establishment Clause grounds, I would
nevertheless affirm his conviction; for I cannot hold that Congress
violated the Clause in exempting from the draft all those who
oppose war by reason of religious training and belief. In exempting
religious conscientious objectors, Congress was making one of two
judgments, perhaps both. First, § 6(j) may represent a purely
practical judgment that religious objectors, however admirable,
would be of no more use in combat than many others unqualified for
military service. Exemption was not extended to them to further
religious belief or practice, but to limit military service to
those who were prepared to undertake the fighting that the armed
services have to do. On this basis, the exemption has neither the
primary purpose nor the effect of furthering religion. As Mr.
Justice Frankfurter, joined by MR. JUSTICE HARLAN, said in a
separate opinion in the
Sunday Closing Law Cases,
366 U. S. 420,
366 U. S. 468
(1961), an establishment contention "can prevail only if the
absence of any substantial legislative purpose other than a
religious one is made to appear."
See Selective Draft Law
Cases, 245 U. S. 366.
Second, Congress may have granted the exemption because
otherwise religious objectors would be forced into conduct that
their religions forbid, and because,
Page 398 U. S. 370
in the view of Congress, to deny the exemption would violate the
Free Exercise Clause, or at least raise grave problems in this
respect. True, this Court has more than once stated its
unwillingness to construe the First Amendment, standing alone, as
requiring draft exemptions for religious believers.
Hamilton v.
Board of Regents, 293 U. S. 245,
293 U. S.
263-264 (1934);
United States v. Macintosh,
283 U. S. 605,
283 U. S.
623-624 (1931). But this Court is not alone in being
obliged to construe the Constitution in the course of its work; nor
does it even approach having a monopoly on the wisdom and insight
appropriate to the task. Legislative exemptions for those with
religious convictions against war date from colonial days. As Chief
Justice Hughes explained in his dissent in
United States v.
Macintosh, supra, at
283 U. S. 633,
the importance of giving immunity to those having conscientious
scruples against bearing arms has consistently been emphasized in
debates in Congress, and such draft exemptions are "
indicative
of the actual operation of the principles of the Constitution.'"
However this Court might construe the First Amendment, Congress has
regularly steered clear of free exercise problems by granting
exemptions to those who conscientiously oppose war on religious
grounds.
If there were no statutory exemption for religious objectors to
war, and failure to provide it was held by this Court to impair the
free exercise of religion contrary to the First Amendment, an
exemption reflecting this constitutional command would be no more
an establishment of religion than the exemption required for
Sabbatarians in
Sherbert v. Verner, 374 U.
S. 398 (1963), or the exemption from the flat tax on
book sellers held required for evangelists,
Follett v.
McCormick, 321 U. S. 573
(1944). Surely a statutory exemption for religionists required by
the Free Exercise Clause is not an invalid establishment because it
fails to include nonreligious believers as well; nor would it be
any less an establishment
Page 398 U. S. 371
if camouflaged by granting additional exemptions for
nonreligious, but "moral," objectors to war.
On the assumption, however, that the Free Exercise Clause of the
First Amendment does not, by its own force, require exempting
devout objectors from military service, it does not follow that
§ 6(j) is a law respecting an establishment of religion within
the meaning of the First Amendment. It is very likely that §
6(j) is a recognition by Congress of free exercise values and its
view of desirable or required policy in implementing the Free
Exercise Clause. That judgment is entitled to respect. Congress has
the power "To raise and support Armies" and "To make all Laws which
shall be necessary and proper for carrying into Execution" that
power. Art. I, § 8. The power to raise armies must be
exercised consistently with the First Amendment, which, among other
things, forbids laws prohibiting the free exercise of religion. It
is surely essential therefore -- surely "necessary and proper" --
in enacting laws for the raising of armies to take account of the
First Amendment and to avoid possible violations of the Free
Exercise Clause. If this was the course Congress took, then just as
in
Katzenbach v. Morgan, 384 U. S. 641
(1966), where we accepted the judgment of Congress as to what
legislation was appropriate to enforce the Equal Protection Clause
of the Fourteenth Amendment, here we should respect congressional
judgment accommodating the Free Exercise Clause and the power to
raise armies. This involves no surrender of the Court's function as
ultimate arbiter in disputes over interpretation of the
Constitution. But it was enough in
Katzenbach "to perceive
a basis upon which the Congress might resolve the conflict as it
did," 384 U.S. at
384 U. S. 653,
and plainly, in the case before us, there is an arguable basis for
§ 6(j) in the Free Exercise Clause, since, without the
exemption, the law would compel some members of the public to
engage in combat
Page 398 U. S. 372
operations contrary to their religious convictions. Indeed, one
federal court has recently held that to draft a man for combat
service contrary to his conscientious beliefs would violate the
First Amendment.
United States v. Sisson, 297 F.
Supp. 902 (1969). There being substantial roots in the Free
Exercise Clause for § 6(j), I would not frustrate
congressional will by construing the Establishment Clause to
condition the exemption for religionists upon extending the
exemption also to those who object to war on nonreligious
grounds.
We have said that neither support nor hostility, but neutrality,
is the goal of the religion clauses of the First Amendment.
"Neutrality," however, is not self-defining. If it is "favoritism"
and not "neutrality" to exempt religious believers from the draft,
is it "neutrality," and not "inhibition" of religion, to compel
religious believers to fight when they have special reasons for not
doing so, reasons to which the Constitution gives particular
recognition? It cannot be ignored that the First Amendment itself
contains a religious classification. The Amendment protects belief
and speech, but, as a general proposition, the free speech
provisions stop short of immunizing conduct from official
regulation. The Free Exercise Clause, however, has a deeper cut: it
protects conduct, as well as religious belief and speech.
"[I]t safeguards the free exercise of the chosen form of
religion. Thus, the Amendment embraces two concepts, -- freedom to
believe and freedom to act. The first is absolute, but, in the
nature of things, the second cannot be."
Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S.
303-304 (1940). Although socially harmful acts may, as a
rule, be banned despite the Free Exercise Clause even where
religiously motivated, there is an area of conduct that cannot be
forbidden to religious practitioners but that may be forbidden to
others.
See United States v. Ballard, 322 U. S.
78 (1944);
Follett
v.
Page 398 U. S. 373
McCormick, 321 U. S. 573
(1944). We should thus not labor to find a violation of the
Establishment Clause when free exercise values prompt Congress to
relieve religious believers from the burdens of the law, at least
in those instances where the law is not merely prohibitory, but
commands the performance of military duties that are forbidden by a
man's religion.
In
Braunfeld v. Brown, 366 U.
S. 599 (1961), and
Gallagher v. Crown Kosher
Market, 366 U. S. 617
(1961), a majority of the Court rejected claims that Sunday closing
laws placed unacceptable burdens on Sabbatarians' religious
observances. It was not suggested, however, that the Sunday closing
laws in 21 States exempting Sabbatarians and others violated the
Establishment Clause because no provision was made for others who
claimed nonreligious reasons for not working on some particular day
of the week. Nor was it intimated in
Zorach v. Clauson,
343 U. S. 306
(1952), that the nonestablishment holding might be infirm because
only those pursuing religious studies for designated periods were
released from the public school routine; neither was it hinted that
a public school's refusal to institute a released-time program
would violate the Free Exercise Clause. The Court in
Sherbert
v. Verner, supra, construed the Free Exercise Clause to
require special treatment for Sabbatarians under the State's
unemployment compensation law. But the State could deal specially
with Sabbatarians whether the Free Exercise Clause required it or
not, for, as MR. JUSTICE HARLAN then said -- and I agreed with him
-- the Establishment Clause would not forbid an exemption for
Sabbatarians who otherwise could not qualify for unemployment
benefits.
The Establishment Clause, as construed by this Court,
unquestionably has independent significance; its function is not
wholly auxiliary to the Free Exercise Clause. It bans some
involvements of the State with religion that
Page 398 U. S. 374
otherwise might be consistent with the Free Exercise Clause. But
when, in the rationally based judgment of Congress, free exercise
of religion calls for.shielding religious objectors from compulsory
combat duty, I am reluctant to frustrate the legislative will by
striking down the statutory exemption because it does not also
reach those to whom the Free Exercise Clause offers no protection
whatsoever.
I would affirm the judgment below.
[
Footnote 2/1]
For a discussion of those principles that determine the
appropriate scope for the doctrine of
stare decisis, see
Moragne v. States Marine Lines, also decided today,
post, p.
398 U. S. 375;
Boys Markets v. Retail Clerks Union, ante, p.
398 U. S. 235;
Helvering v. Hallock, 309 U. S. 106
(1940).
[
Footnote 2/2]
The difference is between the substitution of judicial judgment
for a principle that is set forth by the Constitution and
legislature and the application of the legislative principle to a
new "form" that is no different in substance from the circumstances
that existed when the principle was set forth.
Cf. Katz v.
United States, 389 U. S. 347
(1967). As the Court said in
Weems v. United States,
"Legislation, both statutory and constitutional, is enacted, . .
. from an experience of evils, . . . its general language should
not, therefore, be necessarily confined to the form that evil had
theretofore taken. . . . [A]
principle, to be vital must
be capable of wider application than the mischief which gave it
birth."
217 U.S.
349,
217 U. S. 373
(1910) (emphasis added).
While it is by no means always simple to discern the difference
between the residual principle in legislation that should be given
effect in circumstances not covered by the express statutory terms
and the limitation on that principle inherent in the same words,
the Court in
Seeger and the prevailing opinion today read
out language that, in my view, plainly limits the principle, rather
than illustrates the policy and circumstances that were in mind
when § 6(j) was enacted.
[
Footnote 2/3]
The substitution in § 6(j) of "Supreme Being" instead of
"God" as used in
Macintosh does not, in my view, carry the
burden, placed on it in the
Seeger opinion, of
demonstrating that Congress "deliberately broadened" Chief Justice
Hughes' definition. "God" and "Supreme Being" are generally taken
as synonymous terms meaning Deity. It is common practice to use
various synonyms for the Deity. The Declaration of Independence
refers to "Nature's God," "Creator," "Supreme Judge of the world,"
and "divine Providence." References to the Deity in preambles to
the state constitutions include, for example, and use
interchangeably "God," "Almighty God," "Supreme Being." A. Stokes
& L. Pfeffer, Church and State in the United States 561 (1964).
In
Davis v. Beason, 133 U. S. 333,
133 U. S. 342
(1890), the Court spoke of man's relations to his "Creator" and to
his "Maker"; in
Zorach v. Clauson, 343 U.
S. 306,
343 U. S. 313
(1952), and
Engel v. Vitale, 370 U.
S. 421,
370 U. S. 424
(1962), to the "Almighty."
[
Footnote 2/4]
The
Seeger opinion relies on the absence of any
allusion to the judicial conflict to parry the thrust of the
legislative history, and assigns significance to the Committee
citation of
Berman as manifestation of its intention to
reenact § 5(g) of the 1940 Act, and also as authority for the
exclusion of those whose beliefs are grounded in secular ethics.
The citation to
Berman would not be conclusive of
congressional purpose if Congress had simply reenacted the 1940 Act
adding only the express exclusion in the last clause. But the
reasoning in
Seeger totally ignores the fact that
Congress, without other apparent reason, added the "Supreme Being"
language of the
Berman majority in the face of the
Berman dissent which espoused Judge Hand's view in
Kauten. The argument in
Seeger is not, moreover,
strengthened by the fact that Congress, in drafting the 1948
Selective Service laws, placed great weight on the views of the
Selective Service System which, the Court suggested, did not view
Berman and
Kauten as being in conflict. 380 U.S.
at
380 U. S. 179.
The Selective Service System Monograph No. 11, Conscientious
Objection (1950) was not before Congress when § 6(j) was
enacted, and the fact that the Service relied on both
Kauten and
Berman for the proposition that
conscientious objection must emanate from a religious, and not a
secular, source does not mean that it considered the Supreme Being
discussion in
Berman as surplusage.
[
Footnote 2/5]
New International Dictionary, Unabridged (2d ed.1934).
[
Footnote 2/6]
The prevailing opinion's purported recognition of this
distinction slides over the "personal moral code" exception, in
§ 6(j). Thus, that opinion, in concluding that § 6(j)
does not exclude
"those who hold strong beliefs about our domestic and foreign
affairs or even those whose conscientious objection to
participation in all wars is founded to a substantial extent upon
considerations of public policy,"
but excludes individuals whose beliefs are not deeply held and
those whose objection to war does not rest upon "moral, ethical or
religious principle," but, instead, rests solely upon
considerations of "policy, pragmatism, or expediency,"
ante at
398 U. S.
342-343, blends morals and religion, two concepts that
Congress chose to keep separate.
[
Footnote 2/7]
The apparent purpose of the 1940 change in language was to
eliminate membership as a decisive criterion in recognition of the
fact that mere formal affiliation is no measure of the intensity of
beliefs, and that many nominal adherents do not share or pursue the
ethics of their church. That the focus was made the
conscientiousness of the individual's own belief does not mean that
Congress was indifferent to its source. Were this the case, there
would have been no occasion to allude to "religious training" in
the 1940 enactment, and to contrast it with secular ethics in the
1948 statute. Yet the prevailing opinion today holds that "beliefs
that are purely ethical," no matter how acquired, qualify the
holder for § 6(j) status if they are held with the requisite
intensity.
However, even the prevailing opinion's ambulatory concept of
"religion" does not suffice to embrace Welsh, since petitioner
insisted that his beliefs had been formed "by reading in the fields
of history and sociology" and "denied that his objection to war was
premised on religious belief." 404 F.2d at 1082. That opinion not
only establishes a definition of religion that amounts to
"Newspeak," but it refuses to listen to petitioner who is speaking
the same language.
[
Footnote 2/8]
This Court has taken notice of the fact that recognized
"religions" exist that "do not teach what would generally be
considered a belief in the existence of God,"
Torcaso v.
Watkins, 367 U. S. 488,
367 U. S. 495
n. 11,
e.g., "Buddhism, Taoism, Ethical Culture, Secular
Humanism and others."
Ibid. See also Washington
Ethical Society v. District of Columbia, 101 U.S.App.D.C. 371,
249 F.2d 127 (1957); 2 Encyclopaedia of the Social Sciences 293; J.
Archer, Faiths Men Live By 12138, 254-313 (2d ed. revised by
Purinton 1958); Stokes & Pfeffer,
supra, 398
U.S. 333fn2/3|>n. 3, at 560.
[
Footnote 2/9]
In
Sherbert v. Verner, 374 U.
S. 398 (1963), the Court held unconstitutional over my
dissent a state statute that conditioned eligibility for
unemployment benefits on being "able to work and . . . available
for work" and further provided that a claimant was ineligible "[i]f
. . . The has failed, without good cause . . . to accept available
suitable work when offered him by the employment office or the
employer. . . ." This, the Court held, was a violation of the Free
Exercise Clause as applied to Seventh Day Adventists whose
religious background forced them as a matter of conscience to
decline Saturday employment. My own conclusion, to which I still
adhere, is that the Free Exercise Clause does not require a State
to conform a neutral secular program to the dictates of religious
conscience of any group. I suggested, however that a State could
constitutionally create exceptions to its program to accommodate
religious scruples. That suggestion must, however, be qualified by
the observation that any such exception in order to satisfy the
Establishment Clause of the First Amendment, would have to be
sufficiently broad to be religiously neutral.
See my
separate opinion in
Walz v. Tax Comm'n, supra. This would
require creating an exception for anyone who, as a matter of
conscience, could not comply with the statute. Whether, under a
statute like that involved in
Sherbert, it would be
possible to demonstrate a basis in conscience for not working
Saturday is quite another matter.
[
Footnote 2/10]
Without deciding what constitutes a definition of "religion" for
First Amendment purposes it suffices to note that it means, in my
view, at least the two conceivable readings of § 6(j) set
forth in
398 U. S. but
something less than mere adherence to ethical or moral beliefs in
general or a certain belief such as conscientious objection. Thus,
the prevailing opinion's expansive reading of "religion" in §
6(j) does not, in my view, create an Establishment Clause problem
in that it exempts all sincere objectors but does not exempt
others,
e.g., those who object to war on pragmatic grounds
and contend that pragmatism is their creed.
[
Footnote 2/11]
Thus, Mr. Chief Justice White said:
"And we pass without anything but statement the proposition that
an establishment of a religion or an interference with the free
exercise thereof repugnant to the First Amendment resulted from the
exemption clauses of the act . . . because we think its unsoundness
is too apparent to require us to do more."
245 U.S. at
245 U. S.
389-390.
[
Footnote 2/12]
My Brother WHITE in dissent misinterprets, in my view, the
thrust of Mr. Justice Frankfurter's language in the Sunday Closing
Law Cases.
See post at
398 U. S. 369.
Section 6(j) speaks directly to belief divorced entirely from
conduct. It evinces a judgment that individuals who hold the
beliefs set forth by the statute should not be required to bear
arms, and the statutory belief that qualifies is only a religious
belief. Under these circumstances, I fail to see how this
legislation has "any substantial legislative purpose" apart from
honoring the conscience of individuals who oppose war on only
religious grounds. I cannot, moreover, accept the view, implicit in
the dissent, that Congress has any ultimate responsibility for
construing the Constitution. It, like all other branches of
government, is constricted by the Constitution, and must conform
its action to it. It is this Court, however, and not the Congress,
that is ultimately charged with the difficult responsibility of
construing the First Amendment. The Court has held that universal
conscription creates no free exercise problem,
see cases
cited
supra at
398 U. S. 356,
and Congress can constitutionally draft individuals notwithstanding
their religious beliefs. Congress, whether in response to political
considerations or simply out of sensitivity for men of religious
conscience, can, of course, decline to exercise its power to
conscript to the fullest extent, but it cannot do so without equal
regard for men of nonreligious conscience. It goes without saying
that the First Amendment is perforce a guarantee that the
conscience of religion may not be preferred simply because
organized religious groups in general are more visible than the
individual who practices morals and ethics on his own. Any view of
the Free Exercise Clause that does not insist on this neutrality
would engulf the Establishment Clause and render it vestigial.
[
Footnote 2/13]
That the "released-time" program in
Zorach did not
utilize classroom facilities for religious instruction, unlike
McCollum v. Board of Education, 333 U.
S. 203 (1948), is a distinction for me without
Establishment Clause substance. At the very least, the Constitution
requires that the State not excuse students early for the purpose
of receiving religious instruction when it does not offer to
nonreligious students the opportunity to use school hours for
spiritual or ethical instruction of a nonreligious nature.
Moreover, whether a released-time program cast in terms of
improving "conscience" to the exclusion of artistic or cultural
pursuits, would be "neutral" and consistent with the requirement of
"voluntarism," is by no means an easy question. Such a limited
program is quite unlike the broad approach of the tax exemption
statute, sustained in
Walz v. Tax Comm'n, supra, which
included literary societies, playgrounds, and associations "for the
moral or mental improvement of men."
[
Footnote 2/14]
See Skinner v. Oklahoma, where MR. JUSTICE DOUGLAS, in
an opinion holding infirm under the Equal Protection Clause a state
statute that required sterilization of habitual thieves who
perpetrated larcenies but not those who engaged in embezzlement,
noted the alternative courses of extending the statute to cover the
excluded class or not applying it to the wrongfully included group.
The Court declined to speculate which alternative the State would
prefer to adopt and simply reversed the judgment.
[
Footnote 2/15]
In
Iowa-Des Moines National Bank v. Bennett, Mr.
Justice Brandeis speaking for the Court in a decision holding that
the State had denied petitioners equal protection of the laws by
taxing them more heavily than their competitors, observed that:
"The right invoked is that to equal treatment, and such
treatment will be attained if either their competitors' taxes are
increased or their own reduced."
284 U.S. at
284 U. S. 247.
Based on the impracticality of requiring the aggrieved taxpayer at
that stage to "assume the burden of seeking an increase of the
taxes which . . . others should have paid," the Court held that
petitioner was entitled to recover the overpayment.
The Establishment Clause case that comes most readily to mind as
involving "underinclusion" is
Epperson v. Arkansas,
393 U. S. 97
(1968). There, the State prohibited the teaching of evolutionist
theory but "did not seek to excise from the curricula of its
schools and universities all discussion of the origin of man." 393
U.S. at
393 U. S. 109.
The Court held the Arkansas statute, which was framed as a
prohibition, unconstitutional. Since the statute authorized no
positive action, there was no occasion to consider the remedial
problem.
Cf. Fowler v. Rhode Island, 345 U. S.
67 (1953). Most of the other cases arising under the
Establishment Clause have involved instances where the challenged
legislation conferred a benefit on religious as well as secular
institutions.
See, e.g., Walz v. Tax Comm'n, supra; Everson v.
Board of Education, supra; Board of Education v. Allen, supra.
These cases, had they been decided differently, would still not
have presented the remedial problem that arises in the instant
case, for they were cases of alleged "overinclusion." The school
prayer cases,
School District of Abington Township v. Schempp,
supra, and
Engel v. Vitale, supra, and the
released-time cases,
Zorach v. Clauson, supra; McCollum v.
Board of Education, supra, also failed to raise the remedial
issue. In the school prayer situation, the requested relief was an
injunction against the saying of prayers. Moreover, it is doubtful
that there is any analogous secular ritual that could be performed
so as to satisfy the neutrality requirement of the First Amendment
and even then the practice of saying prayers in schools would still
offend the principle of voluntarism that must be satisfied in First
Amendment cases.
See my separate opinion in
Walz v.
Tax Comm'n, supra. The same considerations prevented the issue
from arising in the one released-time program case that held the
practice unconstitutional.
In
McCollum, where the Court held unconstitutional a
program that permitted
"religious teachers, employed by private religious groups . . .
to come weekly into the school buildings during the regular hours
.set apart for secular teaching, and then and there, for a period
of thirty minutes, substitute their religious teaching for the
secular education provided under the compulsory education law,"
333 U.S. at
333 U. S. 205,
the relief requested was an order to mandamus the authorities to
discontinue the program. No question arose as to whether the
program might have been saved by extending a similar privilege to
other students who wished extracurricular instruction in, for
example, atheistic or secular ethics and morals.
Cf. my
separate opinion in
Walz v. Tax Comm'n, supra. Moreover.
as in the prayer cases, since the defect in the Illinois program
was not the mere absence of neutrality, but also the encroachment
on "voluntarism,"
see ibid., it is doubtful whether there
existed any remedial alternative to voiding the entire program. A
further complication would have arisen in these cases by virtue of
the more limited discretion this Court enjoys to extend a policy
for the States even as a constitutional remedy.
Cf. Skinner v.
Oklahoma, supra; Morey v. Doud, 354 U.
S. 457 (1957);
Dorchy v. Kansas, 264 U.
S. 286 (1924).
[
Footnote 2/16]
As long as the Selective Service continues to grant exemptions
to religious conscientious objectors, individuals like petitioner
are not required to submit to induction. This is tantamount to
extending the present statute to cover those in petitioner's
position. Alternatively the defect of underinclusion that renders
this statute unconstitutional could be cured in a civil action by
eliminating the exemption accorded to objectors whose beliefs are
founded in religion. The choice between these two courses is not
one for local draft boards nor is it one that should await civil
litigation where the question could more appropriately be
considered. Consequently, I deem it proper to confront the issue
here, even though, as a technical matter, no judgment could issue
in this case ordering the Selective Service to refrain entirely
from granting exemptions.
[
Footnote 2/17]
In
Skinner, the Court impliedly recognized the mandate
of flexibility to repair a defective statute -- even by extension
-- conferred by a broad severability clause. As already noted, the
Court there declined to exercise discretion, however, since, absent
a clear indication of legislative preference it was for the state
courts to determine the proper course.
While Mr. Justice Brandeis in a dissenting opinion in
Nat.
Life Ins. Co., supra, at
277 U. S. 522,
277 U. S.
534-535, expressed the view that a severability clause
in terms like that, before us now is not intended to authorize
amendment by expanding the scope of legislation, his remarks must
be taken in the context of a dissent to a course he deemed contrary
to that Congress would have chosen. Thus, after quoting
Hill v.
Wallace, 259 U. S. 44,
259 U. S. 71
(1922), to the effect that a severability clause
"furnishes assurance to courts that they may properly sustain
separate sections or provisions of a partly invalid act without
hesitation or doubt as to whether they would have been adopted,
even if the legislature had been advised of the invalidity of part
[b]ut . . . does not give . . . power to amend the act,"
Justice Brandeis observed, that:
"Even if such a clause could ever permit a court to enlarge the
scope of a deduction allowed by a taxing statute, . . . the
asserted unconstitutionality can be cured as readily by [excision]
as by [enlargement],"
and that the former would most likely have been the
congressional preference in that particular case.
Cf. Iowa-Des
Moines National Bank v. Bennett, supra.
[
Footnote 2/18]
I reach these conclusions notwithstanding the admonition in
United States v. Reese that it "is no part of [this
Court's] duty" "[t]o limit [a] statute in [such a way as] to make a
new law, [rather than] enforce an old one."
92 U. S.
214,
92 U. S. 221
(1876).
See also Yu Cong Eng v. Trinidad, 271 U.
S. 500 (1926);
Marchetti v. United States,
390 U. S. 39,
390 U. S. 60
(1968). Neither of these cases involved statutes evincing a
congressional intent to confer a benefit on a particular group,
thus requiring the frustration of third-party beneficiary
legislation when the acts were held invalid. Moreover the saving
construction in
Marchetti would have thwarted, not
complemented, the primary purpose of the statute by introducing
practical difficulties into that enforcement of state gambling laws
that the statute was designed to further.
[
Footnote 2/19]
During World War I, when the exemption was granted to members or
affiliates of "well-recognized religious sect[s]," the Selective
Service System found it impracticable to compile a list of
"recognized" sects, and left the matter to the discretion of the
local boards. Second Report of the Provost Marshal General to the
Secretary of War on the Operations of the Selective Service System
to December 20, 1918, p. 56. As a result, some boards treated
religious and nonreligious objectors in the same manner. Report of
the Provost Marshal General to the Secretary of War on the First
Draft Under the Selective Service Act, 1917, p. 59. Finally, by
presidential regulation dated March 20, 1918, it was ordered that
conscientious objector status be open to all conscientious
objectors without regard to any religious qualification. The
experience during World War II, when draft boards were operating
under the broad definition of religion in
United States v.
Kauten, 133 F.2d 703 (C.A.2d Cir.1943), also demonstrates the
administrative viability of today's test. Not only would the test
announced today seem manageable, but it would appear easier than
the arcane inquiry required to determine whether beliefs are
religious or secular in nature.